workshop on financial market infrastructure principles · 2012-10-01 · leaving nothing to chance!...
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www.strate.co.za
Leaving nothing to chance!
Workshop on
Financial Market Infrastructure
Principles
Dale Connock
Head of Risk, Strate Ltd
21 September 2012
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Overview of the Market:
CSD Participants
Issuers
Members
Traders
JSE (All markets)
OTC
SAMOS STRATE
FSB
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Application of Principles:
– History
• Review of, and commenting on, the draft Principles – 2011
– FSB
– SA Reserve Bank
– WFC, ACSDA and AMEDA
• Review of, and commenting on, the draft Assessment
Methodology – 2012
• Self – assessment in terms of Final Principles – August 2012
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Application of Principles:
– Where we are today
• Self-assessment – Strate - August 2012
• Self-assessment – SAFCOM (JSE)
• Submission to FSB (ours that is!) for review
• Workshops with FSB between now and Y/E 2012
– “Principle by Principle”
• “Living Wills” (Recovery and Resolution)
• Pending legislation – Financial Markets Bill
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Setting the scene:
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www.strate.co.za
Leaving nothing to chance!
Thank you www.strate.co.za
Dale Connock Strate Ltd
Twitter:@strateltd
Facebook: http://www.facebook.com/#!/groups/107241797726/
LinkedIn: http://za.linkedin.com/pub/strate-ltd/22/1b/195