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US District Court Civil Docket as of 07/28/2008 Retrieved from the court on Thursday, July 31, 2008

Docket updated on Jul. 31, 2008 18:53:07

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U.S. District Court

United States District Court for the Southern District of New York (Foley Square) CIVIL DOCKET FOR CASE #: 1:04-cv-07897-DLC

In Re: SCOR Holding (Switzerland) AG Litigation

Date Filed: Oct. 04, 2004

Status: Open

Nature of suit: 850 Securities/Commodities

Assigned to: Judge Denise L. Cote

Cause: 15:78m(a) Securities Exchange Act

Jurisdiction: Federal Question

Jury demand: Plaintiff

Member cases: 1:05-cv-03871-DLC 1:04-cv-09479-DLC 1:04-cv-08994-DLC 1:04-cv-08038-DLC 1:04-cv-08038-DLC

Related cases: 1:05-cv-03871-DLC 1:04-cv-08060-DLC 1:04-cv-08038-DLC 1:04-cv-09479-DLC 1:04-cv-08295-DLC 1:04-cv-08060-DLC 1:04-cv-08994-DLC 1:04-cv-09479-DLC 1:05-cv-03871-DLC

Parties and Attorneys Lead Plaintiff Avalon Holdings Inc.

Attorneys and Firms Andrew D. Abramowitz Spector, Roseman & Kodroff, P.C. (PA) 1818 Market Street, 25th Floor Philadelphia, PA 19103 (215) 496-0300 Fax: (215) 496-6611 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Avi Josefson Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1493 Fax: (212) 554-1444 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Joshua Seth Devore Cohen, Milstein, Hausfeld & Toll, PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Dennis Debrowski Edwards & Angell, LLP (NJ) 51 John F. Kennedy Parkway Short Hills, NJ 07078 (973) 921-5228 Fax: (973) 376-3380 [email protected] TERMINATED: 11/16/2006 LEAD ATTORNEY Mark S. Willis Cohen, Milstein, Hausfeld & Toll, PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew Keith Handley Cohen, Milstein, Hausfeld & Toll, PLLC (DC) 1100 New York Avenue, N.W. Suite 500, West Tower Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel E. Kopp Spector, Roseman & Kodroff, P.C. 1818 Market Street Suite 2500 Philadelphia, PA 19103 (215) 496-0300 Fax: (215) 496-6612 LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert M. Roseman Spector, Roseman & Kodroff, P.C. (PA) 1818 Market Street, 25th Floor Philadelphia, PA 19103 (215) 496-0300 Fax: (215) 496-6611 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven B. Singer Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1413 Fax: (212) 554-1444 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow Cohen, Milstein, Hausfeld & Toll, P.L.L.C. 1100 New York Avenue, North WestSuite 500 Washington, DC 20005 (202) 408-4600 Fax: (202) 408-4699 [email protected] ATTORNEY TO BE NOTICED Beata Gocyk-Farber Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1421 Fax: (212) 554-1444 [email protected] ATTORNEY TO BE NOTICED

Jack Zwick Weiss & Lurie 551 Fifth Avenue New York, NY 10176 (212) 682-3025 Fax: (212) 682-3010 ATTORNEY TO BE NOTICED John Patrick Coffey Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1409 Fax: (212) 554-1444 [email protected] ATTORNEY TO BE NOTICED Joseph Harry Weiss Weiss & Lurie 551 Fifth Avenue New York, NY 10176 (212) 682-0301 ATTORNEY TO BE NOTICED Catherine A. Torell Cohen, Milstein, Hausfeld & Toll, P.L.L.C. 150 East 52nd Street 30th Floor New York, NY 10022 (212) 838-7797 Fax: (212) 838-7745 [email protected] ATTORNEY TO BE NOTICED

Lead Plaintiff Public Employees' Retirement System of Mississippi

Attorneys and Firms Andrew D. Abramowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Josefson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine A. Torell (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joshua Seth Devore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Mark Dennis Debrowski (See above for address) TERMINATED: 11/16/2006 LEAD ATTORNEY Mark S. Willis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew Keith Handley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel E. Kopp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert M. Roseman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED Beata Gocyk-Farber (See above for address) ATTORNEY TO BE NOTICED Jack Zwick (See above for address) ATTORNEY TO BE NOTICED John Patrick Coffey (See above for address) ATTORNEY TO BE NOTICED Joseph Harry Weiss (See above for address) ATTORNEY TO BE NOTICED Gerald Harlan Silk Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas New York, NY 10019 (212) 554-1282 Fax: (212) 554-1444 [email protected] ATTORNEY TO BE NOTICED

Plaintiff Attorneys and Firms

Seymour Meyer individually and on behalf of all others similarly situated

Eric James Belfi Labaton Sucharow, LLP 140 Broadway New York, NY 10005 (212) 907-0790 Fax: (212) 883-7579 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Louisiana State Employees' Retirement System

Attorneys and Firms Andrew D. Abramowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Josefson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Catherine A. Torell (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Joshua Seth Devore (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Dennis Debrowski (See above for address) TERMINATED: 11/16/2006 LEAD ATTORNEY Mark S. Willis (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Matthew Keith Handley (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Rachel E. Kopp (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Robert M. Roseman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Steven B. Singer (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Consolidated Plaintiff Michael Rubin

Attorneys and Firms Joseph Harry Weiss (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Consolidated Plaintiff Michael Rubin on behalf of himself and all others similarly situated

Attorneys and Firms Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Consolidated Plaintiff Maria Jakob Individually and on behalf of all others simiarly situated

Attorneys and Firms Peter Edward Seidman Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY 10119 (212) 613-5625 Fax: (212) 868-1229 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Plaintiff Ray Maxfield on behalf of himself and all others similarly situated

Attorneys and Firms Catherine A. Torell (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Consolidated Plaintiff Michael E. Criden on behalf of himself and all others similarly situated

Attorneys and Firms Richard A Speirs Zwerling, Schachter & Zwerling (Madison Avenue) 41 Madison Avenue New York, NY 10010 (212) 223-3900 Fax: (212) 371-5969 [email protected]

LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Consolidated Plaintiff Mary Bell Taylor on behalf of himself and all others similarly situated

Attorneys and Firms Charles J. Piven The World Trade Center-Baltimore 401 East Pratt Street Baltimore, MD 21202 (410) 332-0030 LEAD ATTORNEY ATTORNEY TO BE NOTICED Peter Edward Seidman (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Avi Saumuel Garbow (See above for address) ATTORNEY TO BE NOTICED

Defendant SCOR Holding (Switzerland) AG

Attorneys and Firms Joseph N. Sacca Skadden, Arps, Slate,Meagher & Flom LLP(IIA) Four Times Sq., New York, NY 10036 (212) 735-3000 Fax: (212) 735-2000 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen William Greiner Willkie Farr & Gallagher LLP (NY)787 Seventh Avenue New York, NY 10019 (212) 728-8000 Fax: (212) 728-8111 [email protected] ATTORNEY TO BE NOTICED LEAD ATTORNEY Gary John Hacker Skadden, Arps, Slate,Meagher & Flom LLP(IIA) Four Times Sq., New York, NY 10036 (212) 735-3605 Fax: (917) 777-3605 [email protected]

ATTORNEY TO BE NOTICED Jeanne Marie Luboja Willkie Farr & Gallagher LLP (NY)787 Seventh Avenue New York, NY 10019 (212) 728-8000 Fax: (212) 728-8111 [email protected] ATTORNEY TO BE NOTICED Richard William Mancino Willkie Farr & Gallagher LLP (NY)787 Seventh Avenue New York, NY 10019 (212) 728-8000 Fax: (212) 728-8111 [email protected] ATTORNEY TO BE NOTICED

Defendant Dirk Lohmann

Attorneys and Firms James Gardner Wheaton Pillsbury Winthrop Shaw Pittman, LLP (NY) 1540 Broadway New York, NY 10036 (212) 858-1648 Fax: (212) 858-1500 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Mark Robert Hellerer Pillsbury Winthrop Shaw Pittman, LLP (NY) 1540 Broadway New York, NY 10036 (212) 858-1000 Fax: (212) 858-1500 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen William Greiner (See above for address) TERMINATED: 02/19/2008 LEAD ATTORNEY Jeanne Marie Luboja (See above for address) TERMINATED: 02/19/2008

Defendant Martin Kauer

Attorneys and Firms Jeffrey T. Golenblock Golenbock, Eiseman, Assor & Bell

437 Madison Avenue New York, NY 10022 (212) 907-7300 LEAD ATTORNEY ATTORNEY TO BE NOTICED Stacy H. Schneider Golenbock Eiseman Assor Bell & Peskoe LLP 437 Madison Avenue New York, NY 10022 (212) 907-7352 Fax: (212) 754-0330 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED Stephen William Greiner (See above for address) TERMINATED: 03/06/2008 LEAD ATTORNEY Jeanne Marie Luboja (See above for address)

Defendant Terry G. Clarke

Attorneys and Firms Stephen William Greiner (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Peter C. Colombo


Defendant Jurgen Forterer


Defendant Derrell J. Hendrix


Defendant George F. Mehl


Defendant Merrill Lynch International

Attorneys and Firms Douglas D Broadwater Cravath, Swaine & Moore LLP 825 Eighth Avenue New York, NY 10019 (212) 474-1000 Fax: (212) 474-3700 [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant George G.C. Parker


Defendant Anton K. Schnyder


Defendant Richard Smith

Attorneys and Firms Stephen William Greiner (See above for address) TERMINATED: 09/27/2007 LEAD ATTORNEY ATTORNEY TO BE NOTICED Thorn Rosenthal Cahill Gordon & Reindel LLP 80 Pine Street New York, NY 10005 (212) 701-3823 Fax: (212) 269-5420 [email protected] ATTORNEY TO BE NOTICED

Defendant UBS AG

Attorneys and Firms Douglas D Broadwater (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Defendant Zurich Financial Services Group

Attorneys and Firms Jonathan E. Richman Dewey & LeBoeuf, L.L.P.(NYC) 1301 Avenue of the Americas New York, NY 10019 (212) 259-8000 [email protected] ATTORNEY TO BE NOTICED

Movant Pierre Stillhart

Attorneys and Firms David Avi Rosenfeld Coughlin, Stoia, Geller, Rudman & Robbins, LLP(LIs) 58 South Service Road Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 [email protected] ATTORNEY TO BE NOTICED

Movant James Barilaro

Attorneys and Firms David Avi Rosenfeld (See above for address) ATTORNEY TO BE NOTICED

Movant Richard Schmieder

Attorneys and Firms Catherine A. Torell (See above for address) ATTORNEY TO BE NOTICED

Movant The Converium Lead Plaintiff Group

Attorneys and Firms Sharon Maine Lee Milberg Weiss Bershad & Schulman LLP (NYC) One Pennsylvania Plaza New York, NY 10119 (212) 631-8605 Fax: (212) 273-4430 [email protected] ATTORNEY TO BE NOTICED

Docket ProceedingsReverse Proceedings Req # Filed # Docket Text 1 Oct. 04, 2004 1 COMPLAINT against Converium Holding AG, Martin Kauer, Dirk

Lohmann. (Filing Fee $ 150.00, Receipt Number 521448)Document filed by Seymour Meyer.(laq, ) Additional attachment(s) added on 10/14/2004 (laq, ). (Entered: 10/07/2004)

2 Oct. 04, 2004 SUMMONS ISSUED as to Converium Holding AG, Martin Kauer, Dirk Lohmann. (laq, ) (Entered: 10/07/2004)

3 Oct. 04, 2004 Magistrate Judge Douglas F. Eaton is so designated. (laq, ) (Entered: 10/07/2004)

4 Oct. 04, 2004 Case Designated ECF. (laq, ) (Entered: 10/07/2004) 5 Oct. 15, 2004 2 FIRST AMENDED COMPLAINT against all defendants.Document filed

by Seymour Meyer.(Belfi, Eric) (Entered: 10/15/2004) 6 Dec. 03, 2004 3 MOTION to Appoint Counsel., MOTION to Appoint James Barilaro and

Pierre Stillhart to serve as lead plaintiff(s)., MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. Document filed by Pierre Stillhart, James Barilaro. (Attachments: # 1 Text of Proposed Order)(Rosenfeld, David) (Entered: 12/03/2004)

Req # Filed # Docket Text 7 Dec. 03, 2004 4 MEMORANDUM OF LAW in Support re: 3 MOTION to Appoint

Counsel. MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479.. Document filed by James Barilaro, Pierre Stillhart. (Rosenfeld, David) (Entered: 12/03/2004)

8 Dec. 03, 2004 5 DECLARATION of David A. Rosenfeld in Support re: 3 MOTION to Appoint Counsel. MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479.. Document filed by James Barilaro, Pierre Stillhart. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C# 4 Exhibit D)(Rosenfeld, David) (Entered: 12/03/2004)

9 Dec. 03, 2004 6 CERTIFICATE OF SERVICE of Notice of Motion for Consolidation, Appointment as Lead Plaintiffs and Lead Counsel and all supporting documents served on ALL PARTIES on 12/3/04. Service was made by MAIL. Document filed by James Barilaro, Pierre Stillhart. (Rosenfeld, David) (Entered: 12/03/2004)

10 Dec. 03, 2004 7 MOTION to Appoint Counsel Cohen, Milstein, Hausfeld and Toll, P.L.L.C. and Spector Roseman and Kodroff, P.C as Lead Counsel., MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s)., MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. Document filed by Avalon Holdings Inc., Herbert Schmieder. (Attachments: # 1 Memorandum of Law in Support of Motion# 2 Declaration of Catherine A. Torell# 3 Exhibit A to Dec. of C. Torell# 4 Exhibit B to Dec. of C. Torell# 5 Exhibit C to Dec. of C. Torell# 6 Exhibit D to Dec. of C. Torell# 7 Exhibit E to Dec. of C. Torell# 8 Exhibit F to Dec. of C. Torell# 9 Text of Proposed Order # 10 Certificate of Service)(Torell, Catherine) (Entered: 12/03/2004)

11 Dec. 03, 2004 8 MOTION to Amend/Correct Proposed Order. Document filed by Avalon Holdings Inc., Herbert Schmieder. (Torell, Catherine) (Entered: 12/03/2004)

12 Dec. 03, 2004 9 MOTION to Appoint Public Employees' Retirement System of Mississippi to serve as lead plaintiff(s). Document filed by Public Employees' Retirement System of Mississippi. (Silk, Gerald) (Entered: 12/03/2004)

13 Dec. 03, 2004 10 MEMORANDUM OF LAW in Support re: 9 MOTION to Appoint Public Employees' Retirement System of Mississippi to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement System of Mississippi. (Silk, Gerald) (Entered: 12/03/2004)

14 Dec. 03, 2004 11 DECLARATION of Gerald H. Silk in Support re: 9 MOTION to Appoint Public Employees' Retirement System of Mississippi to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A# 2 Exhibit B# 3 Exhibit C - Part

Req # Filed # Docket Text 1of 2# 4 Exhibit C - Part 2 of 2# 5 Certificate of Service)(Silk, Gerald) (Entered: 12/03/2004)

15 Dec. 03, 2004 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s). Document filed by The Converium Lead Plaintiff Group. (Attachments: # 1 Text of Proposed Order)(Lee, Sharon) (Entered: 12/03/2004)

16 Dec. 03, 2004 13 MEMORANDUM OF LAW in Support re: 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s).. Document filed by The Converium Lead Plaintiff Group. (Lee, Sharon) (Entered: 12/03/2004)

17 Dec. 03, 2004 14 DECLARATION of Peter E. Seidman in Support re: 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s).. Document filed by The Converium Lead Plaintiff Group. (Attachments: # 1 Exhibit A - part 1 - Complaint# 2 Exhibit A - part 2 - Complaint# 3 Exhibit B - 1st Notice# 4 Exhibit C - Certifications# 5 Exhibit D - Loss Chart# 6 Exhibit E - Firm Resume)(Lee, Sharon) (Entered: 12/03/2004)

18 Dec. 17, 2004 15 MEMORANDUM OF LAW in Opposition re: 3 MOTION to Appoint Counsel. MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479., 7 MOTION to Appoint Counsel Cohen, Milstein, Hausfeld and Toll, P.L.L.C. and Spector Roseman and Kodroff, P.C as Lead Counsel. MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994., 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s)., 8 MOTION to Amend/Correct Proposed Order.. Document filed by Public Employees' Retirement System of Mississippi. (Silk, Gerald) (Entered: 12/17/2004)

19 Dec. 17, 2004 16 DECLARATION of Gerald H. Silk in Opposition re: 7 MOTION to Appoint Counsel Cohen, Milstein, Hausfeld and Toll, P.L.L.C. and Spector Roseman and Kodroff, P.C as Lead Counsel. MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to

Req # Filed # Docket Text Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994., 8 MOTION to Amend/Correct Proposed Order., 3 MOTION to Appoint Counsel. MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479., 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement System of Mississippi. (Attachments: # 1 Certificate of Service)(Silk, Gerald) (Entered: 12/17/2004)

20 Dec. 20, 2004 17 MEMORANDUM OF LAW in Opposition re: 9 MOTION to Appoint Public Employees' Retirement System of Mississippi to serve as lead plaintiff(s)., 3 MOTION to Appoint Counsel. MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479., 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s).. Document filed by Avalon Holdings Inc., Richard Schmieder. (Attachments: # 1 Declaration in Support# 2 Exhibit A# 3 Exhibit B# 4 Certificate of Service)(Torell, Catherine) (Entered: 12/20/2004)

21 Jan. 03, 2005 18 REPLY MEMORANDUM OF LAW in Support re: 9 MOTION to Appoint Public Employees' Retirement System of Mississippi to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement System of Mississippi. (Attachments: # 1 Certificate of Service)(Silk, Gerald) (Entered: 01/03/2005)

22 Jan. 03, 2005 19 REPLY MEMORANDUM OF LAW in Support re: 7 MOTION to Appoint Counsel Cohen, Milstein, Hausfeld and Toll, P.L.L.C. and Spector Roseman and Kodroff, P.C as Lead Counsel. MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Appoint Avalon Holdings Inc., Richard Schmieder to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994. MOTION to Consolidate Cases 04-cv-7897; 04-cv-8038; 04-cv-8060; 04-cv-8295; 04-cv-8994.. Document filed by Avalon Holdings Inc., Richard Schmieder. (Attachments: # 1 Declaration of Catherine Torell# 2 Exhibit A to Catherine Torell Declaration# 3 Exhibit B to Catherine Torell Declaration# 4 Exhibit C to Catherine Torell Declaration# 5 Exhibit D to Catherine Torell Declaration# 6 Exhibit E to Catherine Torell Declaration# 7 Exhibit F to Catherine Torell Declaration# 8 Exhibit

Req # Filed # Docket Text G to Catherine Torell Declaration)(Torell, Catherine) (Entered: 01/03/2005)

23 Jan. 21, 2005 20 NOTICE of Withdrawal re: 3 MOTION to Appoint Counsel. MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Appoint James Barilaro and Pierre Stillhart to serve as lead plaintiff(s). MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479. MOTION to Consolidate Cases 04-cv-7897, 04-cv-8038, 04-cv-8060, 04-cv-8295, 04-cv-9479.. Document filed by Pierre Stillhart, James Barilaro. (Alba, Mario) (Entered: 01/21/2005)

24 Jun. 17, 2005 21 NOTICE of Withdrawal re: 12 MOTION to Appoint The Converium Lead Plaintiff Group to serve as lead plaintiff(s).. Document filed by The Converium Lead Plaintiff Group. (Seidman, Peter) (Entered: 06/17/2005)

25 Aug. 08, 2005 22 TRANSCRIPT of proceedings (including 04-cv-8038, 8060, 8295, 8994 & 9479) held on 8/1/05 before Judge Michael B. Mukasey. (es, ) (Entered: 08/08/2005)

26 Sep. 23, 2005 23 CONSOLIDATED AMENDED CLASS ACTION COMPLAINT amending 2 Amended Complaint against Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, Merrill Lynch International, George G.C. Parker, Anton K. Schnyder, Richard Smith, UBS AG, Zurich Financial Services Group, Converium Holding AG, Dirk Lohmann, Martin Kauer.Document filed by Louisiana State Employees' Retirement System, Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Related document: 2 Amended Complaint filed by Seymour Meyer,.(lb, ) (Entered: 09/27/2005)

27 Sep. 23, 2005 SUMMONS ISSUED as to Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, Merrill Lynch International, George G.C. Parker, Anton K. Schnyder, Richard Smith, UBS AG, Zurich Financial Services Group, Converium Holding AG, Dirk Lohmann, Martin Kauer. (lb, ) (Entered: 09/27/2005)

28 Sep. 27, 2005 24 AFFIDAVIT OF SERVICE. Terry G. Clarke served on 9/23/2005, answer due 10/13/2005; Peter C. Colombo served on 9/23/2005, answer due 10/13/2005; Jurgen Forterer served on 9/23/2005, answer due 10/13/2005; Derrell J. Hendrix served on 9/23/2005, answer due 10/13/2005; George F. Mehl served on 9/23/2005, answer due 10/13/2005; Merrill Lynch International served on 9/23/2005, answer due 10/13/2005; George G.C. Parker served on 9/23/2005, answer due 10/13/2005; Anton K. Schnyder served on 9/23/2005, answer due 10/13/2005; Richard Smith served on 9/23/2005, answer due 10/13/2005; UBS AG served on 9/23/2005, answer due 10/13/2005; Zurich Financial Services Group served on 9/23/2005, answer due 10/13/2005; Converium Holding AG served on 9/23/2005, answer due 10/13/2005; Dirk Lohmann served on 9/23/2005, answer due 10/13/2005; Martin Kauer served on 9/23/2005, answer due 10/13/2005. Service was accepted by Counsel for Defendants. Document filed by Public Employees' Retirement System of Mississippi. (Singer, Steven) (Entered: 09/27/2005)

29 Oct. 06, 2005 25 AFFIDAVIT OF SERVICE. Merrill Lynch International served on 9/30/2005, answer due 10/20/2005. Service was accepted by Christina Vanelli, Managing Agent. Document filed by Avalon Holdings Inc.; Public Employees' Retirement System of Mississippi. (Singer, Steven)

Req # Filed # Docket Text (Entered: 10/06/2005)

30 Oct. 06, 2005 26 AFFIDAVIT OF SERVICE. UBS AG served on 9/30/2005, answer due 10/20/2005. Service was accepted by Jennifer Paley, Managing Agent. Document filed by Avalon Holdings Inc.; Public Employees' Retirement System of Mississippi. (Singer, Steven) (Entered: 10/06/2005)

31 Oct. 11, 2005 27 LETTERS ROGATORY ISSUED as to Anton K. Schnyder in Germany on 8/19/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

32 Oct. 11, 2005 28 LETTERS ROGATORY ISSUED as to Martin Kauer in Germany on 8/29/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

33 Oct. 11, 2005 29 LETTERS ROGATORY ISSUED as to Jurgen Forterer in Germany on 8/16/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

34 Oct. 11, 2005 30 LETTERS ROGATORY ISSUED as to Terry G. Clarke in Germany on 8/16/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

35 Oct. 11, 2005 31 LETTERS ROGATORY ISSUED as to Peter C. Colombo in Germany on 8/25/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

36 Oct. 11, 2005 32 LETTERS ROGATORY ISSUED as to Dirk Lohmann in Germany on 8/19/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

37 Oct. 11, 2005 33 LETTERS ROGATORY ISSUED as to Terence G. Clarke in Germany on 8/19/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

38 Oct. 11, 2005 34 LETTERS ROGATORY ISSUED as to Frank Schaar in Germany on 8/16/05. Service acccepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

39 Oct. 11, 2005 35 LETTERS ROGATORY ISSUED as to Martin Kauer in Germany on 8/25/05. Service accepted by Karina Shreefer. (jco, ) (Entered: 10/13/2005)

40 Oct. 17, 2005 36 ORDER that on the Converium Lead Plaintiff Group's application, their motion to be so appointed is deemed withdrawn. (Signed by Judge Michael B. Mukasey on 8/15/05) (dle, ) Modified on 10/17/2005 (dle, ). (Entered: 10/17/2005)

41 Oct. 17, 2005 37 ORDER that Mississippi and Avalon shall subject to the approval of the court is appointed lead plaintiffs purs. to Section 21(D)(a)(3) of the Exchange Act, 15 USC 78u-4(a)(3)(B) in the actions and all related actions consolidated herewith; lead plaintiffs' selection of the law firms of Bernstein Litowitz Berger & Grossmann LLP, Cohen, Milstein, Hausfeld & Toll, P.L.L.C. and Spector, Roseman & Kodroff, P.C. shall be approved as lead counsel for the class purs. to Section 21(D)(a)(3)(B)(v) of the Exchange Act, 15 USC 78u-4(a)(3)(B)(v). (Signed by Judge Michael B. Mukasey on 7/14/05) (dle, ) (Entered: 10/17/2005)

42 Oct. 17, 2005 38 MOTION for Robert M. Roseman to Appear Pro Hac Vice. Document filed by Avalon Holdings Inc. (jco, ) Additional attachment(s) added on 10/18/2005 (jco, ). (Entered: 10/18/2005)

43 Oct. 19, 2005 39 ORDER; granting 38 Motion for Robert M. Roseman to Appear Pro Hac

Req # Filed # Docket Text Vice . (Signed by Judge Michael B. Mukasey on 10/18/05) (pl, ) (Entered: 10/20/2005)

44 Oct. 31, 2005 40 NOTICE of Appearance by Jonathan E. Richman on behalf of Zurich Financial Services Group (Richman, Jonathan) (Entered: 10/31/2005)

45 Oct. 31, 2005 41 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Zurich Financial Services Group.(Richman, Jonathan) (Entered: 10/31/2005)

46 Nov. 01, 2005 42 MOTION for Joshua S. Devore to Appear Pro Hac Vice. Document filed by Avalon Holdings Inc. (jco, ) Additional attachment(s) added on 11/3/2005 (jco, ). (Entered: 11/03/2005)

47 Nov. 01, 2005 43 MOTION for Matthew K. Handley to Appear Pro Hac Vice. Document filed by Avalon Holdings Inc. (jco, ) Additional attachment(s) added on 11/3/2005 (jco, ). (Entered: 11/03/2005)

48 Nov. 05, 2005 44 ORDER granting 43 Motion for Matthew K. Handley to Appear Pro Hac Vice for Avalon Holdings. (Signed by Judge Michael B. Mukasey on 11/3/05) (cd, ) (Entered: 11/07/2005)

49 Nov. 05, 2005 Transmission to Attorney Admissions Clerk. Transmitted re: 44 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd, ) (Entered: 11/07/2005)

50 Nov. 05, 2005 45 ORDER granting 42 Motion for Joshua S. Devore to Appear Pro Hac Vice for Avalon Holdings. (Signed by Judge Michael B. Mukasey on 11/3/05) (cd, ) (Entered: 11/07/2005)

51 Nov. 05, 2005 Transmission to Attorney Admissions Clerk. Transmitted re: 45 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (cd, ) (Entered: 11/07/2005)

52 Nov. 16, 2005 46 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION To Modify the PSLRA Discovery Stay. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Memorandum in Support of Motion# 2 Declaration in Support of Motion# 3 Exhibit A# 4 Exhibit B# 5 Certificate of Service)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) Modified on 11/18/2005 (kw, ). (Entered: 11/16/2005)

53 Nov. 18, 2005 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Matthew Handley to RE-FILE Document 46 MOTION To Modify the PSLRA Discovery Stay. ERROR(S): Filing of Memorandum of Law in support and Declaration in Support of Motion as an attachment. Filing of Memorandum of Law in support and Declaration must be filed separately. (kw, ) (Entered: 11/18/2005)

54 Nov. 18, 2005 47 MOTION Modify the PSLRA Discovery Stay. Document filed by Avalon Holdings Inc. and Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 11/18/2005)

55 Nov. 18, 2005 48 MEMORANDUM OF LAW in Support re: 47 MOTION Modify the PSLRA Discovery Stay. Document filed by Avalon Holdings Inc. and Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 11/18/2005)

56 Nov. 18, 2005 49 DECLARATION of Matthew K. Handley in Support re: 47 MOTION Modify the PSLRA Discovery Stay.. Document filed by Avalon Holdings

Req # Filed # Docket Text Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A# 2 Exhibit B)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 11/18/2005)

57 Nov. 18, 2005 50 CERTIFICATE OF SERVICE. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 11/18/2005)

58 Dec. 23, 2005 51 MOTION to Dismiss. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 12/23/2005)

59 Dec. 23, 2005 52 MEMORANDUM OF LAW in Support re: 51 MOTION to Dismiss.. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 12/23/2005)

60 Dec. 23, 2005 53 DECLARATION of Alyson L. Redman in Support re: 51 MOTION to Dismiss.. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 12/23/2005)

61 Dec. 23, 2005 54 MOTION to Dismiss the Consolidated Amended Class Action Complaint. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Greiner, Stephen) (Entered: 12/23/2005)

62 Dec. 23, 2005 55 AFFIDAVIT of Kathryn H. Bodkin in Support re: 54 MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Exhibit 1# 2 Exhibit 2-Part A# 3 Exhibit 2-Part B# 4 Exhibit 2-Part C# 5 Exhibit 2-Part D# 6 Exhibit 2-Part E# 7 Exhibit 2-Part F# 8 Exhibit 2-Part G# 9 Exhibit 2-Part H# 10 Exhibit 2-Part I# 11 Exhibit 2-Part J# 12 Exhibit 2-Part K# 13 Exhibit 2-Part L# 14 Exhibit 2-Part M# 15 Exhibit 2-Part N# 16 Exhibit 3# 17 Exhibit 4# 18 Exhibit 5# 19 Exhibit 6# 20 Exhibit 7# 21 Exhibit 8# 22 Exhibit 9# 23 Exhibit 10# 24 Exhibit 11# 25 Exhibit 12# 26 Exhibit 13# 27 Exhibit 14# 28 Exhibit 15# 29 Exhibit 16# 30 Exhibit 17# 31 Exhibit 18# 32 Errata 19# 33 Exhibit 20)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Greiner, Stephen) (Entered: 12/23/2005)

63 Dec. 23, 2005 56 MEMORANDUM OF LAW in Support re: 54 MOTION to Dismiss the Consolidated Amended Class Action Complaint. re: of Defendant Converium Holding AG and the Individual Defendants. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Brief - Part 2 of 3# 2 Brief - Part 3 of 3)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Greiner, Stephen) (Entered: 12/23/2005)

64 Dec. 23, 2005 57 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Terry G.

Req # Filed # Docket Text Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer.(Greiner, Stephen) (Entered: 12/23/2005)

65 Dec. 23, 2005 58 MOTION to Dismiss Complaint. Document filed by Merrill Lynch International, UBS AG. (Attachments: # 1 Exhibit (Consolidated Amended Class Action Complaint--Part One)# 2 Exhibit (Consolidated Amended Class Action Complaint--Part Two))Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Broadwater, Douglas) (Entered: 12/23/2005)

66 Dec. 23, 2005 59 RULE 7.1 DISCLOSURE STATEMENT. Document filed by UBS AG.(Broadwater, Douglas) (Entered: 12/23/2005)

67 Dec. 23, 2005 60 RULE 7.1 DISCLOSURE STATEMENT. Document filed by Merrill Lynch International.(Broadwater, Douglas) (Entered: 12/23/2005)

68 Dec. 23, 2005 61 CERTIFICATE OF SERVICE of Notice of Motion to Dismiss the Consolidated Amended Class Action Complaint, the Memorandum of Law in Support of Defendant Converium Holding AGs and the Individual Defendants Motion to Dismiss the Consolidated Amended Class Action Complaint, the Affidavit of Kathryn H. Bodkin and accompanying exhibits, and the Rule 7.1 Statement served on See Attached on December 23, 2005. Service was made by Mail. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Greiner, Stephen) (Entered: 12/23/2005)

69 Dec. 23, 2005 62 MEMORANDUM OF LAW in Support re: 58 MOTION to Dismiss Complaint.. Document filed by Merrill Lynch International, UBS AG. (Attachments: # 1 Declaration of John T. Zach (exhibits filed manually)# 2 Compendium of Unreported Cases--Part One# 3 Compendium of Unreported Cases--Part Two)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Broadwater, Douglas) (Entered: 12/23/2005)

70 Dec. 23, 2005 63 EXHIBIT: Declaration of John T. Zach in support of defendants UBS AG and Merrill Lynch International's Motion to Dismiss the Conslidated Amended Class Action Complaint (VOLUME 1 of 2). Document filed by Merrill Lynch International, UBS AG.(jmi, ) (Entered: 12/28/2005)

71 Dec. 23, 2005 64 EXHIBIT: Declaration of John T. Zach in support of defendants UBS AG and Merrill Lynch International's Motion to Dismiss the Conslidated Amended Class Action Complaint (VOLUME 1 of 2). Document filed by Merrill Lynch International, UBS AG.(jmi, ) (Entered: 12/28/2005)

72 Dec. 27, 2005 65 EXHIBIT: Declaration of Alyson L. Redman. Document filed by Zurich Financial Services Group.(jmi, ) (Entered: 12/28/2005)

73 Feb. 17, 2006 66 MEMORANDUM OF LAW in Opposition re: 58 MOTION to Dismiss Complaint., 54 MOTION to Dismiss the Consolidated Amended Class Action Complaint., 51 MOTION to Dismiss.. Document filed by Louisiana State Employees' Retirement System, Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 02/17/2006)

Req # Filed # Docket Text 74 Feb. 17, 2006 67 CERTIFICATE OF SERVICE of Memorandum in Opposition to Motions

to Dismiss Consolidated Class Action Complaint. Document filed by Louisiana State Employees' Retirement System, Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 02/17/2006)

75 Feb. 17, 2006 68 MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] Certain Exhibits Attached to Defendants' Motions to Dismiss. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Josefson, Avi) (Entered: 02/17/2006)

76 Feb. 17, 2006 69 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] (Memorandum of Law in Support of Motion to Strike Certain Exhibits Attached to Defendants' Motions to Dismiss). Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Josefson, Avi) Modified on 2/21/2006 (kg). (Entered: 02/17/2006)

77 Feb. 21, 2006 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DOCUMENT TYPE ERROR. Note to Attorney Avi Josefson to RE-FILE Document 69 MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] Memorandum of Law in Support of Motion to Strike Certain Exhibits Attached to Defendants' Motions to Dismiss.. Use the document type Memorandum of Law in support of motion found under the document list Responses and Replies. (kg, ) (Entered: 02/21/2006)

78 Feb. 21, 2006 70 MEMORANDUM OF LAW in Support re: 68 MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] Certain Exhibits Attached to Defendants' Motions to Dismiss.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Josefson, Avi) (Entered: 02/21/2006)

79 Mar. 31, 2006 71 FILING ERROR - WRONG PDF FILE ASSOCIATED WITH DOCKET ENTRY - MEMORANDUM OF LAW in Opposition re: 68 MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] Certain Exhibits Attached to Defendants' Motions to Dismiss.. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) Modified on 3/31/2006 (gf, ). (Entered: 03/31/2006)

80 Mar. 31, 2006 72 MEMORANDUM OF LAW in Opposition re: 68 MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] Certain Exhibits Attached to Defendants' Motions to Dismiss.. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 03/31/2006)

81 Mar. 31, 2006 73 REPLY MEMORANDUM OF LAW in Support re: 51 MOTION to Dismiss.. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 03/31/2006)

Req # Filed # Docket Text 82 Mar. 31, 2006 74 CERTIFICATE OF SERVICE. Document filed by Zurich Financial

Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 03/31/2006)

83 Mar. 31, 2006 75 REPLY MEMORANDUM OF LAW in Support re: 58 MOTION to Dismiss Complaint. (Reply Memorandum Of Law In Further Support Of Defendants UBS AG's And Merrill Lynch International's Motion To Dismiss The Consolidated Amended Class Action Complaint). Document filed by Merrill Lynch International, UBS AG. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Broadwater, Douglas) (Entered: 03/31/2006)

84 Mar. 31, 2006 76 FIRST OPPOSITION BRIEF re: 68 MOTION to Strike Document No. [52 (in part); 55 (in part); 56 (in part); 65 (in part)] Certain Exhibits Attached to Defendants' Motions to Dismiss.. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer.(Greiner, Stephen) (Entered: 03/31/2006)

85 Mar. 31, 2006 77 FIRST REPLY MEMORANDUM OF LAW in Support re: 54 MOTION to Dismiss the Consolidated Amended Class Action Complaint.. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Greiner, Stephen) (Entered: 03/31/2006)

86 Mar. 31, 2006 78 CERTIFICATE OF SERVICE of Memorandum of Law in Opposition to Plaintiffs' Motion to Strike Certain Exhibits in Support of Converium's and the Individual Defendants' Motion to Dismiss, Reply Memorandum of Law in Further Support of Defendant Converium Holdings AG's and the Individual Defendants' Motion to Dismiss the Consolidated Amended Class Action Complaint served on Avalon Holdings, Inc., Public Employees' Retirement System of Mississippi, Louisiana State Employees' Retirement System on 03/31/2006. Service was made by MAIL. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Greiner, Stephen) (Entered: 03/31/2006)

87 Apr. 21, 2006 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Josefson, Avi) (Entered: 04/21/2006)

88 Apr. 21, 2006 80 MEMORANDUM OF LAW in Support re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit Proposed Consolidated Second Amended Class Action Complaint)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Josefson, Avi) (Entered: 04/21/2006)

89 Apr. 24, 2006 81 CERTIFICATE OF SERVICE of Notice of Hearing served on All Defendants on April 24, 2006. Document filed by Avalon Holdings Inc.,

Req # Filed # Docket Text Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Erdly, Wendy) (Entered: 04/24/2006)

90 May 25, 2006 82 MEMORANDUM OF LAW in Opposition re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Zurich Financial Services Group. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Richman, Jonathan) (Entered: 05/25/2006)

91 May 25, 2006 83 DECLARATION of Melissa M. Mathis in Opposition re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Merrill Lynch International, UBS AG. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Broadwater, Douglas) (Entered: 05/25/2006)

92 May 25, 2006 84 MEMORANDUM OF LAW in Opposition re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint. (Defendants UBS AG's and Merrill Lynch International's Memorandum Of Law In Opposition To Plaintiffs' Motion For Leave To File A Consolidated Second Amended Class Action Complaint). Document filed by Merrill Lynch International, UBS AG. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Broadwater, Douglas) (Entered: 05/25/2006)

93 May 25, 2006 85 MEMORANDUM OF LAW in Opposition re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Certificate of Service)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Mancino, Richard) (Entered: 05/25/2006)

94 May 25, 2006 86 AFFIDAVIT of Kathryn H. Bodkin in Opposition re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, George G.C. Parker, Anton K. Schnyder, Richard Smith, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Certificate of Service)Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Mancino, Richard) (Entered: 05/25/2006)

95 Jun. 16, 2006 87 REPLY MEMORANDUM OF LAW in Support re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Louisiana State Employees' Retirement System, Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Handley, Matthew) (Entered: 06/16/2006)

96 Jun. 16, 2006 88 NOTICE of CERTIFICATE OF SERVICE re: 87 Reply Memorandum of Law in Support of Motion,. Document filed by Louisiana State Employees' Retirement System, Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Handley, Matthew) (Entered: 06/16/2006)

97 Aug. 18, 2006 89 MOTION for Mark Debrowski to Withdraw as Attorney. Document filed

Req # Filed # Docket Text by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. Filed In Associated Cases: 1:04-cv-07897-MBM,1:04-cv-08300-AKH(Singer, Steven) (Entered: 08/18/2006)

98 Oct. 02, 2006 90 MOTION for Mark S. Willis to Appear Pro Hac Vice. Document filed by Louisiana State Employees' Retirement System. Proposed Order attached. (db, ) (Entered: 10/03/2006)

99 Oct. 11, 2006 91 ORDER granting 90 Motion for Mark S. Willis to Appear Pro Hac Vice . (Signed by Judge Denise L. Cote on 10/11/2006) (jmi, ) (Entered: 10/11/2006)

100 Oct. 16, 2006 92 NOTICE OF CASE REASSIGNMENT to Judge Denise L. Cote. Judge Michael B. Mukasey is no longer assigned to the case. (rag, ) (Entered: 10/19/2006)

101 Oct. 16, 2006 Mailed notice with Rules 2 & 3 and ECF Registration Package to the attorney(s) of record. (tve, ) (Entered: 10/20/2006)

102 Oct. 19, 2006 93 ENDORSED LETTER addressed to Judge Denise L. Cote from Ralph C. Ferrara dated 10/16/2006 re: requesting an adjournment of the status conference until either 11/16 or 11/17. ENDORSEMENT: The conference is adjourned to 11/16 at 10:00 a.m. (Signed by Judge Denise L. Cote on 10/17/2006) (lb, ) (Entered: 10/19/2006)

103 Oct. 19, 2006 Set/Reset Hearings: Status Conference set for 11/16/2006 at 10:00 AM before Judge Denise L. Cote. (lb, ) (Entered: 10/19/2006)

104 Oct. 25, 2006 94 NOTICE of Lead Plaintiffs' Submission of Recent Legal Authority in Further Support of their Motion for Leave to File a Consolidated Second Amended Class Action Complaint re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A)(Singer, Steven) (Entered: 10/25/2006)

105 Oct. 25, 2006 95 CERTIFICATE OF SERVICE. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Singer, Steven) (Entered: 10/25/2006)

106 Nov. 14, 2006 96 RESPONSE in Opposition re: 79 MOTION for Leave to File Consolidated Second Amended Class Action Complaint. Defendants Converium Holding AG and Zurich Financial Services' Response to Lead Plaintiffs' Submission of Recent Legal Authority. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, Merrill Lynch International, George G.C. Parker, Anton K. Schnyder, Richard Smith, Zurich Financial Services Group, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Richman, Jonathan) (Entered: 11/14/2006)

107 Nov. 16, 2006 97 ORDER granting 89 Motion to Withdraw as Attorney. Attorney Mark Dennis Debrowski terminated . Lead Plaintiffs' law firm ob Bernstein Litowitz will continue to represent Lead Plaintiffs in this matter. (Signed by Judge Denise L. Cote on 11/16/06) (pl, ) (Entered: 11/17/2006)

108 Nov. 16, 2006 98 MEMO-ENDORSEMENT; re: granting 47 Motion for to modify PSLRA discovery stay . (Signed by Judge Denise L. Cote on 11/16/06) (pl, ) (Entered: 11/17/2006)

109 Nov. 16, 2006 99 ORDER; plaintiffs must file the proposed Amended Pleadings by 12/1/2006. (Signed by Judge Denise L. Cote on 11/16/06) (pl, ) (Entered:

Req # Filed # Docket Text 11/17/2006)

110 Nov. 16, 2006 100 ORDER; that actions 04cv7897, 04cv8038m 04cv8060, 04cv8295, 04cv8994, 04cv9479, 05cv3871, are consolidated for all purposes pursuant to Rule 42(a), F.R.C.P.. They shall be referred to collectively as in re: Converium Holding AG Securities Litigation, Master File No. 04cv7897. When a paper is filed and the caption shows that it is applicable to all actions, the Clerk shall file it in the Master File and note such filing in the Master Docket. Additional relief and additional filing instructions are as set forth in this Order. (Signed by Judge Denise L. Cote on 11/16/06) (pl, ) (Entered: 11/17/2006)

111 Nov. 27, 2006 101 ORDER: Plaintiff Rubin's motion to remand in case number 05-cv-3871 is withdrawn. (Signed by Judge Denise L. Cote on 11/27/2006) (lb, ) (Entered: 11/28/2006)

112 Dec. 01, 2006 102 NOTICE of Of Substitution of Exhibit re: 80 Memorandum of Law in Support of Motion,. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1)(Josefson, Avi) (Entered: 12/01/2006)

113 Dec. 13, 2006 103 TRANSCRIPT of proceedings held on 11/16/06 before Judge Denise L. Cote. (mo, ) (Entered: 12/13/2006)

114 Dec. 28, 2006 104 OPINION AND ORDER # 94080: For the foregoing reasons, defendants' motion to dismiss are granted with respect to: (1) all claims against ZFS, the Underwriter Defendants, and the Director Defendants; and (2) the Exchange Act claims against Converium and the Officer Defendants to the extent they are based on statements made in connection with the IPO. The motion to dismiss the Exchange Act claims against COnverium and the Officer Defendants is otherwised denied. SO ORDERED. (Signed by Judge Denise L. Cote on 12/28/2006) Filed In Associated Cases: 1:04-cv-07897-DLC,1:04-cv-08038-DLC,1:04-cv-08994-DLC,1:04-cv-09479-DLC,1:05-cv-03871-DLC(jmi, ) Modified on 12/28/2006 (rw, ). (Entered: 12/28/2006)

115 Dec. 28, 2006 105 ORDER REFERRING CASE TO MAGISTRATE JUDGE. Order that case be referred to the Clerk of Court for assignment to a Magistrate Judge for Settlement. Referred to Magistrate Judge Douglas F. Eaton. (Signed by Judge Denise L. Cote on 12/28/2006) (jmi, ) (Entered: 12/28/2006)

116 Dec. 28, 2006 106 ORDER denying 79 Motion for Leave to File Document . (Signed by Judge Denise L. Cote on 12/28/2006) (jmi, ) (Entered: 12/28/2006)

117 Dec. 28, 2006 107 ORDER that no, later than January 5, 2007, the parties who remain in this action shall contact Magistrate Judge Eaton's chambers to arrange for settlement discussions under his supervision. It Is Further Ordered that the parties who remain in the action shall appear for a conference with the Court on January 25, 2007 at 3:00 p.m. in Courtroom 11B of the United States Courthouse, 500 Pearl Street, New York, New York. So Ordered. (Signed by Judge Denise L. Cote on 12/28/2006) (jmi, ) (Entered: 12/28/2006)

118 Jan. 12, 2007 122 LEAD PLAINTIFFS' MOTION for Reconsideration re; 104 12/28/06 Order granting in part Defendants' motion to dismiss, to the extent that the Court reconsiders its dismissal of any of these claims, also seeking Reconsideration of the Court's 12/28/06 106 Order denying Lead

Req # Filed # Docket Text Plaintiffs' Motion for Leave to File an amended complaint, to allow Lead Plaintiffs to add allegations relating to the restatement of Converium's financial statements. Document filed by Lead Plaintiffs. (Attachments: # 1)(ae) (Entered: 05/23/2007)

119 Jan. 12, 2007 123 MEMORANDUM OF LAW in Support re: LEAD PLAINTIFFS' MOTION for Reconsideration re; 104 12/28/06 Order granting in part Defendants' motion to dismiss, to the extent that the Court reconsiders its dismissal of any of these claims, also seeking Reconsideration of the Court's 12/28/06 106 Order denying Lead Plaintiffs' Motion for Leave to File an amended complaint, to allow Lead Plaintiffs to add allegations relating to the restatement of Converium's financial statements. Document filed by Lead Plaintiffs. (ae) (Entered: 05/23/2007)

120 Jan. 12, 2007 124 MEMORANDUM OF LAW in Support re: 122 MOTION for Reconsideration re; 104 Memorandum & Opinion,, 106 Order on Motion for Leave to File Document. MOTION for Reconsideration re; 104 Memorandum & Opinion,, 106 Order on Motion for Leave to File Document. MOTION for Reconsideration re; 104 Memorandum & Opinion,, 106 Order on Motion for Leave to File Document. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (db) (Entered: 05/29/2007)

121 Jan. 16, 2007 108 STIPULATION AND ORDER the time for defendants to answer the complaint is extended to 2/20/07. So Ordered. (Signed by Judge Denise L. Cote on 1/16/07) (jco) (Entered: 01/17/2007)

122 Jan. 16, 2007 Set Answer Due Date purs. to (108 in 1:04-cv-07897-DLC) Stipulation and Order as to Terry G. Clarke answer due on 2/20/2007; Peter C. Colombo answer due on 2/20/2007; Jurgen Forterer answer due on 2/20/2007; Derrell J. Hendrix answer due on 2/20/2007; George F. Mehl answer due on 2/20/2007; Merrill Lynch International answer due on 2/20/2007; George G.C. Parker answer due on 2/20/2007; Anton K. Schnyder answer due on 2/20/2007; Richard Smith answer due on 2/20/2007; UBS AG answer due on 2/20/2007; Zurich Financial Services Group answer due on 2/20/2007; Converium Holding AG answer due on 2/20/2007; Dirk Lohmann answer due on 2/20/2007; Martin Kauer answer due on 2/20/2007; Darrell J. Hendrix answer due on 2/20/2007; Martin A. Kauer answer due on 2/20/2007; Richard E. Smith answer due on 2/20/2007; Frank Scharr answer due on 2/20/2007; Public Employees' Retirement System of Mississippi and Avalon Holdings, Inc. answer due on 2/20/2007; Merrill Lynch International answer due on 2/20/2007; Converium Holding, AG answer due on 2/20/2007; George Mehl answer due on 2/20/2007; Merrill Lynch International answer due on 2/20/2007; Richard Smith answer due on 2/20/2007; George C.G. Parker answer due on 2/20/2007; Zurich Financial Services answer due on 2/20/2007. Associated Cases: 1:04-cv-07897-DLC et al.(jco) (Entered: 01/17/2007)

123 Jan. 29, 2007 109 STIPULATION AND ORDER that the time of dfts to serve their oppositions to the motion is extended to 2/5/07 and that the time of lead plaintiffs to serve their reply papers in further support of the motion is extended to 2/20/07. (Signed by Judge Denise L. Cote on 1/25/07) (dle) (Entered: 01/29/2007)

124 Jan. 29, 2007 Set/Reset Deadlines: Replies due by 2/20/2007.,Responses due by

Req # Filed # Docket Text 2/5/2007 (dle) (Entered: 01/29/2007)

125 Jan. 31, 2007 110 SCHEDULING ORDER:Discovery due by 11/16/2007. Pretrial Conference set for 6/29/2007 10:00 AM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 1/31/07) (db) (Entered: 02/01/2007)

126 Feb. 05, 2007 111 OPPOSITION Memorandum of Law in Opposition to Lead Plaintiffs' Motion for Reconsideration. (Notice of Lead Plaintiffs' Motion for Reconsideration and Memorandum of Law in Support served but not electronically filed on January 12, 2007). Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, Merrill Lynch International, George G.C. Parker, Anton K. Schnyder, Richard Smith, UBS AG, Zurich Financial Services Group, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Exhibit A (08/22/05 Singer letter to the Court)# 2 Exhibit B (excerpt from 11/16/06 proceeding before Judge Cote)# 3 Certificate of Service)(Greiner, Stephen) Modified on 5/23/2007 (Espinell, Antonia). (Entered: 02/05/2007)

127 Feb. 05, 2007 112 NOTICE of Compendium of Unreported Cases Cited In Memorandum of Law in Opposition to Lead Plaintiffs' Motion for Reconsideration re: 111 Reply,,. Document filed by Terry G. Clarke, Peter C. Colombo, Jurgen Forterer, Derrell J. Hendrix, George F. Mehl, Merrill Lynch International, George G.C. Parker, Anton K. Schnyder, Richard Smith, UBS AG, Zurich Financial Services Group, Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Certificate of Service)(Greiner, Stephen) (Entered: 02/05/2007)

128 Feb. 14, 2007 113 STIPULATION AND ORDER the time for defendants to answer the Complaint is extended until ten business days following the Court's decision on plaintiffs' motion for reconsideration. So Ordered. (Signed by Judge Denise L. Cote on 2/13/07) (jco) (Entered: 02/15/2007)

129 Feb. 16, 2007 114 MOTION for Issuance of Letters Rogatory. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Memorandum of Law in Support of Motion for the Issurance of a Letter of Request# 2 Affidavit Declaration of Robert M. Roseman in Support of Lead Plaintiffs' Motion for the Issuance of a Letter of Request# 3 Exhibit Exhibit A - Proposed Order# 4 Exhibit Exhibit B - Letter of Request# 5 Certificate of Service)(Roseman, Robert) (Entered: 02/16/2007)

130 Feb. 20, 2007 115 REPLY Memorandum of Law in Further Support of Lead Plaintiffs' Motion for Reconsideration (Notice of Lead Plaintiffs' Motion for Reconsideration and Memorandum of Law in Support served, but not electronically filed, on January 12, 2007). Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Erdly, Wendy) (Entered: 02/20/2007)

131 Feb. 20, 2007 116 CERTIFICATE OF SERVICE. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Erdly, Wendy) (Entered: 02/20/2007)

132 Feb. 28, 2007 117 TRANSCRIPT of proceedings held on 1/25/07 before Judge Denise L. Cote. (tro) (Entered: 02/28/2007)

Req # Filed # Docket Text 133 Mar. 13, 2007 118 TRANSCRIPT of proceedings held on 1/25/07 before Judge Denise L.

Cote. (jbe) (Entered: 03/13/2007) 134 Mar. 22, 2007 119 STIPULATION AND AGREED CONFIDENTIALITY ORDER;

regarding the procedures that will govern the handling of Confidential material. That this stipulation binds the parties to treat as confidential the documents so classified. The court, however, has not reviewed the documents referenced, herein; therefore, by so ordering this Stipulation, the court makes no finding as to whether the documents are confidential. That finding will be made, if ever upon a documents by documents review. Moreover, the Court does not so order paragraph 9, which purports to authorize the parties to file documents under seal without a prior court order. (Signed by Judge Denise L. Cote on 3/22/07) (pl) Modified on 3/23/2007 (Lancaster, Patricia). (Entered: 03/23/2007)

135 Apr. 09, 2007 120 MEMORANDUM OPINION & ORDER Lead Plaintiffs' motion for reconsideration of the dismissal of the Exchange Act Section 10(b) claim against Converium and the Officer Defendants is granted. The Lead Plaintiffs' motion for reconsideration of the dismissal of the Securities Act claims and the denial of the motion to amend is denied. So Ordered. (Signed by Judge Denise L. Cote on 4/9/07) (jco) Modified on 5/9/2007 (Correa, Julie). (Entered: 04/10/2007)

136 May 08, 2007 121 ORDER: that the request for international judicial assistance to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters, filed on 2/16/07 is GRANTED. (Signed by Judge Denise L. Cote on 5/8/07) Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(db) (Entered: 05/10/2007)

137 May 23, 2007 125 MOTION for Avi Samuel Garbow to Appear Pro Hac Vice. Document filed by Louisiana State Employees' Retirement System, Seymour Meyer, Michael Rubin, Michael Rubin(on behalf of himself and all others similarly situated), Avalon Holdings Inc., Ray Maxfield, Michael E. Criden, Mary Bell Taylor, Public Employees' Retirement System of Mississippi, Mary Bell Taylor, Avalon Holdings, Inc., Public Employees' Retirement System of Mississippi, Maria Jakob, Public Employees' Retirement System of Mississippi and Avalon Holdings, Inc.Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC(jco) Additional attachment(s) added on 6/5/2007 (Correa, Julie). (Entered: 05/30/2007)

138 May 30, 2007 CASHIERS OFFICE REMARK on 125 Motion to Appear Pro Hac Vice,, in the amount of $25.00, paid on 05/23/2007, Receipt Number 616441. (jd) (Entered: 05/30/2007)

139 Jun. 11, 2007 126 MEMO-ENDORSEMENT granting 125 Motion for Avi Samuel Garbow to Appear Pro Hac Vice. (Signed by Judge Denise L. Cote on 6/11/07) (pl) (Entered: 06/12/2007)

140 Jun. 11, 2007 Transmission to Attorney Admissions Clerk. Transmitted re: 126 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (pl) (Entered: 06/12/2007)

141 Jun. 13, 2007 127 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION for Issuance of Letters Rogatory. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1

Req # Filed # Docket Text Memorandum of Law in Support of Motion for the Issuance of a Letter of Request# 2 Affidavit Declaration of Robert M. Roseman# 3 Exhibit A - Proposed Order# 4 Exhibit B - Letter of Request# 5 Certificate of Service)(Roseman, Robert) Modified on 6/15/2007 (KA). (Entered: 06/13/2007)

142 Jun. 13, 2007 128 ENDORSED LETTER addressed to Judge Denise L. Cote from Richard Mancino dated 6/11/07 re: counsel for defendants, with consent from counsel for class plaintiff's requests an extension of the scheduled 6/29/07 status conference. } Application GRANTED. The conference is adjourned to 7/6/07 at 9:00 a.m.Status Conference set for 7/6/2007 at 09:00 AM in Courtroom 11B, 500 Pearl Street, New York, NY 10007 before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 6/12/07) (db) (Entered: 06/14/2007)

143 Jun. 15, 2007 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - DEFICIENT DOCKET ENTRY ERROR. Note to Attorney Robert M. Roseman to RE-FILE Document 127 MOTION for Issuance of Letters Rogatory. ERROR(S): Filing error of attachments. Supporting Documents must be filed indvidually. Event codes located under Replies, Opposition and Supporting Documents. (KA) (Entered: 06/15/2007)

144 Jun. 15, 2007 129 MOTION for Issuance of Letters Rogatory. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Certificate of Service)(Roseman, Robert) (Entered: 06/15/2007)

145 Jun. 15, 2007 130 MEMORANDUM OF LAW in Support re: 129 MOTION for Issuance of Letters Rogatory.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Roseman, Robert) (Entered: 06/15/2007)

146 Jun. 15, 2007 131 DECLARATION of Robert M. Roseman in Support re: 129 MOTION for Issuance of Letters Rogatory.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A - Proposed Order# 2 Exhibit B - Letter of Request)(Roseman, Robert) (Entered: 06/15/2007)

147 Jul. 09, 2007 132 ORDER; Plaintiffs' motion for class certification motions due by 9/28/2007., opposition due by 10/19/2007, Replies due by 11/2/2007., All Fact Discovery due by 2/1/2008. Addiitional relief as set forth in this Order. (Signed by Judge Denise L. Cote on 7/9/07) (pl) (Entered: 07/10/2007)

148 Jul. 12, 2007 133 TRANSCRIPT of proceedings held on 7/6/07 before Judge Denise L. Cote. (jbe) (Entered: 07/12/2007)

149 Jul. 27, 2007 136 TRANSCRIPT of proceedings held on 5/8/2007 before Judge Denise L. Cote. (jp) (Entered: 07/27/2007)

150 Aug. 10, 2007 137 ORDER that the 7/20 Documents remain under seal until 8/24/07. (Signed by Judge Denise L. Cote on 8/10/07) (cd). (Entered: 08/13/2007)

151 Aug. 24, 2007 138 FILING ERROR - WRONG DOCUMENT TYPE SELECTED FROM MENU - NOTICE of Motion For Preliminary Approval of Proposed Settlement With Zurich Financial Services. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Coffey, John) Modified on 8/31/2007 (lb). (Entered: 08/24/2007)

152 Aug. 24, 2007 139 MOTION for Settlement Lead Plaintiffs' Notice of Motion For

Req # Filed # Docket Text Preliminary Approval of Proposed Settlement with Zurich Financial Services. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 08/24/2007)

153 Aug. 24, 2007 140 MEMORANDUM OF LAW in Support re: 139 MOTION for Settlement Lead Plaintiffs' Notice of Motion For Preliminary Approval of Proposed Settlement with Zurich Financial Services.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Coffey, John) (Entered: 08/24/2007)

154 Aug. 27, 2007 141 ORDER that the July 20 documents shall be unsealed. (Signed by Judge Denise L. Cote on 8/27/07) (dle) (Entered: 08/28/2007)

155 Aug. 27, 2007 142 LETTER addressed to Judge Denise Cote from Jeffrey Leibell dated 8/24/07 re: lead plaintiffs submit motion for preliminary approval of settlement; memo in support and sitp. of settlement. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(dle) (Entered: 08/28/2007)

156 Aug. 27, 2007 143 LETTER addressed to Judge Cote from Jeffrey N. Leibell dated 8/24/07 re: submission of documents in connection with the settlement that Lead Plaintiffs have reached with defendant Zurich Financial Services. Document filed by Avalon Holdings Inc.(djc) (Entered: 08/29/2007)

157 Aug. 27, 2007 144 ENDORSED LETTER addressed to Judge Denise L. Cote from John P. Coffey dated 7/20/07 re: counsel for Lead Plaintiffs write in response to Judge Denise L. Cote's inquiry concerning the impact of partial settlement. ENDORSEMENT: This letter shall be sealed until 8/10/07. Plaintiffs' counsel shall identify at that time what, if any, portion of the motion for reconsideration remains outstanding. Original filed under seal, document # 134. (Signed by Judge Denise L. Cote on 7/24/07) (db) (Entered: 08/29/2007)

158 Aug. 27, 2007 145 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeffrey N. Leibell dated 7/20/07 re: counsel for Lead Plaintiffs enclose an unexecuted draft of the Stipulation of Settlement that has been negotiated with defendant Zurich Financial Services counsel. ENDORSEMENT: This letter shall be sealed until 8/10/07. Original filed under seal, document # 135. (Signed by Judge Denise L. Cote on 7/24/07) (db) (Entered: 08/29/2007)

159 Sep. 04, 2007 146 ORDER; preliminary certifying class for settlement purposes and preliminarily approving proposed settlement with Zurich Financial Service: that pursuant to F.R.C.P. 23(a) and 23(b)(3) the Court preliminarily certifies the following Class solely for settlement purposes, and only as to ZFS in the manner that is set forth in this Order. (Signed by Judge Denise L. Cote on 9/4/07) (pl) (Entered: 09/04/2007)

160 Sep. 05, 2007 147 Stipulation of Settlement (Unsigned). (Docketed purs to instruction from chambers - G. Rojas). (djc) (Entered: 09/06/2007)

161 Sep. 14, 2007 148 MEMORANDUM OPINION & ORDER #95181 that the motion to dismiss filed on behalf of Converium and the Officer defendants regarding the IPO statements is denied. (Signed by Judge Denise L. Cote on 9/14/07) (cd) Modified on 9/18/2007 (Clark, Dolores). (Entered: 09/14/2007)

162 Sep. 24, 2007 149 TRANSCRIPT of proceedings held on 9/4/2007 before Judge Denise L. Cote. (jar) (Entered: 09/24/2007)

Req # Filed # Docket Text 163 Sep. 24, 2007 150 TRANSCRIPT of proceedings held on 9/4/2007 before Judge Denise L.

Cote. (jar) (Entered: 09/24/2007) 164 Sep. 26, 2007 151 ORDER re: WITHDRAWAL OF REQUEST FOR INTERNATIONAL

JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION OF 18 MARCH 1970 ON TAKING OF EVIDENCE ABROAD IN CIVIL OR COMMERCIAL MATTERS - the USDC-Southern District of New York presents its compliments to the appropriate judicial authority of the Swiss Confederation, and respectfully withdraws its 5/8/07 request for international juridicial assistance to obtain documentary evidence to be used in a civil proceeding before this Court in this action as further set forth in said Order. (Signed by Judge Denise L. Cote on 9/26/07) Copies Mailed by Chambers.(db) (Entered: 09/27/2007)

165 Sep. 27, 2007 152 STIPULATION AND ORDER that the law firm of Cahill Gordon & Reindel LLP is substituted for Wilkie Farr & Gallagher LLP as counsel of record for Dft Richard Smith in this action. Cahill Gordon & Reindel LLP requests that a copy of all papers henceforth served in this action be served upon Thorn Rosenthal, a member of the firm. (Signed by Judge Denise L. Cote on 9/27/07) (dle) Modified on 9/28/2007 (Lewis, Diahann). Additional attachment(s) added on 9/28/2007 (Lewis, Diahann). (Entered: 09/28/2007)

166 Sep. 28, 2007 153 ENDORSED LETTER addressed to Denise L. Cote from Steven B. Singer dated September 27, 2007 re: Lead Plaintiffs' request for permission to file a Memorandum of Law In Support of Lead Plaintiff's Motion for Class Certification, which is due tomorrow, of not more than 35 pages in length. ENDORSEMENT: GRANTED. (Signed by Judge Denise L. Cote on 9/27/07) (gr) (Entered: 09/28/2007)

167 Sep. 28, 2007 154 ANSWER to Amended Complaint. Document filed by Richard Smith. Related document: 23 Amended Complaint,, filed by Public Employees' Retirement System of Mississippi, Avalon Holdings Inc., Louisiana State Employees' Retirement System. (Attachments: # 1 Part 2# 2 Part 3)(Rosenthal, Thorn) (Entered: 09/28/2007)

168 Sep. 28, 2007 155 ANSWER to Amended Complaint. Document filed by Converium Holding AG, Dirk Lohmann, Martin Kauer. Related document: 23 Amended Complaint,, filed by Public Employees' Retirement System of Mississippi, Avalon Holdings Inc., Louisiana State Employees' Retirement System. (Attachments: # 1 Certificate of Service)(Eaton, Mary) (Entered: 09/28/2007)

169 Sep. 28, 2007 156 SUPPLEMENTAL RULE 7.1 CORPORATE DISCLOSURE STATEMENT. Identifying SCOR SE as Corporate Parent. Document filed by Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Certificate of Service)(Eaton, Mary) (Entered: 09/28/2007)

170 Sep. 28, 2007 157 MOTION to Certify Class. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 09/28/2007)

171 Sep. 28, 2007 158 MEMORANDUM OF LAW in Support re: 157 MOTION to Certify Class.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Compendium of Exhibits# 2 Exhibit 1# 3 Exhibit 2# 4 Exhibit 3# 5 Exhibit 4# 6 Exhibit 5#

Req # Filed # Docket Text 7 Exhibit 6# 8 Exhibit 7# 9 Exhibit 8# 10 Exhibit 9# 11 Exhibit 10)(Coffey, John) (Entered: 09/28/2007)

172 Oct. 03, 2007 159 NOTICE of Non-Party AllianceBernstein L.P's Endorsement of the Parties' Stipulation and Agreed Confidentiality Order re: 119 Stipulation and Order,,. Document filed by Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Endorsement# 2 Certificate of Service)(Eaton, Mary) (Entered: 10/03/2007)

173 Oct. 03, 2007 160 ORDER RE: REQUEST FOR INTERNATIONAL JUDICAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION, that the request for international judicial assistance pursuant to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters, filed on June 13, 2007, is GRANTED. SO ORDEDRED. (Signed by Judge Denise L. Cote on 10/3/2007) (jmi) (Entered: 10/04/2007)

174 Oct. 04, 2007 161 ENDORSED LETTER addressed to Judge Denise Cote from Jeffrey L. Friesen dated 10/3/07 re: Counsel writes to request that the Court issue an order compelling alliance to produce a knowledgeable witness to testify for seven hours on the topics set forth in the subpoena no later than 10/12/07, one week before defendants' opposition to plaintiffs' motion for class certification is due. ENDORSEMENT: The parties shall meet and confer to try to resolve this dispute. If the dispute remains unresolved, Converium shall arrange a telephone conference with the Court on 10/9/07 at 3:00 p.m. Telephone Conference set for 10/9/2007 at 03:00 PM before Judge Denise L. Cote. (Signed by Judge Denise L. Cote on 10/4/07) (jco) (Entered: 10/09/2007)

175 Oct. 11, 2007 162 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for use in a Civil Proceeding. Document filed by Converium Holding AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Affidavit of Jeanne M. Luboja# 2 Exhibit A# 3 Exhibit B)(Luboja, Jeanne) (Entered: 10/11/2007)

176 Oct. 11, 2007 163 MEMORANDUM OF LAW in Support re: 162 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for use in a Civil Proceeding. MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for use in a Civil Proceeding.. Document filed by Converium Holding AG, Dirk Lohmann, Martin Kauer. (Luboja, Jeanne) (Entered: 10/11/2007)

177 Oct. 15, 2007 164 ORDER REGARDING REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION: The motion of SCOR Holding (Switzerland) AG (f/k/a Converium Holding AG) for the request for international judicial assistance, purs. to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters, filed on 10/11/07, is GRANTED and the Clerk of this Court is instructed to issue the requested Letter of Request. (Signed by Judge Denise L. Cote on 10/15/07) (dle) (Entered: 10/15/2007)

178 Oct. 17, 2007 165 ENDORSED LETTER addressed to Judge Denise L. Cote from Mary Eaton dated 10/17/2007 re: Defendants request permission to file a

Req # Filed # Docket Text Memorandum of Law in Opposition to Lead Plaintiffs' Motion for Class Certification of no more than 45 pages. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 10/17/2007) (jmi) (Entered: 10/18/2007)

179 Oct. 17, 2007 166 NOTICE OF NAME CHANGE on September 11, 2007, the name of Defendant Converium Holding AG was changed to SCOR Holding (Switzerland)AG. Future correspondence and pleadings should reflect this new name. The Clerk is directed to reflect the name change on the docket. (Signed by Judge Denise L. Cote on 10/17/2007) (jmi) (Entered: 10/18/2007)

180 Oct. 18, 2007 167 AMENDED ANSWER to 23 Amended Complaint,,. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Certificate of Service)(Eaton, Mary) (Entered: 10/18/2007)

181 Oct. 19, 2007 168 MEMORANDUM OF LAW in Opposition re: 157 MOTION to Certify Class.. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Certificate of Service)(Eaton, Mary) (Entered: 10/19/2007)

182 Oct. 19, 2007 169 DECLARATION of Mary Eaton in Opposition re: 157 MOTION to Certify Class.. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Exhibit 1# 2 Errata 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Exhibit 12# 13 Exhibit 13# 14 Exhibit 14# 15 Exhibit 15# 16 Exhibit 16# 17 Exhibit 17# 18 Exhibit 18# 19 Exhibit 19# 20 Exhibit 20# 21 Exhibit 21# 22 Exhibit 22# 23 Exhibit 23# 24 Exhibit 24# 25 Exhibit 25# 26 Exhibit 26# 27 Exhibit 27# 28 Exhibit 28# 29 Certificate of Service)(Eaton, Mary) (Entered: 10/19/2007)

183 Oct. 23, 2007 170 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 10/19/2007 re: We respectfully ask that the Court enter an order extending the fact discovery cut-off from January 31, 2008 to March 14, 2008. If the requested extension is granted, the deadlines relating to summary judgment motions would similarly move six weeks (so that summary judgment motions would be due on April 25, 2008, rather than on March 14, and would be fully briefed by June 6). Further, if the extension is granted, the parties have also agreed that the deadlines relating to expert discovery would change as follows: initial expert reports by the party bearing the burden of proof due February 1; rebuttal reports due March 7; amended reports due March 21; and expert discovery completed by April 25. ENDORSEMENT: Granted. There should be no further extension of the April 25, 2008 date. Discovery due by 3/14/2008, Motions due by 4/25/2008. (Signed by Judge Denise L. Cote on 10/23/2007)(jmi) (Entered: 10/24/2007)

184 Nov. 02, 2007 171 REPLY MEMORANDUM OF LAW in Support re: 157 MOTION to Certify Class. LEAD PLAINTIFFS' REPLY MEMORANDUM OF LAW IN FURTHER SUPPORT OF THEIR MOTION FOR CLASS CERTIFICATION. Document filed by Avalon Holdings Inc.. (Coffey, John) (Entered: 11/02/2007)

Req # Filed # Docket Text 185 Nov. 02, 2007 172 DECLARATION of STEVEN SINGER in Support re: 157 MOTION to

Certify Class.. Document filed by Avalon Holdings Inc.. (Attachments: # 1 Exhibit 1# 2 Exhibit 2# 3 Exhibit 3# 4 Exhibit 4# 5 Exhibit 5# 6 Exhibit 6# 7 Exhibit 7# 8 Exhibit 8# 9 Exhibit 9# 10 Exhibit 10# 11 Exhibit 11# 12 Exhibit 12# 13 Exhibit 13# 14 Exhibit 14# 15 Exhibit 15# 16 Exhibit 16)(Coffey, John) (Entered: 11/03/2007)

186 Nov. 03, 2007 173 CERTIFICATE OF SERVICE of REPLY AND DECLARATION served on DEFENDANTS on 11/02/2007. Document filed by Avalon Holdings Inc.. (Coffey, John) (Entered: 11/03/2007)

187 Nov. 06, 2007 174 DECLARATION of Veronique DeMeester in Support of Lead Plaintiffs' Motion for Class Certification in Support re: 157 MOTION to Certify Class.. Document filed by Avalon Holdings Inc.. (Coffey, John) (Entered: 11/06/2007)

188 Nov. 07, 2007 175 MOTION for Judgment on the Pleadings. Document filed by Richard Smith.(Rosenthal, Thorn) (Entered: 11/07/2007)

189 Nov. 07, 2007 176 MEMORANDUM OF LAW in Support re: 175 MOTION for Judgment on the Pleadings.. Document filed by Richard Smith. (Rosenthal, Thorn) (Entered: 11/07/2007)

190 Nov. 07, 2007 177 TRANSCRIPT of proceedings held on 10/24/07 before Judge Denise L. Cote. (pl) (Entered: 11/08/2007)

191 Nov. 19, 2007 178 ENDORSED LETTER addressed to Judge Denise L. Cote from Thom Rosenthal dated 11/13/07 re: Counsel for defendant Richard Smith writes in opposition to Plaintiffs' letter dated November 9, 2007. ENDORSEMENT: Smith has failed to explain why he did not raise his 12c arguments in the original motion to dismiss or as a timely motion for reconsideration. Discovery shall proceed as scheduled. The November 7 motion (#'s 175 and 176) is denied without prejudice to its renewal as a motion for summary judgment so the schedule as the schedule currently in place. Motions terminated: 175 MOTION for Judgment on the Pleadings filed by Richard Smith. (Signed by Judge Denise L. Cote on 11/19/07) (tro) (Entered: 11/19/2007)

192 Nov. 19, 2007 179 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 11/15/07 re: Counsel for Lead Plaintiffs, write in connection with Defendants' request to file a twenty-three page long "sur-reply" in opposition to Lead Plaintiffs' motion for class certification. Counsel respectfully submits that there is no basis to permit a sur-reply here. ENDORSEMENT: When the Court addresses the pending motion it will advise plaintiff whether a sur-sur- reply will be permitted! (Signed by Judge Denise L. Cote on 11/19/07) (tro) (Entered: 11/19/2007)

193 Nov. 19, 2007 180 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 11/1/07 re: Counsel for Lead Plaintiffs request permission to file a Reply Memorandum of Law in Further Support of Lead Plaintiffs' Motion for Class Certification, of no more than 35 pages in length. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 11/19/07) (tro) (Entered: 11/19/2007)

194 Jan. 15, 2008 181 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1

Req # Filed # Docket Text Affidavit of Jeanne M. Luboja, # 2 Exhibit A, # 3 Exhibit B)(Luboja, Jeanne) (Entered: 01/15/2008)

195 Jan. 15, 2008 182 MEMORANDUM OF LAW in Support re: 181 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding. MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding.. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Luboja, Jeanne) (Entered: 01/15/2008)

196 Jan. 18, 2008 183 TRANSCRIPT of proceedings held on 11/28/07 before Judge Denise L. Cote. (es) (Entered: 01/18/2008)

197 Jan. 18, 2008 184 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 1/17/08 re: Lead Plaintiffs request that the Court extend the deadline for submission of the actuarial expert to 2/15/08. If the requested extension is granted, the deadline for submission of a rebuttal actuarial report (currently March 7) would also move up by two weeks to March 21, and the deadline for submission of an amended actuarial report (currently March 21) would move to April 4. Lead Plaintiffs note that they will still submit their other expert reports on 2/1/08, and that these requested changes to the schedule will not effect the deadlines relating to the summary judgment motions. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 1/18/08) (tro) (Entered: 01/22/2008)

198 Jan. 29, 2008 185 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Attachments: # 1 Affidavit of Jeanne M. Luboja, # 2 Exhibit A, # 3 Exhibit B - Proposed Order)(Luboja, Jeanne) (Entered: 01/29/2008)

199 Jan. 29, 2008 186 MEMORANDUM OF LAW in Support re: 185 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding. MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding.. Document filed by SCOR Holding (Switzerland) AG, Dirk Lohmann, Martin Kauer. (Luboja, Jeanne) (Entered: 01/29/2008)

200 Feb. 04, 2008 187 ORDER granting (181) Motion for Issuance of Letters Rogatory in case 1:04-cv-07897-DLC filed on January 15, 2008.. (Signed by Judge Denise L. Cote on 2/4/08) Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(ml) (Entered: 02/06/2008)

201 Feb. 04, 2008 188 ORDER granting (185) Motion for Issuance of Letters Rogatory in case 1:04-cv-07897-DLC filed on January 29, 2008. (Signed by Judge Denise L. Cote on 2/4/08) Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(ml) (Entered: 02/06/2008)

202 Feb. 08, 2008 189 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - MOTION to Substitute Attorney. Old Attorney: Willkie

Req # Filed # Docket Text Farr & Gallagher LLP, New Attorney: Golenbock Eiseman Assor Bell & Peskoe LLP Stipulation and Proposed Order for Substitution of Counsel with attached Declaration of Jeffrey Golenbock Pursuant to Local Rule 1.4. Document filed by Martin Kauer.(Schneider, Stacy) Modified on 2/11/2008 (db). (Entered: 02/08/2008)

203 Feb. 08, 2008 190 NOTICE OF CHANGE OF ADDRESS by Stacy H. Schneider on behalf of Martin Kauer. New Address: Golenbock Eiseman Assor Bell & Peskoe LLP, 437 Madison Ave., New York, New York, USA 10022, 212-907-7352. (Schneider, Stacy) (Entered: 02/08/2008)

204 Feb. 11, 2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Stacy Schneider to E-MAIL Document No. 189 Stipulation and (Proposed) Order of Substitution of Counsel to [email protected]. This document is not filed via ECF. (db) (Entered: 02/11/2008)

205 Feb. 11, 2008 191 MOTION for Issuance of Letters Rogatory. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Certificate of Service)(Roseman, Robert) (Entered: 02/11/2008)

206 Feb. 11, 2008 192 MEMORANDUM OF LAW in Support re: 191 MOTION for Issuance of Letters Rogatory.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Roseman, Robert) (Entered: 02/11/2008)

207 Feb. 11, 2008 193 DECLARATION of Robert M. Roseman in Support re: 191 MOTION for Issuance of Letters Rogatory.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A - Letter of Request, # 2 Exhibit B - Proposed Order)(Roseman, Robert) (Entered: 02/11/2008)



210 Feb. 11, 2008 196 DECLARATION of Robert M. Roseman in Support re: 194 MOTION for Issuance of Letters Rogatory.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A - Letter of Request, # 2 Exhibit B - Proposed Order)(Roseman, Robert) (Entered: 02/11/2008)

211 Feb. 13, 2008 197 ENDORSED LETTER addressed to Judge Denise L. Cote from Jeanne M. Luboja dated 2/12/08 re: counsel for SCOR Holding requests that the Court modify the current schedule so that the deadline for submission of SCOR's accounting/auditing expert report would be moved by two weeks to 3/21/08 and the deadline for submission of any amended report by lead plaintiffs' accounting expert would be 4/4/08. ENDORSEMENT: Granted. (Signed by Judge Denise L. Cote on 2/13/08) (dle) (Entered: 02/13/2008)

212 Feb. 13, 2008 198 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding

Req # Filed # Docket Text (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding. Document filed by SCOR Holding (Switzerland) AG. (Attachments: # 1 Affidavit of Richard Mancino, # 2 Exhibit A, # 3 Exhibit B - Proposed Order)(Mancino, Richard) (Entered: 02/13/2008)

213 Feb. 13, 2008 199 MEMORANDUM OF LAW in Support re: 198 MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding. MOTION for Issuance of Letters Rogatory by Defendant SCOR Holding (Switzerland) AG for International Judicial Assistance to Obtain Evidence for Use in a Civil Proceeding.. Document filed by SCOR Holding (Switzerland) AG. (Mancino, Richard) (Entered: 02/13/2008)

214 Feb. 15, 2008 200 ORDER REGARDING REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION: It is hereby ordered that the motion of SCOR Holding Switzerland AG f/k/a/ Converium Holding AG, for the request for international judicial assistance, pursuant to the Hague Convention of 18 March 1970 on taking of Evidence Abroad in Civil or Commercial Matters filed on February 13, 2008, is GRANTED and it is further ordered that the Clerk of this Court is instructed to issue the requested Letter of Request, a copy which is annexed to this order as Exhibit A. (Signed by Judge Denise L. Cote on 2/15/2008) (jpo) (Entered: 02/19/2008)

215 Feb. 19, 2008 201 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL, by and between the undersigned, that the law firm of Phillsbury Winthrop Shaw Pittman LLP hereby is substituted for Willkie Farr & Gallagher LLP as counsel of record for Defendant Dirk Lohmann in the above-captioned action. Phillsbury Winthrop Shaw Pittman LLP requests that a copy of all papers henceforth served in this action be served upon Mark R. Hellerer, a member of the firm, at the firm's office located at 1540 Broadway, New York, NY 10036. (Signed by Judge Denise L. Cote on 2/19/2008) (jmi) Modified on 2/20/2008 (jmi). (Entered: 02/20/2008)



218 Feb. 22, 2008 204 DECLARATION of Robert M. Roseman in Support re: 202 MOTION for Issuance of Letters Rogatory.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A, # 2 Errata B)(Roseman, Robert) (Entered: 02/22/2008)

219 Feb. 26, 2008 205 ORDER REGARDING REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION: The motion of Lead Plaintiffs for the request for international judicial assistance, pursuant to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters, filed on 2/22/08 is GRANTED. The Clerk of this Court is instructed to issue the

Req # Filed # Docket Text requested Letter of Request. (Signed by Judge Denise L. Cote on 2/25/08) (dle) (Entered: 02/26/2008)

220 Mar. 06, 2008 206 OPINION AND ORDER # 95794: the Rule 23(a) and (b(3) requirements for certification of a class action have been satisfied. The Lead Plaintiffs' motion to certify a class is granted in part. (Signed by Judge Denise L. Cote on 3/6/08) (pl) Modified on 3/11/2008 (jmi). (Entered: 03/06/2008)

221 Mar. 06, 2008 207 ORDER; that the Lead Plaintiffs shall, no later than 3/14/089, provide the Court with a proposed certification order reflecting the rulings contained in the March 6 Opinion and satisfying the requirements of Rule 23, Fed. R. Civ. P. That the parties shall contact Magistrate Judge Eaton no later than 3/14/08, to arrange for further settlement discussions under his supervision. (Signed by Judge Denise L. Cote on 3/6/08) (pl) (Entered: 03/06/2008)

222 Mar. 06, 2008 Minute Entry for proceedings held before Judge Denise L. Cote: Telephone Conference held on 3/6/2008. (Court Reporter Kristen Carannante) Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(gr) (Entered: 03/07/2008)

223 Mar. 06, 2008 208 STIPULATION AND ORDER OF SUBSTITUTION OF COUNSEL that the law firm of Golenbock Eiseman Assor et al is substituted for Willkie Farr & Gallagher as counsel of record for defendant Martin Kauer. ENDORSEMENT: Granted on condition that it not delay the litigation (Signed by Judge Denise L. Cote on 3/6/08) (cd) (Entered: 03/07/2008)

224 Mar. 07, 2008 209 REPLY MEMORANDUM OF LAW in Opposition re: 157 MOTION to Certify Class. Defendants' Memorandum of Law in Sur-Reply to Lead Plaintiffs' Reply Memorandum of Law in Further Support of Their Motion for Class Certification. Document filed by SCOR Holding (Switzerland) AG. (Attachments: # 1 Certificate of Service, # 2 Cover Letter)(Eaton, Mary) (Entered: 03/07/2008)

225 Mar. 07, 2008 210 DECLARATION of Mary Eaton in Opposition re: 157 MOTION to Certify Class.. Document filed by SCOR Holding (Switzerland) AG. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Certificate of Service)(Eaton, Mary) (Entered: 03/07/2008)

226 Mar. 11, 2008 212 ORDER REGARDING REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION that the motion of Lead Plaintiffs for the request for international judicial assistance, pursuant to the Hague Convention of 3/18/70, filed on 2/11/08, is granted. The Clerk of this Court is instructed to issue the requested Letter of Request. (Signed by Judge Denise L. Cote on 2/13/08) (cd) (Entered: 03/18/2008)

227 Mar. 18, 2008 211 TRANSCRIPT of proceedings held on 3/6/2008 before Judge Denise L. Cote. (jp) (Entered: 03/18/2008)

228 Mar. 19, 2008 213 ORDER: this case will proceed as a class action on behalf of a plaintiff class, consisting of all persons or entities who (a) are United States residents and who purchased shares of Converium of the SWX, or (b) purchased Converium ADS on the NYSE, during the period from 1/7/02, through, 9/2/04, inclusive (the "Class Period"). Exclusions from the Class are as listed herein. PERSM is hereby certified as a Class Representative. The law firms of Bernstein Litowitz Berger & Grossman, LLP, Cohen

Req # Filed # Docket Text Milstein Hausfeld & Toll, P.L.L.C. and Spector Roseman & Kodroff, P.C. are hereby appointed Class Counsel pursuant to Fed. R. Civ. P. 23(g). (Signed by Judge Denise L. Cote on 3/19/08) Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(tro) (Entered: 03/19/2008)

229 Mar. 20, 2008 214 MOTION for Reconsideration. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 03/20/2008)

230 Mar. 20, 2008 215 MOTION to Seal Document Motion to Seal the Memorandum of Law in Support of the Motion for Reconsideration, and the Declaration of John P. Coffey with Exhibits. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 03/20/2008)

231 Mar. 20, 2008 216 CERTIFICATE OF SERVICE. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Coffey, John) (Entered: 03/20/2008)

232 Mar. 21, 2008 217 ORDER: It is hereby ordered that any opposition to the motion for reconsideration is due on or before April 11, 2008; any reply is due on or before April 18, 2008. At the time each party's motion papers are filed, that party should supply two courtesy copies of their papers to Chambers by delivering them to the Courthouse, 500 Pearl Street, New York. It is further ordered that the defendants are required to inform the Lead Plaintiffs on or before March 28, 2008, if there are documents, or specific portions of documents, that they believe should be filed under seal in connection with Lead Plaintiffs' motion for reconsideration. A telephone conference with the parties will be held on April 1, 2008, at 11 a.m. to discuss the sealing issue. It is further ordered that any motion for summary judgment remains due on April 25, 2008; any opposition is due on or before May 23, 2008; and reply is due on or before June 6, 2008. So Ordered. (Signed by Judge Denise L. Cote on 3/21/08) (js) (Entered: 03/21/2008)

233 Mar. 26, 2008 218 MOTION for Leave to File Proposed Second Amended Consolidated Class Action Complaint. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 03/26/2008)

234 Mar. 26, 2008 219 MOTION to Seal Plaintiffs' Memorandum of Law in Support of Their Motion for Leave to File a Proposed Second Amended Consolidated Class Action Complaint. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 03/26/2008)

235 Mar. 26, 2008 220 CERTIFICATE OF SERVICE. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Coffey, John) (Entered: 03/26/2008)

236 Apr. 01, 2008 221 ORDER denying (215) Motion to Seal Document ; denying (219) Motion to Seal in case 1:04-cv-07897-DLC. That the motion to file under seal is denied in its entirety. Lead Plaintiffs are directed to file in the public record their memorandum of law, declaration, and exhibits in support of their motion for reconsideration. SO ORDERED. (Signed by Judge Denise L. Cote on 4/1/2008) Filed In Associated Cases: 1:04-cv-07897-

Req # Filed # Docket Text DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(jmi) (Entered: 04/02/2008)

237 Apr. 02, 2008 Minute Entry for proceedings held before Judge Denise L. Cote: Telephone Conference held on 4/2/2008. Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(gr) (Entered: 04/02/2008)

238 Apr. 02, 2008 222 MEMORANDUM OF LAW in Support re: 214 MOTION for Reconsideration.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Coffey, John) (Entered: 04/02/2008)

239 Apr. 02, 2008 223 DECLARATION of John P. Coffey in Support re: 214 MOTION for Reconsideration.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38, # 39 Exhibit 39, # 40 Exhibit 40, # 41 Exhibit 41, # 42 Exhibit 42, # 43 Exhibit 43, # 44 Exhibit 44, # 45 Exhibit 45, # 46 Exhibit 46, # 47 Exhibit 47, # 48 Exhibit 48, # 49 Exhibit 49, # 50 Exhibit 50, # 51 Exhibit 51, # 52 Exhibit 52, # 53 Exhibit 53, # 54 Exhibit 54)(Coffey, John) (Entered: 04/02/2008)

240 Apr. 02, 2008 224 MOTION for Reconsideration. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi.(Coffey, John) (Entered: 04/02/2008)

241 Apr. 02, 2008 225 CERTIFICATE OF SERVICE. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Coffey, John) (Entered: 04/02/2008)

242 Apr. 07, 2008 226 ORDER: It is hereby ordered that this action is stayed. The parties must provide a status letter to the Court no later than May 9, 2008. (Signed by Judge Denise L. Cote on 4/7/2008) Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(jpo) (Entered: 04/07/2008)

243 Apr. 14, 2008 227 NOTICE of Change of Law Firm Name. Document filed by Zurich Financial Services Group. (Richman, Jonathan) (Entered: 04/14/2008)

244 Apr. 14, 2008 CASE NO LONGER REFERRED to Magistrate Judge Douglas F. Eaton. I hereby close the above Order of Reference for Magistrate Judge statistical purposes. This case was stayed by Judge Cote on 4/7/08, but remains open. Reason: on 2/15/077, I held a settlement conference; the parties were unable to reach a settlement. (djc) (Entered: 05/09/2008)

245 May 09, 2008 228 LETTER addressed to Judge Denise L. Cote from Steven B. Singer dated 5/9/2008 re: the Court's order dated April 7, 2008, requiring the parties to provide the Court by this date with the status report in connection with the above-captioned action. Document filed by Louisiana State Employees' Retirement System, Avalon Holdings Inc., Public Employees' Retirement

Req # Filed # Docket Text System of Mississippi.(jmi) (Entered: 05/14/2008)

246 Jun. 09, 2008 229 MOTION to Withdraw a Letter of Request. Document filed by SCOR Holding (Switzerland) AG. (Attachments: # 1 Certificate of Service)(Luboja, Jeanne) (Entered: 06/09/2008)

247 Jun. 09, 2008 230 AFFIDAVIT of Jeanne M. Luboja in Support re: 229 MOTION to Withdraw a Letter of Request.. Document filed by SCOR Holding (Switzerland) AG. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Certificate of Service)(Luboja, Jeanne) (Entered: 06/09/2008)

248 Jun. 11, 2008 231 ORDER REGARDING WITHDRAWAL OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURUSANT TO THE HAGUE CONVENTION granting (229) Motion to Withdraw in case 1:04-cv-07897-DLC. The motion of SCOR Holding (Switzerland) AG (f/k/a Converium Holding AG) for the court to withdraw its request for international Judicial Assistance pursuant to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters, issued October 15, 2007, is Granted and it is further ordered that the Clerk of this court is instructed to issue the requested Withdrawal of Request For International Judicial Assistance, a copy of which is annexed to this order as exhibit A.. (Signed by Judge Denise L. Cote on 6/11/08) Filed In Associated Cases: 1:04-cv-07897-DLC, 1:04-cv-08038-DLC, 1:04-cv-08994-DLC, 1:04-cv-09479-DLC, 1:05-cv-03871-DLC(mme) (mme). (Entered: 06/11/2008)

249 Jun. 13, 2008 232 LETTER addressed to Judge Denise Cote from Steven B. Singer, Robert M. Roseman, Mark S. Willis dated 6/13/08 re: That Lead Plaintiff wish to inform the Corut that the parties now intend to move for preliminary approval of the settlements with ZFS and SCOR by 7/11/08. Document filed by Public Employees' Retirement System of Mississippi.(pl) (Entered: 06/17/2008)

250 Jun. 17, 2008 233 MOTION to Withdraw Request for International Judicial Assistance Pursuant to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters. Document filed by Public Employees' Retirement System of Mississippi. (Attachments: # 1 Certificate of Service)(Roseman, Robert) Modified on 6/24/2008 (db). (Entered: 06/17/2008)

251 Jun. 17, 2008 234 DECLARATION of Robert M. Roseman in Support re: 233 MOTION to Withdraw Request for International Judicial Assistance Pursuant to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters.. Document filed by Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A - Part 1, # 2 Exhibit A - Part 2, # 3 Exhibit B)(Roseman, Robert) (Entered: 06/17/2008)

252 Jun. 19, 2008 235 MEMORANDUM ENDORSEMENT re: 229 MOTION to Withdraw Request for International Judicial Assistance Pursuant to the Hague Convention of 18 March 1970 on Taking of Evidence Abroad in Civil or Commercial Matters. ENDORSEMENT: SO ORDERED. (Signed by Judge Denise L. Cote on 6/19/08) (db) Modified on 6/24/2008 (db). (Entered: 06/19/2008)

253 Jun. 24, 2008 236 ORDER REGARDING WITHDRAWAL OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE

Req # Filed # Docket Text HAGUE CONVENTION, granting 233 Motion to Withdraw. The Clerk of this Court is instructed to issue the requested Withdrawal of Request for International Judicial Assistance.. (Signed by Judge Denise L. Cote on 6/24/08) (cd) (Entered: 06/24/2008)

254 Jun. 24, 2008 237 WITHDRAWAL OF REQUEST FOR INTERNATIONAL JUDICIAL ASSISTANCE PURSUANT TO THE HAGUE CONVENTION OF 18 MARCH 1970 ON TAKING OF EVIDENCE ABROAD IN CIVIL OR COMMERCIAL MATTERS, and as further set forth in this document. (Signed by Judge Denise L. Cote on 6/24/08) (cd) (Entered: 06/24/2008)

255 Jul. 11, 2008 238 NOTICE OF APPEARANCE by Joseph N. Sacca on behalf of SCOR Holding (Switzerland) AG (Sacca, Joseph) (Entered: 07/11/2008)

256 Jul. 11, 2008 239 NOTICE OF APPEARANCE by Gary John Hacker on behalf of SCOR Holding (Switzerland) AG (Hacker, Gary) (Entered: 07/11/2008)

257 Jul. 14, 2008 240 ENDORSED LETTER addressed to Judge Denise L. Cote from Steven B. Singer, Robert M. Roseman and Mark S. Willis dated 7/11/2008 re: Counsel writes to inform the Court that as a result of the very recent resolution of the foregoing matter, the parties, with the Court's permission, now intend to move for preliminary approval of the settlement with ZFS and SCOR by July 25, 2008. ENDORSEMENT: The preliminary approval application is due July 25, 2008. So Ordered. (Signed by Judge Denise L. Cote on 7/14/2008) (jfe) (Entered: 07/14/2008)

258 Jul. 25, 2008 241 FILING ERROR - DEFICIENT DOCKET ENTRY - MOTION to Approve Settlements. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A, A-1, A-2, A-3)(Abramowitz, Andrew) Modified on 7/28/2008 (jar). (Entered: 07/25/2008)

259 Jul. 25, 2008 242 FILING ERROR - DEFICIENT DOCKET ENTRY - MEMORANDUM OF LAW in Support re: 241 MOTION to Approve Settlements. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Abramowitz, Andrew) Modified on 7/28/2008 (jar). (Entered: 07/25/2008)

260 Jul. 25, 2008 243 FILING ERROR - DEFICIENT DOCKET ENTRY - SETTLEMENT AGREEMENT SHS Stipulation. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A, A-1, A-2, A-3, # 2 Text of Proposed Order Exhibit B)(Abramowitz, Andrew) Modified on 7/28/2008 (jar). (Entered: 07/25/2008)

261 Jul. 25, 2008 244 FILING ERROR - ELECTRONIC FILING FOR NON-ECF DOCUMENT - SETTLEMENT AGREEMENT ZFS Stipulation (STIPULATION). Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A, A-1, A-2, A-3, # 2 Text of Proposed Order Exhibit B)(Abramowitz, Andrew) Modified on 7/28/2008 (jar). (Entered: 07/25/2008)

262 Jul. 25, 2008 ***NOTE TO ATTORNEY TO RE-FILE DOCUMENT - NON-ECF DOCUMENT ERROR. Note to Attorney Andrew Abramowitz to E-MAIL Document No. 244 Amended Stipulation of Settlement to [email protected]. This document is not filed via ECF. (jar) (Entered: 07/28/2008)

Req # Filed # Docket Text 263 Jul. 28, 2008 245 MOTION to Approve Settlements. Document filed by Avalon Holdings

Inc., Public Employees' Retirement System of Mississippi. (Attachments: # 1 Exhibit A, A-1, A-2, A-3, # 2 SHS Stipulation - Part 1, # 3 SHS Stipulation - Part 2, # 4 SHS Stipulation - Part 3, # 5 ZFS Stipulation - Part 1, # 6 ZFS Stipulation - Part 2, # 7 ZFS Stipulation - Part 3)(Abramowitz, Andrew) (Entered: 07/28/2008)

264 Jul. 28, 2008 246 MEMORANDUM OF LAW in Support re: 245 MOTION to Approve Settlements.. Document filed by Avalon Holdings Inc., Public Employees' Retirement System of Mississippi. (Abramowitz, Andrew) (Entered: 07/28/2008)