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Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Outline :
Collective heat transport in the hydrodynamic regime, not by single phonons
1. Motivations
2. Results: ab initio calculation of the thermal conductivity
3. Conclusions
Keywords: high performance computing, atomic scale, density functional theory, Boltzmann’s transport equation
1
Hydrodynamic heat transport regime in bismuth: a theoretical viewpoint
NathalieVASTLaboratoiredesSolidesIrradiés (LSI),EcolePolytechnique,CEA,CNRS,Palaiseau
LSI:MaximeMARKOV,JelenaSJAKSTE,Giuliana BARBARINO,Giorgia FUGALLOIMPMC,SorbonneUniversité:LorenzoPAULATTO,Michele LAZZERIDipartimento diFisica,Università diRomaLaSapienza,Italy:FrancescoMAURI
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
• Improvement of ZT through the reduction of κL
High Seebeck coefficientLow thermal conductivity
But low electrical conductivity
Thermal properties of bismuth
Rhombohedral structure
2
• Overall figure of merit ZT = 0.4 at T = 300 K in the trigonal direction
Lee, Esfarjani, Mendoza, Dresselhaus, Gang Chen, Phys. Rev. B (2014) Markov, Sjakste, Fugallo, Paulatto, Lazzeri, Mauri, Vast, Phys. Rev. B 93, 064301 (2016) M. Markov’s PhD (2016)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Observation of second sound in experiment
15
1. Pulse propagation technique 2. Optical technique
T. F. McNelly, S. J. Rogers, D. J. Channin, R. J. Rollefson, W. M. Goubau, G. E. Schmidt, J. A. Krurnhansl, and R. O. Pohl. Phys. Rev. Lett., 24,100 (1970)
D. W. Pohl and V. Irniger Phys. Rev. Lett., 36:480 (1976)
3
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Second sound
So far second sound has been observed in a very few materials
3D-materials:
Solid helium ( T ~ 1.8 K) Bismuth (T ~ 1.5 – 3.5 K)NaF (T ~ 10 -18 K)SrTiO3 (recent work)Graphite (recent work)
2D-materials: (recent theoretical predictions)exists even at high T > 50 K
Suspended graphene (MIT, USA)Black phosporous (ESPCI, France)
4
Ackermann, Bertman, Fairbank, Guyer,PRL 16, 789 (1966)
Jackson, Walker, McNelly, PR L25, 26 (1970)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Si
What are the heat transport regimes in bismuth?
De Tomas, Acantarero, Lopeandia, Alvarez, J. Appl. Phys 118, 134305 (2015)
Bi?
Bi is an isotopically pure material : Second sound T ~ ei (k·r−ωt) has been measured between T=1.5 and 3.5 KHydrodynamic (collective) transport of heat, not single-phonon mode (kinetic) regime
Second sound
5
Narayanamurti and Murti, Phys. Rev. Lett. 78, 11461 (1972)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux 6
Some methods to compute the lattice thermal conductivity kL
The heat flux JL from the hot to the cold pole of the sample reads
Several methods to compute kL impose the temperature gradient or heat flux
!" =1
%&'()< + , + 0 > /,
1
2
• Equilibrium (equ.) molecular dynamics (MD)
• Non-equ. MD !" = − lim()(*→,
lim-→.
< 0 1 >3435
• Approach to equ. MD Lampin, Nguyen, Francioso, Cleri, App. Phys. Let. 100, 131906 (2012)
In the present work we use Boltzmann’s transport equation for phononsTo compute the stationary solution of phonon distribution nq
!" = −%"&'∂)
ph-ph ph-boundary
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Phonon-phonon scattering
7
L. Paulatto, F. Mauri, M. Lazzeri Phys. Rev. B 87, 214303 (2013)
D3Q code
ph-ph ph-boundary
(2n+1) theorem within DFPT
Boltzmann’stransport equation
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Casimir's model for boundary scattering
The shortest dimension can be• Grains or Wire diameter
• Film thickness
- shortest sample dimension
ph-ph ph-boundary
Boltzmann’stransport equation
8
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
How to model the heat transport regimes?
Important at low TCollective transport
nq : exact variational solution
Sufficient at room TKinetic transport
Γq-1 : single mode approximation :
cq is the phonon group velocityħωq is the phonon energyn0q is the equilibrium (Bose-Einstein) phonon distributionΔnq = nq - n0q is the change in the phonon distribution
Phonon distribution nq versus inverse scattering rate Γq-1
G. Fugallo, M. Lazzeri, L. Paulatto, F. Mauri, Phys. Rev. B 88, 045430 (2013)
9
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Outline :Collective heat transport in the hydrodynamic regime
Not a heat transport by single phonons
1. Motivations2. Results: ab initio calculation of the thermal conductivity
3. Conclusions
Keywords: high performance computing, atomic scale, density functional theory, Boltzmann’s transport equation
10
Hydrodynamic heat transport regime in bismuth: a theoretical viewpoint
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux 11
Phonons scattering by phonon-phonon coupling (anharmonicity)Ph
onon
freq
uenc
y(c
m-1
)
High symmetry direction in the Brillouin zone
Forte The three acoustic phonons in bismuth
The longitudinal LA phonon has a short lifetime (>10 ps)(high scattering probability phonon-phonon interaction)
Green, red, blue colors:scattering probabilityby phonon-phonon interaction (one color per phonon)
Maksim MARKOV PhD, Ecole Polytechnique (2016)
Bi
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Lattice thermal conductivity in bismuth
Black:Our ab initio calculation
Green: measurementsIssi, Aust. J. Physics (1979)
Red: Calculations (USA)Lee, Esfarjani, Mendoza,Dresselhaus, Gang Chen,Phys. Rev. B (2014) Effet of thenanostructuring:Decrease of thermal conductivity by 50% in a 100-nm-nanostructure at 100 K
Markov, Sjakste, Fugallo, Paulatto, Lazzeri, Mauri, Vast, Phys. Rev. B 93, 064301 (2016)
Bi
Umklapp ? 1/T behavior
Normal + Umklapp
Phonon-phonon scattering
ScatteringBy sample boundary
100-nm50-nm
12
Trigonal crystal of bismuth : binary direction (perpendicular to the trigonal axis)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Phonon calculation in the harmonic approximation
Indirect phonon gap modulates the strength of the an-harmonic interaction between acoustic and optical phonon (AOPI)
Phonon frequency as a function of high symetry directions in the Brillouin zone
Bi
13
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Lattice thermal conductivity in bismuth
Black:Our ab initio calculation
Green: measurementsIssi, Aust. J. Physics (1979)
Red: Calculations (USA)Lee, Esfarjani, Mendoza,Dresselhaus, Gang Chen,Phys. Rev. B (2014) Effet of thenanostructuring:Decrease of thermal conductivity by 50% in a 100-nm-nanostructure at 100 K
Markov, Sjakste, Fugallo, Paulatto, Lazzeri, Mauri, Vast, Phys. Rev. B 93, 064301 (2016)
Bi
Umklapp ? 1/T behavior
Normal + Umklapp
Phonon-phonon scattering
ScatteringBy sample boundary
100-nm50-nm
14
Trigonal crystal of bismuth : binary direction (perpendicular to the trigonal axis)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Thermodynamical average ofphonon-phonon &ph-boundary scattering rates
15
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Th
erm
al c
on
du
ctiv
ity
κ⊥,
Wm
-1K
-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Therm
al
conducti
vit
y κ⊥, W
m-1
K-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. blackMarkov, Sjakste, Barbarino, Fugallo, Paulatto, Lazzeri, Mauri, Phys. Rev. Lett. 120, 075901 (2018)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Hydrodynamic regime of thermal transport in bismuth (1/2)
16
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mmT
her
mal
conduct
ivit
y κ⊥, W
m-1
K-1
Trigonal crystal of bismuth : binary direction (perpendicular to the trigonal axis)
Increase of Δnqj :ph- repopulationby normal processes : j
T<20K, Uher T> 20`K
Markov, Sjakste, Barbarino, Fugallo, Paulatto, Lazzeri, Mauri, Phys. Rev. Lett. 120, 075901 (2018)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Definition oftheclassical PoiseuilleorKnudsen flow
17
PIPE boundaries Flow velocity =0
Flow velocity =0
Flow velocity is maximal
Driving force : pressure gradient Resistive viscous force : along both boundaries
Fluid
Fluid in a pipe
Science dictionary, online, 2017-04-11
The flow of low-pressure gas through a tube whose diameter is much smaller than the mean free path of the molecules of the gas.
Knuden number : ratio of the molecule mean free path over smallest dimension of the pipeHere: We define the “mean free-path” as the “heat wave propagation length”
The macroscopic concept of viscosity needs to be modified since the resistance to motion is due primarily to molecular collisions with the passage walls.
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Hydrodynamic regime of thermal transport in bismuth (2/2)
Heat wave propagation length Lh in the binary and trigonal directions
Markov, Sjakste, Barbarino, Fugallo, Paulatto, Lazzeri, Mauri, Phys. Rev. Lett. 120, 075901 (2018)
18
1 2 5 10 50 100 300 500Temperature, K
10-2
10-1
100
101
102
103
104
105
Lh, µ
mExpt.
λhydro
= v⊥/Γ
U
av
λgas
= v⊥/(Γ
U
av+Γ
n
av)
Lh - wires - SMA
Lh - wires - VAR
Binary directionSecond sound
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Ther
mal
conduct
ivit
y κ⊥, W
m-1
K-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Th
erm
al c
on
du
ctiv
ity κ⊥,
Wm
-1K
-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Th
erm
al c
on
du
ctiv
ity
κ⊥,
Wm
-1K
-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
4
aries becomes significant (Fig. 2).
However, the average scattering rates discussed so fardo not contain any information about repopulation mech-anisms [27]. To account for them, we extract a heat wavepropagation length L
h
that we define by the criterion :
(T, LCas = Lh
) = (T,1)/e, (7)
where (T,1) denotes the LTC obtained for an infinitesample at a given temperature, and (T, LCas) denotesthe LTC obtained for a sample of finite dimension. Theextracted HWPL L
h
is the cylindrical wire diameter LCas
needed to reduce (T,1) by e (Fig. 3, filled disks, andsupplemental material for the trigonal direction).
Remarkably, at low temperatures, Lh
is found to beclose to the phonon propagation length computed withUmklapp processes only (eq. 4). These resistive processesdamp the heat wave, thus defining the wave travelingdistance between the instant of heat wave generation tocomplete di↵usion. A strong presence of normal pro-cesses, in turn, favors heat conduction and second soundbehavior. With the increase of temperature, L
h
becomesclose to the phonon propagation length accounting forboth Umklapp and normal processes of eq. 5, i.e. of anuncorrelated phonon gas (empty circles). We see that thebehavior of the HWPL L
h
extracted from the LTC as afunction of temperature is the fingerprint of the tran-sition from the hydrodynamic to kinetic regime. Thetemperature range and sample dimension in which ob-servations of second sound are available in the binarydirection (red line segment) are in extremely satisfactoryagreement with the calculations, which support the oc-currence of second sound at 3.0 K for a 9.72 mm wire.Fig. 3 enables us also to predict the occurrence of sec-ond sound at other temperatures and sample sizes, forinstance at 4.1 K in a wire with a 1 mm size.
We emphasize that in principle, Lh
is a measurablequantity, provided that LTC can be measured in samplesof many di↵erent sizes, including very large ones. In thatsense, the results presented in Fig. 3 can be viewed as aGedanken experiment in which : (i) First, one need to de-termine the heat wave propagation length from the ther-mal conductivity measured in samples of di↵erent sizes,as described with eq. 7. (ii) Secondly, its combinationwith a measurement of the average phonon mean freepath in a bulk sample, given by eq. 5, as done, for exam-ple, in attenuation measurement experiments [28], could,in principle, lead to the identification of the temperatureand sample size ranges in which Poiseuille’s flow occurs.
We turn to the characterization of Poiseuille’s flow,defined in the previous paragraph as the range of tem-peratures and propagation lengths where L
h
and �hydro
are close to each other. For this purpose we use commonhydrodynamic quantities : Knudsen number and driftvelocity. The former is defined as the ratio between the
(a)
(b)
FIG. 4: Heat flow characteristics in Bi as a function of thetemperature. Panel (a) : drift velocity v in the binary (?)and trigonal (k) directions (resp. black solid and red dashedlines). Symbol : saturated second-sound velocity measuredat 3 K [10]. Panel (b) : Knudsen number L
h
/LCas for a wireof Casimir length LCas = 9.72 mm (black solid line). Theratio of the phonon propagation length in the hydrodynamic(resp. gas) regime over LCas is also given (resp. black dashedand dotted lines). The shaded region 3.0 K < T < 3.48 Kcorresponds to the temperature interval in which a secondsound peak has been reported in the binary direction [10].
HWPL and the characteristic dimension of transport,
Kn =Lh
LCas. (8)
Interestingly, the transition between the hydrodynamicand kinetic regime is found for a calculated Knudsennumber Kn ⇡ 0.58 at T = 3.5 K in agreement with thecriteria of phonon hydrodynamics 0.1 . Kn . 10 [5](Fig. 4, bottom panel, black solid line). Our drift veloc-ity calculated with eq. 6 in the binary direction shows amaximum of v? = 770 m/s at 3.0 K whose value matcheswell with the second sound velocity v = 780 m/s mea-sured in Ref. 10. At variance with the experiment [10], wefind however a dependence on the propagation direction(top panel, black solid and red dashed lines).In conclusion, repopulation of phonon states by nor-
mal processes turns out to be particularly strong at lowtemperatures and leads to the occurrence of the hydro-dynamic regime in bismuth. We have shown that this
We defined Lh such as
Single-phonon attenuationmeasurements
κL measuredfor varioussample sizes
Gedanken experiment:the hydrodynamic regime could be deduced from a comparison between :- measurements of lattice thermal conductivity on samples of various sizes - average measurementof « monochromatic » phonon attenuation
Average phonon propagation length :
See POSTER
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Hydrodynamic regime ofthermaltransport inbismuth(2/2)
Heat wave propagation length Lh in the binary and trigonal directions
Markov, Sjakste, Barbarino, Fugallo, Paulatto, Lazzeri, Mauri, Phys. Rev. Lett. 120, 075901 (2018)
19
1 2 5 10 50 100 300 500Temperature, K
10-2
10-1
100
101
102
103
104
105
Lh, µ
m
Expt.
λhydro
= v⊥/Γ
U
av
λgas
= v⊥/(Γ
U
av+Γ
n
av)
Lh - wires - SMA
Lh - wires - VAR
Binary direction
1 2 5 10 50 100 300 500Temperature, K
10-2
10-1
100
101
102
103
104
105
Lh, µ
m
Expt.
λhydro
= v||/Γ
U
av
λgas
= v||/(Γ
U
av+Γ
n
av)
Lh - wires - SMA
Lh - wires - VAR
Trigonal directionSecond sound Second sound
Average phonon propagation length :
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Ther
mal
conduct
ivit
y κ⊥, W
m-1
K-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Th
erm
al c
on
du
ctiv
ity κ⊥,
Wm
-1K
-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Th
erm
al c
on
du
ctiv
ity
κ⊥,
Wm
-1K
-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
4
aries becomes significant (Fig. 2).
However, the average scattering rates discussed so fardo not contain any information about repopulation mech-anisms [27]. To account for them, we extract a heat wavepropagation length L
h
that we define by the criterion :
(T, LCas = Lh
) = (T,1)/e, (7)
where (T,1) denotes the LTC obtained for an infinitesample at a given temperature, and (T, LCas) denotesthe LTC obtained for a sample of finite dimension. Theextracted HWPL L
h
is the cylindrical wire diameter LCas
needed to reduce (T,1) by e (Fig. 3, filled disks, andsupplemental material for the trigonal direction).
Remarkably, at low temperatures, Lh
is found to beclose to the phonon propagation length computed withUmklapp processes only (eq. 4). These resistive processesdamp the heat wave, thus defining the wave travelingdistance between the instant of heat wave generation tocomplete di↵usion. A strong presence of normal pro-cesses, in turn, favors heat conduction and second soundbehavior. With the increase of temperature, L
h
becomesclose to the phonon propagation length accounting forboth Umklapp and normal processes of eq. 5, i.e. of anuncorrelated phonon gas (empty circles). We see that thebehavior of the HWPL L
h
extracted from the LTC as afunction of temperature is the fingerprint of the tran-sition from the hydrodynamic to kinetic regime. Thetemperature range and sample dimension in which ob-servations of second sound are available in the binarydirection (red line segment) are in extremely satisfactoryagreement with the calculations, which support the oc-currence of second sound at 3.0 K for a 9.72 mm wire.Fig. 3 enables us also to predict the occurrence of sec-ond sound at other temperatures and sample sizes, forinstance at 4.1 K in a wire with a 1 mm size.
We emphasize that in principle, Lh
is a measurablequantity, provided that LTC can be measured in samplesof many di↵erent sizes, including very large ones. In thatsense, the results presented in Fig. 3 can be viewed as aGedanken experiment in which : (i) First, one need to de-termine the heat wave propagation length from the ther-mal conductivity measured in samples of di↵erent sizes,as described with eq. 7. (ii) Secondly, its combinationwith a measurement of the average phonon mean freepath in a bulk sample, given by eq. 5, as done, for exam-ple, in attenuation measurement experiments [28], could,in principle, lead to the identification of the temperatureand sample size ranges in which Poiseuille’s flow occurs.
We turn to the characterization of Poiseuille’s flow,defined in the previous paragraph as the range of tem-peratures and propagation lengths where L
h
and �hydro
are close to each other. For this purpose we use commonhydrodynamic quantities : Knudsen number and driftvelocity. The former is defined as the ratio between the
(a)
(b)
FIG. 4: Heat flow characteristics in Bi as a function of thetemperature. Panel (a) : drift velocity v in the binary (?)and trigonal (k) directions (resp. black solid and red dashedlines). Symbol : saturated second-sound velocity measuredat 3 K [10]. Panel (b) : Knudsen number L
h
/LCas for a wireof Casimir length LCas = 9.72 mm (black solid line). Theratio of the phonon propagation length in the hydrodynamic(resp. gas) regime over LCas is also given (resp. black dashedand dotted lines). The shaded region 3.0 K < T < 3.48 Kcorresponds to the temperature interval in which a secondsound peak has been reported in the binary direction [10].
HWPL and the characteristic dimension of transport,
Kn =Lh
LCas. (8)
Interestingly, the transition between the hydrodynamicand kinetic regime is found for a calculated Knudsennumber Kn ⇡ 0.58 at T = 3.5 K in agreement with thecriteria of phonon hydrodynamics 0.1 . Kn . 10 [5](Fig. 4, bottom panel, black solid line). Our drift veloc-ity calculated with eq. 6 in the binary direction shows amaximum of v? = 770 m/s at 3.0 K whose value matcheswell with the second sound velocity v = 780 m/s mea-sured in Ref. 10. At variance with the experiment [10], wefind however a dependence on the propagation direction(top panel, black solid and red dashed lines).In conclusion, repopulation of phonon states by nor-
mal processes turns out to be particularly strong at lowtemperatures and leads to the occurrence of the hydro-dynamic regime in bismuth. We have shown that this
We defined Lh such as
κL
Single-phonon Single-phonon
κL
See POSTER See POSTER
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Characterization oftheheat transportPoiseuille flow
Trigonal crystal of bismuth : binary direction (perpendicular to the trigonal axis)
20
Markov, Sjakste, Barbarino, Fugallo, Paulatto, Lazzeri, Mauri, Phys. Rev. Lett. 120, 075901 (2018)
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Conclusions?
?
No clear kinetic regime found in the calculations!
Transition from ballistic s hydrodynamic
Predicted Poiseuille regime at good temperature region1.5 K < T < 3.5 K in agreement with experiment.
BiBi
Tran
sitio
n re
gim
e
21
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
Thermodynamical average ofphonon-phonon &ph-boundary scattering rates
22
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Th
erm
al c
on
du
ctiv
ity
κ⊥,
Wm
-1K
-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. black
2
1 2 5 10 50 100 300Temperature, K
100
101
102
103
104
Theory exact
Idem, LCas
= 9.72 mmExpt. IssiTheory SMA
Idem, LCas
= 9.72 mm
Therm
al
conducti
vit
y κ⊥, W
m-1
K-1
FIG. 1: Temperature dependence of the lattice thermal con-ductivity (LTC) in the binary direction for a single crystalwithout (solid lines) or with (dotted lines) millimeter-sizedsample boundaries (MSSB). Black curves : exact variationalcalculation (V-BTE). Red curves : single mode approxima-tion (SMA-BTE). MSSB modeled with the wire geometry andLCas = 9.72 mm [21]. Green dashed lines : LTC extracted byus from expt. of Ref. 22 for T > 20 K; for T < 20 K, LTCfrom a sample having a rectangular cross-section 8.8 ⇥ 8.6mm2 (Ref. 11). We used the T-independent bulk value of6 W(K.m)�1 [23, 24] of the electronic contribution to extractthe LTC from the total thermal conductivity of Bi [11].
heat carried by single (uncorrelated) phonons with finitelifetimes, is valid in the kinetic regime only. Thus, asignificant di↵erence between the LTC obtained by a so-lution of V-BTE and the one obtained in the single modeapproximation (SMA-BTE) is the indication that the hy-drodynamic regime is achieved. Second, we compare thethermodynamic averages of the phonon-scattering ratesfor normal and resistive processes �n and �U , and thehydrodynamic regime occurs when [20]
�U
av
⌧ �n
av
. (1)
Then, we address the question of the occurrence ofPoiseuille’s flow inside the hydrodynamic regime. Here aswell, various methods are employed, which now accountfor the additional scattering rate by sample boundaries�b. We first use Guyer’s conditions [20],
�U
av
< �b
av
< �n
av
(2)
and find the temperature interval in which second-soundis calculated to be observable. In the second method, weextract the heat wave propagation length directly fromthe LTC calculated with V-BTE and compare it to thesample size. The sample size comparable to the HWPLsets the threshold for the second sound observability, asabove this threshold, the heat-wave is damped beforereaching the sample boundary.
The thermodynamic averages of phonon scatteringrates for normal, Umklapp and boundary collisional pro-cesses that condition the transport regime read
�i
av
=
P⌫
C⌫
�i
⌫P⌫
C⌫
(3)
where C⌫
is the specific heat (see below) of the phononmode ⌫ = {qj} and the index i = n, U, b stands for nor-mal, Umklapp and extrinsic (boundary) scattering re-spectively. Besides the scattering rate (or inverse relax-ation time), the quantities characterizing heat transportare the drift velocity v of the heat carriers defined below,and the phonon propagation length � = v ��1
av
which isthe characteristic distance that heat carrying phononscover before damping. As a source of damping, we con-sider, in infinite samples, either Umklapp processes only
�hydro
(1) = v/�U
av
, (4)
or their combination with normal processes throughMatthiessen’s rule
�gas
(1) = v/(�U
av
+ �n
av
) . (5)
When scattering by sample boundaries is accounted for,the phonon propagation length reads �(LCas) instead of�(1) in eqs. 4�5, where Casimir’s length LCas representsthe smallest dimension of the sample or nanostructure.
In bismuth the transport is anisotropic and has compo-nents along the trigonal axis (k) and perpendicular (?)to it, i.e. along the binary and bisectrix directions. Thedrift velocity in these directions reads [9]
v2j
=
P⌫
C⌫
c⌫ j
· c⌫ jP
⌫
C⌫
, (6)
where j stands for k or ? direction and c⌫
is thephonon group velocity. In the thermodynamic aver-ages the specific heat of a phonon mode is calculated as
C⌫
= n0⌫
(n0⌫
+ 1) (~!⌫)2
kBT
2 , where n0 stands for the temper-ature (T) dependent Bose-Einstein phonon occupationnumber and !
⌫
is the phonon frequency.The lattice thermal conductivity, third-order anhar-
monic constants of the normal and Umklapp phonon in-teractions, and thermodynamical averages have been cal-culated on a 28x28x28 q-point grid in the Brillouin zone,but for the drift velocity below 2 K, which required a40⇥40⇥40 grid. Details of the calculation are given inthe supplemental material. We have used the wire geom-etry for the boundary scattering with Casimir’s model,
�b = 2n0⌫(n
0⌫+1)|cb
⌫ |L
Cas , where cb⌫
is the group-velocity in thedirection of the smallest dimension. The factor of twoaccounts for surface roughness [23, 24].Remarkably, our calculated lattice thermal conductiv-
ity (LTC) shows the same evolution as the experimentalone over three orders of magnitude (Fig. 1, resp. blackMarkov, Sjakste, Barbarino, Fugallo, Paulatto, Lazzeri, Mauri, Phys. Rev. Lett. 120, 075901 (2018)
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux 23
Hydrodynamic heat transport regime in bismuth: a theoretical viewpoint
Towards the modeling of doping in Bi2Te3 compounds and SiGe alloys
Thermal conductivity of BiAcoustic-optical phonon interactionplays a crucial role on the magnitude of
is predicted in the trigonal direction where it as not been measured experimentallyHydrodynamics heat transport regime ischaracterized by a heat wave propagation length Lhdeduced from of samples of different sizes
S i
Coupled electron and phonon transports
Phonon-drag contribution to the Seebeck coefficient
Phonon-drag effect depends on nanostructuresize and shape
Workshop « Open questions on energy transport & conversionin nanoscale quantum systems »N. Vast, https://portail.polytechnique.edu/lsi/fr/recherche/theorie-de-la-science-des-materiaux
NathalieVASTLaboratoiredesSolidesIrradiés (LSI),EcolePolytechnique,CEA,CNRS,Palaiseau
LSI:MaximeMARKOV,JelenaSJAKSTE,Giuliana BARBARINO,Giorgia FUGALLO
IMPMC,SorbonneUniversité:LorenzoPAULATTO,Michele LAZZERI
Dipartimento diFisica,Università diRomaLaSapienza,Italy:FrancescoMAURI
24
Maxime Markov Jelena Sjaskte
Hydrodynamic heat transport regime in bismuth: a theoretical viewpoint