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WAVE BY WAVE OVERTOPPING ANALYSIS OF COASTAL STRUCTURES
João Miguel Figueiredo e Silva
Instituto Superior Técnico, Universidade de Lisboa
ABSTRACT
Coastal structures are very important for the Portuguese economy. These structures can be affected by
overtopping events, characterized by water mass transport over the crest of the structure. While
designing coastal structures, usually the mean discharge, qm [l/s/m], is the variable normally considered.
Recent studies have shown that the mean discharge fails to provide enough relevant information for the
design of coastal structures, and that maximum individual overtopping volume, Vmax [l/m], enables
additional relevant information.
By studying this phenomenon one is able to mitigate overtopping discharges, therefore reducing its
consequences.
A case study was considered in this paper: the final rehabilitation of the Sines harbor west breakwater.
This coastal structure suffered substancial damages in 1978-79 due to storms, which lead to mandatory
rehabilitation to reactivate the harbor. Experimental data was acquired at Laboratório Nacional de
Engenharia Civil (LNEC) from two dimensional scale physical model tests.
The present study follows a computational approach to obtain individual overtopping volumes from
measurements for a proposed solution. The mean discharges obtained using this methodology were
also compared to the mean discharges obtained in the previous studies.
To study individual overtopping volumes, a Weibull distribution was applied to data. The mean value
obtained for the Weibull’s β parameter was 0.83. No clear relationship was found between this
parameter and experimental wave characteristics.
INTRODUCTION
Nowadays, the evaluation of overtopping discharges in coastal structures is still done mainly using the
concept of mean discharge, q [l/s/m]. This variable has been related to the level of damage in
seawalls, buildings or other types of infrastructures and danger to pedestrians and vehicles (Pullen et
al., 2007). However, mean overtopping discharges alone may not give a complete overview of such a
dynamic and irregular phenomenon.
To have a more comprehensive evaluation of overtopping and the associated risks, it is important to
study also the wave by wave overtopping volumes, V [l/m] and estimate the maximum volume, Vmax.
Depending on the wave conditions and the structure type, the latter may be up to a hundred times
larger than q. Presently, there is already some guidance on tolerable values of Vmax (Pullen et al.,
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2007). Nevertheless, Vmax is calculated by methods that are not as well validated as those for the
determination of q and are limited to fewer types of structures. This study analyzes wave by wave
overtopping and mean overtopping discharges measured during physical model data collected at
LNEC for the West breakwater of Sines Harbour, Portugal.
The overtopping volumes per wave were calculated with both the time series of the surface elevation
at the back of the structure and with the time series of the water level variation inside an overtopping
tank. The number of overtopping waves, the individual volumes and the Vmax were the variables
estimated from raw data. The empirical probability distribution function of the overtopping volumes per
wave were compared with the Weibull distribution, a function often suggested in the literature for
rubble mound breakwaters (Van der Meer & Janssen, 1995).
WEIBULL EQUATION
Van der Meer & Jansse (1995) proposed a 2-parameter Weibull distribution:
�� = ��� ≥ ��� = � �− � �������
��� ( 1 )
P0 – Probability of exceedance of a given volume
Vi – Individual overtopping volume by unit length
β – Weibull configuration parameter
Vchar – Weibull scale parameter
����� = �, ���� = �, �� �������
( 2 )
� – Mean overtopping, assuming Weibull distribution
Pow – Wave overtopping probability
��� = !�! ( 3 )
N – Number of waves
Further studies shown that, if the number overtopping waves, N0, and the mean overtopping
discharge, qm, are known, the maximum overtopping volume can be determined by (Besley, 1999):
��� = ���" + �����$"%!�&'� ( 4 )
Vmin – Minimum observed volume
The average overtopping volume can be obtained using:
�� = �����( �'� + '� ( 5 )
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Where Γ is the gamma function.
CASE STUDY
Physical model tests of stability and overtopping were carried out in 2008 (Reis et al., 2011) in one of
the LNEC’s wave flumes to study solutions for the cross-sections of the final rehabilitation of the Sines
West breakwater. This study analyses both the mean and individual overtopping results for one of the
solutions (Figure 1).
Figure 1 - Studied cross-section in prototype values (Reis et al., 2011).
To determine the overtopping discharges in the flume, a tank was located at the back of each structure
to collect the overtopping water. The water was directed to the tank by means of a chute 50 cm wide
(Figure 2). A pump and a gauge were deployed in the overtopping tank and connected to a computer
that monitored and recorded the water level variation. Once a preset maximum water level was
reached in the tank the pump was activated for a fixed period. The pumped volume of water was
estimated from the pump calibration curve. The measurement of the water level variation inside the
tank, together with the pump calibration curve, allowed the determination of the mean overtopping
rates. To identify overtopping events and determine the wave by wave overtopping volumes a gauge
was located at the chute (Figure 2).
Figure 2 - Overtopping observed during physical model tests.
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For the solution studied on this work there where 24 tests with different water levels, peak periods and wave heights (Table 1). From those tests only 15 where considered, and they are marked as yellow.
Table 1 - Tests list
Prototype Model
Series Test Duration
(h)
Water
level
(m)
Peak period
(s)
Significant height Hs
(m)
Test length
(s)
Volume
(l)
Overtopping
(l/s/m)
A 1A 3 0 10 4 690 0,00 0,00E+00
2A 3 0 10 6 690 0,00 0,00E+00
3A 3 0 12 8 690 0,00 0,00E+00
4A 3 0 14 9 690 0,00 0,00E+00
5A 6 0 16 10 2760 15,17 1,10E-02
6A 6 0 18 11 2760 55,65 4,03E-02
7A 6 0 18 11,5 2760 74,31 5,38E-02
8A 6 0 12 12 2760 0,39 2,83E-04
9A 6 0 16 12 2760 45,06 3,27E-02
10A 6 0 20 12 2760 180,86 1,31E-01
11A 6 0 20 13 2760 480,80 3,48E-01
12A 6 0 20 14 2760 590,13 4,28E-01
B 1B 3 4 10 4 1380 0,00 0,00E+00
2B 3 4 10 6 1380 0,00 0,00E+00
3B 3 4 12 8 1380 0,00 0,00E+00
4B 3 4 14 9 1380 9,63 1,40E-02
5B 3 4 16 10 1380 64,57 9,36E-02
6B 6 4 18 11 2760 436,74 3,16E-01
7B 6 4 18 11,5 2760 743,91 5,39E-01
8B 6 4 12 12 2760 28,73 2,08E-02
9B 6 4 16 12 2760 480,47 3,48E-01
10B 6 4 20 12 2760 1042,30 7,55E-01
11B 6 4 20 13 2760 1940,37 1,41E+00
12B 6 4 20 14 2760 2800,60 2,03E+00
On the yellow marked tests the bomb was not used on test 5A, 8A, 3B and 4B.
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DATA PROCESSING
The data processing was made using Matlab®. The program had some extra parameters that might
change depending on the test (Table 2). Some sensibility tests where made to evaluate how those
parameters would affect the overall results and to fit them to the specific data.
Table 2 - Specific test parameters.
RUNAVF DELA SPAR SUBS FILMF SDMF AVPSD PERC SPANA MARGIN LOOKMAX LOOKMIN
5A 0,4 0,6 0,4 0,3 10 5 1 0,9 0,2 1 1 1
6A 0,4 0,4 0,6 0,3 10 5 1 0,75 0,2 0,8 1 0,4
8A 0,9 0,6 0,6 1 10 4,1 1 0,9 0,2 1 1 1
9A 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 0,1 2 2
10A 0,4 0,4 0,6 0,3 10 5 1 0,85 0,2 0,7 1 1
11A 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 1,1 0,3 0,4
12A 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 0 1 1,2
3B 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 1 1 1
4B 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 1 1 1
6B 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 0 1 1
8B 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 1 1 1
9B 0,4 0,4 0,6 0,3 10 5 1 0,8 0,2 0 1 1
10B 0,4 0,4 0,6 0,3 10 5 1 0,9 0,2 0 1,5 2
11B 0,4 0,4 0,6 0,3 10 5 1 0,8 0,2 0 1 2
12B 0,4 0,4 0,6 0,3 10 5 1 0,8 0,2 0 1,2 1
After the raw data and the parameter file are loaded, the program starts by converting the data from
volt to liters using the tank calibration line (Figure 3).
Figure 3 – Tank calibration line.
y = 0,0442x2 + 7,5669x + 0,0466R² = 1
0
5
10
15
20
25
30
35
40
0 1 2 3 4 5 6
Tan
k V
olum
e (l
)
Water surface reading (V)
Curva decalibração
Calibration
line
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While doing the conversion the program verifies if the tank reaches its limit and erases the data in
which the pump is working and connects the data after that to the last point before the pump starts
working again. By following this procedure, the program artificially creates an infinite tank (Figure 4,
left panel)
Figure 4 – On the left, test 6B raw data converted to liters. On the right is presented the data in liters
without the pump with the stacking volume.
After the tank level data is processed to be read by the program it’s time to read data from the crest
probe. The data, in Volts, is used to detect overtopping events, but it does not detect every event, in
most cases. A filter, FILMF, was designed to distinguish between noise and overtopping (Figure 5).
Figure 5 – Crest probe data with noise filter.
The program determines the time for each overtopping event detected using the filter. Since there is a
delay between an overtopping detection and an increase in tank level, a delay is applied to get the
correct time on tank data.
Some data files present noise caused by external sources. This noise can be mitigated using a moving
average to better detect events on tank data. Using these detected events detected, mean and
standard deviation parameters are calculated between each event. The program searches for the first
point bigger than the average and calculates a threshold based on it to set if there is a new
overtopping event. If a new event is detected it’s stored and the same applies between this new point
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and the previous point until no more new events are detected, or the data ends.
To determine the volume for each event an average is calculated between each event, the
corresponding overtopping volume to an event is the calculated subtracting the average right after the
event by the average right before the event.
In this last part there is an extra verification to make sure there are no miscalculated events. If any
event has overtopping below zero the event is omitted and every overtopping volume is recalculated
(Figure 6).
Figure 6 – Individual overtopping volume representation.
RESULTS
The sum of all individual volumes obtained using the program was compared against previous studies
(Table 3).
Table 3 - Comparison between individual overtopping obtained and previous studies
Test Measured volume (l) Program volume (l) Diference (l) Diference (%)
5A 15,17 10,90 4,27 28,16
6A 55,65 46,77 8,88 15,96
8A 0,39 0,18 0,21 53,26
9A 45,06 38,99 6,07 13,47
10A 180,86 168,74 12,12 6,70
11A 480,8 340,63 140,17 29,15
12A 590,13 367,86 222,27 37,66
3B 0 0,00 0,00 0
4B 9,63 9,63 0,00 0,05
6B 436,74 272,90 163,84 37,51
8B 28,73 28,88 -0,15 -0,53
9B 480,47 307,92 172,55 35,91
10B 1042,3 741,88 300,42 28,82
11B 1940,37 1166,25 774,12 39,90
12B 2800,6 1312,43 1488,17 53,14
The difference between the two studies increases for bigger volumes. There is also a low overtopping
test that had shown a huge difference, but eye check on this test shows some problems on raw data.
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Figure 7 – Individual overtopping volume representation
There is also a comparison between mean discharges (Table 4).
Table 4 - Mean discharge comparison
Ensaio qm medido (l/s/m) qm programa (l/s/m) Diferença (l/s/m) Diferença (%)
5A 5,11 3,67 1,44 28,18
6A 18,74 15,75 2,99 15,96
8A 0,13 0,06 0,07 53,85
9A 15,18 13,13 2,05 13,50
10A 60,91 56,83 4,08 6,70
11A 161,93 114,72 47,21 29,15
12A 198,75 123,89 74,86 37,67
3B 0,00 0,00 0,00 0,00
4B 6,49 6,48 0,01 0,15
6B 147,09 91,91 55,18 37,51
8B 9,68 9,73 -0,05 -0,52
9B 161,81 103,70 58,11 35,91
10B 351,03 249,85 101,18 28,82
11B 653,49 392,77 260,72 39,90
12B 943,20 442,01 501,19 53,14
The number of overtopping events in each phase of the program (Table 5).
Table 5 - Number of overtopping events
Overtopping
events. First
interation
Overtopping
events. Second
iteration
Final number of
overtopping
events
5A 13 247 31
6A 29 216 83
8A 23 29 11
9A 27 53 53
10A 60 156 156
11A 78 139 139
12A 77 183 149
3B 0 0 0
4B 11 19 19
6B 76 151 151
8B 16 28 28
9B 82 239 201
10B 87 200 200
11B 79 192 190
12B 81 222 185
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Based on the previous data the Weibull distribution was fitted to the data as shown in Figure 8.
Figure 8 - Overtopping observed during physical model tests.
Applying equation 2 and 3 to the Weibull distribution results, it was possible to estimate the average
and maximum overtopping values (Table 6)
Table 6 - Measured maximum and average overtopping volume compared with maximum and average volume obtained for both regressions using the program.
Test Average
volume
(l/m)
Average volume
Weibull (LS)
(l/m)
Average volume
Weibull (LAD)
(l/m)
Maximum volume
(l/m)
Maximum volume
Weibull (LS)
(l/m)
Maximum volume
Weibull (LAD)
(l/m)
5A 42,19 48,63 48,95 191,54 243,69 248,41
6A 67,61 60,83 63,62 635,89 394,81 443,63
8A 1,99 2,03 2,01 8,80 5,00 4,99
9A 88,28 89,60 86,67 435,18 358,99 338,19
10A 129,80 121,87 135,04 879,68 859,86 1093,57
11A 294,07 290,12 305,00 1361,78 1478,01 1696,85
12A 296,27 273,71 287,14 2125,14 1441,47 1742,78
4B 60,79 64,56 67,77 248,30 205,10 216,58
6B 216,88 207,40 219,47 1580,04 1163,71 1386,83
8B 123,78 87,61 80,87 1746,49 337,47 330,08
9B 183,83 189,10 191,58 1782,68 1658,40 1691,33
10B 445,13 469,38 500,30 1990,76 2933,15 3390,20
11B 736,58 803,71 773,15 3746,09 4277,12 3695,38
12B 851,31 947,86 850,81 7015,80 6204,64 4906,82
The obtained average volume is similar to the data for both regressions.
Regarding the maximum overtopping volume, in both regressions, the have similar values, but they in
most of the cases far from the data.
CONCLUSIONS
The wave-structure interaction is characterized by complex physical phenomena, including
overtopping. The overtopping phenomenon is an important factor to consider in choosing the crest
level. This affects the safety of the surrounding area.
This study used the Matlab® to evaluate the overtopping phenomenon. A Weibull distribution was
applied to the data obtained during physical tests applied to a scale model.
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The program is able to estimate the individual overtopping based on the raw data. Using this individual
overtopping data, it computes the Weibull distribution parameters, which enables a comparison to be
made with the structures characteristics.
This study allowed one to conclude that:
• The Weibull distribution describes the overtopping phenomenon with a correlation coefficient
of at least 0,95, for the considered data;
• The β parameter of the Weibull distribution for this structure is 0,86 for a Least Square
regression and 0,83 for a Least Absolute Deviation regression. Both of them are close to the
values found in previous studies (β = 0,75);
• The Least Absolute Deviation method is a better regression technique to describe this
phenomenon, since it’s more robust;
• There was not a clear relationship between β and wave characteristics.
• The average volume obtained using a Weibull distribution is near the average volume on the
experimental data, but that is not true for the maximum overtopping volume.
It is recommended that the number of tests without pump should be increased. To increase the
number of tests it’s advised to use this program to Solution 1 and 3, since this study was only meant to
test Solution 2. It’s also advised to make improvement on data acquisition, so there are fewer
problems with the raw data. This will lead to better adjustments in the program and consequently to a
better understanding of the overtopping phenomenon.
ACKNOWLEDGEMENTS
The author gratefully acknowledges the Sines Port Authority for the permission to use and publish
physical model data.
REFERENCES
Besley, P. (1999). Overtopping of Seawalls. R&D Technical Report W178 & W5/006/5, Environment
Agency, Bristol, UK.
Pullen, T., Allsop, N.W.H., Bruce, T., Kortenhaus, A., Schuttrumpf, H., Van der Meer, J.W., 2007. Eurotop:
Wave Overtopping of Sea Defenses and Related Structures: Assessment Manual, Environment
Agency, UK, Expertise Netwerk Waterkeren, NL, and Kuratorium fur Forschung im
Kusteningenieurwesen, DE, August, 178p.
Reis, M.T., Neves, M.G., Lopes, M.R., Keming, H., Silva, L.G., 2011. Rehabilitation of Sines West
Breakwater: Wave Overtopping Study. Maritime Engineering, 164, 1, 15-32.
Van der Meer, J., Jansen, J., 1995. Wave Run-up and Wave Overtopping at Dikes. In: Wave Forces on
Inclined and Vertical Wall Structures, New York, USA Task Committee on Forces on Inclined and
Vertical Wall Structures, ASCE, pp. 1-27.