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Water Pollution Prevention of Hubei Province Hanjiang River Drainage Area and World Bank Financed Project

The World Bank Financed Han River Urban Environment Improvement Project (HUEIP)

Resettlement Plan

(Appraisal Version)

Project Management Office of Hubei Han River Urban Environment Improvement Project

July, 2007

Abbreviation

WB

World Bank (“Bank”)

RP

Resettlement plan

FSRFeasibility Study Report

EIA

Environmental impact assessment

APsAffected persons

EA

Executing agency

LARLand acquisition and resettlement

LASLand acquisition survey

M&EMonitoring and evaluation

SESSocioeconomic survey

PAPProject Affected People

PMOProject Management Office

WWTPWastewater Treatment Plant

SWLFSolidwaste Landfill

SPNSewage Pipe Network

HUEIPHubei Han River Urban Environment Improvement Project

Confirmation

Each subproject unit respectively has writen resettlement plan for each subproject of HUEIP.France BRLi Company collected resettlement plan of each subproject. The compiling of each resettlement plan accords with the requirement of laws, regulations and policies of the People’ Republic of China, Hubei Province and relevant cities, and also accords with the requirement of WB involuntary resettlement policy.

I, on behalf of PMO of HUEIP confirm the content of this report is trueand guarantees that land acquisition, house demolition, resettlement, compensation, and the budget of this project will be implemented according to this plan. This RP was composed according to the feasibility research report and elementary socioeconomic survey. If the final implementation contents of this project disaccords with the project contents described in the feasibility research report and causes the substantive impact to RP, the RP report will be modified accordingly.

Director of Project Management Office of Hubei Han River Urban Environment Improvement Project (PMO of HUEIP)

In Hubei Province

July, 2007

Table of Content

1Resettlement Plan

1(Appraisal Version)

2Abbreviation

3Confirmation

3In Hubei Province

4Table of Content

11Project introduction

11.1project Objectives

11.2Components of project

2Figure 1‑1 location of each subproject

3Table 1‑1 basic situation of each subproject

61.3Regions benefited from project and regions affected by project

61.3.1Regions benefited from project

61.3.2Areas affected by project

71.4Project design process

101.5Total investment and funds sources of project

101.6Measures for reducing PROJECT IMPACTS

151.7relevant projects in concerning linkage issue

162PROJECT IMPACTS

162.1survey methods

162.2survey CONTENTS

162.3survey ORGANIZATION AND PROCESS

172.4affected land

172.4.1permanent land acquisition

182.4.2Temporary land occupation

21Table 2‑2 Basic information of temporary land occupation of each subproject

212.5Affected rural residents' house

21Table 2‑3 Rural village house demolition

222.6affected enterprises

23Table 2‑4 situation of affected enterprises

242.7Affected temporary buildings

242.8affected population

242.8.1population affected directly by project

272.8.2Affected vulnerable group

27Table 2‑7 the detailed circumstance of vulnerable groups affected by projects

272.9Affected ground attachments

28Table 2‑8 ground attachment and public facilities affected by project

302.10other Impacts

302.11socioeconomic situation of area affected by project

302.11.1Hubei Province

302.11.2The area affected by project

31Table 2‑9 the basic socioeconomic circumstance of cities affected by project

31Table 2‑10 the basic socioeconomic circumstance of cities affected by project

322.11.3Analysis on impact of land acquisition

33Table 2‑11 Sample survey of land acquisition impact

34Table 2‑12 impact analysis on villages affected by land acquisition

363Framework of policy and law

363.1The law and policy for resettlement

363.1.1National Laws and Regulations

363.1.2Local laws and policies

363.1.3World Bank Policy

363.1.4Land acquisition

39Guidance attitude on perfecting system of land acquisition compensation and resettlement

42Table 3‑1 Region category of minimum compensation standards for land acquisition of Hubei Province

44Table 3‑3 Comprehensive collected table of united standards of annual output value for land acquisition in Hubei Province (Part two)

483.1.5Temporary land occupation

483.1.6House Demolition

48Urban House Demolition Regulations Stipulate

48Directive of Urban House Demolition Evaluation Price

493.1.7Relevant Policy of WB Involuntary displaced peolpe

503.2Resettlement Policy of this Project

503.2.1Compensation Principles implemented by the Project

503.2.2Compensation policy

534Compensation rates

534.1Compensation rates for Rural Collective Land acquisition

54Table 4‑1 Compensation rates for rural collective land

574.2Compensation rates of temporary land occupation

574.3Compensation rates for House Demolition

58Table 4‑2 the Compensation rates for house demolition

594.4Compensation rates of ground attachments

60Table 4‑4 Compensation rates of attachment on the ground

625Resettlement plan

625.1Objectives of resettlement

62The resettlement principles of the Project are in the following:

625.2Resettlement risks for PAP caused by Land acquisition

625.2.1Losing land

63Figure 5‑1 Permanent land acquisition

635.2.2Unemployment

64Figure 5‑2 Production resettlement population of each subproject

645.2.3losing house

66Figure 5‑4 People affected by House Demolition

665.2.4Losing rights to enjoy public property and service

665.2.5Disintegration of society

665.3Analyse on Resetllement plan and resettlement result

675.3.1RP of rural PAP for production resettlement

68Table 5‑1 the situation of production resetllement population affected by land acquisition in each project

685.3.2Restoration Plan for Temporary Land Occupation

695.3.3House Rebuilding Plan

69Figure 5‑5 Compensation rate of each project

70Table 5‑2 the balance table of circumstance of house resettlement of each project

725.3.4Resettlement of enterprises

72Table 5‑3 the basic resettlement circumstance of affected enterprises

725.3.5Resettlement plan for temporary buildings

735.3.6Affected infrastructure and ground attachment

735.3.7Restoration Plan for Vulnerable Groups

75Table 5‑4 the basic condition of affected vulnerable groups

755.4Social security policy for peasants who lost land

766Participation, Consultation and Information Discolsure

766.1Public Participation

776.2Public Participation and Policy publication

776.2.1Survey on Public will

776.2.2Public participation and policy publication process

78Table 6‑1 Process of public participation of affected persons

1037Procedures of Appealing

1048Organization

1048.1Implementation Organizations

104Table 8‑1 Organizations

106Figure 8‑1 Organization Figure

1068.2Organization Figure

1078.3Institution and Its responsibilities

1078.3.1Leading Group of utilizing the funds of foreign government and international finance organization of Hubei province (SHORT FOR LEADING GROUP OF HUBEI)

1078.3.2PMO of hueip

1078.3.3Management office of Subprojects

1078.3.4Owners of subprojects

1088.3.5Design Unit

1088.3.6External Monitoring Institution

1088.4qualifications and service record of Organization and personnel

109Table 8‑2 Staffing of the Resettlement Institution Involved in the Project

1108.5Measures for Strengthening Institutional Capacity

1119Implementation Schedule

1119.1SCHEDULE of resettlement and project construction

1119.2Key Tasks of resetllement caused by Permanent Land acquisition and Temporary Land occupation

1119.3Key Tasks of resetllement caused by Residential Houses demolition

1129.4Key Tasks of enterprises displacement

1139.5Schedule of Key Tasks of Resettlement implementation

1139.5.1principles for making schedule for land acquisition, house demolition and resettlement

1139.5.2Total Schedule of Land acquisition and house Demolition of the project

113Table 9‑1 Construction and Resettlement Schedule of Each Subproject

11610Cost and Budget

11610.1Fund Budget

117Table 10‑1 Overall Resettlement Budget

12010.2Annual investment plan

120Table 10‑2 Annual Investment Plan

12010.3Capital Resource and allocating ways

120Table 10‑3 Overall Resettlement Budget

12211Monitoring

12211.1Internal Monitoring

12211.1.1Implementation Procedures

12211.1.2monitoring content

12311.1.3Internal Monitoring Reports

12311.2Independent External Monitoring Institution

12311.2.1Independent Monitoring Institution

12311.2.2Responsibilities

12311.2.3Procedures and Contents

12411.3Monitoring targets

12411.4EVALUATION aFTER project implementation

12512Right Matrix

125Table 12-1 Right Matrix

130Annex Resettlement Plan of Each Subproject

130Ⅰ. Resettlement Plan of ZhangWan wastewater pipe network project in XiangFan City

130Ⅱ. Resettlement Plan of Danjiangkou Solid Waste Treatment Project

130A.Resettlement for permanent land acquisition

132B.Resettlement for villagers whose houses were demolished

132C.Affected infrastructure and ground attachment

132D.Resettlement methods of vulnerable groups

133E.Remove and guard against potential impacts

133Ⅲ. Resettlement plan of Shayang Urban wastewater Treatment and Solid Waste Treatment

133A.Resettlement for permanent land acquisition

133a. Urban Wastewater Treatment Project

134b. Solid Waste Treatment Project

136B.Resettlement for villagers whose house were demolished

138Annex Figure 1 : Planned figure of resettlement in Daodanggang

139C.Resettlement Measure for private forestry station

139D.Infrastructure and ground attachment affected by project

139E.Resettlement methods of vulnerable groups

139F. eliminate and guard against latent impacts

140Ⅳ. Resettlement plan of Tianmen Urban Wastewater Treatment Project

140A.Resettlement for permanent land acquisition

142B.Resettlement for temporary land occupation

142C.Resettlement for villagers whose house were demolished

143Annex Figure 2: Planned figure of resettlement for Tianmen WWTP

144

144Annex Figure 3: Planned figure of resettlement for Tianmen WWTP

144The explaining for resettlement of Tianmen wastewater treatment project shows in Annex Figure 4 .

144D.Infrastructure and ground attachment affected by project

145Ⅴ.Resettlement plan of Honghu SOLID WASTE LANDFILL and the SEWAGE pipeline networkproject

145A.Resettlement plan of permanent land acquisition and Assessment of result of restoration

145Resettlement Plan

147Assessment of result

147Annex Figure 5 proportion of villagers’ wishes on compensation funds

148Annex Figure 6 income proportion of affected households

150B.Restoration of temporary land occupation

151C.The resident resettlement for house demolition

151D.House demolition and resettlement for enterprise and institution

152E.Restoration the ground attachment after demolition

152F.The measures of avoiding the environment risk

153Ⅵ. resettlement plan of Hanchuan solid waste landfill project and wastewater treatment project

153A.Resettlement plan of permanent land acquisition and renew result assessment

154Assessment of resettlement result of villagers in Fuxing Village affected indirectly be land acquisition

156b.Temporary land occupation

157c.Resettlement for house demolishing

157D.Resettlement measures of vulnerable groups

158E.Protection of women and their rights

159F.Monitoring the usage of land compensation fund

159Ⅶ. Resettlement Plan for Solid Waste LANDFILL Project and Wastewater Treatment Project of Yunmeng County

159A.Solid Waste Treatment Project

162ⅱ Resettlement of Houses Demolition

162Annex Figure 7 The only road Leading outside of Sanhuang Village

163

163Annex Figure 8 The Inner Road of Sanhuang Village

163Annex Figure 9 The Discarded Houses of Peolpe Engaging In Working Outside

164Introduction of Housing Site

164Annex Figure 10 The Sanitation House of Fengpu Village

164Annex Figure 11 New Housing Sites for Villagers Affected by Houses demolition

165Resettlement Place in Fengpu Village

166Annex Figure 12 Planned figure of resettlement place for house demolition in Fengpu Village

167B. Wastewater Treatment Project

167Monetary Resettlement

168Employment Resettlement

169Technique Training

169Project Resettlement for Women Affected by Land Loss

169ⅱ Temporary Land Occupation

169ⅲ Restoration Measures for Vulnerable Groups

169Annex Table 2 Socio-economic Conditions of Vulnerable Groups Affected by The Project

170C.Restoration for the Infrastructures Affected by the Project

170Ⅷ. Resettlement plan of Xiaochang Solid waste landfillLANDFILL and Wastewater Treatment Project

170A. Solid waste LANDFILL project

170Resettlement plan

172a. The currency subsidize

172b. non-agriculture employment

172c. the employment opportunities during the project construction

173d. Parts of employment post for displaced people in garbage coving plant.

173e. Training on labour technical ability particularly.

173f. Production resettlement for women who lost land

174Participation measures of monitoring

174ⅱ Resettlement for residents’ house demolition

175a. The new house site in town planned area

175Annex Figure 13 the entrance of planned house site area

176Annex Figure 14 the key road of planned house site area

176Annex Figure 15 one of planned house site

177Annex Figure 16 the entrance of Jingzhu high way

177Annex Figure 17 one of house site in the entrance of Jingzhu high way

178Annex Figure 18 one of house site in entrance of Guanying Lake

179b. House site nearby Da’an highway

179Resettlement for house site

179ⅲ Resettlement for non-residence

181Annex Table 3 the circumstance of affected enterprises of Xiaochang solid waste landfillproject

182ⅳ Resettlement policy of vulnerable groups

183B.Wastewater Treatment Project

184Annex Figure 19 The proportion of currency compensation usage for affected households

184Annex Figure 20 the structure of income resource for village households

186ⅲ Restoring the ground attachment after demolition

186ⅳ Resettlement plan of affected vulnerable groups

186Ⅸ. Resettlement Plan of Dawu Solid waste landfill Project

189Annex 2 Information of collection stations to be built

Tables

3Table 1‑1 basic situation of each subproject

8Table 1‑2the design process schedule of each subproject

12Table 1‑3the detailed methods and result of reducing project impacts

19Table 2‑1 The circumstance of land acquisition

21Table 2‑2 Basic information of temporary land occupation of each subproject

21Table 2‑3 village house demolition

23Table 2‑4 situation of affected enterprises

24Table 2‑5Affected temporary buildings

25Table 2‑6 The situation of people affected directly

27Table 2‑7 the detailed circumstance of vulnerable groups affected by projects

28Table 2‑8 ground attachment and public facilities affected by project

31Table 2‑9 the basic socioeconomic circumstance of cities affected by project

31Table 2‑10 the basic socioeconomic circumstance of cities affected by project

33Table 2‑11 Sample survey of land acquisition impact

34Table 2‑12 impact analysis on villages affected by land acquisition

42Table 3‑1 Region category of minimum compensation standards for land acquisition of Hubei Province

43Table 3‑2 Comprehensive land price for land acquisition in Hubei Province ten thousand Yuan/mu land (Part one)

44Table 3‑3 Comprehensive collected table of united standards of annual output value for land acquisition in Hubei Province (Part two)

54Table 4‑1 Compensation rates for rural collective land

58Table 4‑2 the Compensation rates for house demolition

59Table 4‑3 the Compensation rates for non-resident’s house demolition

60Table 4‑4 Compensation rates of attachment on the ground

68Table 5‑1 the situation of rpoduction resetllement population affected by land acquisition in each project

70Table 5‑2 the balance table of circumstance of residential resettlement of each project

72Table 5‑3 the basic resettlement circumstance of affected enterprises

75Table 5‑4 the basic condition of affected vulnerable groups

78Table 6‑1 Process of public participation of affected areas

97Table 6‑2 Implementation and plan of Policy publication

104Table 8‑1 Organizations

109Table 8‑2 Staffing of the Resettlement Institution Involved in the Project

113Table 9‑1 Construction and Resettlement Schedule of Each Subproject

117Table 10‑1 Overall Resettlement Budget

120Table 10‑2 Annual Investment Plan

120Table 10‑3 Overall Resettlement Budget

1 Project introduction1.1 project Objectives

Han River is also named Hanshui River, locates in the hinterland of China, originates from Qinling Mountains, and is the biggest anabranch of Yangtze River. Its span is 1557 km, and its basin is 15.9×104 km2. Its upper reaches are upwards Danjiangkou, and middle reaches are between Danjiangkou and Nianpanshan Mountain, and the lower reaches are downwards Nianpanshan Mountain. Han River locates in transition area between the northern and southern part of China, and connects the south of China with the north of China, and is the developing area connecting the middle part and the west of China, is the channel for the Northwest of China to Yangtze River and then entering China Sea areas, which especially is the north-to-south coal transmission, west-to-east petroleum project, south-to-north water diversion of China. It is the hinge operating on the all-directions development of the middle part of China. The basin of Han River in Hubei Province includes Shennongjia Forest Region and eight cities that are Shiyan, Xiangfan, Jingmen, Tianmen, Qianjiang, Xiantao, Xiaogan and Wuhan, and its area covers nearly 40 % of the total land of Hubei Province. Danjiangkou Reservoir locates in Shiyan, and is biggest key water control project in Han River, is also a headwater of south-to-north water diversion.

In recent years, because the water quality of middle and lower reaches of Han River is going bad and the total water quality of Han River is going bad. Most of industrial and living waste water and parts of Landfill Leachate in cities are drained into Han River without any treatment, which pollutes the river badly and threatens the people's health. Currently the total amount of waste water draining of the middle and lower reaches of Han River in the scope in Hubei Province is 719,620,000 tons totally, covering 32.1% of the waste water draining total amount of Hubei Province. After the middle-line project of south-to-north water diversion is implemented, the runoff of middle and lower reaches of Han River will decrease, and its velocity of flow will become slowly, and the ability dilution and self-purification of Han River weakens, and the burthen water pollution is aggravated, the treatment amount of waste water and SWLF will still further increase.

To carry out carefully the requirements of the Central Government about the south-to-north water diversion project that is treating waste water beforetransferring water andprotecting the environment beforeusing water; bringing the waste water prevention plan into south-to-north water diversion project, and to ensure the sustained development in economy, society and environment of the middle and lower area of Han River in Hubei Province, and according to Eleventh-Five-year Plan of Prevention and Control of Water Pollution in the middle and lower reaches of Yangtze River and Plan of Prevention and Control of Water Pollution in the middle and lower Reaches of Han River in Hubei Province, People's Government of Hubei Province decided that Environmental Protection Bureau of Hubei Province took charge to organize and implement the prevention and control of water pollution of Han River project financed by World Bank.

1.2 Components of project

The project involves 9 counties (district, county-level city) in 6 cities in Hubei Province, includes totally 14 subprojects, among which there are 7 SWLFs and 7 WWTPWWTPs (including 2 SPN projects). 7 SWLFs respectively are Danjiangkou SWLF project, Shayang SWLF project, Honghu SWLF project, Hanchuan SWLF project, Yunmeng SWLF project, Xiaochang SWLF project and Dawu SWLF project. 7 WWTPs are respectively Zhangwan SPN, Tianmen WWTP, Shayang WWTP, Yunmeng WWTP, Hanchuan WWTP, Honghu SPN project and Xiaochang WWTP.

The location of each subproject shows in Figure 1-1, and basic situation of each subproject shows in Table 1-1.

Figure 1‑1 location of each subproject

Table 1‑1 basic situation of each subproject

Category

City

Project Name

Construction Content

Treatment capability (ton per day)

Owner

Implementing Time

Impacts

Solidwaste

Shiyan

Danjiangkou

SWLF

project

Landfill site (including road for entering the landfill site )

290

Danjiangkou

Environmental Sanitation Administration Office

Oct., 2007-March,2008

Land acquisition 198mu, there are 10 peasant households who need to be displaced fot the project, and the demolished area is 1103 m2.

increase 2 garbage collection stations

Land occupation area is 200 m2 of each station, locates in the planned area of city area, and it is empty state-owned land

Jingmen

Shayang

SWLF

project

Landfill

(including parts of road for entering the field)

170

Shayang

Environmental Sanitation Administration Office

Oct., 2007-March,2008

Permanent land acquisition area is 250mu, There are 58 households who need to be displaced around the project, and the area of houses demolished is 12050 m2.

Jingzhou

Honghu

SWLF

project

landfill

258

Honghu Hongjie Solid Waste Management Co

Dec., 2007-Jan,2009

Permanently expropriates 300 mu lands from Xinlian Village in Luoshan Town; there is 1 household for house demolition and its area is 465.75 m2; involves 3 enterprises for house demolition in the scope of land acquisition and 500 meter environment impact and its area is 840 m2.

Xiaogan

Hanchuan

SWLF project

landfill

250

Hanchuan Chief

Project

Office

Oct., 2007-Dec.,2008

Plan to expropriate 360 mu collective land and all are fish ponds, and indirectly affect 6 village groups in Fuxing Village.

extend 5 garbage collection stations; and new build 3 garbage collection stations

Totally occupied 2.67 mu state-owned lands.

Yunmeng SWLF project

landfill

170

Yuanmeng Environmental Sanitation Administration Office

Oct., 2007-June,2008

Permanently expropriates 169 mu collective lands in Renhe Village of Zengdian Town in Yunmeng County, 48 households in Sanhuang Village for house demolition in the scope of 500 meter environment impact.

1 garbage collection Station

New rebuilds a garbage collection Station near Wupu Road eastwards Chuwangcheng Road, and the area of land occupation is 200 m2, and is state-owned empty land.

Xiaochang

SWLF

project

,landfill

190

Xiaochang Urban Construction Bureau

Oct., 2007-June, 2008

Land acquisition area is 199.8 mu, and there are 26 households for house demolition in the scope of 500 meter environment impact and its area is 4604 m2.

1 garbage collection stations

Land acquisition 0.3mu. Locates northwards the cross between Fazhan Road and Station two Road and this land has been state-owned land.

Dawu

SWLF

project

landfill

(including parts of road for entering the field)

212

Dawu

Urban Construction Bureau

Oct., 2007-Jan., 2008

Permanent land acquisition 108mu,

There are 11 households who need to be displaced for the project, and the demolished area is 1776 m2.

Waste water

Xiangfan

Zhangwan SPN project

10.3 km pipe network; 148 back-check wells

15

Zhangwan WWTP Company

Oct., 2007-December, 2008

Temporary land occupation, no permanent land acquisition and house demolition.

Jingmen

Shayang

WWTP

WWTP

312

Shayang

Water supply Company

Oct., 2007-June, 2008

Land acquisition 45.8mu, not involves house demolition

44.6 km pipe network

Paved along the state-owned road

WWTP plant

land acquisition 56 mu,

There are 46 peasant households who need to displace around the project, and the demolished area is 7070 m2.

Tianmen

Tianmen

WWTP

55.682 km pipeline network

50000 m3/day

Tianmen

City Construction and Investment Company

December, 2007-May, 2009

Paved the pipe network along the state-owned raod

Increase the capacity of 1 Pumping Stations

No land acquisition

Jingzhou

Honghu

Waste water

pipe network

project

32.62 km pipe network

Honghu Huqing Wastewater Treatment Co

December, 2007-May, 2009

Temporary land use 703.5mu, no permanent land acquisition and removing.

Xiaogan

Hanchuan

WWTP

WWTP

50000 m3/day

Hanchuan City Garden and Landscape & Environmental Sanitation Bureau

January, 2008-August, 2009

Permanently expropriates 114.45 mu collective lands in Xujiakou Village of Xiannv Street Office, affect 325 peolpe in 65 households.

1 Pumping Stations

Locates southwards Zhanqiao in old town, occupies 3.7 mu land use, and the land is administrated by Dike Committee, and is empty state-owned land

Hanchuan Waste water

pipe network

The temporary land occupation area is 185.87mu, which are all state-owned road.

YunmengWWTP

WWTP, 50.898 km pipe network

50000 m3/day

Yunmeng Waste Water Treatment Company

October, 2007-February, 2009

Among them, land acquisition of WWTP is 67.23mu, and there is no permanent land acquisition and removing in temporary land occupation.

Xiaochang WWTP

WWTP

25000 m3/day

Xiaochang Urban Construction Bureau

December, 2007-May, 2009

40.29 land acquisition, including land occupied for the road into the plant, involves Minghua Village in Huayuan Town. No environment sensitive point in the scope of 200 meter

pipe network

246.1mu temporary land occupation, among them, 181.77 mu state-owned lands and 64.33 mu collective lands

1.3 Regions benefited from project and regions affected by project

Regions benefited from project

The regions benefited from projects are the middle and lower reaches of Han River, especially for 9 counties in 6 cities directly affected by projects. The land of these regions is rich, and their agriculture production levels are higher, this area is one of merchandise production bases of food, cotton and oil-bearing crops. There are 16,34 ten thousand beneficiaries in the near future, after implementing middle-line project transferring water from south to north; long-term beneficiary will extend along with the middle-line project transferring water from south to north, such as Henan, Hebei, Tianjing and Beijing.

After implementing projects, the water quality of Han River will be improved greatly, the solid waste dumped by residents will be treated in time, the water environment of community and Han River will get the obvious improvement, all residents’ life level and quality (esp. local residents) will be improved further; after treating the solid waste and waste water, the environment pollution will decrease, and the incidence of a disease and medical treatment fee of residents around Han River annually will decrease. These improvements can further promote the image of Hubei Province, can improve investment and travel environment, greatly promote the economy and society development of Hubei Province.

A. Environment benefit

The solid waste will be transferred to the solid waste collection station through a more perfect collection system, and by the special closed vehicle, it will be transferred to the SWLF and treated, covered up so as to improve greatly the environment of community.

The waste water will be transferred to each WWTP through a more perfect collection system and then be treated, after reaching to the standard the water will be drained into the river accepting treated waste water again. The reduction of the pollution quantity will cause the pollution of Han River ease, and improve greatly the water environment quantity.

B. Social benefit

Covering solid waste and efficient waste water treatment can improve the sanitation environment, improve the water quality of Han River, and obviously improve the sanitation condition and ecosystem environment, benefit for the disease reduction, raise the residents' healthy level, and the social benefit is obvious.

C. Economic benefit

This project is a social commonweal project, and the main body of its benefit now reflect on both social and environment benefit, its economic benefit is indirect. Its main economic benefit reflects followings, ensure the citizenry healthy, decrease expending of medicine fee and reduce the loss of working time. After implementing the project, the investment environment of Hubei Province will obviously be improved, and increase the attraction of inviting outside investment and strongly promote economic development of Hubei Province.

Areas affected by project

There are 9 counties in 6 cities totally involving permanent land acquisition, which are Dawu, Xiaochang, Yunmeng, Hanchuan in the City of Xiaogan; Honghu in the city of Jingzhou; Shayang in the City of Jingmen; Danjiangkou in the City of Shiyan; Tianmen City and Xiangfan City. The main impacts are as follows, Land acquisition, residential house demolition, infrastructure, ground attachments etc.

This project involves permanent land acquisition in 12 subprojects totally; they are Danjiangkou SWLF, Shayang SWLF project, Honghu SWLF, Hanchuan SWLF project, Yunmeng SWLF project, Xiaochang SWLF project, Dawu SWLF project, Tianmen WWTP project, Shayang WWTP, Hanchuan WWTP project, Yunmeng WWTP and Xiaochang WWTP project. Permanent land acquisition is 1916.44 mu, including 1908.57 mu collective land and 7.57 mu state-owned land. Affected people by permanent land acquisition is 4880 in 1117 households, including 230 person in 57 households whose land and house both are expropriated, There are 1351 affected people by permanent land acquisition who need to be resettled.

This project involves temporary land occupation in 7 subprojects totally; they are Zhangwan SPN project, Shayang WWTP project, Tianmen WWTP project, Honghu SPN project Hanchuan WWTP project, Yunmeng WWTP project and Xiaochang WWTP project. Land occupation is 1768.19mu totally, including 422.54 mu collective lands (217.04 mu dry farmlands and 205.5 mu sloping fields) and 1345.66 mu state-owned lands that all are road and greenbelt. The occupation stage is between 3 and 12 months. The temporary land occupation doesn’t cause PAP.

There are 9 subprojects involving residential house demolition, they are Danjiangkou SWLF project, Shayang SWLF project, Honghu SWLF project, Hanchuan SWLF project, Yunmeng SWLF project, Xiaochang SWLF project, Dawu SWLF project, Tianmen WWTP, Xiaochang WWTP. These demolished houses are all rural houses, not urban houses. The area of residential house demolition is 35139.63 m2 totally, among them: brick-concrete building area is 20511.71 m2, and covers 58.37% of total house demolition area; brick-wood house area is 9785.84 m2, and covers 27.85% of total house demolition area; soil-wood house area is 3594 m2, and covers 10.23% of total house demolition area; simple-structure house area is 1248.08 m2, and covers 3.55% of total house demolition area. There are 880 people in 206 households affected by rural house demolition.

There are 2 subprojects involving enterprises’ house demolition, they are Honghu SWLF and Xiaochang SWLF. The area of plant’s house demolition is 1404 m2 totally, among them: brick-concrete building area is 364m2, and covers 25.93% of total house demolition area; brick-wood house area is 740 m2, and covers 52.71% of total house demolition area; simple-structure house area is 300 m2, and covers 21.37% of total house demolition area. There are 33 people affected by enterprise’s displacing.

The temporary building demolition only involves Hanchuan SWLF, Honghu SWLF and Hanchuan WWTP。Total area of temporary house demolition is 1221 m2, These houses are all simply constructed sheds for fish guard.

The project totally affects 28 types of ground attachments and infrastructure.

1.4 Project design process

This project was early suggested in 2005. Because the projects are scattered, and don't belong to a same department, and the design schedule of each subproject is different, they respectively wrote the project proposals reports, feasibility study report, environment assessment report, social assessment report and resettlement plans. The design process schedule of each subproject sees Table 1-2.

Table 1‑2the design process schedule of each subproject

Serial

number

Category

subproject name

Project

Suggestion

report

feasibility

research report

Environment

Evaluation Report

resettlement plan

1

SWLF

Danjiangkou SWLF

Feb.2006

Nov.2006, 1st draft

Dec.2006, 2nd draft

April 2007, 3rd draf

June 2007, 6th draf

Jan.2007, 1st draft

April 2007 4th draf

June 2007, 3rd draf

Aug.2006, 1st draft

Jan.2007, 2nd draft

March, 2007, 3rd draft

June 2007, 4th draf

2

Shayang SWLF

Dec.2005

Sep.2006, first draft

Nov.2006, second draft

Dec.2006, third draft

April 2007, 4th draf

April 2007, 1st draft

June 2007, 2nd draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

March, 2007, 3rd draft

June 2007, 4th draft

3

Honghu SWLF

Feb.2006

Sep.2006, 1st draft

Nov.2006, 2nd draft

Dec.2006, 3rd draft

April 2007, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April, 2007, 3rd draft

June 2007, 4th draft

4

Hanchuan SWLF

Dec.2005

Jan.2007, 1st draft

April, 2007, 2nd draft

June 2007, 3rd draft

Jan.2007, 1st draft

March, 2007, 2nd draft

June 2007, 3rd draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April, 2007, 3rd draft

June 2007, 4th draft

5

Yunmeng SWLF

Dec.2005

April 2007, 1st draft

June 2007, 2nd draft

April 2007, 1st draft

June 2007, 2nd draft

Aug. 2006, 1st draft

Jan. 2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

6

Xiaochang SWLF

April.2006

Sep.2006, 1st draft

Nov.2006, 2nd draft

Dec.2006, 3rd draft

April 2007, 4th draft

June 2007, 5th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

7

Dawu SWLF

April.2006

Sep.2006, 1st draft

Dec.2006, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

8

WWTP

Zhangwan SPN project

Feb.2006

Sep.2006, 1st draft

Nov.2006, 2nd draft

Dec.2006, 3rd draft

April 2007, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

9

Shayang WWTP

Dec.2005

Sep.2006, 1st draft

Nov.2006, 2nd draft

Dec.2006, 3rd draft

April 2007, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

10

Tianmen WWTP

Feb.2006

Sep.2006, 1st draft

Nov.2006, 2nd draft

Dec.2006, 3rd draft

April 2007, 3rd draft

June 2007, 4th draft

Sep.2006, first draft

Jan.2007, second draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April,2007, 3rd draft

June 2007, 4th draft

11

Honghu Waste water

Treatment project

Feb.2006

Sep.2006, 1st draft

Nov.2006, 2nd draft

Dec. 2006, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April, 2007, 3rd draft

June 2007, 4th draft

12

Hanchuan WWTP

Dec.2005

Nov.2006, 1st draft

Jan.2006, 2nd draft

April.2007, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

13

Yunmeng WWTP

Dec.2005

Nov.2006, 1st draft

Dec.2006, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Sep.2006, 1st draft

Jan.2007, 2nd draft

April 2007, 3rd draft

June 2007, 4th draft

Aug.2006, 1st draft

Jan.2007, 2nd draft

April, 2007, 3rd draft

June 2007, 4th draft

14

Xiaochang WWTP

Feb.2006

April, 2007, 1st draft

June 2007, 2nd draft

April, 2007, 1st draft

June 2007, 2nd draft

April, 2007, 1st draft

June 2007, 2nd draft

1.5 Total investment and funds sources of project

The project is environmental protection project, Hubei Province Environment Protection Bureau is in charge of project organizing and implementing, the construction funds includes two kinds of funds, domestic funds and the loan from World Bank. The total investment of project is 116690.4 ten thousand Yuan, Loan from World Bank is 63954 ten thousand Yuan, domestic funds is 52726.4 ten thousand Yuan. The total budget of resettlement is 20542.19 ten thousand Yuan, and covers 17.6% of the total investment.

1.6 Measures for reducing PROJECT IMPACTS

During the stage of project plan and design, for reducing the impact of Project construction on local society and economy, the design unit and the project owners took a series valid measures:

A.During the stage of project plan, they carried on the project plan optimization, considered project construction impact upon the local society and economy possibly, and regarded it as the key factor of plan optimization. They took the valid public participation method; heard the crowd's opinion affected by project. The location of SWLF and WWTP are far away from villages or public places as much as possible.

B.Strictly abided by the law of China environment protection, the area in the 500 meter to the outside edge of landfill is the project buffer zone of SWLF project’s impact area, and the area in the 200 meter to the outside edge of WWTP’s oxidation pond is the project buffer zone of WWTP project’s impact area, all resident’s house and animal shed in the project buffer zone should be demolished, considering the factors, such as direction of wind, riverhead and smell etc. at the same time, they tried to reduce all kinds of social impacts on the villagers around projects as much as possilbe.

C.Analyzed on the SPN trend logically, the project tried to keep the transportation route away from village so as to prevent the impact on village around the route; tried to lay SPN in the middle of road or on the rim of it so as to avoiding house demolition.

D.The project unit tried to take up the wasteland and state-owned lands possibly, reduced the farmland acquisition; chose wasteland and sloping land as solid waste possibly, adopted various methods to get the soil used for covering garbage, didn't take up the farmland as far as possible; The treatment pond of WWTP was adopted overlapping clarifying pond efficiently to reduce using the ground.

E.SPN will be paved along the planned road and state-owned road. When cross the road, the pipe will be paved by pipe Jacking technique. When cross the river, the pipe will be laid along the bridge so as to reduce the breakage toward road and bridge as far as possible.

By the above measures, the project reduces 131092.8 m2 house demolitions, and decreases 3656 PAP in 560 affected households.

When land acquisition and house demolition can't be avoided, in order to lower the local impacts by project construction, project unit will adopt the following measures.

The project unit strengthens the collecting of basic data, deeply analyze the present condition of local society and economy and future development, according to the local reality, set down actually viable resettlement plan, guarantee affected residents by project not be subjected to the loss because of project construction. Actively encourage public participation, accept the supervising from the crowd. Strengthen the inner and exterior monitoring, build up the efficient and expedite feedback mechanism and approach, try to shorten the information processing period possibly to ensure various problems during implementing project get solving in time. During resettlement for house displacing, the project unit try to make displaced people and enterprise get the help from local government department, provide them convenience, make the displacing project go on wheels, reduce their burden and loss.

The detailed situation of plan optimization of each subproject for reducing displaced people shows in Table 1-3.

Table 1‑3the detailed methods and result of reducing project impacts

Category

subproject name

Optimization measures

Quantity of household affected by project

Demolition area( M2 )

Permanent land acquisition ( mu)

PAP

Before

optimizing

After

optimizing

Before

optimizing

After

optimizing

Before

optimizing

After

optimizing

Before

optimizing

After

optimizing

SWLF

Danjiangkou SWLF

Site Optimization

Original field: Yejiagou Village in Xujiafan

Now field:Wangjiagou in Xujiafan

36

10

3971.45

1103.18

120

198

165

102

Shayang SWLF

Site Optimization

Original field: Gouzhong Village

Now field:Yangji Village

67

58

14485

12064

288

250

301

266

Honghu SWLF

Site Optimization

Original field: Heling

Now field:Xiongjiayao in Xinlian

20 households and one factory

1 household, two institutions removing, 1 enterprise’s house affected

4500

865.75

332

300

1500

1115

Hanchuan SWLF

Site Optimization, cultivate waste land, reduce land acquisition

Now field: waste land in Fuxin Village

200 households, 2 villages

11 fish pond contractors

40000

2218

495

360

1650

1430

Yunmeng SWLF

Site Optimization and reduce the house demolition;

Original location is in Shixin Village and Zhouxiong Village

Current location is in Fengpu Village

200 households in Shixin Village and 380 households in Zhouxiong Village

42

40000

6478.73

169

169

2343

369

Xiaochang SWLF

Site Optimization

Original field: Dongshan Village

Now field:Yankou Village in Xiaohe Town

60 households and 1 storehouse

26 households and 3 enterprises

12500

5705

300

199.8

320

252

Dawu SWLF

Site Optimization

Original field: Chenjia Flatland

Now field: Shangheng Fletland

25

12

3700

1776

60

108

107

51

Waste water

Treatment project

Zhangwan SPN project

design Optimization, Design the cutting waste water main SPN in Automobile Industry Development District,

Original plan: Southeast pipeline network,

Now plan: South pipeline network

design the cutting waste water main SPN in Xiangyang District,

Original plan: Riverbank pipeline network,

Now plan: Hangkong Road pipeline network

5

0

1890

0

N/A

0

Shayang Waste water

Treatment project

Site Optimization

Original field: Hehua South Road

Now field:Hongling Village

50

0

740

0

45

45.8

144

97

Tianmen Waste water

Treatment project

Site Optimization

Original field: locates in Southeast side of the downtown, the cross between Tianmen River and YangjiaxinGou, south side of the road to Wuhan

Now field: locates in Southeast side of the downtown, the continent region formed by Tianmen River, on the side of Jingdong Road 200m.

50

46

7324

7070

56

56

297

241

Honghu Waste water

Treatment project

SPN Optimization, and avoiding demolition

Hanchuan Waste water

Treatment project

Site Optimization and reduce the house demolition;

Original field: Xujiaqu in the development area

Now field: move northwards the original field

78

65

3 enterprises and 3 temporary watch houses

Avoided house demolition

114.5

114.45

350

325

Yunmeng Waste water

Treatment project

Displace the planned field of WWTP horizontally, avoid resident’s point, give up waste water pumping station

30

0

6000

0

69.23

67.23

511

393

Xiaochang Waste water

Treatment project

Optimization of field location and design;

Original plan: locates in the east side of jingguang Railway, southwest Minghua Village and east bank of Huan River.

Current plan: locates in the west bank of Yanjia River, east side of jingguang

Railway and southwest part of Dingjia River Village;

Land acquisition affects 190 households, house demolition affects 20 households villagers

Land acquisition affects 180 households, and no house demolition.

1200

0

40.29

40.29

1053

963

1.7 relevant projects in concerning linkage issue

Relevant projects refer to the projects that satisfy the following three requirements in the process of project preparation and implementation: (a) have the direct and important relationship with World Bank project; (b) is necessary to realize the objective of project document; (c) start or plan to start with the project. In the process of project design, the project unit paid much more attention to the recognising relevant projects mutually, and PMO analyzed all project relationship with each project design unit.

Analyzing them, there is two subprojects involving land acquisition in the development area, which are Hanchuan SWLF and Yunmeng WWTP, but there is no project which has direct relationship with WB project and is not contemporaneously constructed whith WB project, therefore, these projects have no relevant project. However, after negotiation among several units, both Hanchuang Economic Development area and Yunmeng Development area promised that if there exited relevant prjects, the resettlement policy of relevant project would conform to the policy framework and compensation standards of this RP.

There are 2 SPN projects of this project, which are Xiangfan Zhangwan SPN project and Honghu SPN project. The supporting WWTP are Xiangfan city Yuliangzhou WWTP and Honghu city WWTP, the former was constructed since 2001 and accomplished for commissioning in 2002 and the latter was commenced in 2003. These two WWTPs have important relation with these SPN project and are of necessity for accomplishing the goals set in project files. Yet they are not identified as relevant project of this project because that they had finished construction long before the arrival of the identification commission of this project.

In summary of above all, there is no the said relevant project in this project context.

2 PROJECT IMPACTS

For the sake of knowing the socioeconomic situation of project affected area and the basic situation of affected peolpe, according to the requirement of World Bank, cooperating with the project owner and local PMO, the consulting and compiling institution of resettlement plan (short for consulting institution) organized socioeconomic survey to the project affected area between July, 2006 to April, 2007 time after time, and analyzed the survey result which are shown below:

2.1 survey methods

Because the number of subprojects of this project is big and each subproject has its own affected extent and construction progress, the main survey way adopted by each subproject was: the consulting institution organized autonomous survey cooperated by project unit. Project affected area are confirmed by feasibility research and environment assessment, the consulting institution roundly surveyed both the area affected by land acquisition and the area within environmental buffer zone affected by house demolition of each subproject, every affected factor was confirmed by the corresponding villagers as well as the villages and groups. Meanwhile, all PAPs were investigated according to the categories of the concrete impact suffered by them. The consulting institution interviewed all the stake holders,and broadly conferred with the affected villagers, villages, groups, the project owner and management departments on the RP.

2.2 survey CONTENTS

There are three main contents of socioeconomic survey of this project, the first one was project impact survey which concentrated mainly on land acquisition situation and the correspondingly affected ground attachment, total land amount and population, house demolitionamount, situation of house owners, affected enterprises, temporary occupation land and the ground attachment, as well as the vulnerable groups within the project affected area; the second one was socioeconomic survey against affected peolpe and affected enterprises which mainly organized to know the basic situation of affected families or enterprises, including the income and income structure, situation of employment and operation, etc. The sampling survey rate of villagers affected by land acquisition was 20%, the sampling survey rate of displaced households, affected enterprises, affected vulnerable groups and the public suggestion and opinion all were 100%. The last one was the survey about public will, designing the survey table, the residents’ standpoints towards the project within affected area, and statistics and analysis on them

2.3 survey ORGANIZATION AND PROCESS

In the first ten days of May, 2006, PMO of HUEIP successively held meeting joined with the departments concerned to assign survey mission and confirm the compile unit of resettlement plan.

In the second ten days of June, 2006, according to the project recommendation, project affected area was primary decided and survey staff were organized for training.

From the last ten days of July, 2006 to the first ten days of August, 2006, according to the project progress at that time, the first large-scale socioeconomic survey was carried out by 3 survey teams. The affected families and rural collective economic organizations within the project affected area by land acquisition were amply surveyed and the detailed information about the project impact was gotten. The survey teams adopted the survey measure that is to connect the questionnaire on households and enterprises one by one with interview. The survey range covered all the area affected by land acquisition. The survey content included material quantity affected by land acquisition and the socioeconomic situation of PAP.

From August, 2006 to September, the survey was finished and RAP report was primarily completed.

After the preparatory confirmation of the range of project affected project buffer zone according to the project feasibility research, from 1st, November to 14th, the consulting institution hold the second all-round complementary survey towards the socioeconomic situation of the project buffer zone and the affected villagers’ basic situation.

Then, because of the alteration of plant sites or design, etc, the design institution went to the project area to take following survey from January, 2007 to March twice. According to incomplete statistics, by the end of March, 2007, the consulting institution went to Shayang and Hanchuan 6 times to make field surveys, Yunmeng, as well as went to Xiaochang and Honghu 5 times.

PAP and affected enterprises all were absorbed into the survey works. The investigating teams also heard standpoints of the residents, rural collective economic organizations, the land management department of each city (county), house demolition management department of each city (county) and social organizations concerned. Close consultations were carried out.

2.4 affected land

permanent land acquisition

This project involves permanent land acquisition in 12 subprojects totally; they are Danjiangkou SWLF, Shayang SWLF, Honghu SWLF, Hanchuan SWLF, Yunmeng SWLF, Xiaochang SWLF, Dawu SWLF, Tianmen WWTP, Shayang WWTP, Hanchuan WWTP, Yunmeng WWTP and Xiaochang WWTP. Permanent land acquisition is 1916.44mu, including 1908.57mu collective land and 7.57 mu state-owned lands. PAP caused by permanent land acquisition is 4880 persons in 1117 households, among them, there are 230 persons in 57 households whose land and house both are expropriated. To measure the impact of the permanent land acquisition on the whole, a usual way is to see in theory totally how many people would become altimately landless due to the land acquisition, by the formula of dividing local land holding per capita into the total amounts of land acquisition. The numer of these people in result, in the case of this project they are 1351, who become unemployed and need to be entirely rearranged in their economic production, represent the dgree of the land acquisiton impact on the 4880 people. Table 5-1 in chapter 5 will further explain the impact with a modelling analysis of these people’s rearrangement in economic production.

Totally 12 collection stations will be new built or built out in this project. The detailed information is shown in annex 2.

Basic information of each subproject shows in detail in Table2-1.

Temporary land occupation

This project involves temporary land occupation in 7 subprojects totally; they are Zhangwan SPN project, Shayang WWTP, Tianmen WWTP, Honghu SPN project, Hanchuan WWTP, and Yunmeng WWTP and Xiaochang WWTP. Temporary land occupation is 1768.19mu totally, including 422.54 mu collective land (217.04 mu dry farmland and 205.5 mu sloping fields) and 1345.66 mu state-owned lands that all are road and greenbelt. The impropriating stage is between 3 and 12 months. The temporary land occupation doesn’t affect residents.

Basic information of temporary land occupation of each subproject shows in detail in Table 2-2.

Table 2‑1 The circumstance of land acquisition

Project

Subprojects

Affected

village

Subtotal

Collective land (mu)

State-owned land (mu)

dry land

farmland

Non- farmland

paddy field

dry land

Vegetable

land

House site land

Fish

pond

Woods land

Slopping land

Waste land

Other

Danjiangkou SWLF

Landfill(including road to the field)

Anlehe Village in Sangongdian

198

20

30

0

0

50

0

98

0

0

Solid waste collection station

State-owned empty land

0.6

0.6

Shayang SWLF

Landfill

Yangji Village in Gaoyang Town

250

73

30

0

0

62

67

0

0

18

0

Honghu SWLF

Landfill

Xinlian Village in Luoshan Town

300

4

272

0

0

24

0

0

0

Hanchuan SWLF

Landfill

Fuxing Village in

Xinhe Town

360

0

0

360

0

0

0

0

0

Solid waste collection station

State-owned

empty land

2.67

2.67

Yunmeng SWLF

Landfill

Fengpu Villge

169

135

34

Solid waste collection station

State-owned

empty land

0.3

0.3

Xiaochang SWLF

Landfill

Yankou Village in Xiaohe Town

199.8

75.3

0

0

20.4

25.5

0

78.6

0

Solid waste collection station

State-owned

empty land

0.3

0.3

Dawu SWLF

Landfill

Changzheng Road resident committee

105

0

0

0

5

100

0

0

Road to the field

Changzheng Road resident committee

3

3

Tianmen WWTP

WWTP plant

Huangjin Village in Xiaoban Town

56

34

11

4

3

0

4

0

0

0

Shayang WWTP

WWTP plant

Hongling Village in Shayang Town

45.8

0

45.8

0

0

0

0

0

0

0

Hanchuan WWTP

WWTP plant

Xujiakou Village in economy technology development District

114.45

114.45

0

0

Pumping Station

State-owned empty land

3.7

3.7

Yunmeng WWTP

WWTP plant

QIanhu Village in Chengguan Town

67.23

67.23

0

0

0

0

0

0

0

0

Xiaochang WWTP

WWTP plant

Minghua Village in Huayuan Town

40.29

40.29

Total

1916.14

427.68

408.3

120.09

3

505.4

246.5

0

176.6

21

7.57

Table 2‑2 Basic information of temporary land occupation of each subproject

Subproject name

Branch project name

Land acquisition area (mu)

Collective land (mu)

State-owned road or empty land(mu)

Remarks

Dry land

Sloping fields

Zhangwan SPN project

SPN

31.63

31.63

Shayang WWTP

SPN

226.54

 

 

226.54

Tianmen WWTP

SPN

216.53

 

 

216.53

Honghu SPN

SPN

703.2

152.7

205.5

345

Hanchuan WWTP

SPN

185.865

 

 

185.87

Yunmeng WWTP

SPN

158.32

 

 

158.32

Xiaochang WWTP

SPN

246.11

64.34

 

181.77

Total

1768.19

217.04

205.5

1345.66

2.5 Affected rural residents' house

There are 8 subprojects involving rural residential house demolition, they are Danjiangkou SWLF, Shayang SWLF, Honghu SWLF, Hanchuan SWLF, Yunmeng SWLF, Xiaochang SWLF, Dawu SWLF, Tianmen WWTP. These residential houses are all rural houses, not town houses. The area of residential house demolition is 35139.63 m2 totally, among them: brick-concrete building area is 20511.71 m2, and covers 58.37% of total house demolition area; Brick-wood house area is 9785.84 m2, and covers 27.85% of total house demolition area; soil-wood house area is 3594 m2, and covers 10.23% of total house demolition area; simple-structure house area is 1284.08 m2, and covers 3.55% of total house demolition area. There are 880 people in 206 households affected by house demolition, excluding people affected by both land acquisition and house demolition. Detailed situation shows in Table 2-3.

Table 2‑3 Rural village house demolition

Name of Subproject

Number

Of household

Population

House area ( m2)

Total

brick-concrete

storied building

brick-concrete

one-storied

bungalow house

brick-wood

house

simple-

structure

house

Danjiangkou SWLF

10

33

1103.1

561.6

154.5

387

 

Shayang SWLF

58

235

12050

3470

6218

2332

30

Honghu SWLF

1

4

465.75

465.75

0

 

 

Hanchuan SWLF

8

39

1027

957

66

0

4

Yunmeng SWLF

48

228

7043.78

4107.36

1862.34

875

199.08

Xiaochang SWLF

26

121

4604

3839

169

 

596

Dawu SWLF

11

51

1776

1270

490

 

Tianmen WWTP project

44

169

7070

5841

826

 

403

Total

206

880

35139.63

20511.71

9785.84

3594

1248.08

2.6 affected enterprises

There are two subprojects affecting enterprises, and they are Xiaochang SWLF and Honghu SWLF. The demolished house area adds up to 1404 m2, among them: brick-concrete building area is 364 m2, covers 25.93% of total house demolition area; brick-wood house area is 740 m2, covers 52.71% of total house demolition area; simple-structure house area is 300m2, covers 21.37% of total house demolition area. There are 33 people affected by enterprise displacing, and fence demolished shall be accounted regarding as attachments on the ground.

The situation of affected enterprises shows in Table 2-4:

Table 2‑4 situation of affected enterprises

Sub- project name

Name of the enterprise

Main business

Property

Number of worker

Affected worker

Original area(m2)

Area of demolition(m2)

remarks

Total number

woman

Total number

woman

House

wall

House

wall

brick-

concrete

brick-

wood

Soil-

wood

Simple constructed

brick-

concrete

brick-

wood

Soil-

wood

Simple constructed

Xiaochang SWLF

Caixia

stone

pit

Mining stone

Privately owned

7

0

7

0

30

120

30

120

Lisichun stone pit

Mining stone

Privately owned

8

0

8

0

40

150

40

150

The pointed place in Xiaohe Town of Xiaochang County civil TNT Company

Sales TNT

Privately owned

3

1

3

1

144

276

144

276

Waste storehouse

0

0

0

0

350

350

Honghu SWLF

Steel bottle Checkout Station of Honghu liquefied petroleum gas

Steel bottle Checkout

Privately owned

3

0

3

0

50

390

300

50

390

300

Factory house, storehouse, office room, guard room

Tianhe

Prefabricated board factory

Prefabricated board

Privately owned

4

1

4

1

100

100

Office room

Fish fry farm

Fish fry

Privately owned

8

1

8

1

420

Dormitory of workers and build dormitory away from 500 meter to the field

Total

33

3

33

3

784

740

0

300

546

364

740

0

300

546

2.7 Affected temporary buildings

There are 2 subprojects involving temporary house demolition, and they are Honghu SWLF and Hanchuan SWLF, and are temporary houses of fish pond guard, demolition area is 1221 m2, among it, brick-concrete buildings area is 660 m2, brick-wood building area is 322 m2, simple constructed building area is 239 m2. Their detailed information shows in Table 2-5.

Table 2‑5Affected temporary buildings

Subproject

Number of

household

Population

Building area

( m2)

Area of House in different structure (m2)

brick-

concrete

brick-wood

Simple structure

Honghu SWLF

2

8

30

30

Hanchuan SWLF

7

34

1191

660

292

239

Total

9

42

1221

660

322

239

2.8 affected population

population affected directly by project

There are 12 subprojects, all of which directly affect residents’ lives. They are Danjiangkou SWLF, Shayang SWLF, Honghu SWLF, Hanchuan SWLF, Yunmeng SWLF, Xiaochang SWLF, Dawu SWLF, Shayang WWTP project, Tianmen WWTP project, Hanchuan WWTP project, Yunmeng WWTP project and Xiaochang WWTP project. By impact category, people affected directly are categorized as, people affected by land acquisition, people affected by house demolition, people affected by both land acquisition and house demolition, and people affected by enterprise displacing. According to the affected area standard, PAP can be categorized as affected people in the area of expropriated land, affected people in the project buffer zone.

5604 people will be affected by these 12 subprojects directly. Among them: there are 4649 in 1060 households that are affected by land acquisition in the line of expropriated land, 70 people in 16 households that are affected by house demolition, 231 people in 57 households that are affected by both land acquisition and house demolition. There are 621 people in 142 households, which are affected by house demolition in the buffer zone. 33 people affected by enterprise’s house demolition.

The situation of people affected by each project shows in Table 2-6.

Table 2‑6 The situation of people affected directly

subprojects

Village names

People affected in the demarcated project sites

People affected

in the project buffer zones

Total

People affected by land acquisition

People affected by house demolition

People affected

by both land acquisition and house demolition

Analytic no. of population affected to be totally re- arraged in production

People affected by house demolition

People affected by enterprise displacement

HHs

Population

HHs

Population

HHs

Population

Population

HHs

Population

Population

HHs

Population

Danjiangkou

SWLF

Anlehe Village at Sanguandian Office

23

69

0

0

5

16

72

5

17

0

33

102

Shayang SWLF

Yangji Village at Gaoyang Town

10

31

0

0

6

22

50

52

213

0

68

266

Honghu SWLF

Xinlian Village at Luoshan Town

267

1088

0

0

3

12

181

0

0

15

270

1115

Hanchuan SWLF

Fuxing Village at Xinhe Town

301

1357

11

55

0

0

336

4

18

0

316

1430

Yunmeng SWLF

Renhe Village at Zengdian Town

35

141

0

0

0

0

141

48

228

0

83

369

Xiaochang SWLF

Yankou Village at Xiaohe Town

29

113

0

0

26

121

158

18

55

252

Dawu SWLF

Changzheng Road Residents’ Committee at Chengguan Town

0

0

0

0

0

0

0

11

51

0

11

51

Shayang WWTP project

Group One of Honglin Village at Shayang Town

32

97

0

0

0

0

37

0

0

0

32

97

Tianmen WWTP project

Huangjin Village at Xiaoban Town

18

72

5

15

17

60

48

22

94

0

62

241

Hanchuan WWTP project

Xujiakou Village at the Economy Development Zone

65

325

0

0

0

0

126

0

0

0

65

325

Yunmeng WWTP project

Qianhe Village at Chengguan Town

100

393

0

0

0

0

105

0

0

0

100

393

Xiaochang WWTP project

Minghua Village at Huayuan Town

180

963

0

0

0

0

97

0

0

0

180

963

total

1060

4649

16

70

57

231

1351

142

621

33

1275

5604

2.8.1 Affected vulnerable group

There are 7 subprojects involving 23 households that are vulnerable groups, and 7 subprojects are respectively Danjiangkou SWLF, Shayang SWLF, Hanchuan SWLF, Xiaochang SWLF, Tianmen WWTP, Xiaochang WWTP, and Yunmeng WWTP, In 23 households, there are 7 households with lonely old people, 8 households with handicapped people, 2 households with orphan, 4 badly poor households, 2 households with widow householder.

The detailed circumstance shows in table 2-7.

Table 2‑7 the detailed circumstance of vulnerable groups affected by projects

Subproject

Number

Sort

old and weak

Disabled

Orphan

Badly poor

widow

Danjiangkou SWLF

4

1

1

1

1

Shayang SWLF

2

Hanchuan SWLF

2

3

3

Xiaochang SWLF

6

2

0

1

2

Tianmen WWTP

5

0

1

Yunmeng WWTP

1

0

3

1

Xiaochang waste water treatment

4

1

Total

23

7

8

2

4

2

2.9 Affected ground attachments

The project totally affects 28 categories of ground attachments and public facilities that are shown in Table 2-8.

Table 2‑8 ground attachment and public facilities affected by project

Category

Unit

Danjiangkou

solid waste

treatment

Shayang

Solid waste

treatment

Honghu

SWLF

Hanchuan

SWLF

Yunmeng SWLF

Xiaochang

SWLF

Dawu SWLF

Zhangwan SPN project

Shayang

Waste water

treatment

Tianmen

WWTP

Honghu

SPN

Hanchuan

waste water

treatment

Yunmeng WWTP

Xiaochang WWTP

380 V electric wire pole

10

4

220 V electric wire pole

10

20

35

30

8

high voltage cable tower

1

1

Small arched cemented bridge

2

Electricity distribution house

2

Electric wire

m

400

365

1200

Highway

m

2500

Motor-pumped well

5

2

Well pressed by human power

1

17

44

40

Transformer

1

Toilet

M

4

36

Pigsty

175

101

1

Grave

M2

5

40

2

10

Orange tree

206

22

Peach tree

2

218

315

300

10

Miscellaneous tree

37

26

The white poplar tree (grown)

195

300

300

white poplar tree (medium)

245

59

Odd fruit tree

510

200

Fence

200

666

20

Waste water pipe

M2

400

Tree not be categorized

M

2854

8000

70

2500

1946

Rain shelter

Dam

1

Simple structure house

1

4

2.10 other Impacts

Area in the project are non-minority gathering boroughs, there is no minority problem in peolpe affected directly, also not involving the cultural inheritance protection.

Certainly, this project still involves the water and farmland pollution caused by garbage seepage water, impact caused by bad smell towards surrounding covering station and residents along with the road and other social problems etc. These problems will be expatiated in social assessment report.

2.11 socioeconomic situation of area affected by project

Hubei Province

Hubei Province locates in the middle part of People's Republic of China, being called "Central plains region" with Henan Province. The land area of Hubei Province is 185,897 km2,covering 1.94% total land area of China. Per capita land is 4.79 mu. The plantation area is 5,023.88 mu, and per capita plantation is 0.87 mu.

At the end of 2005, total population of Hubei Province is 60,310,000 peoples (among them, people often live in Hubei are 57,100,000), the birth-rate in whole year is 8.74 ‰; the death rate is 5.69 ‰, the natural growth rate of population is 3.05 ‰. Among them, total population of minority is 2,579,700,covering 4.4%of total population of Hubei Province. According to the population quantity, they are Zhuang nationality, Bai nationality, Korean nationality, She nationality, Yi nationality, Tibetan, Yao nationality, Ugur nationality, Bouyei nationality etc. The minority mainly live in Enshi Tujia nationality autonomy county (1,992,000 peolpe), Yichang City (435,000 peolpe), Wuhan City (54,000 peolpe), Jingzhou City (33,000 peolpe), Jingmen City (15,000) and Shiyan City (13,000). Therefore, the minority quantity inside the project area is few.

At the end of 2005, GDP of Hubei Province is 648,450,000,000 YUAN, The rate of agriculture, industry and service structure is 16.5: 42.8: 40.7. Per capita dominative income of town residents is 8786YUAN,The per capita net income of farmer is 3099YUAN。

At the end of 2005, there are 8,053,000 peolpe, who have the basic endowment insurance in Hubei Province, and 3,915,000 peolpe who have the unemployment insurance in Hubei Province and 5,020,000 peolpe who have medical treatment insurance. People with lowest life security of town resident in Hubei province are 1,460,000, and people with lowest life security of country resident in Hubei province are 73,000, and country periodical relief people are 801,000.

The area affected by project

In Hubei Province, there are 12 cities directly under the jurisdiction of Hubei Province Government, 1 autonomous prefecture, and 38 boroughs under cities, 24 county-level cities (including 3 cities directly administrated by city government), 37 counties, 2 autonomous counties and 1 forest region. The project affects 5 cities directly under the jurisdiction of Hubei Province Government and 1 city directly administrated, and they are Shiyan (Danjiangkou), Xiangfan, Jingmen (Shayang), Jingzhou (Honghu), Xiaogan (Dawu, Xiaochang, Yunmeng, Hanchuan) and Tianmen (directly under the jurisdiction of Hubei Province Government).

Basic socioeconomic situation of the cities affected by project is shown in Table 2-9.

Table 2‑9 the basic socioeconomic circumstance of cities affected by project

Cities

Index

Shiyan

Xiangfan

Jingmen

Jingzhou

Xiaogan

Tianmen

Area (sp.km.)

23674.41

19724.41

12479.54

14068.68

8922.72

2528.38

The year-end total number of households ( ten thousand)

98.16

158.19

81.09

168.41

126.88

38.15

Total year-end population ( ten thousand)

341.70

565.66

296.92

627.97

499.25

161.34

Per capita farmland ( mu)

0.79

1.09

1.29

1.03

0.74

1.0

Among them:

non- peasant

( ten thousand)

111.1

242.67

125.5

206.67

153.53

42.57

peasant ( ten thousand)

230.6

322.99

171.42

421.3

345.72

118.77

The total agriculture production value ( constant price by 1990, hundred million Yuan)

26.6

105.34

60.86

84.41

61.63

18.35

Net income of farmer

1990

3191

3738

3108

3028

3273

Cost of living for peasant

1445

2460

3012

1736

1402

2211

Table 2‑10 the basic socioeconomic circumstance of cities affected by project

Cities

Index

Danjiangkolu

Shayang

Honghu

Hanchuan

Yunmeng

Xiaochang

Dawu

Area (sp.km.)

3121

2044

2519

1663

604

1217

1979

The year-end total number of population

(ten thousand)

48.93

57

90.73

108.46

58.09

63.1

61.63

Total farmland (thousand hektare)

18.6

62.14

60.91

64.75

26.18

29.45

24.39

Among them: Agriculture population

(ten thousand)

8.97

17.6

23.75

25.8

13.83

15.3

14.25

non-agriculture population

(ten thousand)

39.96

39.4

66.98

82.66

44.26

47.8

47.38

The total agriculture production value ( constant price by 1990, hundred million Yuan)

56801

191141

199160

217117

129281

98020

117442

Net income of peasants

2443

3718

3128

3383

3614

1991

2100

Analysis on impact of land acquisition

To know the current socioeconomic situation of the villagers affected by land acquisition and the cooresponding impact, the consulting institution held sampling survey towards 255 households among all the land expropriated households. The sampling rate was 21. 39%. In the RPs of the sub-projects, 255 househoulds have been interviewed and analyzed in detail. As to the analysis of the impacts by land acquisition, firstly basic information about land quantity; type of the peasant are collected ; secondly income of the villager collectives, villagers and the structure of annuql income such as income from cultivation, income of outgoing parttime job, and so on. Thirdly, the percentage of agriculture income in the total income of PAP household is analyzed, so as to analyze the impact degree of land loss to the PAP. Fourthly, land of villager collectives are investigated to know the possibility of land distribution to the PAP after land acquisition and RP is designed according to different situation and requirement of PAP. Detail situation see RP of each sub-projects. Some information can be got in Annex 1-V of Honghu RP.The detailed information of the sample survey of land acquisition impact can be seen in Table 2-11 below.

Table 2‑11 Sample survey of land acquisition impact

subject

Household affected

by land acquisition

Population affected

by land acquisition

Sampling amount of household

Sampling amount of

population

Percentage of household sampling amount

Percentage of population sampling amount

Danjiangkou SWLF

28

85

13

40

46.43%

47.06%

Shayang SWLF

16

53

14

47

87.50%

88.68%

Honghu SWLF

270

1100

72

310

26.67%

28.18%

Hanchuan SWLF

301

1357

29

129

9.63%

9.51%

Yunmeng SWLF

35

141

10

39

28.57%

27.66%

Xiaochang SWLF

55

234

12

53

21.82%

22.65%

Shayang WWTP

32

97

10

38

31.25%

39.18%

Tianmen WWTP project

35

132

16

68

45.71%

51.52%

Hanchuan WWTP project

65

325

24

82

36.92%

25.23%

Yunmeng WWTP project

100

393

20

83

20.00%

21.12%

Xiaochang WWTP project

180

963

35

155

19.44%

16.10%

Total

1117

4880

255

1044

22.83%

21.39%

According to socioeconomic survey, total socioeconomic level in the affected area is not good, most of male labour force in affected villages go out a part-time job and more women stay in home farm, agriculture income shares small at family income, land acquisition affect the region smaller, but house demolition caused by land acquisition affect resident’s living more and greatly. The detailed information of impact caused by land acquisition can be seen in Table 2-12 below.

More detailed information about the socioeconomic background and sampling survey about affected population can be seen in each subproject report.

Table 2‑12 impact analysis on villages affected by land acquisition

subject

Affected village

Total amounts of farmland before land acquisition (mu)

Agricultural population

Everage land holding per capita (mu)

Amounts of land acquisition

(mu)

Affecting Rate of land acquisition

Per capita income before land acquisition (Yuan)

Income structure(Yuan)

Agricultural rates in everage imcomes per capita (%)

Affecting rate per capita by land acquis- ition (%)

Agriculture

industry

service

Danjiangkou SWLF

Anlehe Village in Sangongdian

1967

2832

0.69

50

2.5

3606

2596

0

1010

72

1.8

Shayang SWLF

Yangji Village in Gaoyang Town

2298

837

2.74

165

7.18

3860

2944

523

393

76

5.2

Honghu SWLF

Xinlian Village in Luoshan Town

1760

1160

1.52

276

15.68

2250

862

1170

218

38.32

6

Hanchuan SWLF

No farmland acquisition, only expropriate 360 mu fish ponds

Yunmeng SWLF

Renhe Village in Zengdian Town

1355

1427

0.95

135

9.96

2500

525

1675

300

21

2.1

Xiaochang SWLF

Yankou Village in Xiaohe Town

903

1897

0.48

75.3

8.3

1911

279

900

732

15

1.2

Dawu SWLF

No land acquisition

Zhangwan SPN project

No land acquisition

Tianmen WWTP project

Huangjin Village in Xiaoban Town

1300

1275

1.02

49

3.8

5670

3430

102

2138

60.5

2.3

Shayang WWTP

Hongling Village in Shayang Town

2302

2002

1.15

45.8

1.99

3260

2988

108

164

91.6

1.9

Honghu WWTP project

No land acquisition

Hanchuan WWTP project

Xujiakou Village in economy technology development Zone

2400

2650

0.91

114.45

4.77

3000

1035

1122

843

34.52

1.65

Yunmeng WWTP project

Qianhu Village in Chengguan Town

1527

2405

1.12

67.23

4.4

3500

948

2297

252

27.1

1.2

Xiaochang WWTP project

Minghua Village in Huayuan Town

1160

2801

0.41

40.29

3.47

2800

607

1773

420

21.69

0.8

3 Framework of policy and law

3.1 The law and policy for resettlement

National Laws and Regulations

Real Rights Law of the People’s Republic of China (will enter into force since October 1, 2007)

Land Administration Law of the People’s Republic of China (No.28 order of the President of the People’s Republic of China and the meeting of the Standing Committee of the National People’s Congress of the People’s Republic of China, entered into force since August 28, 2004)

Suggestion on concerned work of further protecting the basic farmland well (entered into force since September of 2005)

Urban Real Estate Administration Law of the People’s Republic of China (entered into force since Jan 1, 1995)

Improvement Directive for Perfecting Compensation and Resettlement Institutions of Land acquisition (entered into force since November 3, 2004)

Urban House Demolition Administration Regulations (entered into force since November 1, 2001)

Directive for Urban House Demolition Evaluation Price (entered into force since January 1, 2004)

Regulation of hearing of witnesses on national land resources (entered into force since March 1, 2004)

Regulation of protocol on Transferring state-owned land usufruct (entered into force since August 1 in 2003, Ministry of national territory resources No.21 order)

Bulletin of methods on land acquisition (entered into force since January 1, 2002)

3.1.1 Local laws and policies

Hubei Province land administration and implementation methods (entered into force since September 27, 1999)

Circular on further strengthening land acquisition administration and faithfully protecting legal right of farmer whose land are expropriated (issued by Hubei Province People’ Government No.11 in February, 2005. renewed the new standard of unified annual production value and regional comprehensive land price ))

Hubei Province Urban House Demolition Administrative and Implementation Methods (No. 267 of Hubei Province People’ Government, entered into force since September 1, 2004)

3.1.2 World Bank Policy

World Bank OP4.12 Involuntary Resettlement and Appendix (entered into force since January 1st, 2002)

World Bank BP4.12 Involuntary Resettlement and Appendix (entered into force since January 1st, 2002)

3.1.3 Land acquisitionPurview of Land acquisition and Compensation property

The correlated regulations in Law of Real rights of the People’s Republic of China:

Second Part Ownership

Chapter 4 General Regulation

Article 42 For the sake of the demand of public benefits, according to the legal power and procedure, can expropriate collective-owned lands and house property of unit, individuals and other real estates.

The acquisition of collective lands should pay the enough land compensation, resettlement subsidy, and compensation for ground attachment imposition and expenses of compensation of the green seedling according to laws arrange the expenses of social security for displaced villagers and guarantee their lives, safeguard the legal rights of them.

Compensate for house demolition for unit, individual and other real estates according to the laws, safeguard the legal rights of them, for individual’s house demolition, and ensure their living condition.

Any unit, individuals, can not graft, transfer, hand out, cut and keep, default compensation expenses.

Article 43 The nation takes a special protection to the farmland and strictly restrict agriculture land turning into construction land and control to