william a pepper financial disclosure report for 2010

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  • 8/3/2019 William A Pepper Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPOR TFOR CALENDAR YEAR 201 0Report Required by the Ethics

    in Government Act of 1978(5 U.S.C. app. 101-111)

    I. Person Repor ting ( las t name, f ir s t , middle init ial)P e p p e r , W i l l ia m A .

    4. Ti t le (Art ic le 111 judges ind ica te ac t ive o r sen io r s ta tus;magis t ra te judges indicate fu l l - or par t - t ime)U . S . D i s t r ic t J ud g e - A c t i ve

    7. Chambers or Of f ice Address3 0 5 Main St ree tSte 329Green vi l l e MS 38702

    2. Cour t or Organiza t ionD i s t r ic t Cou r t Nor t h e r n M S

    3. D a t e o f R e p o r t05/25/2011

    5a . Report Type (check appropria te type )] Nominat ion, D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. On the basis o f the in fo rma tion con ta ined in th is Re port and anymodif ica t ions pe rta in ing the re to , i t is , in my op in ion , in com pliancew i t h a p p l i c a b l e l a w s a n d r e g u l a t io n s .

    6. Report ing Pe riod0 1/ 0 1 / 2 0 10

    to12/31/2010

    Reviewing Off icer Date

    I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NO NE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . ~ R e p o n i n g individual only; seepp. 9-13 of fi l ing instruct ions.)~ ~o reportablepositions.)O NE

    POSITION NAME OF ORGANIZATION/ENTITY

    2.

    3.

    4.

    5.

    I I . A G R E E M E N T S . a e p o n i n g i n d i v U u a l o n l y ; s ~ p p . 1 4 - 1 6 of filing instruction~ )~ N O N E (N o reportable agreements.)

    1.02-05-962.3.

    DATE PARTIES AND TERMS

    S Y M E T R A F I N A N C I A L (F O R M E R L Y S A F E C O A S S I G N E D B E N E F IT S S E R V I C E C O M P A N Y ) F O RP A Y M E N T O F L E G A L F E E S . P A Y M E N T S A R E I N C L UD E D I N I N C O M E I N P A R T I II .

  • 8/3/2019 William A Pepper Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 2 of 11

    N a m e o f P e r s o n R e p o r t in gPepper, Will iam A.

    Date of Repor t05/25/2011

    I I I . N O N - I N V E S T M E N T I N C O M E . ( R e p o r t i n g ind iv idua l a n d sp o u se ; se e p p . 17- 24 o f f ! l in g in s t r u c t io n s . )A. Filers Non-lnvestment Income

    ~ NONE (No reportable non-investment income.)DATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )1 . 2 0 1 0 P ub l i c E mployees Re t i remen t Sys tem of M ississippi, retirement i n c o m e $13,637.002. 2010 Earn in g s f ro m law p rac t ice - ea rn ed p r io r to 7 / 21/ 99 $3,344.003.4.

    B . S p o u s e s N o n - I n v e s tm e n t I n c o m e - i f y o u we r e ma r r i e d d u r in g a n y p o r t io n o f t h e r e p o r t in g y e a r , co mp le t e t h is se c tio n .(Dollar amount not required except for honoraria.)

    N O N E ( N o reportable non-investment income.)DATE SOURCE AND TYPE

    1.2.

    3.

    4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, enter tainme.~(Includes those to spouse and dependent children; see pp. 25-27 of filing instructions.)

    NONE (No reportable reimbursements.)SOURCE DATES LOCATION

    1.2.3.4.5.

    PURPOSE ITEM S PAID OR PROV IDED

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    FINANCIAL DISCLOSURE REPORTPage 3 of 11

    N a m e o f P e r so n R e p o r t in gP e p p e r , W i l l i a m A .

    Date o f Report05/25/2011

    V . G I F T S . a n c i u d e s t h o s e to s p o u s e u n d d e p e n d e n t children; see p p . 2 8 - 3 1 of f!ling instructions.)N O N E (No reportable gifts.)

    SOU R CE D E SCR I P T I ON1 .2.3.4.5.

    VALUE

    V I . L I A B I L I T I E S . a n ei u d es t h o s e o f s p o u s e u n d dependent children; see p p . 3 2 - 3 3 offiling instructions.)N O N E (N o reportable liabilities.)

    C R E D I T O R D E SCR I P T I ON1 .2.3.

    4.5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPORTPage 4 of 11

    N a m e o f P e r so n R e p o r t i n gPepper, William A.

    D a t e o f R e p o r t05/25/2011

    VII. INVESTMENTS an d TR USTS - income, value, t ...... t ions (Includes those o f spouse and dependent ch i ldren; see pp . 34-60 o f f ! l lug instructions.)NONE (No reportable income, assets, or transactions.)

    1 . 5 0 % in t e re s t P eppe r & C os s a r -Fa rm l and E R e n t O WH u m p h r e y s C o u n t y M S2. Langs ton Nowel l & P eppe r ren t a l r ea l e s t a t e C R e n t L WC l e v e l an d M S: 3. REGIONS BANK A Interest J T4. C l e v e l a n d S t a t e B a n k A In te re st

    5. Cleveland State Bank A In te re st

    L

    K

    TT

    6. P lan te r s Bank & T rus t A Interest7. J E F F ER S O N B A N K ( F O R M E R L Y F I R S T B InterestN A T I O N A L B A N K R O S E D A L E M S )8. B R O K E R A C C O U N T 1

    C l o s e d . 04112110 L

    1 0 .1 1 .

    - C A P I T A L W O R L D G R O W T H & BINCO ME FUND-Amer ican Funds CWGIX Div idend

    -CAP IT AL INCO ME BUILDE RS A-A m e r i c a n F u n d s B DividendF E D E R A T E D C L O V E R V A L U E F U N D A Div idend K

    1 2 . - G O L D M A N S A C H S G R O W T H & A Div idend KIN C OME FU N D1 3 . LO RD ABBE T T -AFFILIAT E D FUND CL A Div idend LA1 4 . N E W E C O N O M Y - F U N D C L A - A m e r i c a n A Div idend LFunds15 . - S M A L L C A P W O R L D F U N D C L A - A Div idend LA m e r i c a n F u n d s1 6 . -WASHINGT O N MUT UAL INVE ST O RS B Div idend LFUND1 7 . N E W W O R L D F u N D -a m e r i c an f u n d s N o n e J

    T

    TTTTT Bu y 12/0 6/10

    : (See Col~ ~l andS)F--$50100i - $1061000 G =$100,001 - SL000,0002. Valu e Codes J =$15,000 or less K =$15,001 - $50,000

    ( S ee Colu mns C1 and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000P 3 =$ 2 5 , 00 0 ,0 0 1 - $ 5 0 , 0 0 0 ,0 0 03. Valu e M ethod Codes Q =A p p r a i sa l R = Cos t ( R eal Es t a t e Only )

    ( S e e C o l u m n C 2 ) U = Book Valu e V = Other

    C =$2,501 - $5,000 D =$5,001 - $15,000 E =$15,001 - $50,000HI =$1,000,001 - $5,000,000 I-t2 =More than $5,000,000 .....L =$50,001 - $100,000 M =$100,001 ~ $250;000P I =$ 1,000,001 - $5,000,000 P2 =$5,000;001 - $25;000,000P4 =More than $50,000,000S = As s es s ment T = C a s h M a r k e tW = Es t imated

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    FINANCIAL DISCLOSURE REPORTPage 5 of 11

    N a m e o f P e r so n R e p o r t i n gPepper, William A.

    D a t e o f R e p o r t05/25/2011

    V I I . I N V E S T M E N T S and T R U S T S - i .... e, value, transactions (Includes those of spouse and dependent children; seepp. 34-60 of fil ing instructions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )

    Place "(X)" after each assetexempt f rom pr ior d isc losure

    Income duringr e p o r t in g p e r i o d(l) (2)Amou n t T y p e ( e . g . ,C o d e 1 d i v . . r e n t .( A - H ) o r i n t . )

    Gross value m end Transactions during report ing periodo f r e p o r t i n g p e r i o d

    (! ) (2) (1) (2) (3) ~ (4) (5 )Value Value T yp e ( e . g . ~ D a te V a l u e G a i n I d e n t i ty o fC o d e 2 M e t h o d buy, sell , m m / d d ~ y y : C o d e 2 C o d e 1 buyer/seller

    ( J - P ) C o d e 3 r e d e m p t i o n ) ( J - P ) ( A -H ) ( i f p r i v a t e( Q - W ) t r a n s a c t i o n )

    1 8 . - Z IM M E R H O L D I NG S C O M M O N N o n e J1 9 . - W A L G R E E N C O M M O N A Div idend J20 . -VAN KAMP E N UNIT T RUST (VK s e lec t A

    unit 613)Div idend K

    2 1. -T IF FA NY & C O C OM M O N A Div idend J22 . - D UK E E N E R G Y C O M M O N A Div idend J23 . -E dward Jones Money Marke t fund A Dividend Sold 12/06/10 J24 . B R O K E R A C C O U N T 225 . - AMC AP FU N D C L A A Div idend L26 .27 .28 .29 .

    30 .31 .

    - G R O W T H F U N D O F A M E R I C A C L A -A m e r i c a n F u n d s- N E W P E R S P E C T I V E F U N D C L A -A m e r i c a n F u n d s- W A L - M A R T C O M M O N- A M E R I C A N M O V I L S A- E D W A R D J O N E S M O N E Y M A R K E TFUND- C h e e s e c a k e F a ct o r y c o m m o n

    A Div idend LB Div idend LA Div idend JA Div idend K

    N o n e

    TTT Dona ted 12/20/10 J(par t)T Bu y :0 2 /2 4 /10 J(add l )

    Sold ! 12106/10 J

    32 . - W a l g re e n c o m m o n A Dividend J33 . - K r a f t F o o d s c o m m o n A Div idend J34 . - P f i ze r c o m m o n A Div idend J

    i . lnconle Gain Codeg: A = $! ;000 or l es s B =$1,001 - $2,500( S ee Colu mns B 1 and D4 ) F =$50 ,001 - $100,000 G =$10 0,001 - $1 ,000,0 00

    2. V alue Co de s J = $1 5,000 or less K =$15,001 - $50,000( S ee Colu mns CI and D3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

    P 3 = $ _ 2 5 , 0 0 0 ,0 0 1 - $50,000,0003. Valu e M ethod Codes Q =A p p r a i sa l R = Cos t ( R eal Es t a t e Only )( S e e C o l u m n C 2 ) U = Book Valu e V = Olher

    C =$2,501 - $5,000 D =$5;001 - $15,000HI =$L000~001- $5~000i000 H 2 1 = M 0 r d t h an $ 3 ~ 0 0 0 ~ 0 0 0L =$50 001 : $100 000 ~ ~$i00;001 2 $250,000PI =$ 1,000,001 ~ $5,000,000 ~ ~ i6 0 0 ! 0 0 i ~ $ 2 5 ~ 0 0 0 ,0 0 0P4 =More than $50,000,000S = As s es s ment T = C a s h M a r k e tW =Estiraated

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 6 of 11

    N a m e o f P e r so n R e p o r t i n gP e p p e r , W i l l i am A .

    D a t e o f R e p o r t05/25/2011

    V II. INV ESTM ENTS and TRUSTS - i .... e , ~ , , , t , , e , t . . . .. .i o , , ~ a , , d , ,d ~ t ~ , o s ~ o Z s , o . . .. . . d ~ , e , , d , , , , c , ~ i U , o , ; s ~ ~ , ~ , . ~ 4 - 6 0 o / _ ~ , g i , ,s , , . , , ~ , ~ o , , ~ . )N O N E (No reportable income, assets, or transactions.)

    A. B. C. :: :: D.Descript on of Assets Income dur ing Gross value a t end Transac t ions dur ing repor t ing per iod( inc luding t rus t asse ts ) reporting period of reporting period

    (1) (2) (1) (2) 1 1 ~ 12) ~3~Place "(X)" after each asset Amount Type (e.g. , Va l ue Va l ue Type (e.g. , Date Va l ue

    exempt f rom pr ior d isc losure Code 1 div. , rent, Cod e 2 M ethod buy, se l l , m~d~ Code 2(A-H) o r i n t . ) ( J - P ) Code 3 redem ptio ffl (J-P )( Q - W )

    (4 ) (5)G a i n : Iden t i ty o~

    Code 1: buyer/ se l le r( A - H ) (if private

    transaction)

    35 . - G e n e r a l E l e c t ri c c o m m o n A Div idend J T36 . - N e x t e ra E n e r g y c o m m o n ( f o r m e r l y F P L A Div idendG roup)37 . -B erk shire H a th aw ay B R K B co m m o n N o n e

    JJ

    TT

    38 . B R O K E R A C C O U N T 3

    39 . - F T T E M P L E T O N F O R E I G N F U ND C A Div idend L T4 0. - F T F R A N K L IN T E M P L E T O N G R O W T H A Div idend K TFD C4 1. - F R A N K L I N T E M P L E T O N E Q U I T Y A Div idend J TIN C OME A42 . - S & P D E P O S IT A R Y R E C E I P T S A Div idend K T4 3. - TE M P LE T ON W OR L D F UN D A A Div idend J T

    4 4 . - TE M P L ET O N F O R EI GN F UN D A A Div idend J T45 . - T E M P L E T O N W O R L D F U N D C L C A Div idend K T46 . - B A X T E R I N T E R N A T I O NA L c o m m o n A Div idend K T4 7. - U S E c o l o g y c o m m o n ( f o r m e r l y A m e r i c a n A Div idendE c o l o g y C o m m o n )4 8. - C l e a n E n e r g y F u e ls c o m m o n N o n e J49 . -D a r lin g In te rn a tio n a l In c c o m m o n N o n e J50 . - E l e c tr o n i c A r t s I n c c o m m o n N o n e J51 . -F ir s t So la r In c co m m o n N o n e J

    1. I nc ome G ain Codes :( se e C o lun ms BI a n d D 4)

    2.Valu e Codes( S ee Colu mns CI and D3)

    3.Valu e M ethod Codes( S e e C o l u m n C 2 )

    A =$1~000 or lessF =$50;00i - $100,000J =$15,000 or lessN =$250,001 - $500,000P3 =$25,000,001 - $50,000,000Q =A p p r a i sa lU = Book Valu e

    ~ 3 = $ ~ 0 0 ! . $ 2 i5 0 0 c = $ 2 ; 5 0 1 - $ 5 , 0 0 0G =$100~00i - $i ;000,000 HI = $i i000 ,001 - $5;000;000K =$15,001 -$50,000 L =$50i001 - $100,000O =$500,001 - $ L000,000 P 1 =$1,000,001 -$5,B00,000P4 -More than $50,000;000R = Cos t ( R eal Es t a i e Only ) S = As s es s mentV = O t h e r W = Es t imated

    D =$5,001 - $15,000 E =$15,001 - $50,000F 1 2 = M o r e t h a n $ 5 0 0 0 , 00 0M =$i00;001 : $~50 o0o .........P2 =$5,oo0,0oI - $25~000;000 .......T = Cas h M mk et

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  • 8/3/2019 William A Pepper Financial Disclosure Report for 2010

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    FINANCIAL DISCLOSURE REPORTPage 8 of 11

    N a m e o f P e r so n R e p o r t i n gPepper, William A.

    Date of Report05/25/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - n c o m e , v a lu e , transactions (Includes those of spouse and dependent children; see pp. 34-60 of filing instructions.)N O N E (No reportable income, assets, or transactions.)

    A.D e s c r i p t i o n o f A s s e t s

    ( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

    exempt f rom pr ior d isc losure

    69 . - - A M R G O V T / A A A70 . I R A 2 -71 . - F E D E R A T E D C L O V E R V A L U E F D72 . - H A R T F O R D A D V I SO R S F D A73 . - H A R T F O R D D I V & G R O W T H F D A74 . - LO RD ABBE T T AFFILIAT E D FD A7 5. - H AR T FO R D M ID CA P FD A76 . - PU TN AM IN VES TORS FU N D A

    77 . - H A R T F O R D C A P A P P R E C F D A

    78 . - C A P I T A L I N C O M E B U I L DE R S A -A m e r i c a n F u n d s79 . - C A P I T A L W O R L D G R O W T H &I N C O M E - A m e r i c a n F u n d s80 . - N E W W O R L D F D A m e r i c a n F u n d s81 . - I N C O M E F U N D O F A M E R I C A -A m e r i c a n F u n d s82 . - I NV E S T M E N T C O O F A M E R I C A -A m e r i c a n F u n d s83 . - F R A N K L I N M U T U A L S H A R E S F U N D84 . - T E M P L E T O N G R O W T H F U N D C L A

    In com e durin g Gr0~ s value a t ehd Tran sactto ns d un ng repo rtin g p erio drepon ingpe riod of repor t ing per iod

    (i) (2) (i), (2) (i ~ (;z) (3)A m o u n t Type (e.g. , Value ~tue :Type (e.g. , Date Va l ueCode 1 div.,rent, Code2 . . . .. . M e t h o d " . + :b u y , , s e lt , " m m / d d / y y C o d e 2( A - H ) O r i n t .) (J-P) Code3 . . . . redemption): (J-P)

    (Q-W)

    Int./Div. NSold 10/15/10(part)

    (4 ) (5 )Gain I d e n t i . t y o f

    Code 1 buyer/ se l le r(A-H) (if private

    t r a n s a c t i o n )

    85 . - FRAN KLIN IN C OME FU N D C L A

    : 1: Income Gaih Cod~: A = $1 ,000 0r l d~ B =$ 1 ,0 0 1 - $ 2 ,5 0 0 C:~$2;501 - $5,000 D =$5,001- $15,000(See Columns B I and 154) F - -$ 5 0 ,0 0 i ~ $ i~ i~ 0 0 ~ ~ ~$] 00 ,001 ~ $1 1 000 000 ~i ~$ i , 000: ; 00i ~ $~ ; 000; 000 . . . . . . H2 --More San $5;000;000

    2. Valu e Codes J =$15,000 or I .... K~$15~001 - $50,000 $i 0~00 ..... M & $ 1 0 0 0 0 ] ~ $ ~ 5 0 ; b 0 0( S e e C o l u ~ s C l a n d D 3 ) N =$250,001 - $500,000 O ~ $ 5 0 0 0 0 - $ 0 0 0 0 0 0 ~i ~$1~000~001- $5;000 000 ~ ~$5 000 001 ~ $25;000,000

    P 3 = $25,000,001 - $50,000,000 P ~ ~ M O r than $50,000,0003 . V a l u e M e t h ~ C o d e s Q =A p p r a i sa l R = Cos t ( R eal Es t a t e Only ) S = A s ~ e ~ s m e n ~ T - - Cas h M ar k et

    ( S e e C o l u m n C 2 ) U = Book Valu e V =~her W ~ E s t i m a t ~

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTPage 9 of 11

    N a m e o f P e r s o n R e p o r t in gPepper, Will iam A.

    D a t e o f R e p o r t05/25/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - in c o m e , v a lu e , t . . . . . ct lons (Includ es those of sp . . . . and depe ndent chi ldren; see pp. 34-60 of fi l lng instruct ions.)N O N E (N o reportable income, assets, or transactions.)

    A. B. C. D.Description of Assets : Income dur ing Gross va iue a t end Transac t ions dur ing repor t ing per iod

    ( inc lud ing t rust a sse ts) re po rting period o f rep orting p eriod(1) .... ... . (~) ..... (t) (2) (1 ) (2) (3) ~ (4) (5)

    Place "(X)" after each asset ~6~n~ Type (e.g. , V a lu e V alu e Type (e.g. , D a t e Va l ue Gain Identity ofexempt f rom pr ior d isc losure Code 1 div;;rent, C od e 2 M ethod buy, se l l , m m/dd /yy Cod e 2 Code 1 buyer/ se l le r(A-H) o r i n t . ) ( J - P ) Co d e 3 red em p tion ) (J -P) (A-H) (if private

    (Q-W) t r a n s a c t t o n )

    86 . I R A 3 H A R T F O R D C A P A P P R E C N o n e J87 .

    (Se e C o lumn s BI a n d D 4)2. Valu e Codes

    ( S ee Colu mns C I and D3)3.Valu e M ethod Codes

    (Se e C o lumn C 2 )

    C =$2,501 - $5,000F--$50;001 ~ $100,000 ...... ..... G =$1 00 ~0 01 : $ I;0 00,0 00 H 1 = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00J =$15,000 or less K =$15i001 -$50,000 L =$50,001 - $100,000N =$250~001 - $500~000 O = $500~ 001 :- $1 ;000;000 P 1 =$1 i000~ 001 - $5~ 000,000P3 =$25i000,001 - $50,000,000 P4 =More than $50,000,000Q =A p p r a i sa l R =Co st (R ea l Esta te On ly ) S = A sse ssm entU =Bo o k Va lue V =O th e r W = Es t imated

    D =$5,001 - $15,000H2 = M or e lhan $5 ,000,000M - $1 00,001 - $250,000P2 =$5,000;001 - $25,000,000T =C a sh M a rke t

    E =$15.001 - $50,000

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    FINANCIAL DISCLOSURE REPORTPage 10 of 11

    N a m e o f P e r s o n R e p o r t in gPepper, Will iam A.

    D a t e o f R e p o r t05/25/2011

    V I I I . A D D I T I O N A L I N F O R M A T I O N O R E X P L A N A T I O N S . a,,,~ic,,te~,,,rtoI,eport.)P a r t VII:1 . L ines 3 -7 De le t ed l oca t ion of b an ks pe r i ns t ruc t ions .2 . A d d e d w o r d s " c o m m o n o r " f u n d s " t o m o r e c o m p l e t e l y d e s c i b e i n v e s tm e n t s .3 I R A 3 a n d 4 h a v e b e e n r e n u m b e r e d b e c a u s e o l d - I R A 2 h a s b e e n e l i m i n a t e d i n p r e v i o u s y e a r .

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    FINANCIAL DISCLOSURE REPORTPage 11 of 11

    Name o f Pe rson Report ingP e p p e r , W i l l ia m A .

    Date of Repor t05/25/2011

    IX. CERTIFICATION.I c e r ti f y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) isa c c u r a t e , t r u e , a n d c o m p l e t e t o th e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r y

    p r o v i s i o n s p e r m i t t i n g n o n - d i s c l o s u r e .I f u r th e r c e r t if y t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r ia a n d t h e a c c e p t a n c e o f g i f ts w h i c h h a v e b e e n r e p o r te d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/William A. Pepper

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F I L E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

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    FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 20 10

    Report Required by the Ethicsin Governm ent Act of 1978(5 U.S.C. app. 101-111)

    1 . P e r s o n Reporting (las t name, firs t , middle i n i t i a l )Pe ppe r , Wi l l i a m A.

    4. Ti t le (Art ic le I11 judges indicate ac t ive or senior s ta tus;magis t ra te judges ind ica te fu l l - o r par t - t ime)

    U. S . Di s t r i c t Ju dge - Ac t i v e

    7 . C ha m be rs o r Of f i c e Ad d re s s3 0 5 Ma i n S t r e e tS t e 3 29Gre e nv i l l e MS 3 870 2

    2 . C o u r t o r O r g a n i z a t i o nDi s t r i c t C o u r t No r t h e r n M S

    3. Date of Report08/30/2011

    5a. Repor t Type (check appropr iate t ype )] Nominat ion , D a t e[] Initial [] Annual [] Final5b. [] Amended Report8. O n t h e b a s i s o f t h e i n fo r m a f io n c o n t a i n e d i n t h i s R e p o r t an d an ym o d i f ic a f i o n s p e r t a i n i n g t h e r e t o , i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a t i o n s .

    R e v i e w i n g O f f i ce r D a t e

    6 . R e p o r t i n g P e r i o d0 1 / 0 1 / 20 1 0to12/31/2010

    IMPORTANT NO TES: The instruct ions accompan ying this form m ust be fol lowecL Co mplete al l parts,checking the NONE box for each part where you have no reportable information. Sign on last page.

    I . P O S I T I O N S . (Reporting individual only; see pp. 9-13 of filing instructions.)~ ~o reportablepositions.)O NE

    POSI TI ON NAME OF ORGANIZATION/ENTITY

    2.

    3.

    4.

    5.

    I I . A G R E E M E N T S . (Reporting individual only; seepp. 14-16 of filing instructions.)~] NONE (No reportable agreements.)

    DATE P A R T I E S A ND T E R M S1. 02-05-96 S Y M E T R A F I N A N C I A L ( F O R M E R L Y S A F E C O A S S I G N E D B E N E F I T S S E R V I C E C O M P A N Y ) F O RP A Y M E N T O F L E G A L F E E S . P A Y M E N T S A R E I N C L U D E D I N I N C O M E I N P A R T I I I .

    2.3.

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    FINANCIAL DISCLOSURE REPO RTPage 2 o f 11

    N a m e o f P e r s o n R e p o r t i n gPepper , Wil l iam A.

    III. N O N - I N V E S T M E N T I N C O M E . m e p o n i n g indiv idual and spo use; seepp. 17 -24 of f i l lng instruct ions. )A. Fl iers Non-Investment Income

    ~ ~o reportable income.)O N E non-investmentDATE SOURCE AND TYPE INCOME( y o u r s , n o t s p o u s e s )

    D a t e o f R e p o r t08/30/2011

    1. 2010 P u b l ic E m p l o y e e s R e t i r e m e n t S y s t e m o f M i s s i s s ip p i , r e t ir e m e n t i n c o m e $13,637.002 . 20 1 0 E a r n i n g s f r o m l a w p r a c t i c e - e a r n e d p r i o r t o 7 / 2 1 / 9 9 $3,344.003.4.

    B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - if you were married during any portion of the reporting year, complete this sectiot~(Dollar amount not required except for honoraria.)

    NONE (No reportable non-investment income.)D A T E SOURCE AND TYPE

    2.3.4.

    I V . R E I M B U R S E M E N T S - transportation, lodging, food, entertainmen~(Includes those to spouse and dependent children," see pp. 25-27 of filing instructions.)

    ~] ~o reportable reimbursements.)O N E

    2.3.4.5.

    SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED

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    FINANCIAL DISCLOSURE REPORTP ag e 3 o f 1 1

    N a m e o f P e r so n R e p o r t i n gPepper , Wil liam A.

    Date of Report08/30/2011

    V . G I F T S . (lnctuaes those to spouse and a e p e n a e n t children; see pp. 28-31 of filing instructions.)N O N E (No repo rtable gifts.)

    SOURCE1 .

    2.

    3.

    4.

    5.

    DESCRIPTION VALUE

    V I . L I A B I L I T I E S . a n a u d e s t h o s e o l s p o u s e and dependent children; see pp . 32 -33 of f il ing instruct ions.)N O N E (No re portable l iabili t ies.)

    CREDITOR DESCRIPTION1 .2.

    3.

    4.

    5.

    VALUECODE

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    FINANCIAL DISCLOSURE REPORTP ag e 4 o f 1 1

    N a m e o f P e r s o n R e p o r t i n gP e p p e r , W i l l i a m A .

    D a t e o f R e p o r t08/30/2011

    VII. INVESTM ENTS and TRUSTS - i .... e , value, t ......tiGriS (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ N O N E (No reportable income, assets, or transactions.)

    A. B. C. D.

    Place "(X)" after each assetO) (2 )Amo un t Typ e ( e .g . .Code 1 div.,rent,

    (1) (2) (1 ) (2) (3) (4) (5)V a l u e V a l u e Type(e.g. , D a t e V a l u e Gain Identity ofCode 2 M e t h o d buy, sel l , m m /d d/y y C od e 2 Code 1 buyer/sel ler

    Code 3 redempt ion) (J-P) (A-H ) ( if private( Q - W ) t r a n s a e t i o n ~

    5 0 % i n t e re s t Pe ppe r & Cossa r -Fa rm l a ndH u m p h r e y s Co u n t y M SLa ngs t on Now e l l & Pe ppe r r e n t a l r e a l e s t a t eC l e v e l a n d M S

    EC

    R e n t O WR e n t L W

    R E G I O N S B A N K A In te r es t J4. Cleveland State Bank A In te r es t L5. C l e v e l a n d S t a t e B a n k A In te r es t K6. Pl a n t e r s Ba nk & T ru s t A In te r es t7. J E F F E R S O N B A N K ( F O R M E R L Y F I R S T B In te r es tN A T I O N A L B A N K R O S E D A L E M S )8. B R O K E R A C C O U N T 1

    C l o s e d 04/12/10

    1 1 .

    - C A P I T A L W O R L D G R O W T H &I N C O M E F U N D - A m e r i c a n F u n d s C W G I X D i v i d e n d- C A P I T A L I N C O M E B U I L D E R S A -A m e r i c a n F u n d s D i v i d e n d KF E D E R A T E D C L O V E R V A L U E F U N D A D i v i d e n d K

    1 2 . - G O LD M A N S A C H S G R O W T H & A D i v i d e n d KIN C OME F U N D1 3 . L O R D A B B E T T - A F F I L I A T E D F U N D C L A D i v i d e n d LA1 4 . N E W E C O N O M Y - F U N D C L A - A m e r i c a n A D i v i d e n d LF u n d s1 5 . - S M A L L C A P W O R L D F U N D C L A - A D i v i d e n d LA m e r i c a n F u n d s16 . - W A S H I N G T O N M U T U A L I N V E S T O R S B D i v i d e n d LFUND1 7 . N E W W O R L D F u N D - a m e r i c a n f u n d s N o n e J

    T

    TTTTT Bu y 12/06/10

    1 : Inc ome G ai n od~s: A --$ ii0 0 0 ~r i~s s : B =$1 ,0 01 - $2,5 0 0G ~$100,0012 $1,000;000

    2. Va lu e Co d es J =$15;000 o r te ss K =$15,001 - $50,000( S ee Co l u mns C I and D 3) N =$250,001 - $500,000 O =$500,001. $1,000,000

    P3 =$25,000,001 = $50,000,0003. Val u e M et h od Codes Q = A p p ra i sa l R = Cos t ( R ea l Es t a t e On l y )( S e e C o l u m n C 2 ) U = Book Val u e V = Ol h er

    C =$2,501 - $5,000H 1 =$1;000,001 - $5,000,000L =$50,001 - $!00,000P I $1 ,0 0 0 ,0 0 1 -$5 ,0 0 0 ,0 0 0P 4 M o re tha n $5 0 ,0 0 0 ,00 0S = As s es s men tW = Es t i mat ed

    D=$5 ,0 0 1-$15 ,0 0 0H 2 = M o r e t h an$ 5;000,000M -S10 0 ,0 0 1- $25 0 ,0 0 0P2 =$5,000,00]- $25,000,000T - C a s h M a r k e t

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTP a g e 5 o f 1 1 Ia m e o f P e r s o n R e p o r t in gPepper , W il liam A. D a t e o f R e p o r t08/30/2011

    VII. INVESTMENTS and TRUSTS - income, vnlue, t ...... tlons (Includes those of sp ...... d depend ent chi ldren; seepp. 34-60 of f! l ing ins truct ions . )NONE (No reportable income, assets, or transactions.)

    D e s c r i p ti o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s )Place "(X)" after each asset

    exempt f rom pr ior d i sc losu re

    Income during G r o s s v a l u e a t e n dr e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2) (1) (2) (1 ) (2) (3) (4) (5 )Am o u n t T y p e ( e . g . , Value Value T y p e ( e .g . , D a t e Value G ~ i n Iden t i~ o fC o d e I di% rent , C o d e 2 M e t h o d b u y , s e l l , mm Jdd/yy Code 2 Code I buyer/seller( A k H ) or in t!) ( J - P ) C o d e 3 redemption) (J-P) ( A : H ) ( i f p r i v a t e

    t Q - W ) ~ r a n s a e f i n n )

    1 8 . - Z I M M E R H O L D I N G S C O M M O N N o n e J T

    1 9 . - W A L G R E E N C O M M O N A D i v i d e n d J T

    20 . -VAN KAMPE N UNI T T RUS T (VK se l e c t Auni t 613)Dividend K T

    2 1. -T IF FA NY & C O C OM M O N A D i v i d e n d J T22 . - D U K E E NE R G Y C O M M O N A D i v i d e n d J T23 . -E dw a rd Jone s Mone y Ma rk e t fu nd A Dividend S ol d 12/06/10 J24 . B R O K E R A C C O U N T 225 . - A M C A P F U N D C L A A D i v i d e n d L T2 6. - GR O W TH F U ND O F A M ER IC A CL A - A D i v i d e n dA m e r i c a n F u n d s27 . - N E W P E R S P E C T I V E F U N D C L A - B D i v i d e n dA m e r i c a n F u n d s28 . - W A L - M A R T C O M M O N A D i v i d e n d29 . - A M E R I C A N M O V I L S A A D i v i d e n d30 . -E D W A R D JO NE S M O NE Y M A R K E T No n eFUND31 . - C h e e s e c a k e F a ct o r y c o m m o n N o n e

    L

    LJK

    T

    TT Dona t e dT Bu y( a dd l )

    SoldT

    12/20/I 002/24/1012/06/10

    J

    J

    J

    32 . - W a l g r e e n c o m m o n A D i v i d e n d J33 . -Kraf t Foods common A Dividend J T34 . - P f iz e r c o m m o n A D i v i d e n d J T

    1 l nc 0me G ai n C0deg i A aS1;000 0r less B ~ $ 1 ;001 - $ 2,500....... i~ i~ ~i ~ ~i ...... ~ - - $ 5 6 ; 0 ~ i : $ i ~ 0 1 0 0 0 : a = $ i o 0 ; 0 0 i - $ 1 , 0 o 0 ; 0 0 02 . Val u e Codes J =$ t 5,000 o r le ss K =$15,001 - $50,000( S ee Co l u mns C 1 and D 3) N =$250.0 01 - $500,000 O =$5 00,001 - $1 ,000,000

    P3 =$25,000,001 - $50,000,0003. Val u e M et h od Codes Q = A p p ra i sa l R = Cos t ( R ea l Es t a t e On l y )(S e e C o lu m n C 2) U =B o ok V alue V = Ot h er

    C =$2,501 - $5,000H 1 =$1,000,001 - $5,000,000L =$50,001. $100.000PI =$1;000,001 - $5,000;000P4 =More than $50,000,000S = As s es s men tW = Es t i mat ed

    D = $ 5,001 - $ 1 5 ,000 E = $ 1 5,001 - $ 50 ,000H 2 = M o r e t h a n $ 5 i 0 0 0 ~0 0 0 :M = $ 1 0 0 ; 0 m ~ $ 2 5 0 ;0 0 ~P 2 = $ 5 , 0 0 0 1 0 0 1 : $ 2 3 1 0 0 0 1 0 0 0T = C a s h M a r k e t

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    FINANCIAL DISCLOSURE REPORTPage 6 o f 11

    N a m e o f P e r s o n R e p o r t i n gPepper , W il liam A.

    D a t e o f R e p o r t08/30/2011

    VII. INVESTM ENTS and TRU S TS -i ....... a t , e , t r a n s a c t i o n s ( I n cl u d e s t h o s e o f s p o u s e a n d dependen t chi ldren; see p p . 3 4 - 6 0 of filing instru ctions.)N O N E (No reportable income, assets, or transactions.)

    D e s c r i p t i o n o f A s s e t s( i n c l u d i n g t r u s t a s s e t s ) r e p o r t i n g p e r i o d o f r e p o r t i n g p e r i o d

    (1) (2) (1) (2) (1 ) (2) (3)Place "(X)" a fte r each asse t A m o U n t T y p e ( e . g . , V alue V a lue T y p e ( e . g ., D a t e Valueexempt from prior d isclosure C o d e 1 d i v . , r e n t , C o d e 2 M e t h o d buy, sell, m m / dd /y y C o d e 2(A -H) o r i n t . ) (J -P ) C o d e 3 r e d e m p t i o n ) (J-P)( Q - W )

    B. C . : D.Income dur ing Gross value at end ..... T ~ s a c t io n s d u r i n g r e p o r t i n g p e r i o d

    (4 i (5 )G a i n Identity ofC o d e 1 buyer/seller

    ( A - H ) ( i f p r i v a t et ransac tion)

    35 . - G e n e r a l E l e c tr i c c o m m o n A D i v i d e n d J T36 . - N e x t e r a E n e rg y c o m m o n ( f o r m e r l y F P L A D i v i d e n dG r o up )37 . - B e r k s h ir e H a t h a w a y B R K B c o m m o n N o n e

    J

    JTT

    38 . B R O K E R A C C O U N T 3

    3 9. - FT T E M PL E T ON FO R E IG N F U ND C A D i v i d e n d L T40 . - F T F R A N K L I N T E M P L E T O N G R O W T H A D i v i d e n d K TFD C~1 . - F R A N K L I N T E M P L E T O N E Q U I T Y A D i v i d e n d J TI N C O M E A4 2. - S & P D E P O S I T A R Y R E C E I P T S A D i v i d e n d K T4 3. - T E M P L E T O N W O R L D F U N D A A D i v i d e n d J T

    44 . - T E M P L E T O N F O R E I G N F U N D A A D i v i d e n d J T4 5. - T E M P L E T O N W O R L D F U N D C L C A D i v i d e n d K T4 6. - B A X T E R I N T E R N A T I O N A L c o m m o n A D i v i d e n d K T47 . - U S E c o lo g y c o m m o n ( f o r m e r l y A m e r i c a n A D i v i d e n dE c o l o g y C o m m o n )48 . - C l e a n E n e r g y F u e ls c o m m o n N o n e J4 9. - D a r l in g I n t e r n a t i o n a l In c c o m m o n N o n e J50 . - E l e c tr o n i c A r t s I n c c o m m o n N o n e J

    51 . - F i r s t S o l a r I n c c o m m o n N o n e J

    1 . I n c o m e G a i n C o d e s : A =$1,000 or less B =$1,001 - $2,500(Se e C 0 1un mS B 1 a n d D 4) F =$50,001 - $ i00;000 G =$100,001 - $1,000,000

    2 . Val u e Codes J =$15,000 o r le ss K =$15,001 - $50,000( S ee Co l u mns C I and D 3) N =$250,001 - $500,000 O =$500,001 - $1,000,000

    P3 =$25,000,00I - $50,000,0003. Val u e M et h od Codes Q = A p p ra i sa l R = Cos t ( R ea l Es t a t e On l y )( S e e C o l u m n C 2 ) U = Book Val u e V = Ot h er

    C =$2,501 ~ $5,000 D = $ 5 , 0 0 1 - $ 1 5 , 0 0 0 E = $ 1 5 , 0 1 2 , 1 - $ 5 0 , 0 0 0H I = $ 1 0 0 0 0 0 1 = $ 5 ; 0 0 0 10 0 0 H2 --More than $5~000,000 ....L =$50i001 ~ $100,000 M =$100;001 + $250,000P 1 = $ ~ ; 0 0 0 ; 0 0 i ~ $ ~ ; 0 0 0 , 0 0 0 v 2 = $ 5 , 0 0 0 ; 0 0 ~ - $ ~ 5 , 0 0 0 , 0 0 0P4 =M0~e tha~ $50 000;000S = A s s e s s m e n t T = C a s h M a r k e tW = E s t i m a te d

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    FINANCIAL DISCLOSURE REPORTP ag e 7 o f 1 1

    N a m e o f P e r s o n R e p o r ti n gP ep p e r , W i ll i am A .

    D a t e o f R e p o r t08/30/2011

    52 . -G o o g le In c c o m m o n N o n e J T53 . - J a c o b s E n g i n e e r i n g G r o u p c o m m o n N o n e J T54 . - S c h lu m b e r g e r c o m m o n A D i v i d e n d J T55 . - W a t e r s C o r p c o m m o n N o n e J T56 . - D a i ly I n c o m e F u n d m o n e y m k t D R T X X A D i v i d e n d57 . - P R I M E F U N D - C A P I T A L R E S E R V E S A D i v i d e n d L TC L A S S F P R X X58 . - E N E R G Y R E C O V E R Y co m m o n N o n e J T

    Sold 01 / t5/1 0Bu y 01/15/10

    LL

    C Int./Div.9. I RA 1 - LI NCOLN NAT I ONAL LI FES h a r e h o l d e r s A d v a n t a g e60 . - A M E R I C A N F U N D S :

    61 . - - A M R A S T A L L O C62 . - - A M R B L U E C H I P63. --A MR B ON D64 . - - A M R G B L S M C A P65 . - - A M R G R T H / IN C66. - - A M R G R O W T H67 . - - H I I N C B O N D ( f o r m e r l y H I Y I E L D

    B O N D )6 8 . - - A M R I N T L

    Bu y 10/15/10(add l )Bu y 10/15/10(add l )S o l d 10/15/I 0( p a r t )Sold l 0 /15 /10(part)Bu y 10/15/10(add l )Bu y 10/15/10(add l )Sold lO/15/10(part)Sold lO/15/10(part)

    J

    J

    J

    JJ

    J

    J

    J

    1 . Inco m e Gain C od es : A =$1,000 o r tess( S ee Co l u nms BI and D 4 1 F =$50.001 - $100,000

    2 . Val u e Codes J =$15,000 or less(S ee Co lu mn s C I a nd D3 1 N =$ 25 0.0 01 - $5 00 .0 0~

    P3 =$25.00(].001 - $50.000.0003. Val u e M et h od Codes Q = A p p ra i sa l

    ( S ee Co l u mn C2 1 U = Book Val u e

    B =$1.001 - $2.500 C =$2,501 - $5,000 D =$5,001 - $15,000G =$i00,001 - $I.000,000 H I =$ 1.0 00 .0 01 - $5 .0 00 ,0 00 H 2 =M o re th an $ 5, 00 0, 00 0K =$15.001 - $50.000 L =$50.001 - $ 100,000 M =$100,001 - $250,000O =$500,~31 - $1 .O00.000 P1 =$1,000,001 - $5,000,000 P2 =$5.000,001 - $25,000,000P4 M or e t h an $ 50 ,000,000R = Cos t ( R ea l Es t a t e On l y ) S =A s s cs s m e m T = Cas h M ar k e tV = Ot h c r W = Es t i mat c d

    E =$15,001- $50,000

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    FINANCIAL DISCLOSURE REPORTP ag e 8 o f 1 1

    N a m e o f P e r s o n R e p o r ti n gP ep p e r , W i ll i am A .

    D a t e o f R e p o r t08/30/2011

    V I I . I N V E S T M E N T S a nd T R U S T S - income, value, t ...... tlons (Includes those of sp ...... d dependent chi ldren see pp . 34-60 of ~llng ins t ruct ions . )NONE (No reportable income, assets, or transactions.)

    69 . - - A M R G O V T / A A A70 . I R A 2 -71 . - F E D E R A T E D C L O V E R V A L U E F D72 . - H A R T F O R D A D V I S O R S F D A73 . - H A R T F O R D D I V & G R O W T H F D A74 . - L O R D A B B E T T A F F I L IA T E D F D A7 5. - H A R TF OR D M ID CA P F D A76 . - P U T N A M I N V E S T O R S F U N D A77 . - H A R T F O R D C A P A P P R E C F D A

    78 . - C A P I T A L I N C O M E B U I L D E R S A -A m e r i c a n F u n d s79 . - C A P IT A L W O R L D G R O W T H &I N C O M E - A m e r i c a n F u n d s80 . - N E W W O R L D F D A m e r ic a n F u n d s81 . - I N C O M E F U N D O F A M E R I C A -A m e r i c a n F u n d s82 . - I N V E S T M E N T C O O F A M E R I C A -A m e r i c a n F u n d s83 . - F R A N K L I N M U T U A L S H A R E S F U N D

    84 . - T E M P L E T O N G R O W T H F U N D C L A

    Int./Div. NSold 10/15/10( p a ~ )

    85 . - F R A N K L I N I N C O M E F U N D C L A

    1:inco~6 Gain Codd~: A ~$ii000 or idgg B =$1;00i : $2,500 C =$2,501 g $5,000 D = $5,001 -$1 5 ,000 E =$1 5,001 - $50 ,000(see ~i~:Bi aad IM) .............F ~ *S 0;00i " $ i 00;000 G ~$i00;001 = $I;000i000 .... ~ 1 = $ i ~ 0 b 0 ~ O 0 1 : $ ~ ; 0 0 0 ; 0 0 0 : H2 =More ~an $5~000~000 .... ... ....

    2 . V a t u e C ~ e s J =$15 ; ~0 or l e s s K =$15,001 - $50,000 L =$50 00i ; $ 00000 ; : M ~$100;001 - $250 000( S e e C o l o n s C I a n d D 3 ) N = $ 2 50,00I - $ 500,000 O =$500,001 - $1,000,000 PI =$I,000,00t ~ $5;000~0Q0 P2 =$5~000;001 - $25;000;000

    P3 =$25,000,001- $50,000,000 P4 =M ore :than $50,000~b00:3 . V a l u e M e t h o d C ~ e s Q = App~ i s a l R = Cos t ( R ea l Es t a t e On l y ) S = As s es S men t T a C a ~ h M a r k e t

    (Se e C o lu m n C 2) U =Bo o k V alue V = O ther W = E s t i m a t ~

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    FINANCIAL DISCLOSURE REPORTP ag e 9 o f 1 1

    N a m e o f P e r s o n R e p o r t in gPeppe r, Wi l l iam A.

    D a t e o f R e p o r t08/30/2011

    V I I . I N V E S T M E N T S a n d T R U S T S - incom e, value, t ......tlons (Includes those of sp ......d depen dent chi ldren; see pp. 34-60 of f il ing ins t ruct ions . )---] N O N E (No reportable income, assets, or transactions.)

    86 . IRA3 H ARTFORD CAP APPREC None J T87 .

    ( S e e C o l u m n s B i a n d I M ) F =$50;001 i $100;000 .... . G ~$] 00100 i ! $1;000,000 ....... H i - -$ 1; 00 0; 00 i = $ 5; 00 0; 00 0 H 2 =M o re th a n $ 5~ 00 0, 00 02 . Val u e Codes 3 =$15,000 or less K - - $ 1 5 ; 0 0 1 ~ $ 5 0 ~ 0 0 0 L =$50,001 ~ $100i000 M =$100~0oi. $250,000

    (See Col u mns C I and D 3) N =$250,001 = $500i000 O--$500~001 ~ $1;000;000 P I = $1 ;0 00 i0 01 ~ $ 5; 00 0; 00 0 P 2 = $5 ,0 00 ,0 01 - $ 25 ,0 00 ,0 00P3 =$25,000,001 - $50,000,000 P4 =M0r thhn $50,000~0003. Val u e M et h od Codes Q = A p p ra i sa l R =0 s t (Re a l E s ta te only ) S = As s es s men t T - -C a s h M a rke t(Se e C olum n C 2) U = Book Val u e V =O the r W = Es t i mat ed

    E =$15,001 - $50,000

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    FINANCIAL DISCLOSURE REPORTP ag e 1 0 o f 1 1

    N a m e o f P e r so n R e p o r t i n gPeppe r, Wi l l iam A.

    D a t e o f R e p o r t08/30/2011

    VIII . ADDITIONAL INFORMATION OR EXPLANATIONS. (lndicate part of report.)Pa r t VI I :1 . L i ne s 3 -7 De l e t e d l oca t i on o f ba nk s p e r i n s t ru c t i ons .2. A d d e d w o r d s " c o m m o n o r " f u n d s " t o m o r e c o m p l e t e ly d e s c i b e in v e s t m e n t s .3 I R A 3 a n d 4 h a v e b e e n r e n u m b e r e d b e c a u s e o l d I R A 2 h a s b e e n e l i m i n a t e d i n p r e v i o u s y e a r .4 Am e nde d r e por t fo r e n t r i e s i n l i ne s 3 0 a nd 3 1 .

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    FINANCIAL DISCLOSURE REPORTPage 11 of 11

    N a m e o f P e r s o n R e p o r t i n gP e p p e r , W i l l ia m A .

    D a t e o f R e p o r t08/30/2011

    IX. CERTIFICATION.I c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d in g i n f o r m a t i o n p e r t a in i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d re n , i f a n y ) i sa c c u r a t e , t r u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e l d b e c a u s e i t m e t a p p l i c a b l e s t a t u t o r yp r o v i s io n s p e r m i t t in g n o n - d i s c lo s u r e .I f u r t he r c e r t i fy t h a t e a r n e d i n c o m e f r o m o u t s id e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a ve b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s i o n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q . , 5 U . S .C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t i o n s .

    Signature: S/WilliamA. Peppe r

    N O T E : A N Y I N D I V ID U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S I FI E S O R F A I L S T O F IL E T H I S R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S .C . a p p . 1 04 )

    Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544