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The puzzle of high-density lipoprotein in cardiovascular prevention
El-Harchaoui, A.
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Citation for published version (APA):El-Harchaoui, A. (2009). The puzzle of high-density lipoprotein in cardiovascular prevention.
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Download date: 25 Oct 2020
part I | chapter 3high density lipoprotein size and particle concentration and
coronary risk
A Karim El Harchaoui, Benoit J Arsenault, Remco Franssen, Jean-Pierre Després,
G Kees Hovingh, Erik SG Stroes, James D Otvos, Nicholas J Wareham, John JP Kastelein,
Kay-Tee Khaw, S Matthijs Boekholdt.
Annals of Internal Medicine 2009;150:84-93
Chap
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absTracT
background: High-density lipoprotein (HDL) cholesterol levels are inversely related to risk of
coronary artery disease (CAD). Since HDL particles are heterogeneous in size and composition,
they may be differentially associated with other cardiovascular risk factors and cardiovascular
risk per se.
objective: To study the independent relationships of HDL size and HDL particle concentration
to risk of future CAD.
design: Nested case-control study within the EPIC-Norfolk cohort. Baseline survey between
1993 and 1997, follow-up until November 2003.
setting: Norfolk, United Kingdom.
participants: Cases were 822 apparently healthy men and women who developed CAD during
follow-up. Controls were 1401 participants who remained free of CAD, and were matched to
cases by sex, age and enrollment time.
measurements: First CAD events leading to either hospitalization or death.
results: Nuclear magnetic resonance spectroscopy-measured HDL particle concentration
(33.9±5 vs 32.9±6 µmol/l; p<0.001) and HDL size (8.9±0.5 vs 8.8±0.5 nm; p < 0.001) as well
as gradient gel electrophoresis-measured HDL size (88.6±4.2 vs 88.1±4.3 nm; p=0.005) were
lower in cases compared to controls. HDL size and HDL particle concentration were only weakly
correlated (for nuclear magnetic resonance spectroscopy-measured r= 0.08, for gradient gel
electrophoresis-measured r=0.10). HDL size was strongly associated with risk factors character-
istic of the metabolic syndrome, including waist-to-hip ratio, triglycerides, and apolipoprotein
B, whereas HDL particle concentration was not. HDL size and HDL particle concentration were
independently associated with CAD risk. The association between HDL size and CAD risk was
abolished upon adjustment for apolipoprotein B and triglycerides (adjusted odds ratio,1.00
[95% CI 0.71 to 1.39] for top versus bottom quartile), whereas HDL particle concentration
remained independently associated with CAD risk (adjusted odds ratio, 0.50 [95% CI 0.37 to
0.66]).
limitations: Measurements were performed in non-fasting blood samples and residual con-
founding cannot be excluded.
conclusions: HDL size and HDL particle concentration were independently associated with
other cardiovascular risk factors and with the risk of developing CAD. The relationship between
HDL size and CAD risk was completely explained by markers associated with the metabolic
syndrome, indicating that part of the relationship between HDL cholesterol and CAD risk is
merely a reflection of this constellation of metabolic risk.
HDL particle number and size and coronary risk 33
inTroducTion
The strong inverse relationship between high-density lipoprotein (HDL) cholesterol levels
and risk of coronary artery disease (CAD) is well established (1). However, at any given level
of HDL cholesterol, HDL particle concentration and HDL size distribution (see glossary table
for definitions) may differ substantially between individuals. The atheroprotective role of HDL
cholesterol is believed to be mediated mainly by its role in reverse cholesterol transport, the
biological pathway that facilitates removal of cholesterol from macrophages in the arterial wall
back to the liver (2). Substantial evidence suggests that HDL particles are heterogeneous in
their efficacy to facilitate ATP-binding cassette A1 (ABCA1)-mediated cholesterol efflux from
macrophages and scavenger receptor class BI (SR-BI)-mediated hepatic uptake of cholesterol
from HDL particles. In particular, this heterogeneity has been associated with HDL particle size
(3-5). In addition to its role in reverse cholesterol transport, accumulating evidence suggests
that HDL particles have anti-coagulant, anti-oxidative and anti-inflammatory properties which
contribute to the anti-atherogenic capacity of HDL. In fact, HDL lipoproteins were recently
shown to carry a wide array of proteins that mediate these properties (6). The binding affinity of
these proteins to the surface of HDL lipoproteins may depend on their size (7;8). Under certain
conditions, HDL lipoproteins may lose their anti-atherogenic capacity and become dysfunc-
tional (9;10). As a consequence, various HDL lipoprotein subpopulations may differ substan-
tially in their capacity to play an atheroprotective role. Despite this functional heterogeneity,
HDL has thus far been regarded as a single entity in epidemiological studies and the amount of
cholesterol transported by HDL particles is traditionally being used for this purpose. However,
we have recently shown that higher HDL cholesterol levels may not necessarily be associated
with lower cardiovascular risk (11) and the HDL cholesterol raising drug torcetrapib has recently
been shown to have detrimental effects (12). These findings emphasize that a broader perspec-
tive on HDL metabolism is warranted.
We hypothesized that HDL particle concentration and HDL size distribution are differen-
tially associated with cardiovascular risk factors and with cardiovascular risk. We tested these
hypotheses in a case-control study nested in the EPIC-Norfolk cohort.
meThods
We performed a nested case-control study among participants of the European Prospective
Investigation into Cancer and Nutrition (EPIC)-Norfolk study, a prospective population study of
25,663 men and women aged between 45 and 79 years, resident in Norfolk, United Kingdom,
who completed a baseline questionnaire survey and attended a clinic visit (Figure). Participants
were recruited from age-sex registers of general practices in Norfolk as part of the ten-country
collaborative EPIC study designed to investigate dietary and other determinants of cancer.
Chap
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34
Additional data were obtained in EPIC-Norfolk to enable the assessment of determinants of
other diseases.
The design and methods of the study have been described in detail (13). In short, eligible
participants were recruited by mail. At the baseline survey between 1993 and 1997, partici-
pants completed a detailed health and lifestyle questionnaire. Non-fasting blood samples
were obtained by venipuncture into plain and citrate bottles. Blood samples were processed
for assay at the Department of Clinical Biochemistry, University of Cambridge, or stored at
–80˚C. All individuals have been flagged for death certification at the United Kingdom Office of
National Statistics, with vital status ascertained for the entire cohort. In addition, participants
admitted to hospital were identified using their unique National Health Service number by data
linkage with the East Norfolk Health Authority (ENCORE) database, which identifies all hospital
contacts throughout England and Wales for Norfolk residents. CAD was defined as codes 410-
414 according to the International Classification of Diseases 9th revision. Participants were
identified as having CAD during follow-up if they had a hospital admission and/or died with
CAD as underlying cause. Previous validation studies in our cohort indicate high specificity of
such case ascertainment (14). We report results with follow-up up to November 2003, an aver-
age of about 6 years. The study was approved by the Norwich District Health Authority Ethics
Committee and all participants gave signed informed consent.
Glossary
Adenosine triphospate-binding cassette A1 (ABCA1)
A cell membrane transporter that facilitates the delivery of cholesterol from cells to lipid-poor apolipoprotein A-I in the extracellular space
High density lipoproteins (HDL) The smallest (7.0 nm and 13 nm) and most dense (between 1.036 g/mL and 1.25 g/mL) of the plasma lipoproteins. They are heterogenous, comprising several subpopulations that vary in shape, size, composition and surface charge
HDL cholesterol The cholesterol content carried in all HDL particles
HDL particle concentration Number of HDL particles per plasma volume, expressed in µmol/L.
HDL size The mass-weighted average diameter of the HDL particles in a particular plasma sample
Large HDLs HDL particles with diameter between 7.3-8.2 nm
Medium HDLs HDL particles with diameter between 8.2-8.8 nm
Myeloperoxidase Leukocyte-derived enzyme with a role in the immune system.
Paraoxonase-1 Enzyme located on the surface of HDL is believed to protect against the oxidation of low-density lipoprotein (LDL) and therefore to affect the risk of coronary artery disease
Small HDL HDL particles with diameter between 8.8-13 nm
Scavenger receptor class B1 (SR-BI) HDL receptor, mainly present in the liver, that promotes the selectively uptake of HDL cholesterol
HDL particle number and size and coronary risk 35
participants
We have previously described other analyses within this prospective nested case-control study
(14;15). Briefly, we excluded all individuals who reported a history of heart attack/stroke or
use of lipid lowering drugs at the baseline clinic visit. Cases were individuals who developed
fatal or non-fatal CAD during follow-up until November 2003. Controls were study participants
who remained free of any cardiovascular disease during follow-up. We matched two controls
Cases(n=1138)
Controls (n=2237)
EPIC-Norfolk Prospective Population Study (n=25.663)
Nested case-control study (n=3375)
Controls (n=1807)
Excluded (total n =270)* •no LDL cholesterol (n=75) •no HDL cholesterol (n=77) •no Triglycerides (n=15) •no blood pressure (n=2) •no ApoA1 level (n=161) •no ApoB level (n=109) •no CRP level (n=30) •no NMR data (n=10) •no Waist hip ratio (n=2)
Excluded (total n =430)* •no LDL cholesterol (n=112) •no HDL cholesterol (n=111) •no Triglycerides (n=31) •no blood pressure (n=5) •no ApoA1 level (n=289) •no ApoB level (n=171) •no CRP level (n=27) •no NMR data (n=7) •no Waist hip ratio (n=2)
Cases(n=868)
Excluded for lack of matching control participants (n=46)
Excluded for lack of matching case patients (n=406)
Analyzed Analyzed(n=822) (n=1401)
figure. Study flow diagramApoAI = apolipoprotein A-I; ApoB = apolipopotein B; CRP = C-reactive protein; EPIC = European Prospective Investigation into Cancer and Nutrition; HDL = high-density lipoprotein; LDL = low-density lipoprotein; NMR = nuclear magnetic resonance. *Individual case patients and control participants may have several missing variables.
Chap
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36
to each case by age (within 5 years), sex and time of enrolment (within 3 months). The current
analysis was performed on all participants who had a complete dataset available for baseline
characteristics, apolipoproteins A-I and B, gradient gel electrophoresis-measured HDL size and
lipoprotein nuclear magnetic resonance (NMR) spectroscopy.
We selected 1138 people who were apparently healthy at baseline but did develop CAD
during follow-up. We aimed to select 2 controls for every case who were healthy at baseline
and remained free of cardiovascular disease during follow-up. From the original dataset of 1138
cases and 2237 controls, 270 cases and 430 control patients were excluded because at least
one value was missing for any of the parameters mentioned above. A total of 46 cases were
excluded because they had no matching control patients, as were 406 control patients because
they had no matching cases. The analyses are therefore based on a dataset containing 822
cases and 1401 control patients (243 cases with 1 matching control patient, 579 cases were
matched with 2 control patients).
measurements
Data on smoking and alcohol consumption were obtained by health questionnaires at the
baseline clinic visit. Physical activity was obtained with a Physical Activity questionnaire (EPAQ2)
(13). In the original cohort smoking was classified into current cigarette smokers, former smok-
ers and never smokers. In the present study smoking was recoded into yes/no. Physical activity
was classified in four categories: inactive, moderately active, moderately inactive and active.
Use of large amounts of alcohol was defined as more than 21 units of alcohol/week. Diabetes
mellitus and use of hormone replacement therapy was self-reported. Participants were asked
about medical history with the question “Has a doctor ever told you that you have any of the
following?”, followed by a number of choices including diabetes. Blood pressure was recorded
by taking two measurements of diastolic and systolic blood pressure using the Accutor Sphyg-
momanometer (Datascope, UK), after 3 min of resting.
Serum levels of total cholesterol, HDL cholesterol and triglycerides were measured on fresh
samples with the RA 1000 (Bayer Diagnostics, Basingstoke, United Kingdom). Low-density lipo-
protein (LDL) cholesterol levels were calculated with the Friedewald formula to closely approach
current clinical procedures. Plasma concentrations of C-reactive protein were measured with a
sandwich-type enzyme linked immuno sorbent assay as previously described (16). Serum levels
of apolipoprotein A-I and apolipoprotein B were measured by rate immunonephelometry
(Behring Nephelometer BNII, Marburg, Germany) with calibration traceable to the International
Federation of Clinical Chemistry primary standards (17). Serum concentration of myeloperoxi-
dase was measured by use of a commercially available enzyme-linked immuno sorbent assay
(CardioMPO Test, Prognostix, Cleveland, Ohio, USA) (15). Paraoxonase-1 activity was measured
as previously described (18). HDL size was measured by 4-30% nondenaturing polyacrylamide
gradient gel electrophoresis (GGE) as previously described (19). Lipoprotein subclass particle
concentrations and average size of particles were also measured by proton NMR spectroscopy
HDL particle number and size and coronary risk 37
(LipoScience, Inc., NC, USA) as previously described (20). In brief, particle concentrations of
lipoprotein subclasses of different size were obtained directly from the measured amplitudes
of their spectroscopically distinct lipid methyl group NMR signals. HDL particle concentrations
are expressed in µmoles of particles per liter (µmol/L). Summation of the HDL subclass levels
provides total HDL particle concentration. The following 5 HDL subclasses were defined: H5
(10-13 nm, mean 11.5 nm), H4 (8.8-10 nm, mean 9.4 nm), H3 (8.2-8.8 nm, mean 8.5 nm), H2
(7.8-8.2 nm, mean 8.0 nm), H1 (7.3-7.7 nm, mean 7.5 nm). These diameter range estimates were
based on size measurements of the isolated HDL subclass reference standards by GGE. The HDL
subclasses H5, H4, H3, H2 and H1 are closely related to the GGE subclass designations 2b, 2a,
3a, 3b and 3c, respectively (21). To simplify data analysis and interpretation, we grouped these
HDL subclasses as follows: Small HDL (H1 + H2), Medium HDL (H3), Large HDL (H4 + H5).(22)
NMR-measured HDL size was calculated as the mass-weighted average diameter of the HDL
particles in a particular plasma sample. The average HDL particle size is computed as the sum
of the diameter of each subclass multiplied by its relative mass percentage as estimated from
the amplitude of its measured NMR signal. It has been shown that the reproducibility of NMR
lipoprotein profile assessments is very good, storing at -70°C and thawing has no significant
influence on the quality of the HDL associated measurements (20). Samples were analyzed in
random order to avoid systemic bias. Researchers and laboratory personnel were blinded to
identifiable information, and could identify samples by number only.
statistical analysis
The hypotheses of the present study were generated prior to data analysis. Baseline character-
istics were compared between cases and controls taking into account the matching. A mixed
effect model was used for continuous variables and conditional logistic regression was used for
categorical variables. Pearson’s correlation coefficients and corresponding p-values were cal-
culated to assess associations between HDL-related parameters, metabolic and inflammatory
covariates. Mean values of risk factors were calculated per quartile of HDL particle concentration
and HDL size. Differences between categories were calculated by analysis of variance (ANOVA).
In order to assess the strength of the associations between HDL particle concentration or HDL
size and the risk of future CAD, we calculated odds ratios and corresponding 95% confidence
intervals (95% CI) using conditional logistic regression, taking into account matching for sex,
age and enrollment time and additionally adjusting for smoking. Regression analyses were also
performed with additional adjustment for the inflammatory covariates myeloperoxidase, para-
oxonase and C-reactive protein levels and for the metabolic covariates apolipoprotein B, and
log-transformed triglycerides. The first quartile was used as reference group. P-values represent
significance for linearity across the quartiles. Statistical analyses were performed using SPSS
software (version 12.0.1, Chicago, Illinois). A P-value < 0.05 was considered to indicate statistical
significance.
Chap
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role of the funding source
EPIC-Norfolk is supported by program grants from the Medical Research Council United King-
dom and Cancer Research United Kingdom and with additional support from the European
Union, Stroke Association, British Heart Foundation, Department of Health, Food Standards
Agency and the Wellcome Trust. Part of the lipid and apolipoprotein measurements described
in this article were funded by an educational grant from the Future Forum. LipoScience Inc.
performed all nuclear magnetic resonance spectroscopy measurements. The funding sources
had no role in study design, conduct, collection, management, analysis, and interpretation of
the data, and preparation, review, or approval of the manuscript.
resulTs
A full dataset was available for 822 cases and 1401 controls; 579 cases were matched to two
controls and 243 cases were matched to one control only. A total of 680 cases had a hospital
admission during which 104 cases subsequently died. A total of 246 cases had a fatal event
without a hospital admission. As expected, cases were more likely than controls to be smokers
and have diabetes mellitus (Table 1). Cases had higher levels of LDL cholesterol, higher systolic
blood pressure, higher body mass index and waist hip ratio, and lower HDL cholesterol levels.
HDL particle concentration was higher in controls compared to cases (p<0.001). Concentra-
tions of medium and small HDL particles did not differ between cases and controls. However,
controls had an increased number of large HDL particles, suggesting that the reduction in HDL
cholesterol levels observed in cases is attributable to a lower number of large HDL particles.
Consistently, both NMR-measured and GGE-measured HDL size were lower in cases than con-
trols. Controls were more physically active than cases. Use of hormone replacement therapy
and intake of large amounts of alcohol (defined as more than 21 units of alcohol/week) did not
differ between cases and controls.
relationships between hdl size, hdl particle concentration and cardiovascular risk factors
NMR-measured HDL size and GGE-measured HDL size were strongly correlated (r= 0.78,
p<0.001) (Appendix Table 1). In contrast, NMR-measured HDL size and GGE-measured HDL size
were only weakly correlated with HDL particle concentration (r=0.08 and r=0.10, respectively).
Both NMR-measured HDL size and GGE-measured HDL size were much more strongly correlated
with large HDL particles than with medium or small HDL particles. As expected, triglycerides
were inversely correlated with HDL cholesterol (r= -0.38, p<0.001). Apolipoprotein A-I was also
strongly correlated with HDL particle concentration but this was entirely explained by a strong
correlation with large HDL, whereas the correlation with medium and small HDL particles was
weak.
HDL particle number and size and coronary risk 39
Consistent with the low correlation between HDL particle concentration and HDL size, rela-
tionships with other cardiovascular risk factors differed substantially between NMR-measured
HDL size and HDL particle concentration (Table 2). As expected, HDL cholesterol levels differed
significantly between HDL particle concentration quartiles and between HDL size quartiles
(p<0.001 for each). Consistently, apolipoprotein A-I differed significantly between HDL particle
Table 1. Baseline characteristics
Controls Cases
(n = 1401) (n = 822) P Value
Men, % (n) 64 (523) 63 (878) Matched
Mean age (SD), y 65 ± 8 65 ± 8 Matched
Diabetes, % (n) 1.6 (23) 6.1 (49) < 0.001
Smoking, % (n) 8.1 (114) 16.4 (135) < 0.001
Mean waist-to-hip ratio (SD) 0.88 ± 0.08 0.90 ± 0.08 < 0.001
Hormone replacement therapy, % (n) 14.0 (73) 12.0 (36) 0.7
Alcohol intake > 21 units/week, % (n) 8.4 (117) 8.3 (68) 0.9
Systolic blood pressure (SD) mmHg 139 ± 18 144 ± 19 < 0.001
Diastolic blood pressure (SD) mmHg 84 ± 11 86 ± 12 < 0.001
Physical activity, % (n)
- inactive 31.4 (440) 43.1 (354) < 0.001
- moderately inactive 27.4 (384) 25.2 (207)
- moderately active 23.6 (331) 17.9 (147)
- active 17.6 (246) 13.9 (114)
Total cholesterol (SD) mmolL 6.2 ± 1.1 6.4 ± 1.2 < 0.001
(mg/dL) (239.4±42.5) (247.1 ±46.3)
HDL cholesterol (SD) mmol/L 1.4 ± 0.4 1.3 ± 0.4 < 0.001
(mg/dL) (54.1±15.4) (50.1±15.4)
LDL cholesterol (SD) mmol/L 4.1 ± 1.0 4.3 ± 1.1 < 0.001
(mg/dL) (158.3±38.7) (166±42.5)
Triglycerides (IQR) mmol/L 1.6 [1.1-2.2] 1.8 [1.3-2.6] < 0.001
(mg/dL) (141.6 [97.3-194.6]) (159.3 [115.0-230.1])
Apolipoprotein A-I (SD) g/L 1.62 ± 0.29 1.55 ± 0.30 < 0.001
Apolipoprotein B (SD) g/L 1.28 ± 0.29 1.38 ± 0.32 < 0.001
C-reactive protein (SD) mg/L 3.3 ± 5.5 4.6 ± 7.4 < 0.001
Myeloperoxidase (SD) pmol/L 744 ± 560 822 ± 676 < 0.001
Paraoxonase (SD) U/L 62.9 ± 46 59.9 ± 44 0.1
HDL size (SD) nm (GGE-measured) 88.6 ± 4.2 88.1 ± 4.3 0.005
HDL size (SD) nm (NMR-measured) 8.9 ± 0.5 8.8 ± 0.5 < 0.001
HDL particle concentration (SD) µmol/L 33.9 ± 5 32.9 ±6 < 0.001
Large HDL (SD) µmol/L 6.2 ± 3.6 5.2 ± 3.4 < 0.001
Medium HDL (SD) µmol/L 3.2 ± 3.0 3.2 ± 3.0 0.9
Small HDL (SD) µmol/L 24.5 ± 4.7 24.5 ± 4.9 0.8
Data are presented as mean ± SD, percentage (n), or median [interquartile range]. Values may be based on fewer observations than the indicated number of subjects. HDL indicates high-density lipoprotein; LDL indicates low-density lipoprotein; Triglyceride levels were log-transformed before analysis. Ddifferences between cases and controls were calculated taking into account the matching procedure. A mixed effect model was used for continuous variables and conditional logistic regression was used for categorical variables
Chap
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40
concentration quartiles and between HDL size quartiles (p<0.001 for each). Triglycerides were
inversely associated with HDL size (p<0.001), whereas they were positively associated with HDL
particle concentration. Apolipoprotein B was inversely associated with HDL-size (p<0.001) but
levels did not differ between HDL particle concentration quartiles. Waist-to-hip ratio had an
inverse relation with HDL-size (p <0.001) but was not associated with HDL particle concentra-
tion. Paraoxonase levels were associated with HDL particle concentration such that levels were
higher in higher HDL particle concentration quartiles. Paraoxonase levels were not associated
with HDL size quartiles. For analyses according to HDL size quartiles, adjustment for sex, age,
smoking and BMI resulted in loss of statistical significance for waist-to-hip ratio and apolipo-
protein B whereas for paraoxonase it resulted in statistically significant differences between
quartiles. For HDL particle concentration, adjustment resulted in the opposite effects such
that statistical significance was lost for paraoxonase whereas differences became statistically
significant for apolipoprotein B and waist-to-hip ratio. In summary, participants with low HDL
size had higher levels of metabolic syndrome features (triglycerides, apolipoprotein B, LDL size
and waist-to-hip ratio) than those with higher HDL size. Similar analyses were performed after
using GGE-measured HDL size or NMR-measured HDL size instead of NMR-measured HDL size.
These analyses showed similar results (data not shown).
Table 2. Relationships between quartiles of HDL size and HDL particle concentration and cardiovascular risk factors
HDL size quartile
HDL particle concentration quartile, by cardiovascular risk factor
1 2 3 4 P*
1 0.89 ± 0.14 1.00 ± 0.15 1.12 ± 0.17 1.55 ± 0.31 < 0.001
HDL cholesterol 2 0.97 ± 0.15 1.10 ± 0.18 1.28 ± 0.20 1.64 ± 0.34 < 0.001
(mmol/L) 3 1.10 ± 0.17 1.16 ± 0.17 1.42 ± 0.23 1.78 ± 0.31 < 0.001
4 1.22 ± 0.21 1.32 ± 0.25 1.56 ± 0.26 2.02 ± 0.38 < 0.001
P† < 0.001 < 0.001 < 0.001 < 0.001
Triglycerides 1 1.93 ± 0.71 1.78 ± 0.68 1.42 ± 0.60 1.05 ± 0.42 < 0.001
(mmol/L) 2 2.23 ± 0.74 1.95 ± 0.76 1.62 ± 0.64 1.26 ± 0.51 < 0.001
3 2.36 ± 0.85 2.11 ± 0.76 1.58 ± 0.62 1.26 ± 0.54 < 0.001
4 2.51 ± 0.89 2.39 ± 0.99 1.82 ± 0.71 1.42 ± 0.60 < 0.001
P† < 0.001 < 0.001 0.001 < 0.001
Apolipoprotein A-I 1 1.29 ± 0.19 1.34 ± 0.23 1.42 ± 0.16 1.67 ± 0.27 < 0.001
(g/L) 2 1.36 ± 0.13 1.44 ± 0.17 1.56± 0.19 1.78 ± 0.22 < 0.001
3 1.49 ± 0.17 1.54 ± 0.14 1.66 ± 0.18 1.88 ± 0.20 < 0.001
4 1.61 ± 0.17 1.69 ± 0.18 1.82 ± 0.20 2.09 ± 0.26 < 0.001
P† < 0.001 < 0.001 < 0.001 < 0.001
HDL particle number and size and coronary risk 41
HDL size quartile
HDL particle concentration quartile, by cardiovascular risk factor
1 2 3 4 P*
Apolipoprotein B 1 1.47 ± 0.30 1.22 ± 0.23 1.21 ± 0.24 1.15 ± 0.29 < 0.001
(g/L) 2 1.46 ± 0.23 1.27 ± 0.30 1.29 ± 0.27 1.13 ± 0.26 < 0.001
3 1.46 ± 0.34 1.34 ± 0.27 1.26 ± 0.27 1.16 ± 0.25 < 0.001
4 1.47 ± 0.33 1.38 ± 0.26 1.25 ± 0.24 1.16 ± 0.25 < 0.001
P† 0.9 0.001 0.4 0.7
Small dense LDL 1 1362 ± 431 1020 ± 374 816 ± 360 581 ± 239 < 0.001
(nmol/L) 2 1417 ± 430 1022 ± 354 824 ± 295 599 ± 265 < 0.001
3 1377 ± 454 1132 ± 376 817 ± 287 617 ± 233 < 0.001
4 1350 ± 423 1165 ± 377 864 ± 285 698 ± 264 < 0.001
P† 0.8 0.02 0.6 0.007
C-reactive protein 1 4.60 ± 7.44 4.48 ± 5.57 3.89 ± 5.40 3.47 ± 6.45 0.006
(mg/L) 2 4.18 ± 5.53 3.51 ± 6.55 3.27 ± 4.40 2.36 ± 4.03 0.006
3 3.87 ± 6.80 3.05 ± 3.95 2.69 ± 3.99 2.73 ± 4.71 0.06
4 3.13 ± 5.50 2.98 ± 4.19 2.74 ± 3.45 2.52 ± 4.40 0.05
P† 0.4 0.4 0.5 0.9
Myeloperoxidase 1 874 ± 647 795 ± 546 898 ± 921 746 ± 530 0.5
(pmol/L) 2 805 ± 573 687 ± 630 684 ± 384 644 ± 415 0.2
3 743 ± 654 719 ± 586 702 ± 432 698 ± 597 0.9
4 564 ± 437 666 ± 444 686 ± 634 893 ± 396 0.3
P† 0.03 0.5 0.1 0.1
Paraoxonase 1 53 ± 40 48 ± 32 48 ± 32 50 ± 37 0.9
(u/L) 2 53 ± 39 58 ± 38 57 ± 38 62 ± 44 0.3
3 60 ± 44 66 ± 43 65 ± 45 76 ± 55 0.1
4 81 ± 64 64 ± 48 80 ± 55 76 ± 58 0.2
P† 0.007 0.06 0.001 0.001
Waist-to-hip ratio 1 0.93 ± 0.06 0.93 ± 0.07 0.89 ± 0.09 0.83 ± 0.07 < 0.001
2 0.93 ± 0.06 0.92 ± 0.07 0.89 ± 0.08 0.84 ± 0.08 < 0.001
3 0.92 ± 0.06 0.92 ± 0.07 0.87 ± 0.08 0.82 ± 0.08 < 0.001
4 0.91 ± 0.07 0.91 ± 0.08 0.87 ± 0.08 0.81 ± 0.08 < 0.001
P† 0.1 0.3 0.2 0.1
Data are given as mean ± SD per quartile. *P value for analysis of variance across HDL size quartiles; †P value for analysis of variance across HDL particle concentration quartiles. The riskfactors are distributed on the basis of HDL size quartiles (horizontal) and HDL particle concentration quartiles (vertical). To convert HDL cholesterol values to mg/dL, divide by 0.0259. To convert triglycerides values to mg/dL divide by 0.0113.
Chap
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hdl size, hdl particle concentration and risk of future coronary heart disease
The unadjusted odds ratio for future CAD for people in the top quartile compared to those in
the bottom quartile was 0.40 (95%CI 0.31 to 0.54, p<0.001) for HDL cholesterol, 0.60 (95%CI
0.47 to 0.79, p<0.001) for HDL particle concentration, 0.51 (95%CI 0.39 to 0.67, p<0.001) for
NMR-measured HDL size, and 0.65 (95%CI 0.50 to 0.84, p<0.001) for GGE-measured HDL size.
Table 3 shows the odds ratios for future CAD associated with increasing quartiles of HDL
particle concentration and HDL size or large HDL entered in the same regression model. HDL
particle concentration and NMR-measured HDL size were independently associated with CAD
risk, with an odds ratio for individuals in the highest quartile compared with those in the lowest
quartile of 0.60 (95%CI 0.46 to 0.79) and 0.52 (95%CI 0.40 to 0.69), respectively (p for linearity
<0.001 for both) (model 1b). Analyses with HDL particle concentration and GGE-measured HDL
size showed similar results, with respective odds ratios of 0.63 (95%CI 0.48 to 0.82) and 0.67
(95%CI 0.52 to 0.87) ( model 1). HDL particle concentration and large HDL particle concentra-
tion were also independently associated with CAD risk, with odds ratios of 0.72 (95%CI 0.55
to 0.94, p=0.002) and 0.45 (95%CI 0.33 to 0.59, p<0.001) for individuals in the highest quartile
compared with those in the lowest quartile (model 1). Adjustment for myeloperoxidase, para-
oxonase and C-reactive protein levels (model 2) did not affect the risk estimates for HDL size
or large HDL particle concentration. However, this adjustment did attenuate the risk estimate
in the top HDL particle concentration quartile substantially (for the models with HDL size) or
abolished the association completely (for the model with large HDL). By contrast, adjustment
for the “metabolic” parameters triglycerides and apolipoprotein B had limited effect on the risk
estimate for the HDL particle concentration top quartile but abolished the association for the
top quartiles of HDL size or large HDL completely (model 3). Analyses with additional adjust-
ment for alcohol intake, hormone replacement therapy and physical activity showed similar
results (Appendix Table 2).
Table 3. Odds ratios for risk for future coronary heart disease
Model Parameter Odds Ratio (95% CI), by Quartile of HDL Parameter P Value
1 2 3 4
Model 1HDL particle concentration 1.00 0.59 (0.46-0.76) 0.61 (0.47-0.79) 0.72 (0.55-0.94) 0.002
Large HDL 1.00 0.78 (0.61-1.01) 0.65 (0.50-0.85) 0.45 (0.33-0.59) < 0.001
Model 2HDL particle concentration 1.00 0.61 (0.47-0.79) 0.66 (0.50-0.86) 0.78 (0.59-1.03) 0.12
Large HDL 1.00 0.78 (0.61-1.01) 0.66 (0.50-0.86) 0.46 (0.35-0.62) < 0.001
Model 3HDL particle concentration 1.00 0.52 (0.41-0.69) 0.50 (0.38-0.66) 0.53 (0.40-0.72) < 0.001
Large HDL 1.00 0.99 (0.76-1.30) 0.99 (0.74-1.33) 0.85 (0.60-1.20) 0.38
HDL particle number and size and coronary risk 43
discussion
Traditionally, the HDL fraction is quantified by measuring its cholesterol content. However,
individuals with similar HDL cholesterol levels can differ substantially in terms of HDL size
distribution and particle concentration. In this study, we measured HDL size and HDL par-
ticle concentration among apparently healthy men and women and observed that these
parameters were differentially associated with other cardiovascular risk factors, and were
independently associated with the risk of future CAD. HDL size was strongly associated with
well-known components of the metabolic syndrome, whereas HDL particle concentration
was not. As a consequence, the relationship between HDL size and risk of future CAD risk was
virtually abolished upon adjustment for metabolic parameters. The relationship between HDL
particle concentration and CAD risk was independent of metabolic parameters. These findings
indicate that HDL is a heterogeneous lipid fraction and that various HDL subpopulations are
differentially associated with other cardiovascular risk factors and with cardiovascular risk.
Model Parameter Odds Ratio (95% CI), by Quartile of HDL Parameter P Value
Model 1HDL particle concentration 1.00 0.56 (0.44-0.73) 0.54 (0.42-0.70) 0.60 (0.46-0.79) < 0.001
NMR spectrometry-measured HDL size 1.00 0.89 (0.68-1.15) 0.76 (0.58-0.98) 0.52 (0.40-0.69) < 0.001
Model 2HDL particle concentration 1.00 0.59 (0.46-0.76) 0.68 (0.55-0.86) 0.76 (0.60-0.98) 0.043
NMR spectrometry-measured HDL size 1.00 0.91 (0.70-1.18) 0.77 (0.59-1.00) 0.56 (0.42-0.74) < 0.001
Model 3HDL particle concentration 1.00 0.52 (0.40-0.67) 0.48 (0.37-0.63) 0.50 (0.37-0.66) < 0.001
NMR spectrometry-measured HDL size 1.00 1.09 (0.83-1.43) 1.15 (0.86-1.53) 1.00 (0.71-1.39) 0.92
Model 1HDL particle concentration 1.00 0.58 (0.45-0.74) 0.56 (0.44-0.73) 0.63 (0.48-0.82) < 0.001
GGE-measured HDL size 1.00 0.70 (0.54-0.90) 0.68 (0.52-0.88) 0.67 (0.52-0.87) 0.003
Model 2HDL particle concentration 1.00 0.69 (0.53-0.90) 0.61 (0.47-0.79) 0.69 (0.53-0.91) 0.006
GGE-measured HDL size 1.00 0.69 (0.54-0.89) 0.68 (0.52-0.88) 0.60 (0.47-0.78) 0.002
Model 3HDL particle concentration 1.00 0.53 (0.41-0.69) 0.50 (0.39-0.66) 0.51 (0.39-0.68) < 0.001
GGE-measured HDL size 1.00 0.84 (0.65-1.09) 0.92 (0.70-1.22) 1.04 (0.78-1.38) 0.66
GGE= gradient gel electrophoresis; HDL = high-density lipoprotein; NMR = nuclear magnetic resonance.Odds ratios were calculated by conditional logistic regression, taking into account matching for sex and age, and adjusting for smoking (model 1). Model 2: as model 1 with additional adjustment for myeloperoxidase, paraoxonase and C-reactive protein levels. Model 3: as model 1 with additional adjustment for apolipoprotein B, and log-transformed triglycerides. †P for linear trend.
Chap
ter 3
44
app
endi
x Ta
ble
1. P
ears
on c
orre
latio
n co
effici
ents
Risk
Fac
tor
HD
L-C
TGA
poA
-IA
poB
CRP
MPO
PON
HD
L si
ze(G
GE)
HD
L si
ze(N
MR)
HD
L-P
Larg
eH
DL
Med
ium
HD
LSm
all
HD
L
HD
L-C
1.00
TG-0
.38*
1.00
Apo
A-I
0.82
*-0
.22*
1.00
Apo
B-0
.22*
0.43
*-0
.09
1.00
CRP
-0.0
7§0.
07§
-0.0
7§0.
031.
00
MPO
-0.1
1*0.
02-0
.12*
0.00
0.26
*1.
00
PON
-10.
16*
-0.0
30.
12*
0.00
8-0
.03
-0.0
51.
00
HD
L si
ze (G
GE)
0.70
*-0
.34*
0.58
*-0
.29*
-0.0
6§-0
.05
0.07
§1.
00
HD
L si
ze (N
MR)
0.76
*-0
.47*
0.63
*-0
.38*
-0.0
9¶-0
.07§
0.07
§0.
78*
1.00
HD
L-P
0.44
*0.
17*
0.54
*0.
01-0
.07§
-0.1
2*0.
23*
0.10
*0.
08§
1.00
Larg
e H
DL
0.80
*-0
.43*
0.69
*-0
.38*
-0.1
1*-0
.07§
0.12
*0.
71*
0.88
*0.
33*
1.00
Med
ium
HD
L0.
09*
0.25
*0.
11*
-0.0
9*0.
13*
-0.0
40.
11*
-0.0
6¶-0
.11*
0.39
*-0
.12*
1.00
Smal
l HD
L-0
.17*
0.36
*0.
008
0.36
*-0
.08§
-0.0
50.
09*
-0.3
9*-0
.52*
0.62
*-0
.32*
-0.1
0*1.
00
WH
R-0
.45*
0.27
*-0
.43*
0.08
§0.
07§
0.10
*-0
.07§
-0.4
0*-0
.47*
-0.1
4*-0
.45*
-0.0
20.
20*
HD
L-C
= hi
gh d
ensi
ty li
popr
otei
n ch
oles
tero
l; TG
= tr
igly
cerid
es; A
poA
-I =
apol
ipop
rote
in A
-I; A
poB
= ap
olip
opro
tein
B; C
RP =
C-r
eact
ive
prot
ein;
PO
N =
par
aoxo
nase
; M
PO =
mye
lope
roxi
dase
; HD
L-P
= H
DL
part
icle
con
cent
ratio
n; W
HR
= w
aist
hip
ratio
. Trig
lyce
ride
leve
ls w
ere
log-
tran
sfor
med
bef
ore
anal
ysis
. * in
dica
tes
p<0.
001,
¶ in
dica
tes
p=0.
001;
§ indi
cate
s p<
0.05
; † indi
cate
s p=
0.05
.
HDL particle number and size and coronary risk 45
hdl size, hdl particle concentration and cardiovascular risk
The published literature about the relationship between HDL subclasses and cardiovascular
risk is limited to cross-sectional studies that have used different methods to quantify HDL
subclasses and used different measures of cardiovascular risk (23). Several studies using GGE
to measure HDL size have reported that CAD patients tend to have more smaller HDL particles
and that large HDL particles may protect against the development of atherosclerosis (4;24;25)
whereas others have reported that only small HDL3 particle were atheroprotective (26).
Studies that used NMR to measure HDL subclasses have usually analyzed HDL subclasses
in concert, which makes the results difficult to interpret because HDL subclasses are highly
appendix Table 2. Odds ratios for risk for Coronary artery disease in patients who did not smoke, use hormone replacement therapy, or drink large amounts of alcohol
Model Parameter Odds Ratio (95% CI), by Quartile P Value
1 2 3 4
Model 1 HDL particle concentration 1.00 0.58 (0.42-0.74) 0.62 (0.45-0.85) 0.65 (0.46-0.91) 0.03
Large HDL 1.00 0.87 (0.63-1.19) 0.64 (0.46-0.90) 0.49 (0.35-0.70) < 0.001
Model 2 HDL particle concentration 1.00 0.59 (0.43-0.81) 0.63 (0.46-0.88) 0.68 (0.48-0.96) 0.06
Large HDL 1.00 0.86 (0.63-1.18) 0.64 (0.45-0.90) 0.49 (0.34-0.70) < 0.001
Model 3 HDL particle concentration 1.00 0.52 (0.38-0.72) 0.50 (0.36-0.70) 0.46 (0.31-0.66) < 0.001
Large HDL 1.00 1.12 (0.80-1.56) 1.03 (0.71-1.51) 0.97 (0.64-1.48) 0.8
Model 1 HDL particle concentration 1.00 0.55 (0.40-0.75) 0.55 (0.40-0.76) 0.55 (0.39-0.77) 0.001
NMR spectrometry-measured HDL size 1.00 0.89 (0.64-1.25) 0.69 (0.49-0.96) 0.55 (0.39-0.77) < 0.001
Model 2 HDL particle concentration 1.00 0.56 (0.41-0.77) 0.57 (0.41-0.79) 0.58 (0.41-0.82) 0.004
NMR spectrometry-measured HDL size 1.00 0.91 (0.65-1.27) 0.69 (0.49-0.98) 0.56 (0.40-0.79) < 0.001
Model 3 HDL particle concentration 1.00 0.52 (0.38-0.72) 0.50 (0.36-0.70) 0.44 (0.31-0.64) < 0.001
NMR spectrometry-measured HDL size 1.00 1.10 (0.78-1.57) 1.06 (0.73-1.54) 1.03 (0.69-1.55) 0.9
Model 1 HDL particle concentration 1.00 0.55 (0.41-0.75) 0.55 (0.41-0.76) 0.58 (0.42-0.81) 0.001
GGE-measured HDL size 1.00 0.79 (0.57-1.08) 0.63 (0.45-0.87) 0.71 (0.52-0.98) 0.02
Model 2 HDL particle concentration 1.00 0.57 (0.42-0.77) 0.57 (0.47-0.79) 0.61 (0.43-0.85) 0.004
GGE-measured HDL size 1.00 0.79 (0.57-1.08) 0.63 (0.46-0.88) 0.72 (0.52-0.99) 0.03
Model 3 HDL particle concentration 1.00 0.53 (0.38-0.73) 0.51 (0.37-0.71) 0.46 (0.32-0.57) < 0.001
GGE-measured HDL size 1.00 0.95 (0.68-1.31) 0.88 (0.62-1.25) 1.08 (0.76-1.55) 0.7
GGE= gradient gel electrophoresis; HDL = high-density lipoprotein; NMR = nuclear magnetic resonance.Odds ratios were calculated by conditional logistic regression, taking into account matching for sex and age, and adjusting for smoking (model 1). Model 2: as model 1 with additional adjustment for myeloperoxidase, paraoxonase and C-reactive protein levels. Model 3: as model 1 with additional adjustment for apolipoprotein B, and log-transformed triglycerides. †P for linear trend.
Chap
ter 3
46
correlated. In a study among patients undergoing coronary angiography, higher levels of small
HDL particles were associated with more severe atherosclerosis(27), whereas a study among
patients with type 1 diabetes observed no relationship between HDL subclasses and carotid
intima-media thickness (28). The only study investigating a relationship with clinical events was
a substudy of the Veterans Affairs High-Density Lipoprotein Intervention Trial, which investi-
gated the effect of gemfibrozil on CAD risk (29). In this trial HDL particle concentrations were
associated with cardiovascular risk independent of traditional lipid levels. In the current study
we decided not to analyze these highly related HDL subclasses, but focused our analyses on
HDL particle concentration and either HDL size or large HDL. We observed that HDL cholesterol,
HDL size and HDL particle concentration were each individually associated with decreased risk
of CAD. When HDL size and HDL particle concentration were analyzed conjointly, both were
independently and inversely associated with cardiovascular risk. For HDL size, this relationship
was confounded by characteristics of the metabolic syndrome because adjustment for these
variables resulted in abolition of the relationship between HDL size and CAD risk.
hdl size and hdl particle concentration versus metabolic dysregulation
We observed that HDL size was significantly associated with several features of the metabolic
syndrome including high plasma levels of triglycerides, apolipoprotein B, small LDL particles
and higher waist-to-hip ratio, whereas HDL particle concentration was completely independent
of these variables. Our results are consistent with previous studies which have shown reduced
HDL size in people with diabetes mellitus (30), insulin resistance (31;32), hypertriglyceridemia
(33), and parameters associated with the metabolic syndrome (34). In other words, the low HDL
cholesterol levels observed among people with metabolic features was explained by reduced
HDL size, not by a low HDL particle concentration. In addition, we observed that both reduced
HDL size and low HDL particle concentration were associated with cardiovascular risk. How-
ever, upon correction for metabolic parameters (apolipoprotein B and triglyceride levels), HDL
size was no longer associated with risk of future CAD. In contrast, HDL particle concentration,
which is numerically unaffected in the metabolic syndrome, does retain its predictive value
after correction for metabolic parameters. These data suggest that the association between
HDL size and cardiovascular risk is confounded by metabolic dysregulation.
hdl size and hdl particle concentration versus inflammation
Whereas HDL particle concentration was only weakly correlated with metabolic parameters, it
did show an association with inflammatory and oxidative markers, including myeloperoxidase
and paraoxonase. These surface-bound enzymes may explain part of the atheroprotective
effect of HDL particles. The association between paraoxonase levels and HDL particle con-
centration is interesting and suggests that higher particle concentration may facilitate more
surface-bound molecules. This observation is not consistent with in vitro studies showing that
the difference in shape and size of several HDL subpopulations is critical for binding of these
HDL particle number and size and coronary risk 47
anti-oxidative enzymes (7;8). In contrast we did not observe a strong association between HDL
size and paraoxonase levels. In fact, several lines of evidence have supported a direct anti-
inflammatory effect of apolipoprotein A-I. Infusion of minute dosages of apolipoprotein A-I had
potent anti-atherogenic effects in rabbit models,(35;36) apolipoprotein A-I or its Milano variant
had potent anti-inflammatory effects in monocytic cell lines(37;38), and the anti-inflammatory
effect of HDL was shown to be due to its apolipoproteins, not to protein-free phospholipid (39).
limitations
A number of issues have to be taken into account when interpreting the results of our study.
Measurements were performed in non-fasting blood samples which could have affected the
relation of triglycerides with the various HDL subclasses. However, HDL subclass concentra-
tions are not significantly altered by freezing or in the postprandial state (20). Diurnal variation,
variation over time, and differences in the time since the last meal could have affected our
results. However, the relation of non-fasting triglycerides with other lipids and CAD risk in the
EPIC-Norfolk cohort is not different than expected for fasting triglycerides. Moreover, in the
Western world, people live under constant postprandial conditions, and studies on the associa-
tions between lipids, lipoproteins, and CAD risk may be more physiologically relevant under
non-fasting conditions, as has recently been demonstrated (40-42). Second, CAD events were
scored through death certification and hospital admission data, which may have resulted in
under-ascertainment or misclassification. Previous validation studies in this cohort, however,
indicate high specificity of such case ascertainment (14). In addition, any misclassification
leads to underestimation of true associations and therefore does not negate our results. Third,
because only non-fasting samples were obtained in the EPIC-Norfolk cohort, we were not able
to define the metabolic syndrome, which requires the measurements of parameters in the
fasting state. As a consequence, we were not able to analyze our results in the context of the
metabolic syndrome, but only in relation to separate metabolic parameters. Finally, we adjusted
for confounding factors, but residual confounding by imperfectly measured or unmeasured
confounders cannot be excluded. However this is a common limitation of a non-randomized
study.
conclusion
In summary, we observed that HDL size and HDL particle concentration were independently
associated with other cardiovascular risk factors and with cardiovascular risk. For HDL size,
these associations appeared to be explained by features of the metabolic syndrome. By
contrast, the relationships for HDL particle concentration were not affected by adjustment
for metabolic parameters. These results suggest that part of the relationship between HDL
cholesterol levels and CAD risk is explained by metabolic parameters, and that this part can be
Chap
ter 3
48
quantified by measuring HDL size or the concentration of large HDL particles. The other part
of the association between HDL cholesterol levels and CAD risk is independent of metabolic
parameters, is weakly associated with inflammatory parameters, and can be quantified by the
concentration of HDL particles. Future research into the relationship between HDL cholesterol
and cardiovascular risk should take these aspects into account. In addition, these findings
may have implications for the development of therapeutic strategies aimed at modifying HDL
metabolism. Our results suggest that HDL-raising strategies that primarily affect HDL-size may
have different effects on cardiovascular risk than those affecting HDL particle concentration.
HDL particle number and size and coronary risk 49
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