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Variations
Regulatory Background
Commission Regulation (EC)
No 1234/2008,
amended by No 712/2012
Guidelines of 16.05.2013 on the details of the various categories of variations, on the operation of
the procedures laid down in
Chapers II, IIa, III and IV of Commission Regulation (EC) No 1234/2008 of
25 November 2008 concerning the examination of variations to the
terms of marketing
authorisations for medicinal products for human use and veterinary
medicinal products and on the documentation to be submitted persuant
to those procedures C (2013) 2804
CMDh Best Practice Guides (BPGs) for the Submission and Processing of Variations in the
Mutual Recognition Procedure,
CMDh/CMDv Q & A, …
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Minor variations of type IA:
„Do and Tell“
→minimal impact, or no impact at all on the quality, safety or
efficacy of the medicinal product concerned
Type IAin: Notification immediately after implementation
Type IA: Notification within 12 months
→ within 30 days following receipt CA takes appropriate
measures („Acknowledgement of an acceptable notification“)
Variations Classification of Variations
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Major variations of type II:
„Tell and wait for Approval before Implementation“
→significant impact on quality, safety or efficacy of the
medicinal product concerned
→ Prior approval necessary
Extension of a marketing authorisation
→a Variation which is listed in Annex I
Variations Classification of Variations
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Minor variation of type IB:
„Tell, Wait and Do“
→neither a minor variation of type IA nor a major variation of
type II nor an extension
→if 30 days following acknowledgement of receipt of a valid
notification CA has not sent unfavourable opinion, notification
is deemed accepted.
Variations Classification of Variations
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Article 7: Grouping of Variations
IAs of one or more marketing authorisations owned by the same
holder
Several variations of the same marketing authorisation according
Annex III
Several Variations of the same marketing authorisation not
inaccordance with Annex III but Agency agrees
National:
Grouped applications only in one member states, otherwise
worksharing
One or several variations to several purely national MAs in one MS
Facilitate review and reduce administrative burden
Variations Grouping
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Article 20: Worksharing procedure
Type IB, Type II, Grouping to several MA owned by the same
holder
National: Type IB, Type II, Grouping to one MA owned by the same
holde in more than one member states
Assessment report will always be prepared
avoid duplication of work
Variations Worksharing
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A. Administrative changes
B. Quality changes I. Active Substance
a) Manufacture
b) Control of active substance
c) Container closure system
d) Stability
e) Design Space and post approval change management protocol
II. Finished Product
a) Description and composition
b) Manufacture
c) Control of excipients
d) Control of finished product
e) Container closure system
f) Stability
g) Design Space and post approval change management protocol
h) Adventitious Agents Safety
Variations Guideline of 16.5.2013
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III. CEP/TSE/monographs
IV. Medical Devices
V. Changes to a marketing authorisation resulting from other regulatory
procedures
a) PMF/VAMF
b) Referral
c) Other changes to the quality dossier requested by the competent authority
C. Safety, Efficacy, Pharmacovigilance changes I. Human and Veterinary medicinal products
II. Veterinary medicinal product – specific changes
D. PMF/VAMF
Variations Guideline of 16.5.2013
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TYPE IB unforseen
→ a type IB variation where a „z“category is ticked and which
has not been classified as „z“-category following Article 5
recommendation
Article 5: Recommendation of unforseen variation
→ holder may request a recommendation on the classification
of the variation
„CMDh Recommendation for classification of unforeseen
variations according to Article 5 of Commission
Regulation (EC) No 1234/2008“
Variations Unforseen Variation
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GL: Changes to a Marketing Authorisation:
Addition, Replacement, Deletion of Data – Variation necessary
Editorial Changes:
- no separate Variation necessary
- can be included in a Variation
- clearly identified in the Application form
- Justification as why to consider editorial
Variations Editorial changes
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Q&A 3.16: Under which classification category can
editorial changes be submitted?
• Editorial changes of the SmPC, updates in line with QRD, etc.
without changing the content
→ included in TYP IB, TYP II under Chapter C
• Modul 3,4,5
→ see EMA Guidance
CMDh/CMDv: Q&A – List for the submission of variations according to Commission Regulation(EC) 1234/2008
Variations Editorial changes
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EMA: Human post-authorisation Q&A
4.1. What can be considered an editorial change and how
can it be submitted as part of a type IA/IB/II variation?
Editorial: adding headers, reordering of existing information,
grammar/orthographic corrections
Not considered editorial changes: removal of specification parameters or
manufacturing description, update of information to bring the dossier in line
with the current manufacturing process, etc.
Included in sections up to the fourth level of the eCTD: Variation in 3.2.S.2.1 –
editorial changes in 3.2.S.2.1 to 3.2.S.2.7
Variations Editorial changes
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Application Form
Precise Scope and Background
• State changes
• Explanation why change is required
• Justificiation for Grouping
• Justification for Classification of Type IB if „z“ category is ticked
Present/Proposed Table
• Precise present and proposed content
„EMA/CMDh Explanatory notes on variation
application form“
Variations Examples for correct submissions
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Q&A 3.4: Update of an ASMF/Modul 3.2.S
• Grouped variation according to the highest type of single change
• Substantial changes: B.I.z Type II
Present/Proposed section filled out completely
CMDh/CMDv: Q&A – List for the submission of
variations according to Commission Regulation(EC)
1234/2008
Variations Examples for correct submissions
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Submission of Updated CEPs (Classification Category
B.III.3)
• Each CEP Update submitted as variation scope
• More than one CEP version - Grouping
• Revisions of CEPs can be omitted – Confirmation that the
substance form the omitted CEP Version was not used in the FP
during validity of this CEP
EMA: Human post-authorisation Q&A (2.4)
Variations Examples for correct submissions
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Brexit:
• Batch releaser
• New summary of Pharmacovigilance system
• Change in name
• ……
→Grouping possible
„CMDh/CMDv Examples of acceptable and not acceptable
groupings for MRP/DCP Products“
Variations Examples for correct submissions
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New finished product bulk manufacturing site
• Changes in manufacturing process
• Changes in batch size
• Changes in in-process controls
……to adapt to the new manufacturing site settings
→Single type II under B.II.b.1 (clearly identified in the
Application form)
Changes in Excipients, specification parameters, container closure
system
→ Additional scopes in a grouped application
„CMDh/CMDv Examples of acceptable and not acceptable
groupings for MRP/DCP Products“
Variations
Examples for correct submissions
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Update Dossier in preparation of a RUP/MRP:
• Changes or addition of Braille, User Test, ERA, summary of
pharmacovigilance system, RMP, QPs declaration, updated
confirmatory stability data, updated clinical and non-clinical
overviews, summaries or Expert reports based on already
submitted or approved data
→ C.I.z TYP II
CMDh/CMDv: Q&A – List for the submission of
variations according to Commission Regulation(EC)
1234/2008 (4.12)
Variations Examples for correct submissions
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QP Declarations
• New active substance manufacturer:
→QP Declarations from each finished product manufacturer and
batch release sites
• New finished product manufacturer (no batch release):
→QP Declaration from the new finished product manufacturer (if
located in the EU/EEA)
→QP Declaration from at least one batch release sites
„CMDh Questions & Answers QP Declaration“
Variations Examples for correct submissions
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BASG -
Austrian Federal Office for Safety in Health Care
www.basg.gv.at
Traisengasse 5
1200 Vienna
MEA – LCM - QUAL
T : +43 (0) 50555 - 36578
Mag. Caroline Kleber