wia performance and common measures where are we now? by anthony l. joseph, ph.d. program manager...
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WIA Performance and Common Measures
Where are we now?
WIA Performance and Common Measures
Where are we now?
by
Anthony L. Joseph, Ph.D.Program Manager
Workforce Development & Training Division, NYSDOL
WIA Performance & Common Measures 2
Discussion OverviewDiscussion Overview
1. WIA Performance, the Basics• Perspectives on performance.
• How did New York State do.
• How did Local Areas do.
• Persistent Problems.
2. USDOL/ETA Common Measures Policy
• What do Common Measures mean?
3. Implementation of Common Measures
• USDOL & NYSDOL Expectations
• WIA Program Year (PY) 2005 & PY 2006 performance negotiations
WIA Performance & Common Measures 3
References – USDOL/ETAReferences – USDOL/ETATraining and Employment Guidance Letter (TEGL) 28-04,“Common Measures Policy,” April 15, 2005 (Rescinds TEGL 15-03 “Common Measures Policy,” December 10, 2003).
TEGL 27-04,“Negotiating Workforce Investment Act (WIA) Title 1B Performance Goals for Program Years (PY) 2005 and 2006,” April 14, 2005.
Federal Register Notice (FRN) / Information Collection Request (ICR) “Workforce Investment Act Standardized Reporting Database (WIASRD) Specifications for Common Measures,” ICR, WIA Management Information and Reporting System, Vol.70, No.59, March 29, 2005.
FRN/ICR, “Proposed ICR Submitted for Public Comment and Recommendations; ETA Management Information and Longitudinal Evaluation (EMILE) Reporting System,” Vol. 69, No. 136, July 16, 2004.
TEGL No. 7-99, “Core and Customer Satisfaction Performance Measures for the Workforce Investment System,” March 3, 2000.
WIA Performance & Common Measures 4
References – New York State References – New York State
WDS Technical Advisory (TA) #05-2, LWIA plans and strategies to comply with reporting requirements under the U.S. Department of Labor’s (USDOL) “Common Measures Policy” and “ETA Management Information and Longitudinal Evaluation (EMILE) Reporting System,” February 4, 2005.
NYSDOL Comments on EMILE Reporting System, September 10, 2004 – In response to USDOL/ETA’s Federal Register Notice of July 16, 2004 .
WDS TA #04-18, “Common Measures Youth Literacy and Numeracy Gains – New Requirement to Provide Guidelines on Entering Literacy and Numeracy Data into OSOS,” September 20, 2004.
WDS TA #04-5, “NYSDOL Policy Regarding the Implementation of Common Performance Measures for Workforce Investment Act Title 1B Employment and Training Programs,” May 7, 2004.
WIA Performance & Common Measures 5
Performance PerspectivesPerformance Perspectives
1. USDOL/ETA perspective on program performance.
• WIA Performance Measures.
• Common Measures Policy.
2. Administration/Congress/Public and other stakeholder perspectives on program performance
• How many individuals (participants) are we serving.
This is as important as the USDOL/ETA performance measures … If not more important!
WIA Performance & Common Measures 6
Comparison of WIA PY’04 Q3 to PY’03 Q3Participant and Exit Levels
Comparison of WIA PY’04 Q3 to PY’03 Q3Participant and Exit Levels
Performance Items Program Group
PY'04 Q3 Performance
Level
PY'03 Performance
Level
PY'04Q3 as % of PY'03
Total Participants Adults 42,844 46,791 92% (July 2004 - March 2005) Dislocated Worker 28,466 33,673 85%
Older Youth 3,180 3,542 90%
Younger Youth 20,441 23,170 88%
Total Exiters Adults 19,122 31,855 60% (April 2004 - December 2004) Dislocated Worker 11,701 18,753 62%
Older Youth 1,626 2,116 77%
Younger Youth 8,199 11,179 73%
WIA Performance & Common Measures 7
Comparison of WIA PY’04 Q3 to PY’03 Q3Participant and Exit Levels
Comparison of WIA PY’04 Q3 to PY’03 Q3Participant and Exit Levels
Total Participants New Registrants
ProgramPY'03
Q3PY '04
Q3 Change
Adult 39,378 42,844 3,466
Dislocated Wk. 29,201 28,466 -735
Older Youth 3,224 3,180 -44
Younger Youth 22,375 20,441 -1,934 1 Based upon PY 2003 WIASRD used for Annual Report.2 Based upon PY 2004 Qtr 3 WIASRD.
New Registrants ExitersPY'03
Q3PY '04
Q3 Change
22,222 21,527 -695
14,520 13,224 -1,296
1,691 1,507 -184
7,843 7,437 -406
ExitersPY'03
Q3PY '04
Q3 Change
26,590 19,122 -7,468
15,292 11,701 -3,591
1,781 1,626 -155
10,566 8,199 -2,367
WIA Performance & Common Measures 8
Adult (18 and older)
1. Entered Employment
2. Employ. Retention
3. Avg. Earnings Change
4. Credential Attain.
Dislocated Worker
1. Entered Employment
2. Employ. Retention
3. Avg. Earnings Change
4. Credential Attain.
WIA Performance MeasuresPY 2004
WIA Performance MeasuresPY 2004
Older Youth (ages 19 to 21)
1. Entered Employment
2. Employ. Retention
3. Avg. Earnings Change
4. Credential Attain.
Younger Youth (ages 14 to 18)
1. Diploma/GED Attain.
2. Retention
3. Skill Attain.
Customer Satisfaction – Individuals and Business Customers
WIA Performance & Common Measures 9
NY Statewide WIA Performance – PY’04 Quarter 3
NY Statewide WIA Performance – PY’04 Quarter 3
Performance Measure Program GroupPerformance
LevelPerformance
Index
Entered Employment Rate Adults 75.1 106% (October 1, 2003 - September 30, 2004) Dislocated Worker 77.6 97%
Older Youth 61.5 98%
Retention Rate Adults 84.1 105% (April 1, 2003 - March 31, 2004) Dislocated Worker 85.5 97%
Older Youth 72.6 94% Younger Youth 49.6 106%
Earnings Change/Replacement Adults 2,723 105% (April 1, 2003 - March 31, 2004) Dislocated Worker 86.0 99%
Older Youth 2,758 95%
Credential Rate Adults 76.4 125% (October 1, 2003 - June 30, 2004) Dislocated Worker 63.9 121%
Older Youth 52.6 122%
Diploma Attainment Rate Younger Youth 48.6 113% (April 1, 2004 - December 31, 2004)
Skill Attainment Rate Younger Youth 71.4 102% (April 1, 2004 - December 31, 2004)
Customer Satisfaction Employers 71.3 103% (January 1, 2004 - December 31, 2004) Participants 74.6 104%
WIA Performance & Common Measures 10
Ent. Emp.
Retn. Rate
Ern. Chg.
Cred. Rate
Ent. Emp.
Retn. Rate
Ern. Chg.
Cred. Rate
Ent. Emp.
Retn. Rate
Ern. Chg.
Cred. Rate
Retn. Rate
Dipl. Attn. Rate
Skill Attn. Rate
PY'04 Q2 - - 15 1 - - - - 4 6 16 10 2 3 1
PY'03 - - 13 - - - 1 - 2 5 12 10 - 1 2
PY'02 - - 13 2 - - 1 2 2 4 17 13 1 9 5
PY'01 - - 13 8 2 - 2 8 14 10 16 22 7 16 9
Program Year / WIA
Perf. Measure
Adult Dislocated Worker Older Youth Younger Youth
A Look at Local Area PerformanceNumber of Locals Areas Failing
PerformancePY 2004 Quarter 2
A Look at Local Area PerformanceNumber of Locals Areas Failing
PerformancePY 2004 Quarter 2
Persistent Problem Measures:
• Earnings Change – Adult & Older Youth
• Credential Rate – Older Youth
WIA Performance & Common Measures 11
Local Areas inSanction Status
"F" -- Failed the performance standard for the measure in the current quarter – PY’04 Q2.
"S1" Sanction Status Failed in 1 Year – PY’03.
(13 LWIAs)
"S2" Sanction Status Failed in 2 consecutive years – PY‘02&‘03.
(6 LWIAs)
"S3" Sanction Status Failed in 3 consecutive years – PY ‘01, ‘02 & ‘03.
(13 LWIAs)
Ent. Emp.
Retn. Rate
Ern. Chg.
Cred. Rate
Ent. Emp.
Retn. Rate
Ern. Repl.
Cred. Rate
Ent. Emp.
Retn. Rate
Ern. Chg.
Cred. Rate
Retn. Rate
Dipl. Attn. Rate
Skill Attn. Rate
New York State
Albany/Renss./Schen. F FAllegany/Cattaraugus FBroome/Tioga F FS2 S2 S3Cayuga/Cortland F FS3Chautauqua S3 F S3Chem./Schuyler/Steu. FS3 FChen./Del./Otesgo
Clint./Ess./Frank./Ham.
Columbia/Greene S2Dutchess F S2 S1Erie FS3 F FFulton/Montg./Scho. FGen./Liv./Orl./Wyom. FS3 S1 S3 S1Hempstead F F FJefferson/Lewis FMonroe FS3 S1 F S3 FNew York City F S2Niagara FS3 S1 FS3 FS3 F S3Oneida/Herk./Madison F F F FOnondaga F S3 S3Ont./Wayne/Sen./Yates FS3 S3Orange FS3 F F FS1 FOswego FOyster Bay FS3 S1 FS1 FRockland (no data for PY04Q2)
Saratoga/Warr./Wash. S1 F F FSt. Lawrence S1Suffolk FS3 FS1 FSullivan S1Tompkins S2 S2Ulster FS1 FS1Westchester S1 F FYonkers, City of F FS1 FS1 S2 F F
Adult Dislocated Worker Older Youth Younger Youth
WIA Performance & Common Measures 12
USDOL/ETA Common MeasuresUSDOL/ETA Common Measures
• USDOL/ETA’s Common Measures Policy
TEGL No. 28-04 (rescinds TEGL 15-03, December 10, 2003)
• All programs administered by USDOL/ETA will be subject to the common measures – Covers:
1) Employment Service/Labor Exchange; 2) Trade Adjustment Assistance; and 3) WIA (including National Emergency Grants).
• No longer separate performance measures for the WIA Adult and Dislocated Worker programs, and the WIA Older Youth and Younger Youth programs.
Eligibility for these programs does not change.
WIA Performance & Common Measures 13
USDOL/ETA Common Measures Policy(per TEGL 28-04)
USDOL/ETA Common Measures Policy(per TEGL 28-04)
Adult Measures:
1. Entered Employ. Rate
2. Retention Rate
3. Earnings Increase
Youth Measures:
1. Placement in Employment or Education.
2. Attain. of a Degree or Certificate
3. Literacy and Numeracy
WIA Performance & Common Measures 14
Notable Changes Introduced in TEGL 28-04Notable Changes Introduced in TEGL 28-04
1. Efficiency measure removed.
2. Definition of Exit and Date of Exit.
3. Participants counted in performance.
4. Individuals in secondary school at exit are included in youth measures.
5. Supplemental employment information is valid for employment and retention outcomes.
6. Adult Earning Change measure methodology revised.
7. Literacy & Numeracy measure applies only to Out-of-School Youth.
WIA Performance & Common Measures 15
Definition of ExitDefinition of Exit
Exit – Occurs when a participant does not receive a service funded by the program (or a partner program) for 90 consecutive calendar days, and is not scheduled for future services.
Date of Exit – Is applied retroactively to the last day on which the participant received a service funded by WIA or a partner program.
NYSDOL is considering modifying OSOS to:
• Produce automatic exits for participants.
• Allow services provided by a partner program to be used to extend the point of exit
This is allowed, provided the program has the capacity to track participants until the individual exits all services funded by the program or partner program.
WIA Performance & Common Measures 16
Participants Counted in PerformanceParticipants Counted in Performance
Encourages inclusion of individuals who access core self-services and/or information activities in performance.
Furthermore, FRN/IRC (March 29, 2005) is calling for reporting of customer detail on these individuals in the WIASRD specification.
These individuals are currently excluded from performance measurement. However, the Administration is proposing to remove this exemption as part of WIA reauthorization.
NYSDOL is assessing reporting this information from Local area swipe card data.
WIA Performance & Common Measures 17
Youth in Secondary School at Exit Youth in Secondary School at Exit
Youth in secondary school at exit are included in the youth measures:
Placement in Employment or Education
Attainment of a Degree or Certificate
TEGL 15-03 excluded youth in secondary school at exit from these measures.
The rationale/motive is to encourage youth to successfully complete secondary school (contribute to better long-term success in the workforce).
WIA Performance & Common Measures 18
Adult & Dislocated WorkerComparison of WIA and Common Measures
Adult & Dislocated WorkerComparison of WIA and Common Measures
Adult Common Measures
Adult Dislocated Worker (DW) (Adult & DW)
Entered Employment
TEGL 7-99 TEGL 7-99 TEGL 28-04
Numerator Employed in 1st qtr. after exit Employed in 1st qtr. after exit Same as TEGL 7-99
Denominator Unemployed at registration All Dislocated Workers Same as TEGL 7-99
Retention TEGL 7-99 TEGL 7-99 TEGL 28-04
Numerator Employed in 3rd qtr. after exit Employed in 3rd qtr. after exit# employed in both the 2nd and 3rd qtrs. after exit.
Denominator Employed in 1st qtr. after exit Employed in 1st qtr. after exit Employed in 1st qtr. after exit
Program / Perf. Measures
WIA Performance Measures
WIA Performance & Common Measures 19
Adult & Dislocated WorkerComparison of WIA and Common Measures
Adult & Dislocated WorkerComparison of WIA and Common Measures
Adult Common Measures
Adult Dislocated Worker (DW) (Adult & DW)
Credential TEGL 7-99 TEGL 7-99
NumeratorReceive credential by end of 3rd
qtr. after exit.Receive credential by end of 3rd
qtr. after exit.
DenominatorReceived training AND
employed in 1st qtr. after exit.Received training AND
employed in 1st qtr. after exit.
Earnings TEGL 7-99 TEGL 7-99 TEGL 28-04
Numerator -- Those employed in the 1st qtr. after exit
Earnings in 2nd & 3rd qtrs. After exit MINUS earnings in 2nd and 3rd qtrs. prior to registration.
Earnings in 2nd and 3rd qtrs. prior to dislocation.
Same as TEGL 7-99, Adult Earnings Change Measure - Earnings in 2nd & 3rd qtrs. After exit MINUS earnings in 2nd and 3rd qtrs. prior to registration.
Denominator -- Those employed in the 1st qtr. after exit
# employed in 1st qtr. after exit.
Earnings in 2nd and 3rd qtrs. after exit.
Same as TEGL 7-99, Adult Earnings Change Measure - # employed in 1st qtr. after exit.
Program / Perf. Measures
WIA Performance Measures
WIA Performance & Common Measures 20
Youth (Older & Younger)Comparison of WIA and Common Measures
Youth (Older & Younger)Comparison of WIA and Common Measures
Youth Common Measures
Older Youth Younger Youth (Older & Younger Youth)Entered Employment & Placement in
TEGL 7-99 - Entered Employment Only TEGL 28-04
Numerator Employed in 1st qtr. after exit
# in employment, military, post-secondary education and/or adv. training/occupational skills training in the 1st qtr. after exit.
Denominator Unemployed at registration # who exit during the quarter
Retention TEGL 7-99 TEGL 7-99
Numerator Employed in 3rd qtr. after exit# engaged in 1of 5 retention activities in 3rd qtr. after exit.
Denominator Employed in 1st qtr. after exit All exiters
Earnings TEGL 7-99
Numerator
Earnings in 2nd & 3rd qtrs. After exit MINUS earnings in 2nd and 3rd qtrs. prior to registration.
Denominator # employed in 1st qtr. after exit.
Program / Perf. Measures
WIA Performance Measures
WIA Performance & Common Measures 21
Youth (Older & Younger)Comparison of WIA and Common Measures
Youth (Older & Younger)Comparison of WIA and Common Measures
Youth Common Measures
Older Youth Younger Youth (Older & Younger Youth)
TEGL 7-99 TEGL 7-99 TEGL 28-04
Credential / Diploma / GED Diploma / GED Degree / Certificate
NumeratorReceive credential by end of 3rd qtr. after exit.
Attain a diploma/GED by the end of the 1st qtr after exit.
# who attain a diploma, GED, or certificate by the end of the 3rd qtr. after exit.
Denominator# employed, in post-secondary education or in advanced training in the 1st qtr. after exit.
No diploma/GED at registration.# enrolled in education (at registration or at any point during the program) who exit during the qtr.
Skill Attainment TEGL 7-99Numerator # of skill goals attainedDenominator # of skill goals set
Credential / Diploma / GED / Certificate
Program / Perf. Measures
WIA Performance Measures
WIA Performance & Common Measures 22
Youth (older & Younger)Comparison of WIA and Common Measures
Youth (older & Younger)Comparison of WIA and Common Measures
• Applies to Out-of-school youth only.
• Pretest must occur 60-days following enrollment.
• NYSDOL will require Local areas to report this information on a quarterly basis beginning PY’05.
Youth Common Measures
Older Youth Younger Youth (Older & Younger Youth)
Literacy and Numeracy TEGL 28-04
Numerator# who increase one or more educational functioning levels.
Denominator
Of those determined to be basic skills deficient at pre-test, the # who have completed 1-year in the program PLUS the # who exit before completing 1-year in the program.
Program / Perf. Measures
WIA Performance Measures
WIA Performance & Common Measures 23
Negotiating Performance for PY 2005 and PY 2006
Negotiating Performance for PY 2005 and PY 2006Program / Performance Measures Source of Definition
Adult / Dislocated Worker Measures
Entered Employment Rate Common Measures Policy (same as TEGL 7-99)
Employment Retention Rate Common Measures Policy
Earnings ChangeCommon Measures Policy (same as TEGL 7-99 Adult Earning Change)
Employment and Credential Rate TEGL 7-99
Customer Satisfaction (Emp. & Job Seeker) TEGL 7-99
Older Youth Measures
Entered Employment Rate TEGL 7-99
Employment Retention Rate TEGL 7-99
Earnings Change TEGL 7-99
Credential Rate TEGL 7-99
Younger Youth Measures
Skill Attainment Rate TEGL 7-99
Diploma or Equivalent Attainment Rate TEGL 7-99
Retention Rate TEGL 7-99
WIA Performance & Common Measures 24
Performance Measure CohortsPY’04, ‘05 & ‘06
Performance Measure CohortsPY’04, ‘05 & ‘06
Program Year 2004 Program Year 2005 Program Year 2006
Performance Measure / Quarter
Apr - Jun 2003
Jul - Sep 2003
Oct - Dec 2003
Jan - Mar 2004
Apr - Jun 2004
Jul - Sep 2004
Oct - Dec 2004
Jan - Mar 2005
Apr - Jun 2005
Jul - Sep 2005
Oct - Dec 2005
Jan - Mar 2006
Apr - Jun 2006
Jul - Sep 2006
Oct - Dec 2006
Jan - Mar 2007
Apr - Jun 2007
Total ParticipantsAdult, DW, OY, YY
Adult Exiters
DW Exiters
Older Youth Exiters
Younger Youth Exiters
Diploma Attainment - YY
Skill Attainment - YY
Entered EmploymentAdult, DW, OY
Credential - Adult, DW, OY
Retention - Adult, DW, OY, YY
Earnings - Adult, DW, OY
WIA Performance & Common Measures 25
The End
Thank you!
The End
Thank you!