worthington, stephen r. h. hydraulic and geological factors influencing conduit flow depth

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  • 8/11/2019 Worthington, Stephen R. H. Hydraulic and Geological Factors Influencing Conduit Flow Depth

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    Speleogenesis and Evolution of Karst AquifersThe Virtual Scientific Journal

    ISSN 1814-294X

    www.speleogenesis.info

    Hydraulic and geological factors influencing conduit flow depth

    Stephen R H Worthington

    Worthington Groundwater, 55 Mayfair Avenue, Dundas, Ontario, L9H 3K9, Canada.E-mail: [email protected]

    Re-published from: Cave and Karst Science, 31 (3), 2004, 123-134.

    Abstract

    There has much been speculation as to whether cave formation should occur at, above, or below the water table, but a satisfactory

    explanation has been lacking until recently. The last 50 years has seen extensive mapping of caves both above and, more recently,

    below the water table. It is now becoming apparent that there are systematic differences in depth of flow between different areas and

    that conduit flow to depths >100m below the water table is not uncommon. Such deep flow is facilitated by the lower viscosity of

    geothermally heated water at depth. Analysis of data from caves shows that depth of flow is primarily a function of flow path length,

    stratal dip and fracture anisotropy. This explains why conduits form at shallow depths in platform settings such as in Kentucky, at

    moderate depths (10100m) in folded strata such as in England and in the Appalachian Mountains, and at depths of several hundred

    metres in exceptional settings where there are very long flow paths.

    Keywords: Speleogenesis, conduit flow, deep flow

    Introduction

    The nature and extent of cave development with

    respect to the water table has received much

    attention, especially in the first half of the

    Twentieth Century (Lowe, 2000a). Early theories

    were largely speculative because few caves above

    the water table and none below the water table had

    been accurately mapped. For instance, in 1950 there

    were only seven caves with mapped lengths greater

    than 10km. In the last 50 years, however, this

    number has grown rapidly, reaching 125 in 1977

    and 350 in 2000 (Chabert, 1977; Madelaine, 2001).

    The growth of mapped cave passages below the

    water table is even more marked. In 1950

    underwater exploration in caves had barely

    commenced, but by 2000 there were 14 caves

    explored to depths of at least 150m below the water

    table (Farr, 2000). This impressive dataset of

    mapped caves provides an invaluable empirical

    database for ideas on cave development.

    Conduit development results from the interplay

    between hydraulic, chemical and geological factors.Early calculations on conduit enlargement were

    disappointing as they showed that infiltrating water

    would quickly become saturated with respect to

    calcite, that no further dissolution would then take

    place, and thus caves could not be formed (Weyl,

    1958). Caves clearly do exist, and so some

    alternative explanations were proposed, such as the

    presence of sulphides (Howard, 1964) or the

    occurrence of mixing corrosion (Bgli, 1964). At

    the time it thus appeared that caves might only form

    in some special situations and so be rare. However,

    this concept was overturned in the 1970s when lab

    experiments showed that the dissolution rate ofcalcite and of dolomite is non-linear and that there

    is a large reduction in the rate as chemical

    equilibrium is approached (Berner and Morse,

    1974; Plummer and Wigley, 1976; Herman and

    White, 1985). These results were in turn

    incorporated into numerical models, which showed

    that caves form in all unconfined carbonate aquifers

    (Dreybrodt, 1990; Palmer, 1991). Furthermore, this

    process occurs not only where there is sinking

    stream recharge but also where there is percolation

    recharge (Dreybrodt, 1996).

    Early studies on the depth of cave development

    with respect to the water table focused largely on

    hydraulic factors. For instance, Davis (1930) noted

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    that some flow lines from recharge areas to

    discharge areas describe arcs deep below the water

    table during the initial pre-karstification stage of

    flow through an aquifer, and he suggested that cave

    development could occur along such deep flow

    paths. Swinnerton (1932) suggested that the

    greatest flow and thus the greatest dissolution

    would occur along the shortest flow path, that

    shallow flow paths are the shortest, and

    consequently that conduit formation close to the

    water table is favoured. Thrailkill (1968) analysed

    flow through shallow and deep flow paths and his

    findings supported Swinnerton (1932). The concept

    of cave development close to the water table

    attracted widespread support and the occurrence of

    deep phreatic flow presented a challenge because

    there was no known process that explained it. Ford

    and Ewers (1978) proposed that deep flow onlyoccurs where there are a limited number of open

    fractures and that it is solely the presence of these

    open fractures that facilitates conduit development

    deep below the water table. However, Worthington

    (2001) carried out a comprehensive analysis of the

    equation for laminar flow through fractures and

    showed that the effect of geothermal heating results

    in increased flow for deep flow paths.

    Consequently, the presence of random large open

    fractures at depth is not required to explain deep

    flow.

    The most widely quoted model in recent yearshas been that of Ford and Ewers (1978), which

    appeared to provide a comprehensive explanation

    of the occurrence of deep phreatic, shallow phreatic

    and water table caves. However, there has been a

    general failure to find examples that fit the model,

    and Ford (2000) stated that the model does not

    attempt to predict what will be the effective fissure

    frequency and aperture in any particular

    topographic or geologic setting. This raises the

    spectre that cave development might occur at

    unpredictable depths below the water table, being

    related only to randomly located open fractures.

    This pessimistic view of cave formation appears

    to be contradicted by the growing evidence from

    cave exploration and mapping that there are

    systematic differences between different areas in

    the depth of flow. For instance, cave diving in the

    Mendips, the Peak District and in the Yorkshire

    Dales has shown that these three areas in England

    have sumps that descend to as much as several tens

    of metres below the water table (Farr, 2000).

    Geomorphological studies in English caves have

    demonstrated that some fossil conduits had similardepths of flow (Ford, 1968; Waltham, 1974). In

    contrast, extensive cave exploration in Kentucky

    indicates that few conduits were formed more than

    a few metres below the water table (Palmer, 1987),

    whereas in some mountainous areas there are

    examples of conduits formed at depths >100m

    below the water table (Waltham and Brook, 1980;

    Smart, 1984; Farr, 2000, Jeannin et al., 2000;

    Yonge, 2001).

    The systematic differences between England,

    Kentucky and mountainous areas suggest that depth

    of flow is likely to be a function of one or more

    parameters that vary between these three settings.

    Worthington (2001) found that depth of flow was a

    function of stratal dip and flow path length, but

    only a limited number of parameters was

    considered in that study. The discussion below

    considers a larger number of parameters that might

    influence the depth of conduit flow, including

    hydraulic factors, fracture permeability, fracturegeometry, spacing of bedding planes, and

    topography.

    Hydraulic factors

    Flow along fractures in the early stages of

    karstification is in the laminar regime, and can be

    described by the Hagen-Poiseuille equation (White,

    1988, p.162). This describes head loss (h) through a

    circular pipe as

    h= 8 !v L/ ("gr2) (1)

    where ! is dynamic viscosity, " is the density of

    water, vis velocity,Lis conduit length, ris conduit

    radius, andgis the acceleration due to gravity.

    Thrailkill (1968) calculated the differences

    between shallow and deep flow paths in

    horizontally-bedded strata by using Equation 1. His

    results showed that shallow flow is slightly greater

    than deep flow, implying that conduits should

    develop close to the water table. However,

    Thrailkill used the simplifying assumption of

    constant temperature and constant viscosity in hiscalculations.

    The average global geothermal gradient is about

    25C/km, so that water following a deep flow path

    in a limestone aquifer will be slightly warmer than

    water following a shallower flow path. The density

    and dynamic viscosity of water both vary as a

    function of temperature, and can be combined to

    give the kinematic viscosity, which decreases by

    50% between 10C and 40C. This results in

    increased flow in fractures at depth, increased

    dissolution, and an environment for preferentialformation of conduits deep below the water table.

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    Fig. 1.Relative flow in shallow and deep conduits inflat-bedded limestone where the length/depth ratio is

    100. A) Greater flow in the shallow conduit where theflow path is 1km long due to the shorter flow path in the

    shallow conduit. B) Greater flow in the deep conduitwhere the flow path is 10km long, due to the lesser

    viscosity at depth. C) Greater flow in the shallowerconduit where initial apertures in the horizontal fracturesare twice the apertures in the vertical fractures.

    Fig. 1 shows a comparison of flow through

    shallow and deep flow paths, where the temperature

    at the water table is 20C and the geothermal

    gradients is 25C/km. A single input and single

    output are modelled, with flow through a shallow

    and a deep conduit. This is similar to the model of

    Thrailkill (1968), except that all terms in the HagenPoiseuille equation are considered here. Three cases

    are examined in Fig. 1 and in all cases the deep

    flow path is 2% longer than the shallow flow path.

    Figures 1a and 1b are for isotropic conditions,

    where the apertures of the horizontal and vertical

    pipes are the same.

    For a short (1km) flow path the lower viscosity

    at depth does not compensate for the longer flow

    path, so flow through the shallow pipe is greater

    (Figure 1a). However, the opposite is true for the

    longer (10km) flow path in Fig. 1b, with more flowpassing through the deeper conduit. Worthington

    (2001) calculated that a distance of 3300m is the

    critical flow path length threshold for more efficient

    flow path at depth, assuming a geothermal gradient

    of 25C/km and that the strata are flat-lying. Fig.1c

    shows results for anisotropic conditions, where the

    initial apertures of the horizontal pipes are twice

    that of the vertical pipes. The anisotropy results in

    greater flow through the shallow pipe.

    The hydraulic analysis shows that deep conduit

    development should be favoured in many settings,

    implying that the base of a limestone aquifer is the

    optimum location for conduits. In fact, such a

    location for conduits is rare (excepts for conduits

    formed in the vadose zone), implying that there

    must be other pertinent factors that favour shallow

    flow or inhibit deep flow. One possibility is

    anisotropy (Fig. 1c), and the evidence for this is

    discussed next.

    Fracture permeability

    Evidence of fracture permeability from cave maps

    and flow path analysis

    Conduits developed in older (e.g. Palaeozoic)

    limestones are almost all oriented along bedding

    planes, joints, or faults, or along intersections of

    two of these fracture planes. Jameson (1985) found

    that the initial fracture guidance for a passage could

    best be inferred in caves where the fractures are

    prominent but widely spaced, bedding is massive,roof collapse is minimal, sedimentation is limited,

    and passage size is not so great that traces of the

    initial guiding fractures have been eroded away.

    Few caves fit all these conditions and so it is

    commonly difficult to identify the initial guiding

    fractures. Furthermore, few detailed studies of

    fracture guidance in caves have been made. One

    such study is by Jameson (1985), who found that all

    but 2% of the passage length in part of Friars Hole

    System, West Virginia, was formed along fractures.

    Matrix permeability is higher in younger

    limestones and so fracture-guided conduits may be

    less important in some of these rocks. Nevertheless,

    in the limestones of Eocene to Miocene age at Mulu

    there is widespread passage development along

    bedding planes, joints and faults (Waltham and

    Brook, 1980). Furthermore, many cave passages in

    early Cainozoic limestones in Tonga and late

    Cainozoic limestones in the Bahamas are oriented

    along near-vertical fractures (Lowe and Gunn,

    1986; Palmer, 1986).

    The alignment of cave passages along bedding

    planes, joints and faults gives an indication of therelative permeability of these features. Mammoth

    Cave, Friars Hole System and Castleguard Cave

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    provide examples of fracturing (Figures 25), and

    these caves have been widely cited in the literature

    (Gunn, 2004; Culver and White, 2005).

    Mammoth Cave, Kentucky, is the worlds

    longest cave and has figured prominently in

    discussions of cave formation. It is located in alow-dip mid-continent setting where there is little

    faulting or folding. Joints in the cave are sparse,

    individual joints have very limited vertical and

    horizontal extents, and few passages have clear

    joint orientation (Deike, 1989; Palmer, 1989a,b). In

    this situation, almost all passages follow bedding

    planes and in plan view have meandering paths

    (Fig. 2). Swinnerton Avenue provides a typical

    example. All of the approximately 1000m of

    passage is aligned along bedding planes except for

    a 3m section where flow rose on a joint (Fig. 3).

    Scuba diving in the Mammoth Cave area has shown

    that most active phreatic passages are located

    within a few metres of the water table. Likewise,

    studies of fossil passages indicate that most were

    within a few metres of the water table when they

    were active (Palmer, 1987, 1989a,b). The scarcity

    of clear passage guidance on either joints or faults

    and the frequent large width/height ratios of

    phreatic passages at Mammoth Cave indicate that

    the initial horizontal hydraulic conductivity (Kh)

    along bedding planes was much greater than the

    initial vertical hydraulic conductivity (Kz) along

    joints or faults.

    Fig. 2.Relationship of cave passages in part of the Mammoth Cave System to the surface outcrops of limestonealong valleys (after cave map by Cave Research Foundation and geology map by U.S. Geological Survey).

    Fig. 3.Profile of part of Swinnerton Avenue in the Mammoth Cave System (after Palmer, 1989a).

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    Fig. 4.Map of Friars Hole System,

    showing limestone inliers whererecharge to the cave occurs

    (based on map compiled by D.Medville).

    Friars Hole System, West Virginia, provides a

    second example (Fig. 4). The cave is the longest in

    the Appalachian Mountains. It lies close to the

    boundary between the Appalachian Plateau and

    Valley and Ridge Provinces, and the structure

    shows features of both geological provinces. The

    entrances to the cave lie along a valley, Friars Hole,where a series of limestone inliers have been

    exposed. Sinking streams typically descend

    downdip to the northwest through the vadose zone

    in the upper 50m of limestone, and then along

    almost horizontal base-level passages along the

    strike to the southwest. Many of these base-level

    passages are formed at the intersection of low-angle

    thrust faults and the contact between the Union

    Limestone and the underlying Pickaway Limestone

    (Worthington, 1984; Worthington and Medville,

    2005). The detailed study by Jameson (1985) of

    429m of passage in Snedegars Cave showed that37% of the passage was oriented along bedding

    planes, 30% on joints, 20% on bed/joint

    intersections, 7% on faults, 4% on fault/joint

    intersections, and the remaining 2% had no guiding

    fracture. From a geomorphological study,

    Worthington (2001) inferred that the mean depth of

    flow in fossil conduits was 17m below the water

    table. The roughly equal proportions of bedding

    plane guidance and joint or fault guidance for

    passages at Friars Hole System (Jameson, 1985), as

    well as the elongation of phreatic passage cross-

    sections along either bedding planes or on faults orjoints, indicates that the initial pre-dissolution

    apertures f bedding planes were similar to those of

    faults and major joints. Consequently, the initial

    vertical and horizontal fracture permeabilities were

    of similar magnitude (Kh=Kz).

    The third example is Castleguard Cave, which is

    the longest cave in Canada and is located in the

    Rocky Mountains. The caves topographical and

    geological situations are described by Ford et al.(2000). Fig. 5 shows the plan and profile of the

    cave. The main passage extends updip for 8921m

    from its entrance at 2010m above sea level to a

    termination where it is blocked by glacier ice that

    has intruded from the overlying Columbia Icefield.

    The plan shows that the main passage is oriented

    along a series of northwest-trending joints.

    However, the profile shows that the cave was

    almost all developed on three bedding planes (Fig.

    5, profile). The lowest of these is followed by the

    main passage for 7045m. The two pitches are

    developed on joints or faults, and the remainder ofthe main passage is developed along bedding planes

    (40% of the total length) or bed-joint intersections

    (60%). The longest distance that a passage follows

    a single bed-joint intersection is 650m. There has

    been minor movement, possibly of just a few

    centimetres, on both joint and bedding plane

    fractures (Ford et al.,2000). The geomorphology of

    the cave suggests that it was enlarged up to a cross-

    section of about 3m2while it was below the water

    table, indicating that the present entrance was more

    than 370m below the water table at that time.

    Passage cross-sections and fracture guidance

    suggest thatKh=Kz.

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    Fig. 5.Plan (top) and profileprojected along the strike (bottom)of Castleguard Cave. The profileshows only the main passage (basedon survey compiled by S.

    Worthington).

    In Britain there have been many studies that have

    described the major guiding fractures in caves, such

    as in South Wales (e.g. Coase and Judson, 1977),

    the Forest of Dean (e.g. Elliott et al., 1979), the

    Mendip Hills (e.g. Drew, 1975), Derbyshire (e.g.

    Ford, 1977) and Yorkshire (e.g. Waltham, 1974).

    There are many cave passages oriented along joints

    or faults close to sections of cave where faults and

    joints have much less importance than bedding

    planes in guiding cave passages. Leck Fell providesa notable example. The stream in Short Drop Cave

    flows down the axis of a plunging syncline and is

    perched 100m above the water table, indicating

    narrow joints apertures in this area. However, just

    200m to the north the deep shafts of Deaths Head

    Hole, Rumbling Hole and Big Meanie are aligned

    on a single vertical fault (Waltham, 1974; Waltham

    and Hatherley, 1983), and this demonstrates the

    local-scale variability inKh/Kz . None of the above

    studies were carried out to the level of detail of

    Jameson (1985), and so there are no statistics on therelative importance of the various types of fracture

    or fracture intersections in providing guiding

    pathways for passages.

    Bedding planes are used extensively in all the

    caves described above. However, joint and fault

    guidance is extremely variable between caves. In

    most cases bedding plane and joint or fault

    apertures appear to be similar, giving an isotropic

    fracture network (Kh = Kz). Less commonly the

    fracture network may be anisotropic, with Kh> Kz

    or Kh < K

    z. Mammoth Cave is an example of the

    former, whereKh> Kz, and this inhibits deep flow.

    Deaths Head Hole is an example of the latter, with

    Kh

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    Fig. 6 depicts an aquifer where flow from a

    recharge area to a discharge area is in the same

    direction as the stratal dip. Figure 6a shows a

    simple initial flow field before the start of

    dissolution. A single source of recharge is shown,

    such as occurs where a sinking stream develops.

    Initially, there are a series of flow lines from the

    area of recharge to the area of discharge. The

    following three figures (6b,c,d) show three

    possibilities for where conduit enlargement might

    occur. Fig. 6b shows a cave with six phreatic loops

    and a flow path that follows a generally curving

    pattern below the water table. Figure 6c also shows

    six phreatic loops, but the conduit is in general

    closer to the water table than in 6b. Figure 6d

    shows a single phreatic loop. All three flow paths

    have identical lengths, with the conduit following a

    bedding plane for a horizontal distance of 1500mand following one or more joints vertically for a

    total of 180m.

    Given the equal length of the flow paths in

    Figures 6b, 6c and 6d, it might be considered that

    there are equal probabilities of a conduit forming

    along any one of them. However, there are reasons

    why each one of these flow paths might be

    favoured. The flow path in Fig. 6b might be

    favoured if the early conduit dissolution was along

    a flow path similar to that in a porous medium and

    if there is a balance between the two competing

    factors of decreasing fracture aperture with depth

    (which promotes shallow flow) and decreasing

    viscosity with depth (which promotes deep flow).

    The flow path in Fig. 6c might be favoured if

    factors such as greater fracture apertures at shallow

    depth or mixing corrosion between conduit water

    and percolation were the most important factors.

    The flow path in Fig. 6d is favoured if the fracture

    network is isotropic as in Figure 1b.Fig. 7 shows the equivalent situation where flow

    is along the strike. Fig. 7a shows flow lines along a

    single bedding plane from a recharge area to a

    discharge area and Figures 7b, 7c, and 7d show

    three possibilities of where a conduit might form. It

    is assumed that there are two major perpendicular

    joint sets and that conduits form at the intersection

    of joints with the bedding plane. The flow paths in

    Figures 7b, 7c and 7d have identical lengths. The

    reasons why one of these three might be favoured

    for conduit development are the same as with the

    downdip case (Fig. 6).

    Fig. 8 shows a simplified rectilinear flow system

    that is similar to Figure 1 but has flow along a

    dipping bedding plane rather than a vertical

    fracture. The length of the flow path P is

    P = L + 2D/(sin !) (2)

    where L is the horizontal distance of the flow path,

    D is the depth of the conduit and !is the stratal dip

    in degrees. Shallow dips have increasingly long

    flow paths and thus there is a lower probability that

    the more efficient flow at depth (q.v. Equation 1)will be associated with low dips. If the depth of

    flow is inversely proportional to the increasing

    length of the flow path then the depth of flow will

    be proportional to the sine of the dip.

    Fig. 9 shows two caves with flow paths that are

    similar to Figures 6b and 7b, respectively. The flow

    path between Grotte Annette and Trou de Glaz is

    primarily downdip (Fig. 9a), and is one of the major

    Fig.6(left). Potential flow paths where the flow path

    from a sink to a spring is downdip. A) Initial flow field;B) D) Possible flow paths. The three flow paths in BD have identical lengths.

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    flow paths in this 50km-long cave (Lismonde,

    1997; Audra, 2004). It was used as the basis for

    Fig. 6, and the flow pattern is clearly very similar to

    Fig. 6b. As discussed earlier, this suggests that the

    pattern of preferential solution was influenced

    principally by the initial flow field in combination

    with decreasing fracture apertures with depth.

    However, the geology also plays an important role.

    The section of cave shown is developed in 190m of

    Cretaceous limestones. Lismonde and Marchand

    (1997) identified just five bedding planes within

    this 190m section that are preferentially used for

    conduit development, and most of the cave shown

    in Figure 8a is aligned along one of these bedding

    planes (Fig. 10). A relatively minor fraction of the

    passages has vertical flow along joints or faults

    (Fig. 11).

    Fig. 7.Potential flow paths where the flow path from asink to a spring is along the strike and where conduitsform at the intersection of joints and a single beddingplane. A) Initial flow field; B) D) Possible flow paths.The three flow paths in BD have identical lengths. Thedipping bedding plane is assumed to extend to much

    greater depths than is shown.

    Fig. 8. A simple rectilinear flow path on a dipping beddingplane.

    Fig. 9. Major conduit flow paths that exhibit a single

    curving loop below a former water table. A) Profile ofdowndip flow in Dent de Crolles, France (adapted fromLismonde, 1997); B) Perspective view of 12km flowpath on strike at Siebenhengste (S), Fitzlischacht (F) and

    the caves A2 and F1, Switzerland (adapted from Jeanninet al.,2000). Note: DZ = Deep Zone.

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    Fig. 10.Bedding plane guided phreatic tube in Trou deGlaz. The passage was formed at least 50m below the

    water table.

    Fig. 11.Joint-guided rift in Trou de Glaz that wasformed by upward flow at least 60m below the watertable.

    Figure 9b shows the caves of the Siebenhengste

    area in Switzerland that developed when the water

    table was at 1440m asl. Most of the passages are

    developed at the base of the Schrattenkalk

    Formation, a pure limestone that is 150200m thick

    and that overlies a marly limestone. The limestones

    dip to the southeast at about 13, though the dip

    steepens near the several faults that are present.

    Flow was on the strike to the southwest. There is a

    major strike-oriented passage that descends from

    F1 to the Deep Zone, which is up to 415m below

    the former water table, and then rises to

    Fitzlischacht, which is close to the former spring

    (Jeannin et al., 2000). Four passages in

    Siebenhengste Cave descend downdip to depths of

    200300m below the former water table where they

    join the main strike-aligned conduit. The nearby

    cave A2 has a similar pathway.

    The two flow paths shown in Fig. 9 are close to

    the ideal situation of a single loop below the water

    table, as shown in Figures 6b and 7b. However,

    these two examples may not be representative, and

    further examples are given below.

    Six cave profiles are shown in Fig. 12. These

    examples were chosen because they all havesubstantial maximum depths of flow below the

    water table. This makes comparison to the

    examples in Figures 6 and 7 simpler than for caves

    developed closer to the water table. In explaining

    the section of cave shown in Fig. 12a, Waltham and

    Brook (1980) wrote:

    If the horizontality of the trunk passage was due

    to the influence of the original water table, there

    seems no reason why the cave should have

    developed 50 metres below water level

    (Waltham and Brook, 1980, p.131).

    Waltham and Brook made similar comments on

    Benarat Walk (Fig. 12b), and concluded:

    it is clear that the caves of Mulu must

    contribute data to any thoughts on cave

    genesis..... The great horizontal or sub-

    horizontal phreatic tubes mostly have an

    uncertain relationship to their contemporary

    water table, and raise questions on the

    distinction between shallow and deep phreatic

    cave development (Waltham and Brook, 1980,

    p.138).

    The same occurrence of horizontal passages deep

    below the water table is seen in Nettlebed Cave

    (Figures 12c and 13) and Yorkshire Pot (Fig. 12d),

    both of which, like the Mulu examples, have flow

    along the strike in steeply dipping carbonates. At

    Nettlebed, flow in the Oubliette was along the

    strike of steeply-dipping fractures in marble (Fig.

    13). At the Meltdown, the flow rose up at least 70m

    in an almost circular phreatic tube (Fig. 12c). In

    Yorkshire Pot, both the Roller Coaster and its

    tributary, Alberta Avenue, were formed along thestrike of a steeply-dipping bedding plane in

    limestone.

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    Fig.12.Profiles of conduits formed well below the watertable. A) Clearwater Cave, Malaysia; B) Tiger FootCave, Malaysia; C) Nettlebed Cave, New Zealand; D)Yorkshire Pot, Canada; E) Doux de Coly, France; F)

    West Kingsdale System, England. (A and B afterWaltham and Brook, 1980; C after Pugsley, 1979; Dafter Worthington, 1991; E after EKPP, 2004; F adapted

    from Brook and Brook, 1976 and Monico, 1995).

    The situations at Doux de Coly and WestKingsdale are somewhat different because theconduits have formed along a number of bedding

    planes. Flow at Doux de Coly is along the strike ofthe limestone, which has a dip of 6 (Fig. 12e).Flow below the water table in the West KingsdaleSystem is updip (Fig. 12f). The conduit may have

    been formed up to 60m below the water table(Waltham, 1974) or at only 20m below the watertable (Brook, 1974). Deep flow along horizontal

    passages 60m or more below the water table inYorkshire has also been described for Duke Streetin Ireby Fell Cavern (Waltham, 1974) and forSleets Gill Cave (Waltham et al.,1997).

    Fig.13. Large phreatic tube in Nettlebed Cave, NewZealand. The flow from this phreatic passage ascended

    more than 80m at the Meltdown (photo by C. Pugsley).

    The uncertain relationship to the contemporary

    water tablenoted by Waltham and Brook (1980,

    p.138) for the Mulu phreatic tubes also applies to

    the other caves in Fig. 12. These phreatic tubes

    most closely resemble the situation in Figures 6b

    and 7b, though not as well as Dent de Crolles and

    Siebenhengste (Fig. 9). This suggests that the initial

    flow field has had a powerful influence onsubsequent cave formation in all these examples.

    Data on phreatic looping below the water table

    may also be assessed by measuring the ratio of the

    depth of the crests to the depth of the bases of

    phreatic loops (i.e. Dc/Dbin Fig. 14). For instance,

    the mean depth below the water table of loop crests

    and loop bases is 35m and 58m, respectively for the

    conduit in Figure 14a, and so the crest/base ratio

    (Dc/Db) is 0.60. For the similarly curving flow

    paths in Figures 6b, 7b, 9a and 9b the crest/base

    ratios are 0.52, 0.82, 0.45 and 0.77, respectively.On the other hand, the crest/base ratios are much

    smaller where the loop crests are close to the water

    table: 0.18 in Fig. 14b, 0.21 in Fig. 6c, 0.36 in Fig.

    7c, and 0.28 in Fig. 9 of Ford and Ewers (1978).

    Loop crest/base ratios for 12 sumps and for 8

    fossil passages are given in Tables 1 and 2,

    respectively. The mean ratio of these twenty

    examples is 0.48. This high value is similar to the

    examples in Figures 9 and 12, and suggests that

    there is a tendency for the depth of phreatic

    conduits to be strongly influenced by hydraulic

    factors that cause loop crests to be well below the

    water table.

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    TABLE 1 Depth of the crests and bases of phreatic loops in 12 sumps

    Cave Length(m)

    Maximumdepth(m)

    Loop crestmean depth

    (m)

    Loop basemean depth

    (m)

    Loopcrest/base

    ratio

    Number ofloop crestsand bases

    Reference

    Doux de Coly, France 5675 63 29 42 0.69 13 Figure 12e

    Grotte de la Mescla,France

    1510 95 30 59 0.51 18 Tardy, 1990a

    Rinquelle, Germany 930 23 10.8 21.2 0.51 21 Farr, 2000

    Grotte de Paques, France 810 50 4.8 19.6 0.24 11 Tardy, 1990b

    Source du Lison, France 802 29 7.7 16.2 0.48 14 Isler, 1981

    Joint Hole, England 700 19 3 12 0.21 11 Monico, 1995

    Fontaine de SaintGeorge, France

    1520 76 5 15 0.33 15 Farr, 2000

    Fontaine de Ressel,France

    1865 81 19 37 0.56 12 Farr, 2000

    Chaudanne Spring,Switzerland

    608 140 43 59 0.69 17 Farr, 2000

    Btterich Spring,Switzerland

    374 79 16 53 0.42 6 Farr, 2000

    Blautopf, Germany 1250 24 10 17 0.53 25 Farr, 2000

    Source de Bestouan 2955 29 5.6 18 0.31 14 Douchet, 1992

    TABLE 2 Depth of the crests and bases of phreatic loops for 8 former conduit flow paths.

    Cave Length(m)

    Maximumdepth

    (m)

    Loop crestmean depth

    (m)

    Loop basemean depth

    (m)

    Loopcrest/base

    ratio

    Number ofloop crests

    and bases

    Reference

    Roller Coaster,

    Yorkshire Pot, Canada522 58 33 42 0.78 12 Figure 12d

    Grotte Annette - Trou de

    Glaz, France1600 79 27 60 0.45 18 Figure 9a

    Ogof Hesp Alyn, Wales 1100 59 6 28 0.21 12 Appleton, 1989

    Rseau de Foussoubie,France

    9000 130 68 77 0.89 80 Le Roux, 1989

    Wookey Hole, England 1300 95 21 37 0.65 34 Farr, 2000

    Rats Nest Cave, Canada 900 136 57 82 0.69 16 Yonge, 2001

    Grand Circle - BowlingAlley, Cueva del Agua,Spain

    1400 206 72 106 0.78 20 Smart, 1984

    Big Rift - Hole in the

    Wall, Cueva del Agua,Spain

    1200 104 65 83 0.77 27 Smart, 1984

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    TABLE 3 Structural and flow characteristics for 20 conduit flow paths (partly after Worthington, 2001)

    No. Cave Geological age

    Flow pathlength (m)

    Stratal dip(degrees)

    Range ofelevation

    (m)

    Mean flowdepth (m)

    1 Jordtulla, Norway Palaeozoic 520 25 30 92 Otter Hole, Wales Palaeozoic 3500 6 140 10

    3 Friars Hole System, West Virginia Palaeozoic 11000 2.2 200 17

    4 Ogof Ffynnon Ddu, Wales Palaeozoic 3100 12 350 35

    5 Doux de Coly, France Mesozoic 13700 6 200 43

    6 Hlloch, Switzerland Mesozoic 11000 16 1670 100

    7 Nettlebed, New Zealand Palaeozoic 7000 50 1200 120

    8 Lubang Benarat, Malaysia Cainozoic 7000 45 1600 150

    9 Siebenhengste, Switzerland Mesozoic 12000 13 1630 230

    10 Mammoth Cave, Kentucky Palaeozoic 2200 0.6 155 2

    11 Horseshoe Bay Cave, Wisconsin Palaeozoic 3000 2 30 6

    12 West Kingsdale System, England Palaeozoic 2700 3 130 35

    13 Rio Encantado, Puerto Rico Cainozoic 9500 4 260 15

    14 Ogof Hesp Alyn, Wales Palaeozoic 2000 14 80 24

    15 Guanyan, China Palaeozoic 6500 7 130 25

    16 Swildons-Wookey, England Palaeozoic 3500 15 176 40

    17 Trou de Glaz, France Mesozoic 1500 17 730 67

    18 Pea Colorada, Mexico Mesozoic 12000 40 1760 120

    19 Nelfastla de Nieva, Mexico Mesozoic 7400 70 1000 240

    20 Edwards Aquifer, Texas Mesozoic 180000 1.3 160 600

    Fig.14.Phreatic flow paths with (A) asingle loop deep below the water tableand (B) with loop crests just below the

    water table.

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    Spacing of conduit-guiding bedding planes

    Frequently, cave development occurs

    preferentially on a limited number of bedding

    planes, as noted above for the Friars Hole System,

    Castleguard Cave and the Dent de Crolles System.

    Lowe (2000b) described the preferential cavedevelopment in the Yorkshire Dales along just a

    few bedding planes, which he called inception

    horizons, and he discussed possible reasons why

    just a few bedding planes in a sequence are

    favoured for cave development.

    It is likely that the presence of a limited number

    of inception horizons in an aquifer has only a

    marginal influence on the depth of flow. For

    instance, there are five major cave-guiding bedding

    planes in the 190m section of limestone in which

    the predominantly downdip Grotte Annette to Troude Glaz passage is formed (Fig. 9a). If there were

    fewer or more major cave-guiding bedding planes

    in this section then the magnitude of the phreatic

    lifts would change, but the cave would still be able

    to follow a looping flow path that descends some

    80m below the water table.

    The number of cave-guiding bedding planes is

    also likely to have little influence on the depth of

    flow where flow is on the strike, such as at Friars

    Hole System (Fig. 4), Siebenhengste (Fig. 9b), or

    Mulu (Fig. 12a, 12b). In each case many bedding

    planes in the dipping limestone intersect the watertable and cave passages are able to follow a single

    favourable bedding plane for substantial distances.

    On a particular bedding plane, the conduit is

    formed at a hydraulically favourable location. This

    may be just below the water table (e.g. Cleaveland

    Avenue, Mammoth Cave: Palmer, 1981), 10m

    below the water table (e.g. Friars Hole System: Fig.

    4), 100m below the water table (e.g. Mulu: Figure

    12a,b) or hundreds of metres below the water table

    (e.g. Siebenhengste: Fig. 9b).

    Topography

    Caves in mountainous areas tend to have deep

    flow paths, and several examples were noted above.

    These areas also tend to have steep stratal dips and

    large vertical ranges between the highest recharge

    points and spring elevations. The reasons why steep

    dips are associated with deep flow have been

    explained earlier. But the extent to which flow

    paths deep below the water table might be

    associated with mountainous topography is less

    clear. This is because the increase in fractureapertures in the early stages of karstification results

    in a large drop in hydraulic gradients and a vadose

    zone that may be more than 2000m thick, as at

    Krubera Cave in Georgia (Klimchouk et al.,2004).

    If flow depth below the water table is a function of

    pre-karstification hydraulic gradients, then

    mountainous topography could be an important

    factor in promoting deep flow. On the other hand,

    depth of flow may be related more to the low and

    stable hydraulic gradients that exist following the

    early stage of karstification. Numerical modelling

    has demonstrated the rapid decline in hydraulic

    gradients in the early stages of karstification and so

    the steep early gradients may have little effect on

    later conduit development (Gabrovek and

    Dreybrodt, 2001; Kaufmann, 2002). These ideas are

    tested using empirical data in the next section.

    Discussion and conclusions

    Discussion above of the factors influencing depth

    of flow suggests that deep flow is associated with

    longer flow paths, steeper dips, the presence of

    open joints and faults, and possibly with a large

    range in elevation in an aquifer. The four variables,

    depth of flow, flow path length, stratal dip and the

    range in elevation, can reasonably be estimated for

    a number of aquifers (Table 3). Worthington (2001)

    listed the first 19 examples shown in Table 3 and

    the remaining example is the aquifer associated

    with Comal Spring in Texas, which is the largest

    spring in the southwest USA. A recent numericalmodel of the aquifer feeding this spring includes a

    140km-long conduit that is up to 1200m below the

    potentiometric surface (Lindgren et al.,2004).

    Whereas it is straightforward in many cases to

    evaluate flow path length, stratal dip and the range

    in elevation for a karst drainage basin, there is no

    simple way to evaluate fracture anisotropy.

    Conduits are developed on joints or at bed/joint

    intersections in most structural settings, with

    platform carbonates such as at Mammoth Cave

    being a notable exception. The latter also have lowdips, and so stratal dip may act as a proxy measure

    of fracture anisotropy. Fig. 15 shows the

    relationship between depth of flow and flow path

    length, stratal dip and the range in elevation for the

    examples in Table 3. Regression of mean depth of

    flow against the different parameters in Fig. 15

    gives:

    D = 0.053 L0.77 (3)

    D = 120 "0.56

    (4)

    D = 0.60 E0.74

    (5)

    D = 0.061 L0.91

    "0.72

    (6)

    D = 0.016 L054

    E0.56

    (7)

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    D = 1.6 E0.64

    "0.72

    (8)

    D = 0.047 L0.85

    "0.64

    E0.11

    (9)

    where D is the mean conduit depth in metres below

    the water table, L is the flow path length in metres,

    " is the dimensionless stratal dip (equal to the sine

    of the dip in degrees), and E is the elevationdifference in metres between the lowest spring and

    the highest recharge point to the aquifer. The

    correlation coefficients of the above seven

    equations are 0.64, 0.50, 0.68, 0.90, 0.80, 0.70 and

    0.90, respectively. Equation 6, which uses length

    and dip, gives the best correlation. The addition of

    elevation as a dependent variable (Equation 9) does

    not improve the correlation. The correlation using

    length and dip can also be expressed as

    D = 0.18 (L ")0.81

    (10)

    This equation has a lower correlation (0.79) than

    Equation 6 but is simpler to express graphically

    with a best-fit line added (Fig. 15d). These results

    show that the two parameters of stratal dip and flow

    path length explain most of the variability in

    conduit flow depth.

    The relationships that are apparent in Fig. 15 can

    be further tested by comparing pairs of caves from

    one area where the dip or flow path length varies

    between the two caves. The caves of the Alyn

    Gorge in Wales provide one such pair. Ogof Hen

    Ffynhonau and Ogof Hesp Alyn are adjacent caves

    with parallel flow routes. The latter lies further

    from the adjacent valley floor and has a deeper

    phreatic origin (Waltham et al.,1997). The deeper

    flow in Ogof Hesp Alyn is explained by the longer

    flow path (Equations 6 and 10).

    Fig.15.Correlation of conduit depth of flow below the water table with A) flow path length (top left); B) Stratal dip (topright); C) Range in elevation between recharge and spring (bottom left) and D) flow path length and dip (bottom right).

    Details of the 20 examples are given in Table 3.

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    The model presented above differs significantly

    from the Ford and Ewers (1978) model, which

    relates depth of flow to fissure frequency. The

    fissure frequency model attributes the occurrence of

    shallow or deep phreatic cave formation solely to

    the degree of fracturing. The model has been

    widely quoted in the literature, but suffers from

    three major problems. First, the model is based on

    the premise that shallow flow is the hydraulically

    most favoured pathway for conduit development,

    but Worthington (2001) showed that hydraulic

    factors favour deep flow in most karst aquifers (see

    Figure 1). The second problem is the lack of

    examples that fit the model and the many examples

    that contradict the model. For instance,

    mountainous areas typically have both substantial

    fracturing and deep flow, which is the opposite of

    the prediction of the model (Rossi et al., 1997;Jeannin et al., 2000). Conversely, limestones with

    little fracturing such as at Mammoth Cave and

    elsewhere in Kentucky have shallow flow, which

    again is the opposite of the model prediction. The

    third problem is that it appears that the hypothesis

    cannot be tested because Ford (2000) noted that the

    model does not provide predictions. If a model

    cannot provide predictions then it cannot be shown

    to have any applicability.

    Fig. 16 gives a summary of how hydraulic and

    geological factors may interact. Figure 16a shows a

    limestone aquifer with a caprock such as shale. A

    simplifying assumption is made that the caprock

    has recently been eroded away from the limestone.

    Recharge is from a stream flowing off the caprock

    as well as from precipitation onto the limestone

    itself. The horizontal distance in the figure is in the

    range of several to several tens of kilometres. The

    vertical distance is in the range of several tens to

    several hundreds of metres, so there is substantial

    vertical exaggeration in the figure.

    Fig. 16b shows flow lines in the limestone

    immediately after the removal of the caprock. If the

    limestone aquifer is of Palaeozoic age, then it is

    well-lithified, the porosity is up to a few percent,

    and most of the permeability is due to flow along

    bedding planes, joints and faults. The combinedmatrix and fracture hydraulic conductivity in such

    an aquifer is typically 10-6

    10-5

    m/s (Worthington

    et al.,2000). Most of the recharge to the aquifer is

    assumed to be from the sinking stream, and so most

    of the flow lines emanate from the stream reach

    where it is sinking. Discharge from the aquifer

    occurs as a seepage zone in a valley.

    Fig.16.Factors influencing the initial conduit flow path in a limestone aquifer: A) geological contacts and location of

    valleys; B) initial flow field; C) theoretical flow path; D) actual flow path, following open fractures downdip and upjoints.

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    The duration of the phase shown in Fig. 16b is

    extremely short (a few thousand years) because

    dissolution of bedrock fractures results in the

    formation of a conduit network that connects the

    recharge to the discharge area. The diagnostic

    features to differentiate the Figure 16c situation

    from that of Figure 16b in the field are the presence

    of discharge from discrete springs rather than from

    dispersed seepage, as well as the low hydraulic

    gradient. The low gradient is due to the increase in

    permeability, which is commonly two to three

    orders of magnitude (Worthington et al.,2000). A

    series of simplified flow lines is shown in Figure

    16b. The actual flow lines are less regular because

    they follow fractures, with the enlarged pathways

    being known as channels (Glennie, 1954) or

    primary tubes (Ford and Williams, 1989, p.253).

    Preferential enlargement of the channel that has themost favourable position and/or largest aperture

    results in the conduit shown schematically in Figure

    16c. The most favourable depth for channel

    enlargement is a result of the balance between the

    competing factors of decreasing fracture aperture

    with depth and decreasing viscosity with depth; the

    former promotes shallow flow and the latter

    promotes deep flow. Equations 6 and 10 give

    approximations of the depth below the water table

    at which the conduit develops.

    Fig. 16d shows a simplified scheme of the actual

    conduit flow path along fractures. In reality, caves

    typically follow individual joints for a few metres

    to a few tens of metres, and follow individual

    bedding planes for a few metres up to a few

    thousand metres. Consequently, many more

    fractures could be utilised than are shown in the

    figure.

    The question was posed earlier as to why there

    are systematic differences between the shallow

    phreatic caves that occur in Kentucky, deeper

    phreatic caves in England, and much deeper

    phreatic caves that are common in mountainousareas. Equations 6 and 9 provide the answers. The

    Kentucky aquifers have shallow flow because of

    the platform setting, resulting in low dips and low

    permeability along joints. This is demonstrated by

    the small amount of passage development along

    joints and faults. Limestone aquifers in England

    have deeper flow because of the structural setting,

    resulting in steeper dips, open joints, many faults,

    and the concomitant cave development along joints

    and faults as well as along bedding planes.

    Mountainous areas commonly have even deeper

    flow because of a combination of open joints, steepdips and long flow paths.

    Most conduit development in England is limited

    to a depth of about 100m because most flow paths

    are generally only a few kilometres long. From

    Equation 6 or Equation 10, the deepest flow is

    predicted to occur where there are steep dips and

    long flow paths. The Mendip Hills have steep dips

    and the Cheddar and Wookey Hole catchments are

    the longest in the Mendips, and so should have the

    deepest flow. The conduits feeding these spring are

    likely to descend to depths greater than 100m

    below the water table. Scuba diving has so far

    reached a depth of -58m at Cheddar and -70m at

    Wookey Hole and both conduits continue at depth

    beyond the limit of exploration (Farr, 2000).

    Similar conduit depths could occur along

    mineralised faults in Derbyshire such as on New

    Rake between P8 and Speedwell or on Faucet Rake

    between P9 and Speedwell (Gunn, 1991). Evendeeper conduits may have formed in the Peak

    District along long regional flow paths which

    emerge at thermal springs (Worthington and Ford,

    1995).

    The model predicts that very deep flow is likely

    at major springs, which typically have long

    groundwater catchments. Mante Spring (Mexico)

    and Vaucluse Spring (France) are two prominent

    examples. These springs have been explored by

    scuba diving or submersible vehicles to depths in

    excess of 250m below the water table. Fish (1977)

    concluded that the flow path to Mante Spring issome 200km long and has a maximum depth of

    flow in excess of 1500m. The depth and length of

    the flow system feeding Comal Spring in Texas,

    which was described above, are of similar

    magnitude to those of the flow system feeding

    Mante Spring. Vaucluse Spring is the largest spring

    in France and its groundwater catchment is more

    than 60km long.

    The model is applicable to most unconfined

    limestone aquifers and thus to most known caves

    and most limestone aquifers used for water supply.Its applicability in confined aquifers is limited

    because the depth of flow may be constrained by

    the structure. For instance, Bath Hot Springs are

    thought to be fed by geothermally-heated water

    flowing through a deep syncline (Waltham et al.,

    1997, p.267). The model also does not apply to

    caves formed in special situations such as hypogene

    caves and sea coast mixing zone caves (Ford and

    Williams, 1989, 282291).

    The combination of flow path length and stratal

    dip (Equations 6 and 10) together with fracture

    anisotropy provide a satisfactory approximation

    that explains the depth of conduit flow in areas

    where the flow is at shallow depths below the water

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    table (e.g. Kentucky), at moderate depths (e.g.

    England, Appalachian Mountains), or at great

    depths (e.g. many mountainous areas and major

    springs).

    Acknowledgements

    I wish to thank Derek Ford, who encouraged and

    supported my karst research in widely diverse

    geographical settings, and whose Natural Sciences

    and Engineering Council of Canada research grants

    supported the early part of my research while I

    undertook graduate studies at McMaster University.

    I am grateful to Marcus Buck for his critical

    comments on an early draft, and to David Lowe and

    Marcus Buck for useful comments on a later draft

    of the manuscript.

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