worthington, stephen r. h. hydraulic and geological factors influencing conduit flow depth
TRANSCRIPT
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Speleogenesis and Evolution of Karst AquifersThe Virtual Scientific Journal
ISSN 1814-294X
www.speleogenesis.info
Hydraulic and geological factors influencing conduit flow depth
Stephen R H Worthington
Worthington Groundwater, 55 Mayfair Avenue, Dundas, Ontario, L9H 3K9, Canada.E-mail: [email protected]
Re-published from: Cave and Karst Science, 31 (3), 2004, 123-134.
Abstract
There has much been speculation as to whether cave formation should occur at, above, or below the water table, but a satisfactory
explanation has been lacking until recently. The last 50 years has seen extensive mapping of caves both above and, more recently,
below the water table. It is now becoming apparent that there are systematic differences in depth of flow between different areas and
that conduit flow to depths >100m below the water table is not uncommon. Such deep flow is facilitated by the lower viscosity of
geothermally heated water at depth. Analysis of data from caves shows that depth of flow is primarily a function of flow path length,
stratal dip and fracture anisotropy. This explains why conduits form at shallow depths in platform settings such as in Kentucky, at
moderate depths (10100m) in folded strata such as in England and in the Appalachian Mountains, and at depths of several hundred
metres in exceptional settings where there are very long flow paths.
Keywords: Speleogenesis, conduit flow, deep flow
Introduction
The nature and extent of cave development with
respect to the water table has received much
attention, especially in the first half of the
Twentieth Century (Lowe, 2000a). Early theories
were largely speculative because few caves above
the water table and none below the water table had
been accurately mapped. For instance, in 1950 there
were only seven caves with mapped lengths greater
than 10km. In the last 50 years, however, this
number has grown rapidly, reaching 125 in 1977
and 350 in 2000 (Chabert, 1977; Madelaine, 2001).
The growth of mapped cave passages below the
water table is even more marked. In 1950
underwater exploration in caves had barely
commenced, but by 2000 there were 14 caves
explored to depths of at least 150m below the water
table (Farr, 2000). This impressive dataset of
mapped caves provides an invaluable empirical
database for ideas on cave development.
Conduit development results from the interplay
between hydraulic, chemical and geological factors.Early calculations on conduit enlargement were
disappointing as they showed that infiltrating water
would quickly become saturated with respect to
calcite, that no further dissolution would then take
place, and thus caves could not be formed (Weyl,
1958). Caves clearly do exist, and so some
alternative explanations were proposed, such as the
presence of sulphides (Howard, 1964) or the
occurrence of mixing corrosion (Bgli, 1964). At
the time it thus appeared that caves might only form
in some special situations and so be rare. However,
this concept was overturned in the 1970s when lab
experiments showed that the dissolution rate ofcalcite and of dolomite is non-linear and that there
is a large reduction in the rate as chemical
equilibrium is approached (Berner and Morse,
1974; Plummer and Wigley, 1976; Herman and
White, 1985). These results were in turn
incorporated into numerical models, which showed
that caves form in all unconfined carbonate aquifers
(Dreybrodt, 1990; Palmer, 1991). Furthermore, this
process occurs not only where there is sinking
stream recharge but also where there is percolation
recharge (Dreybrodt, 1996).
Early studies on the depth of cave development
with respect to the water table focused largely on
hydraulic factors. For instance, Davis (1930) noted
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that some flow lines from recharge areas to
discharge areas describe arcs deep below the water
table during the initial pre-karstification stage of
flow through an aquifer, and he suggested that cave
development could occur along such deep flow
paths. Swinnerton (1932) suggested that the
greatest flow and thus the greatest dissolution
would occur along the shortest flow path, that
shallow flow paths are the shortest, and
consequently that conduit formation close to the
water table is favoured. Thrailkill (1968) analysed
flow through shallow and deep flow paths and his
findings supported Swinnerton (1932). The concept
of cave development close to the water table
attracted widespread support and the occurrence of
deep phreatic flow presented a challenge because
there was no known process that explained it. Ford
and Ewers (1978) proposed that deep flow onlyoccurs where there are a limited number of open
fractures and that it is solely the presence of these
open fractures that facilitates conduit development
deep below the water table. However, Worthington
(2001) carried out a comprehensive analysis of the
equation for laminar flow through fractures and
showed that the effect of geothermal heating results
in increased flow for deep flow paths.
Consequently, the presence of random large open
fractures at depth is not required to explain deep
flow.
The most widely quoted model in recent yearshas been that of Ford and Ewers (1978), which
appeared to provide a comprehensive explanation
of the occurrence of deep phreatic, shallow phreatic
and water table caves. However, there has been a
general failure to find examples that fit the model,
and Ford (2000) stated that the model does not
attempt to predict what will be the effective fissure
frequency and aperture in any particular
topographic or geologic setting. This raises the
spectre that cave development might occur at
unpredictable depths below the water table, being
related only to randomly located open fractures.
This pessimistic view of cave formation appears
to be contradicted by the growing evidence from
cave exploration and mapping that there are
systematic differences between different areas in
the depth of flow. For instance, cave diving in the
Mendips, the Peak District and in the Yorkshire
Dales has shown that these three areas in England
have sumps that descend to as much as several tens
of metres below the water table (Farr, 2000).
Geomorphological studies in English caves have
demonstrated that some fossil conduits had similardepths of flow (Ford, 1968; Waltham, 1974). In
contrast, extensive cave exploration in Kentucky
indicates that few conduits were formed more than
a few metres below the water table (Palmer, 1987),
whereas in some mountainous areas there are
examples of conduits formed at depths >100m
below the water table (Waltham and Brook, 1980;
Smart, 1984; Farr, 2000, Jeannin et al., 2000;
Yonge, 2001).
The systematic differences between England,
Kentucky and mountainous areas suggest that depth
of flow is likely to be a function of one or more
parameters that vary between these three settings.
Worthington (2001) found that depth of flow was a
function of stratal dip and flow path length, but
only a limited number of parameters was
considered in that study. The discussion below
considers a larger number of parameters that might
influence the depth of conduit flow, including
hydraulic factors, fracture permeability, fracturegeometry, spacing of bedding planes, and
topography.
Hydraulic factors
Flow along fractures in the early stages of
karstification is in the laminar regime, and can be
described by the Hagen-Poiseuille equation (White,
1988, p.162). This describes head loss (h) through a
circular pipe as
h= 8 !v L/ ("gr2) (1)
where ! is dynamic viscosity, " is the density of
water, vis velocity,Lis conduit length, ris conduit
radius, andgis the acceleration due to gravity.
Thrailkill (1968) calculated the differences
between shallow and deep flow paths in
horizontally-bedded strata by using Equation 1. His
results showed that shallow flow is slightly greater
than deep flow, implying that conduits should
develop close to the water table. However,
Thrailkill used the simplifying assumption of
constant temperature and constant viscosity in hiscalculations.
The average global geothermal gradient is about
25C/km, so that water following a deep flow path
in a limestone aquifer will be slightly warmer than
water following a shallower flow path. The density
and dynamic viscosity of water both vary as a
function of temperature, and can be combined to
give the kinematic viscosity, which decreases by
50% between 10C and 40C. This results in
increased flow in fractures at depth, increased
dissolution, and an environment for preferentialformation of conduits deep below the water table.
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Fig. 1.Relative flow in shallow and deep conduits inflat-bedded limestone where the length/depth ratio is
100. A) Greater flow in the shallow conduit where theflow path is 1km long due to the shorter flow path in the
shallow conduit. B) Greater flow in the deep conduitwhere the flow path is 10km long, due to the lesser
viscosity at depth. C) Greater flow in the shallowerconduit where initial apertures in the horizontal fracturesare twice the apertures in the vertical fractures.
Fig. 1 shows a comparison of flow through
shallow and deep flow paths, where the temperature
at the water table is 20C and the geothermal
gradients is 25C/km. A single input and single
output are modelled, with flow through a shallow
and a deep conduit. This is similar to the model of
Thrailkill (1968), except that all terms in the HagenPoiseuille equation are considered here. Three cases
are examined in Fig. 1 and in all cases the deep
flow path is 2% longer than the shallow flow path.
Figures 1a and 1b are for isotropic conditions,
where the apertures of the horizontal and vertical
pipes are the same.
For a short (1km) flow path the lower viscosity
at depth does not compensate for the longer flow
path, so flow through the shallow pipe is greater
(Figure 1a). However, the opposite is true for the
longer (10km) flow path in Fig. 1b, with more flowpassing through the deeper conduit. Worthington
(2001) calculated that a distance of 3300m is the
critical flow path length threshold for more efficient
flow path at depth, assuming a geothermal gradient
of 25C/km and that the strata are flat-lying. Fig.1c
shows results for anisotropic conditions, where the
initial apertures of the horizontal pipes are twice
that of the vertical pipes. The anisotropy results in
greater flow through the shallow pipe.
The hydraulic analysis shows that deep conduit
development should be favoured in many settings,
implying that the base of a limestone aquifer is the
optimum location for conduits. In fact, such a
location for conduits is rare (excepts for conduits
formed in the vadose zone), implying that there
must be other pertinent factors that favour shallow
flow or inhibit deep flow. One possibility is
anisotropy (Fig. 1c), and the evidence for this is
discussed next.
Fracture permeability
Evidence of fracture permeability from cave maps
and flow path analysis
Conduits developed in older (e.g. Palaeozoic)
limestones are almost all oriented along bedding
planes, joints, or faults, or along intersections of
two of these fracture planes. Jameson (1985) found
that the initial fracture guidance for a passage could
best be inferred in caves where the fractures are
prominent but widely spaced, bedding is massive,roof collapse is minimal, sedimentation is limited,
and passage size is not so great that traces of the
initial guiding fractures have been eroded away.
Few caves fit all these conditions and so it is
commonly difficult to identify the initial guiding
fractures. Furthermore, few detailed studies of
fracture guidance in caves have been made. One
such study is by Jameson (1985), who found that all
but 2% of the passage length in part of Friars Hole
System, West Virginia, was formed along fractures.
Matrix permeability is higher in younger
limestones and so fracture-guided conduits may be
less important in some of these rocks. Nevertheless,
in the limestones of Eocene to Miocene age at Mulu
there is widespread passage development along
bedding planes, joints and faults (Waltham and
Brook, 1980). Furthermore, many cave passages in
early Cainozoic limestones in Tonga and late
Cainozoic limestones in the Bahamas are oriented
along near-vertical fractures (Lowe and Gunn,
1986; Palmer, 1986).
The alignment of cave passages along bedding
planes, joints and faults gives an indication of therelative permeability of these features. Mammoth
Cave, Friars Hole System and Castleguard Cave
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provide examples of fracturing (Figures 25), and
these caves have been widely cited in the literature
(Gunn, 2004; Culver and White, 2005).
Mammoth Cave, Kentucky, is the worlds
longest cave and has figured prominently in
discussions of cave formation. It is located in alow-dip mid-continent setting where there is little
faulting or folding. Joints in the cave are sparse,
individual joints have very limited vertical and
horizontal extents, and few passages have clear
joint orientation (Deike, 1989; Palmer, 1989a,b). In
this situation, almost all passages follow bedding
planes and in plan view have meandering paths
(Fig. 2). Swinnerton Avenue provides a typical
example. All of the approximately 1000m of
passage is aligned along bedding planes except for
a 3m section where flow rose on a joint (Fig. 3).
Scuba diving in the Mammoth Cave area has shown
that most active phreatic passages are located
within a few metres of the water table. Likewise,
studies of fossil passages indicate that most were
within a few metres of the water table when they
were active (Palmer, 1987, 1989a,b). The scarcity
of clear passage guidance on either joints or faults
and the frequent large width/height ratios of
phreatic passages at Mammoth Cave indicate that
the initial horizontal hydraulic conductivity (Kh)
along bedding planes was much greater than the
initial vertical hydraulic conductivity (Kz) along
joints or faults.
Fig. 2.Relationship of cave passages in part of the Mammoth Cave System to the surface outcrops of limestonealong valleys (after cave map by Cave Research Foundation and geology map by U.S. Geological Survey).
Fig. 3.Profile of part of Swinnerton Avenue in the Mammoth Cave System (after Palmer, 1989a).
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Fig. 4.Map of Friars Hole System,
showing limestone inliers whererecharge to the cave occurs
(based on map compiled by D.Medville).
Friars Hole System, West Virginia, provides a
second example (Fig. 4). The cave is the longest in
the Appalachian Mountains. It lies close to the
boundary between the Appalachian Plateau and
Valley and Ridge Provinces, and the structure
shows features of both geological provinces. The
entrances to the cave lie along a valley, Friars Hole,where a series of limestone inliers have been
exposed. Sinking streams typically descend
downdip to the northwest through the vadose zone
in the upper 50m of limestone, and then along
almost horizontal base-level passages along the
strike to the southwest. Many of these base-level
passages are formed at the intersection of low-angle
thrust faults and the contact between the Union
Limestone and the underlying Pickaway Limestone
(Worthington, 1984; Worthington and Medville,
2005). The detailed study by Jameson (1985) of
429m of passage in Snedegars Cave showed that37% of the passage was oriented along bedding
planes, 30% on joints, 20% on bed/joint
intersections, 7% on faults, 4% on fault/joint
intersections, and the remaining 2% had no guiding
fracture. From a geomorphological study,
Worthington (2001) inferred that the mean depth of
flow in fossil conduits was 17m below the water
table. The roughly equal proportions of bedding
plane guidance and joint or fault guidance for
passages at Friars Hole System (Jameson, 1985), as
well as the elongation of phreatic passage cross-
sections along either bedding planes or on faults orjoints, indicates that the initial pre-dissolution
apertures f bedding planes were similar to those of
faults and major joints. Consequently, the initial
vertical and horizontal fracture permeabilities were
of similar magnitude (Kh=Kz).
The third example is Castleguard Cave, which is
the longest cave in Canada and is located in the
Rocky Mountains. The caves topographical and
geological situations are described by Ford et al.(2000). Fig. 5 shows the plan and profile of the
cave. The main passage extends updip for 8921m
from its entrance at 2010m above sea level to a
termination where it is blocked by glacier ice that
has intruded from the overlying Columbia Icefield.
The plan shows that the main passage is oriented
along a series of northwest-trending joints.
However, the profile shows that the cave was
almost all developed on three bedding planes (Fig.
5, profile). The lowest of these is followed by the
main passage for 7045m. The two pitches are
developed on joints or faults, and the remainder ofthe main passage is developed along bedding planes
(40% of the total length) or bed-joint intersections
(60%). The longest distance that a passage follows
a single bed-joint intersection is 650m. There has
been minor movement, possibly of just a few
centimetres, on both joint and bedding plane
fractures (Ford et al.,2000). The geomorphology of
the cave suggests that it was enlarged up to a cross-
section of about 3m2while it was below the water
table, indicating that the present entrance was more
than 370m below the water table at that time.
Passage cross-sections and fracture guidance
suggest thatKh=Kz.
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Fig. 5.Plan (top) and profileprojected along the strike (bottom)of Castleguard Cave. The profileshows only the main passage (basedon survey compiled by S.
Worthington).
In Britain there have been many studies that have
described the major guiding fractures in caves, such
as in South Wales (e.g. Coase and Judson, 1977),
the Forest of Dean (e.g. Elliott et al., 1979), the
Mendip Hills (e.g. Drew, 1975), Derbyshire (e.g.
Ford, 1977) and Yorkshire (e.g. Waltham, 1974).
There are many cave passages oriented along joints
or faults close to sections of cave where faults and
joints have much less importance than bedding
planes in guiding cave passages. Leck Fell providesa notable example. The stream in Short Drop Cave
flows down the axis of a plunging syncline and is
perched 100m above the water table, indicating
narrow joints apertures in this area. However, just
200m to the north the deep shafts of Deaths Head
Hole, Rumbling Hole and Big Meanie are aligned
on a single vertical fault (Waltham, 1974; Waltham
and Hatherley, 1983), and this demonstrates the
local-scale variability inKh/Kz . None of the above
studies were carried out to the level of detail of
Jameson (1985), and so there are no statistics on therelative importance of the various types of fracture
or fracture intersections in providing guiding
pathways for passages.
Bedding planes are used extensively in all the
caves described above. However, joint and fault
guidance is extremely variable between caves. In
most cases bedding plane and joint or fault
apertures appear to be similar, giving an isotropic
fracture network (Kh = Kz). Less commonly the
fracture network may be anisotropic, with Kh> Kz
or Kh < K
z. Mammoth Cave is an example of the
former, whereKh> Kz, and this inhibits deep flow.
Deaths Head Hole is an example of the latter, with
Kh
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Fig. 6 depicts an aquifer where flow from a
recharge area to a discharge area is in the same
direction as the stratal dip. Figure 6a shows a
simple initial flow field before the start of
dissolution. A single source of recharge is shown,
such as occurs where a sinking stream develops.
Initially, there are a series of flow lines from the
area of recharge to the area of discharge. The
following three figures (6b,c,d) show three
possibilities for where conduit enlargement might
occur. Fig. 6b shows a cave with six phreatic loops
and a flow path that follows a generally curving
pattern below the water table. Figure 6c also shows
six phreatic loops, but the conduit is in general
closer to the water table than in 6b. Figure 6d
shows a single phreatic loop. All three flow paths
have identical lengths, with the conduit following a
bedding plane for a horizontal distance of 1500mand following one or more joints vertically for a
total of 180m.
Given the equal length of the flow paths in
Figures 6b, 6c and 6d, it might be considered that
there are equal probabilities of a conduit forming
along any one of them. However, there are reasons
why each one of these flow paths might be
favoured. The flow path in Fig. 6b might be
favoured if the early conduit dissolution was along
a flow path similar to that in a porous medium and
if there is a balance between the two competing
factors of decreasing fracture aperture with depth
(which promotes shallow flow) and decreasing
viscosity with depth (which promotes deep flow).
The flow path in Fig. 6c might be favoured if
factors such as greater fracture apertures at shallow
depth or mixing corrosion between conduit water
and percolation were the most important factors.
The flow path in Fig. 6d is favoured if the fracture
network is isotropic as in Figure 1b.Fig. 7 shows the equivalent situation where flow
is along the strike. Fig. 7a shows flow lines along a
single bedding plane from a recharge area to a
discharge area and Figures 7b, 7c, and 7d show
three possibilities of where a conduit might form. It
is assumed that there are two major perpendicular
joint sets and that conduits form at the intersection
of joints with the bedding plane. The flow paths in
Figures 7b, 7c and 7d have identical lengths. The
reasons why one of these three might be favoured
for conduit development are the same as with the
downdip case (Fig. 6).
Fig. 8 shows a simplified rectilinear flow system
that is similar to Figure 1 but has flow along a
dipping bedding plane rather than a vertical
fracture. The length of the flow path P is
P = L + 2D/(sin !) (2)
where L is the horizontal distance of the flow path,
D is the depth of the conduit and !is the stratal dip
in degrees. Shallow dips have increasingly long
flow paths and thus there is a lower probability that
the more efficient flow at depth (q.v. Equation 1)will be associated with low dips. If the depth of
flow is inversely proportional to the increasing
length of the flow path then the depth of flow will
be proportional to the sine of the dip.
Fig. 9 shows two caves with flow paths that are
similar to Figures 6b and 7b, respectively. The flow
path between Grotte Annette and Trou de Glaz is
primarily downdip (Fig. 9a), and is one of the major
Fig.6(left). Potential flow paths where the flow path
from a sink to a spring is downdip. A) Initial flow field;B) D) Possible flow paths. The three flow paths in BD have identical lengths.
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flow paths in this 50km-long cave (Lismonde,
1997; Audra, 2004). It was used as the basis for
Fig. 6, and the flow pattern is clearly very similar to
Fig. 6b. As discussed earlier, this suggests that the
pattern of preferential solution was influenced
principally by the initial flow field in combination
with decreasing fracture apertures with depth.
However, the geology also plays an important role.
The section of cave shown is developed in 190m of
Cretaceous limestones. Lismonde and Marchand
(1997) identified just five bedding planes within
this 190m section that are preferentially used for
conduit development, and most of the cave shown
in Figure 8a is aligned along one of these bedding
planes (Fig. 10). A relatively minor fraction of the
passages has vertical flow along joints or faults
(Fig. 11).
Fig. 7.Potential flow paths where the flow path from asink to a spring is along the strike and where conduitsform at the intersection of joints and a single beddingplane. A) Initial flow field; B) D) Possible flow paths.The three flow paths in BD have identical lengths. Thedipping bedding plane is assumed to extend to much
greater depths than is shown.
Fig. 8. A simple rectilinear flow path on a dipping beddingplane.
Fig. 9. Major conduit flow paths that exhibit a single
curving loop below a former water table. A) Profile ofdowndip flow in Dent de Crolles, France (adapted fromLismonde, 1997); B) Perspective view of 12km flowpath on strike at Siebenhengste (S), Fitzlischacht (F) and
the caves A2 and F1, Switzerland (adapted from Jeanninet al.,2000). Note: DZ = Deep Zone.
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Fig. 10.Bedding plane guided phreatic tube in Trou deGlaz. The passage was formed at least 50m below the
water table.
Fig. 11.Joint-guided rift in Trou de Glaz that wasformed by upward flow at least 60m below the watertable.
Figure 9b shows the caves of the Siebenhengste
area in Switzerland that developed when the water
table was at 1440m asl. Most of the passages are
developed at the base of the Schrattenkalk
Formation, a pure limestone that is 150200m thick
and that overlies a marly limestone. The limestones
dip to the southeast at about 13, though the dip
steepens near the several faults that are present.
Flow was on the strike to the southwest. There is a
major strike-oriented passage that descends from
F1 to the Deep Zone, which is up to 415m below
the former water table, and then rises to
Fitzlischacht, which is close to the former spring
(Jeannin et al., 2000). Four passages in
Siebenhengste Cave descend downdip to depths of
200300m below the former water table where they
join the main strike-aligned conduit. The nearby
cave A2 has a similar pathway.
The two flow paths shown in Fig. 9 are close to
the ideal situation of a single loop below the water
table, as shown in Figures 6b and 7b. However,
these two examples may not be representative, and
further examples are given below.
Six cave profiles are shown in Fig. 12. These
examples were chosen because they all havesubstantial maximum depths of flow below the
water table. This makes comparison to the
examples in Figures 6 and 7 simpler than for caves
developed closer to the water table. In explaining
the section of cave shown in Fig. 12a, Waltham and
Brook (1980) wrote:
If the horizontality of the trunk passage was due
to the influence of the original water table, there
seems no reason why the cave should have
developed 50 metres below water level
(Waltham and Brook, 1980, p.131).
Waltham and Brook made similar comments on
Benarat Walk (Fig. 12b), and concluded:
it is clear that the caves of Mulu must
contribute data to any thoughts on cave
genesis..... The great horizontal or sub-
horizontal phreatic tubes mostly have an
uncertain relationship to their contemporary
water table, and raise questions on the
distinction between shallow and deep phreatic
cave development (Waltham and Brook, 1980,
p.138).
The same occurrence of horizontal passages deep
below the water table is seen in Nettlebed Cave
(Figures 12c and 13) and Yorkshire Pot (Fig. 12d),
both of which, like the Mulu examples, have flow
along the strike in steeply dipping carbonates. At
Nettlebed, flow in the Oubliette was along the
strike of steeply-dipping fractures in marble (Fig.
13). At the Meltdown, the flow rose up at least 70m
in an almost circular phreatic tube (Fig. 12c). In
Yorkshire Pot, both the Roller Coaster and its
tributary, Alberta Avenue, were formed along thestrike of a steeply-dipping bedding plane in
limestone.
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Fig.12.Profiles of conduits formed well below the watertable. A) Clearwater Cave, Malaysia; B) Tiger FootCave, Malaysia; C) Nettlebed Cave, New Zealand; D)Yorkshire Pot, Canada; E) Doux de Coly, France; F)
West Kingsdale System, England. (A and B afterWaltham and Brook, 1980; C after Pugsley, 1979; Dafter Worthington, 1991; E after EKPP, 2004; F adapted
from Brook and Brook, 1976 and Monico, 1995).
The situations at Doux de Coly and WestKingsdale are somewhat different because theconduits have formed along a number of bedding
planes. Flow at Doux de Coly is along the strike ofthe limestone, which has a dip of 6 (Fig. 12e).Flow below the water table in the West KingsdaleSystem is updip (Fig. 12f). The conduit may have
been formed up to 60m below the water table(Waltham, 1974) or at only 20m below the watertable (Brook, 1974). Deep flow along horizontal
passages 60m or more below the water table inYorkshire has also been described for Duke Streetin Ireby Fell Cavern (Waltham, 1974) and forSleets Gill Cave (Waltham et al.,1997).
Fig.13. Large phreatic tube in Nettlebed Cave, NewZealand. The flow from this phreatic passage ascended
more than 80m at the Meltdown (photo by C. Pugsley).
The uncertain relationship to the contemporary
water tablenoted by Waltham and Brook (1980,
p.138) for the Mulu phreatic tubes also applies to
the other caves in Fig. 12. These phreatic tubes
most closely resemble the situation in Figures 6b
and 7b, though not as well as Dent de Crolles and
Siebenhengste (Fig. 9). This suggests that the initial
flow field has had a powerful influence onsubsequent cave formation in all these examples.
Data on phreatic looping below the water table
may also be assessed by measuring the ratio of the
depth of the crests to the depth of the bases of
phreatic loops (i.e. Dc/Dbin Fig. 14). For instance,
the mean depth below the water table of loop crests
and loop bases is 35m and 58m, respectively for the
conduit in Figure 14a, and so the crest/base ratio
(Dc/Db) is 0.60. For the similarly curving flow
paths in Figures 6b, 7b, 9a and 9b the crest/base
ratios are 0.52, 0.82, 0.45 and 0.77, respectively.On the other hand, the crest/base ratios are much
smaller where the loop crests are close to the water
table: 0.18 in Fig. 14b, 0.21 in Fig. 6c, 0.36 in Fig.
7c, and 0.28 in Fig. 9 of Ford and Ewers (1978).
Loop crest/base ratios for 12 sumps and for 8
fossil passages are given in Tables 1 and 2,
respectively. The mean ratio of these twenty
examples is 0.48. This high value is similar to the
examples in Figures 9 and 12, and suggests that
there is a tendency for the depth of phreatic
conduits to be strongly influenced by hydraulic
factors that cause loop crests to be well below the
water table.
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TABLE 1 Depth of the crests and bases of phreatic loops in 12 sumps
Cave Length(m)
Maximumdepth(m)
Loop crestmean depth
(m)
Loop basemean depth
(m)
Loopcrest/base
ratio
Number ofloop crestsand bases
Reference
Doux de Coly, France 5675 63 29 42 0.69 13 Figure 12e
Grotte de la Mescla,France
1510 95 30 59 0.51 18 Tardy, 1990a
Rinquelle, Germany 930 23 10.8 21.2 0.51 21 Farr, 2000
Grotte de Paques, France 810 50 4.8 19.6 0.24 11 Tardy, 1990b
Source du Lison, France 802 29 7.7 16.2 0.48 14 Isler, 1981
Joint Hole, England 700 19 3 12 0.21 11 Monico, 1995
Fontaine de SaintGeorge, France
1520 76 5 15 0.33 15 Farr, 2000
Fontaine de Ressel,France
1865 81 19 37 0.56 12 Farr, 2000
Chaudanne Spring,Switzerland
608 140 43 59 0.69 17 Farr, 2000
Btterich Spring,Switzerland
374 79 16 53 0.42 6 Farr, 2000
Blautopf, Germany 1250 24 10 17 0.53 25 Farr, 2000
Source de Bestouan 2955 29 5.6 18 0.31 14 Douchet, 1992
TABLE 2 Depth of the crests and bases of phreatic loops for 8 former conduit flow paths.
Cave Length(m)
Maximumdepth
(m)
Loop crestmean depth
(m)
Loop basemean depth
(m)
Loopcrest/base
ratio
Number ofloop crests
and bases
Reference
Roller Coaster,
Yorkshire Pot, Canada522 58 33 42 0.78 12 Figure 12d
Grotte Annette - Trou de
Glaz, France1600 79 27 60 0.45 18 Figure 9a
Ogof Hesp Alyn, Wales 1100 59 6 28 0.21 12 Appleton, 1989
Rseau de Foussoubie,France
9000 130 68 77 0.89 80 Le Roux, 1989
Wookey Hole, England 1300 95 21 37 0.65 34 Farr, 2000
Rats Nest Cave, Canada 900 136 57 82 0.69 16 Yonge, 2001
Grand Circle - BowlingAlley, Cueva del Agua,Spain
1400 206 72 106 0.78 20 Smart, 1984
Big Rift - Hole in the
Wall, Cueva del Agua,Spain
1200 104 65 83 0.77 27 Smart, 1984
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TABLE 3 Structural and flow characteristics for 20 conduit flow paths (partly after Worthington, 2001)
No. Cave Geological age
Flow pathlength (m)
Stratal dip(degrees)
Range ofelevation
(m)
Mean flowdepth (m)
1 Jordtulla, Norway Palaeozoic 520 25 30 92 Otter Hole, Wales Palaeozoic 3500 6 140 10
3 Friars Hole System, West Virginia Palaeozoic 11000 2.2 200 17
4 Ogof Ffynnon Ddu, Wales Palaeozoic 3100 12 350 35
5 Doux de Coly, France Mesozoic 13700 6 200 43
6 Hlloch, Switzerland Mesozoic 11000 16 1670 100
7 Nettlebed, New Zealand Palaeozoic 7000 50 1200 120
8 Lubang Benarat, Malaysia Cainozoic 7000 45 1600 150
9 Siebenhengste, Switzerland Mesozoic 12000 13 1630 230
10 Mammoth Cave, Kentucky Palaeozoic 2200 0.6 155 2
11 Horseshoe Bay Cave, Wisconsin Palaeozoic 3000 2 30 6
12 West Kingsdale System, England Palaeozoic 2700 3 130 35
13 Rio Encantado, Puerto Rico Cainozoic 9500 4 260 15
14 Ogof Hesp Alyn, Wales Palaeozoic 2000 14 80 24
15 Guanyan, China Palaeozoic 6500 7 130 25
16 Swildons-Wookey, England Palaeozoic 3500 15 176 40
17 Trou de Glaz, France Mesozoic 1500 17 730 67
18 Pea Colorada, Mexico Mesozoic 12000 40 1760 120
19 Nelfastla de Nieva, Mexico Mesozoic 7400 70 1000 240
20 Edwards Aquifer, Texas Mesozoic 180000 1.3 160 600
Fig.14.Phreatic flow paths with (A) asingle loop deep below the water tableand (B) with loop crests just below the
water table.
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Spacing of conduit-guiding bedding planes
Frequently, cave development occurs
preferentially on a limited number of bedding
planes, as noted above for the Friars Hole System,
Castleguard Cave and the Dent de Crolles System.
Lowe (2000b) described the preferential cavedevelopment in the Yorkshire Dales along just a
few bedding planes, which he called inception
horizons, and he discussed possible reasons why
just a few bedding planes in a sequence are
favoured for cave development.
It is likely that the presence of a limited number
of inception horizons in an aquifer has only a
marginal influence on the depth of flow. For
instance, there are five major cave-guiding bedding
planes in the 190m section of limestone in which
the predominantly downdip Grotte Annette to Troude Glaz passage is formed (Fig. 9a). If there were
fewer or more major cave-guiding bedding planes
in this section then the magnitude of the phreatic
lifts would change, but the cave would still be able
to follow a looping flow path that descends some
80m below the water table.
The number of cave-guiding bedding planes is
also likely to have little influence on the depth of
flow where flow is on the strike, such as at Friars
Hole System (Fig. 4), Siebenhengste (Fig. 9b), or
Mulu (Fig. 12a, 12b). In each case many bedding
planes in the dipping limestone intersect the watertable and cave passages are able to follow a single
favourable bedding plane for substantial distances.
On a particular bedding plane, the conduit is
formed at a hydraulically favourable location. This
may be just below the water table (e.g. Cleaveland
Avenue, Mammoth Cave: Palmer, 1981), 10m
below the water table (e.g. Friars Hole System: Fig.
4), 100m below the water table (e.g. Mulu: Figure
12a,b) or hundreds of metres below the water table
(e.g. Siebenhengste: Fig. 9b).
Topography
Caves in mountainous areas tend to have deep
flow paths, and several examples were noted above.
These areas also tend to have steep stratal dips and
large vertical ranges between the highest recharge
points and spring elevations. The reasons why steep
dips are associated with deep flow have been
explained earlier. But the extent to which flow
paths deep below the water table might be
associated with mountainous topography is less
clear. This is because the increase in fractureapertures in the early stages of karstification results
in a large drop in hydraulic gradients and a vadose
zone that may be more than 2000m thick, as at
Krubera Cave in Georgia (Klimchouk et al.,2004).
If flow depth below the water table is a function of
pre-karstification hydraulic gradients, then
mountainous topography could be an important
factor in promoting deep flow. On the other hand,
depth of flow may be related more to the low and
stable hydraulic gradients that exist following the
early stage of karstification. Numerical modelling
has demonstrated the rapid decline in hydraulic
gradients in the early stages of karstification and so
the steep early gradients may have little effect on
later conduit development (Gabrovek and
Dreybrodt, 2001; Kaufmann, 2002). These ideas are
tested using empirical data in the next section.
Discussion and conclusions
Discussion above of the factors influencing depth
of flow suggests that deep flow is associated with
longer flow paths, steeper dips, the presence of
open joints and faults, and possibly with a large
range in elevation in an aquifer. The four variables,
depth of flow, flow path length, stratal dip and the
range in elevation, can reasonably be estimated for
a number of aquifers (Table 3). Worthington (2001)
listed the first 19 examples shown in Table 3 and
the remaining example is the aquifer associated
with Comal Spring in Texas, which is the largest
spring in the southwest USA. A recent numericalmodel of the aquifer feeding this spring includes a
140km-long conduit that is up to 1200m below the
potentiometric surface (Lindgren et al.,2004).
Whereas it is straightforward in many cases to
evaluate flow path length, stratal dip and the range
in elevation for a karst drainage basin, there is no
simple way to evaluate fracture anisotropy.
Conduits are developed on joints or at bed/joint
intersections in most structural settings, with
platform carbonates such as at Mammoth Cave
being a notable exception. The latter also have lowdips, and so stratal dip may act as a proxy measure
of fracture anisotropy. Fig. 15 shows the
relationship between depth of flow and flow path
length, stratal dip and the range in elevation for the
examples in Table 3. Regression of mean depth of
flow against the different parameters in Fig. 15
gives:
D = 0.053 L0.77 (3)
D = 120 "0.56
(4)
D = 0.60 E0.74
(5)
D = 0.061 L0.91
"0.72
(6)
D = 0.016 L054
E0.56
(7)
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D = 1.6 E0.64
"0.72
(8)
D = 0.047 L0.85
"0.64
E0.11
(9)
where D is the mean conduit depth in metres below
the water table, L is the flow path length in metres,
" is the dimensionless stratal dip (equal to the sine
of the dip in degrees), and E is the elevationdifference in metres between the lowest spring and
the highest recharge point to the aquifer. The
correlation coefficients of the above seven
equations are 0.64, 0.50, 0.68, 0.90, 0.80, 0.70 and
0.90, respectively. Equation 6, which uses length
and dip, gives the best correlation. The addition of
elevation as a dependent variable (Equation 9) does
not improve the correlation. The correlation using
length and dip can also be expressed as
D = 0.18 (L ")0.81
(10)
This equation has a lower correlation (0.79) than
Equation 6 but is simpler to express graphically
with a best-fit line added (Fig. 15d). These results
show that the two parameters of stratal dip and flow
path length explain most of the variability in
conduit flow depth.
The relationships that are apparent in Fig. 15 can
be further tested by comparing pairs of caves from
one area where the dip or flow path length varies
between the two caves. The caves of the Alyn
Gorge in Wales provide one such pair. Ogof Hen
Ffynhonau and Ogof Hesp Alyn are adjacent caves
with parallel flow routes. The latter lies further
from the adjacent valley floor and has a deeper
phreatic origin (Waltham et al.,1997). The deeper
flow in Ogof Hesp Alyn is explained by the longer
flow path (Equations 6 and 10).
Fig.15.Correlation of conduit depth of flow below the water table with A) flow path length (top left); B) Stratal dip (topright); C) Range in elevation between recharge and spring (bottom left) and D) flow path length and dip (bottom right).
Details of the 20 examples are given in Table 3.
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The model presented above differs significantly
from the Ford and Ewers (1978) model, which
relates depth of flow to fissure frequency. The
fissure frequency model attributes the occurrence of
shallow or deep phreatic cave formation solely to
the degree of fracturing. The model has been
widely quoted in the literature, but suffers from
three major problems. First, the model is based on
the premise that shallow flow is the hydraulically
most favoured pathway for conduit development,
but Worthington (2001) showed that hydraulic
factors favour deep flow in most karst aquifers (see
Figure 1). The second problem is the lack of
examples that fit the model and the many examples
that contradict the model. For instance,
mountainous areas typically have both substantial
fracturing and deep flow, which is the opposite of
the prediction of the model (Rossi et al., 1997;Jeannin et al., 2000). Conversely, limestones with
little fracturing such as at Mammoth Cave and
elsewhere in Kentucky have shallow flow, which
again is the opposite of the model prediction. The
third problem is that it appears that the hypothesis
cannot be tested because Ford (2000) noted that the
model does not provide predictions. If a model
cannot provide predictions then it cannot be shown
to have any applicability.
Fig. 16 gives a summary of how hydraulic and
geological factors may interact. Figure 16a shows a
limestone aquifer with a caprock such as shale. A
simplifying assumption is made that the caprock
has recently been eroded away from the limestone.
Recharge is from a stream flowing off the caprock
as well as from precipitation onto the limestone
itself. The horizontal distance in the figure is in the
range of several to several tens of kilometres. The
vertical distance is in the range of several tens to
several hundreds of metres, so there is substantial
vertical exaggeration in the figure.
Fig. 16b shows flow lines in the limestone
immediately after the removal of the caprock. If the
limestone aquifer is of Palaeozoic age, then it is
well-lithified, the porosity is up to a few percent,
and most of the permeability is due to flow along
bedding planes, joints and faults. The combinedmatrix and fracture hydraulic conductivity in such
an aquifer is typically 10-6
10-5
m/s (Worthington
et al.,2000). Most of the recharge to the aquifer is
assumed to be from the sinking stream, and so most
of the flow lines emanate from the stream reach
where it is sinking. Discharge from the aquifer
occurs as a seepage zone in a valley.
Fig.16.Factors influencing the initial conduit flow path in a limestone aquifer: A) geological contacts and location of
valleys; B) initial flow field; C) theoretical flow path; D) actual flow path, following open fractures downdip and upjoints.
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The duration of the phase shown in Fig. 16b is
extremely short (a few thousand years) because
dissolution of bedrock fractures results in the
formation of a conduit network that connects the
recharge to the discharge area. The diagnostic
features to differentiate the Figure 16c situation
from that of Figure 16b in the field are the presence
of discharge from discrete springs rather than from
dispersed seepage, as well as the low hydraulic
gradient. The low gradient is due to the increase in
permeability, which is commonly two to three
orders of magnitude (Worthington et al.,2000). A
series of simplified flow lines is shown in Figure
16b. The actual flow lines are less regular because
they follow fractures, with the enlarged pathways
being known as channels (Glennie, 1954) or
primary tubes (Ford and Williams, 1989, p.253).
Preferential enlargement of the channel that has themost favourable position and/or largest aperture
results in the conduit shown schematically in Figure
16c. The most favourable depth for channel
enlargement is a result of the balance between the
competing factors of decreasing fracture aperture
with depth and decreasing viscosity with depth; the
former promotes shallow flow and the latter
promotes deep flow. Equations 6 and 10 give
approximations of the depth below the water table
at which the conduit develops.
Fig. 16d shows a simplified scheme of the actual
conduit flow path along fractures. In reality, caves
typically follow individual joints for a few metres
to a few tens of metres, and follow individual
bedding planes for a few metres up to a few
thousand metres. Consequently, many more
fractures could be utilised than are shown in the
figure.
The question was posed earlier as to why there
are systematic differences between the shallow
phreatic caves that occur in Kentucky, deeper
phreatic caves in England, and much deeper
phreatic caves that are common in mountainousareas. Equations 6 and 9 provide the answers. The
Kentucky aquifers have shallow flow because of
the platform setting, resulting in low dips and low
permeability along joints. This is demonstrated by
the small amount of passage development along
joints and faults. Limestone aquifers in England
have deeper flow because of the structural setting,
resulting in steeper dips, open joints, many faults,
and the concomitant cave development along joints
and faults as well as along bedding planes.
Mountainous areas commonly have even deeper
flow because of a combination of open joints, steepdips and long flow paths.
Most conduit development in England is limited
to a depth of about 100m because most flow paths
are generally only a few kilometres long. From
Equation 6 or Equation 10, the deepest flow is
predicted to occur where there are steep dips and
long flow paths. The Mendip Hills have steep dips
and the Cheddar and Wookey Hole catchments are
the longest in the Mendips, and so should have the
deepest flow. The conduits feeding these spring are
likely to descend to depths greater than 100m
below the water table. Scuba diving has so far
reached a depth of -58m at Cheddar and -70m at
Wookey Hole and both conduits continue at depth
beyond the limit of exploration (Farr, 2000).
Similar conduit depths could occur along
mineralised faults in Derbyshire such as on New
Rake between P8 and Speedwell or on Faucet Rake
between P9 and Speedwell (Gunn, 1991). Evendeeper conduits may have formed in the Peak
District along long regional flow paths which
emerge at thermal springs (Worthington and Ford,
1995).
The model predicts that very deep flow is likely
at major springs, which typically have long
groundwater catchments. Mante Spring (Mexico)
and Vaucluse Spring (France) are two prominent
examples. These springs have been explored by
scuba diving or submersible vehicles to depths in
excess of 250m below the water table. Fish (1977)
concluded that the flow path to Mante Spring issome 200km long and has a maximum depth of
flow in excess of 1500m. The depth and length of
the flow system feeding Comal Spring in Texas,
which was described above, are of similar
magnitude to those of the flow system feeding
Mante Spring. Vaucluse Spring is the largest spring
in France and its groundwater catchment is more
than 60km long.
The model is applicable to most unconfined
limestone aquifers and thus to most known caves
and most limestone aquifers used for water supply.Its applicability in confined aquifers is limited
because the depth of flow may be constrained by
the structure. For instance, Bath Hot Springs are
thought to be fed by geothermally-heated water
flowing through a deep syncline (Waltham et al.,
1997, p.267). The model also does not apply to
caves formed in special situations such as hypogene
caves and sea coast mixing zone caves (Ford and
Williams, 1989, 282291).
The combination of flow path length and stratal
dip (Equations 6 and 10) together with fracture
anisotropy provide a satisfactory approximation
that explains the depth of conduit flow in areas
where the flow is at shallow depths below the water
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table (e.g. Kentucky), at moderate depths (e.g.
England, Appalachian Mountains), or at great
depths (e.g. many mountainous areas and major
springs).
Acknowledgements
I wish to thank Derek Ford, who encouraged and
supported my karst research in widely diverse
geographical settings, and whose Natural Sciences
and Engineering Council of Canada research grants
supported the early part of my research while I
undertook graduate studies at McMaster University.
I am grateful to Marcus Buck for his critical
comments on an early draft, and to David Lowe and
Marcus Buck for useful comments on a later draft
of the manuscript.
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