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Vincent A. Hackley Chiara F. Ferraris 960-3 The Use of Nomenclature in Dispersion Science and Technology NIST recommended practice guide Special Publication 960-3

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Page 1: Vincent A. Hackley 960-3 - Horiba...Vincent A. Hackley Chiara F. Ferraris 960-3 The Use of Nomenclature in Dispersion Science NIST recommended and Technology practice guide Special

Vincent A. HackleyChiara F. Ferraris

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The Use ofNomenclature inDispersion Scienceand Technology

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Page 2: Vincent A. Hackley 960-3 - Horiba...Vincent A. Hackley Chiara F. Ferraris 960-3 The Use of Nomenclature in Dispersion Science NIST recommended and Technology practice guide Special

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The Use ofNomenclature inDispersion Scienceand Technology

Vincent A. HackleyMaterials Science and Engineering Laboratory

Chiara F. FerrarisBuilding & Fire Research Laboratory

Previously issued as NIST

Special Publications 945 and 946

August 2001

U.S. Department of CommerceDonald L.Evans, Secretary

Technology AdministrationKaren H. Brown, Acting Under Secretary of Commerce for Technology

National Institute of Standards and TechnologyKaren H. Brown, Acting Director

NIST Recommended Practice Guide

Special Publication 960-3

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Certain commercial entities, equipment, or materials may be identified in thisdocument in order to describe an experimental procedure or concept adequately.Such identification is not intended to imply recommendation or endorsementby the National Institute of Standards and Technology, nor is it intended toimply that the entities, materials, or equipment are necessarily the best avail-able for the purpose.______________________________________

National Institute of Standards and TechnologySpecial Publication 960-3Natl. Inst. Stand. Technol.Spec. Publ. 960-372 pages (August 2001)CODEN: NSPUE2U.S. GOVERNMENT PRINTING OFFICEWASHINGTON: 2001For sale by the Superintendent of DocumentsU.S. Government Printing OfficeInternet: bookstore.gpo.gov Phone: (202) 512-1800 Fax: (202) 512-2250Mail: Stop SSOP, Washington, DC 20402-0001

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Measurements and standards are universally recognized as playing an integralrole in the manufacturing process. They enhance reliability by providing abasis for quantifying and comparing material properties during each phase ofmanufacturing, from raw materials to the finished product. Equally importantis the establishment of a uniform and widely accepted nomenclature fordescribing experimental methods and instrumentation, for sharing technicalideas and concepts and to provide a sound basis on which to standardize meas-urement methods and data reporting practices. This is especially true in theceramics community, due to its cross-disciplinary nature and due to the utiliza-tion of ceramic powders throughout numerous industries.

Ceramic suspensions, gels and pastes (i.e., dispersions) are the starting materi-als for a wide variety of applications, playing critical roles in the processing ofproducts ranging from whitewares, pigments, paper, and cement for the con-struction industry to multilayer ceramic packages and chemical mechanicalplanarization slurries for the microelectronics industry. Unfortunately,researchers and engineers working in these diverse fields often speak differentlanguages. Even within the same field, variations in terminology are common.The need for broadly accepted, uniform and precise nomenclature wasacknowledged recently by the Ceramic Processing CharacterizationConsortium (CPCC), a voluntary cooperative organization with participantsrepresenting industry, instrument companies, academia and government. Aprincipal goal of the consortium was to develop guidelines and recommendedpractices for the implementation of process measurements. CPCC membersidentified nomenclature as a high priority issue in the areas of dispersion anddispersion rheology. As a result, work was initiated on two nomenclatureguides, which were ultimately distributed as NIST Special Publications 945and 946.

The present document is essentially a compilation, with updates, of these twoprevious publications, and provides guidelines for the use of technical and sci-entific nomenclature relevant to ceramic dispersions.

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���� �������The use of nomenclature for describing dispersed particulate systems, alongwith their associated properties and components, is often inconsistent and sub-ject to misinterpretation in the technical and scientific literature. For example,terms for describing the state of association of particles in suspension (e.g.,aggregate or agglomerate) often carry specific connotations that vary amongdifferent authors. This guide has been prepared as a resource for researchers,engineers and students working in dispersion-based applications. In compilingthis guide, we drew on a number of resources, including books, review articlesand published terminologies. To the extent possible, every effort was made tomaintain a degree of uniformity with existing standards and conventions,including published terminologies from the American Concrete Institute(ACI), the British Standards Institute (BSI), the International Union of Pureand Applied Chemistry (IUPAC) and the Society of Rheology, as well ascurrent and draft ASTM and ISO standards.

We intend this guide to serve as a resource for practitioners working in variousfields in which ceramic dispersions are used, where ceramic is broadly definedas a non-metallic inorganic material. Equations have been used sparingly, andonly where necessary for clarity or where they are integral to the subject athand. This is not, nor is it intended to be, an exhaustive compilation. Rather,this document focuses on commonly encountered terms, and endeavors toprovide a consistent framework for improved technical communication.

The technical nomenclature portion of this guide is divided into two sections.The first section is derived from Special Publication 945, and deals withgeneral topics related to dispersion science and technology, such as particleagglomeration and colloidal stability. The second section is based on SpecialPublication 946, and provides definitions of terms and expressions relating tothe measurement of rheological properties in liquid-based ceramic dispersions(i.e., suspensions, pastes and gels).

In addition to the glossaries of basic terms, the guide is organized so that thereader can more readily locate related terms associated with specific subjectareas. Defined terms are indicated in boldface type. Where alternative orequivalent terms exist, they are shown in brackets adjacent to the preferredterm. Terms used in definitions, and which are defined separately in the guide,are indicated in italic at their first appearance in that paragraph or section. Theonly exception to this rule is the term viscosity in Part II, which is notitalicized when it appears by itself, due to its ubiquity throughout the text.

Descriptions of instrumentation provided in this guide are generic in nature,and are presented solely for the purpose of identifying key measurementtechniques and their associated nomenclature.

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aerosolDroplets or particles dispersed in a gaseous phase.

continuous phaseConstituting the medium, a phase that exhibits continuity throughout thedispersion; e.g., the liquid in a suspension.

dispersed phase [discontinuous phase]In a dispersion, the phase that is distributed in the form of discrete discontinu-ities (particles, droplets or bubbles), in a second immiscible phase that iscontinuous.

dispersionIn general, a two-phase system in which discontinuities of any kind (solid,liquid, gas) are dispersed in a continuous phase of a different composition orstate; more specifically in the field of ceramics, the term dispersion is used todescribe a suspension of solid particles in a liquid medium.

emulsionA dispersion consisting of two or more liquid phases.

hydrosolA sol in which water forms the dispersion medium.

liquid phaseConsisting of a condensed fluid; e.g., the dispersion medium in a suspension.

organosolA sol in which an organic liquid forms the dispersion medium.

particulate phase [solid phase]The particles in a suspension, gel or aerosol.

slipA term that refers to a suspension prepared for the expressed purpose of con-solidating the solid phase (e.g., by slip-casting, tape-casting or spray drying).

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slurryA concentrated ceramic particulate suspension.

solA liquid dispersion containing particles of colloidal dimensions.

suspensionA liquid in which solid particles are dispersed.

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heterodisperseDescribes a polydisperse particulate system in which more than one discretesize distribution mode occurs; e.g., bimodal, trimodal, etc.

monodisperseRealistically, all dispersions exhibit a finite spread in their particle size distri-bution. In practice, the term monodisperse can be used to identify a dispersedsystem in which all particles are of nearly the same size, forming a narrow(unimodal) distribution about an average value. Numerically, a dispersion maybe considered monodisperse if 90 % of the distribution (1.645 �, where � isthe standard deviation of the size distribution) lies within �5 % of the averagesize, �d�:

polydisperseDescribes a dispersed system in which many particle sizes occur. In practice, asystem may be considered polydisperse if less than 90 % of the size distribu-tion (1.645 �, where � is the standard deviation of the size distribution) lieswithin �5 % of the average size, �d�:

well-dispersedA term used to describe a stable suspension in which the minimum particlesize has been achieved.

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relative concentration termsIt is recommended that relative descriptive terms relating to particle concentra-tion in suspension (e.g., dilute or concentrated) be defined in such a mannerthat the reader has a clear understanding of their relevance to the measurementor application at hand. For instance, in a light scattering measurement, "dilute"may infer the absence of multiple scattering, whereas in an ultrasonic meas-urement this term may imply a linear response with concentration. Theseconditions may vary by several orders of magnitude with respect to particleconcentration. Concentration can also by defined on a more fundamental basis,taking into consideration the relative dominance of thermal, hydrodynamic, orsurface forces in controlling suspension properties.

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nanosize [nanophase]A special state of subdivision implying that the particles (or atomic clusters)have average dimensions smaller than roughly 100 nm, and exhibit propertiesnot normally associated with the bulk phase (e.g., quantum optical effects).

colloidState of subdivision implying that the particles have at least in one direction adimension roughly between 1 nm and 1 m. Colloids are significantly affectedby Brownian motion when suspended in a liquid.

ultrafine State of subdivision implying that the particles have in any given direction amaximum dimension lying roughly between 1 m and 10 m.

fine [subsieve range]State of subdivision implying that the particles have in any given direction amaximum dimension less than roughly 37 m.

coarse [sieve range]State of subdivision implying that the particles have in at least one direction adimension greater than roughly 37 m.

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granuleState of subdivision generally referring to dry particulates with dimensionslying roughly in the 50 m to 200 m range; typically, granules are aggre-gates of finer particles produced by spray-drying. Granulation is performed forease of handling during subsequent consolidation operations.

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particleAny condensed-phase tridimensional discontinuity in a dispersed system maygenerally be considered a particle; e.g., droplets in an emulsion or solids dis-persed in a liquid. The term is normally used in reference to solid materials.An aggregate may also be regarded as a particle.

dropletLiquid-phase particle in an emulsion or aerosol.

particulateComposed of distinct particles.

primary particleSmallest identifiable subdivision in a particulate system. Primary particlesmay also be subunits of aggregates.

microsphereRefers to a spherical particle in the micrometer size range.

aggregateA cohesive mass consisting of particulate subunits.

hard-aggregateAn aggregate that cannot be easily redispersed by the application of moderatemechanical agitation (shaking, stirring, or ultrasonication) and/or mild chemi-cal treatment. Hard-aggregates consist of subunits that have been chemicallybonded or fused.

agglomerateIn a suspension, an aggregate held together by physical or electrostatic forces.

coagulate [coagulum]In a suspension, an aggregate formed by the addition of electrolyte.

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flocIn a suspension, an aggregate formed by the addition of a polymer. Flocs aregenerally characterized by a loose structure (low density).

powderA relatively dry, undispersed accumulation of particulate matter with a macro-scopic consistency.

gelBicontinuous structure with a solid and a liquid component. The solid networkmay consist of particles or polymers, held together by covalent, ionic or dis-persion (physical) forces. The network may be elastic, viscoelastic or plastic.The scale of the mesh of the network (distance between cross links) is ofcolloidal dimensions.

aerogelA porous solid produced from a gel in such a way that very little shrinkageoccurs. Typically, the term refers to materials made by supercritical extractionof the solvent, although structurally equivalent materials can be made underambient conditions by increasing network stiffness and/or elastic recovery, andby reducing interfacial tension.

alcogelA gel containing an alcoholic liquid phase.

hydrogelA gel containing an aqueous liquid phase.

xerogelPorous solid made by drying a gel under subcritical conditions.

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average agglomeration number (AAN)An estimate of the degree of agglomeration in a suspension. AAN is the aver-age number of primary particles contained within an agglomerate. AAN iscalculated from the ratio of the median particle size, as determined by, forexample, light scattering, sedimentation or electrical zone sensing techniques,

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to the average equivalent spherical volume (VBET) given by the BET gas

adsorption method, such that:

where V50 is the equivalent spherical volume calculated from the median

diameter, D50 in m, SSA is the specific surface area in m2/g and is the

particle density in g/cm3.

equivalent spherical diameterThe diameter of a sedimenting particle determined from Stokes' law andassuming a spherical shape. The term is sometimes used in conjunction withother measurement techniques and theoretical constructs, where sphericalgeometry is assumed.

fractalA structure that has an irregular geometry under all scales of observation (i.e.,it is non-Euclidian). The fractal dimension of a species, Df, is the exponent to

which a characteristic length scale must be raised to obtain proportionalitywith the overall size of the species. Destabilized suspensions tend to formaggregates with fractal structures. In this case, Df has a value lying between 1

and 3, where Df=3 is a fully dense object.

minimum particle size (MPS)An experimental quantity operationally defined as the minimum particle sizethat can be achieved by a particular dispersion process as determined by anappropriate measurement technique. The characteristic dimension used indetermining the MPS should be clearly noted (e.g., mean size, median size,modal size, etc.).

ultimate working unitAn individual particle or group of particles that retains its structure throughouta dispersion process and subsequent application. See also minimum particlesize.

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flocculeIt is recommended that this term not be used in the ceramic literature. (seefloc)

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hard, softWith the exception of the defined term hard-aggregate, it is recommended thatsuch adjectives be avoided in the context of dispersed phase structure. If theiruse is deemed necessary to convey material-specific information, then theauthor should make a clear statement that defines the meaning and extent ofusage.

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aggregationA general term defined as any process by which particles collect to form acohesive mass or cluster; the resulting structure is called an aggregate.

agglomerationFormation of aggregates in a suspension through physical (van der Waals,hydrophobic) or electrostatic forces. The resulting structure is called anagglomerate.

coagulationA specific type of agglomeration in which formation of aggregates is inducedby the addition of electrolyte to a suspension. The resulting structure istermed the coagulate or coagulum, while the electrolyte additive is termed thecoagulant.

flocculationFormation of aggregates in a suspension mediated by polymeric species, thatare either attached to the particles or exist freely in the suspending medium.The resulting structure is called a floc, while the polymer additive is termed aflocculant. Polymer bridging is a flocculation process.

gelationFormation of a continuous (space-filling) solid network characterized by afinite static shear modulus (stress/strain ratio); results from percolation ofbonds between particles or polymers. The resulting structure is termed a gel.

fusionProcess by which particles form irreversibly bonded structures; often charac-terized by the appearance of interparticle necks. (see also hard-aggregates)

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heteroagglomeration, heterocoagulation, heteroflocculationGenerally refers to the aggregation of dissimilar particles; in ceramic applica-tions, the formation of aggregates by the cohesion between particles ofdifferent materials (e.g., alumina and silica).

orthokinetic aggregationThe process of aggregation induced by hydrodynamic motions, such asstirring, sedimentation or convection.

perikinetic aggregationThe process of aggregation induced by Brownian motion.

sol-gelProcess for making a gel from colloidal or molecular precursors.

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deagglomerationReversal of agglomeration, i.e., the dispersion of agglomerates to form asuspension.

deflocculationReversal of flocculation, i.e., the dispersion of flocs to form a suspension.

comminutionBreaking down large pieces to the required size; term commonly used inassociation with milling of ceramic slurries.

peptizationRefers to the reversal of agglomeration by the addition of a strong acid orstrong base, such as HCl or NaOH.

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diffusion-limited rateRefers to a rate of aggregation corresponding to the frequency of encounter(collision rate) of the particles. Each collision results in particle adherence(i.e., a sticking probability equal to 1). The rate of encounter is controlled bythe diffusion rate, which depends on the viscosity of the medium, the dimen-sions of the particles, and the concentration of the particles.

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reaction-limited rateRefers to a rate of aggregation that is controlled by the reactivity of the particles (i.e., the frequency of collisions resulting in particle sticking).Usually characterized by a sticking probability much less than 1. A lowsticking probability results from the presence of an energy barrier.

syneresisSpontaneous shrinking of a gel with exudation of liquid.

ultrasonicationApplication of high-energy, high-frequency sound to a suspension in order todisperse aggregates. Dispersion is thought to arise from the energy releasedduring fluid cavitation.

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sonication, sonificationIt is recommended that these terms not be used in the ceramic literature.(see ultrasonication)

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colloidal stabilityA physical state that characterizes the relative ability of colloids to remaindispersed in a liquid; suspensions that do not aggregate at a significant rate aresaid to be colloidally stable. The precise connotation depends on the timeframe under consideration. Colloidal stability is a form of kinetic stability, andis therefore considered a metastable thermodynamic state. From thisperspective, aggregation may be described as a transition from a metastable toa stable state, occurring at rates that depend on the magnitude of the activationenergy barrier that separates them.

kinetic stabilityMost dispersed systems are thermodynamically unstable, relative to theirseparate bulk phases; however, a dispersion may exist for an appreciablelength of time and therefore exhibit kinetic stability. The term may be used inreference to various destabilizing processes, e.g., aggregation, coalescence orsedimentation.

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stable suspensionA suspension that has sufficient kinetic stability to prevent the occurrence ofsignificant aggregation as measured over a relevant time frame. Stability maybe ascertained by suitable experimental means, such as particle size, turbidityor sedimentation measurements.

unstable suspensionA suspension that lacks kinetic stability as measured over a relevant timeframe; a highly unstable suspension is one that is subject to rapid (diffusion-limited) aggregation.

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electrostatic stabilizationMechanism in which aggregation is inhibited by the presence of a mutuallyrepulsive electrostatic potential that surrounds each particle.

steric stabilizationMechanism in which aggregation is inhibited by the presence of an adsorbedpolymer layer that is firmly anchored to the particle surface so as not todesorb during collisions. In general, a steric stabilizing agent has one portionof its structure that exhibits low solubility in the dispersion medium and/orhigh affinity for the particle surface, and the other portion is soluble in themedium.

electrosteric stabilizationMechanism in which aggregation is inhibited by the combined effects of elec-trostatic and steric stabilization. Usually associated with the adsorption ofpolyelectrolytes onto the particle surface.

depletion stabilizationMechanism in which aggregation is inhibited by the presence of free(non-adsorbed) polymer due to the creation of high-energy depletion zones(i.e., depleted of polymer compared to the bulk solution) between closelyinteracting particle surfaces.

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DLVOAn abbreviation for a theory of the stability of colloidal dispersions describingthe pair-wise interaction between charged particles in a dielectric medium. The

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theory, derived independently by Derjaguin and Landau, and by Verwey andOverbeek, calculates the opposing effects of attractive van der Waals forcesand repulsive electrostatic forces on the interaction potential.

interaction potentialThe potential free energy between two surfaces, typically presented as a func-tion of separation distance. By convention, a positive potential is mutuallyrepulsive and a negative potential is mutually attractive.

primary maximumThe first appearance of a maximum in the interaction potential energy curvewith increasing separation distance. The primary maximum results from thefact that repulsive and attractive forces decay at different rates as a function ofseparation distance. In DLVO theory, a large primary maximum acts as anenergy barrier, preventing aggregation of particles into the primary minimum.

primary minimumThe first appearance of a minimum in the interaction potential curve withincreasing separation distance. The primary minimum results from the factthat repulsive and attractive forces decay at different rates as a function ofseparation distance. In DLVO theory, a deep (negative) primary minimumacts as an energy well, allowing particles to adhere and resulting in a loss ofcolloidal stability.

secondary minimumA shallow energy minimum (usually of the order of a few kT) in the interac-tion potential curve occurring at relatively large separation distances beyondthat of the primary maximum. In the presence of such an energy well, second-ary minimum aggregation may occur. Because of the shallow nature of thesecondary minimum, the aggregates formed are held together weakly and assuch tend to be unstable toward rather small energy inputs such as stirring.

Born repulsion [hard core repulsion]As two surfaces are brought into close contact, the attractive van der Waalsforce between them increases continuously. At some point in their approach,the electron clouds of the two surfaces begin to overlap, giving rise to a repul-sive force termed the Born or hard core repulsion. This results in a steepincrease in the interaction potential curve at very small interatomic separationdistances, becoming effectively infinite when interpenetration occurs.

solvation [structural] forcesNon-DLVO forces that occur at extremely small separation distances (typically

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a few molecular diameters) when particles interact through an interveningfluid medium. These forces arise whenever liquid molecules are induced toorder into quasi-discrete layers between surfaces, and can result in a monoton-ically increasing (repulsive), monotonically decreasing (attractive) or oscillatoryinteraction potential. In aqueous solvents these forces may be referred to ashydration forces.

Hamaker constantIn the case of particle interactions, a material constant that measures the rela-tive strength of the attractive van der Waals forces between two surfaces.Particles interacting through an intervening fluid medium will experience areduced attractive potential due to the presence of the third component.

hard sphere interactionA largely theoretical construct in which the interaction potential betweenapproaching particles is assumed to equal zero, except upon contact where itgoes abruptly to infinity (i.e., no interpenetration occurs).

noninteractingIf no barrier to particle approach, contact and adherence exists, the particlesare said to be noninteracting. If the primary minimum is sufficiently deep,every collision will result in particles sticking together. The rate of aggrega-tion will then be kinetically controlled (diffusion-limited rate).

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critical coagulation concentration (CCC)The molar concentration of electrolyte, Co, necessary to induce rapid(diffusion-limited) aggregation. Experimentally determined by extrapolationof ln W versus ln Co to ln W=0, where W is the stability ratio.

coagulantAn electrolyte additive that induces coagulation in a suspension.

Schulze-Hardy ruleAn empirical rule summarizing the general tendency of the criticalcoagulation concentration to vary inversely with the sixth power of thecounter ion charge number of added electrolyte.

lyotropic seriesAn ordered series of ions indicating, in decreasing order, their effectiveness in

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influencing the behavior of colloidal dispersions. Typically associated with anion's relative propensity to coagulate a dispersion.

stability ratioRatio of the diffusion-limited to reaction-limited rate constants foraggregation. A large ratio indicates a high degree of colloidal stability, where-as a ratio of unity indicates that diffusion-limited conditions prevail and thesystem is colloidally unstable. The rate constants are determined experimentallyfrom the initial rates of aggregation. Usually denoted by the symbol, W.

defoaming agent [antifoaming agent]A surfactant that, when present in small amounts, prevents the formation of afoam or aides in the coalescence of bubbles.

dispersing agent [stabilizing agent, dispersant]A substance that, when present in small amounts, facilitates the dispersion ofaggregates and improves the kinetic stability of particles. For example,polyelectrolytes are often used as dispersing agents in ceramic processing.

surface active agent [surfactant]A substance that lowers the interfacial tension between the solution in which itis dissolved, and other phases which are present (e.g., solid particles in asuspension), and, accordingly, is positively adsorbed at the interface.

polyelectrolyteA macromolecular substance that, on dissolving in water or other ionizingsolvent, dissociates to give polyions (polycations or polyanions) - multiplecharged ions - together with an equivalent amount of counter ions. Apolyelectrolyte can be a polyacid, a polybase, a polysalt or a polyampholyte.Frequently used as dispersing agents in ceramic slurries.

sedimentationThe settling of suspended particles or droplets due to the influence of gravityor an applied centrifugal field.

sedimentation volumeThe volume of particulate sediment formed in a suspension. If the sediment isformed in a centrifugal field, the strength of this field should be explicitlyindicated, otherwise normal gravity is understood.

Brownian motion [thermal motion]Random fluctuations in the density of molecules in a liquid, due to thermal

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energy, cause other molecules and small dispersed particles to move alongrandom pathways. This random motion is termed Brownian motion, and ismost noticeable for colloidal particles.

coacervationWhen a colloidal suspension loses stability, a separation into two liquid phasesmay occur. This process is termed coacervation. The phase that is more concentrated in the colloid is the coacervate, and the other phase is the equilibrium solution.

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deflocculant, dispersing aidIt is recommended that these terms not be used in the ceramic literature.(see dispersing agent)

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interfaceA boundary between two immiscible phases, at least one of which iscondensed. Experimentally, the portion of the sample through which the firstderivative of any concentration versus location plot has a measurable departurefrom zero. In a suspension, the region of contact between the particle surfaceand the suspending medium.

interfacial region [interphase]The region that exists between two phases where the properties vary fromthose in the bulk.

surface regionThe tridimensional region, extending from the free surface of a condensedphase towards the interior, where the properties differ from the bulk.

electrical double layer (EDL)The term describes the non-random array of ions at an interface in which twooppositely charged layers coexist. For particles dispersed in a fluid, the EDLconsists of the surface charge and the solution charge. The solution chargemay be further subdivided into Stern and diffuse layers, which is often referredto as the triple layer model.

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double layer thicknessLength characterizing the decrease of potential with distance from a chargedinterface. Typically defined as 1/�, where � is the Debye-Hückel parameter.For low potentials it represents the distance over which the potential falls to1/e or about one third, of the value of the surface potential.

diffuse layerThe region surrounding a suspended particle in which non-specificallyadsorbed ions are accumulated and distributed by the opposing action of theelectric field and thermal motion.

Stern layer [compact layer]Counter and co-ions in immediate contact with a surface are said to reside inthe Stern layer, and form with the fixed surface charge a molecular capacitor.Often equated with the immobile portion of the electrical double-layer thatexists inside the shear plane.

inner Helmholtz plane (IHP)At a charged interface, an imaginary plane representing the distance of closestapproach of desolvated ions to the surface, and containing the ions ormolecules that are specifically adsorbed.

outer Helmholtz plane (OHP)At a charged interface, an imaginary plane representing the distance of closestapproach of solvated (hyrdrated) ions to the surface. Often equated with theposition of the shear plane.

shear plane [plane of shear, surface of shear]In calculating the electrokinetic potential from electrokinetic phenomena it isoften assumed that a sharp plane separates the liquid adhering to the solidsurface from the mobile liquid. This imaginary plane is considered to lie closeto the solid surface.

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adsorptionThe process by which a substance is accumulated at an interface or in an interfacial region. Should not be confused with absorption, which denotesaccumulation inside a material or phase.

adsorbateA substance that is adsorbed at the interface or into the interfacial region of asubstrate material or adsorbent.

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adsorbentThe substrate material onto which a substance is adsorbed.

adsorption isothermThe relationship between the equilibrium quantity of a substance adsorbed andthe composition of the bulk phase, at constant temperature.

specific adsorptionIons are specifically adsorbed when they are present in the Stern layer inamounts that exceed those expected from simple electrostatic considerations.Empirically, ions that are specifically adsorbed have a noticeable effect on theisoelectric point.

non-specific adsorptionIons are non-specifically adsorbed when they are kept in the interphase onlyby long-range coulombic interactions. They are believed to retain theirsolvation shell and in the position of closest approach to the interface they areseparated from it by one or more solvent molecular layers. Empirically, ionsthat are non-specific (indifferent) have no measurable effect on the value of theisoelectric point.

chemical adsorption [chemisorption]Molecules are chemically adsorbed when they exist within the Stern layer andform bonds with the surface groups, which have a significant valence contri-bution. Empirically, ions that are chemically adsorbed have a noticeable effecton the isoelectric point of a suspension and exhibit a significant enthalpy(heat of adsorption).

physical adsorption [physisorption]Adsorption in which the forces involved are intermolecular (i.e., van derWaals, hydrogen bonding) of the same kind as those responsible for thenon-ideality of real gases and the condensation of vapors, and which do notinvolve a significant change in the electronic orbital patterns of the speciesinvolved.

monolayer adsorptionAdsorption in which only a single layer of molecules becomes adsorbed at aninterface. In monolayer adsorption, all adsorbed molecules are in the positionof closest approach to the substrate surface.

multilayer adsorptionAdsorption in which more than a single layer of molecules is adsorbed at theinterface. Molecules adsorbed in excess of monolayer adsorption are not inthe position of closest approach to the substrate surface.

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coadsorptionThe simultaneous adsorption of two or more species.

desorptionThe process by which the amount of an adsorbed substance is reduced.

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isoelectric point (IEP)For many ceramic systems, the pH at which dispersed particles show no elec-trophoretic mobility and the zeta potential has a value of zero. More generally,the pI value at which zeta is zero, where I is the potential determining ion.

point of zero charge (PZC)A particle carrying no fixed charge. The precise identification of pzc dependson the definition adopted for surface charge. Typically for ceramic systems,the pH at which hydroxyl and proton adsorption is just balanced to cancel netcharge; here, the hydroxyl and proton are defined as the charge determiningspecies.

surface charge densityThe quantity of electrical charge accumulated at a particle-solution interface,expressed per unit area; usually represented by the symbol �0.

streaming potentialWhen a liquid under a pressure gradient is forced through a capillary or porousplug, excess charges (ions) near the wall are swept along by the liquid creatingan accumulation of charge downstream. An electric field is also created, whichopposes this accumulation. After a steady state has been established, the measured potential difference across the capillary or plug is called the streaming potential and is related to the pressure gradient and to the shearplane potential.

zeta potential [electrokinetic potential, shear plane potential]The potential drop, �, across the mobile part of the electrical double layer, thatis responsible for the electrokinetic phenomena. � is positive if the potentialincreases from the bulk of the liquid phase towards the shear plane. Certainassumptions or estimations regarding the double layer properties must bemade in order to calculate � from experimental data. It is therefore essential toindicate in all cases which equations have been used in the calculation of �.It can be shown, however, that for the same assumptions about the double

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layer properties, all electrokinetic phenomena must give the same value for theelectrokinetic potential.

potential determining ionsThose species of ions that by virtue of their equilibrium distribution betweentwo phases determine the difference in Galvani potential between these phases. They are often, but not always, identical with the ions that stabilize acolloidal suspension formed from these phases.

co-ionsIn systems containing large ionic species (e.g., colloids), co-ions are thosethat, compared to the large ions, have low molecular mass and the samepolarity. For instance, in a suspension of negatively charged particlescontaining sodium chloride, the chloride ions are co-ions and the sodium ions are counterions.

counterionsIn systems containing large ionic species (e.g., colloids), counterions are thosethat, compared to the large ions, have low molecular mass and the oppositepolarity. For instance, in a suspension of negatively charged particlescontaining sodium chloride, the sodium ions are counterions and the chlorideions are co-ions.

charge reversalThe process wherein a charged particle is caused to assume a new charge ofthe opposite polarity. Such a change can be brought about by oxidation, reduction, dissociation, adsorption or ion exchange.

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electrokineticsReferring to the relative motions of charged species in an electric field. Thefield may be applied, or it may be created by the motion of a liquid or adjacentsolid phase.

electro-osmosisWhen a liquid moves in response to an applied electric field, while an adjacentsolid phase remains stationary (e.g., in a capillary or porous plug), this iscalled electro-osmotic flow. Fluid motion is due to the reaction of chargedspecies within the fluid, usually dissolved ions, to the applied field.

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electrophoresisThe motion of charged particles in an applied electric field.

electrophoretic mobility (static, dynamic)The electrophoretic velocity per unit field strength, symbol e=v/E; e is

positive if the particle moves toward lower potential and negative in theopposite direction. When measured in a d.c. electric field, e is referred to as

the static mobility. When measured in a high-frequency field it is referred to asthe dynamic mobility, and given the symbol d or (�). Dynamic mobility

may be a complex quantity at high frequencies.

electroacousticsReferring to the electric-acoustic coupling in a fluid containing charged colloids or ions; an effect that is responsible for the electrokinetic sonicamplitude, colloid vibration potential and ion vibration potential.

acoustophoresisThe induced motion of particles subjected to an acoustic field. Chargedparticles will generate an electric field as a result of this motion(see ultrasonic vibration potential).

ultrasonic vibration potential (UVP)When a sound wave propagates through a fluid containing charged particles(ions or colloids), coherent acoustophoretic motion of the particles createsalternating dipoles that generate a macroscopic potential difference termed theultrasonic vibration potential.

ion vibration potential (IVP)The ultrasonic vibration potential of an ionic solution; also known as theDebye effect.

colloid vibration current (CVI)The alternating electrical current generated by the vibration potential of a colloidal suspension. The CVI is related to dynamic mobility of the particles;related to colloid vibration potential.

colloid vibration potential (CVP)The ultrasonic vibration potential of a colloidal suspension. The resultingpotential difference is related to the dynamic mobility of the particles; recipro-cal effect to electrokinetic sonic amplitude.

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electrokinetic sonic amplitude (ESA)When a high-frequency alternating electric field is applied to a dispersion ofcharged colloids, the oscillatory electrophoretic motion of the particles relativeto the surrounding medium results in a measurable acoustic field whose ampli-tude is related to the dynamic mobility; reciprocal effect of colloid vibrationpotential. The phase difference between the applied field and the resultingacoustic response can also be used to estimate the particle size distribution.

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amphotericRefers to a type of surface in which the same surface group (reactive site) isable to function as both an acid and a base. That is, the site may dissociate torelease a proton or accept a proton.

zwitterionicRefers to a type of surface in which two distinct surface groups (reactive sites)are present. One is capable of dissociating to release a proton (acid group), andthe other is capable of accepting a proton (base group).

hydrophilicMay be used to describe the character of interaction of a particular atomicgroup (or substance) with an aqueous medium. In this usage the term has therelative qualitative meaning of "water loving." The more general term,lyophilic ("solvent loving"), is used to distinguish a class of colloidal systems.

hydrophobicThe tendency of hydrocarbons (or of lipophilic hydrocarbon-like groups insolutes) to form intermolecular aggregates in an aqueous medium, andanalogous intramolecular interactions. In this usage the term has the relativequalitative meaning of "water fearing." The more general term, lyophobic("solvent fearing"), is used to distinguish a class of colloidal systems.

indifferent electrolyte [supporting electrolyte]An ionic solution, whose constituents are not electroactive (i.e., they have nosignificant effect on the surface potential of the material under study; nooxidative or reductive capacity) in the range of applied potentials being studied,and whose ionic strength (and, therefore, contribution to the conductivity) isusually much larger than the concentration of an electroactive substance to bedissolved in it. The ions constituting an indifferent electrolyte are said toexhibit no specificity for the particle surface.

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ionic strengthA measure of electrolyte concentration given by I=½�ci zi

2, where ci are the

concentrations, in moles per liter, of the individual ions, i, and zi are their ion

charge numbers.

Debye-Hückel parameterA parameter in the Debye-Hückel theory of electrolyte solutions, denoted as �.For aqueous solutions at 25 ºC, �=3.288�I in reciprocal nanometers, where Iis the ionic strength. See double layer thickness.

double layer compression [screening]Increasing ionic strength causes the electrical potential near a charged surfaceto fall off more rapidly with distance. This is referred to as double layer com-pression or screening, because the double layer thickness shrinks as theDebye-Hückel parameter increases with increasing ionic strength.

electroviscous effectsFor dispersions of charged particles, these are those components of the viscosity connected with the charge on the particles.

suspension effectThe Donnan e.m.f. between a suspension and its equilibrium liquid. The effect is most commonly encountered with pH measurements in colloidalsuspensions.

potentiometric analysisAnalysis based on the measurement of electrical potential using, for example,a pH or ion-selective electrode. Potentiometry is often combined withtitrimetric analysis in the determination of particle surface charge.

titrantThe solution containing the active agent with which a titration is made.

titrationThe process of determining the amount of a substance A by adding incrementsof substance B with provision for some means of recognizing the point atwhich all of A has reacted. This allows the amount of A to be found from theknown amount of B added up to this point.

titrimetric analysisAnalysis of test sample properties based on titration.

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��3.�*"��4�!#��

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Compendium of Chemical Terminology - IUPAC Recommendations, Compiledby V. Gold, K.L. Loening, A.D. McNaught, and P. Sehmi, Blackwell ScientificPublications, Oxford, UK, 1987.

L.L. Schramm, The Language of Colloid and Interface Science - A Dictionaryof Terms, American Chemical Society, Washington, DC, 1993.

R.J. Hunter, Foundations of Colloid Science, Volume 1, Oxford UniversityPress, Oxford, UK, 1989.

P.C. Hiemenz and R. Rajagopalan, Principles of Colloid and SurfaceChemistry, 3rd Edition, Marcel Dekker, NY, 1997.

G.Y. Onoda and L.L. Hench, "Physical Characterization Terminology," Chapter5, pp. 35-37 in Ceramic Processing Before Firing, Edited by G.Y. Onoda andL.L. Hench, John Wiley & Sons, NY, 1978.

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Adsorption of Inorganics at Solid-Liquid Interfaces, Edited by M.A. Andersonand A.J. Rubin, Ann Arbor Science Publishers, Ann Arbor, MI, 1981.

Chemical Processing of Ceramics, Edited by B.I. Lee and E.J.A. Pope, MarcelDekker, NY, 1994.

Sample Preparation for the Determination of Particle Size Distribution ofCeramic Powders, ISO/DIS 14703, 1998.

Particle Size Analysis: Dispersing Agents for Powders in Liquids, ISOWorking Document 14887, 1997.

Surface and Colloid Chemistry in Advanced Ceramics Processing, Edited byR.J. Pugh and L. Bergström, Marcel Dekker, NY, 1994.

Ultrasonic and Dielectric Characterization Techniques for SuspendedParticulates, Edited by V.A. Hackley and J. Texter, American Ceramic Society,Westerville, OH, 1998.

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C.J. Brinker and G.W. Scherer, Sol-Gel Science, Academic Press, NY, 1990.

D.F. Evans and H. Wennerström, The Colloidal Domain, VCH Publishers, NY,1994.

E.K. Fischer, Colloidal Dispersions, John Wiley & Sons, NY, 1950.

R.J. Hunter, Zeta Potential in Colloid Science - Principles and Applications,Academic Press, NY, 1981.

D. Myers, Surfaces, Interfaces, and Colloids - Principles and Applications,Chapter 10, "Colloids and Colloidal Stability," VCH Publishers, NY, 1991.

D.H. Napper, Polymeric Stabilization of Colloidal Dispersions, AcademicPress, NY, 1983.

R.H. Ottewill, "Stability and Instability in Dispersed Systems," Journal ofColloid and Interface Science, 58, 357-373 (1977).

Th.F. Tadros, "Control of the Properties of Suspensions," Colloids andSurfaces, 18, 137-173 (1986).

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A number of terms were included courtesy of the American Chemical Societyfrom the book by L.L. Schramm. Some definitions contained in theCompendium of Chemical Terminology were used, in part or in whole, cour-tesy of the International Union on Pure and Applied Chemistry.

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James H. Adair, Merrilea J. MayoThe Pennsylvania State University, Particulate Materials Center

Jon A. CaseyIBM, Materials Technology

Robert A. CondrateAlfred University, New York State College of Ceramics

Matthew Frey, William Hunt, Thomas Wood3M Company, Ceramic Technology Center

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George Y. Onoda (retired), Ajit JillavenkatesaNational Institute of Standards and Technology, Ceramics Division

Robert J. HunterUniversity of Sydney, School of Chemistry, Australia

George W. SchererPrinceton University, Department of Chemical Engineering

Ponisseril SomasundaranColumbia University, Langmuir Center for Colloids and Interfaces

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elastic A conservative property in which part of the mechanical energy usedto produce deformation is stored in the material and recovered on release ofstress.

electroviscous The collective effects by which the presence of an electricaldouble-layer influences the flow behavior of a liquid. The double-layer is usually associated with charged particles suspended in the liquid orpolyelectrolytes dissolved in solution. There are three electroviscous effects:

primary The increase of fluid viscosity due to distortion of the doublelayer during shear. Distortion exerts a drag, increasing energy dissipation.

secondary The increase of fluid viscosity due to the interaction oroverlap of adjacent double-layers. Responsible for the formation of gelatin.

tertiary The variation in fluid viscosity that arises from geometricalchanges within the fluid due to double-layer interactions. The viscosityof a polyelectrolyte solution depends on the conformation of the molecules, which in turn is affected by intramolecular electrostaticinteractions between charged segments located along the polymerbackbone or on side chains.

plastic The property of a solid body that is in the elastic state when the stressis below a critical value, termed the yield stress, and in the plastic state whenthis value is exceeded. During ideal plastic flow, energy dissipation and stressare independent of the rate of deformation.

viscoelastic A time-dependent property in which a material under stressproduces both a viscous and an elastic response. A viscoelastic material willexhibit viscous flow under constant stress, but a portion of mechanical energyis conserved and recovered after stress is released. Often associated withpolymer solutions, melts and structured suspensions, viscoelastic propertiesare usually measured as responses to an instantaneously applied or removedconstant stress or strain or a dynamic stress or strain.

viscoelectric An effect by which the electric field near a charged interfaceinfluences the structure of the surrounding fluid and thereby modifies theviscosity of the fluid.

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viscoplastic A hybrid property in which a material behaves like a solid belowsome critical stress value, the yield stress, but flows like a viscous liquid whenthis stress is exceeded. Often associated with highly aggregated suspensionsand polymeric gels.

viscous The tendency of a liquid to resist flow as a result of internal friction.During viscous flow, mechanical energy is dissipated as heat and the stressthat develops depends on the rate of deformation.

(���)% $��%!"���'��&5�� ���$�

Viscosity nomenclature related to oscillatory measurements is defined here ingeneral terms, but are described more explicitly in section 8.

apparent viscosity, �app The value of viscosity evaluated at some nominalaverage value of the shear rate. The apparent viscosity applies, for instance, inthe capillary method, where a range of shear rates are employed.

coefficient of fluidity [fluidity], � Reciprocal of the coefficient of viscosity.

��= 1 / �

coefficient of viscosity [viscosity], � The ratio of shear stress to shear rateunder simple steady shear. The abbreviated form "viscosity" is used mostoften in practice, and is frequently employed without discriminating betweenNewtonian and non-Newtonian behavior. When the quotient is independentof shear rate (i.e., follows the Newtonian model), it is considered a materialconstant. When the quotient is dependent on shear rate (i.e., non-Newtonian),it should be referred to as the non-Newtonian viscosity.

complex viscosity, �* The frequency-dependent viscosity function deter-mined during forced harmonic oscillation of shear stress; contains both realand imaginary parts.

differential viscosity, �diff The derivative of shear stress with respect to

shear rate.

���������� �����������������������

��� ���� /diff

��� �/�

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dynamic viscosity, �� The ratio of the loss modulus to the angular frequency,determined during forced harmonic oscillation (dynamic) measurements. Thereal part of the complex viscosity.

���= G� / �

infinite shear viscosity, �� The high shear rate limiting value of viscosity.

Often associated with the second Newtonian region in pseudoplastic fluids.

inherent viscosity [logarithmic viscosity], �inh A natural logarithmic

function of the relative viscosity reduced by the solute concentration.

intrinsic viscosity [limiting viscosity number], [�] The zero concentrationlimiting value of the reduced specific viscosity. A characteristic function forthe single molecule in solution. [�] is equivalent to the effective hydrodynamicspecific volume for the solute.

kinematic viscosity, The ratio of the viscosity of a fluid to its density.

= �s / �

out-of-phase viscosity, � �� The ratio of the storage modulus to the angularfrequency, determined during forced harmonic oscillation (dynamic) measure-ments. The imaginary part of the complex viscosity.

���= G� / ��

plastic viscosity, �pl For a Bingham model, the excess of the shear stress

over the yield stress divided by the shear rate, and equal to the differentialviscosity. For non-ideal Bingham materials, the differential viscosity determinedin the high-shear limiting, linear portion of the flow curve; associated withviscoplastic fluids.

����������������� ����������$����������

cr

inh

��

ln�

redc

��0

lim][�

����

��

�����

/limpl

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reduced viscosity [viscosity number], �red The ratio of any viscosity func-

tion to the concentration, c, of the solute or particulate phase. By normalizingviscosity in this way, concentration effects become more apparent. Forinstance, the reduced specific viscosity is:

relative viscosity [viscosity ratio], �r Ratio of the viscosity in a suspension

or solution to the viscosity of the suspending medium or solvent.

specific viscosity, �sp The relative viscosity minus unity.

zero shear viscosity, �0 The low shear rate limiting value of viscosity.

Associated with the first Newtonian region in many pseudoplastic fluids.

(�(�"���!���&.!�� ���'�%�"�4�

apparent yield stress For non-ideal viscoplastic materials, where the yieldstress is indefinite, an apparent yield stress can be defined, for example, byextrapolation from the linear, high-shear-rate portion of the flow curve to thestress axis. (see Bingham relation)

compliance The quotient of strain and stress (e.g., shear compliance). Thereciprocal of modulus.

deformation Movement of parts or particles of a material body relative toone another such that the continuity of the body is not destroyed, resulting in achange of shape or volume or both.

dilatant A property often associated with suspensions of irregularly shapedparticles, in which the liquid exhibits an increase in volume while beingsheared. The term is also used in common practice to mean shear-thickening,the increasing resistance to shear with increasing shear rate. It is possible foreither of these two effects to exist in the absence of the other.

������������������ %����������

cspred /�� �

Sr ��� /�

1!� rsp ��

��� 0

0 lim�

��

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dynamic equilibrium A state in which dynamic opposing forces just bal-ance to obtain a quasi-equilibrium condition. Dynamic equilibrium is achievedduring steady shear flow when break down and rebuilding of structure occurat similar rates, and the viscosity is constant at a given shear rate.

dynamic [oscillatory] shear flow Condition under which stress and strainvary harmonically with time during a rheometric experiment.

Einstein's Law of Viscosity Describes the relationship between the viscosityof a dilute dispersion and the volume fraction of the dispersed particles. Therelationship is derived with two major assumptions, that the particles are solidspheres and that their concentration is very low.

where �S is the viscosity of the suspending medium and � is the volume

fraction. The factor 2.5 is known as the Einstein coefficient. To describe moreconcentrated dispersions, higher terms in the power series have been retainedand analyzed with varying success.

equilibrium [steady state] flow Condition under which a constant stress orshear rate is maintained for a sufficient time to allow dynamic equilibrium tobe achieved in a fluid containing time-dependent structure. An equilibriumflow curve can be used to characterize the time-independent flow properties ofa material.

elastic modulus [modulus of elasticity] A modulus of a body that obeysHooke's law.

flow Continuously increasing deformation of a material body under theaction of finite forces. When the force is removed, if the strain does not even-tually return to zero, then flow has occurred.

flow curve A graphical representation of the behavior of flowing materials inwhich shear stress is related to shear rate.

Hooke's law Provides that the quotient of stress and strain (i.e., the modulus)is a constant. A body obeying Hooke's law cannot be viscoelastic nor doesflow occur.

laminar flow Flow without turbulence.

����������������� ����������$����������

....5.21S

"�"���

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modulus The quotient of stress and strain where the type of stress and strainis defined by the type of deformation employed (e.g., shear modulus in sheardeformation).

Navier-Stokes equations The equations of motion for a Newtonian fluidmodel describing the balance between external forces (like gravity), thepressure force and the viscous force.

Newtonian Flow model of fluids in which a linear relationship existsbetween shear stress and shear rate, where the coefficient of viscosity is theconstant of proportionality.

no-slip Condition in which fluid adjacent to a surface moves with thevelocity of that surface. The assumption of no-slip is key to most rheometricmeasurements. Slippage is a significant concern in concentrated suspensions.

non-equilibrium flow Condition under which shear is varied at a rate thatdoes not permit dynamic equilibrium to be achieved. A thixotropic loop is theresult of non-equilibrium flow conditions during shear cycling.

non-Newtonian Any laminar flow that is not characterized by a linearrelationship between shear stress and shear rate.

normal stress, �n The component of stress that acts in a direction normal

to the plane of shear.

Peclet number, Pe A dimensionless group used to compare the effect ofapplied shear with the effect of thermal (Brownian) motion; Pe=r2 /D,where r is the particle radius and D is the translational diffusion coefficient.For Pe << 1, particle behavior is dominated by diffusional relaxation, whereasfor Pe >>1, hydrodynamic effects dominate.

Poiseuille flow Laminar flow in a pipe of circular cross section under aconstant pressure gradient. (see also Capillary Methods)

Reynolds number, Re A dimensionless group that expresses the ratio of theinertial forces to the viscous forces; Re=D /�, where D is a characteristiclength (e.g., particle size or pipe diameter), is a typical fluid speed, and �/is the kinematic viscosity of the fluid. The transition from laminar to turbulentflow is characterized by high Re values.

&��������� ������������������

��

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rheology The science of the deformation and flow of matter.

rheometric Refers to the measurement of rheological properties.

shear The relative movement of parallel adjacent layers.

shear compliance, J The ratio of shear strain to its corresponding shearstress. The reciprocal of shear modulus.

shear modulus [modulus of rigidity], G The ratio of shear stress to itscorresponding shear strain. The reciprocal of shear compliance.

shear rate (rate of shear strain), The rate of change of shear strain withtime (d��/ dt). For liquids, the shear rate, rather than strain, is generally usedin describing flow.

shear stress, � The component of stress that causes successive parallellayers of a material body to move, in their own planes (i.e., the plane ofshear), relative to each other.

shear strain, � The relative in-plane displacement, #x, of two parallel layersin a material body divided by their separation distance, y. Alternatively, theshear strain can be defined as tan $, where $ is the angle of deformation asshown in Figure 1.

shear-thickening An increase in viscosity with increasing shear rate duringsteady shear flow. The term dilatant is commonly used in practice to indicateshear-thickening, although this usage is strictly incorrect.

shear-thinning [pseudoplastic] A decrease in viscosity with increasingshear rate during steady shear flow.

����������������� ����������$����������

��4������!��$�!�%� ��'!$� �

��

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simple shear In simple shear there is no change in the dimension normal tothe plane of shear, and the relative displacement of successive parallel layersof a material body are proportional to their distance from a reference layer.The type of flow used in most rheometric measurements on fluids can beapproximated by simple shear.

steady shear flow Condition under which a fluid is sheared continuously inone direction during the duration of a rheometric experiment.

stress Force per unit area.

structure In rheology, structure is a term that refers to the formation of stablephysical bonds between particles (or chemical bonds between macromole-cules) in a fluid. These bonds result in aggregate, floc, or network structure,which impacts the rheological behavior of the fluid and provides elastic andplastic properties. The term may be extended to include structural effectscaused by electroviscous interactions, physical bonds between polymers(e.g., associative thickeners), shear-induced alignment of anisotropic particles,and close-packing (radial distribution) correlations in concentrated suspensions.The term "structure" is commonly invoked even when little is known about thecause of observed changes in rheological properties.

Weissenberg effect The tendency of some viscoelastic fluids to flow in adirection normal to the direction of shear. The effect is manifested by behaviorsuch as the climbing of a fluid up a rotating rod.

Weissenberg number, Wi A measure of the degree of nonlinearity or thedegree to which normal stress differences are exhibited in a flow. For steady,simple shear, the Weissenberg number is the product of the shear rate and acharacteristic time of the fluid. In oscillatory shear it is the product of theshear rate amplitude and the characteristic time of the fluid. In convergingflows it is proportional to the Deborah number.

yield response For non-ideal viscoplastic materials, the yield stress can beindefinite and yielding may occur continuously over a narrow range of stressvalues. In this case, the behavior may be more properly termed a yieldresponse.

yield stress, �y A critical shear stress value below which an ideal plastic or

viscoplastic material behaves like a solid (i.e., will not flow). Once the yieldstress is exceeded, a plastic material yields (deforms plastically) while aviscoplastic material flows like a liquid.

&��������� ������������������

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(�0�"!���&� !$��%�&�6)�"�*��)'�"���)�+��

Steady-shear flow curves for suspensions and solutions measured under equi-librium conditions may exhibit a variety of behaviors over a limited range ofshear rates. Additionally, some materials may exhibit more than one distinctbehavior over different shear rate regions of the same flow curve. Severaltypes of behavior can be classified according to their characteristic shape. Thefollowing classification system covers the six most frequently encounteredflow types as illustrated in the accompanying graph.

1. Newtonian Differential viscosity and coefficient of viscosity are constantwith shear rate.

2. shear-thickening Differential viscosity and coefficient of viscosity increasecontinuously with shear rate.

3. shear-thinning [pseudoplastic] Differential viscosity and coefficient ofviscosity decrease continuously with shear rate. No yield value.

4. shear thinning [pseudoplastic]with yield response Differentialviscosity and coefficient of viscositydecrease continuously with shearrate once the apparent yield stress,�app, has been exceeded.

5. Bingham plastic (ideal)Obeys the Bingham relationideally. Above the Binghamyield stress (�B in Figure 2) the

differential viscosity is constantand is called the plastic viscosity,while the coefficient of viscositydecreases continuously to somelimiting value at infinite shearrate.

6. Bingham plastic (non-ideal) Above the apparent yield stress thecoefficient of viscosity decreases continuously, while the differential viscosityapproaches a constant value with increasing shear rate. Extrapolation of theflow curve from the linear, high shear rate region (plastic region) to the

����������������� ����������$����������

��4�����%$�&� !$��%�&&"�� )�+��*!����%$���� �!�! $����$� ��!#��

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stress axis gives the apparent Bingham yield stress (�B* in Figure 2). The

differential viscosity in the linear region is termed the plastic viscosity.

(�1�7#������%�&����� ��*�%4�$�!�����!���%8���$�%�!%�"��

The expressions shown in this section are used to characterize the non-Newtonian behavior of fluids under equilibrium, steady shear flow conditions.Many phenomenological and empirical models have been reported in the liter-ature. Only those having a direct and significant implication for suspensions,gels and pastes have been included here. A brief description of each relation-ship is given with examples of the types of materials to which it is typicallyapplied. In defining the number of parameters associated with a particularmodel, the term "parameter" in this case refers to adjustable (arbitrary)constants, and therefore excludes measured quantities. Some of theseequations have alternative representations other than the one shown. Moredetailed descriptions and alternative expressions can be found in the sourceslisted in the bibliography.

Bingham

The Bingham relation is a two parameter model used for describing viscoplasticfluids exhibiting a yield response. The ideal Bingham material is an elasticsolid at low shear stress values and a Newtonian fluid above a critical valuecalled the Bingham yield stress, �B. The plastic viscosity region exhibits a

linear relationship between shear stress and shear rate, with a constantdifferential viscosity equal to the plastic viscosity, �pl.

Carreau-Yasuda

A model that describes pseudoplastic flow with asymptotic viscosities at zero(�0) and infinite (��) shear rates, and with no yield stress. The parameter %is a constant with units of time, where 1/% is the critical shear rate at whichviscosity begins to decrease. The power-law slope is (n-1) and the parameter a

�������������� "'�������������� ��(����

B

plB

for0 �&���

��"���

' () *' ( ana /1

0

1!

� "�!!

�%����

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represents the width of the transition region between �0 and the power-law

region. If �0 and �� are not known independently from experiment, these

quantities may be treated as additional adjustable parameters.

Casson

A two parameter model for describing flow behavior in viscoplastic fluidsexhibiting a yield response. The parameter �y is the yield stress and �pl is the

differential high shear (plastic) viscosity. This equation is of the same form asthe Bingham relation, such that the exponent is 1/2 for a Casson plastic and 1for a Bingham plastic.

Cross

A model, similar in form to the Carreau-Yasuda relation, that describespseudoplastic flow with asymptotic viscosities at zero (�0) and infinite (��)

shear rates, and no yield stress. The parameter % is a constant with units oftime, and m is a dimensionless constant with a typical range from 2/3 to 1. If�0 and �� are not known independently from experiment, these quantities

may be treated as additional adjustable parameters.

Ellis

A two parameter model, written in terms of shear stress, used to represent apseudoplastic material exhibiting a power-law relationship between shearstress and shear rate, with a low shear rate asymptotic viscosity. The parameter�2 can be roughly identified as the shear stress value at which � has fallen to

half its final asymptotic value.

Herschel-Bulkley

����������������� ����������$����������

y

2/12/1pl

2/1y

2/1

for0 �&���

��"���

' (m0 1

1

�%"�

�!��!�

1

2

0

1!+

�� �

��

��"

���

ny k�"��� �

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A three parameter model used to describe viscoplastic materials exhibiting ayield response with a power-law relationship between shear stress and shearrate above the yield stress, �y. A plot of log (� - �y) versus log gives a slope

n that differs from unity. The Herschel-Bulkley relation reduces to the equa-tion for a Bingham plastic when n=1.

Krieger-Dougherty

A model for describing the effect of particle self-crowding on suspension vis-cosity, where , is the particle volume fraction, ,m is a parameter representing

the maximum packing fraction and [�] is the intrinsic viscosity. For idealspherical particles [�]=2.5 (i.e., the Einstein coefficient). Non-spherical orhighly charged particles will exhibit values for [�] exceeding 2.5. The value of[�] is also affected by the particle size distribution. The parameter ,m is a

function of particle shape, particle size distribution and shear rate. Both [�]and ,m may be treated as adjustable model parameters.

The aggregate volume fraction (representing the effective volume occupied byparticle aggregates, including entrapped fluid) can be determined using thisequation if ,m is fixed at a reasonable value (e.g., 0.64 for random close pack-

ing or 0.74 for hexagonal close packing) and [�] is set to 2.5. In this case, , isthe adjustable parameter and is equivalent to the aggregate volume fraction.

Meter

A model, expressed in terms of shear stress, used to represent a pseudoplasticmaterial exhibiting a power-law relationship between shear stress and shearrate, with both high (��) and low (�0) shear rate asymptotic viscosity limits.

The parameter �2 can be roughly identified as the shear stress value at which

� has fallen to half its final asymptotic value. The Meter and Carreau-Yasudamodels give equivalent representations in terms of shear stress and shear rate,respectively. If �0 and �� are not known independently from experiment,

these quantities may be treated as additional adjustable parameters.

��������������)��������������

m][

mr 1

,�!

�� �

��

,,!��

' ( 12

0

1 !+�

���"

�!�"���

��

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38

Powell-Eyring

Derived from the theory of rate processes, this relation is relevant primarilyto molecular fluids, but can be used in some cases to describe the viscousbehavior of polymer solutions and viscoelastic suspensions over a wide rangeof shear rates. Here, �� is the infinite shear viscosity, �0 is the zero shear

viscosity and the fitting parameter - represents a characteristic time of themeasured system. If �0 and �� are not known independently from experi-

ment, these quantities may be treated as additional adjustable parameters.

power-law [Ostwald-de Waele]

A two parameter model for describing pseudoplastic or shear-thickeningbehavior in materials that show a negligible yield response and a varyingdifferential viscosity. A log-log plot of � versus gives a slope n (the power-law exponent), where n<1 indicates pseudoplastic behavior and n>1 indicatesshear-thickening behavior.

(�3��'�8��#�%��%$�&&� $�

Time-dependence includes those effects associated with transient flow condi-tions as well as those effects associated with irreversible changes that resultfrom shear history.

creep The response of a material to the instantaneous application of aconstant stress.

creep function In an applied stress test, where an instantaneous and constantstress is applied to a material while the shear rate (or shear strain) is measuredover time, the shear rate (or strain) vs. time function is termed the creepfunction. The function J(t)=�(t)/F is referred to as the creep compliance.

Deborah number, De The ratio of a characteristic relaxation time of amaterial to the duration of the observation. In equilibrium flow, the effectiveduration of the experiment is infinity, and De=0. In oscillatory shear, it is theproduct of the frequency and the relaxation time of the fluid. In convergingflows, the Deborah number is proportional to the Weissenberg number.

����������������� ����������$����������

' ( ' (�-

�-�!�"���

!

�� �

�1

0

sinh

nK��� �

��

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flow hysteresis A condition resulting from differences in the rate of energydissipation due to shear history. In a typical rheometric test, shear stress orshear rate is ramped at a fixed speed up to a maximum value, then rampedback down at the same speed to the beginning. In hysteresis, one flow curvelies above the other, forming a continuous loop whose internal area dependson the shear and thermal history of the material, and on how rapidly the stressor shear rate was ramped. If the down-curve lies below the up-curve, then it isreferred to as a thixotropic loop, whereas if the down-curve lies above the up-curve, then it is called a negative thixotropic loop.

negative thixotropy [anti-thixotropy] A reversible time-dependent increasein viscosity at a particular shear rate. Shearing causes a gradual growth instructure over time.

relaxation time, - A time characterizing the response of a viscoelasticmaterial to the instantaneous application of a constant strain.

retardation time, - A time characterizing the response of a viscoelasticmaterial to the instantaneous application of a constant stress.

rheomalaxis An irreversible decrease of viscosity during shearing. Attributedto permanent changes in the material structure.

rheopexy An effect by which a material recovers some of its pre-sheared vis-cosity at a faster rate when it is gently sheared compared to when it is allowedto stand. Not to be confused with negative thixotropy.

stress growth When an instantaneous and constant strain (or shear rate) isapplied to a material while stress is measured over time, an increasing stressvs. time or modulus vs. time function is termed stress growth.

stress relaxation When an instantaneous and constant strain (or shear rate)is applied to a material while stress is measured over time, a decreasing stressvs. time or modulus vs. time function is termed stress relaxation.

thixotropy A reversible time-dependent decrease in viscosity at a particularshear rate. Shearing causes a gradual breakdown in structure over time.

(�9�� �""!$�����!�)��'�%$�

forced harmonic oscillation is a dynamic rheometric test in which both stressand strain vary harmonically with time, and both viscous and elastic parame-

����)����������"��������

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ters are derived from the material response. Such tests are almost always car-ried out in the linear viscoelastic regime, which is characterized by a linearresponse of dynamic viscosity and elasticity with increasing strain amplitude.

(�9���!$���!"�)% $��%�����+��&��'�� �""!$������$�

In a typical sinusoidal oscillation experiment, the applied stress and resultingstrain wave forms can be described as follows:

where �0 is the stress amplitude�0 is the strain amplitude�=2.f is the angular frequencyt is time/ is the phase lag (loss angle)

The phase lag and amplitude ratio (�0/�0) will generally vary with frequency,

but are considered material properties under linear viscoelastic conditions. Foran ideal solid, /=0º, and the response is purely elastic, whereas for aNewtonian fluid yielding a purely viscous response, /=90º.

The material functions can be described in terms of complex variables havingboth real and imaginary parts. Thus, using the relationship:

����������������� ����������$����������

' (/!����

����

tcos

tcos

0

0

��4�(���%)����!"�!+�&��'�&���$����!%��$�!�%&)% $��%��

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41

Then the stress and strain can be expressed as follows:

where (�0e-j/) is termed the complex strain amplitude. The shear storagemodulus [or storage modulus, for short], which represents the in-phase(elastic) component of oscillatory flow, is defined as:

The out-of-phase (viscous) component is termed the shear loss modulus[or loss modulus, for short]:

The complex shear modulus, G*, is then defined as follows:

so that:

The function G"/G' measures therelative importance of viscous toelastic contributions for a materialat a given frequency.

Additionally, a complex viscosity, �*,can be defined using the complex strainrate, = j��, such that:

$��������������������(��������*����������������

1jwhere

exsinjxcos xj

!�

�"

' (' (' ( ' (tjjtj

tj

eee

e�//�

���

��!! 0�0�

0�

00

0

/��

��� cosstorageG0

0modulus

/��

���� sinlossG0

0modulus

/��

"/��

�� sinjcosamplitudestraincomplex

amplitudestresscomplex*G

0

0

0

0

GGTan

GjG*G

����/

��"��

��4�0�5� $���!"��#����%8$!$��%�&'��)"��

����

���� /

j*Ge

jamplituderatestraincomplex

amplitudestresscomplex* j

0

0

��

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or alternatively

where �' is termed the dynamic viscosity, and is equivalent to the ratio of thestress in phase with the rate of strain (�0 sin /) to the amplitude of the rate of

strain (��0). The term �'' is referred to as the out-of-phase viscosity, and is

equivalent to the ratio of the stress 90° out of phase with the rate of strain (�0

cos /) to the amplitude of the rate of strain (��0) in the forced oscillation.

Finally, an absolute shear modulus is defined as the ratio of the amplitude ofthe stress to the amplitude of the strain in forced oscillation (simple shear), or:

Alternatively, forced oscillation experiments can be equivalently described interms of compliance, as opposed to the derivation above based on the modu-lus. Similar arguments lead to the following analogous terms:

complex shear compliance, J* The ratio of the complex strain (�*) tocomplex stress (�*) in forced oscillation (simple shear).

shear storage compliance, J' The ratio of the amplitude of the strain inphase with the stress (�0 cos /) to the amplitude of the stress (�0) in forced

oscillation (simple shear).

shear loss compliance, J'' The ratio of the amplitude of the strain 90° out ofphase with the stress (�0 sin /) to the amplitude of the stress (�0) in forced

oscillation (simple shear).

absolute shear compliance, |J*| The ratio of the amplitude of the strain (�0)

to the amplitude of the stress (�0) in forced oscillation (simple shear).

����������������� ����������$����������

����

���

G

G

j

����

����

��!��*

2122

0

0 )GG(*G ��"����

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There are two common methods used for rheometric measurements on fluidsystems: capillary (or tube) and rotational. In this section, a brief summary isgiven for each general method along with descriptions of common measure-ment devices and geometries. Measurement devices can be grouped into oneof two general classifications. A viscometer is a device used principally forthe measurement of viscosity, while a rheometer is a device used for themeasurement of rheological properties over a varied and extended range ofconditions. More detailed descriptions of these instruments and methods canbe found in the primary sources listed in the bibliography. Only a briefcoverage is provided here.

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In capillary methods the test fluid is made to flow through a narrow tube asa result of hydrostatic or applied pressure. Capillary measurements areconsidered the most precise way of determining the viscosity of Newtonianand some non-Newtonian viscous fluids, and are generally simpler in designand less expensive relative to rotational instruments. Poiseuille's Law, whichrelates the rate of flow through a capillary to the viscosity of the liquid, is thebasis for the capillary method.

Glass Capillary ViscometerWidely used for measuring the viscosity of Newtonian fluids, including dilutesolutions and suspensions, the glass capillary viscometer is the simplest andleast expensive viscometric system available commercially. Typically, in thistechnique, the time required for a given volume of fluid to flow through adefined length, L, of glass capillary under its ownhydrostatic head is measured. The flow time, t, isrelated to the viscosity using a simple relationshipderived from Poiseuille's Law, of the form:

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where A and B are instrument constants. The second term on the right handside is related to the kinetic energy correction, and can be ignored for longflow times. In this case, a simple linear equation results. The viscometer canbe easily calibrated using a standard fluid with known viscosity at themeasurement temperature. Capillaries with different diameters can be used fordifferent viscosity ranges, while maintaining reasonable flow times.

Extrusion Capillary ViscometerThese instruments are widely used for measuring viscous fluids, such asasphalt cements, polymer melts, and stable concentrated suspensions.Extrusion viscometers have the advantage of high precision and simple design,and are less subject to temperature effects that can occur during shearing ofhighly viscous fluids in rotational devices.

Extrusion viscometers use a cylindrical piston to force the test fluid from areservoir through the capillary tube at a constant velocity. By measuring thepressure drop across the capillary as a function of flow rate for multiplecapillaries of the same diameter, d, but differing length, L, it is possible todetermine the viscosity as a function of shear rate.

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In rotational methods the test fluid is continuously sheared between twosurfaces, one or both of which are rotating. These devices have the advantageof being able to shear the sample for an unlimited period of time, permittingtransient behavior to be monitored or an equilibrium state to be achieved,under controlled rheometric conditions. Rotational methods can also incorpo-rate oscillatory and normal stress tests for characterizing the viscoelasticproperties of samples. In general, rotational methods are better suited for themeasurement of concentrated suspensions, gels and pastes, but are generallyless precise as compared to capillary methods.

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Rotational measurements fall into one of two categories: stress-controlled orrate-controlled. In stress-controlled measurements, a constant torque isapplied to the measuring tool in order to generate rotation, and the resultingrotation speed is then determined. If a well-defined tool geometry is used, therotation speed can be converted into a corresponding shear rate. In rate-controlled measurements, a constant rotation speed is maintained and theresulting torque generated by the sample is determined using a suitable stress-sensing device, such as a torsion spring or strain gauge. Some commercialinstruments have the capability of operating in either stress-controlled orrate-controlled modes.

Simple Rotational Viscometer ("Brookfield type")The least expensive commercial variant of the controlled-rate rotationalviscometer is commonly referred to as a "Brookfield type" viscometer§. Thisdevice measures fluid viscosity at fixed rotation speeds by driving ameasurement tool ("spindle"), immersed in the test fluid, through acalibrated torsion spring. Viscous drag of the fluid against the spindle causesthe spring to deflect, and this deflection is correlated with torque. Thecalculated shear rate depends on the rotation speed, the tool geometry and he size and shape of the sample container. Conversion factors are neededto calculate viscosity from the measuredtorque, and are typically pre-calibrated forspecific tool and container geometries. ForNewtonian fluids the torque is proportionalto the product of viscosity and rotationalspeed, but this proportionality is lost in thecase of a non-Newtonian fluid. Becausethese instruments are robust and fairlysimple to use, they have found wideapplication in industry, but they offerlimited capabilities and precision forresearch-oriented applications.

Rotational RheometerHigh-precision, continuously-variable-shear instruments in which the test fluidis sheared between rotating cylinders,cones or plates, under controlled-stressor controlled-rate conditions, are termedrotational rheometers. Instrumentsproducing oscillatory strains areavailable, and a few commercial

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systems permit measurement of the normal stress. The basic rotational systemconsists of four parts: (i) a measurement tool with a well-defined geometry,(ii) a device to apply a constant torque or rotation speed to the tool over awide range of shear stress or shear rate values, (iii) a device to determine thestress or shear rate response, and (iv) some means of temperature control forthe test fluid and tool. Depending on the design specifications, rheometers mayalso include built-in corrections or compensations for inertia, drift, and tem-perature fluctuations during measurement.

Most rheometers are based on the relative rotation about a common axis ofone of three tool geometries: concentric cylinder, cone and plate or parallelplates (See Figure 8).

In the concentric cylinder (also called Couette or Coaxial) geometry eitherthe inner, outer or both cylinders may rotate, depending on instrument design.The test fluid is maintained in the annulus between the cylinder surfaces. Thistool geometry comes in several configurations, of which the three most com-monly encountered are illustrated in Figure 9. The double-gap configurationis useful for low viscosity fluids, as it increases the total area, and thereforethe viscous drag, on the rotating inner cylinder, and generally increases theaccuracy of the measurement. The cone and hollow cavity configurations arespecifically designed to reduce or account for end effects. In addition, toprevent slippage, the inner cylinder surface is sometimes serrated or otherwise

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roughened. The concentric cylinder geometry is typically used for the analysisof fluid suspensions.

The cone and plate geometry consists of an inverted cone in near contactwith a lower plate. The cone is usually designed with an angle of less than 4°.Either the upper or lower surface may rotate depending on instrument design.The parallel plate geometry can be considered a simplified version of thecone and plate, having an angle of 0°. The test fluid is constrained in the arrow gap between the two surfaces. Cone and plate and parallel platemeasurement tools are most often used for highly viscous pastes, gels, andconcentrated suspensions.

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Ceramic materials are typically fabricated from particles in the subsieve orfine size range (i.e., less than roughly 37 m), though coarse agglomeratesmay play a role during some phase of processing. On the other hand, concreteis classified as a ceramic material, but containing a considerably broader rangeof particle sizes, from less than one micrometer up to about 20 mm (i.e., wellinto the sieve range). This wide range results from the heterogeneous concretecomposition, which includes cement (5 m to 60 m), mineral fillers (< 1 mto 100 m), fine aggregates (0.1 mm to 5 mm) and coarse aggregates (4 mmto 30 mm or higher in some special concretes) or stones.

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As a result of the broad range of particle sizes and the presence of sieve-sizeparticles, methods to measure the flow properties of concrete differ significant-ly from those methods specified for applications involving suspensions of fineparticles. Test methods applied to concrete tend to be largely empirical innature or they are scaled up versions of the techniques described in section 9for fine particle suspensions. In the former case are the most commonly usedtests in the industry; they generally represent an attempt to "imitate" a mode ofplacement or flow of the concrete during production. In the latter case are lesscommon methods that attempt to measure fundamental rheological propertiesof concrete. In addition, rheological test methods for concrete tend to fall intoone of four general categories:

confined flow The material flows under its own weight or under an appliedpressure through a narrow orifice. The orifice is defined as an opening roughlythree to five times larger than the maximum particle size. Because coarseaggregates are often of the order of 30 mm, the orifice must typically be90 mm to 150 mm in diameter. Confined flow methods include flow cone,filling ability devices, flow test through an opening and the Orimet apparatus.

free flow The material either flows under its own weight, without anyconfinement or an object penetrates the material by gravitational settling. Freeflow methods include slump, modified slump, penetrating rod and turning tubeviscometer.

vibration The material flows under the influence of applied vibration. Thevibration is applied by using a vibrating table (e.g., Ve-Be time and remoldingtest), dropping the base supporting the material (DIN slump cone test), anexternal vibrator (e.g., LCL apparatus) or an internal vibrator (e.g., settlingmethod).

rotational rheometers The material is sheared between two parallelsurfaces, one or both of which are rotating. These tests are analogous torheometers described in section 9, except in this case the gap between surfacesmust be scaled up to reflect the much larger dimensions of the concreteparticles. Rotational rheometers include BTRHEOM, CEMAGREF, two-pointor Tattersall, IBB, and BML.

Separate glossaries of rheological terms and test methods are provided below.For more detailed summaries of the numerous rheological tests used through-out the concrete industry, including empirical tests that are widely implement-ed, see Ferraris (1999) in the list of primary sources.

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Much of the rheological work on concrete and other cementitious materialshas, historically, been directed toward the practical exploitation of the materialand, as a result, numerous terms are in common use that are unique to theconcrete, mortar and cement industries. The most frequently encounteredrheological terms are defined here.

consistency The relative mobility or ability of freshly mixed concrete ormortar to flow; the usual measurements are slump for concrete, flow formortar or grout, and penetration resistance for neat cement paste. (see: normalconsistency, plastic consistency, wettest stable consistency)

consistency factor A measure of grout fluidity, roughly analogous toviscosity, that describes the ease with which grout may be pumped into poresor fissures; usually a laboratory measurement in which consistency is reportedin degrees of rotation of a torque viscometer in a specimen of grout.

consolidation The process of inducing a closer arrangement of the solidparticles in freshly mixed concrete or mortar, during and after placement untilsetting, by the reduction of voids. Consolidation is accomplished by vibration,centrifugation, rodding, tamping or some combination of these actions. Thisterm is also applicable to similar manipulation of other cementitious mixtures,soils, aggregates or the like.

finishing Leveling, smoothing, consolidating and otherwise treating thesurfaces of fresh or recently placed concrete or mortar to produce the desiredappearance and service.

impending slough Consistency of a shotcrete mixture containing themaximum amount of water such that the product will not flow or sag afterplacement.

mobility The ability of fresh mixed concrete or mortar to flow.

normal consistency (1) The degree of wetness exhibited by a freshly mixedconcrete, mortar, or neat cement grout when the workability of the mixture isconsidered acceptable for the purpose at hand. (2) The physical condition ofneat cement paste as determined with the Vicat apparatus in accordance with astandard test method (e.g., ASTM C 187).

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plastic consistency Condition of freshly mixed cement paste, mortar orconcrete such that deformation will be sustained continuously in any directionwithout rupture.

slump A measure of consistency of freshly mixed concrete, mortar or stuccoequal to the subsidence measured to the nearest 5 mm (1/4 in) of the moldedspecimen after removal of the slump cone.

wettest stable consistency The condition of maximum water content atwhich cement grout and mortar will adhere to a vertical surface withoutsloughing.

workability [placeability] That property of freshly mixed concrete or mortarthat determines the ease and homogeneity with which it can be mixed, placed,consolidated and finished.

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BML Commercial rotational rheometer derived from the two-point test. Theprinciple of operation is identical to the two-point test, but the shape of thevane has been modified. The vane is as shown in Figure 10(c).

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BTRHEOM Commercial parallel plate concrete rheometer. Measurementscan be performed with and without applied vibration.

CEMAGREF Coaxial rotational rheometer originally developed for testingfluid lava. It has been occasionally employed to test concrete. Only one proto-type currently exists.

DIN slump cone test A vibration method. A variation of the slump cone testin which the cone is placed on a metal sheet. After filling the cone with con-crete, it is lifted and the metal support sheet is raised on one side and droppedfrom a pre-established height (usually about 100 mm) a specified number oftimes. The spread of the concrete is measured. This standard test is describedin DIN 1045.

filling ability Confined flow method measuring the ability of concrete toflow into a predefined form. Several different molds are used: U-shaped andL-shaped are the most common. In both cases the concrete is forced by gravityto flow into and fill the mold. The volume occupied by the concrete at theend of the test is a measure of the ability of the concrete to flow or its fillingability.

flow cone [V-funnel cone] Confined flow method consisting in filling afunnel with concrete or cement paste and determining the time for the materialto flow out through the orifice. This time is a measure of the material's abilityto flow. There are several types of funnel, some with round and others withparallel piped orifice and upper opening.

flow test Used in accordance with ASTM C1362. This test measures the flowof concrete or mortar into a perforated tube. This method is applicable forconcrete with coarse aggregates less than 37.5 mm in diameter. The instrumentconsists of a hollow perforated tube that is inserted in the concrete sample,after which the material is allowed to flow into the hollow tube. The height ofthe concrete in the hollow tube is considered a measure of the consistency ofthe concrete.

IBB Commercially available rotational rheometer. It is derived from the two-point test. The principle of operation is identical, but the vane shape has beenmodified, and the vane moves in a planetary motion and on its axis. The vaneis shaped like the letter H and is shown in Figure 10(b).

LCL apparatus A vibration method. The concrete is poured behind a gate ina large parallel piped container. The gate is opened and the vibrator is turned

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on. The time for the concrete to flow and occupy the whole container ismeasured. A longer time suggests a lower ability of the concrete to flow.

modified slump test Modification of the slump test described in ASTMC143. It permits the measurement of the rate at which the concrete isslumping, which gives an estimate of the concrete plastic viscosity. This testwas developed at NIST, but is not currently a standard method (see Ferraris(1999) in primary sources).

Orimet apparatus Confined flow method instrument consisting of a tube600 mm in length that is closed at the bottom by a removable trap door. Thetime for the concrete to flow through the tube once the trap is released isdetermined. This time is a measure of the ability of concrete to flow.

penetrating rod Free flow method measuring the distance a rod of fixedmass can penetrate a concrete sample. It is a crude determination of whetherthe yield stress of the concrete is higher or lower than a predefined value. It isused to monitor concrete at the job site. A specific application of this test is theVicat apparatus.

settling method [Fritsch test] A vibration method, this test measures thecapability of concrete to consolidate under vibration. Concrete is placed in acontainer with an internal vibrator. The time to obtain full consolidation ismeasured. The full consolidation is determined when the surface of theconcrete no longer moves.

slump cone test Free flow method in which a truncated metal cone, open atboth ends and sitting on a horizontal surface, is filled with concrete and liftedgradually. The slump of the concrete is measured. This standard test isdescribed in ASTM C143.

turning tube viscometer Free flow method consisting of a tube 60 mm indiameter and 800 mm long that can be filled with cement paste or mortar. Aball is dropped into the fluid and its velocity is measured between two points370 mm apart. Using the Stokes equation, the viscosity can be calculated.

two-point test [Tattersall rheometer] First commercially available rotation-al rheometer for concrete. It is the first attempt to shear concrete at differentrates and to measure the induced stress. It consists of a bucket filled withconcrete and a vane, shown in Figure 10(a), that rotates at controlled speeds.The torque generated during rotation is measured.

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Ve-Be time [remolding test] Measures the ability of concrete to changeshape under vibration. Concrete is placed in a slump cone. After the cone islifted away, the time it takes for the concrete to remold itself into a cylinderwhile under vibration is measured.

Vicat apparatus A free flow method, the Vicat apparatus is a penetrationdevice used in the testing of hydraulic cements and similar materials. Thefull description of this instrument and the correct procedure to determine thenormal consistency of cement is described in ASTM C187.

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All units should conform to the International System of Units (SI) as definedby the National Institute of Standards and Technology.1 The use of CGS andother non-SI units is discouraged. For convenience, SI units are shown inTable 1 in association with their common non-SI equivalents (including deci-mal submultiples and conversion factors where appropriate). Table 2 shows theSI-derived units with their underlying base units.

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Quantity SI Units Equivalent CGS Units

viscosity Pa · s 10 P (poise) or 1000 cP (centipoise)kinematic viscosity m2 · s-1 104 St (stoke) or 106 cSt (centistoke)shear stress Pa 0.1 dyn · cm-2

strain unitlessshear rate s-1 s-1

modulus Pa 0.1 dyn · cm-2

compliance Pa-1 10 cm2 · dyn-1

frequency Hzangular frequency 2.fphase angle rad

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1 B.N. Taylor, Guide for the Use of the International System of Units (SI), NIST Special

Publication 811, 2nd Edition, National Institute of Standards and Technology, U.S. GovernmentPrinting Office, Washington, DC, 1995.

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Symbol Special Name Other SI Units SI Base Units

Pa Pascal N · m-2 kg · m-1 · s-2

Hz Hertz s-1

rad radian m · m-1 =1

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� shear stress�n normal stress

�y yield stress

� strainshear rate [rate of shear strain]

De Deborah numberPe Peclet numberRe Reynolds number� coefficient of viscosity [viscosity] �app apparent viscosity

�diff differential viscosity

�� infinite shear viscosity

�inh inherent viscosity

[�] intrinsic viscosity�red reduced viscosity

�r relative viscosity

�s viscosity of suspending medium or solvent

�sp specific viscosity

�0 zero shear viscosity

kinematic viscosity� fluidityG shear modulusG* complex shear modulusG' shear storage modulusG" shear loss modulus |G*| absolute shear modulus�1 complex viscosity�' dynamic viscosity (real component of the complex viscosity)�" imaginary component of the complex viscosity

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J shear complianceJ* complex shear complianceJ' shear storage complianceJ'' shear loss compliance |J*| absolute shear compliance - relaxation time, retardation time�0 stress amplitude

�0 strain amplitude

/ phase angle� angular frequencyf frequency

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This bibliography cites sources used in the compilation of this guide. It is not,nor is it intended to be, an exhaustive list of references available on the vastsubject of rheology or rheological instrumentation. Nevertheless, it may serveas a good starting point for those who are relatively new to this field or search-ing for relatively fundamental information.

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American Concrete Institute, Cement and Concrete Terminology, ACI 116R-90,ACI Manual of Concrete Practice 2000, Part 1, Farmington Hills, MI.

British Standards Institution, Glossary of Rheological Terms, BS 5168:1975.

A.A. Collyer and D.W. Clegg, Editors, Rheological Measurement, Chapmanand Hall, London, 1998.

J.M. Dealy, "Official Nomenclature for Material Functions Describing theResponse of a Viscoelastic Fluid to Various Shearing and ExtensionalDeformations," Journal of Rheology, 39[1], 253-265 (1995).

C.F. Ferraris, "Measurement of the Rheological Properties of HighPerformance Concrete: State of the Art Report," Journal of Research of theNational Institute of Standards and Technology, 104[5], 461-478 (1999).

A. Kaye, R.F.T. Stepto, W.J. Work, J.V. Alemán and A.Ya. Malkin, "Definitionof Terms Relating to the Non-Ultimate Mechanical Properties of Polymers,"IUPAC Recommendations 1997, Pure and Applied Chemistry, 70, 701-754(1998).

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H.A. Barnes, "Shear-Thickening ("Dilatancy") in Suspensions ofNonaggregating Solid Particles Dispersed in Newtonian Liquids," Journal ofRheology, 33[2], 329-366 (1989).

M. Bohdanecky and J. Kovár, Viscosity of Polymer Solutions, Elsevier,Amsterdam, 1982.

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E.C. Bingham, "An Investigation of the Laws of Plastic Flow," U.S. Bureau ofStandards Bulletin, 13, 309-353 (1916).

F.R. Eirich, Editor, Rheology - Theory and Applications, Vol. 1, AcademicPress, NY, 1956; Vol. 3, 1960; Vol. 4, 1967.

J.W. Goodwin, "Rheology of Ceramic Materials," Ceramic Bulletin, 69[10],1694-1698 (1990).

P.C. Hiemenz and R. Rajagopalan, Principles of Colloid and SurfaceChemistry, 3rd Edition, Chapter 4, pp. 145-192, Marcel-Dekker, 1997.

R.J. Hunter, "Rheology of Colloidal Dispersions," Chapter 18 in Foundationsof Colloid Science, Vol. 2, Oxford University Press, NY, 1989.

J. Mewis and A.J.B. Spaull, "Rheology of Concentrated Dispersions,"Advances in Colloid and Interface Science, 6, 173-200 (1976).

D. Quemada, "Models for Rheological Behavior of Concentrated DisperseMedia under Shear", pp. 571-582 in Advances in Rheology, Vol. 2: Fluids,Universidad Nacional Autonoma de Mexico, Mexico, 1984.

H.N. Stein, "Rheological Behavior of Suspensions," pp. 3-48 in Encyclopediaof Fluid Mechanics, Vol. 5: Slurry Flow Technology, Gulf PublishingCompany, Houston, 1986.

J.R. Van Wazer, J.W. Lyons, K.Y. Kim, and R.E. Colwell, Viscosity and FlowMeasurement - A Laboratory Handbook of Rheology, Interscience Publishers,New York, 1963.

R.W. Whorlow, Rheological Techniques, Ellis Horwood Ltd., Chichester, 1980.

A.A. Zaman, Techniques in Rheological Measurements: Fundamentals andApplications, Instructional Module, NSF Engineering Research Center forParticle Science and Technology, University of Florida, Gainesville, 1998.

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American Concrete Institute, International Union of Pure and AppliedChemistry (IUPAC), and The Society of Rheology (Journal of Rheology)have kindly granted permission to use or adapt their published definitions in

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developing the current document. Their publications are fully cited in the listof primary sources shown above. Extracts from BS 5168:1975 are reproducedwith the permission of British Standards Institution under license numberPD\1999 0296. Complete copies of the standard can be obtained by post fromBSI Customer Services, 389 Chiswick High Road, London W4 4AL.

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Lennart BergströmYKI (Institute for Surface Chemistry), Stockholm, Sweden

John M. DealyFaculty of Engineering, McGill University, Montreal, Canada

Edward J. GarbocziLeader, Inorganic Materials Group, National Institute of Standards andTechnology, Gaithersburg, MD

Robert J. HunterSchool of Chemistry, University of Sydney, Sydney, Australia

Kamal KhayatDepartment of Civil Engineering, University of Sherbrooke, Sherbrooke,Canada

François de LarrardMéthodes et Matériels de Construction et d'Entretien des Routes, LaboratoireCentral des Ponts et Chaussees, Bouguenais, France

Makio NaitoJapan Fine Ceramics Center, Nagoya, Japan

Celik OzyildirimVirginia Transportation Research Council, Charlottesville, VA

Ponserril SomasundaranLangmuir Center for Colloids & Interfaces, Department of ChemicalEngineering, Columbia University, New York, NY

Abbas A. ZamanNSF Engineering Research Center for Particle Science & Technology,University of Florida, Gainesville, FL

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%��7

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�AAN. See average agglomeration

numberacoustophoresis, 20adsorbate, 16adsorbent, 17adsorption, 16

chemical, 17monolayer, 17multilayer, 17non-specific, 17physical, 17specific, 17

adsorption isotherm, 17aerogel, 6aerosol, 2agent

antifoaming, 14defoaming, 14dispersing, 14stabilizing, 14surface active, 14

agglomerate, 5agglomeration, 8aggregate, 5aggregation, 8

orthokinetic, 9perikinetic, 9

alcogel, 6amphoteric, 21anti-thixotropy. See thixotropy,

negativeaverage agglomeration number, 6

.Bingham equation, 35BML, 50Born repulsion, 12

Brownian motion, 14BTRHEOM, 51

�capillary methods, 43Carreau-Yasuda equation, 35Casson equation, 36CCC. See critical coagulation

concentrationCEMAGREF, 51charge reversal, 19chemisorption, 17coacervation, 15coadsorption, 18coagulant, 13coagulate, 5coagulation, 8coagulum. See coagulatecoaxial. See concentric cylindercoefficient of fluidity, 27co-ions, 19colloid, 4comminution, 9compact layer, See Stern layercompliance, 29

absolute shear modulus, 42complex shear, 42shear, 32shear loss, 42shear storage, 42

concentration. See relativeconcentration terms

concentric cylinder, 46cone configuration, 46double-gap configuration, 46hollow cavity configuration, 46

confined flow methods, 48consistency, 49

normal, 49

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plastic, 50wettest stable, 50

consistency factor, 49consolidation, 49Couette. See concentric cylinder.counterions, 19creep, 38creep function, 38critical coagulation

concentration, 13Cross equation, 36CVP. See potential, colloid vibration

�deagglomeration, 9deborah number, 38Debye effect. See potential, ion

vibrationDebye-Hückel parameter, 22deflocculant. See agent, dispersingdeflocculation, 9deformation, 29desorption, 18diffuse layer, 16dilatant, 29dispersant, 14dispersing aid. See agent, dispersingdispersion, 2DLVO, 11double layer. See electrical double

layerdouble layer compression, 22droplet, 5dynamic equilibrium, 30

�EDL. See electrical double layerEinstein coefficient, 30Einstein's law of viscosity, 30elastic, 26

electrical double layer, 15electroacoustics, 20electroactive. See indifferent

electrolyteelectrokinetics, 19electrokinetic sonic amplitude, 21electro-osmosis, 19electrophoresis, 20electroviscous, 26electroviscous effects

primary, 26secondary, 26tertiary, 26

Ellis equation, 36emulsion, 2equivalent spherical diameter, 7ESA. See electrokinetic sonic

amplitude

�filling ability, 51finishing, 49floc, 6flocculation, 8floccule, 7flow, 30

dynamic shear, 30equilibrium, 30laminar, 30non-equilibrium, 31oscillatory. See flow, dynamic

shearsteady shear, 33steady state. See flow, equilibrium

flow cone, 51flow curve, 30

Bingham plastic, ideal, 34Bingham plastic, non-ideal, 34Newtonian, 34pseudoplastic with yield, 34shear-thickening, 34

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shear-thinning with yield, 34shear-thinning, 34

flow hysteresis, 39flow test, 51fluidity. See coefficient of fluidityforced harmonic oscillation, 39fractal, 7free flow methods, 48Fritsch test. See settling methodfusion, 8

�gel, 6gelation, 8granule, 5

�Hamaker constant, 13hard core repulsion. See Born

repulsionhard sphere interaction, 13hard-aggregate, 5Herschel-Bulkley equation, 36heteroagglomeration, 9heterocoagulation, 9heterodisperse, 3heteroflocculation, 9Hooke's law, 30hydration forces. See solvation

forceshydrogel, 6hydrophilic, 21hydrophobic, 21hydrosol, 2

IBB, 51IEP. See isoelectric pointIHP. See plane, inner Helmholtz

impending slough, 49indifferent electrolyte, 21interface, 15interfacial region, 15interphase, 15ionic strength, 22isoelectric point, 18IVP. See potential, ion vibration

?Krieger-Dougherty equation, 37

�LCL apparatus, 51limiting viscosity number. See

viscosity, intrinsicloss angle. See phase laglyophilic. See hydrophiliclyophobic. See hydrophobiclyotropic series, 13

�Meter equation, 37microsphere, 5minimum particle size, 7mobility (concrete), 49mobility

dynamic, 20electrophoretic, 20static, 20

modified slump test, 52modulus, 31

absolute shear, 42complex shear, 41elastic, 30shear, 32shear loss, 41shear storage, 41

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modulus of elasticity. See modulus,elastic

modulus of rigidity. See modulus,shear

monodisperse, 3MPS. See minimum particle size

�nanosize, 4Navier-Stokes equations, 31Newtonian, 31noninteracting, 13non-Newtonian, 31no-slip, 31

�OHP. See plane, outer Helmoltz, 2Orimet apparatus, 52Ostwald-de Waele equation. See

power-lawouter Helmholtz plane, 16

�particle, 5

coarse, 4fine, 4primary, 5ultrafine, 4

particulate, 5Peclet number, 31penetrating rod, 52peptization, 9phase

continuous, 2discontinuous, 2dispersed, 2liquid, 2particulate, 2solid, 2

phase lag, 40physisorption, 17placeability. See workabilityplane

inner Helmholtz, 16outer Helmholtz, 16shear, 16

plane of shear. See plane, shearplastic, 26point of zero charge, 18Poiseuille flow, 31Poiseuille's Law, 43polydisperse, 3polyelectrolyte, 14potential

colloid vibration, 20electrokinetic, 19interaction, 12ion-vibration, 20shear plane, 18streaming, 18ultrasonic vibration, 20zeta, 18

potential determining ions, 19potentiometric analysis, 22powder, 6Powell-Eyring equation, 38power-law equation, 38primary maximum, 12primary minimum, 12pseudoplastic. See shear-thinningPZC. See point of zero charge

rate

diffusion-limited, 9reaction-limited, 10

rate of shear strain. See shear raterate-controlled (rheometric), 45relative concentration terms, 4relaxation time, 39

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remolding test. See Ve-Be timeretardation time, 39Reynolds number, 31rheology, 32rheomalaxis, 39rheometer, 43

Tattersall, 52rheometric, 32rheopexy, 39rotational methods, 44rotational rheometers, 48

�Schulze-Hardy rule, 13screening, 22secondary minimum, 12sedimentation, 14sedimentation volume, 14settling method, 52shear, 32

simple, 33shear rate, 32shear-thickening, 32shear-thinning, 32sieve range. See particle, coarseslip, 2slump, 50slump cone test, 52slurry, 3sol, 3sol-gel, 9solvation forces, 12sonication, 10sonification, 10stability

colloidal, 10kinetic, 10

stability ratio, 14stabilization

depletion, 11electrostatic, 11

electrosteric, 11steric, 11

Stern layer, 16strain

shear, 32strain amplitude, 40stress, 33

normal, 33shear, 32yield, 33

stress amplitude, 40stress growth, 39stress relaxation, 39stress-controlled (rheometric), 45structural forces, 12structure, 33subsieve range. See particle, finesupporting electrolyte, 21surface charge density, 18surface of shear, 16surface potential, See potential,

surfacesurface region, 15surfactant, 14suspension, 3

stable, 11unstable, 11

suspension effect, 22syneresis, 10

�Tattersall. See rheometer,

Tattersallthermal motion, 14thixotropy, 39

negative, 39titrant, 22titration, 22titrimetric analysis, 22triple layer model. See electrical

double layertwo-point test, 52

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�ultimate working unit, 7ultrasonication, 10UVP. See potential, ultrasonic

vibration

5Ve-Be time, 53V-funnel cone. See flow conevibration methods, 48Vicat apparatus, 53viscoelastic, 26viscoelectric, 26viscometer, 43

Brookfield type. See simplerotational

extrusion capillary, 44glass capillary, 43simple rotational, 45turning tube, 52

viscoplastic, 27viscosity

apparent, 27coefficient of, 27complex, 27differential, 27dynamic, 28infinite shear, 28intrinsic, 28kinematic, 28non-Newtonian, 27out-of-phase, 28plastic, 28

reduced, 29relative, 29specific, 29zero shear, 29

viscosity number. See viscosity,reduced

viscosity ratio. See viscosity,relative

viscous, 27

@Weissenberg effect, 33Weissenberg number, 33well-dispersed, 3workability, 50

Axerogel, 6

�yield response, 33yield stress, 33

apparent, 29

Bzero point of charge. See point of

zero chargezeta potential. See potential, zetazwitterionic, 21

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