u.s. district court western district of pennsylvania...

US District Court Civil Docket as of 04/18/2012 Retrieved from the court on April 19, 2012

U.S. District Court Western District of Pennsylvania (Pittsburgh)

CIVIL DOCKET FOR CASE #: 2:10-cv-01061-NBF-RCM

GAER v. EDUCATION MANAGEMENT CORP. et al Date Filed: 08/11/2010 Assigned to: Nora Barry Fischer Date Terminated: 09/29/2011 Referred to: Robert C. Mitchell Jury Demand: Plaintiff Case in other court: Third Circuit, 11-03820 Nature of Suit: 850 Cause: 15:77 Securities Fraud Securities/Commodities

Jurisdiction: Federal Question

Plaintiff

DOUGLAS N. GAER

represented by Alfred G. Yates , Jr. individually and on behalf of all others

Law Offices of Alfred G. Yates, Jr.

similarly situated

429 Forbes Avenue 519 Allegheny Building Pittsburgh, PA 15219 (412) 391-5164 Email: [email protected]

Plaintiff

OKLAHOMA POLICE PENSION &

represented by Daryl D. Andrews RETIREMENT SYSTEM Berman DeValerio

One Liberty Square Boston, MA 02109 617-542-8300 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Jeffrey C. Block Berman DeValerio One Liberty Square 8th Floor Boston, MA 02109 (617) 542-8300 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Kathleen M. Donovan-Maher Berman DeValerio One Liberty Square Boston, MA 02109 617-542-8300

Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Kimberly A. Evans Chimicles & Tikellis LLP One Haverford Centre 361 West Lancaster Avenue Haverford, PA 19041 610-642-8500 Fax: 610-649-3633 Email: [email protected] TERMINATED: 05/20/2011 PRO HAC VICE ATTORNEY TO BE NOTICED

Leslie R. Stern Berman DeValerio One Liberty Square Boston, MA 02109 617-542-8300 Fax: 617-542-1194 Email: [email protected] PRO HAC VICE ATTORNEY TO BE NOTICED

Steven A. Schwartz Chimicles & Tikellis 361 West Lancaster Avenue One Haverford Centre Haverford, PA 19041 (610) 642-8500 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff

SOUTHEASTERN PENNSYLVANIA represented by Jeffrey C. Block TRANSPORTATION AUTHORITY

(See above for address) ATTORNEY TO BE NOTICED

Steven A. Schwartz (See above for address) ATTORNEY TO BE NOTICED

Kathleen M. Donovan-Maher (See above for address) ATTORNEY TO BE NOTICED

V.

Defendant

EDUCATION MANAGEMENT

represented by Laura E. Ellsworth CORP. Jones Day

500 Grant Street Suite 4500 Pittsburgh, PA 15219-2514 394-7929 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Margaret C. Gleason Jones Day 500 Grant Street One Mellon Center Suite 4500 Pittsburgh, PA 15219 (412) 391-3939 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas S. Jones Jones Day One Mellon Center Suite 4500 Pittsburgh, PA 15219 (412) 391-3939 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniel P. Roeser Goodwin Procter LLP 53 State Street Boston, MA 02109 (617) 570-1000 Fax: (617) 523-1231 Email: [email protected] TERMINATED: 12/20/2010 PRO HAC VICE ATTORNEY TO BE NOTICED

Robert T. Cronan Goodwin Procter LLP 53 State Street Boston, MA 02109 617-570-1389 Fax: 617-523-1000

Email: [email protected] TERMINATED: 12/20/2010 PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

TODD S. NELSON represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Margaret C. Gleason (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas S. Jones (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Daniel P. Roeser (See above for address) TERMINATED: 12/20/2010 PRO HAC VICE ATTORNEY TO BE NOTICED

Robert T. Cronan (See above for address) TERMINATED: 12/20/2010 PRO HAC VICE ATTORNEY TO BE NOTICED

Defendant

EDWARD H. WEST represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Daniel P. Roeser

(See above for address) TERMINATED: 12/20/2010 PRO HAC VICE ATTORNEY TO BE NOTICED


Defendant

JOHN R. MCKERNAN, JR. represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

PAUL J. SALEM represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

ADRIAN M. JONES represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

JEFFREY T. LEEDS represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

PETER O. WILDE represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

LEO F. MULLIN represented by Laura E. Ellsworth (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED





Defendant

GOLDMAN, SACHS & CO. represented by David Brownlee K&L Gates LLP 210 Sixth Avenue Pittsburgh, PA 15222 412-355-6446 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas E. Birsic K&L Gates LLP K&L Gates Center 210 Sixth Avenue Pittsburgh, PA 15222-2613 412-355-6538 Fax: 412-355-6501 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Andrew R. Stanton

K&L Gates LLP K&L Gates Center 210 Sixth Avenue Pittsburgh, PA 15222-2613 (412) 355-6583 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant

J.P. MORGAN SECURITIES INC. represented by David Brownlee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Thomas E. Birsic (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Andrew R. Stanton (See above for address) ATTORNEY TO BE NOTICED

Defendant

MERRILL LYNCH, PIERCE, FENNER & SMITH, INC.

represented by David Brownlee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

BARCLAYS CAPITAL INC. represented by David Brownlee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED


Andrew R. Stanton


Defendant

CREDIT SUISSE SECURITIES (USA) LLC

represented by David Brownlee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



Defendant

MORGAN STANLEY & CO. INC. represented by David Brownlee (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED



represented by Thomas S. Jones (See above for address) ATTORNEY TO BE NOTICED

represented by Andrew R. Stanton (See above for address) ATTORNEY TO BE NOTICED


Defendant

RANDALL J. KILLEEN

Defendant

ROBERT W. BAIRD & CO.

Defendant

WILLIAM BLAIR & CO., L.L.C.

Defendant

BMO CAPITAL MARKETS CORP. represented by Andrew R. Stanton (See above for address) ATTORNEY TO BE NOTICED



Defendant

PIPER JAFFRAY & CO.

Defendant

BARRINGTON RESEARCH ASSOCIATES

Defendant

STIFEL, NICOLAUS & CO., INC. represented by Andrew R. Stanton (See above for address) ATTORNEY TO BE NOTICED

Defendant

SIGNAL HILL CAPITAL GROUP, represented by Andrew R. Stanton LLC


Date Filed # Docket Text

08/11/2010 1 COMPLAINT against BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, PIERCE, FENNER & SMITH INC., PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE (Filing fee $350, receipt number 0315-1689534), filed by DOUGLAS N. GAER. (Attachments: # 1 Certification, # 2 Civil Cover Sheet, # 3 Summons Barclays Capital, # 4 Summons Credit Suisse, # 5 Summons Education Management, # 6 Summons Goldman Sachs, # 7 Summons Jones, # 8 Summons JP Morgan, # 9 Summons Leeds, # 10 Summons McKernan, # 11 Summons Merrill Lynch, # 12 Summons Morgan Stanley, # 13 Summons Mullin, # 14 Summons Nelson, # 15 Summons Salem, # 16 Summons West, # 17 Summons Wilde) (ept) (Entered: 08/12/2010)

08/12/2010 Summons Issued as to *BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, PIERCE, FENNER & SMITH INC., PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE.* (ept) (Entered: 08/12/2010)

08/23/2010 2 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. EDUCATION MANAGEMENT CORP. served on 8/16/2010, answer due 9/7/2010.

(Yates, Alfred) (Entered: 08/23/2010)

08/23/2010 3 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. EDWARD H. WEST served on 8/16/2010, answer due 9/7/2010. (Yates, Alfred) (Entered: 08/23/2010)

08/23/2010 4 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. TODD S. NELSON served on 8/16/2010, answer due 9/7/2010. (Yates, Alfred) (Entered: 08/23/2010)

09/02/2010 5 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. LEO F. MULLIN served on 8/18/2010, answer due 9/8/2010. (Yates, Alfred) (Entered: 09/02/2010)

09/02/2010 6 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. CREDIT SUISSE SECURITIES LLC served on 8/18/2010, answer due 9/8/2010. (Yates, Alfred) (Entered: 09/02/2010)

09/15/2010 7 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. J.P. MORGAN SECURITIES INC. served on 8/18/2010, answer due 9/8/2010. (Yates, Alfred) (Entered: 09/15/2010)

09/15/2010 8 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. MORGAN STANLEY & CO. INC. served on 8/18/2010, answer due 9/8/2010. (Yates, Alfred) (Entered: 09/15/2010)

09/17/2010 9 SUMMONS/Return of Service Returned Executed by DOUGLAS N. GAER. BARCLAYS CAPITAL INC. served on 8/24/2010, answer due 9/14/2010. (Yates, Alfred) (Entered: 09/17/2010)

09/22/2010 10 NOTICE of Appearance by Andrew R. Stanton on behalf of BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, MORGAN STANLEY & CO. INC., PIERCE, FENNER & SMITH INC. (Stanton, Andrew) (Entered: 09/22/2010)

09/23/2010 11 NOTICE of Appearance by Thomas E. Birsic on behalf of BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC. (Birsic, Thomas) (Entered: 09/23/2010)

09/28/2010 12 NOTICE of Appearance by David Brownlee on behalf of BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC.. (Brownlee, David) (Entered: 09/28/2010)

09/30/2010 13 STIPULATION OF ALL PARTIES FOR EXTENSION OF TIME FOR ALL DEFENDANTS TO RESPOND TO THE COMPLAINT by DOUGLAS N. GAER. (Attachments: # 1 Proposed Order) (Yates, Alfred) (Entered: 09/30/2010)

10/04/2010 ORDER approving 13 Stipulation filed by DOUGLAS N. GAER. Signed by Judge Robert C. Mitchell on 10/4/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 10/04/2010)

10/12/2010

14

MOTION to Appoint Counsel MOTION FOR APPOINTMENT AS LEAD PLAINTIFF by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (Attachments: # 1 Proposed Order) (Schwartz, Steven). Added MOTION for Appointment as Lead Plaintiff on 10/13/2010 (ept). Text modified on 10/13/2010 (ept). (Entered: 10/12/2010)

10/12/2010 15 BRIEF in Support re 14 Motion to Appoint Counsel, Motion for Appointment as Lead Plaintiff filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (Schwartz, Steven) Text modified on 10/13/2010 (ept). (Entered: 10/12/2010)

10/12/2010 16 DECLARATION re 15 Brief in Support of Motion, 14 MOTION to Appoint Counsel, Motion For Appointment as Lead Plaintiff by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM Affiant: Leslie R. Stern. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E) (Schwartz, Steven) Text modified on 10/13/2010 (ept). (Entered: 10/12/2010)

10/12/2010 17 MOTION to Consolidate Cases, MOTION for Appointment as Lead Plaintiff, MOTION to Appoint Counsel by DOUGLAS N. GAER. (Attachments: # 1 Proposed Order) (Yates, Alfred) (Entered: 10/12/2010)

10/12/2010 18 BRIEF in Support re 17 Motion to Consolidate Cases, Motion for Appointment as Lead Plaintiff, Motion to Appoint Counsel filed by DOUGLAS N. GAER. (Yates, Alfred) Text modified on 10/13/2010 (ept). (Entered: 10/12/2010)

10/12/2010 19 DECLARATION re 17 MOTION to Consolidate Cases MOTION for Appointment as Lead Plaintiff MOTION to Appoint Counsel by DOUGLAS N. GAER. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E) (Yates, Alfred) (Entered: 10/12/2010)

10/12/2010 20 CERTIFICATE OF SERVICE by DOUGLAS N. GAER re 17 Motion to Consolidate Cases, Motion for Appointment as Lead Plaintiff, Motion to Appoint Counsel, 19 Declaration, 18 Brief in Support of Motion. (Yates, Alfred) Text modified on 10/13/2010 (ept). (Entered: 10/12/2010)

10/13/2010 21 ORDER Response/Briefing Schedule re 17 Motion to Consolidate Cases, Motion for Appointment as Lead Plaintiff, Motion to Appoint Counsel, 14 Motion to Appoint Counsel, Motion for Appointment as Lead Plaintiff: Responses to Motions due by 11/3/2010. Signed by Judge Robert C. Mitchell on 10/13/2010. (spc) Text modified on 10/14/2010 (ept). (Entered: 10/13/2010)

10/21/2010 22 NOTICE of Appearance by Thomas S. Jones on behalf of EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Jones, Thomas) (Entered: 10/21/2010)

10/21/2010 23 NOTICE of Appearance by Margaret C. Gleason on behalf of EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Gleason, Margaret) (Entered: 10/21/2010)

10/21/2010 24 Disclosure Statement identifying Education Management LLC and Education Management Finance Corp. as corporate parent or other affiliate, by EDUCATION MANAGEMENT CORP. (Gleason, Margaret) Modified on 10/22/2010 to identify

corporate parents and affiliates. (ept) (Entered: 10/21/2010)

10/21/2010 25 DISTRICT JUDGE OPTION by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE to have this case randomly assigned to a U.S. District Judge. (Gleason, Margaret) (Entered: 10/21/2010)

10/21/2010 26 MOTION for attorney R. Todd Cronan to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1759082) by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Attachments: # 1 Affidavit Declaration of R. Todd Cronan in Support of Admission Pro Hac Vice, # 2 Proposed Order) (Gleason, Margaret) (Entered: 10/21/2010)

10/21/2010 27 MOTION for attorney Daniel P. Roeser to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1759099) by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Attachments: # 1 Affidavit Declaration of Daniel P. Roeser In Support of Pro Hac Vice Admission, # 2 Proposed Order) (Gleason, Margaret) (Entered: 10/21/2010)

10/22/2010 ORDER granting 26 Motion for R. Todd Cronan to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 10/22/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 10/22/2010)

10/22/2010 ORDER granting 27 Motion for Daniel P. Roeser to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 10/22/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 10/22/2010)

10/22/2010

Judge Robert C. Mitchell no longer presider in case. (gmp) (Entered: 10/22/2010)

10/22/2010

Judge Nora Barry Fischer is presider and Robert C. Mitchell is referred. (gmp) (Entered: 10/22/2010)

10/22/2010 28 Disclosure Statement identifying The Goldman Sachs Group, Inc. as corporate parent or other affiliate by GOLDMAN, SACHS & CO. (Stanton, Andrew) Modified on 10/25/2010 to identify corporate parent. (ept) (Entered: 10/22/2010)

10/22/2010 29 Disclosure Statement identifying Merrill Lynch & Co., Inc. and Bank of America Corporation as corporate parent or other affiliate by MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. (Stanton, Andrew) Modified on 10/25/2010 to identify corporate parent. (ept) (Entered: 10/22/2010)

10/22/2010 30 Disclosure Statement identifying Barclays PLC as corporate parent or other affiliate by BARCLAYS CAPITAL INC. (Stanton, Andrew) Modified on 10/25/2010 to identify corporate parent. (ept, ) (Entered: 10/22/2010)

10/22/2010 31 Disclosure Statement identifying J.P. Morgan Chase & Co. as corporate parent or other affialiate by J.P. MORGAN SECURITIES INC. (Stanton, Andrew) Modified on 10/25/2010 to identify corporate parent. (ept) (Entered: 10/22/2010)

10/22/2010 32 Disclosure Statement identifying Morgan Stanley as corporate parent or other affiliate by MORGAN STANLEY & CO. INC. (Stanton, Andrew) Modified on 10/25/2010 to identify corporate parent. (ept) (Entered: 10/22/2010)

11/01/2010 33 NOTICE of Appearance by Steven A. Schwartz on behalf of OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (Schwartz, Steven) (Entered: 11/01/2010)

11/03/2010 34 Disclosure Statement identifying None as corporate parent or other affiliate, by CREDIT SUISSE SECURITIES LLC. (Stanton, Andrew) (Entered: 11/03/2010)

11/03/2010 35 BRIEF in Opposition re 14 Motion to Appoint Counsel, Motion for Appointment as Lead Plaintiff filed by DOUGLAS N. GAER. (Yates, Alfred) Text modified on 11/4/2010. (ept) (Entered: 11/03/2010)

11/03/2010 36 RESPONSE IN OPPOSITION to 17 Motion to Consolidate Cases, Motion for Appointment as Lead Plaintiff, Motion to Appoint Counsel filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (Schwartz, Steven) Modified on 11/4/2010 to correct document linkage. (ept) (Entered: 11/03/2010)

11/03/2010 w/ 36 BRIEF in Support re 14 Motion to Appoint Counsel, Motion for Appointment as Lead Plaintiff filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (ept) (Entered: 11/04/2010)

11/04/2010 CLERK'S OFFICE QUALITY CONTROL MESSAGE re 36 Response in Opposition. ERROR: Document should have been filed as two separate documents. CORRECTION: Attorney advised in future that documents of that nature are to be filed as separate documents. Clerk of Court docketed Brief in Support of Motion. This message is for informational purposes only. (ept) (Entered: 11/04/2010)

11/08/2010 37 REPLY BRIEF by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM re 14 Motion to Appoint Counsel, Motion for Appointment as Lead Plaintiff filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (Schwartz, Steven) Text modified on 11/9/2010. (ept) (Entered: 11/08/2010)

11/08/2010 38 REPLY BRIEF by DOUGLAS N. GAER re 14 Motion to Appoint Counsel, Motion for Appointment as Lead Plaintiff filed by DOUGLAS N. GAER. (Attachments: # 1 Exhibit A (Declaration of Douglas N. Gaer)) (Yates, Alfred) Modified on 11/9/2010 to correct document linkage. (ept) (Entered: 11/08/2010)

11/08/2010 w/ 37 BRIEF in Opposition re 17 Motion to Consolidate Cases, Motion for Appointment as Lead Plaintiff, Motion to Appoint Counsel filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. (ept) (Entered: 11/09/2010)

11/09/2010 CLERK'S OFFICE QUALITY CONTROL MESSAGE re 37 Reply Brief. ERROR: Document should have been filed as two separate documents. CORRECTION: Attorney advised in future that documents of that nature are to be filed as separate documents. Clerk of Court docketed Brief in Opposition to Motion. This message is for informational purposes only. (ept) (Entered: 11/09/2010)

11/09/2010 CLERK'S OFFICE QUALITY CONTROL MESSAGE re 38 Reply Brief. ERROR: Document incorrectly linked. CORRECTION: Linked to appropriate document. This message is for informational purposes only. (ept) (Entered: 11/09/2010)

11/09/2010 39 NOTICE OF WITHDRAWAL OF LEAD PLAINTIFF APPLICATION by DOUGLAS

N. GAER (Yates, Alfred) (Entered: 11/09/2010)

11/10/2010 40 OPINION and ORDER granting 14 Motion to appoint Oklahoma Police Pension & Retirement System as lead plaintiff; granting 14 Motion to Appoint Lead Counsel. Signed by Judge Robert C. Mitchell on 11/10/2010. (spc) Modified on 11/12/2010 to add additional docket text. (ksa) (Entered: 11/10/2010)

11/10/2010 Motions terminated: 17 Motion to Consolidate Cases, Motion for Appointment as Lead Plaintiff, Motion to Appoint Counsel filed by DOUGLAS N. GAER. Signed by Judge Robert C. Mitchell on 11/10/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 11/10/2010)

11/11/2010 41 MOTION for attorney Kimberly A. Evans to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1779613) by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 Exhibit A) (Schwartz, Steven) (Entered: 11/11/2010)

11/11/2010 42 MOTION for attorney Daryl DeValerio Andrews to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1779614) by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 Exhibit A) (Schwartz, Steven) (Entered: 11/11/2010)

11/11/2010 43 MOTION for attorney Jeffrey C. Block to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1779615) by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 Exhibit A) (Schwartz, Steven) (Entered: 11/11/2010)

11/11/2010 44 MOTION for attorney Kathleen M. Donovan-Maher to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1779616) by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 Exhibit A) (Schwartz, Steven) (Entered: 11/11/2010)

11/11/2010 45 MOTION for attorney Leslie R. Stern to Appear Pro Hac Vice, (Filing fee $40, Receipt # 0315-1779618) by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 Exhibit A) (Schwartz, Steven) (Entered: 11/11/2010)

11/15/2010 46 Errata re 41 Motion to Appear Pro Hac Vice, CORRECTED MOTION FOR KIMBERLY A. EVANS TO BE ADMITTED PRO HAC VICE by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Reason for Correction: ECF and Local Rule statement deficiency. (Attachments: # 1 Exhibit A) (Schwartz, Steven) (Entered: 11/15/2010)

11/15/2010 47 Errata re 42 Motion to Appear Pro Hac Vice, CORRECTED MOTION FOR DARYL DEVALERIO ANDREWS TO APPEAR PRO HAC VICE by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Reason for Correction: ECF and Local Rule statement deficiency. (Attachments: # 1 Exhibit A) (Schwartz, Steven) (Entered: 11/15/2010)

11/15/2010 48 Errata re 43 Motion to Appear Pro Hac Vice, CORRECTED MOTION FOR JEFFREY C. BLOCK TO APPEAR PRO HAC VICE by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Reason for Correction: ECF and Local Rule statement

F_ I I deficiency. (Attachments: # 1 Exhibit A) (Schwartz, Steven) (Entered: 11/15/2010)

11/15/2010 49 Errata re 44 Motion to Appear Pro Hac Vice, CORRECTED MOTION FOR KATHLEEN M. DONOVAN-MAHER TO APPEAR PRO HAC VICE by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Reason for Correction: ECF and Local Rule statement deficiency. (Attachments: # 1 Exhibit A) (Schwartz, Steven) (Entered: 11/15/2010)

11/15/2010 50 Errata re 45 Motion to Appear Pro Hac Vice, CORRECTED MOTION FOR LESLIE R. STERN TO APPEAR PRO HAC VICE by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Reason for Correction: ECF and Local Rule statement deficiency. (Attachments: # 1 Exhibit A) (Schwartz, Steven) (Entered: 11/15/2010)

11/16/2010 ORDER granting 41 Motion for Kimberly A. Evans to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 11/16/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 11/16/2010)

11/16/2010 ORDER granting 42 Motion for Daryl DeValerio Andrews to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 11/16/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 11/16/2010)

11/16/2010 ORDER granting 43 Motion for Jeffrey C. Block to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 11/16/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 11/16/2010)

11/16/2010 ORDER granting 44 Motion for Kathleen M. Donovan-Maher to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 11/16/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 11/16/2010)

11/16/2010 ORDER granting 45 Motion for Leslie R. Stern to Appear Pro Hac Vice. Signed by Judge Robert C. Mitchell on 11/16/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 11/16/2010)

11/19/2010 51 STIPULATION OF ALL PARTIES REGARDING SCHEDULING by BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Attachments: # 1 Proposed Order) (Schwartz, Steven) (Entered: 11/19/2010)

11/22/2010 52 ORDER granting in part and denying in part 51 Stipulation, filed by TODD S. NELSON, CREDIT SUISSE SECURITIES LLC, MORGAN STANLEY & CO. INC., JEFFREY T. LEEDS, PAUL J. SALEM, PETER O. WILDE, ADRIAN M. JONES, OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, EDWARD H. WEST, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., JOHN R.

MCKERNAN, JR., EDUCATION MANAGEMENT CORP., J.P. MORGAN SECURITIES INC., GOLDMAN, SACHS & CO., BARCLAYS CAPITAL INC., LEO F. MULLIN: Amended Complaint due by 1/10/2011. Answers due by 2/10/2011. Responses due by 3/10/2011. Reply briefs due by 3/21/2011.Signed by Judge Robert C. Mitchell on 11/22/2010. (spc) (Entered: 11/22/2010)

12/17/2010 53 MOTION to Withdraw as Attorney by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Cronan, Robert) (Entered: 12/17/2010)

12/17/2010 54 MOTION to Withdraw as Attorney by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Roeser, Daniel) (Entered: 12/17/2010)

12/20/2010 ORDER granting 53 Motion to Withdraw as Attorney. Attorney Robert T. Cronan terminated. Signed by Judge Robert C. Mitchell on 12/20/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 12/20/2010)

12/20/2010 ORDER granting 54 Motion to Withdraw as Attorney. Attorney Daniel P. Roeser terminated. Signed by Judge Robert C. Mitchell on 12/20/2010. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 12/20/2010)

12/20/2010 55 NOTICE of Appearance by Laura E. Ellsworth on behalf of EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Ellsworth, Laura) (Entered: 12/20/2010)

01/10/2011 56 AMENDED COMPLAINT against BARCLAYS CAPITAL INC., CREDIT SUISSE SECURITIES LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE, Randall J Killeen, Robert W. Baird & Co., William Blair & Co., BMO Capital Markets Corp., Piper Jaffray & Co., Barrington Research Associates, Signal Hill Capital Group, LLC, Stifel Nicolaus & Company, Inc. Randall J Killeen answer due 1/24/2011; Robert W. Baird & Co. answer due 1/24/2011; William Blair & Co. answer due 1/24/2011; BMO Capital Markets Corp. answer due 1/24/2011; Piper Jaffray & Co. answer due 1/24/2011; Barrington Research Associates answer due 1/24/2011; Signal Hill Capital Group, LLC answer due 1/24/2011; Stifel Nicolaus & Company, Inc. answer due 1/24/2011, filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM; SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. (Attachments: # 1 Certification of Named Plaintiff) (Donovan-Maher, Kathleen) (Entered: 01/10/2011)

01/25/2011 57 PRAECIPE to Issue Summons by OKLAHOMA POLICE PENSION &

RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY (Attachments: # 1 Summons for William Blair & Company, # 2 Summons for Stifel, Nicolaus & Company, # 3 Summons for Barrington Research Associates, # 4 Summons for Robert W. Baird & Company, # 5 Summons for Randall J. Killeen, # 6 Summons for BMO Capital Markets Corporation, # 7 Summons for Piper Jaffray & Company) (Donovan-Maher, Kathleen) (Entered: 01/25/2011)

01/25/2011 Summons Issued as to *BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., RANDALL J. KILLEEN, PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., WILLIAM BLAIR & CO., L.L.C.* (mjl) (Entered: 01/25/2011)

01/26/2011 58 WAIVER OF SERVICE Returned Executed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. RANDALL J. KILLEEN waiver sent on 1/25/2011, answer due 3/28/2011. (Donovan-Maher, Kathleen) (Entered: 01/26/2011)

01/28/2011 59 Joint MOTION to Amend/Correct 52 Order, Set Deadlines by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, CREDIT SUISSE SECURITIES (USA) LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE, WILLIAM BLAIR & CO., L.L.C.. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Stanton, Andrew) (Entered: 01/28/2011)

01/31/2011 ORDER granting in part and denying in part 59 Motion to Amend/Correct: Defendants' responses to Amended Complaint due 3/28/2011; Plaintiffs' Opposition to Motions to Dismiss due 4/27/2011; Defendants' replies due 5/11/2011. Signed by Judge Robert C. Mitchell on 1/31/2011. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 01/31/2011)

01/31/2011 Update Deadlines re 56 Amended Complaint filed by SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY, OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Text-only entry; no PDF document will issue. This text-only entry constitutes the Court' order or notice on the matter. Motions due by 3/28/2011. Response to Motion due by 4/27/2011. Reply brief due by 5/11/2011. (spc) (Entered: 01/31/2011)

02/16/2011 60 SUMMONS/Return of Service Returned Executed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. SIGNAL HILL CAPITAL GROUP, LLC served on 1/31/2011, answer due 2/22/2011. (Donovan-Maher, Kathleen) (Entered: 02/16/2011)

02/16/2011 61 SUMMONS/Return of Service Returned Executed by OKLAHOMA POLICE PENSIONI & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA

TRANSPORTATION AUTHORITY. BMO CAPITAL MARKETS CORP. served on 2/2/2011, answer due 2/23/2011. (Donovan-Maher, Kathleen) (Entered: 02/16/2011)

02/16/2011 62 SUMMONS/Return of Service Returned Executed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. STIFEL, NICOLAUS & CO., INC. served on 2/3/2011, answer due 2/24/2011. (Donovan-Maher, Kathleen) (Entered: 02/16/2011)

02/21/2011 63 MOTION to Modify Order on Motion to Amend/Correct, by BMO CAPITAL MARKETS CORP., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC.. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Stanton, Andrew) (Entered: 02/21/2011)

02/23/2011 ORDER granting 63 Motion to Modify, deadlines set in 01/31/2011 Order also apply to Defendants Signal Hill Capital Group, LLC, Stifel, Nicholas & Co., Inc. and BMO Capital Markets Corp.: motions to dismiss Amended Complaint due 03/28/2011, Plaintiffs' response to motions due 04/27/2011, defendants' reply brief due 05/11/2011. Signed by Judge Robert C. Mitchell on 2/23/2011. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 02/23/2011)

02/23/2011

03/24/2011

03/24/2011

Update Answer Deadline: Answer due from All Defendants 03/28/2011 (spc) (Entered: 02/23/2011)

64 Disclosure Statement identifying None as corporate parent or other affiliate, by WILLIAM BLAIR & CO., L.L.C.. (Stanton, Andrew) (Entered: 03/24/2011)

65 Disclosure Statement identifying None as corporate parent or other affiliate, by BARRINGTON RESEARCH ASSOCIATES. (Stanton, Andrew) (Entered: 03/24/2011)

03/24/2011 66 Disclosure Statement identifying Bank of Montreal as corporate parent or other affiliate, by BMO CAPITAL MARKETS CORP.. (Stanton, Andrew) (Entered: 03/24/2011)

03/24/2011

03/24/2011

03/24/2011

03/24/2011

67 Disclosure Statement identifying Piper Jaffray Companies as corporate parent or other affiliate, by PIPER JAFFRAY & CO.. (Stanton, Andrew) (Entered: 03/24/2011)

68 Disclosure Statement identifying None as corporate parent or other affiliate, by ROBERT W. BAIRD & CO.. (Stanton, Andrew) (Entered: 03/24/2011)

69 Disclosure Statement identifying None as corporate parent or other affiliate, by SIGNAL HILL CAPITAL GROUP, LLC. (Stanton, Andrew) (Entered: 03/24/2011)

70 Disclosure Statement identifying Stifel Financial Corporation as corporate parent or other affiliate, by STIFEL, NICOLAUS & CO., INC.. (Stanton, Andrew) (Entered: 03/24/2011)

03/28/2011

71 MOTION to Dismiss re 56 Amended Complaint by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS &

CO., INC., WILLIAM BLAIR & CO., L.L.C.. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Stanton, Andrew) (Entered: 03/28/2011)

03/28/2011

72 BRIEF in Support re 71 Motion to Dismiss filed by BARCLAYS CAPITAL INC., I BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., WILLIAM BLAIR & CO., L.L.C. (Stanton, Andrew) Text modified on 3/29/2011. (ept) (Entered: 03/28/2011)

03/28/2011 73 DECLARATION re 72 Brief in Support of Motion by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., WILLIAM BLAIR & CO., L.L.C. Affiant: Andrew R Stanton. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H) (Stanton, Andrew) Text modified on 3/29/2011. (ept) (Entered: 03/28/2011)

03/28/2011 74 MOTION to Dismiss re 56 Amended Complaint by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Jones, Thomas) (Entered: 03/28/2011)

03/28/2011 75 BRIEF in Support re 74 Motion to Dismiss, filed by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Jones, Thomas) (Entered: 03/28/2011)

03/28/2011 76 DECLARATION re 74 MOTION to Dismiss re 56 Amended Complaint filed by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE Affiant: Margaret C. Gleason (Attachments: # 1 Request for Judicial Notice, # 2 Exhibit 1, # 3 Exhibit 2, # 4 Exhibit 3, # 5 Exhibit 4, # 6 Exhibit 5, # 7 Exhibit 6, # 8 Exhibit 7, # 9 Exhibit 8, # 10 Exhibit 9, # 11 Exhibit 10, # 12 Exhibit 11, # 13 Exhibit 12, # 14 Exhibit 13, # 15 Exhibit 14, # 16 Exhibit 15, # 17 Exhibit 16, # 18 Exhibit 17, # 19 Exhibit 18, # 20 Exhibit 19, # 21 Exhibit 20, # 22 Exhibit 21, # 23 Exhibit 22, # 24 Exhibit 23, # 25 Exhibit 24, # 26 Exhibit 25, # 27 Exhibit 26, # 28 Exhibit 27, # 29 Exhibit 28, # 30 Exhibit 29, # 31 Exhibit 30, # 32 Exhibit 31, # 33 Exhibit 32, # 34 Exhibit 33, # 35 Exhibit 34, # 36 Exhibit 35, # 37 Exhibit 36, # 38 Exhibit 37, # 39 Exhibit 38, # 40 Exhibit 39, # 41 Exhibit 40, # 42 Exhibit 41, # 43 Exhibit 42, # 44 Exhibit 43, # 45 Exhibit 44, # 46 Exhibit 45, # 47 Exhibit 46, # 48 Exhibit 47, # 49 Exhibit 48) (Jones, Thomas) Text modified on 3/29/2011. (ept) (Entered: 03/28/2011)

03/29/2011 77 MOTION for Oral Argument on Motion to Dismiss re 74 MOTION to Dismiss re 56 Amended Complaint filed by TODD S. NELSON, JEFFREY T. LEEDS, PAUL J.

SALEM, PETER O. WILDE, ADRIAN M. JONES, RANDALL J. KILLEEN, EDWARD H. WEST, JOHN R. MCKERNAN, JR., EDUCATION MANAGEMENT CORP., LEO F. MULLIN by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Jones, Thomas) Text modified on 3/30/2011. (ept) (Entered: 03/29/2011)

04/14/2011 78 MOTION re Order on Motion to Modify, -Stipulated Motion Regarding Motion To Dismiss Briefing- by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Donovan-Maher, Kathleen) (Entered: 04/14/2011)

04/15/2011 ORDER granting in part and denying in part 78 Motion for extension of time to file briefs: Plaintiffs shall file one opposition to all of Defendants' motions by 5/1/2011, opposition memorandum not to exceed 40 pages; Defendants shall file replies by 6/1/2011, briefs not to exceed 10 pages. Signed by Judge Robert C. Mitchell on 4/15/2011. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 04/15/2011)

04/15/2011 Update Deadlines: 71 Motion to Dismiss re 56 Amended Complaint filed by WILLIAM BLAIR & CO., L.L.C., MORGAN STANLEY & CO. INC., PIPER JAFFRAY COMPANIES, SIGNAL HILL CAPITAL GROUP, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., PIPER JAFFRAY & CO., STIFEL, NICOLAUS & CO., INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., ROBERT W. BAIRD & CO., J.P. MORGAN SECURITIES INC., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., BARCLAYS CAPITAL INC., 74 Motion to Dismiss re 56 Amended Complaint filed by TODD S. NELSON, JEFFREY T. LEEDS, PAUL J. SALEM, PETER O. WILDE, ADRIAN M. JONES, RANDALL J. KILLEEN, EDWARD H. WEST, JOHN R. MCKERNAN, JR., EDUCATION MANAGEMENT CORP., LEO F. MULLIN. Text-only entry; no PDF document will issue. This text-only entry constitutes the Courts order or notice on the matter: Response to Motions due by 5/11/2011. Reply briefs due by 6/1/2011. (spc) (Entered: 04/15/2011)

05/11/2011 79 BRIEF in Opposition re 71 Motion to Dismiss, 74 Motion to Dismiss, filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. (Donovan-Maher, Kathleen) (Entered: 05/11/2011)

05/11/2011 80 DECLARATION re 79 Brief in Opposition to Motion -Jeffrey C. Block Declaration- by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5) (Donovan-Maher, Kathleen) (Entered: 05/11/2011)

05/11/2011 81 RESPONSE To Education Management Corporation And Individual Defendants' Request For Judicial Notice And The Underwriter Defendants' Extraneous Exhibits In Support Of Their Motions To Dismiss- to 73 Declaration, 76 Affidavit in Support of Motion filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM,

SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. (Donovan-Maher, Kathleen) Modified on 5/12/2011. (ept) (Entered: 05/11/2011)

05/18/2011 82 NOTICE OF WITHDRAWAL OF ATTORNEY KIMBERLY EVANS by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM (Evans, Kimberly) Document removed from public view and redocketed at 83 . Modified on 5/20/2011. (ept) (Entered: 05/18/2011)

05/19/2011 CLERK'S OFFICE QUALITY CONTROL MESSAGE re 82 Notice. ERROR: Wrong event selected. CORRECTION: Attorney to retitle the document Motion to Withdraw as Attorney and then refile the document by selecting Withdraw as Attorney under Motions. This message is for informational purposes only. (ept) (Entered: 05/19/2011)

05/19/2011 83 MOTION to Withdraw as Attorney by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order) (Evans, Kimberly) (Entered: 05/19/2011)

05/20/2011 ORDER granting 83 Motion to Withdraw as Attorney. Attorney Kimberly A. Evans terminated. Signed by Judge Robert C. Mitchell on 5/20/2011. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 05/20/2011)

06/01/2011 84 REPLY BRIEF by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., WILLIAM BLAIR & CO., L.L.C. re 71 Motion to Dismiss Plaintiff's Amended Class Action Complaint filed by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., WILLIAM BLAIR & CO., L.L.C. (Stanton, Andrew) (Entered: 06/01/2011)

06/01/2011 85 REPLY BRIEF by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE re 74 Motion to Dismiss, filed by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Attachments: # 1 Request for Judicial Notice in Support of Reply, # 2 Declaration re Request for Judicial Notice in Support of Reply, # 3 Exhibit 49 re Request for Judicial Notice in Support of Reply) (Jones, Thomas) (Entered: 06/01/2011)

06/01/2011 86 REPLY by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE re 81 Response filed by EDUCATION MANAGEMENT CORP., ADRIAN

M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Jones, Thomas) Modified on 6/2/2011 to correct document linkage. (ept) (Entered: 06/01/2011)

06/02/2011 CLERK'S OFFICE QUALITY CONTROL MESSAGE re 86 Reply. ERROR: Document incorrectly linked. CORRECTION: Linked to appropriate document. This message is for informational purposes only. (ept) (Entered: 06/02/2011)

06/06/2011 i NOTICE OF SUPPLEMENTAL AUTHORITY by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY (Attachments: # 1 Frank v. Dana Corp.) (Schwartz, Steven) (Entered: 06/06/2011)

06/06/2011 88 MOTION for Leave to File Supplemental Brief and Request for Judicial Notice by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., PAUL J. SALEM, SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., EDWARD H. WEST, PETER O. WILDE, WILLIAM BLAIR & CO., L.L.C.. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 Supplemental Brief In Support of Motions to Dismiss, # 3 Request for Judicial Notice In Support of Supplemental Brief In Support of Motions to Dismiss, # 4 Declaration In Support of Request for Judicial Notice In Support of Supplemental Brief In Support of Motions To Dismiss, # 5 Exhibit 50, # 6 Exhibit 51, # 7 Exhibit 52, # 8 Exhibit 53, # 9 Exhibit 54, # 10 Exhibit 55) (Jones, Thomas) (Entered: 06/06/2011)

06/07/2011 ORDER granting 88 Motion for leave to file supplemental brief and request for judicial notice. Signed by Judge Robert C. Mitchell on 6/7/2011. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 06/07/2011)

06/14/2011 89 MOTION for Leave to File PLAINTIFFS RESPONSE TO EDUCATION MANAGEMENT CORPORATIONS, INDIVIDUAL DEFENDANTS, AND UNDERWRITER DEFENDANTS SUPPLEMENTAL BRIEF IN SUPPORT OF MOTIONS TO DISMISS AND OPPOSITION TO REQUEST FOR JUDICIAL NOTICE by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. Motion(s) referred to Robert C. Mitchell. (Attachments: # 1 Proposed Order, # 2 PLAINTIFFS RESPONSE) (Schwartz, Steven) (Entered: 06/14/2011)

06/15/2011 ORDER granting 89 Motion for leave to file response to supplemental brief 88 . Signed by Judge Robert C. Mitchell on 6/15/2011. Text-only entry; no PDF document will issue. This text-only entry constitutes the Order of the Court or Notice on the matter. (spc) (Entered: 06/15/2011)

08/15/2011 90 Request For Judicial Notice And Notice of Supplemental Authority by OKLAHOMA I POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN

PENNSYLVANIA TRANSPORTATION AUTHORITY re 79 Brief in Opposition to Motion (Attachments: # 1 Exhibit A) (Block, Jeffrey) Text modified on 8/16/2011. (ept) (Entered: 08/15/2011)

08/15/2011 91 DECLARATION re 90 Notice, -Declaration of Jeffrey C. Block- by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2) (Block, Jeffrey) (Entered: 08/15/2011)

08/22/2011 92 RESPONSE IN OPPOSITION to 91 Declaration, 90 Notice filed by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, EDUCATION MANAGEMENT CORP., GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., LEO F. MULLIN, TODD S. NELSON, PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., PAUL J. SALEM, SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., EDWARD H. WEST, PETER O. WILDE, WILLIAM BLAIR & CO., L.L.C.. (Jones, Thomas) (Entered: 08/22/2011)

08/30/2011 93 REPORT AND RECOMMENDATION re 77 Motion for Oral Argument on Motion to Dismiss re 74 Motion to Dismiss re 56 Amended Complaint, filed by TODD S. NELSON, JEFFREY T. LEEDS, PAUL J. SALEM, PETER O. WILDE, ADRIAN M. JONES, RANDALL J. KILLEEN, EDWARD H. WEST, JOHN R. MCKERNAN, JR., EDUCATION MANAGEMENT CORP., LEO F. MULLIN, recommending that it be denied; 71 Motion to Dismiss re 56 Amended Complaint, filed by WILLIAM BLAIR & CO., L.L.C., MORGAN STANLEY & CO. INC., PIPER JAFFRAY COMPANIES, SIGNAL HILL CAPITAL GROUP, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., PIPER JAFFRAY & CO., STIFEL, NICOLAUS & CO., INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., ROBERT W. BAIRD & CO., CREDIT SUISSE SECURITIES (USA) LLC, J.P. MORGAN SECURITIES INC., GOLDMAN, SACHS & CO., BARCLAYS CAPITAL INC., recommending that it be granted; 74 Motion to Dismiss re 56 Amended Complaint, filed by TODD S. NELSON, JEFFREY T. LEEDS, PAUL J. SALEM, PETER O. WILDE, ADRIAN M. JONES, RANDALL J. KILLEEN, EDWARD H. WEST, JOHN R. MCKERNAN, JR., EDUCATION MANAGEMENT CORP., LEO F. MULLIN, recommending that it be granted. Objections to R&R due by 9/16/2011. Signed by Judge Robert C. Mitchell on 8/30/2011. (spc) (Entered: 08/30/2011)

09/16/2011 94 OBJECTIONS to 93 Report and Recommendation filed by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. (Attachments: # 1 Exhibit A) (Block, Jeffrey) (Entered: 09/16/2011)

09/23/2011 95 RESPONSE IN OPPOSITION to 94 Objections to Report and Recommendation, filed by EDUCATION MANAGEMENT CORP., ADRIAN M. JONES, RANDALL J. KILLEEN, JEFFREY T. LEEDS, JOHN R. MCKERNAN, JR, LEO F. MULLIN, TODD S. NELSON, PAUL J. SALEM, EDWARD H. WEST, PETER O. WILDE. (Jones, Thomas) (Entered: 09/23/2011)

09/23/2011

09/29/2011

10/12/2011

96 RESPONSE to 94 Objections to Report and Recommendation, filed by BARCLAYS CAPITAL INC., BARRINGTON RESEARCH ASSOCIATES, BMO CAPITAL MARKETS CORP., CREDIT SUISSE SECURITIES (USA) LLC, GOLDMAN, SACHS & CO., J.P. MORGAN SECURITIES INC., MERRILL LYNCH, PIERCE, FENNER & SMITH, INC., MORGAN STANLEY & CO. INC., PIPER JAFFRAY & CO., ROBERT W. BAIRD & CO., SIGNAL HILL CAPITAL GROUP, LLC, STIFEL, NICOLAUS & CO., INC., WILLIAM BLAIR & CO., L.L.C. (Stanton, Andrew) (Entered: 09/23/2011)

97 ORDER adopting 93 Report and Recommendation of Magistrate Judge Mitchell; that the motion to dismiss the Amended Complaint filed by Defendants Barclays Capital, Inc., Barrington Research Associates, BMO Capital Markets Corp., Credit Suisse Securities (USA) LLC, Goldman, Sachs & Co., J.P. Morgan Securities, Inc., Merrill Lynch, Pierce, Fenner & Smith, Inc., Morgan Stanley & Co., Piper Jaffray & Co., Robert W. Baird & Co., Signal Hill Capital Group, LLC, Stifel, Nicolaus & Co., Inc., and William Blair & Co., LLC (Docket No. 71) is granted; that the motion to dismiss the Amended Complaint filed by Defendants Education Management Corp., Adrian M. Jones, Randall J. Killeen, Jeffrey T. Leeds, John R. McKernan, Jr., Leo F. Mullin, Todd S. Nelson, Paul J. Salem, Edward H. West, and Peter O. Wilde (Docket No. 74) is granted. Signed by Judge Nora Barry Fischer on 9/29/11. (jg) (Entered: 09/29/2011)

98 NOTICE OF APPEAL as to 97 Order on Motion to Dismiss, Order on Report and Recommendations by OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM, SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY. Filing fee $455, receipt number 0315-2121422. Motion for IFP N/A. Certificate of Appealability N/A. Court Reporter(s): N/A. The Clerk's Office hereby certifies the record and the docket sheet available through ECF to be the certified list in lieu of the record and/or the certified copy of the docket entries. The Transcript Purchase Order form will NOT be mailed to the parties. The form is available on the Court's internet site. (Donovan-Maher, Kathleen) (Entered: 10/12/2011)

04/18/2012 100 ORDER of USCA dismissing appeal pursuant to Fed. R. App. P. 42(b) as to 98 Notice of Appeal filed by SOUTHEASTERN PENNSYLVANIA TRANSPORTATION AUTHORITY, OKLAHOMA POLICE PENSION & RETIREMENT SYSTEM (dwb3, ) (Entered: 04/18/2012)

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