yellow hammer™ risk management solutions. 2 yellow hammer risk management yellow hammer fraud:...
TRANSCRIPT
Yellow Hammer™ Risk Management Solutions
2
Yellow Hammer Risk Management
Yellow Hammer Fraud: • Detection of fraud within the following modules:
• On Us• ACH• POS• ATM• DEP
EFT Module:• Real Time Monitoring• Pin and Signature Based Transactions• After-Hours Monitoring
Yellow Hammer BSA:• Enterprise Wide BSA Solution
Technology
• JAVA Version 5
• Client / Server• Microsoft Windows Server 2003 Platform
• Microsoft SQL Server 2005 Database
• Integration• Standardized Data Import Format
• Core• Teller• Wire Transfer• Other Business Lines
• Web Service Components
Benefits
• Reduce Compliance Risk• Consistently Apply BSA Policy & Procedures• Accurately Assess Client Risk• Enforce Structured BSA Review Workflow • Facilitate Management / Board Oversight• Yellow Hammer Fraud / EFT Integration• Turnkey Implementation• Complete Enterprise BSA Compliance Solution
Yellow Hammer BSA System Components
CUSTOMER DUEDILIGENCE
RISK RATING
TRANSACTION MONITORING
ENHANCED DUEDILIGENCE
CASEMANAGEMENT
SARMANAGEMENT
EMPLOYEETRAINING
REPORTING
ACTIONWORKFLOW
Client & Account Due
Diligence
Client & Account Due Diligence
• Fast, Intuitive Data Capture at Account Opening
• Seamless Platform Integration via Web Service
• Flexible Question Tree
• Parameter Driven Responses
• Risk Assignment for all Responses
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
CIP/CDD/EDD
Transaction Monitoring
BSA/AML Engine • Peer Group Analysis
• Static Analysis
• Dynamic Analysis (Standard Deviation)
• Analysis Types• Customer
• Cash
• ACH
• Wire Transfers
• Loan Payments
• Internal Transfers
• Monetary Instrument Log
• Non-Customer
• Cash
• Wire Transfers
• Monetary Instrument Log
Analysis Definitions
BSA Redi System Components
Worklists
Transaction Monitoring
Peer Groups
Transaction Monitoring
Worklist Review
Monthly Review Process
Monthly Review Process
Monthly Review Process
Monthly Review Process
Monthly Review Process
Monthly Review Process
Monthly Review Process
Monthly Review Process
Monthly Review Process
Work-List Actions
• Reviewed
• Escalate
• Approve
• Open Case
