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  • This page intentionally left blank

  • Vector Calculus

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  • Vector Calculus 4thEDITIONSusan Jane ColleyOberlin College

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  • Editor in Chief: Deirdre LynchSenior Acquisitions Editor: William HoffmanSponsoring Editor: Caroline CelanoEditorial Assistant: Brandon RawnsleySenior Managing Editor: Karen WernholmProduction Project Manager: Beth HoustonExecutive Marketing Manager: Jeff WeidenaarMarketing Assistant: Caitlin CrainSenior Author Support/Technology Specialist: Joe VetereRights and Permissions Advisor: Michael JoyceManufacturing Buyer: Debbie RossiDesign Manager: Andrea NixSenior Designer: Beth PaquinProduction Coordination and Composition: Aptara, Inc.Cover Designer: Suzanne DudaCover Image: Alessandro Della Bella/AP Images

    Many of the designations used by manufacturers and sellers to distinguish their products are claimed astrademarks. Where those designations appear in this book, and Pearson Education was aware of a trademarkclaim, the designations have been printed in initial caps or all caps.

    Library of Congress Cataloging-in-Publication DataColley, Susan Jane.

    Vector calculus / Susan Jane Colley. 4th ed.p. cm.

    Includes index.ISBN-13: 978-0-321-78065-2ISBN-10: 0-321-78065-5

    1. Vector analysis. I. Title.QA433.C635 2012515.63dc23

    2011022433

    Copyright c 2012, 2006, 2002 Pearson Education, Inc.

    All rights reserved. No part of this publication may be reproduced, stored in a retrieval system, or transmitted, in any form or by anymeans, electronic, mechanical, photocopying, recording, or otherwise, without the prior written permission of the publisher. Printed inthe United States of America. For information on obtaining permission for use of material in this work, please submit a written requestto Pearson Education, Inc., Rights and Contracts Department, 501 Boylston Street, Suite 900, Boston, MA 02116, fax your request to617-671-3447, or e-mail at http://www.pearsoned.com/legal/permissions.htm.

    1 2 3 4 5 6 7 8 9 10EB15 14 13 12 11

    ISBN 13: 978-0-321-78065-2www.pearsonhighered.com ISBN 10: 0-321-78065-5

  • To Will and Diane,with love

  • About the AuthorSusan Jane Colley

    John

    Sey

    frie

    d

    Susan Colley is the Andrew and Pauline Delaney Professor of Mathematics atOberlin College and currently Chair of the Department, having also previouslyserved as Chair.

    She received S.B. and Ph.D. degrees in mathematics from the MassachusettsInstitute of Technology prior to joining the faculty at Oberlin in 1983.

    Her research focuses on enumerative problems in algebraic geometry, partic-ularly concerning multiple-point singularities and higher-order contact of planecurves.

    Professor Colley has published papers on algebraic geometry and commuta-tive algebra, as well as articles on other mathematical subjects. She has lecturedinternationally on her research and has taught a wide range of subjects in under-graduate mathematics.

    Professor Colley is a member of several professional and honorary societies,including the American Mathematical Society, the Mathematical Association ofAmerica, Phi Beta Kappa, and Sigma Xi.

  • ContentsPreface ix

    To the Student: Some Preliminary Notation xv

    1 Vectors 1

    1.1 Vectors in Two and Three Dimensions 11.2 More About Vectors 81.3 The Dot Product 181.4 The Cross Product 271.5 Equations for Planes; Distance Problems 401.6 Some n-dimensional Geometry 481.7 New Coordinate Systems 62

    True/False Exercises for Chapter 1 75Miscellaneous Exercises for Chapter 1 75

    2 Differentiation in Several Variables 82

    2.1 Functions of Several Variables; Graphing Surfaces 822.2 Limits 972.3 The Derivative 1162.4 Properties; Higher-order Partial Derivatives 1342.5 The Chain Rule 1422.6 Directional Derivatives and the Gradient 1582.7 Newtons Method (optional) 176

    True/False Exercises for Chapter 2 182Miscellaneous Exercises for Chapter 2 183

    3 Vector-Valued Functions 189

    3.1 Parametrized Curves and Keplers Laws 1893.2 Arclength and Differential Geometry 2023.3 Vector Fields: An Introduction 2213.4 Gradient, Divergence, Curl, and the Del Operator 227

    True/False Exercises for Chapter 3 237Miscellaneous Exercises for Chapter 3 237

    4 Maxima and Minima in Several Variables 244

    4.1 Differentials and Taylors Theorem 2444.2 Extrema of Functions 2634.3 Lagrange Multipliers 2784.4 Some Applications of Extrema 293

    True/False Exercises for Chapter 4 305Miscellaneous Exercises for Chapter 4 306

  • viii Contents

    5 Multiple Integration 310

    5.1 Introduction: Areas and Volumes 3105.2 Double Integrals 3145.3 Changing the Order of Integration 3345.4 Triple Integrals 3375.5 Change of Variables 3495.6 Applications of Integration 3735.7 Numerical Approximations of Multiple Integrals (optional) 388

    True/False Exercises for Chapter 5 401Miscellaneous Exercises for Chapter 5 403

    6 Line Integrals 408

    6.1 Scalar and Vector Line Integrals 4086.2 Greens Theorem 4296.3 Conservative Vector Fields 439

    True/False Exercises for Chapter 6 450Miscellaneous Exercises for Chapter 6 451

    7 Surface Integrals and Vector Analysis 455

    7.1 Parametrized Surfaces 4557.2 Surface Integrals 4697.3 Stokess and Gausss Theorems 4907.4 Further Vector Analysis; Maxwells Equations 510

    True/False Exercises for Chapter 7 522Miscellaneous Exercises for Chapter 7 523

    8 Vector Analysis in Higher Dimensions 530

    8.1 An Introduction to Differential Forms 5308.2 Manifolds and Integrals of k-forms 5368.3 The Generalized Stokess Theorem 553

    True/False Exercises for Chapter 8 561Miscellaneous Exercises for Chapter 8 561

    Suggestions for Further Reading 563

    Answers to Selected Exercises 565

    Index 599

  • PrefacePhysical and natural phenomena depend on a complex array of factors. The sociol-ogist or psychologist who studies group behavior, the economist who endeavorsto understand the vagaries of a nations employment cycles, the physicist whoobserves the trajectory of a particle or planet, or indeed anyone who seeks tounderstand geometry in two, three, or more dimensions recognizes the need toanalyze changing quantities that depend on more than a single variable. Vec-tor calculus is the essential mathematical tool for such analysis. Moreover, itis an exciting and beautiful subject in its own right, a true adventure in manydimensions.

    The only technical prerequisite for this text, which is intended for asophomore-level course in multivariable calculus, is a standard course in the cal-culus of functions of one variable. In particular, the necessary matrix arithmeticand algebra (not linear algebra) are developed as needed. Although the mathe-matical background assumed is not exceptional, the reader will still be challengedin places.

    My own objectives in writing the book are simple ones: to develop in studentsa sound conceptual grasp of vector calculus and to help them begin the transitionfrom rst-year calculus to more advanced technical mathematics. I maintain thatthe rst goal can be met, at least in part, through the use of vector and matrixnotation, so that many results, especially those of differential calculus, can bestated with reasonable levels of clarity and generality. Properly described, resultsin the calculus of several variables can look quite similar to those of the calculusof one variable. Reasoning by analogy will thus be an important pedagogical tool.I also believe that a conceptual understanding of mathematics can be obtainedthrough the development of a good geometric intuition. Although I state manyresults in the case of n variables (where n is arbitrary), I recognize that the mostimportant and motivational examples usually arise for functions of two and threevariables, so these concrete and visual situations are emphasized to explicate thegeneral theory. Vector calculus is in many ways an ideal subject for studentsto begin exploration of the interrelations among analysis, geometry, and matrixalgebra.

    Multivariable calculus, for many students, represents the beginning of signif-icant mathematical maturation. Consequently, I have written a rather expansivetext so that they can see that there is a story behind the results, techniques, andexamplesthat the subject coheres and that this coherence is important for prob-lem solving. To indicate some of the power of the methods introduced, a numberof topics, not always discussed very fully in a rst multivariable calculus course,are treated here in some detail:

    an early introduction of cylindrical and spherical coordinates (1.7); the use of vector techniques to derive Keplers laws of planetary motion(3.1);

    the elementary differential geometry of curves in R3, including discussionof curvature, torsion, and the FrenetSerret formulas for the moving frame(3.2);

    Taylors formula for functions of several variables (4.1);

  • x Preface

    the use of the Hessian matrix to determine the nature (as local extrema) ofcritical points of functions of n variables (4.2 and 4.3);

    an extended discussion of the change of variables formula in double and tripleintegrals (5.5);

    applications of vector analysis to physics (7.4); an introduction to differential forms and the generalized Stokess theorem(Chapter 8).

    Included are a number of proofs of important results. The more techni-cal proofs are collected as addenda at the ends of the appropriate sections soas not to disrupt the main conceptual ow and to allow for greater exibilityof use by the instructor and student. Nonetheless, some proofs (or sketches ofproofs) embody such central ideas that they are included in the main body of thetext.

    New in the Fourth EditionI have retained the overall structure and tone of prior editions. New features inthis edition include the following:

    210 additional exercises, at all levels;

    a new, optional section (5.7) on numerical methods for approximatingmultiple integrals;

    reorganization of the material on Newtons method for approximatingsolutions to systems of n equations in n unknowns to its own (optional)section (2.7);

    new proofs in Chapter 2 of limit properties (in 2.2) and of the generalmultivariable chain rule (Theorem 5.3 in 2.5);

    proofs of both single-variable and multivariable versions of Taylors theoremin 4.1;

    various additional renements and clarications throughout the text,including many new and revised examples and explanations;

    new Microsoft R PowerPoint R les and Wolfram Mathematica R notebooksthat coordinate with the text and that instructors may use in their teaching(see Ancillary Materials below).

    How to Use This BookThere ismorematerial in this book than canbe covered comfortably during a singlesemester.Hence, the instructorwillwish to eliminate some topics or subtopicsorto abbreviate the rather leisurely presentations of limits and differentiability. SinceI frequently nd myself without the time to treat surface integrals in detail, I haveseparated all material concerning parametrized surfaces, surface integrals, andStokess and Gausss theorems (Chapter 7), from that concerning line integralsand Greens theorem (Chapter 6). In particular, in a one-semester course forstudents having little or no experience with vectors or matrices, instructors canprobably expect to cover most of the material in Chapters 16, although no doubtit will be necessary to omit some of the optional subsections and to downplay

  • Preface xi

    many of the proofs of results. A rough outline for such a course, allowing forsome instructor discretion, could be the following:

    Chapter 1 89 lecturesChapter 2 9 lecturesChapter 3 45 lecturesChapter 4 56 lecturesChapter 5 8 lecturesChapter 6 4 lectures

    3841 lectures

    If students have a richer background (so that much of the material in Chapter 1can be left largely to them to read on their own), then it should be possible to treata good portion of Chapter 7 as well. For a two-quarter or two-semester course,it should be possible to work through the entire book with reasonable care andrigor, although coverage of Chapter 8 should depend on students exposure tointroductory linear algebra, as somewhat more sophistication is assumed there.

    The exercises vary from relatively routine computations to more challengingand provocative problems, generally (but not invariably) increasing in difcultywithin each section. In a number of instances, groups of problems serve to intro-duce supplementary topics or new applications. Each chapter concludes with aset of miscellaneous exercises that both review and extend the ideas introducedin the chapter.

    A word about the use of technology. The text was written without referenceto any particular computer software or graphing calculator. Most of the exercisescan be solved by hand, although there is no reason not to turn over some of themore tedious calculations to a computer. Those exercises that require a computerfor computational or graphical purposes are marked with the symbolT andshould be amenable to software such as Mathematica, Maple, or MATLAB.

    Ancillary MaterialsIn addition to this text a Student Solutions Manual is available. An InstructorsSolutions Manual, containing complete solutions to all of the exercises, isavailable to course instructors from the Pearson Instructor Resource Center(www.pearsonhighered.com/irc), as are many Microsoft R PowerPoint R les andWolfram Mathematica R notebooks that can be adapted for classroom use. Thereader can nd errata for the text and accompanying solutions manuals at thefollowing address:www.oberlin.edu/math/faculty/colley/VCErrata.html

    AcknowledgmentsI amvery grateful tomany individuals for sharingwithme their thoughts and ideasabout multivariable calculus. I would like to express particular appreciation to myOberlin colleagues (past and present) BobGeitz, KevinHartshorn,Michael Henle(who, among other things, carefully read the draft of Chapter 8), Gary Kennedy,Dan King, Greg Quenell, Michael Raney, Daniel Steinberg, Daniel Styer, RichardVale, Jim Walsh, and Elizabeth Wilmer for their conversations with me. I am alsograteful to John Alongi, Northwestern University; Matthew Conner, Universityof California, Davis; Henry C. King, University of Maryland; Stephen B.Maurer,

  • xii Preface

    Swarthmore College; Karen Saxe, Macalester College; David Singer, Case West-ern Reserve University; andMark R. Treuden, University ofWisconsin at StevensPoint, for their helpful comments. Several colleagues reviewed various versionsof the manuscript, and I am happy to acknowledge their efforts and many nesuggestions. In particular, for the rst three editions, I thank the following re-viewers:

    Raymond J. Cannon, Baylor University;Richard D. Carmichael, Wake Forest University;Stanley Chang, Wellesley College;Marcel A. F. Deruaz, University of Ottawa (now emeritus);Krzysztof Galicki, University of New Mexico (deceased);Dmitry Gokhman, University of Texas at San Antonio;Isom H. Herron, Rensselaer Polytechnic Institute;Ashwani K. Kapila, Rensselaer Polytechnic Institute;Christopher C. Leary, State University of New York, College at Geneseo;David C. Minda, University of Cincinnati;Jeffrey Morgan, University of Houston;Monika Nitsche, University of New Mexico;Jeffrey L. Nunemacher, Ohio Wesleyan University;Gabriel Prajitura, State University of New York, College at Brockport;Florin Pop, Wagner College;John T. Scheick, The Ohio State University (now emeritus);Mark Schwartz, Ohio Wesleyan University;Leonard M. Smiley, University of Alaska, Anchorage;Theodore B. Stanford, New Mexico State University;JamesStasheff,University ofNorthCarolinaatChapelHill (nowemeritus);Saleem Watson,California State University, Long Beach;Floyd L. Williams, University of Massachusetts, Amherst (now emeritus).

    For the fourth edition, I thank:

    Justin Corvino, Lafayette College;Carrie Finch, Washington and Lee University;Soomin Kim, Johns Hopkins University;Tanya Leise, Amherst College;Bryan Mosher, University of Minnesota.

    Many people at Oberlin College have been of invaluable assistance through-out the production of all the editions of Vector Calculus. I would especially liketo thank Ben Miller for his hard work establishing the format for the initial draftsand Stephen Kasperick-Postellon for his manifold contributions to the typeset-ting, indexing, proofreading, and friendly critiquing of the original manuscript. Iam very grateful to Linda Miller and Michael Bastedo for their numerous typo-graphical contributions and to Catherine Murillo for her help with any number oftasks. Thanks also go to Joshua Davis and Joaquin Espinoza Goodman for theirassistance with proofreading. Without the efforts of these individuals, this projectmight never have come to fruition.

    The various editorial and production staff members have been most kind andhelpful to me. For the rst three editions, I would like to express my appreciationto my editor, George Lobell, and his editorial assistants Gale Epps, MelanieVan Benthuysen, and Jennifer Urban; to production editors Nicholas Romanelli,Barbara Mack, and Debbie Ryan at Prentice Hall, and Lori Hazzard at InteractiveComposition Corporation; to Ron Weickart and the staff at Network Graphics

  • Preface xiii

    for their ne rendering of the gures, and to Tom Benfatti of Prentice Hall foradditional efforts with the gures; and to Dennis Kletzing for his careful andenthusiastic composition work. For this edition, it is a pleasure to acknowledgemy upbeat editor, Caroline Celano, and her assistant, Brandon Rawnsley; theyhave made this new edition fun to do. In addition, I am most grateful to BethHouston, my production manager at Pearson, Jogender Taneja and the staff atAptara, Inc., Donna Mulder, Roger Lipsett, and Thomas Wegleitner.

    Finally, I thank the many Oberlin students who had the patience to listen tome lecture and who inspired me to write and improve this volume.

    [email protected]

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  • To the Student:Some PreliminaryNotationHere are the ideas that you need to keep in mind as you read this book and learnvector calculus.

    Given two sets A and B, I assume that you are familiar with the notationA B for the union of A and Bthose elements that are in either A or B (orboth):

    A B = {x | x A or x B}.Similarly, A B is used to denote the intersection of A and Bthose elementsthat are in both A and B:

    A B = {x | x A and x B}.The notation A B, or A B, indicates that A is a subset of B (possibly emptyor equal to B).

    One-dimensional space (also called the real line or R) is just a straight line.We put real number coordinates on this line by placing negative numbers on theleft and positive numbers on the right. (See Figure 1.)

    x0 1 2 33 2 1

    Figure 1 The coordinate line R.Two-dimensional space, denoted R2, is the familiar Cartesian plane. If we

    construct two perpendicular lines (the x- and y-coordinate axes), set the originas the point of intersection of the axes, and establish numerical scales on theselines, thenwemay locate a point inR2 by giving an ordered pair of numbers (x, y),the coordinates of the point. Note that the coordinate axes divide the plane intofour quadrants. (See Figure 2.)

    1

    1

    (x0, y0)

    x

    y

    x0

    y0

    Figure 2 The coordinate plane R2.

    Three-dimensional space, denoted R3, requires three mutually perpendicularcoordinate axes (called the x-, y- and z-axes) that meet in a single point (calledthe origin) in order to locate an arbitrary point. Analogous to the case of R2, if weestablish scales on the axes, then we can locate a point in R3 by giving an orderedtriple of numbers (x, y, z). The coordinate axes divide three-dimensional spaceinto eight octants. It takes some practice to get your sense of perspective correctwhen sketching points in R3. (See Figure 3.) Sometimes we draw the coordinateaxes inR3 in different orientations in order to get a better view of things. However,we always maintain the axes in a right-handed conguration. This means thatif you curl the ngers of your right hand from the positive x-axis to the positivey-axis, then your thumb will point along the positive z-axis. (See Figure 4.)

    Although you need to recall particular techniques and methods from thecalculus you have already learned, here are some of the more important conceptsto keep inmind:Given a function f (x), thederivative f (x) is the limit (if it exists)of the difference quotient of the function:

    f (x) = limh0

    f (x + h) f (x)h

    .

  • xvi To the Student: Some Preliminary Notation

    (2, 4, 5)(1, 2, 2)

    1

    42

    21

    12

    5

    1 y

    x

    z

    Figure 3 Three-dimensionalspace R3. Selected points aregraphed.

    y

    y

    x

    xz

    z

    Figure 4 The x-, y-, and z-axes in R3 are alwaysdrawn in a right-handed conguration.

    The signicance of the derivative f (x0) is that it measures the slope of the linetangent to the graph of f at the point (x0, f (x0)). (See Figure 5.) The derivativemay also be considered to give the instantaneous rate of change of f at x = x0.We also denote the derivative f (x) by d f/dx .

    (x0, f(x0))

    x

    y

    Figure 5 The derivative f (x0) isthe slope of the tangent line toy = f (x) at (x0, f (x0)).

    The denite integral b

    af (x) dx of f on the closed interval [a, b] is the limit

    (provided it exists) of the so-called Riemann sums of f :

    ba

    f (x) dx = limall xi0

    ni=1

    f (xi )xi .

    Here a = x0 < x1 < x2 < < xn = b denotes a partition of [a, b] into subin-tervals [xi1, xi ], the symbol xi = xi xi1 (the length of the subinterval), andxi denotes any point in [xi1, xi ]. If f (x) 0 on [a, b], then each term f (xi )xiin the Riemann sum is the area of a rectangle related to the graph of f . TheRiemann sum

    ni=1 f (xi )xi thus approximates the total area under the graph

    of f between x = a and x = b. (See Figure 6.)

    x

    y

    xi 1 xix1 x2 x3a

    x*i

    bxn 1

    Figure 6 If f (x) 0 on [a, b], then the Riemann sumapproximates the area under y = f (x) by giving the sumof areas of rectangles.

  • To the Student: Some Preliminary Notation xvii

    x

    y

    a b

    y = f(x)

    Figure 7 The area under the graph of y = f (x) is ba

    f (x) dx .

    The denite integral b

    af (x) dx , if it exists, is taken to represent the area

    under y = f (x) between x = a and x = b. (See Figure 7.)The derivative and the denite integral are connected by an elegant result

    known as the fundamental theorem of calculus. Let f (x) be a continuous func-tion of one variable, and let F(x) be such that F (x) = f (x). (The function F iscalled an antiderivative of f .) Then

    1. b

    a

    f (x) dx = F(b) F(a);

    2.ddx

    xa

    f (t) dt = f (x).

    Finally, the end of an example is denoted by the symbol and the end of aproof by the symbol .

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  • Vector Calculus

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  • 1 Vectors1.1 Vectors in Two and Three

    Dimensions

    1.2 More About Vectors1.3 The Dot Product1.4 The Cross Product1.5 Equations for Planes;

    Distance Problems

    1.6 Some n-dimensionalGeometry

    1.7 New Coordinate SystemsTrue/False Exercises forChapter 1

    Miscellaneous Exercises forChapter 1

    1.1 Vectors in Two and Three DimensionsFor your study of the calculus of several variables, the notion of a vector isfundamental. As is the case for many of the concepts we shall explore, there areboth algebraic and geometric points of view. You should become comfortablewith both perspectives in order to solve problems effectively and to build on yourbasic understanding of the subject.

    Vectors in R2 and R3: The Algebraic Notion

    DEFINITION 1.1 A vector inR2 is simply an ordered pair of real numbers.That is, a vector in R2 may be written as

    (a1, a2) (e.g., (1, 2) or (, 17)).

    Similarly, a vector in R3 is simply an ordered triple of real numbers. That is,a vector in R3 may be written as

    (a1, a2, a3) (e.g., (, e,

    2)).

    To emphasize that we want to consider the pair or triple of numbers as asingle unit, we will use boldface letters; hence a = (a1, a2) or a = (a1, a2, a3)will be our standard notation for vectors inR2 orR3. Whether we mean that a is avector in R2 or in R3 will be clear from context (or else wont be important to thediscussion). When doing handwritten work, it is difcult to boldface anything,so youll want to put an arrow over the letter. Thus, a will mean the same thingas a. Whatever notation you decide to use, its important that you distinguish thevector a (or a) from the single real number a. To contrast them with vectors, wewill also refer to single real numbers as scalars.

    In order to do anything interesting with vectors, its necessary to developsome arithmetic operations for working with them. Before doing this, however,we need to know when two vectors are equal.

    DEFINITION 1.2 Two vectors a = (a1, a2) and b = (b1, b2) in R2 areequal if their corresponding components are equal, that is, if a1 = b1 anda2 = b2. The same denition holds for vectors in R3: a = (a1, a2, a3) andb = (b1, b2, b3) are equal if their corresponding components are equal, thatis, if a1 = b1, a2 = b2, and a3 = b3.

  • 2 Chapter 1 Vectors

    EXAMPLE 1 The vectors a = (1, 2) and b = ( 33 , 63)are equal in R2, but c =

    (1, 2, 3) and d = (2, 3, 1) are not equal in R3.

    Next, we discuss the operations of vector addition and scalar multiplication.Well do this by considering vectors in R3 only; exactly the same remarks willhold for vectors in R2 if we simply ignore the last component.

    DEFINITION 1.3 (VECTOR ADDITION) Let a = (a1, a2, a3) and b = (b1,b2, b3) be two vectors in R3. Then the vector sum a + b is the vector in R3obtained via componentwise addition: a + b = (a1 + b1, a2 + b2, a3 + b3).

    EXAMPLE 2 We have (0, 1, 3) + (7,2, 10) = (7,1, 13) and (in R2):(1, 1) + (,

    2) = (1 + , 1 +

    2).

    Properties of vector addition. We have

    1. a + b = b + a for all a, b in R3 (commutativity);2. a + (b + c) = (a + b) + c for all a, b, c in R3 (associativity);3. a special vector, denoted 0 (and called the zero vector), with the property

    that a + 0 = a for all a in R3.

    These three properties require proofs, which, like most facts involving the al-gebra of vectors, can be obtained by explicitly writing out the vector components.For example, for property 1, we have that if

    a = (a1, a2, a3) and b = (b1, b2, b3),then

    a + b = (a1 + b1, a2 + b2, a3 + b3)= (b1 + a1, b2 + a2, b3 + a3)= b + a,

    since real number addition is commutative. For property 3, the special vectoris just the vector whose components are all zero: 0 = (0, 0, 0). Its then easy tocheck that property 3 holds by writing out components. Similarly for property 2,so we leave the details as exercises.

    DEFINITION 1.4 (SCALAR MULTIPLICATION) Let a = (a1, a2, a3) be a vec-tor in R3 and let k R be a scalar (real number). Then the scalar prod-uct ka is the vector in R3 given by multiplying each component of a byk: ka = (ka1, ka2, ka3).

    EXAMPLE 3 If a = (2, 0,2) and k = 7, then ka = (14, 0, 72).

    The results that follow are not difcult to checkjust write out the vectorcomponents.

  • 1.1 Vectors in Two and Three Dimensions 3

    Properties of scalar multiplication. For all vectors a and b in R3 (or R2)and scalars k and l in R, we have1. (k + l)a = ka + la (distributivity);2. k(a + b) = ka + kb (distributivity);3. k(la) = (kl)a = l(ka).

    It is worth remarking that none of these denitions or properties really de-pends on dimension, that is, on the number of components. Therefore we couldhave introduced the algebraic concept of a vector in Rn as an ordered n-tuple(a1, a2, . . . , an) of real numbers and dened addition and scalar multiplicationin a way analogous to what we did for R2 and R3. Think about what such ageneralization means. We will discuss some of the technicalities involved in 1.6.

    (a1, a2)

    x

    y

    Figure 1.1 A vector a R2corresponds to a point in R2.

    (a1, a2, a3)

    y

    x

    z

    Figure 1.2 A vector a R3corresponds to a point in R3.

    Vectors in R2 and R3: The Geometric NotionAlthough the algebra of vectors is certainly important and you should becomeadept atworking algebraically, the formal denitions andproperties tend topresenta rather sterile picture of vectors. A better motivation for the denitions just givencomes from geometry. We explore this geometry now. First of all, the fact thata vector a in R2 is a pair of real numbers (a1, a2) should make you think of thecoordinates of a point in R2. (See Figure 1.1.) Similarly, if a R3, then a maybe written as (a1, a2, a3), and this triple of numbers may be thought of as thecoordinates of a point in R3. (See Figure 1.2.)

    All of this is ne, but the results of performing vector addition or scalar mul-tiplication dont have very interesting or meaningful geometric interpretations interms of points. As we shall see, it is better to visualize a vector in R2 or R3 as anarrow that begins at the origin and ends at the point. (See Figure 1.3.) Such a depic-tion is often referred to as the position vector of the point (a1, a2) or (a1, a2, a3).

    If youve studied vectors in physics, you have heard them described as objectshaving magnitude and direction. Figure 1.3 demonstrates this concept, providedthat we take magnitude to mean length of the arrow and direction to be theorientation or sense of the arrow. (Note: There is an exception to this approach,namely, the zero vector. The zero vector just sits at the origin, like a point, and hasno magnitude and, therefore, an indeterminate direction. This exception will notpose much difculty.) However, in physics, one doesnt demand that all vectors

    (a1, a2)

    x

    y

    In R2

    a

    In R3

    (a1, a2, a3)

    y

    x

    z

    a

    Figure 1.3 A vector a in R2 or R3 is represented by an arrow from theorigin to a.

  • 4 Chapter 1 Vectors

    be represented by arrows having their tails bound to the origin. One is free toparallel translate vectors throughout R2 and R3. That is, one may representthe vector a = (a1, a2, a3) by an arrow with its tail at the origin (and its head at(a1, a2, a3)) or with its tail at any other point, so long as the length and sense ofthe arrow are not disturbed. (See Figure 1.4.) For example, if we wish to representa by an arrow with its tail at the point (x1, x2, x3), then the head of the arrowwould be at the point (x1 + a1, x2 + a2, x3 + a3). (See Figure 1.5.)

    (a1, a2, a3)

    y

    x

    z

    aa

    a

    a

    a a

    Figure 1.4 Each arrow is aparallel translate of the positionvector of the point (a1, a2, a3) andrepresents the same vector.

    (x1, x2, x3)

    (x1 + a1, x2 + a2, x3 + a3)

    y

    x

    z

    a

    Figure 1.5 The vectora = (a1, a2, a3) represented by anarrow with tail at the point(x1, x2, x3).

    With this geometric description of vectors, vector addition can be visualizedin two ways. The rst is often referred to as the head-to-tail method for addingvectors. Draw the two vectors a and b to be added so that the tail of one of thevectors, say b, is at the head of the other. Then the vector sum a + b may berepresented by an arrow whose tail is at the tail of a and whose head is at the headof b. (See Figure 1.6.) Note that it is not immediately obvious that a + b = b + afrom this construction!a

    a + b b

    Figure 1.6 The vectora + b may be representedby an arrow whose tail is atthe tail of a and whose headis at the head of b.

    The second way to visualize vector addition is according to the so-calledparallelogram law: If a and b are nonparallel vectors drawn with their tails ema-nating from the same point, then a + b may be represented by the arrow (with itstail at the common initial point of a and b) that runs along a diagonal of the paral-lelogram determined by a and b (Figure 1.7). The parallelogram law is completelyconsistent with the head-to-tail method. To see why, just parallel translate b to theopposite side of the parallelogram. Then the diagonal just described is the result ofadding a and (the translate of) b, using the head-to-tail method. (See Figure 1.8.)

    We still should check that these geometric constructions agree with our alge-braic denition. For simplicity, well work inR2. Let a = (a1, a2) and b = (b1, b2)as usual. Then the arrow obtained from the parallelogram law addition of a andb is the one whose tail is at the origin O and whose head is at the point P inFigure 1.9. If we parallel translate b so that its tail is at the head of a, then it isimmediate that the coordinates of P must be (a1 + b1, a2 + b2), as desired.

    Scalar multiplication is easier to visualize: The vector kamay be representedby an arrow whose length is |k| times the length of a and whose direction is thesame as that of a when k > 0 and the opposite when k < 0. (See Figure 1.10.)

    It is now a simple matter to obtain a geometric depiction of the differencebetween two vectors. (See Figure 1.11.) The difference a b is nothing more

  • 1.1 Vectors in Two and Three Dimensions 5

    a

    a + bb

    Figure 1.7 The vectora + b may be representedby the arrow that runs alongthe diagonal of theparallelogram determinedby a and b.

    a

    a + bbb(translated)

    Figure 1.8 The equivalence of theparallelogram law and thehead-to-tail methods of vectoraddition.

    xA

    B

    y

    b2

    a2

    a1 b1

    P

    b

    a

    b

    Figure 1.9 The point P has coordinates(a1 + b1, a2 + b2).

    a

    2a

    32

    a

    Figure 1.10 Visualization ofscalar multiplication.

    than a + (b) (where b means the scalar 1 times the vector b). The vectora b may be represented by an arrow pointing from the head of b toward thehead of a; such an arrow is also a diagonal of the parallelogram determined by aand b. (As we have seen, the other diagonal can be used to represent a + b.)

    a

    b c = a b

    Figure 1.11 Thegeometry of vectorsubtraction. The vector cis such that b + c = a.Hence, c = a b.

    Here is a construction that will be useful to us from time to time.

    DEFINITION 1.5 Given two points P1(x1, y1, z1) and P2(x2, y2, z2) in R3,the displacement vector from P1 to P2 is

    P1P2 = (x2 x1, y2 y1, z2 z1).

    This construction is not hard to understand if we consider Figure 1.12. Giventhe points P1 and P2, draw the corresponding position vectors

    OP1 and OP2.Then we see that

    P1P2 is precisely OP2OP1. An analogous denition maybe made for R2.y

    x

    z

    O

    P1

    P2

    Figure 1.12 The displacement

    vectorP1P2, represented by the

    arrow from P1 to P2, is thedifference between the positionvectors of these two points.

    In your study of the calculus of one variable, you no doubt used the notions ofderivatives and integrals to look at such physical concepts as velocity, acceleration,force, etc. Themain drawback of thework you didwas that the techniques involvedallowed you to study only rectilinear, or straight-line, activity. Intuitively, we allunderstand that motion in the plane or in space is more complicated than straight-line motion. Because vectors possess direction as well as magnitude, they areideally suited for two- and three-dimensional dynamical problems.

  • 6 Chapter 1 Vectors

    For example, suppose a particle in space is at the point (a1, a2, a3) (withrespect to some appropriate coordinate system). Then it has position vector a =(a1, a2, a3). If the particle travels with constant velocity v = (v1, v2, v3) for tseconds, then the particles displacement from its original position is tv, and itsnew coordinate position is a + tv. (See Figure 1.13.)

    (a1, a2, a3)y

    x

    z

    a

    v

    tv

    Figure 1.13 After t seconds, thepoint starting at a, with velocity v,moves to a + tv.

    EXAMPLE 4 If a spaceship is at position (100, 3, 700) and is traveling withvelocity (7,10, 25) (meaning that the ship travels 7 mi/sec in the positivex-direction, 10 mi/sec in the negative y-direction, and 25 mi/sec in the positivez-direction), then after 20 seconds, the ship will be at position

    (100, 3, 700) + 20(7,10, 25) = (240,197, 1200),and the displacement from the initial position is (140,200, 500).

    EXAMPLE 5 The S.S. Calculus is cruising due south at a rate of 15 knots(nautical miles per hour) with respect to still water. However, there is also acurrent of 5

    2 knots southeast. What is the total velocity of the ship? If the ship

    is initially at the origin and a lobster pot is at position (20,79), will the shipcollide with the lobster pot?

    Since velocities are vectors, the total velocity of the ship isv1 + v2,wherev1 isthe velocity of the ship with respect to still water and v2 is the southeast-pointingvelocity of the current. Figure 1.14 makes it fairly straightforward to computethese velocities. We have that v1 = (0,15). Since v2 points southeastward, itsdirection must be along the line y = x . Therefore, v2 can be written as v2 =(v,v), where v is a positive real number. By the Pythagorean theorem, if thelength of v2 is 5

    2, then we must have v2 + (v)2 = (52)2 or 2v2 = 50, so

    that v = 5. Thus, v2 = (5,5), and, hence, the net velocity is(0,15) + (5,5) = (5,20).

    After 4 hours, therefore, the ship will be at position

    (0, 0) + 4(5,20) = (20,80)and thus will miss the lobster pot.

    x

    y

    Net velocity

    v1 ship(with respectto still water)

    v2 current

    Figure 1.14 The length of v1 is15, and the length of v2 is 5

    2.

    EXAMPLE 6 The theory behind the venerable martial art of judo is an excel-lent example of vector addition. If two people, one relatively strong and the otherrelatively weak, have a shoving match, it is clear who will prevail. For example,someone pushing one way with 200 lb of force will certainly succeed in overpow-ering another pushing the oppositewaywith 100 lb of force. Indeed, as Figure 1.15shows, the net force will be 100 lb in the direction in which the stronger personis pushing.

    100 lb 100 lb200 lb=

    Figure 1.15 A relatively strong person pushing with aforce of 200 lb can quickly subdue a relatively weak onepushing with only 100 lb of force.

    > 200 lb

    100 lb200 lb

    Figure 1.16 Vector addition injudo.

    Dr. Jigoro Kano, the founder of judo, realized (though he never expressedhis idea in these terms) that this sort of vector addition favors the strong over theweak. However, if the weaker participant applies his or her 100 lb of force in adirection only slightly different from that of the stronger, he or she will effect avector sum of length large enough to surprise the opponent. (See Figure 1.16.)

  • 1.1 Exercises 7

    This is the basis for essentially all of the throws of judo and why judo is describedas the art of using a persons strength against himself or herself. In fact, theword judo means the giving way. One gives in to the strength of another byattempting only to redirect his or her force rather than to oppose it.

    1.1 Exercises

    1. Sketch the following vectors in R2:

    (a) (2, 1) (b) (3, 3) (c) (1, 2)2. Sketch the following vectors in R3:

    (a) (1, 2, 3) (b) (2, 0, 2) (c) (2,3, 1)3. Perform the indicated algebraic operations. Express

    your answers in the form of a single vector a = (a1, a2)in R2.(a) (3, 1) + (1, 7)(b) 2(8, 12)(c) (8, 9) + 3(1, 2)(d) (1, 1) + 5(2, 6) 3(10, 2)(e) (8, 10) + 3 ((8,2) 2(4, 5))

    4. Perform the indicated algebraic operations. Expressyour answers in the form of a single vector a =(a1, a2, a3) in R3.(a) (2, 1, 2) + (3, 9, 7)(b) 12 (8, 4, 1) + 2(5,7, 14 )(c) 2 ((2, 0, 1) 6( 12 ,4, 1)

    )5. Graph the vectors a = (1, 2), b = (2, 5), and a +

    b = (1, 2) + (2, 5), using both the parallelogram lawand the head-to-tail method.

    6. Graph the vectors a = (3, 2) and b = (1, 1). Alsocalculate and graph a b, 12a, and a + 2b.

    7. Let A be the point with coordinates (1, 0, 2), let B bethe point with coordinates (3, 3, 1), and let C be thepoint with coordinates (2, 1, 5).

    (a) Describe the vectorsAB and

    BA.

    (b) Describe the vectorsAC ,

    BC , and

    AC + CB.

    (c) Explain, with pictures, whyAC + CB = AB.

    8. Graph (1, 2, 1) and (0,2, 3), and calculate and graph(1, 2, 1) + (0,2, 3), 1(1, 2, 1), and 4(1, 2, 1).

    9. If (12, 9, z) + (x, 7,3) = (2, y, 5), what are x , y,and z?

    10. What is the length (magnitude) of the vector (3, 1)?(Hint: A diagram will help.)

    11. Sketch the vectors a = (1, 2) and b = (5, 10). Explainwhy a and b point in the same direction.

    12. Sketch the vectors a= (2,7, 8) and b= ( 1,72 ,4

    ). Explain why a and b point in opposite

    directions.

    13. How would you add the vectors (1, 2, 3, 4) and(5,1, 2, 0) in R4? What should 2(7, 6,3, 1) be? Ingeneral, suppose that

    a = (a1, a2, . . . , an) and b = (b1, b2, . . . , bn)

    are two vectors in Rn and k R is a scalar. Then howwould you dene a + b and ka?

    14. Find the displacement vectors from P1 to P2, where P1and P2 are the points given. Sketch P1, P2, and

    P1P2.

    (a) P1(1, 0, 2), P2(2, 1, 7)(b) P1(1, 6,1), P2(0, 4, 2)(c) P1(0, 4, 2), P2(1, 6,1)(d) P1(3, 1), P2(2,1)

    15. Let P1(2, 5,1, 6) and P2(3, 1,2, 7) be two pointsin R4. How would you dene and calculate the dis-placement vector from P1 to P2? (See Exercise 13.)

    16. If A is the point in R3 with coordinates (2, 5,6) andthe displacement vector from A to a second point B is(12,3, 7), what are the coordinates of B?

    17. Suppose that you and your friend are in NewYork talk-ing on cellular phones. You inform each other of yourowndisplacement vectors from theEmpireStateBuild-ing to your current position. Explain how you can usethis information to determine the displacement vectorfrom you to your friend.

    18. Give the details of the proofs of properties 2 and 3 ofvector addition given in this section.

    19. Prove the properties of scalar multiplication given inthis section.

    20. (a) If a is a vector in R2 or R3, what is 0a? Prove youranswer.

    (b) If a is a vector in R2 or R3, what is 1a? Prove youranswer.

    21. (a) Let a = (2, 0) and b = (1, 1). For 0 s 1 and0 t 1, consider the vector x = sa + tb. Ex-plain why the vector x lies in the parallelogram

  • 8 Chapter 1 Vectors

    determined by a and b. (Hint: It may help to drawa picture.)

    (b) Now suppose that a = (2, 2, 1) and b = (0, 3, 2).Describe the set of vectors {x = sa + tb | 0 s 1, 0 t 1}.

    22. Let a= (a1, a2, a3) and b= (b1, b2, b3) be two nonzerovectors such that b = ka. Use vectors to describethe set of points inside the parallelogram with vertexP0(x0, y0, z0) and whose adjacent sides are parallel toa and b and have the same lengths as a and b. (SeeFigure 1.17.) (Hint: If P(x, y, z) is a point in the par-allelogram, describe

    OP , the position vector of P .)

    y

    x

    z

    O

    P

    a

    b

    P0

    Figure 1.17 Figure for Exercise 22.

    23. Aea falls onto marked graph paper at the point (3, 2).She beginsmoving from that point with velocity vectorv = (1,2) (i.e., she moves 1 graph paper unit perminute in the negative x-direction and 2 graph paperunits per minute in the negative y-direction).(a) What is the speed of the ea?

    (b) Where is the ea after 3 minutes?

    (c) How long does it take the ea to get to the point(4,12)?

    (d) Does the ea reach the point (13,27)? Why orwhy not?

    24. A plane takes off from an airport with velocity vector(50, 100, 4). Assume that the units are miles per hour,that the positive x-axis points east, and that the positivey-axis points north.(a) How fast is the plane climbing vertically at take-

    off?

    (b) Suppose the airport is located at the origin and askyscraper is located 5 miles east and 10 milesnorthof theairport.The skyscraper is1,250 feet tall.When will the plane be directly over the building?

    (c) When the plane is over the building, how muchvertical clearance is there?

    25. Asmentioned in the text, physical forces (e.g., gravity)are quantities possessing bothmagnitude and directionand therefore can be represented byvectors. If an objecthas more than one force acting on it, then the resul-tant (or net) force can be represented by the sum ofthe individual force vectors. Suppose that two forces,F1 = (2, 7,1) and F2 = (3,2, 5), act on an object.(a) What is the resultant force of F1 and F2?

    (b) What force F3 is needed to counteract these forces(i.e., so that no net force results and the objectremains at rest)?

    26. A 50 lb sandbag is suspended by two ropes. Supposethat a three-dimensional coordinate system is intro-duced so that the sandbag is at the origin and the ropesare anchored at the points (0,2, 1) and (0, 2, 1).(a) Assuming that the force due to gravity points par-

    allel to the vector (0, 0,1), give a vector F thatdescribes this gravitational force.

    (b) Now, use vectors to describe the forces along eachof the two ropes.Use symmetry considerations anddraw a gure of the situation.

    27. A 10 lb weight is suspended in equilibrium by tworopes. Assume that the weight is at the point (1, 2, 3)in a three-dimensional coordinate system, where thepositive z-axis points straight up, perpendicular to theground, and that the ropes are anchored at the points(3, 0, 4) and (0, 3, 5). Give vectors F1 and F2 thatdescribe the forces along the ropes.

    1.2 More About VectorsThe Standard Basis VectorsIn R2, the vectors i = (1, 0) and j = (0, 1) play a special notational role. Anyvector a = (a1, a2) may be written in terms of i and j via vector addition andscalar multiplication:

    (a1, a2) = (a1, 0) + (0, a2) = a1(1, 0) + a2(0, 1) = a1 i + a2 j.(It may be easier to follow this argument by reading it in reverse.) Insofar as nota-tion goes, the preceding work simply establishes that one can write either (a1, a2)

  • 1.2 More About Vectors 9

    i

    j

    x

    y

    a = a1i + a2 j

    x

    y

    a1i

    a2 j

    Figure 1.18 Any vector in R2 can be written in terms of i and j.

    ij

    k

    y

    x

    z

    a2 j

    a1i

    a3k

    y

    x

    z

    a

    Figure 1.19 Any vector in R3 can be written in terms of i, j, and k.

    or a1i + a2j to denote the vector a. Its your choice which notation to use (as longas youre consistent), but the ij-notation is generally useful for emphasizing thevector nature of a, while the coordinate notation is more useful for emphasizingthe point nature of a (in the sense of as role as a possible position vector ofa point). Geometrically, the signicance of the standard basis vectors i and j isthat an arbitrary vector a R2 can be decomposed pictorially into appropriatevector components along the x- and y-axes, as shown in Figure 1.18.

    Exactly the same situation occurs in R3, except that we need three vec-tors, i = (1, 0, 0), j = (0, 1, 0), and k = (0, 0, 1), to form the standard basis. (SeeFigure 1.19.) The same argument as the one just given can be used to show thatany vector a = (a1, a2, a3) may also be written as a1 i + a2 j + a3 k. We shalluse both coordinate and standard basis notation throughout this text.

    EXAMPLE 1 We may write the vector (1,2) as i 2j and the vector(7, ,3) as 7i + j 3k.

    y = 3

    x

    y

    Figure 1.20 In R2, the equationy = 3 describes a line.

    Parametric Equations of LinesInR2, we know that equations of the form y = mx + b or Ax + By = C describestraight lines. (See Figure 1.20.) Consequently, one might expect the same sort ofequation to dene a line in R3 as well. Consideration of a simple example or two(such as in Figure 1.21) should convince you that a single such linear equationdescribes a plane, not a line. A pair of simultaneous equations in x , y, and z isrequired to dene a line.

    y

    x

    z

    y = 3

    Figure 1.21 In R3, the equationy = 3 describes a plane.

    We postpone discussing the derivation of equations for planes until 1.5 andconcentrate here on using vectors to give sets of parametric equations for lines inR2 or R3 (or even Rn).

  • 10 Chapter 1 Vectors

    First, we remark that a curve in the plane may be described analyticallyby points (x, y), where x and y are given as functions of a third variable (theparameter) t . These functions give rise to parametric equations for the curve:{

    x = f (t)y = g(t) .

    EXAMPLE 2 The set of equations{x = 2 cos t

    0 t < 2y = 2 sin t

    describes a circle of radius 2, since we may check that

    x2 + y2 = (2 cos t)2 + (2 sin t)2 = 4.(See Figure 1.22.)

    t = 0x

    y

    t =

    t = 3 /2

    t = /2

    Figure 1.22 The graph of theparametric equations x = 2 cos t ,y = 2 sin t , 0 t < 2 .

    Parametric equations may be used as readily to describe curves inR3; a curvein R3 is the set of points (x, y, z) whose coordinates x , y, and z are each given bya function of t :

    x = f (t)y = g(t)z = h(t)

    .

    The advantages of using parametric equations are twofold. First, they offer auniform way of describing curves in any number of dimensions. (How wouldyou dene parametric equations for a curve in R4? In R128?) Second, they allowyou to get a dynamic sense of a curve if you consider the parameter variable t torepresent time and imagine that a particle is traveling along the curve with timeaccording to the given parametric equations. You can represent this geometricallyby assigning a direction to the curve to signify increasing t . Notice the arrowin Figure 1.22.

    y

    l

    x

    z

    a

    aP0

    Figure 1.23 The line l is theunique line passing through P0 andparallel to the vector a.

    Now, we see how to provide equations for lines. First, convince yourself thata line inR2 orR3 is uniquely determined by two pieces of geometric information:(1) a vector whose direction is parallel to that of the line and (2) any particularpoint lying on the linesee Figure 1.23. In Figure 1.24, we seek the vector

    r = OPbetween the origin O and an arbitrary point P on the line l (i.e., the positionvector of P(x, y, z)). OP is the vector sum of the position vector b of the givenpoint P0 (i.e.,

    OP0) and a vector parallel to a. Any vector parallel to a must be ascalar multiple of a. Letting this scalar be the parameter variable t , we have

    r = OP = OP0 + ta,and we have established the following proposition:

    y

    x

    z

    O

    P

    b = OP0

    r = OPa

    ta

    P0

    Figure 1.24 The graph of a linein R3.

    PROPOSITION 2.1 The vector parametric equation for the line through the pointP0(b1, b2, b3), whose position vector is

    OP0 = b = b1i + b2j + b3k, and parallelto a = a1i + a2j + a3k is

    r(t) = b + ta. (1)

  • 1.2 More About Vectors 11

    Expanding formula (1),

    r(t) = OP = b1i + b2j + b3k + t(a1i + a2j + a3k)= (a1t + b1)i + (a2t + b2)j + (a3t + b3)k.

    Next, writeOP as x i + yj + zk so that P has coordinates (x, y, z). Then, ex-

    tracting components, we see that the coordinates of P are (a1t + b1, a2t + b2,a3t + b3) and our parametric equations are

    x = a1t + b1y = a2t + b2z = a3t + b3

    , (2)

    where t is any real number.These parametric equations work just as well in R2 (if we ignore the z-

    component) or inRn where n is arbitrary. InRn , formula (1) remains valid, wherewe take a = (a1, a2, . . . , an) and b = (b1, b2, . . . , bn). The resulting parametricequations are

    x1 = a1t + b1x2 = a2t + b2

    ...xn = ant + bn

    .

    EXAMPLE 3 Tond the parametric equations of the line through (1,2, 3) andparallel to the vector i 3j + k, we have a = i 3j + k and b = i 2j + 3kso that formula (1) yields

    r(t) = i 2j + 3k + t( i 3j + k)= (1 + t)i + (2 3t)j + (3 + t)k.

    The parametric equations may be read as

    x = t + 1y = 3t 2z = t + 3

    .

    EXAMPLE 4 FromEuclidean geometry, two distinct points determine a uniqueline in R2 or R3. Lets nd the parametric equations of the line through the pointsP0(1,2, 3) and P1(0, 5,1). The situation is suggested by Figure 1.25. To useformula (1), we need to nd a vector a parallel to the desired line. The vector withtail at P0 and head at P1 is such a vector. That is, we may use for a the vector

    P0P1 = (0 1, 5 (2),1 3) = i + 7j 4k.

    y

    x

    z

    P0

    P1

    Figure 1.25 Finding equationsfor a line through two points inExample 4.

    For b, the position vector of a particular point on the line, we have the choiceof taking either b = i 2j + 3k or b = 5j k. Hence, the equations in (2) yieldparametric equations

    x = 1 ty = 2 + 7tz = 3 4t

    or

    x = ty = 5 + 7tz = 1 4t

    .

  • 12 Chapter 1 Vectors

    In general, given two arbitrary points

    P0(a1, a2, a3) and P1(b1, b2, b3),

    the line joining them has vector parametric equation

    r(t) = OP0 + tP0P1. (3)Equation (3) gives parametric equations

    x = a1 + (b1 a1)ty = a2 + (b2 a2)tz = a3 + (b3 a3)t

    . (4)

    Alternatively, in place of equation (3), we could use the vector equation

    r(t) = OP1 + tP0P1, (5)or perhaps

    r(t) = OP1 + tP1P0, (6)each ofwhich gives rise to somewhat different sets of parametric equations.Again,we refer you to Figure 1.25 for an understanding of the vector geometry involved.

    Example 4 brings up an important point, namely, that parametric equationsfor a line (or, more generally, for any curve) are never unique. In fact, the twosets of equations calculated in Example 4 are by no means the only ones; wecould have taken a = P1P0 = i 7j + 4k or any nonzero scalar multiple ofP0P1 for a.

    If parametric equations are not determined uniquely, then how can you checkyour work? In general, this is not so easy to do, but in the case of lines, there aretwo approaches to take. One is to produce two points that lie on the line speciedby the rst set of parametric equations and see that these points lie on the linegiven by the second set of parametric equations. The other approach is to use theparametric equations to nd what is called the symmetric form of a line in R3.From the equations in (2), assuming that each ai is nonzero, one can eliminatethe parameter variable t in each equation to obtain:

    t = x b1a1

    t = y b2a2

    t = z b3a3

    .

    The symmetric form is

    x b1a1

    = y b2a2

    = z b3a3

    . (7)

  • 1.2 More About Vectors 13

    In Example 4, the two sets of parametric equations give rise to correspondingsymmetric forms

    x 11 =

    y + 27

    = z 34 andx

    1 =y 5

    7= z + 14 .

    Its not difcult to see that adding 1 to each side of the second symmetric formyields the rst one. In general, symmetric forms for lines can differ only by aconstant term or constant scalar multiples (or both).

    The symmetric form is really a set of two simultaneous equations in R3. Forexample, the information in (7) can also be written as

    x b1a1

    = y b2a2

    x b1a1

    = z b3a3

    .

    This illustrates that we require two scalar equations in x , y, and z to describe aline inR3, although a single vector parametric equation, formula (1), is sufcient.

    The next two examples illustrate how to use parametric equations for lines toidentify the intersection of a line and a plane or of two lines.

    EXAMPLE 5 We nd where the line with parametric equations

    x = t + 5y = 2t 4z = 3t + 7

    intersects the plane 3x + 2y 7z = 2.To locate the point of intersection, we must nd what value of the parameter t

    gives a point on the line that also lies in the plane. This is readily accomplished bysubstituting the parametric values for x , y, and z from the line into the equationfor the plane

    3(t + 5) + 2(2t 4) 7(3t + 7) = 2. (8)Solving equation (8) for t , we nd that t = 2. Setting t equal to 2 in theparametric equations for the line yields the point (3, 0, 1), which, indeed, lies inthe plane as well.

    EXAMPLE 6 We determine whether and where the two lines

    x = t + 1y = 5t + 6z = 2t

    and

    x = 3t 3y = tz = t + 1

    intersect.The lines intersect provided that there is a specic value t1 for the parameter

    of the rst line and a value t2 for the parameter of the second line that generate thesame point. In other words, we must be able to nd t1 and t2 so that, by equatingthe respective parametric expressions for x , y, and z, we have

    t1 + 1 = 3t2 35t1 + 6 = t22t1 = t2 + 1

    . (9)

  • 14 Chapter 1 Vectors

    The last two equations of (9) yield

    t2 = 5t1 + 6 = 2t1 1 t1 = 1.Using t1 = 1 in the second equation of (9), we nd that t2 = 1. Note that thevalues t1 = 1 and t2 = 1 also satisfy the rst equation of (9); therefore, we havesolved the system. Setting t = 1 in the set of parametric equations for the rstline gives the desired intersection point, namely, (0, 1, 2).

    Parametric Equations in GeneralVector geometry makes it relatively easy to nd parametric equations for a varietyof curves. We provide two examples.

    EXAMPLE 7 If a wheel rolls along a at surface without slipping, a point onthe rim of the wheel traces a curve called a cycloid, as shown in Figure 1.26.

    x

    y

    Figure 1.26 The graph of a cycloid.

    Suppose that the wheel has radius a and that coordinates in R2 are chosen so thatthe point of interest on the wheel is initially at the origin. After the wheel hasrolled through a central angle of t radians, the situation is as shown in Figure 1.27.We seek the vector

    OP , the position vector of P , in terms of the parameter t .Evidently,

    OP = OA + AP , where the point A is the center of the wheel. Thevector

    OA is not difcult to determine. Its j-componentmust be a, since the centerof the wheel does not vary vertically. Its i-component must equal the distance thewheel has rolled; if t is measured in radians, then this distance is at , the lengthof the arc of the circle having central angle t . Hence,

    OA = at i + aj.

    O

    A

    P

    t

    x

    y

    Figure 1.27 The result of thewheel in Figure 1.26 rollingthrough a central angle of t .

    A

    P

    t

    3 /2 t

    Figure 1.28AP with its tail at

    the origin.

    The value of vector methods becomes apparent when we determineAP .

    Parallel translate the picture so thatAP has its tail at the origin, as in Figure 1.28.

    From the parametric equations of a circle of radius a,

    AP = a cos(3

    2 t

    )i + a sin

    (3

    2 t

    )j = a sin t i a cos t j,

    from the addition formulas for sine and cosine. We conclude that

    OP = OA + AP = (at i + aj) + (a sin t i a cos tj)= a(t sin t)i + a(1 cos t)j,

  • 1.2 More About Vectors 15

    so the parametric equations are{x = a(t sin t)y = a(1 cos t) .

    EXAMPLE 8 If you unwind adhesive tape from a nonrotating circular tapedispenser so that the unwound tape is held taut and tangent to the dispenser roll,then the end of the tape traces a curve called the involute of the circle. Letsnd the parametric equations for this curve, assuming that the dispensing rollhas constant radius a and is centered at the origin. (As more and more tape isunwound, the radius of the roll will, of course, decrease. Well assume that littleenough tape is unwound so that the radius of the roll remains constant.)

    Considering Figure 1.29, we see that the position vectorOP of the desired

    point P is the vector sumOB + BP . To determineOB andBP , we use the angle between the positive x-axis and

    OB as our parameter. Since B is a point on thecircle, OB = a cos i + a sin j.

    O

    B

    Px

    y

    (a, 0)

    Unwoundtape

    Involute

    Figure 1.29 Unwinding tape, asin Example 8. The point Pdescribes a curve known as theinvolute of the circle.

    B

    a Px

    y

    a /2

    Figure 1.30 The vectorBP must

    make an angle of /2 with thepositive x-axis.

    To nd the vectorBP , parallel translate it so that its tail is at the origin. Figure 1.30

    shows thatBPs length must be a , the amount of unwound tape, and its direction

    must be such that it makes an angle of /2 with the positive x-axis. From ourexperience with circular geometry and, perhaps, polar coordinates, we see thatBP is described by

    BP = a cos(

    2

    )i + a sin

    (

    2

    )j = a sin i a cos j.

    Hence,OP = OB + BP = a(cos + sin ) i + a(sin cos ) j.

    Generatingcircle

    x

    y

    Figure 1.31 The involute.

    So {x = a(cos + sin )y = a(sin cos )

    are the parametric equations of the involute, whose graph is pictured inFigure 1.31.

  • 16 Chapter 1 Vectors

    1.2 Exercises

    In Exercises 15, write the given vector by using the standardbasis vectors for R2 and R3.

    1. (2, 4) 2. (9,6) 3. (3, ,7)4. (1, 2, 5) 5. (2, 4, 0)

    In Exercises 610, write the given vector without using thestandard basis notation.

    6. i + j 3k7. 9i 2j + 2k8. 3(2i 7k)9. i j (Consider this to be a vector in R2.)

    10. i j (Consider this to be a vector in R3.)11. Let a1 = (1, 1) and a2 = (1,1).

    (a) Write the vector b = (3, 1) as c1a1 + c2a2, wherec1 and c2 are appropriate scalars.

    (b) Repeat part (a) for the vector b = (3,5).(c) Show that any vector b = (b1, b2) in R2 may be

    written in the form c1a1 + c2a2 for appropriatechoices of the scalars c1, c2. (This shows that a1and a2 form a basis forR2 that can be used insteadof i and j.)

    12. Let a1 = (1, 0,1), a2 = (0, 1, 0), and a3 = (1, 1,1).(a) Find scalars c1, c2, c3, so as to write the vector

    b = (5, 6,5) as c1a1 + c2a2 + c3a3.(b) Try to repeat part (a) for the vector b = (2, 3, 4).

    What happens?

    (c) Can the vectors a1, a2, a3 be used as a basis forR3, instead of i, j, k? Why or why not?

    In Exercises 1318, give a set of parametric equations for thelines so described.

    13. The line in R3 through the point (2,1, 5) that is par-allel to the vector i + 3j 6k.

    14. The line in R3 through the point (12,2, 0) that isparallel to the vector 5i 12j + k.

    15. The line inR2 through the point (2,1) that is parallelto the vector i 7j.

    16. The line in R3 through the points (2, 1, 2) and(3,1, 5).

    17. The line in R3 through the points (1, 4, 5) and(2, 4,1).

    18. The line in R2 through the points (8, 5) and (1, 7).

    19. Write a set of parametric equations for the line in R4

    through the point (1, 2, 0, 4) and parallel to the vector(2, 5, 3, 7).

    20. Write a set of parametric equations for the line inR5 through the points (9, ,1, 5, 2) and (1, 1,

    2, 7, 1).

    21. (a) Write a set of parametric equations for the line inR3 through the point (1, 7, 3) and parallel to thevector 2i j + 5k.

    (b) Write a set of parametric equations for the linethrough the points (5,3, 4) and (0, 1, 9).

    (c) Write different (but equally correct) sets of equa-tions for parts (a) and (b).

    (d) Find the symmetric forms of your answers in(a)(c).

    22. Give a symmetric form for the line having parametricequations x = 5 2t , y = 3t + 1, z = 6t 4.

    23. Give a symmetric form for the line having parametricequations x = t + 7, y = 3t 9, z = 6 8t .

    24. A certain line in R3 has symmetric form

    x 25

    = y 32 =z + 1

    4.

    Write a set of parametric equations for this line.

    25. Give a set of parametric equations for the line withsymmetric form

    x + 53

    = y 17

    = z + 102 .

    26. Are the two lines with symmetric forms

    x 15

    = y + 23 =z + 1

    4

    and

    x 410

    = y 15 =z + 5

    8

    the same? Why or why not?

    27. Show that the two sets of equations

    x 23

    = y 17

    = z5

    andx + 16 =

    y + 614 =

    z + 510

    actually represent the same line in R3.

    28. Determine whether the two lines l1 and l2 dened bythe sets of parametric equations l1: x = 2t 5, y =3t + 2, z = 1 6t , and l2: x = 1 2t , y = 11 3t ,z = 6t 17 are the same. (Hint: First nd two pointson l1 and then see if those points lie on l2.)

    29. Do the parametric equations l1: x = 3t + 2, y =t 7, z = 5t + 1, and l2: x = 6t 1, y = 2t 8,z = 10t 3 describe the same line? Why or why not?

  • 1.2 Exercises 17

    30. Do the parametric equations x = 3t3 + 7, y = 2 t3,z = 5t3 + 1 determine a line? Why or why not?

    31. Do the parametric equations x = 5t2 1, y = 2t2 +3, z = 1 t2 determine a line? Explain.

    32. Abird is ying along the straight-line path x = 2t + 7,y = t 2, z = 1 3t , where t ismeasured inminutes.(a) Where is the bird initially (at t = 0)? Where is the

    bird 3 minutes later?

    (b) Give a vector that is parallel to the birds path.

    (c) When does the bird reach the point(343 ,

    16 , 112

    )?

    (d) Does the bird reach (17, 4,14)?33. Find where the line x = 3t 5, y = 2 t , z = 6t in-

    tersects the plane x + 3y z = 19.34. Where does the line x = 1 4t , y = t 3/2, z =

    2t + 1 intersect the plane 5x 2y + z = 1?35. Find the points of intersection of the line x = 2t 3,

    y = 3t + 2, z = 5 t with each of the coordinateplanes x = 0, y = 0, and z = 0.

    36. Show that the line x = 5 t , y = 2t 7, z = t 3 iscontained in theplanehavingequation 2x y + 4z = 5.

    37. Does the line x = 5 t , y = 2t 3, z = 7t + 1 inter-sect the plane x 3y + z = 1? Why?

    38. Find where the line having symmetric form

    x 36

    = y + 23

    = z5

    intersects theplanewithequation 2x 5y + 3z + 8 = 0.39. Show that the line with symmetric form

    x 32 = y 5 =

    z + 23

    lies entirely in the plane 3x + 3y + z = 22.40. Does the line with symmetric form

    x + 43

    = y 21 =z 19

    intersect the plane 2x 3y + z = 7?41. Let a, b, c be nonzero constants. Show that the linewith

    parametric equations x = at + a, y = b, z = ct + clies on the surface with equation x2/a2 + y2/b2 z2/c2 = 1.

    42. Find the point of intersection of the two lines l1: x =2t + 3, y = 3t + 3, z = 2t + 1 and l2: x = 15 7t ,y = t 2, z = 3t 7.

    43. Do the lines l1: x = 2t + 1, y = 3t , z = t 1and l2: x = 3t + 1, y = t + 5, z = 7 t intersect?Explain your answer.

    44. (a) Find the distance from the point (2, 1, 5) to anypoint on the line x = 3t 5, y = 1 t , z = 4t + 7.(Your answer should be in terms of the param-eter t .)

    (b) Now nd the distance between the point (2, 1, 5)and the line x = 3t 5, y = 1 t , z = 4t + 7.(The distance between a point and a line is the dis-tance between the given point and the closest pointon the line.)

    45. (a) Describe the curve given parametrically by

    {x = 2 cos 3ty = 2 sin 3t 0 t 0

    b

    a a

    Figure 1.65 If the angle betweena and b is , then the anglebetween ka and b is either (ifk > 0) or (if k < 0).

    1.4 Exercises

    Evaluate the determinants in Exercises 14.

    1.

    2 41 3 2.

    0 51 6

    3.

    1 3 50 2 7

    1 0 3

    4.

    2 0 123 6 14 8 2

    In Exercises 57, calculate the indicated cross products, usingboth formulas (2) and (3).

    5. (1, 3,2) (1, 5, 7)6. (3i 2j + k) (i + j + k)7. (i + j) (3i + 2j)8. Prove property 3 of cross products, using properties 1

    and 2.

    9. If ab = 3i 7j 2k, what is (a + b) (a b)?10. Calculate the area of the parallelogram having vertices

    (1, 1), (3, 2), (1, 3), and (1, 2).11. Calculate the area of the parallelogram having vertices

    (1, 2, 3), (4,2, 1), (3, 1, 0), and (0,3,2).12. Find a unit vector that is perpendicular to both 2i +

    j 3k and i + k.13. If (ab) c = 0, what can you say about the geomet-

    ric relation between a, b, and c?

    Compute the area of the triangles described in Exercises1417.

    14. The triangle determined by the vectors a = i + j andb = 2i j

    15. The triangle determined by the vectors a = i 2j +6k and b = 4i + 3j k

    16. The triangle having vertices (1, 1), (1, 2), and(2,1)

    17. The triangle having vertices (1, 0, 1), (0, 2, 3), and(1, 5,2)

    18. Find the volume of the parallelepiped determined bya = 3i j, b = 2i + k, and c = i 2j + 4k.

    19. What is the volume of the parallelepiped with vertices(3, 0,1), (4, 2,1), (1, 1, 0), (3, 1, 5), (0, 3, 0),(4, 3, 5), (1, 2, 6), and (0, 4, 6)?

    20. Verify that (ab) c =a1 a2 a3b1 b2 b3c1 c2 c3

    .

    21. Show that (ab) c = a (b c) using Exercise 20.22. Use geometry to show that |(ab) c| =

    |b (a c)|.23. (a) Show that the area of the triangle with vertices

    P1(x1, y1), P2(x2, y2), and P3(x3, y3) is given bythe absolute value of the expression

    1

    2

    1 1 1x1 x2 x3y1 y2 y3

    .

    (b) Use part (a) to nd the area of the triangle withvertices (1, 2), (2, 3), and (4,4).

    24. Suppose that a, b, and c are noncoplanar vectors inR3,so that they determine a tetrahedron as in Figure 1.66.

    c

    a

    b

    Figure 1.66 The tetrahedron ofExercise 24.

    Give a formula for the surface area of the tetrahedronin terms of a, b, and c. (Note: More than one formulais possible.)

  • 1.4 Exercises 39

    25. Suppose that you are given nonzero vectors a, b, and cin R3. Use dot and cross products to give expressions forvectors satisfying the following geometric descriptions:

    (a) A vector orthogonal to a and b

    (b) A vector of length 2 orthogonal to a and b

    (c) The vector projection of b onto a

    (d) A vector with the length of b and the direction of a

    (e) A vector orthogonal to a and b c(f) A vector in the plane determined by a and b and

    perpendicular to c.

    26. Suppose a, b, c, and d are vectors inR3. Indicate whichof the following expressions are vectors, which arescalars, and which are nonsense (i.e., neither a vectornor a scalar).

    (a) (ab) c (b) (a b) c(c) (a b) (c d) (d) (ab) c(e) (a b) (cd) (f) a [(b c)d](g) (ab) (cd) (h) (a b)c (ab)

    Exercises 2732 concern several identities for vectors a, b, c,and d in R3. Each of them can be veried by hand by writingthe vectors in terms of their components and by using formula(2) for the cross product and Denition 3.1 for the dot product.However, this is quite tedious to do. Instead, use a computeralgebra system to dene the vectors a, b, c, and d in generaland to verify the identities.

    T 27. (ab) c = (a c)b (b c)aT 28. a (b c) = b (c a) = c (ab)

    = a (cb) = c (b a)= b (a c)

    T 29. (ab) (cd)= (a c)(b d) (a d)(b c)= a c a db c b d

    T 30. (ab) c + (b c) a + (c a) b = 0 (this is

    known as the Jacobi identity).

    T 31. (ab) (cd) = [a (cd)]b [b (c d)]aT 32. (ab) (b c) (c a) = [a (b c)]2

    33. Establish the identity

    (ab) (cd) = (a c)(b d) (a d)(b c)of Exercise 29 without resorting to a computer algebrasystem by using the results of Exercises 27 and 28.

    34. Egbert applies a 20 lb force at the edge of a 4 ftwide door that is half-open in order to close it. (SeeFigure 1.67.) Assume that the direction of force is per-pendicular to the plane of the doorway. What is thetorque about the hinge on the door?

    35. Gertrude is changing a at tire with a tire iron. The tireiron is positioned on one of the bolts of the wheel so

    4 ftO

    P

    45

    F

    = 20 lbF

    Figure 1.67 Figure for Exercise 34.

    40 lb30

    Figure 1.68 The conguration forExercise 35.

    that it makes an angle of 30 with the horizontal. (SeeFigure 1.68.) Gertrude exerts 40 lb of force straightdown to turn the bolt.

    (a) If the length of the arm of the wrench is 1 ft, howmuch torque does Gertrude impart to the bolt?

    (b) What if she has a second tire iron whose length is18 in?

    36. Egbert is trying to open a jar of grape jelly. The ra-dius of the lid of the jar is 2 in. If Egbert imparts 15 lbof force tangent to the edge of the lid to open the jar,how many ft-lb, and in what direction, is the resultingtorque?

    37. A 50 lb child is sitting on one end of a seesaw, 3 ftfrom the center fulcrum. (SeeFigure 1.69.)When she is

    3 ft

    1.5 ft

    Figure 1.69 The seesaw of Exercise 37.

  • 40 Chapter 1 Vectors

    1.5 ft above the horizontal position, what is the amountof torque she exerts on the seesaw?

    38. For this problem, note that the radius of the earth isapproximately 3960 miles.

    (a) Suppose that you are standing at 45 north latitude.Given that the earth spins about its axis, how fastare you moving?

    (b) How fast would you be traveling if, instead, youwere standing at a point on the equator?

    39. Archie, the cockroach, and Annie, the ant, are on anLP record. Archie is at the edge of the record (ap-proximately 6 in from the center) and Annie is 2 incloser to the center of the record. How much faster isArchie traveling than Annie? (Note: A record playingon a turntable spins at a rate of 33 13 revolutions perminute.)

    40. A top is spinning with a constant angular speed of 12radians/sec. Suppose that the top spins about its axis

    of symmetry and we orient things so that this axis isthe z-axis and the top spins counterclockwise about it.

    (a) If, at a certain instant, a point P in the top hascoordinates (2,1, 3), what is the velocity of thepoint at that instant?

    (b) What are the (approximate) coordinates of P onesecond later?

    41. There is a difculty involved with our denition ofthe angular velocity vector , namely, that we cannotproperly consider this vector to be free in the senseof being able to parallel translate it at will. Considerthe rotations of a rigid body about each of two parallelaxes. Then the corresponding angular velocity vectors1 and 2 are parallel. Explain, perhaps with a g-ure, that even if 1 and 2 are equal as free vectors,the corresponding rotational motions that result mustbe different. (Therefore, when considering more thanone angular velocity, we should always assume that theaxes of rotation pass through a common point.)

    1.5 Equations for Planes; Distance ProblemsIn this section, we use vectors to derive analytic descriptions of planes in R3. Wealso show how to solve a variety of distance problems involving at objects(i.e., points, lines, and planes).

    Coordinate Equations of PlanesA plane in R3 is determined uniquely by the following geometric information:a particular point P0(x0, y0, z0) in the plane and a particular vector n = Ai +Bj + Ck that is normal (perpendicular) to the plane. In other words, is theset of all points P(x, y, z) in space such that P0P is perpendicular to n. (SeeFigure 1.70.) This means that is dened by the vector equation

    z

    y

    x

    P

    n

    P0

    Figure 1.70 The plane in R3

    through the point P0 andperpendicular to the vector n.

    n P0P = 0. (1)

    SinceP0P = (x x0)i + (y y0)j + (z z0)k, equation (1) may be rewritten

    as

    (Ai + Bj + Ck) ((x x0)i + (y y0)j + (z z0)k) = 0or

    A(x x0) + B(y y0) + C(z z0) = 0. (2)

    This is equivalent to

    Ax + By + Cz = D,where D = Ax0 + By0 + Cz0.

  • 1.5 Equations for Planes; Distance Problems 41

    EXAMPLE 1 Theplane through thepoint (3,2,1)withnormalvector 2i j + 4khas equation

    (2i j + 4k) ((x 3)i + (y 2)j + (z 1)k) = 0 2(x 3) (y 2) + 4(z 1) = 0 2x y + 4z = 8.

    Not only does a plane in R3 have an equation of the form given by equation(2), but, conversely, any equation of this form must describe a plane. Moreover,it is easy to read off the components of a vector normal to the plane from such anequation: They are just the coefcients of x , y, and z.

    EXAMPLE 2 Given the plane with equation 7x + 2y 3z = 1, nd a normalvector to the plane and identify three points that lie on that plane.

    A possible normal vector is n = 7i + 2j 3k. However, any nonzero scalarmultiple ofnwill do just aswell. Algebraically, the effect of using a scalarmultipleof n as normal is to multiply equation (2) by such a scalar.

    Finding three points in the plane is not difcult. First, let y = z = 0 in thedening equation and solve for x :

    7x + 2 0 3 0 = 1 7x = 1 x = 17 .Thus

    (17 , 0, 0

    )is a point on the plane. Next, let x = z = 0 and solve for y:

    7 0 + 2y 3 0 = 1 y = 12 .So(0, 12 , 0

    )is another point on the plane. Finally, let x = y = 0 and solve for z.

    You should nd that(0, 0, 13

    )lies on the plane.

    EXAMPLE 3 Put coordinate axes on R3 so that the z-axis points vertically.Then a plane in R3 is vertical if its normal vector n is horizontal (i.e., if n isparallel to the xy-plane). This means that n has no k-component, so n can bewritten in the form Ai + Bj. It follows from equation (2) that a vertical plane hasan equation of the form

    A(x x0) + B(y y0) = 0.Hence, a nonvertical plane has an equation of the form

    A(x x0) + B(y y0) + C(z z0) = 0,where C = 0. EXAMPLE 4 From high school geometry, you may recall that a plane isdetermined by three (noncollinear) points. Lets nd an equation of the planethat contains the points P0(1, 2, 0), P1(3, 1, 2), and P2(0, 1, 1).

    There are two ways to solve this problem. The rst approach is algebraicand rather uninspired. From the aforementioned remarks, any plane must havean equation of the form Ax + By + Cz = D for suitable constants A, B, C , andD. Thus, we need only to substitute the coordinates of P0, P1, and P2 into thisequation and solve for A, B, C , and D. We have that

    substitution of P0 gives A + 2B = D; substitution of P1 gives 3A + B + 2C = D; and substitution of P2 gives B + C = D.

  • 42 Chapter 1 Vectors

    Hence, we must solve a system of three equations in four unknowns:

    A + 2B = D3A + B + 2C = D

    B + C = D. (3)

    In general, such a system has either no solution or else innitely many solutions.We must be in the latter case, since we know that the three points P0, P1, and P2lie on some plane (i.e., that some set of constants A, B, C , and D must exist).Furthermore, the existence of innitely many solutions corresponds to the factthat any particular equation for a plane may be multiplied by a nonzero constantwithout altering the plane dened. In other words, we can choose a value for oneof A, B, C , or D, and then the other values will be determined. So lets multiplythe rst equation given in (3) by 3, and subtract it from the second equation. Weobtain

    A + 2B = D

    5B + 2C = 2DB + C = D

    . (4)

    Now, multiply the third equation in (4) by 5 and add it to the second:

    A + 2B = D7C = 3D

    B + C = D. (5)

    Multiply the third equation appearing in (5) by 2 and subtract it from the rst:

    A 2C = D7C = 3D

    B + C = D. (6)

    By adding appropriate multiples of the second equation to both the rst and thirdequations of (6), we nd that

    A = 17 D

    7C = 3DB = 47 D

    . (7)

    Thus, if in (7) we take D = 7 (for example), then A = 1, B = 4, C = 3,and the equation of the desired plane is

    x 4y 3z = 7.z

    y

    x n

    P1 P2

    P0

    Figure 1.71 The planedetermined by the points P0, P1,and P2 in Example 4.

    The second method of solution is cleaner and more geometric. The idea isto make use of equation (1). Therefore, we need to know the coordinates of aparticular point on the plane (no problemwe are given three such points) anda vector n normal to the plane. The vectors

    P0P1 and P0P2 both lie in the plane.(See Figure 1.71.) In particular, the normal vector n must be perpendicular tothem both. Consequently, the cross product provides just what we need. That is,we may take

    n = P0P1 P0P2 = (2i j + 2k) (i j + k)

    =

    i j k2 1 2

    1 1 1

    = i 4j 3k.

  • 1.5 Equations for Planes; Distance Problems 43

    If we take P0(1, 2, 0) to be the particular point in equation (1), we nd that theequation we desire is

    (i 4j 3k) ((x 1)i + (y 2)j + zk) = 0or

    (x 1) 4(y 2) 3z = 0.This is the same equation as the one given by the rst method.

    z

    yx

    x 2y + z = 4

    2x + y + 3z = 7

    Figure 1.72 The line ofintersection of the planesx 2y + z = 4 and2x + y + 3z = 7 in Example 5.

    EXAMPLE 5 Consider the two planes having equations x 2y + z = 4 and2x + y + 3z = 7. We determine a set of parametric equations for their line ofintersection. (See Figure 1.72.) We use Proposition 2.1. Thus, we need to nd apoint on the line and a vector parallel to the line. To nd the point on the line,we note that the coordinates (x, y, z) of any such point must satisfy the system ofsimultaneous equations given by the two planes{

    x 2y + z = 42x + y + 3z = 7 . (8)

    From the equations given in (8), it is not too difcult to produce a singlesolution (x, y, z). For example, if we let z = 0 in (8), we obtain the simplersystem {

    x 2y = 42x + y = 7 . (9)

    The solution to the system of equations (9) is readily calculated to be x = 2,y = 3. Thus, (2,3, 0) are the coordinates of a point on the line.

    To nd a vector parallel to the line of intersection, note that such a vectormust be perpendicular to the two normal vectors to the planes. The normal vectorsto the planes are i 2j + k and 2i + j + 3k. Therefore, a vector parallel to theline of intersection is given by

    (i 2j + k) (2i + j + 3k) = 7i j + 5k.Hence, Proposition 2.1 implies that a vector parametric equation for the line is

    r(t) = (2i 3j) + t(7i j + 5k),and a standard set of parametric equations is

    x = 7t 2y = t 3z = 5t

    .

    Parametric Equations of PlanesAnother way to describe a plane in R3 is by a set of parametric equations. First,suppose that a = (a1, a2, a3) and b = (b1, b2, b3) are two nonzero, nonparallelvectors in R3. Then a and b determine a plane in R3 that passes through theorigin. (See Figure 1.73.) To nd the coordinates of a point P(x, y, z) in thisplane, draw a parallelogram whose sides are parallel to a and b and that has twoopposite vertices at the origin and at P , as shown in Figure 1.74. Then there mustexist scalars s and t so that the position vector of P is OP = sa + tb. The plane

  • 44 Chapter 1 Vectors

    z

    y

    x

    a

    b

    Figure 1.73 The plane throughthe origin determined by thevectors a and b.

    z

    y

    x

    a

    b

    tb

    sa P

    Figure 1.74 For the point P inthe plane shown,

    OP = sa + tb

    for appropriate scalars s and t .

    may be described as {x R3 | x = sa + tb; s, t R} .

    Now, suppose that we seek to describe a general plane (i.e., one that doesnot necessarily pass through the origin). Let

    c = (c1, c2, c3) = OP0denote the position vector of a particular point P0 in and let a and b be two(nonzero, nonparallel) vectors that determine the plane through the origin parallelto . By parallel translating a and b so that their tails are at the head of c (as inFigure 1.75), we adapt the preceding discussion to see that the position vector ofany point P(x, y, z) in may be described as

    OP = sa + tb + c.

    z

    y

    x

    c

    b

    aP

    P0

    Figure 1.75 The plane passingthrough P0(c1, c2, c3) and parallelto a and b.

    To summarize, we have shown the following:

    PROPOSITION 5.1 A vector parametric equation for the plane containingthe point P0(c1, c2, c3) (whose position vector is

    OP0 = c) and parallel to thenonzero, nonparallel vectors a and b is

    x(s, t) = sa + tb + c. (10)

    By taking components in formula (10), we readily obtain a set of parametricequations for :

    x = sa1 + tb1 + c1y = sa2 + tb2 + c2z = sa3 + tb3 + c3

    . (11)

    Compare formula (10) with that of equation (1) in Proposition 2.1. We needto use two parameters s and t to describe a plane (instead of a single parametert that appears in the vector parametric equation for a line) because a plane is atwo-dimensional object.

  • 1.5 Equations for Planes; Distance Problems 45

    EXAMPLE 6 We nd a set of parametric equations for the plane that passesthrough the point (1, 0,1) and is parallel to the vectors 3i k and 2i + 5j + 2k.

    From formula (10), any point on the plane is specied by

    x(s, t) = s(3i k) + t(2i + 5j + 2k) + (i k)= (3s + 2t + 1)i + 5tj + (2t s 1)k.

    The individual parametric equation may be read off as

    x = 3s + 2t + 1y = 5tz = 2t s 1

    .

    Distance ProblemsCross products and vector projections provide convenient ways to understand arange of distance problems involving lines and planes: Several examples follow.What is important about these examples are the vector techniques for solvinggeometric problems that they exhibit, not the general formulas thatmay be derivedfrom them.

    aB

    P0

    BP0 proja BP0

    Figure 1.76 A generalconguration for nding thedistance between a point and aline, using vector projections.

    EXAMPLE 7 (Distance between a point and a line) We nd the distancebetween the point P0(2, 1, 3) and the line l(t) = t(1, 1,2) + (2, 3,2) in twoways.

    METHOD 1. From the vector parametric equations for the given line, we readoff a point B on the linenamely, (2, 3,2)and a vector a parallel to thelinenamely, a = (1, 1,2). Using Figure 1.76, the length of the vectorBP0 proja

    BP0 provides the desired distance between P0 and the line. Thus,we calculate that

    BP0 = (2, 1, 3) (2, 3,2)= (0,2, 5);

    projaBP0 =

    (a BP0a a

    )a

    =(

    (1, 1,2) (0,2, 5)(1, 1,2) (1, 1,2)

    )(1, 1,2)

    = (2,2, 4).The desired distance is

    BP0 projaBP0 = (0,2, 5) (2,2, 4) = (2, 0, 1) =

    5.

    aB

    P0

    D

    Figure 1.77 Another generalconguration for nding thedistance between a point and aline.

    METHOD 2. In this case, we use a little trigonometry. If denotes the anglebetween the vectors a and

    BP0 as in Figure 1.77, then

    sin = DBP0

    ,

    where D denotes the distance between P0 and the line. Hence,

    D = BP0 sin = a BP0 sin a =

    a BP0a .

  • 46 Chapter 1 Vectors

    Therefore, we calculate

    aBP0 =

    i j k1 1 20 2 5

    = i + 5j + 2k,

    so that the distance sought is

    D = i + 5j + 2ki + j 2k =

    306

    =

    5,

    which agrees with the answer obtained by Method 1.

    n

    P1

    D

    P22

    1

    Figure 1.78 The generalconguration for nding thedistance D between two parallelplanes.

    EXAMPLE 8 (Distance between parallel planes) The planes

    1: 2x 2y + z = 5 and 2: 2x 2y + z = 20are parallel. (Why?) We see how to compute the distance between them.

    Using Figure 1.78 as a guide, we see that the desired distance D is given byprojn

    P1P2, where P1 is a point on 1, P2 is a point on 2, and n is a vectornormal to both planes.

    First, the vector n that is normal to both planes may be read directly fromthe equation for either 1 or 2 as n = 2i 2j + k. It is not hard to nd a pointP1 on 1: the point P1(0, 0, 5) will do. Similarly, take P2(0, 0, 20) for a point on

    2. Then

    P1P2 = (0, 0, 15),and calculate

    projnP1P2 =

    (n P1P2n n

    )n =

    ((2,2, 1) (0, 0, 15)(2,2, 1) (2,2, 1)

    )(2,2, 1)

    = 159 (2,2, 1)= 53 (2,2, 1).

    Hence, the distance D that we seek is

    D = projnP1P2 = 53

    9 = 5.

    EXAMPLE 9 (Distance between two skew lines) Find the distance betweenthe two skew lines

    l1(t) = t(2, 1, 3) + (0, 5,1) and l2(t) = t(1,1, 0) + (1, 2, 0).(Two lines in R3 are said to be skew if they are neither intersecting nor parallel.It follows that the lines must lie in parallel planes and that the distance betweenthe lines is equal to the distance between the planes.)

    B1

    B2

    a1

    a2

    l2

    l1

    Figure 1.79 Conguration fordetermining the distance betweentwo skew lines in Example 9.

    To solve this problem, we need to nd projnB1B2, the length of the projec-

    tion of the vector between a point on each line onto a vector n that is perpendicularto both lines, hence, also perpendicular to the parallel planes that contain the lines.(See Figure 1.79.)

    From the vector parametric equations for the lines, we read that the pointB1(0, 5,1) is on the rst line and B2(1, 2, 0) is on the se