united states tennis association incorporated …assets.usta.com/assets/1/15/2009 usta form 990...

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OMB No. 1545-0047 Return of Organization Exempt From Income Tax Form ½½´ Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lung benefit trust or private foundation) À¾´½ Open to Public Department of the Treasury Internal Revenue Service I The organization may have to use a copy of this return to satisfy state reporting requirements. Inspection , 2009, and ending , 20 A For the 2009 calendar year, or tax year beginning Please use IRS label or print or type. See Specific Instruc- tions. D Employer identification number C Name of organization B Check if applicable: Address change Doing Business As E Telephone number Number and street (or P.O. box if mail is not delivered to street address) Room/suite Name change Initial return Termination City or town, state or country, and ZIP + 4 Amended return G Gross receipts $ Application pending H(a) Is this a group return for affiliates? F Name and address of principal officer: Yes No Are all affiliates included? Yes No H(b) If "No," attach a list. (see instructions) Tax-exempt status: I J 501(c) ( ) (insert no.) 4947(a)(1) or 527 I I Website: J H(c) Group exemption number I Year of formation: State of legal domicile: K Type of organization: L M Corporation Trust Association Other Summary Part I 1 Briefly describe the organization's mission or most significant activities: Check this box Number of voting members of the governing body (Part VI, line 1a) Number of independent voting members of the governing body (Part VI, line 1b) Total number of employees (Part V, line 2a) Total number of volunteers (estimate if necessary) Total gross unrelated business revenue from Part VIII, line 12, column (C) Net unrelated business taxable income from Form 990-T, line 34 2 3 4 5 6 7 I if the organization discontinued its operations or disposed of more than 25% of its assets. mmmmmmmmmmmmmmmmmmmmmmmm 3 mmmmmmmmmmmmmmmmmm 4 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 5 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm 6 Activities & Governance mmmmmmmmmmmmmmmmmmmmm a 7a mmmmmmmmmmmmmmmmmmmmmmmmm 7b b Prior Year Current Year mmmmmmmmmmmmmm COPY FOR PUBLIC INSPECTION 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 Contribution and grants (Part VIII, line 1h) Program service revenue (Part VIII, line 2g) Investment income (Part VIII, column (A), lines 3, 4, and 7d) Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12) Grants and similar amounts paid (Part IX, column (A), lines 1-3) Benefits paid to or for members (Part IX, column (A), line 4) Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) Professional fundraising fees (Part IX, column (A), line 11e) Total fundraising expenses, Part IX, column (D), line 25) Other expenses (Part IX, column (A), lines 11a-11d, 11f-24f) Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25) Revenue less expenses. Subtract line 18 from line 12 Total assets (Part X, line 16) Total liabilities (Part X, line 26) Net assets or fund balances. Subtract line 21 from line 20 mmmmmmmmmmmmmm mmmmmm Revenue mmmmmmmmmmmmm mmmmmmmm mmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmm mmmmmmmm I mmmmmmmmmmmmmmmmmm a b Expenses mmmmmmmmmmmmmmmmm mmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmm Beginning of Year End of Year mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm mmmmmmmmmmmmmmmmmmm Net Assets or Fund Balances Signature Block Part II Sign Here Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledge and belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge. M Signature of officer Date M Type or print name and title M I Date Check if self- employed Preparer's identifying number (see instructions) Preparer's signature I Paid Preparer's Use Only M I EIN Phone no. Firm's name (or yours if self-employed), address, and ZIP + 4 mmmmmmmmmmmmmmmmmmmmmmmm May the IRS discuss this return with the preparer shown above? (See instructions) Yes No For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2009) JSA 9E1065 1.000 UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420 70 WEST RED OAK LANE (914) 696-7000 WHITE PLAINS, NY 10604 216,845,892. LUCY GARVIN X 70 W. RED OAK LANE WHITE PLAINS, NY 10604 X 6 WWW.USTA.COM X 1973 NY TO PROMOTE & DEVELOP THE GROWTH OF TENNIS. 15 10 685 500 893,968. 231,591. 20,453,449. 20,147,506. 170,951,617. 170,009,081. 10,781,604. 342,983. 3,152,426. 2,779,258. 205,339,096. 193,278,828. 47,659,547. 47,003,747. 0. 0. 50,437,984. 45,037,669. 0. 0. 97,410,707. 92,550,597. 195,508,238. 184,592,013. 9,830,858. 8,686,815. 153,509,917. 180,852,047. 55,669,049. 60,152,215. 97,840,868. 120,699,832. X *

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Page 1: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047

Return of Organization Exempt From Income TaxForm ½½́

Under section 501(c), 527, or 4947(a)(1) of the Internal Revenue Code (except black lungbenefit trust or private foundation)

À¾́ ½ Open to Public

Department of the TreasuryInternal Revenue Service IThe organization may have to use a copy of this return to satisfy state reporting requirements. Inspection

, 2009, and ending , 20A For the 2009 calendar year, or tax year beginning

Please

use IRSlabel or

print or

type.

See

SpecificInstruc-

tions.

D Employer identification numberC Name of organizationB Check if applicable:

Addresschange Doing Business As

E Telephone numberNumber and street (or P.O. box if mail is not delivered to street address) Room/suiteName change

Initial return

Termination City or town, state or country, and ZIP + 4

Amendedreturn

G Gross receipts $

Applicationpending

H(a) Is this a group return foraffiliates?

F Name and address of principal officer: Yes No

Are all affiliates included? Yes NoH(b)

If "No," attach a list. (see instructions)Tax-exempt status:I JJ501(c) ( ) (insert no.) 4947(a)(1) or 527

I IWebsite:J H(c) Group exemption number

I Year of formation: State of legal domicile:K Type of organization: L MCorporation Trust Association Other

Summary Part I

1 Briefly describe the organization's mission or most significant activities:

Check this box

Number of voting members of the governing body (Part VI, line 1a)

Number of independent voting members of the governing body (Part VI, line 1b)

Total number of employees (Part V, line 2a)

Total number of volunteers (estimate if necessary)

Total gross unrelated business revenue from Part VIII, line 12, column (C)

Net unrelated business taxable income from Form 990-T, line 34

2

3

4

5

6

7

I if the organization discontinued its operations or disposed of more than 25% of its assets.

mmmmmmmmmmmmmmmmmmmmmmmm3

mmmmmmmmmmmmmmmmmm4mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm5

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm6Acti

vit

ies &

Go

vern

an

ce

mmmmmmmmmmmmmmmmmmmmma 7a

mmmmmmmmmmmmmmmmmmmmmmmmm7bbPrior Year Current Year

mmmmmmmmmmmmmmCOPY FOR

PUBLIC INSPECTION

8

9

10

11

12

13

14

15

16

17

18

19

20

21

22

Contribution and grants (Part VIII, line 1h)

Program service revenue (Part VIII, line 2g)

Investment income (Part VIII, column (A), lines 3, 4, and 7d)

Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e)

Total revenue - add lines 8 through 11 (must equal Part VIII, column (A), line 12)

Grants and similar amounts paid (Part IX, column (A), lines 1-3)

Benefits paid to or for members (Part IX, column (A), line 4)

Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10)

Professional fundraising fees (Part IX, column (A), line 11e)

Total fundraising expenses, Part IX, column (D), line 25)

Other expenses (Part IX, column (A), lines 11a-11d, 11f-24f)

Total expenses. Add lines 13-17 (must equal Part IX, column (A), line 25)

Revenue less expenses. Subtract line 18 from line 12

Total assets (Part X, line 16)

Total liabilities (Part X, line 26)

Net assets or fund balances. Subtract line 21 from line 20

mmmmmmmmmmmmmmmmmmmmR

even

ue

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmImmmmmmmmmmmmmmmmmma

b

Exp

en

ses

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Beginning of Year End of Year

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmN

et

As

se

ts o

rF

un

d B

ala

nc

es

Signature Block Part II

SignHere

Under penalties of perjury, I declare that I have examined this return, including accompanying schedules and statements, and to the best of my knowledgeand belief, it is true, correct, and complete. Declaration of preparer (other than officer) is based on all information of which preparer has any knowledge.

MSignature of officer Date

MType or print name and title

M IDate Check if

self-employed

Preparer's identifying number(see instructions)Preparer's

signature

IPaid

Preparer's

Use Only M IEIN

Phone no.

Firm's name (or yoursif self-employed),address, and ZIP + 4

mmmmmmmmmmmmmmmmmmmmmmmmMay the IRS discuss this return with the preparer shown above? (See instructions) Yes No

For Privacy Act and Paperwork Reduction Act Notice, see the separate instructions. Form 990 (2009)JSA

9E1065 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED

13-5459420

70 WEST RED OAK LANE (914) 696-7000

WHITE PLAINS, NY 10604 216,845,892.LUCY GARVIN X

70 W. RED OAK LANE WHITE PLAINS, NY 10604X 6

WWW.USTA.COMX 1973 NY

TO PROMOTE & DEVELOP THE GROWTH OF TENNIS.

1510

685500

893,968.231,591.

20,453,449. 20,147,506.170,951,617. 170,009,081.10,781,604. 342,983.3,152,426. 2,779,258.

205,339,096. 193,278,828.47,659,547. 47,003,747.

0. 0.50,437,984. 45,037,669.

0. 0.

97,410,707. 92,550,597.195,508,238. 184,592,013.

9,830,858. 8,686,815.

153,509,917. 180,852,047.55,669,049. 60,152,215.97,840,868. 120,699,832.

X

*

Page 2: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Form 990 (2009) Page 2Statement of Program Service Accomplishments Part III

1 Briefly describe the organization's mission:

2 Did the organization undertake any significant program services during the year which were not listed onthe prior Form 990 or 990-EZ? Yes NommmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIf "Yes," describe these new services on Schedule O.

3 Did the organization cease conducting, or make significant changes in how it conducts, any programservices? Yes NommmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIf "Yes," describe these changes on Schedule O.

4 Describe the exempt purpose achievements for each of the organization's three largest program services by expenses.

Section 501(c)(3) and 501(c)(4) organizations and section 4947(a)(1) trusts are required to report the amount of grants and

allocations to others, the total expenses, and revenue, if any, for each program service reported.

4a including grants of $(Code: ) (Expenses $ ) (Revenue $ )

4b including grants of $(Code: ) (Expenses $ ) (Revenue $ )

4c including grants of $(Code: ) (Expenses $ ) (Revenue $ )

4d Other program services. (Describe in Schedule O.)

(Expenses $ including grants of $ ) (Revenue $ )

ITotal program service expenses 4e

Form 990 (2009)

JSA

9E1020 2.000

13-5459420

ATTACHMENT 2

X

X

US OPEN - SEE SCHEDULE O

COMMUNITY TENNIS DIVISION - SEE SCHEDULE O

PROFESSIONAL TENNIS DIVISION - SEE SCHEDULE O

ATTACHMENT 3

Page 3: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Form 990 (2009) Page 3

Checklist of Required Schedules Part IV Yes No

1

2

3

4

5

6

7

8

9

10

11

12

12

13

14

15

16

17

18

19

20

Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes,"

complete Schedule A mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm1

2

3

4

5

6

7

8

9

10

11

12

13

14a

14b

15

16

17

18

19

20

Is the organization required to complete Schedule B, Schedule of Contributors? mmmmmmmmmmmmmmmmmmmDid the organization engage in direct or indirect political campaign activities on behalf of or in opposition to

candidates for public office? If "Yes," complete Schedule C, Part ImmmmmmmmmmmmmmmmmmmmmmmmmmmSection 501(c)(3) organizations. Did the organization engage in lobbying activities? If "Yes," complete

Schedule C, Part IImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmSections 501(c)(4), 501(c)(5), and 501(c)(6) organizations. Is the organization subject to the section 6033(e)

notice and reporting requirement and proxy tax? If "Yes," complete Schedule C, Part III mmmmmmmmmmmmmmmDid the organization maintain any donor advised funds or any similar funds or accounts where donors have

the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes,"

complete Schedule D, Part ImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization receive or hold a conservation easement, including easements to preserve open space,

the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part IImmmmmmmmmmDid the organization maintain collections of works of art, historical treasures, or other similar assets? If "Yes,"

complete Schedule D, Part III mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization report an amount in Part X, line 21; serve as a custodian for amounts not listed in Part

X; or provide credit counseling, debt management, credit repair, or debt negotiation services? If "Yes,"

complete Schedule D, Part IV mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization, directly or through a related organization, hold assets in term, permanent, or

quasi-endowments? If" Yes," complete Schedule D, Part VmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIs the organization’s answer to any of the following questions "Yes"? If so, complete Schedule D, Parts VI,

VII, VIII, IX, or X as applicable mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm%%%%%%

Did the organization report an amount for land, buildings, and equipment in Part X, line 10? If "Yes," complete

Schedule D, Part VI.

Did the organization report an amount for investments—other-securities in Part X, line 12 that is 5% or more

of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII.

Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more

of its total assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VIII.

Did the organization report an amount for other assets in Part X, line 15 that is 5% or more of its total assets

reported in Part X, line 16? If "Yes," complete Schedule D, Part IX.

Did the organization report an amount for other liabilities in Part X, line 25? If "Yes," complete Schedule D, Part X.

Did the organization’s separate or consolidated financial statements for the tax year include a footnote that addresses

the organization's liability for uncertain tax positions under FIN 48? If "Yes," complete Schedule D, Part X.

Did the organization obtain separate, independent audited financial statements for the tax year? If "Yes,"

complete Schedule D, Parts XI, XII, and XIII.mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmYes NoA

a

b

Was the organization included in consolidated, independent audited financial statement for the tax year?

If "Yes," completing Schedule D, Parts XI, XII, and XIII is optional.mmmmmmmmmmmmmmmmmmmmmm12A

Is the organization a school described in section 170(b)(1)(A)(ii)? If "Yes," complete Schedule EmmmmmmmmmmmDid the organization maintain an office, employees, or agents outside of the United States? mmmmmmmmmmmmmDid the organization have aggregate revenues or expenses of more than $10,000 from grantmaking, fundraising,

business, and program service activities outside the United States? If "Yes," complete Schedule F, Part ImmmmmmDid the organization report on Part IX, column (A), line 3, more than $5,000 of grants or assistance to any

organization or entity located outside the United States? If "Yes," complete Schedule F, Part II.mmmmmmmmmmmDid the organization report on Part IX, column (A), line 3, more than $5,000 of aggregate grants or assistance

to individuals located outside the United States? If "Yes," complete Schedule F, Part III mmmmmmmmmmmmmmmDid the organization report a total of more than $15,000 of expenses for professional fundraising services

on Part IX, column (A), lines 6 and 11e? If "Yes," complete Schedule G, Part I mmmmmmmmmmmmmmmmmmmmDid the organization report more than $15,000 total of fundraising event gross income and contributions on

Part VIII, lines 1c and 8a? If "Yes," complete Schedule G, Part IImmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization report more than $15,000 of gross income from gaming activities on Part VIII, line 9a?

If "Yes," complete Schedule G, Part IIImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization operate one or more hospitals? If "Yes," complete Schedule H mmmmmmmmmmmmmmmmm

Form 990 (2009)

JSA

9E1021 2.000

13-5459420

X X

X

X

X

X

X

X

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X X X

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Page 4: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Form 990 (2009) Page 4

Checklist of Required Schedules (continued) Part IV Yes No

21

22

23

24

25

26

27

28

29

30

31

32

33

34

35

36

37

38

Did the organization report more than $5,000 of grants and other assistance to governments and organizations

in the United States on Part IX, column (A), line 1? If "Yes," complete Schedule I, Parts I and II 21

22

23

24a

24b

24c

24d

25a

25b

26

27

28a

28b

28c

29

30

31

32

33

34

35

36

37

38

mmmmmmmmmmmmDid the organization report more than $5,000 of grants and other assistance to individuals in the

United States on Part IX, column (A), line 2? If "Yes," complete Schedule I, Parts I and IIImmmmmmmmmmmmmmmDid the organization answer "Yes" to Part VII, Section A, line 3, 4, or 5 about compensation of the

organization's current and former officers, directors, trustees, key employees, and highest compensated

employees? If "Yes," complete Schedule J mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmma

b

c

d

a

b

a

b

c

Did the organization have a tax-exempt bond issue with an outstanding principal amount of more than

$100,000 as of the last day of the year, that was issued after December 31, 2002? If "Yes," answer lines

24b through 24d and complete Schedule K. If “No,” go to question 25 mmmmmmmmmmmmmmmmmmmmmmmmDid the organization invest any proceeds of tax-exempt bonds beyond a temporary period exception? mmmmmmmDid the organization maintain an escrow account other than a refunding escrow at any time during the year

to defease any tax-exempt bonds? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization act as an "on behalf of" issuer for bonds outstanding at any time during the year? mmmmmmmSection 501(c)(3) and 501(c)(4) organizations. Did the organization engage in an excess benefit transaction

with a disqualified person during the year? If "Yes," complete Schedule L, Part I mmmmmmmmmmmmmmmmmmmIs the organization aware that it engaged in an excess benefit transaction with a disqualified person in a

prior year, and that the transaction has not been reported on any of the organization's prior Forms 990 or

990-EZ? If "Yes," complete Schedule L, Part ImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmWas a loan to or by a current or former officer, director, trustee, key employee, highly compensated employee, or

disqualified person outstanding as of the end of the organization's tax year? If "Yes," complete Schedule L, Part IImDid the organization provide a grant or other assistance to an officer, director, trustee, key employee,

substantial contributor, or a grant selection committee member, or to a person related to such an individual?

If "Yes," complete Schedule L, Part IIImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmWas the organization a party to a business transaction with one of the following parties (see Schedule L,

Part IV instructions for applicable filing thresholds, conditions, and exceptions):

A current or former officer, director, trustee, or key employee? If "Yes," complete Schedule L, Part IVmmmmmmmmA family member of a current or former officer, director, trustee, or key employee? If "Yes," complete

Schedule L, Part IVmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmAn entity of which a current or former officer, director, trustee, or key employee of the organization (or a

family member) was an officer, director, trustee, or direct or indirect owner? If "Yes," complete Schedule L,

Part IV mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization receive more than $25,000 in non-cash contributions? If "Yes," complete Schedule M

Did the organization receive contributions of art, historical treasures, or other similar assets, or qualified

conservation contributions? If "Yes," complete Schedule M mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization liquidate, terminate, or dissolve and cease operations? If "Yes," complete Schedule N,

Part ImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization sell, exchange, dispose of, or transfer more than 25% of its net assets? If "Yes," complete

Schedule N, Part IImmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization own 100% of an entity disregarded as separate from the organization under Regulations

sections 301.7701-2 and 301.7701-3? If "Yes," complete Schedule R, Part ImmmmmmmmmmmmmmmmmmmmmWas the organization related to any tax-exempt or taxable entity? If "Yes," complete Schedule R, Parts II,

III, IV, and V, line 1 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIs any related organization a controlled entity within the meaning of section 512(b)(13)? If "Yes," complete

Schedule R, Part V, line 2 mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmSection 501(c)(3) organizations. Did the organization make any transfers to an exempt non-charitable related

organization? If "Yes," complete Schedule R, Part V, line 2mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization conduct more than 5% of its activities through an entity that is not a related organization

and that is treated as a partnership for federal income tax purposes? If "Yes," complete Schedule R,

Part VI mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization complete Schedule O and provide explanations in Schedule O for Part VI, lines 11 and

19? Note. All Form 990 filers are required to complete Schedule O.mmmmmmmmmmmmmmmmmmmmmmmmmForm 990 (2009)

JSA

9E1030 2.000

13-5459420

X

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Page 5: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Form 990 (2009) Page 5

Statements Regarding Other IRS Filings and Tax Compliance Part V Yes No

1a

1b

2a

7d

1

2

3

4

5

6

7

8

9

10

11

12

a

b

c

a

b

a

b

a

b

a

b

c

a

b

a

b

c

d

e

f

g

h

a

b

a

b

a

b

a

b

Enter the number reported in Box 3 of Form 1096, Annual Summary and Transmittal of

U.S. Information Returns. Enter -0- if not applicablemmmmmmmmmmmmmmmmmmmmmmmmEnter the number of Forms W-2G included in line 1a. Enter -0- if not applicable mmmmmmmmmDid the organization comply with backup withholding rules for reportable payments to vendors and reportable

gaming (gambling) winnings to prize winners? 1c

2b

3a

3b

4a

5a

5b

5c

6a

6b

7a

7b

7c

7e

7f

7g

7h

8

9a

9b

12a

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmEnter the number of employees reported on Form W-3, Transmittal of Wage and Tax

Statements, filed for the calendar year ending with or within the year covered by this return mIf at least one is reported on line 2a, did the organization file all required federal employment tax returns?

Note. If the sum of lines 1a and 2a is greater than 250, you may be required to e-file this return. (see

instructions)

Did the organization have unrelated business gross income of $1,000 or more during the year covered by

this return? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIf "Yes," has it filed a Form 990-T for this year? If "No," provide an explanation in Schedule OmmmmmmmmmmmmmAt any time during the calendar year, did the organization have an interest in, or a signature or other authority

over, a financial account in a foreign country (such as a bank account, securities account, or other financial

account)? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIIf “Yes,” enter the name of the foreign country:

See the instructions for exceptions and filing requirements for Form TD F 90-22.1, Report of Foreign Bank

and Financial Accounts.

Was the organization a party to a prohibited tax shelter transaction at any time during the tax year? mmmmmmmmDid any taxable party notify the organization that it was or is a party to a prohibited tax shelter transaction?

If "Yes," to question 5a or 5b, did the organization file Form 8886-T, Disclosure by Tax-Exempt Entity Regarding

Prohibited Tax Shelter Transaction? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDoes the organization have annual gross receipts that are normally greater than $100,000, and did the

organization solicit any contributions that were not tax deductible? mmmmmmmmmmmmmmmmmmmmmmmmmmIf "Yes," did the organization include with every solicitation an express statement that such contributions or

gifts were not tax deductible? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmOrganizations that may receive deductible contributions under section 170(c).

Did the organization receive a payment in excess of $75 made partly as a contribution and partly for goods

and services provided to the payor?mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIf "Yes," did the organization notify the donor of the value of the goods or services provided? mmmmmmmmmmmmDid the organization sell, exchange, or otherwise dispose of tangible personal property for which it was

required to file Form 8282? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIf "Yes," indicate the number of Forms 8282 filed during the year mmmmmmmmmmmmmmmmDid the organization, during the year, receive any funds, directly or indirectly, to pay premiums on a personal

benefit contract? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDid the organization, during the year, pay premiums, directly or indirectly, on a personal benefit contract?

For all contributions of qualified intellectual property, did the organization file Form 8899 as required?mmmmmmmFor contributions of cars, boats, airplanes, and other vehicles, did the organization file a Form 1098-C as

required? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmSponsoring organizations maintaining donor advised funds and section 509(a)(3) supporting

organizations. Did the supporting organization, or a donor advised fund maintained by a sponsoring

organization, have excess business holdings at any time during the year?mmmmmmmmmmmmmmmmmmmmmmmSponsoring organizations maintaining donor advised funds.

Did the organization make any taxable distributions under section 4966?

Did the organization make a distribution to a donor, donor advisor, or related person?

Section 501(c)(7) organizations. Enter:

Initiation fees and capital contributions included on Part VIII, line 12

Gross receipts, included on Form 990, Part VIII, line 12, for public use of club facilities

Section 501(c)(12) organizations. Enter:

Gross income from members or shareholders

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

10a

10b

11a

11b

12b

mmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmGross income from other sources (Do not net amounts due or paid to other sources against

amounts due or received from them.) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmSection 4947(a)(1) non-exempt charitable trusts. Is the organization filing Form 990 in lieu of Form 1041?

If "Yes," enter the amount of tax-exempt interest received or accrued during the year mmmmmForm 990 (2009)

JSA

9E1040 2.000

13-5459420

9430

X

685X

XX

XIRELAND

X X

X

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Form 990 (2009) Page 6

Governance, Management, and Disclosure For each "Yes" response to lines 2 through 7b below, andfor a "No" response to line 8a, 8b, or 10b below, describe the circumstances, processes, or changes inSchedule O. See instructions.

Part VI

Section A. Governing Body and ManagementYes No

1a

1b

mmmmmmmmmmmmmmmmmmm1

2

3

4

5

6

7

8

9

10

11

11

12

13

14

15

16

a

b

a

b

a

b

Enter the number of voting members of the governing body

Enter the number of voting members that are independent

Did any officer, director, trustee, or key employee have a family relationship or a business relationship with

any other officer, director, trustee, or key employee?

Did the organization delegate control over management duties customarily performed by or under the direct

supervision of officers, directors or trustees, or key employees to a management company or other person?

Did the organization make any significant changes to its organizational documents since the prior Form 990 was filed?

Did the organization become aware during the year of a material diversion of the organization's assets?

Does the organization have members or stockholders?

Does the organization have members, stockholders, or other persons who may elect one or more members

of the governing body?

Are any decisions of the governing body subject to approval by members, stockholders, or other persons?

Did the organization contemporaneously document the meetings held or written actions undertaken during

the year by the following:

The governing body?

Each committee with authority to act on behalf of the governing body?

mmmmmmmmmmmmmmmmmmmm2

3

4

5

6

7a

7b

8a

8b

9a

10a

10b

11

12a

12b

12c

13

14

15a

15b

16a

16b

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Is there any officer, director, trustee, or key employee listed in Part VII, Section A, who cannot be reached atthe organization's mailing address? If "Yes," provide the names and addresses in Schedule Ommmmmmmmmmmm

Section B. Policies(This Section B requests information about policies not required by the InternalRevenue Code.)

Yes No

a

b

A

a

b

c

a

b

a

b

Does the organization have local chapters, branches, or affiliates?

If "Yes," does the organization have written policies and procedures governing the activities of such chapters,

affiliates, and branches to ensure their operations are consistent with those of the organization?

Has the organization provided a copy of this Form 990 to all members of its governing body before filing the

form?

Describe in Schedule O the process, if any, used by the organization to review this Form 990.

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmDoes the organization have a written conflict of interest policy? If "No," go to line 13

Are officers, directors or trustees, and key employees required to disclose annually interests that could give

rise to conflicts?

Does the organization regularly and consistently monitor and enforce compliance with the policy? If "Yes,"

describe in Schedule O how this is done

Does the organization have a written whistleblower policy?

Does the organization have a written document retention and destruction policy?

Did the process for determining compensation of the following persons include a review and approval by

independent persons, comparability data, and contemporaneous substantiation of the deliberation and decision?

The organization's CEO, Executive Director, or top management official

Other officers or key employees of the organization

If "Yes" to line 15a or 15b, describe the process in Schedule O. (See instructions.)

Did the organization invest in, contribute assets to, or participate in a joint venture or similar arrangement

with a taxable entity during the year?

If "Yes," has the organization adopted a written policy or procedure requiring the organization to evaluate

its participation in joint venture arrangements under applicable federal tax law, and taken steps to safeguard

the organization's exempt status with respect to such arrangements?

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmSection C. Disclosure

I17

18

19

20

List the states with which a copy of this Form 990 is required to be filed

Section 6104 requires an organization to make its Forms 1023 (or 1024 if applicable), 990, and 990-T (501(c)(3)s only)

available for public inspection. Indicate how you make these available. Check all that apply.Own website Another's website Upon request

Describe in Schedule O whether (and if so, how), the organization makes its governing documents, conflict of interest

policy, and financial statements available to the public.

State the name, physical address, and telephone number of the person who possesses the books and records of the

organization:IJSA Form 990 (2009)

9E1042 5.000

13-5459420

1510

X

X X XX

XX

XX

X

X

X

X

X

XXX

XX

X

X

NY,

X

USTA ACCOUNTING DEPT 70 WEST RED OAK LANE WHITE PLAINS, NY 10604914 696-7000

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Form 990 (2009) Page 7

Compensation of Officers, Directors, Trustees, Key Employees, Highest CompensatedEmployees, and Independent Contractors

Part VII

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees

1a Complete this table for all persons required to be listed. Report compensation for the calendar year ending with or within theorganization's tax year. Use Schedule J-2 if additional space is needed.

%%%

%%

List all of the organization's current officers, directors, trustees (whether individuals or organizations), regardless of amountof compensation. Enter -0- in columns (D), (E), and (F) if no compensation was paid.

List all of the organization's current key employees. See instructions for definition of "key employee."

List the organization's five current highest compensated employees (other than an officer, director, trustee, or key employee)who received reportable compensation (Box 5 of Form W-2 and/or Box 7 of Form 1099-MISC) of more than $100,000 from theorganization and any related organizations.

List all of the organization's former officers, key employees, and highest compensated employees who received more than$100,000 of reportable compensation from the organization and any related organizations.

List all of the organization's former directors or trustees that received, in the capacity as a former director or trustee ofthe organization, more than $10,000 of reportable compensation from the organization and any related organizations.

List persons in the following order: individual trustees or directors; institutional trustees; officers; key employees; highestcompensated employees; and former such persons.

Check this box if the organization did not compensate any current officer, director, or trustee.

(A) (B) (C) (D) (E) (F)

Name and Title Averagehours per

week

Position (check all that apply) Reportablecompensation

fromthe

organization(W-2/1099-MISC)

Reportablecompensationfrom related

organizations(W-2/1099-MISC)

Estimatedamount of

othercompensation

from theorganizationand related

organizations

Ind

ivid

ua

l truste

eo

r dire

cto

r

Institu

tion

al tru

ste

e

Offic

er

Ke

y e

mp

loye

e

Hig

he

st c

om

pe

nsa

ted

em

plo

yee

Fo

rme

r

Form 990 (2009)JSA

9E1041 3.000

13-5459420

LUCY S GARVINDIRECTOR, PRES. & CEO 25.00 X X 24,000. 0. 0.JONATHAN VEGOSENDIRECTOR, 1ST VP 19.00 X X 16,200. 0. 0.JOSEPH A GROVERDIRECTOR, VP 7.00 X X 12,000. 0. 0.DAVID A HAGGERTYDIRECTOR, VP 7.00 X X 12,000. 0. 0.DONALD L TISDELDIRECTOR, SEC/TREAS. 7.00 X X 12,000. 0. 0.KATRINA M ADAMSDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.DAVID N DINKINSDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.PATRICK J GALBRAITHDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.KAREN J. BUCHHOLZDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.STEVEN K. CHAMPLINDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.THOMAS S. HODIRECTOR AT LARGE 5.00 X 4,800. 0. 0.WALTER E. MASSEYDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.PAMELA J. SLOANDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.CAROL J. WELDERDIRECTOR AT LARGE 5.00 X 4,800. 0. 0.JANE BROWN GRIMESDIRECTOR (PAST PRESIDENT) 5.00 X 4,800. 0. 0.GORDON A SMITHEXECUTIVE DIRECTOR, COO 40.00 X 931,201. 0. 396,773.

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Form 990 (2009) Page 8

Section A. Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees (continued) Part VII

(A) (B) (C) (D) (E) (F)

Name and title Averagehours per

week

Position (check all that apply) Reportablecompensation

fromthe

organization(W-2/1099-MISC)

Reportablecompensationfrom related

organizations(W-2/1099-MISC)

Estimatedamount of

othercompensation

from theorganizationand related

organizations

Ind

ividu

al tru

ste

eo

r dire

cto

r

Institu

tion

al tru

stee

Office

r

Ke

y em

plo

ye

e

Hig

he

st com

pe

nsa

ted

em

plo

ye

e

Fo

rme

r

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmI1b Total

2 Total number of individuals (including but not limited to those listed above) who received more than $100,000 inreportable compensation from the organization I

Yes No

3 Did the organization list any former officer, director or trustee, key employee, or highest compensatedemployee on line 1a? If "Yes," complete Schedule J for such individual 3mmmmmmmmmmmmmmmmmmmmmmmmmm

4 For any individual listed on line 1a, is the sum of reportable compensation and other compensation fromthe organization and related organizations greater than $150,000? If "Yes," complete Schedule J for suchindividual 4mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

5 Did any person listed on line 1a receive or accrue compensation from any unrelated organization forservices rendered to the organization? If "Yes," complete Schedule J for such person 5mmmmmmmmmmmmmmmmmm

Section B. Independent Contractors

1 Complete this table for your five highest compensated independent contractors that received more than $100,000 ofcompensation from the organization.

(A)Name and business address

(B)Description of services

(C)Compensation

2 Total number of independent contractors (including but not limited to those listed above) who receivedmore than $100,000 in compensation from the organization I

Form 990 (2009)JSA

9E1050 2.000

13-5459420

HARRY BEETHCHIEF FINANCIAL OFFICER 40.00 X 569,912. 0. 178,612.ANDREA HIRSCHCHIEF LEGAL OFFICER 40.00 X 543,038. 0. 176,348.J. PIERCE O'NEILCHIEF BUSINESS OFFICER 40.00 X 971,019. 0. 553,584.JAMES CURLEYMANAGING DIRECTOR, TOURNAMENT 40.00 X 814,067. 0. 334,687.KURT KAMPERMANCEO, COMMUNITY TENNIS 40.00 X 668,843. 0. 208,402.PATRICK MCENROEGENERAL MANAGER, PLAYER DEVELO 40.00 X 859,153. 0. 247,700.MICHELLE WILSONCHIEF MARKETING OFFICER 40.00 X 566,109. 0. 5,192.HARLAN STONECHIEF MARKETING OFFICER 40.00 X 490,567. 0. 157,350.JOSE HIGUERASDIRECTOR COACHING, PLAYER DEVE 40.00 X 398,137. 0. 61,108.SCOTT SCHULTZMANAGING DIRECTOR, RECREATIONA 40.00 X 363,967. 0. 101,213.

7,300,213. 0. 2,420,969.

123

X

X

X

MILLER SPORTS GROUP, LLC PUBLISHING 3,219,677.PRECISION RESPONSE CORPORATION MEMBERSHIP CALL CTR 1,407,212.ALL MOBILE VIDEO VIDEO DISPLY MGMT 1,185,569.THE SLOAN GROUP MARKETING AGENCY 1,175,942.RIVET SLOAN GROUP MARKETING AGENCY 1,148,622.

58

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Form 990 (2009) Page 9

Statement of Revenue(C)

Unrelatedbusinessrevenue

Part VIII (B)

Related orexemptfunctionrevenue

(D)Revenue

excluded from taxunder sections

512, 513, or 514

(A)

Total revenue

1a

1b

1c

1d

1e

1f

1a

b

c

d

e

f

g

2a

b

c

d

e

f

6a

b

c

b

c

8a

b

9a

b

10a

b

11a

b

c

d

e

Federated campaigns

Membership dues

Fundraising events

Related organizations

Government grants (contributions)

All other contributions, gifts, grants,

and similar amounts not included above

Noncash contributions included in lines 1a-1f:

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmm

$

Co

ntr

ibu

tio

ns, g

ifts

, g

ran

tsan

d o

ther

sim

ilar

am

ou

nts

Ih Total. Add lines 1a-1f mmmmmmmmmmmmmmmmmmmBusiness Code

All other program service revenue mmmmmIg Total. Add lines 2a-2fP

rog

ram

Serv

ice R

even

ue

mmmmmmmmmmmmmmmmmmm3

4

5

Investment income (including dividends, interest, and

other similar amounts)

Income from investment of tax-exempt bond proceeds

Royalties

III

I

I

I

I

I

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

(i) Real (ii) Personal

Gross Rents

Less: rental expenses

Rental income or (loss)

mmmmmmmmmmmmm

d Net rental income or (loss)mmmmmmmmmmmmmmmmm(i) Securities (ii) Other

7a Gross amount from sales ofassets other than inventory

Less: cost or other basis

and sales expenses

Gain or (loss)

mmmmmmmmmmm

d Net gain or (loss) mmmmmmmmmmmmmmmmmmmmmGross income from fundraising

events (not including $

of contributions reported on line 1c).

See Part IV, line 18

Less: direct expenses

mmmmmmmmmmma

b

a

b

a

b

mmmmmmmmmmc Net income or (loss) from fundraising events mmmmmmmmO

ther

Reven

ue

Gross income from gaming activities.

See Part IV, line 19 mmmmmmmmmmmLess: direct expenses mmmmmmmmmm

c Net income or (loss) from gaming activities mmmmmmmmmGross sales of inventory, less

returns and allowances mmmmmmmmmLess: cost of goods soldmmmmmmmmm

c Net income or (loss) from sales of inventorymmmmmmmmmMiscellaneous Revenue Business Code

All other revenue

Total. Add lines 11a-11d

mmmmmmmmmmmmmImmmmmmmmmmmmmmmmmI12 mmmmmmmmmmmmmmTotal Revenue. See instructions

Form 990 (2009)

JSA

9E1051 1.000

13-5459420

20,147,506.

20,147,506.

TOURNAMENT RELATED 168,508,214. 168,508,214.

TENNIS PROGRAM FEES 1,449,567. 1,449,567.

BALL TEST FEES 51,300. 51,300.

170,009,081.

ATTACHMENT 4 894,919. 894,919.

0.

1,885,290. 1,885,290.

0.

19,321,523. 3,693,606.

20,473,064. 3,094,000.

-1,151,541. 599,606.

-551,936. -551,936.

0.

0.

0.

ADVERTISING 541800 893,968. 893,968.

893,968.

193,278,828. 170,009,081. 893,968. 2,228,273.

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Form 990 (2009) Page 10

Statement of Functional Expenses Part IX

Section 501(c)(3) and 501(c)(4) organizations must complete all columns.All other organizations must complete column (A) but are not required to complete columns (B), (C), and (D).

(A) (B) (C) (D)Do not include amounts reported on lines 6b,7b, 8b, 9b, and 10b of Part VIII.

Total expenses Program serviceexpenses

Management andgeneral expenses

Fundraisingexpenses

Grants and other assistance to governments and

organizations in the U.S. See Part IV, line 21

1

mmGrants and other assistance to individuals in

the U.S. See Part IV, line 22

2 mmmmmmmmmm3 Grants and other assistance to governments,

organizations, and individuals outside the

U.S. See Part IV, lines 15 and 16 mmmmmmmmBenefits paid to or for members4 mmmmmmmmm

5 Compensation of current officers, directors,

trustees, and key employees mmmmmmmmmm6 Compensation not included above, to disqualified

persons (as defined under section 4958(f)(1)) and

persons described in section 4958(c)(3)(B) mmmOther salaries and wages7 mmmmmmmmmmmm

8 Pension plan contributions (include section 401(k)

and section 403(b) employer contributions) mmm9 Other employee benefits

Payroll taxes

Fees for services (non-employees):

Management

Legal

Accounting

Lobbying

mmmmmmmmmmmm10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

mmmmmmmmmmmmmmmmmma

b

c

d

e

f

g

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Professional fundraising services. See Part IV, line 17

Investment management fees mmmmmmmmmOther

Advertising and promotion

Office expenses

Information technology

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Royalties

Occupancy

Travel

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Payments of travel or entertainment expenses

for any federal, state, or local public officials

Conferences, conventions, and meetings

Interest

Payments to affiliates

Depreciation, depletion, and amortization

Insurance

mmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmOther expenses. Itemize expenses not

covered above. (Expenses grouped together

and labeled miscellaneous may not exceed

5% of total expenses shown on line 25 below.)

a

b

c

d

e

f All other expenses

25

26

Total functional expenses. Add lines 1 through 24f

IJoint Costs. Check here If followingSOP 98-2. Complete this line only if theorganization reported in column (B) joint costsfrom a combined educational campaign andfundraising solicitation mmmmmmmmmmmmm

JSA Form 990 (2009)9E1052 1.000

13-5459420

45,209,977.

1,793,770.

0.0.

4,871,145.

0.32,796,359.

1,501,039.3,684,483.2,184,643.

0.1,090,453.

270,000.0.0.0.

10,504,496.3,823,058.2,760,798.3,360,644.

0.4,041,122.

10,136,808.

0.2,932,403.

0.0.

3,700,503.2,372,987.

EVENT PRIZE MONEY/OTHER 23,777,612.PRINTING & PUBLICATIONS 4,981,072.TENNIS EVENT PRODUCTION 4,573,444.US OPEN & CIRCUITS OFFICIALS 1,847,469.SUPPLIES 1,737,607.

10,640,121.184,592,013.

Page 11: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Form 990 (2009) Page 11

Balance SheetPart X (A)

Beginning of year(B)

End of year

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Cash - non-interest-bearing

Savings and temporary cash investments

Pledges and grants receivable, net

Accounts receivable, net

1

2

3

4

5

6

7

8

9

1

2

3

4

5

6

7

8

9

10c

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

27

28

29

30

31

32

33

34

Receivables from current and former officers, directors, trustees, key

employees, and highest compensated employees. Complete Part II of

Schedule L

Receivables from other disqualified persons (as defined under section

4958(f)(1)) and persons described in section 4958(c)(3)(B). Complete

Part II of Schedule L

Notes and loans receivable, net

Inventories for sale or use

Prepaid expenses and deferred charges

mmmmmmmmmm10a

10b

10

11

12

13

14

15

16

17

18

19

20

21

22

23

24

25

26

a Land, buildings, and equipment: cost or

other basis. Complete Part VI of Schedule D

Less: accumulated depreciationb

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmm

Investments - publicly traded securities

Investments - other securities. See Part IV, line 11

Investments - program-related. See Part IV, line 11

Intangible assets

Other assets. See Part IV, line 11

Total assets. Add lines 1 through 15 (must equal line 34)

As

se

ts

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Accounts payable and accrued expenses

Grants payable

Deferred revenue

Tax-exempt bond liabilities

Escrow or custodial account liability. Complete Part IV of Schedule D

Payables to current and former officers, directors, trustees, key

employees, highest compensated employees, and disqualified

persons. Complete Part II of Schedule LLia

bil

itie

s

Secured mortgages and notes payable to unrelated third parties

Unsecured notes and loans payable to unrelated third parties

Other liabilities. Complete Part X of Schedule D

Total liabilities. Add lines 17 through 25

I andOrganizations that follow SFAS 117, check herecomplete lines 27 through 29, and lines 33 and 34.

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

27

28

29

30

31

32

33

34

Unrestricted net assets

Temporarily restricted net assets

Permanently restricted net assets

Capital stock or trust principal, or current funds

Paid-in or capital surplus, or land, building, or equipment fund

Retained earnings, endowment, accumulated income, or other funds

Total net assets or fund balances

Total liabilities and net assets/fund balances

IOrganizations that do not follow SFAS 117, check hereand complete lines 30 through 34.

Ne

t A

ss

ets

or

Fu

nd

Ba

lan

ce

s

Form 990 (2009)

JSA

9E1053 1.000

13-5459420

784,423. 293,937.37,620,209. 32,051,051.

2,587,994. 14,180,569.

301,063. 677,888.1,734,500. 1,809,128.

36,839,238.

28,374,363. 10,074,935. 8,464,875.

ATCH 5 93,450,092. 109,508,516.

6,956,701. 11,170,250.

2,695,833.153,509,917. 180,852,047.21,906,195. 29,347,098.5,784,950. 0.

26,219,904. 22,879,617.

1,758,000. 7,925,500.55,669,049. 60,152,215.

X

97,840,868. 120,699,832.

97,840,868. 120,699,832.153,509,917. 180,852,047.

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Form 990 (2009) Page 12Financial Statements and Reporting Part XI

Yes No

1

2

3

Accounting method used to prepare the Form 990:

If the organization changed its method of accounting from a prior year or checked "Other," explain in

Schedule O.

Were the organization's financial statements compiled or reviewed by an independent accountant?

Were the organization's financial statements audited by an independent accountant?

If "Yes" to line 2a or 2b, does the organization have a committee that assumes responsibility for oversight of

the audit, review, or compilation of its financial statements and selection of an independent accountant?

If the organization changed either its oversight process or selection process during the tax year, explain in

Schedule O.

If "Yes" to line 2a or 2b, check a box below to indicate whether the financial statements for the year were

issued on a consolidated basis, separate basis, or both:

As a result of a federal award, was the organization required to undergo an audit or audits as set forth in

the Single Audit Act and OMB Circular A-133?

If "Yes," did the organization undergo the required audit or audits? If the organization did not undergo the

required audit or audits, explain why in Schedule O and describe any steps taken to undergo such audits.

Cash Accrual Other

mmmmmmmmmmmmmmmmmmmmmmmm

mmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

a

b

c

d

a

b

2a

2b

2c

3a

3b

Separate basis Consolidated basis Both consolidated and separate basis

Form 990 (2009)

JSA

9E1054 2.000

X

XX

X

X

X

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OMB No. 1545-0047SCHEDULE D Supplemental Financial Statements(Form 990)

IComplete if the organization answered "Yes," to Form 990,Part IV, line 6, 7, 8, 9, 10, 11, or 12.

À¾́ ½ Open to Public Department of the Treasury I IAttach to Form 990. See separate instructions.Internal Revenue Service Inspection

Name of the organization Employer identification number

Organizations Maintaining Donor Advised Funds or Other Similar Funds or Accounts. Complete ifthe organization answered "Yes" to Form 990, Part IV, line 6.

Part I

(a) Donor advised funds (b) Funds and other accounts

1

2

3

4

5

6

1

2

3

4

5

6

7

8

9

Total number at end of year

Aggregate contributions to (during year)

Aggregate grants from (during year)

Aggregate value at end of year

Did the organization inform all donors and donor advisors in writing that the assets held in donor advised

funds are the organization’s property, subject to the organization’s exclusive legal control?

Did the organization inform all grantees, donors, and donor advisors in writing that grant funds can be

mmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmm Yes No

used only for charitable purposes and not for the benefit of the donor or donor advisor, or for any other

purpose conferring impermissible private benefit? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Yes No

Conservation Easements. Complete if the organization answered "Yes" to Form 990, Part IV, line 7. Part II Purpose(s) of conservation easements held by the organization (check all that apply).

Preservation of land for public use (e.g., recreation or pleasure)

Protection of natural habitat

Preservation of open space

Preservation of an historically important land area

Preservation of a certified historic structure

Complete lines 2a through 2d if the organization held a qualified conservation contribution in the form of a conservationeasement on the last day of the tax year.

Held at the End of the Year

2a

2b

2c

2d

Total number of conservation easements

Total acreage restricted by conservation easements

Number of conservation easements on a certified historic structure included in (a)

Number of conservation easements included in (c) acquired after 8/17/06

Number of conservation easements modified, transferred, released, extinguished, or terminated by the organization during

the tax year

Number of states where property subject to conservation easement is located

Does the organization have a written policy regarding the periodic monitoring, inspection, handling of

violations, and enforcement of the conservation easements it holds?

Staff and volunteer hours devoted to monitoring, inspecting, and enforcing conservation easements during the year

Amount of expenses incurred in monitoring, inspecting, and enforcing conservation easements during the year

Does each conservation easement reported on line 2(d) above satisfy the requirements of section

170(h)(4)(B)(i) and 170(h)(4)(B)(ii)?

In Part XIV, describe how the organization reports conservation easements in its revenue and expense statement, and

balance sheet, and include, if applicable, the text of the footnote to the organization’s financial statements that describes

a

b

c

d

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmm

II

mmmmmmmmmmmmmmmmmmmmmmm Yes No

II$

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Yes No

the organization’s accounting for conservation easements.

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets.Complete if the organization answered "Yes" to Form 990, Part IV, line 8.

Part III

1a If the organization elected, as permitted under SFAS 116, not to report in its revenue statement and balance sheet works ofart, historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,provide, in Part XIV, the text of the footnote to its financial statements that describes these items.

b If the organization elected, as permitted under SFAS 116, to report in its revenue statement and balance sheet works of art,historical treasures, or other similar assets held for public exhibition, education, or research in furtherance of public service,provide the following amounts relating to these items:

I(i)

(ii)

Revenues included in Form 990, Part VIII, line 1

Assets included in Form 990, Part X

mmmmmmmmmmmmmmmmmmmmmmmmmmmmm $

$

$

$

Immmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm2 If the organization received or held works of art, historical treasures, or other similar assets for financial gain, provide the

following amounts required to be reported under SFAS 116 relating to these items:

Ia Revenues included in Form 990, Part VIII, line 1

Assets included in Form 990, Part X

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmIb mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule D (Form 990) 2009

JSA

9E1268 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

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Schedule D (Form 990) 2009 Page 2

Organizations Maintaining Collections of Art, Historical Treasures, or Other Similar Assets (continued) Part III

Using the organization's acquisition, acces sion, and other records, check any of the following that are a significant use of its

collection items (check all that apply):

Provide a description of the organization's collections and explain how they further the organization's exempt purpose in

Part XIV.

During the year, did the organization solici t or receive donations of art, historical treasures, or other similar

assets to be sold to raise funds rather than to be maintained as part of the organization's collection?

3

4

5

Public exhibition

Scholarly research

Preservation for future generations

Loan or exchange programs

Other

a

b

c

d

e

mmmmmm Yes No

Escrow and Custodial Arrangements.Complete if the organization answered "Yes" to Form 990, PartIV, line 9, or reported an amount on Form 990, Part X, line 21.

Part IV

1a

b

c

d

e

f

2a

b

Is the organization an agent, trustee, custo dian or other intermediary for contributions or other assets not

included on Form 990, Part X?

If "Yes," explain the arrangement in Part XI V and complete the following table:

Beginning balance

Additions during the year

Distributions during the year

Ending balance

Did the organization include an amount on Form 990, Part X, line 21?

If "Yes," explain the arrangement in Part XI V.

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Yes No

Amount

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

1c

1d

1e

1f

Yes NommmmmmmmmmmmmmmmmmmmmmEndowment Funds. Complete if organization answered "Yes" to Form 990, Part IV, line 10. Part V

(a) Current Year (b) Prior year (c) Two years back (d) Three years back (e) Four years back

mmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmm

mmmmmmmmmmmmmmmm

mmmmmmmm

1a

b

c

d

e

f

g

a

b

c

3a

b

Beginning of year balance

Contributions

Net investment earnings, gains,

and losses

Grants or scholarships

Other expenditures for facilities

and programs

Administrative expenses

End of year balance

I2

4

Provide the estimated percentage of the y ear end balance held as:

Board designated or quasi-endowment %

Permanent endowment %

Term endowment %

Are there endowment funds not in the pos session of the organization that are held and administered for the

organization by:

(i) unrelated organizations

(ii) related organizations

If "Yes" to 3a(ii), are the related organizati ons listed as required on Schedule R?

Describe in Part XIV the intended uses of t he organization's endowment funds.

II

Yes No

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm3a(i)

3a(ii)

3b

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Investments - Land, Buildings, and Equipment. See Form 990, Part X, line 10. Part VI Description of investment (a) Cost or other basis

(investment)(b) Cost or other

basis (other)(c) Accumulated

depreciation(d) Book value

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmm

1a

b

c

d

e

Land

Buildings

Leasehold improvements

Equipment

Other

mmmmmmITotal. Add lines 1a through 1e. (Column (d) must equal Form 990, Part X, column (B), line 10(c).)

Schedule D (Form 990) 2009

JSA

9E1269 1.000

13-5459420

2,960,585. 365,292. 2,595,293.15,302,770. 11,580,040. 3,722,730.18,575,883. 16,429,031. 2,146,852.

8,464,875.

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Schedule D (Form 990) 2009 Page 3

Investments - Other Securities. See Form 990, Part X, line 12. Part VII (a) Description of security or category

(including name of security)(b) Book value (c) Method of valuation:

Cost or end-of-year market value

Financial derivatives

Closely-held equity interests

Other

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

ITotal. (Column (b) must equal Form 990, Part X, col. (B) line 12.)

Investments - Program Related. See Form 990, Part X, line 13. Part VIII (a) Description of investment type (b) Book value (c) Method of valuation:

Cost or end-of-year market value

ITotal. (Column (b) must equal Form 990, Part X, col. (B) line 13.)

Other Assets. See Form 990, Part X, line 15. Part IX (a) Description (b) Book value

ITotal. (Column (b) must equal Form 990, Part X, col. (B) line 15.) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmOther Liabilities. See Form 990, Part X, line 25. Part X

1. (a) Description of liability (b) Amount

Federal income taxes

ITotal. (Column (b) must equal Form 990, Part X, col. (B) line 25.)

2. FIN 48 Footnote. In Part XIV, provide the text of the footnote to the organization's financial statements that reports theorganization's liability for uncertain tax positions under FIN 48.JSA Schedule D (Form 990) 20099E1270 1.000

13-5459420

NEW HAVEN TOURNAMENT 500,000. COSTWORLD TEAM TENNIS 250,000. COSTCINCINNATI TENNIS 10,221,500. COSTATLANTA TENNIS TOURNAMENT 198,750. COST

11,170,250.

POST RETIREMENT BENEFITS 1,133,000.INSTALLMENT PAYMENT LIABILITY 6,792,500.

7,925,500.

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Schedule D (Form 990) 2009 Page 4

Reconciliation of Change in Net Assets from Form 990 to Audited Financial Statements Part XI 1

2

3

4

5

6

7

8

9

10

Total revenue (Form 990, Part VIII, column (A), line 12)

Total expenses (Form 990, Part IX, column (A), line 25)

Excess or (deficit) for the year. Subtract line 2 from line 1

Net unrealized gains (losses) on investments

Donated services and use of facilities

Investment expenses

Prior period adjustments

Other (Describe in Part XIV.)

Total adjustments (net). Add lines 4 through 8

Excess or (deficit) for the year per audited financial statements. Combine lines 3 and 9

1

2

3

4

5

6

7

8

9

10

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmReconciliation of Revenue per Audited Financial Statements With Revenue per Return Part XII

1

2

3

4

5

Total revenue, gains, and other support per audited financial statements

Amounts included on line 1 but not on Form 990, Part VIII, line 12:

Net unrealized gains on investments

Donated services and use of facilities

Recoveries of prior year grants

Other (Describe in Part XIV.)

Add lines 2a through 2d

Subtract line 2e from line 1

Amounts included on Form 990, Part VIII, line 12, but not on line 1 :

Investment expenses not included on Form 990, Part VIII, line 7b

Other (Describe in Part XIV.)

Add lines 4a and 4b

Total revenue. Add lines 3 and 4c. (This must equal Form 990, Part I, line 12.)

1

2e

3

4c

5

mmmmmmmmmmmmmmmmma

b

c

d

e

a

b

c

2a

2b

2c

2d

4a

4b

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmReconciliation of Expenses per Audited Financial Statements With Expenses per Return Part XIII

1

2

3

4

5

1

2

3

4

5

Total expenses and losses per audited financial statements

Amounts included on line 1 but not on Form 990, Part IX, line 25:

Donated services and use of facilities

Prior year adjustments

Other losses

Other (Describe in Part XIV.)

Add lines 2a through 2d

Subtract line 2e from line 1

Amounts included on Form 990, Part IX, line 25, but not on line 1 :

Investment expenses not included on Form 990, Part VIII, line 7b

Other (Describe in Part XIV.)

Add lines 4a and 4b

Total expenses. Add lines 3 and 4c. (This must equal Form 990, Part I, line 18.)

1

2e

3

4c

5

mmmmmmmmmmmmmmmmmmmmmmmma

b

c

d

e

a

b

c

2a

2b

2c

2d

4a

4b

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmSupplemental Information Part XIV

Complete this part to provide the descriptions required for Part II, lines 3, 5, and 9; Part III, lines 1a and 4; Part IV, lines 1band 2b; Part V, line 4; Part X, line 2; Part XI, line 8; Part XII, lines 2d and 4b; and Part XIII, lines 2d and 4b. Also completethis part to provide any additional information.

Schedule D (Form 990) 2009

JSA

9E1271 1.000

13-5459420

193,278,828.184,592,013.

8,686,815.14,172,149.

14,172,149.22,858,964.

207,450,977.

14,172,149.

14,172,149.193,278,828.

193,278,828.

184,592,013.

184,592,013.

184,592,013.

FIN 48 DISCLOSURE

SCHEDULE D, PART X

THE ORGANIZATION HAS NOT TAKEN AN UNSUBSTANTIATED TAX POSITION THAT WOULD

REQUIRE PROVISION OF A LIABILITY UNDER ASC 740, "INCOME TAXES" (RELEVANT

PORTIONS OF WHICH WERE PREVIOUSLY ADDRESSED IN FINANCIAL ACCOUNTING

STANDARDS BOARD INTERPRETATION NO. 48, "ACCOUNTING FOR UNCERTAINTY IN

INCOME TAXES").

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Schedule D (Form 990) 2009 Page 5

Supplemental Information (continued) Part XIV

Schedule D (Form 990) 2009

JSA

9E1226 2.000

13-5459420

Page 18: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I(Form 990)

Grants and Other Assistance to Organizations,

Governments, and Individuals in the United States À¾́ ½Complete if the organization answered "Yes" to Form 990, Part IV, line 21 or 22.

Attach to Form 990.

Open to Public Department of the Treasury

Internal Revenue Service I Inspection

Name of the organization Employer identification number

General Information on Grants and Assistance Part I

1

2

Does the organization maintain records to substantiate the amount of the grants or assistance, the grantees' eligibility for the grants or assistance, and

the selection criteria used to award the grants or assistance?

Describe in Part IV the organization's procedures for monitoring the use of grant funds in the United States.mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm Yes No

Grants and Other Assistance to Governments and Organizations in the United States. Complete if the organization answered "Yes" toForm 990, Part IV, line 21, for any recipient that received more than $5,000. Check this box if no one recipient received more than $5,000. UsePart IV and Schedule I-1 (Form 990) if additional space is needed

Part II

Immmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm(a) Name and address of organization

or government

(f) Method of valuation(book, FMV, appraisal,

other)

(c) IRC sectionif applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

(b) EIN1

II

2

3

Enter total number of section 501(c)(3) and government organizations

Enter total number of other organizationsmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I (Form 990) 2009

JSA

9E1288 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

X

USTA NEW ENGLAND SECTION

110 TURNPIKE ROAD WESTBOROUGH, MA 01581 04-6006570 501 C 4 1,799,817. SECTION GRANT

USTA SOUTHERN CALIFORNIA SECTION

PO BOX 240015 LOS ANGELES, CA 90024 95-1243600 501 C 4 2,602,484. SECTION GRANT

USTA CARIBBEAN SECTION

PO BOX 40439 SAN JUAN, PR 00940 66-0413224 632,374. SECTION GRANT

USTA EASTERN SECTION

4 WEST RED OAK LANE WHITE PLAINS, NY 10604 13-5042070 501 C 4 2,799,144. SECTION GRANT

USTA FLORIDA SECTION

1 DEUCE COURT STE100 DATONA BEACH, FL 32124 23-7161642 501 C 4 2,675,155. SECTION GRANT

USTA HAWAII PACIFIC SECTION

1500 S. BERETANIA STREET HONOLULU, HI 96826 23-7297012 501 C 4 769,140. SECTION GRANT

USTA INTERMOUNTAIN SECTION

1201 S. PARKER ROAD #200 DENVER, CO 80231 84-0726651 501 C 4 2,298,207. SECTION GRANT

USTA MID-ATLANTIC SECTIION

7926 JONES BRANCH DRIVE MCLEAN, VA 22102 23-7434416 501 C 4 2,028,328. SECTION GRANT

USTA MIDDLE STATES SECTION

1288 VALLEY FORGE RD VALLEY FORGE, PA 19482 23-1688212 501 C 4 1,850,963. SECTION GRANT

USTA MIDWEST SECTION

1310 E. 96TH STREET INDIANAPOLIS, IN 46240 23-7417933 501 C 4 4,270,085. SECTION GRANT

USTA MISSOURI VALLEY SECTION

8676 W96TH STREET #100 OVERLAND PARK, KS 23-7416298 501 C 4 1,576,575. SECTION GRANT

USTA NORTHERN CALIFORNIA SECTION

1350 S. LOOP ROAD ALAMEDA, CA 94502 94-1057590 501 C 3 2,650,136. SECTION GRANT

10137

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Schedule I (Form 990) 2009 Page 2

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.Use Part IV and Schedule I-1 (Form 990) if additional space is needed.

Part III

(f) Description of non-cash assistance(a) Type of grant or assistance (e) Method of valuation (book,FMV, appraisal, other)

(b) Number ofrecipients

(d) Amount ofnon-cash assistance

(c) Amount of cash grant

Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information. Part IV

Schedule I (Form 990) 2009

JSA

9E1289 1.000

13-5459420

FLEX LEAGUE GRANT 6 3,050.

PLAYER DEVELOPMENT GRANT 212 1,120,340.

ITF JR CAMP GRANT 1 5,000.

JTT MATCHING TRAVEL GRANT 101 66,192.

JUNIOR ITF EVENT GRANT 80 42,650.

SR. INT'L CHAMPIONSHIP GRANT 79 224,550.

COMMUNITY INVOLVEMENT GRANT 3 7,500.

GRANT MONITORING PROCESS

SCHEDULE I, PART I, LINE 2.

THE ASSOCIATION MONITORS THE USE OF GRANT FUNDS PAID TO THE SECTIONS BY

REQUIRING THE SECTIONS TO SUBMIT THEIR ANNUAL AUDITED FINANCIAL

STATEMENTS AND FORM 990. THE SECTIONS ALSO MUST FILE A SECTION FUNDING

ACCOUNTABILITY REPORT ANNUALLY. ORGANIZATIONS RECEIVING PUBLIC FACILITY

FUNDING GRANTS MUST COMPLETE AN EXTENSIVE APPLICATION FOR FUNDING AND

MUST RECEIVE PERMISSION IN WRITING TO DEVIATE FROM THE PROPOSED SPENDING

PLAN. EACH ORGANIZATION IS ALSO REQUIRED TO SUBMIT A WRITTEN REPORT

SEMI-ANNUALLY ON THEIR PROJECT AND RECEIVES A SITE VISIT BY AN

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Schedule I (Form 990) 2009 Page 2

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.Use Part IV and Schedule I-1 (Form 990) if additional space is needed.

Part III

(f) Description of non-cash assistance(a) Type of grant or assistance (e) Method of valuation (book,FMV, appraisal, other)

(b) Number ofrecipients

(d) Amount ofnon-cash assistance

(c) Amount of cash grant

Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information. Part IV

Schedule I (Form 990) 2009

JSA

9E1289 1.000

13-5459420

ASSOCIATION REPRESENTATIVE TWICE PER YEAR. OTHER GRANTEES ARE ALSO

REQUIRED TO SUBMIT GRANT APPLICATIONS AND IF AWARDED, PRIOR TO RECEIVING

THEIR FUNDS, A BUDGET AND DETAILED SPENDING PLAN. THEY ARE REQUIRED TO

SUBMIT FISCAL AND NARRATIVE END-OF-PROJECT REPORTS DETAILING THE RESULTS

OF THEIR PROJECTS. RECIPIENTS OF PLAYER DEVELOPMENT GRANTS ARE REQUIRED

TO REPORT THEIR ACTIVITIES TO THE NATIONAL COACHING STAFF AND MEET WITH

PLAYER DEVELOPMENT PERSONNEL FREQUENTLY DURING THE YEAR TO MONITOR THEIR

PROGRESS. RECIPIENTS OF TOURNAMENT/CHAMPIONSHIP GRANTS ARE REQUIRED TO

Page 21: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Schedule I (Form 990) 2009 Page 2

Grants and Other Assistance to Individuals in the United States. Complete if the organization answered "Yes" on Form 990, Part IV, line 22.Use Part IV and Schedule I-1 (Form 990) if additional space is needed.

Part III

(f) Description of non-cash assistance(a) Type of grant or assistance (e) Method of valuation (book,FMV, appraisal, other)

(b) Number ofrecipients

(d) Amount ofnon-cash assistance

(c) Amount of cash grant

Supplemental Information. Complete this part to provide the information required in Part I, line 2, and any other additional information. Part IV

Schedule I (Form 990) 2009

JSA

9E1289 1.000

13-5459420

SUBMIT REPORTS FOLLOWING THE COMPLETION OF THEIR EVENTS DETAILING THE

RESULTS OF THE EVENTS AND ALL EXPENDITURES.

Page 22: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

USTA NORTHERN SECTION

1001 WEST 98TH STREET BLOOMINGTON, MN 55431 41-6035401 501 C 4 1,054,095. SECTION GRANT

USTA PACIFIC NORTHWEST SECTION

4840 SW WESTERN AVE STE 300 BEAVERTON, OR 93-0853818 501 C 3 1,468,313. SECTION GRANT

USTA SOUTHERN SECTION

5685 SPALDING DRIVE NE NORCROSS, GA 30092 58-1190935 501 C 4 8,816,461. SECTION GRANT

USTA SOUTHWEST SECTION

2720 E. THOMAS ROAD PHEONIX, AZ 85016 85-0254477 501 C 4 985,404. SECTION GRANT

USTA TEXAS SECTION

8105 EXCHANGE DRIVE AUSTIN, TX 78754 74-2182392 501 C 4 2,833,695. SECTION GRANT

CLUB GREEN MEADOWS ADULT/SR CHAMPIONSHI

7703 NE 72ND. AVE. VANCOUVER, WA 98661 91-0871324 5,300. GRANT

LONGWOOD CRICKET CLUB ADULT/SR CHAMPIONSHI

564 HAMMOND STREET CHESTNUT HILL, MA 02167 04-1554270 501 C 7 6,100. GRANT

GERMANTOWN CRICKET CLUB ADULT/SR CHAMPIONSHI

411 W MAINHEIM ST PHILADELPHIA, PA 19144 23-0620930 501 C 7 5,900. GRANT

NJ AFTER 3 AFTERSCHOOL INTERMED

391 GEORGE STREET NEW BRUNSWICK, NJ 08901 20-0965767 501 C 3 60,000. IARY GRANT

DC CHILDREN & YOUTH INVESTMENT TRUST CORP. AFTERSCHOOL INTERMED

1400 16TH STREET WASHINGTON, DC 20036 52-2183315 501 C 3 60,000. IARY GRANT

AFTERSCHOOL ALLIANCE AFTERSCHOOL INTERMED

1616 H STREET NW WASHINGTON, DC 20006 52-2275123 501 C 3 25,000. IARY GRANT

TENNIS INDUSTRY ASSOCIATION GRASSROOTS FUNDING A

117 EXCUTIVE CENTER HILTON HEAD IS, SC 54-0162283 501 C 6 462,500. ND CARDIO TENNIS GRA

HARRIS COUNTY DEPARTMENT OF EDUCATION AFTERSCHOOL INTERMED

6300 IRVINGTON BLVD. HOUSTON, TX 77022 74-6001215 501 C 3 90,000. IARY GRANT

CITY OF MIDLAND

333 W. ELLSWORTH STREET MIDLAND, MI 48640 38-6004711 MUNI GOV 100,000. BEST TENNIS TOWN

CITY OF INDEPENDENCE

120 N. 6TH STREET INDEPENDENCE, KS 67301 48-6042582 MUNI GOV 25,000. BEST TENNIS TOWN

Page 23: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

CITY OF OJAI BEST TENNIS TOWN

P.O. BOX 1570 OJAI, CA 93024 95-6000753 MUNI GOV 50,000. GRANT

MACH ACADEMY COMMUNITY FUNDING

4360 QUIAL CREEK RD. MARTINEZ, GA 30907 58-2013645 501 C 3 7,500. GRANT

INTERNTL. TENNIS HALL OF FAME

194 BELLEVUE AVE. NEWPORT, RI 02840 13-6144356 501 C 3 52,777. HALL OF FAME GRANT

EVERT TENNIS ACADEMY HIGH PERFORMANCE

10334 DIEGO DRIVE S, BOCA RATON, FL 33428 31-1567034 25,976. GRANTS

SEENA HAMILTON ASSOCIATES

1161 YORK AVE. NEW YORK, NY 10021 13-2814124 501 C 3 5,280. JUNIOR ITF EVENT GRA

LEXINGTON COUNTY RECREATION & AGING COMMISS NATIONAL PUBLIC PARK

563 SOUTH LAKE DRIVE LEXINGTON, SC 29072 57-0522656 MUNI GOV 8,000. S TENNIS GRANT

URBAN STRATEGIES, INC.

1415 OLIVE STREET ST. LOUIS, MO 63103 43-1141027 501 C 3 7,500. NJTL GRANT

YOUTH TENNIS ADVANTAGE

610 16TH STREET #322 OAKLAND, CA 94612 94-2293585 501 C 3 47,200. NJTL GRANT

NATIONAL RECREATION & PARK ASS

P.O. BOX 7600 MERRIFIELD, VA 22116 13-5563001 501 C 3 50,000. PARKS PROGRAM

WORLD TEAM TENNIS PARTNERS AND PROGRAM

1776 BROADWAY STE. 600 NEW YORK, NY 10019 36-3764354 275,000. S GRANT

HARLEM JUNIOR TENNIS AND EDUC. PROGRAM EXCELLENCE G

1 WEST 142TH ST. NEW YORK, NY 10037 13-3076419 501 C 3 16,000. GRANT

SPORTSMEN'S TENNIS CLUB PROGRAM EXCELLENCE G

950 BLUE HILL AVENUE DORCHESTER, MA 02124 23-7037183 501 C 3 7,500. GRANT

TENNIS IN MOTION, INC PROGRAM EXCELLENCE G

5645 MASON ROAD COLLEGE PARK, GA 30349 36-3989737 501 C 3 7,500. GRANT

PETERSON SCHOOL OF TENNIS PROGRAM EXCELLENCE G

2975 VALLEY BEND RD COLLEGE PARK, GA 30349 58-2230310 501 C 3 10,000. GRANT

Page 24: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

THE CITY PARK RACQUET CLUB PROGRAM EXCELLENCE G

3494 WOLVERINE LOOP BROOMFIELD, CO 80023 74-2334935 501 C 3 7,500. GRANT

SAFE PASSAGE TENNIS PROGRAM PROGRAM EXCELLENCE G

201 S FIGUEROA ST LOS ANGELES, CA 90012 95-6051006 501 C 3 10,000. GRANT

TORRIMAR TENNIS CLUB PROGRAM EXCELLENCE G

P.O. BOX 11474 SAN JUAN, PR 00922 66-0504980 7,500. GRANT

PTR-PROFESSIONAL TENNIS REGISTRY

PO BOX 4739 HILTON HEAD, SC 29938 57-0795565 63,750. PTR GRANT

HEMPFIELD AREA RECREATION PUBLIC FACILITY FUND

950 CHURCH STREET LANDISVILLE, PA 17538 23-2469241 501 C 3 5,593. ING GRANT

CHATTAHOOCHEE AREA TENNIS ASSOCIATION PUBLIC FACILITY FUND

881 PINEY WOODS DR. LAGRANGE, GA 30240 27-0654250 MUNI GOV 50,000. ING GRANT

AUGUSTANA COLLEGE PUBLIC FACILITY FUND

2001 S SUMMIT AVE, SIOUX FALLS, SD 57197 36-3916958 501 C 3 32,500. ING GRANT

LUDINGTON COMMUNITY TENNIS COURTS PUBLIC FACILITY FUND

809 E. TINKHAM LUDINGTON, MI 49431 38-6002612 MUNI GOV 37,500. ING GRANT

SCHOOL DISTRICT OF BLACK RIVER FALLS PUBLIC FACILITY FUND

301 N 4TH ST, BLACK RIVER FALLS, WI 54615 39-6000986 SCHOOL DISTRICT 10,000. ING GRANT

COOK COUNTY TENNIS ASSN PUBLIC FACILITY FUND

POB 34 GRAND MARAIS, MN 55604 41-1735196 MUNI GOV 44,800. ING GRANT

CITY OF RAPID CITY PUBLIC FACILITY FUND

300 SIXTH STREET RAPID CITY, SD 57701 46-6000380 MUNI GOV 12,500. ING GRANT

CARY TENNIS PARK PUBLIC FACILITY FUND

2727 LOUIS STEVENS DR. CARY, NC 27519 56-6001196 MUNI GOV 12,000. ING GRANT

AUGUSTA RECREATION AND PARK DEPARTMENT PUBLIC FACILITY FUND

3103 WRIGHTSBORO ROAD AUGUSTA, GA 30909 58-2204274 MUNICIPALITY 50,000. ING GRANT

NORMAN PARKS FOUNDATION PUBLIC FACILITY FUND

2420 WESTPORT DRIVE NORMAN, OK 73069 73-1230600 501 C 3 28,279. ING GRANT

Page 25: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

THE CITY OF ENID OKLAHOMA PUBLIC FACILITY FUND

P.O. BOX 1768 ENID, OK 73702 73-6005197 MUNI GOV 12,500. ING GRANT

GRAND JUNCTION PARKS/RECREATIO PUBLIC FACILITY FUND

1340 GUNNISON AVE GRAND JUNCTION, CO 81501 84-6000592 MUNI GOV 8,589. ING GRANT

SWEET HOME SCHOOL DISTRICT PUBLIC FACILITY FUND

1920 LONG STREET SWEET HOME, OR 97386 93-6000669 SCHOOL DISTRICT 28,650. ING GRANT

GLYNN COUNTY TENNIS COURTS PUBLIC FACILITY FUND

1725 REYNOLDS STREET BRUNSWICK, GA 31520 58-6000430 COUNTY GOV 13,700. ING GRANT

CARIBOU HIGH SCHOOL TENNIS COURTS PUBLIC FACILITY FUND

308 SWEDEN STREET CARIBOU, ME 04736 26-4505834 SCHOOL DISTRICT 29,500. ING GRANT

CHESTNUT RIDGE SCHOOL DISTRICT PUBLIC FACILITY FUND

3281 VALLEY ROAD FISHERTOWN, PA 15539 25-1144442 SCHOOL DISTRICT 29,813. ING GRANT

LUVERNE PUBLIC SCHOOL PUBLIC FACILITY FUND

709 N KNISS AVENUE LUVERNE, MN 56156 41-1784004 SCHOOL DISTRICT 37,500. ING GRANT

WILMINGTON CITY SCHOOLS PUBLIC FACILITY FUND

300 RICHARDSON PLACE WILMINGTON, OH 45177 31-6001014 SCHOOL DISTRICT 49,210. ING GRANT

TENNIS PARK AT WHISPERING OAKS PUBLIC FACILITY FUND

16002 WOLF CREEK SAN ANTONIA, TX 78232 26-4362894 19,382. ING GRANT

CITY OF BOSTON PARKS & REC DEPARTMENT QUICKSTART TENNIS GR

1010 MASSACHUSETTS AVENUE BOSTON, MA 02118 04-6001380 MUNI GOV 25,000. GRANT

OJAI VALLEY TENNIS CLUB, INC. QUICKSTART TENNIS GR

P.O. BOX 482 OJAI, CA 93024 23-7134523 501 C 3 19,250. GRANT

NEW HAVEN PARK & RECREATION QUICKSTART TENNIS GR

720 EDGEWOOD AVE NEW HAVEN, CT 06515 06-6001876 MUNI GOV 42,000. GRANT

RODNEY STREET TENNIS & TUTORING ASSOCIATION RECREATIONAL TENNIS

500 WEST 8TH STREET WILMINGTON, DE 19801 01-0652445 501 C 3 25,000. GRANT

TENACITY INC RECREATIONAL TENNIS

1266 SOLDIERS FIELD ROAD BOSTON, MA 02135 04-3452763 501 C 3 40,000. GRANT

Page 26: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

CITY OF PITTSFIELD, PITTSFIELD PUBLIC SCHOO RECREATIONAL TENNIS

70 ALLEN STREET PITTSFIELD, MA 01201 04-6001408 MUNI GOV 9,000. GRANT

STERLING HOUSE COMMUNITY CENTER RECREATIONAL TENNIS

2283 MAIN STREET STRATFORD, CT 06615 06-0665192 501 C 3 6,500. GRANT

CITY OF BRIDGEPORT RECREATIONAL TENNIS

45 LYON TERRACE BRIDGEPORT, CT 06604 06-6001865 MUNI GOV 7,000. GRANT

CITY OF NEW HAVEN RECREATIONAL TENNIS

165 CHURCH ST. NEW HAVEN, CT 60510 06-6007876 501 C 4 7,500. GRANT

WEST ISLIP YOUTH ENRICHMENT SERVICES RECREATIONAL TENNIS

PO BOX 105 WEST ISLIP, NY 11795 11-2832268 501 C 3 10,000. GRANT

CAPITAL REGION YOUTH TENNIS FD RECREATIONAL TENNIS

85 WATERVILET AVE ALBANY, NY 12206 14-1733312 501 C 3 7,500. GRANT

TOWN OF HAMBURG REC DEPARTMENT RECREATIONAL TENNIS

2982 LAKEVIEW ROAD HAMBURG, NY 14075 16-6002270 MUNI GOV 7,500. GRANT

CITY OF BATAVIA RECREATIONAL TENNIS

12 MACARTHUR STREET BATAVIA, NY 14020 16-6002535 MUNI GOV 7,500. GRANT

SAVANNAH AREA TENNIS ASSOC RECREATIONAL TENNIS

PO BOX 16443 SAVANNAH, GA 31417 20-1482926 501 C 3 9,000. GRANT

SPECIAL POPULATIONS TENNIS,INC RECREATIONAL TENNIS

3176 WESTFIELD WAY ROSWELL, GA 30075 20-3481437 501 C 3 8,000. GRANT

RICARDO FLORES MAGON ACADEMY, INC. RECREATIONAL TENNIS

7255 IRVING STREET WESTMINSTER, CO 80030 20-4199340 501 C 3 10,000. GRANT

FALL RIVER COMM. TENNIS ASSOC. RECREATIONAL TENNIS

PO BOX 127 FALL RIVER, MA 02722 20-5112805 501 C 3 6,000. GRANT

TRI-COUNTY COMMUNITY TENNIS RECREATIONAL TENNIS

PO BOX 5382 JACKSON, MS 39296 20-5501435 501 C 3 7,000. GRANT

ARTHUR ASHE YOUTH TENNIS AND EDUCATION RECREATIONAL TENNIS

3901B MAIN STREET PHILADELPHIA, PA 19127 23-1747032 501 C 3 35,000. GRANT

Page 27: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

CITY OF READING RECREATIONAL TENNIS

815 WASHINGTON STREET READING, PA 19601 23-6001907 MUNI GOV 9,500. GRANT

SPECIAL OLYMPICS NEW YORK INC. RECREATIONAL TENNIS

504 BALLTOWN RD. SCHENECTADY, NY 12304 23-7061382 501 C 3 12,500. GRANT

BLACK HILLS STATE UNIVERSITY FOUNDATION RECREATIONAL TENNIS

1200 UNIVERSITY UNIT 9506 23-7428348 501 C 3 7,500. GRANT

NYJTL RECREATIONAL TENNIS

58-12 QUEENS BLVD WOODSIDE, NY 11377 23-7442256 501 C 3 7,000. GRANT

NATIONAL JUNIOR TENNIS LEAGUE OF INDIANAPOL RECREATIONAL TENNIS

911 EAST 86TH STREET INDIANAPOLIS, IN 46240 31-0892167 501 C 3 7,500. GRANT

CITY OF HILLIARD RECREATIONAL TENNIS

3800 MUNICIPAL WAY HILLIARD, OH 43026 31-6400562 MUNI GOV 6,500. GRANT

ORANGE COUNTY COMMUNITY TENNIS ASSOCIATION RECREATIONAL TENNIS

PO BOX 3174 SEAL BEACH, CA 90740 33-0820127 501 C 4 7,000. GRANT

ANNAPOLIS AREA TENNIS SCHOOL RECREATIONAL TENNIS

PO BOX 2970 ANNAPOLIS, MD 21401 33-1026148 501 C 3 7,500. GRANT

ROCKFORD PARK DISTRICT RECREATIONAL TENNIS

401 SOUTH MAIN STREET ROCKFORD, IL 61101 36-3083192 501 C 3 13,000. GRANT

GENESEE INTERMEDIATE SCHOOL DISTRICT RECREATIONAL TENNIS

2413 WEST MAPLE AVE. FLINT, MI 48507 38-1714500 501 C 3 25,000. GRANT

MILWAUKEE TENNIS AND EDUCATION FOUNDATION RECREATIONAL TENNIS

MENOMONEE FALLS, WI 53051 39-1317061 501 C 3 50,000. GRANT

FRED WELLS TENNIS & EDUCATION CENTER RECREATIONAL TENNIS

100 FEDERAL DR ST. PAUL, MN 55111 41-1965977 501 C 3 40,000. GRANT

YMCA OF GREATER KANSAS CITY RECREATIONAL TENNIS

3100 BROADWAY, SUITE 1020 44-0546002 501 C 3 8,700. GRANT

NORTHERN DELAWARE TENNIS ASS. RECREATIONAL TENNIS

1107 WESTOVER ROAD WILMINGTON, DE 19807 51-0122348 501 C 7 10,000. GRANT

Page 28: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

LATIN AMERICAN YOUTH CENTER, INC. RECREATIONAL TENNIS

1419 COLUMBIA ROAD NW WASHINGTON, DC 20009 52-1023074 501 C 3 9,000. GRANT

BALTIMORE TENNIS PATRONS RECREATIONAL TENNIS

1107 KENILWORTH DRIVE BALTIMORE, MD 21204 52-1155561 501 C 3 17,750. GRANT

NJTL OF TRENTON RECREATIONAL TENNIS

4482 PROVIDENCE LINE RD. PENNINGTON, NJ 52-1260470 501 C 3 10,000. GRANT

MONTGOMERY COUNTY TENNIS ASSOC RECREATIONAL TENNIS

PO BOX 6184 SILVER SPRING, MD 20906 52-1964928 501 C 4 7,000. GRANT

ACTIVE ACES SUPER SENIORS TENNIS CLUB RECREATIONAL TENNIS

5120 SARGENT ROAD, NE WASHINGTON, DC 20018 52-2416318 501 C 3 6,500. GRANT

WASHINGTON TENNIS & EDUCATION FOUNDATION RECREATIONAL TENNIS

16TH & KENNEDY STREETS, NW 52-6046504 501 C 3 50,000. GRANT

GAINESVILLE AREA COMMUNITY TENNIS RECREATIONAL TENNIS

6915 NW 49TH STREET GAINESVILLE, FL 32653 54-2158508 MUNICIPALITY 6,250. GRANT

LYNCHBRUG TENNIS PATRONS ASSO. RECREATIONAL TENNIS

PO BOX 3141 LYNCHBURG, VA 24503 54-6052421 MUNICIPALITY 7,000. GRANT

CHARLOTTESVILLE TENNIS PATRON ASSOCIATION RECREATIONAL TENNIS

P.O. BOX 6638 CHARLOTTESVILLE, VA 22906 54-6070366 501 C 3 9,500. GRANT

CHARLOTTE TENNIS ASSOCIATION RECREATIONAL TENNIS

PO BOX 78454 CHARLOTTE, NC 28271 56-1803357 501 C 3 26,500. GRANT

SOUTH CALDWELL HIGH SCHOOL RECREATIONAL TENNIS

7035 SPARTAN DRIVE HUDSON, NC 28638 56-6000998 SCHOOL DISTRICT 5,200. GRANT

ATLANTA COMMUNITY TENNIS ASSOC RECREATIONAL TENNIS

3105 B NORTHWOODS PLACE NORCROSS, GA 30071 58-1609097 501 C 4 9,000. GRANT

GREATER MIAMI TENNIS AND EDUCATION FOUNDATI RECREATIONAL TENNIS

501 NE FIRST AVE. MIAMI, FL 33132 59-1603794 501 C 3 7,500. GRANT

CITY OF FT. LAUDERDALE RECREATIONAL TENNIS

100 N. ANDREWS AVE., FT. LAUDERDALE, FL 59-6000319 MUNI GOV 10,000. GRANT

Page 29: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

A TENNIS ASSOCIATION FOR KIDS RECREATIONAL TENNIS

2849 PACES ROAD SUITE 625 ATLANTA, GA 30339 61-1444872 501 C 3 6,000. GRANT

LEE COUNTY COMMUNITY TENNIS ASSOCIATION RECREATIONAL TENNIS

PO BOX 101138 CAPE CORAL, FL 33910 65-0559114 501 C 3 30,000. GRANT

PUERTO RICO TENNIS ASSOC RECREATIONAL TENNIS

PO BOX 40439 SAN JUAN, PR 00940 66-0413224 6,000. GRANT

FOREST RANCH CAMPS RECREATIONAL TENNIS

PO BOX #6773 CHICO, CA 95927 71-1013500 501 C 3 15,000. GRANT

MCPHERSON ADVANTAGE JR. TENNIS CLUB RECREATIONAL TENNIS

1509 HERITAGE PLACE MCPHERSON, KS 67460 74-2861997 501 C 3 6,000. GRANT

LAKESHORE TA RECREATIONAL TENNIS

PO BOX 11653 MERILLVILLE, IN 46411 74-3048723 501 C 3 7,500. GRANT

MCADAMS COMMUITY TENNIS FOUNDATION RECREATIONAL TENNIS

10305 E. PEPPERTREE COURT WICHITA, KS 67226 74-3221100 501 C 3 7,500. GRANT

DALLAS TENNIS ASSOCIATION RECREATIONAL TENNIS

14679 MIDWAY RD #104 DALLAS, TX 75001 75-6020581 501 C 3 52,500. GRANT

FORT COLLINS TENNIS ASSOC. INC RECREATIONAL TENNIS

POB 271067 FORT COLLINS, CO 80527 84-0701123 501 C 7 35,000. GRANT

HIGHLANDS RANCH COMMUNITY TENNIS ASSOCIATIO RECREATIONAL TENNIS

9568 S UNIV BLVD. HIGHLANDS RANCH, CO 80126 84-0869474 501 C 4 7,000. GRANT

PHOENIX DISTRICT TENNIS ASSN. RECREATIONAL TENNIS

5310 E. SHEA BLVD. SCOTTSDALE, AZ 85254 86-6053605 501 C 3 28,000. GRANT

PORTLAND AFTER-SCHOOL TENNIS RECREATIONAL TENNIS

16055 SW WALKER ROAD BEAVERTON, OR 97006 93-1256066 501 C 3 35,000. GRANT

LOS ANGELES BROTHERHOOD CRUSADE RECREATIONAL TENNIS

200 E SLAUSON AVE, LOS ANGELES, CA 90011 95-2543819 501 C 3 10,000. GRANT

KAHIAU: A TENNIS FOUNDATION RECREATIONAL TENNIS

932 WARD AVE HONOLULU, HI 96814 99-6010635 501 C 3 7,500. GRANT

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OMB No. 1545-0047SCHEDULE I-1(Form 990) Continuation Sheet for Schedule I (Form 990) À¾́ ½

IAttach to Form 990 to list additional information for

Schedule I (Form 990), Part II or Part III. Open to Public

Department of the Treasury

Internal Revenue Service Inspection

Name of the organization Employer identification number

Continuation of Grants and Other Assistance to Governments and Organizations in the United States (Schedule I (Form 990), Part II.) Part I (f) Method of valuation(book, FMV, appraisal,

other)

(a) Name and address of organizationor government

(b) EIN (c) IRC section if

applicable

(d) Amount of cash grant (e) Amount of non-cashassistance

(g) Description of non-cash assistance

(h) Purpose of grantor assistance

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule I-1 (Form 990) 2009

JSA

9E1317 1.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

FAMILY CIRCLE TENNIS CENTER RECREATIONAL TENNIS

1716 LOCUST STREET DES MOINES, IA 50309 42-0410230 20,000. GRANT

INTERCOLLEGIATE TENNIS ASSOC. TENNIS ON CAMPUS PRO

174 TAMARACK CIRCLE SKILLMAN, NJ 08558 74-20-21178 501 C 3 88,551. GRAM

NIRSA SERVICES CORPORATION TENNIS ON CAMPUS PRO

4185 SW RESEARCH WAY CORVALLIS, OR 97333 93-1090612 501 C 3 116,238. GRAM

UNITED STATES PROFESSIONAL TENNIS ASSOCIATI

3535 BRIARPARK DRIVE HOUSTON, TX 77042 74-1818176 501 C 6 56,250. USTA TENNIS GRANT

PENSACOLA OPEN WHEELCHAIR TOURNAMEN

3710 MENDENDEZ DR. PENSACOLA, FL 32503 262-69-8791 11,000. T GRANT

PTR/ROHO CHAMPIONSHIPS WHEELCHAIR TOURNAMEN

116 SHIPYARD DR. HILTON HEAD, SC 29928 27-0795565 501 C 6 13,000. T GRANT

ATLANTA OPEN WHEELCHAIR TOURNAMEN

1650 BLUEGRASS LAKES PKWY, ALPHARETTA, GA 35-2322082 501 C 3 7,500. T GRANT

US OPEN USTA WHEELCHAIR CHAMPIONSHIPS WHEELCHAIR TOURNAMEN

P.O. BOX 756 ALTON, IL 62002 37-1380800 501 C 3 26,000. T GRANT

MIDWEST INDOOR WHEELCHAIR CHAMPIONSHIPS WHEELCHAIR TOURNAMEN

235 WEALTHY ST SE, GRAND RAPIDS, MI 49503 38-2431943 501 C 3 5,650. T GRANT

NATIONAL WHEELCHAIR SPORTS FUND-FLORIDA OPE WHEELCHAIR TOURNAMEN

123 N. CONGRESS AVE #340, BOYTON BEACH, FL 58-1727596 501 C 3 10,000. T GRANT

BATON ROUGE WHEELCHAIR TA WHEELCHAIR TOURNAMEN

417 WOODSTONE DR. BATON ROUGE, LA 70808 58-1934935 501 C 3 7,500. T GRANT

SACRAMENTO CAPITALS WHEELCHAIR TENNIS ASSOC WHEELCHAIR TOURNAMEN

4120 ST. ANDREWS AVE, SACRAMENTO, CA 95821 68-0528717 501 C 3 5,925. T GRANT

TEXAS OPEN CHAMPIONSHIPS WHEELCHAIR TOURNAMEN

214 CAMDEN DRIVE HIGHLAND VILLAGE, TX 75077 75-1964223 501 C 3 6,250. T GRANT

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Schedule I-1 (Form 990) 2009 Page 2

(a) Type of grant or assistance

Continuation of Grants and Other Assistance to Individuals in the United States (Schedule I (Form 990), Part III.)

(f) Description o f non-cash assistance

Part II

(c) Amount ofcash grant

(d) Amount ofnon-cash assistance

(e) Method of va luation (book, FMV, appraisal, other)

(b) Number ofrecipients

Schedule I-1 (Form 990) 2009

JSA9E1318 1.000

13-5459420

HIGH PERFORMANCE COACHING PROGRAM GRANT 25 5,350.

SUMMER COLLEGIATE TEAM GRANT 22 41,308.

PROGRAM EXCELLENCE GRANT 96 253,000.

QUICKSTART PARTICIPANT GRANT 1 340.

RCW PARTICIPANT GRANT 22 7,015.

SENIOR INTERNATIONAL CUP STIPEND 2 11,400.

TENNIS MONTH IN MAY 5 1,475.

TRAINER GRANT 2 600.

TENNIS TOURNAMENT ASSISTANCE GRANT 2 4,000.

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Compensation Information OMB No. 1545-0047SCHEDULE J(Form 990) For certain Officers, Directors, Trustees, Key Employees, and Highest

Compensated EmployeesComplete if the organization answered "Yes" to Form 990,

Part IV, line 23.I À¾́ ½

Department of the Treasury

Internal Revenue Service

Open to Public Inspection Attach to Form 990. See separate instructions.I I

Name of the organization Employer identification number

Questions Regarding Compensation Part I Yes No

1a Check the appropriate box(es) if the organization provided any of the following to or for a person listed in Form

990, Part VII, Section A, line 1a. Complete Part III to provide any relevant information regarding these items.

First-class or charter travel

Travel for companions

Tax indemnification and gross-up payments

Discretionary spending account

Housing allowance or residence for personal use

Payments for business use of personal residence

Health or social club dues or initiation fees

Personal services (e.g., maid, chauffeur, chef)

b If any of the boxes on line 1a is checked, did the organization follow a written policy regarding paymentor reimbursement or provision of all of the expenses described above? If "No," complete Part III to explain 1b

2

4a

4b

4c

5a

5b

6a

6b

7

8

9

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm2 Did the organization require substantiation prior to reimbursing or allowing expenses incurred by all

officers, directors, trustees, and the CEO/Executive Director, regarding the items checked in line 1a? mmmmmm3 Indicate which, if any, of the following the organization uses to establish the compensation of the

organization's CEO/Executive Director. Check all that apply.

Compensation committee

Independent compensation consultant

Form 990 of other organizations

Written employment contract

Compensation survey or study

Approval by the board or compensation committee

4 During the year, did any person listed in Form 990, Part VII, Section A, line 1a, with respect to the filingorganization or a related organization:

a

b

c

a

b

a

b

Receive a severance payment or change-of-control payment?

Participate in, or receive payment from, a supplemental nonqualified retirement plan?

Participate in, or receive payment from, an equity-based compensation arrangement?

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

If "Yes" to any of lines 4a-c, list the persons and provide the applicable amounts for each item in Part III.

Only section 501(c)(3) and 501(c)(4) organizations must complete lines 5-9.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any

compensation contingent on the revenues of:

The organization?

Any related organization?

If "Yes" to line 5a or 5b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization pay or accrue any

compensation contingent on the net earnings of:

The organization?

Any related organization?

If "Yes" to line 6a or 6b, describe in Part III.

For persons listed in Form 990, Part VII, Section A, line 1a, did the organization provide any non-fixed

payments not described in lines 5 and 6? If "Yes," describe in Part III

Were any amounts reported in Form 990, Part VII, paid or accrued pursuant to a contract that was

subject to the initial contract exception described in Regs. section 53.4958-4(a)(3)? If "Yes," describe

in Part III

5

6

7

8

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm9 If "Yes" to line 8, did the organization also follow the rebuttable presumption procedure described in

Regulations section 53.4958-6(c)? mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmFor Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule J (Form 990) 2009

JSA9E1290 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

XX

X

X

X

X XX X

X

XXX

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Schedule J (Form 990) 2009 Page 2

Officers, Directors, Trustees, Key Employees, and Highest Compensated Employees. Use Schedule J-1 if additional space is needed. Part II

For each individual whose compensation must be reported in Schedule J, report compensation from the organization on row (i) and from related organizations, described in theinstructions, on row (ii). Do not list any individuals that are not listed on Form 990, Part VII.

Note. The sum of columns (B)(i)-(iii) must equal the applicable column (D) or column (E) amounts on Form 990, Part VII, line 1a.

(B) Breakdown of W-2 and/or 1099-MISC compensation (C) Retirement and

other deferred

compensation

(D) Nontaxable

benefits

(E) Total of columns

(B)(i)-(D)

(F) Compensation

reported in prior

Form 990 orForm 990-EZ

(A) Name (i) Base

compensation

(ii) Bonus & incentive

compensation

(iii) Other

reportable

compensation

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

(i)

(ii)

Schedule J (Form 990) 2009

JSA

9E1291 1.000

13-5459420

723,097. 191,885. 16,219. 375,916. 20,857. 1,327,974. 191,885.GORDON A SMITH 0. 0. 0. 0. 0. 0. 0.

381,094. 166,249. 22,569. 176,270. 2,342. 748,524. 166,249.HARRY BEETH 0. 0. 0. 0. 0. 0. 0.

365,745. 154,847. 22,446. 167,895. 8,453. 719,386. 154,847.ANDREA HIRSCH 0. 0. 0. 0. 0. 0. 0.

492,126. 448,570. 30,323. 529,515. 24,069. 1,524,603. 423,570.J. PIERCE O'NEIL 0. 0. 0. 0. 0. 0. 0.

456,326. 326,182. 31,559. 310,618. 24,069. 1,148,754. 224,504.JAMES CURLEY 0. 0. 0. 0. 0. 0. 0.

425,104. 148,824. 94,915. 184,333. 24,069. 877,245. 148,824.KURT KAMPERMAN 0. 0. 0. 0. 0. 0. 0.

599,112. 243,340. 16,701. 226,390. 21,310. 1,106,853. 243,340.PATRICK MCENROE 0. 0. 0. 0. 0. 0. 0.

176,169. 387,500. 2,440. 1,192. 4,000. 571,301. 387,500.MICHELLE WILSON 0. 0. 0. 0. 0. 0. 0.

473,567. 0. 17,000. 157,350. 0. 647,917. 0.HARLAN STONE 0. 0. 0. 0. 0. 0. 0.

360,636. 36,667. 834. 40,251. 20,857. 459,245. 0.JOSE HIGUERAS 0. 0. 0. 0. 0. 0. 0.

208,902. 73,711. 81,354. 78,144. 23,069. 465,180. 0.SCOTT SCHULTZ 0. 0. 0. 0. 0. 0. 0.

Page 34: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Page 3Schedule J (Form 990) 2009

Supplemental Information Part III

Complete this part to provide the information, explanation, or descriptions required for Part I, lines 1a, 1b, 4c, 5a, 5b, 6a, 6b, 7, and 8. Also complete this partfor any additional information.

Schedule J (Form 990) 2009

JSA

9E1292 1.000

13-5459420

EMPLOYEE EXPENSES

PART I, LINE 1A.

FIRST CLASS TRAVEL: IN ACCORDANCE WITH THE TRAVEL POLICY, BOARD MEMBERS

AND EMPLOYEES ABOVE DIRECTOR LEVEL ARE ENTITLED TO BUSINESS CLASS

AIRFARES FOR FLIGHTS GREATER THAN FIVE HOURS. THE PRESIDENT AND FIRST VP

ARE ENTITLED TO BUSINESS CLASS AIRFARES FOR ALL FLIGHTS. IN THE EVENT

BUSINESS CLASS AIRFARE IS NOT AVAILABLE, THE ABOVE INDIVIDUALS ARE

ENTITLED TO FIRST CLASS UNDER THE ASSOCIATION'S ACCOUNTABLE EXPENSE

REIMBURSEMENT PLAN. TRAVEL FOR COMPANIONS: UNDER THE ASSOCIATION'S

ACCOUNTABLE EXPENSE REIMBURSEMENT POLICY, TRAVEL FOR COMPANIONS IS

ALLOWED IN VERY LIMITED CIRCUMSTANCES. COMPANION TRAVEL MUST BE APPROVED

IN ADVANCE BY THE CHAIRMAN OF THE AUDIT COMMITTEE AND THE CHIEF FINANCIAL

OFFICER. DISCRETIONARY SPENDING ACCOUNTS: DISCRETIONARY SPENDING

ACCOUNTS ARE MADE AVAILABLE TO CERTAIN LISTED EMPLOYEES ON SCHEDULE J.

ANY NON-BONAFIDE BUSINESS EXPENSE IS TREATED AS TAXABLE INCOME.

Page 35: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

OMB No. 1545-0047SCHEDULE L Transactions With Interested Persons(Form 990 or 990-EZ) IComplete if the organization answered

"Yes" on Form 990, Part IV, line 25a, 25b, 26, 27, 28a, 28b, or 28c,or Form 990-EZ, Part V, line 38a or 40b.

À¾́ ½Department of the TreasuryInternal Revenue Service

Open To Public Inspection I IAttach to Form 990 or Form 990-EZ. See separate instructions.

Name of the organization Employer identification number

Excess Benefit Transacations (section 501(c)(3) and section 501(c)(4) organizations only).Complete if the organization answered "Yes" on Form 990, Part IV, line 25a or 25b, or Form 990-EZ, Part V, line 40b.

Part I

(c) Corrected?(a) Name of disqualified person1 (b) Description of transaction

Yes No

2

3

Enter the amount of tax imposed on the organization managers or disqualified persons during the year

under section 4958

Enter the amount of tax, if any, on line 2, above, reimbursed by the organizationII

$

$

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

Loans to and/or From Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 26, or Form 990-EZ, Part V, line 38a.

Part II

(a) Name of interested person and purpose (b) Loan to or from

the organization?

(c) Originalprincipal amount

(d) Balance due (e) In default? (f) Approvedby board orcommittee?

(g) Writtenagreement?

To From Yes No Yes No Yes No

ITotal $mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmGrants or Assistance Benefitting Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 27.

Part III

(a) Name of interested person (b) Relationship between interested person and theorganization

(c) Amount and type of assistance

Business Transactions Involving Interested Persons.Complete if the organization answered "Yes" on Form 990, Part IV, line 28a, 28b, or 28c.

Part IV

(a) Name of interested person (b) Relationship betweeninterested person and the

organization

(c) Amount oftransaction

(d) Description of transaction (e) Sharing of

organization's

revenues?

Yes No

For Privacy Act and Paperwork Reduction Act Notice, see theInstructions for Form 990 or 990-EZ.

Schedule L (Form 990 or 990-EZ) 2009

JSA

9E1297 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

DAVID HAGGERTY, CHAIRMAN, HEAD USA DIRECTOR, VICE PRESIDENT 184,377. TENNIS EQUIP FOR SCHOOLS/LEAGU X

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Supplemental Information to Form 990OMB No. 1545-0047SCHEDULE O

(Form 990)Complete to provide information for responses to specific questions on

Form 990 or to provide any additional information.Attach to Form 990.

À¾́ ½ Open to Public Inspection

Department of the TreasuryInternal Revenue Service IName of the organization Employer identification number

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule O (Form 990) 2009JSA9E1227 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1

PROGRAM ACCOMPLISHMENTS

PART III, LINES 4A, 4B, 4C AND 4D.

(4A) US OPEN

THE USTA ORGANIZES AND CONDUCTS THE UNITED STATES OPEN TENNIS

CHAMPIONSHIPS, THE US OPEN. THE US OPEN IS ONE OF THE WORLD'S PREMIER

SPORTING ATTRACTIONS AND IS THE HIGHEST ATTENDED ANNUAL SPORTING EVENT.

THIS EVENT REQUIRES THE DEDICATION AND TALENTS OF MANY USTA VOLUNTEERS,

USTA STAFF AND SEASONAL HELP FOR THE TOURNAMENT TO RUN EFFICIENTLY AND

EFFECTIVELY. THE US OPEN HELPS TO FULFILL ONE OF THE USTA'S MAJOR

PURPOSES: TO ORGANIZE TENNIS TOURNAMENTS AND COMPETITIONS FOR ALL TENNIS

ATHLETES WITHOUT REGARD TO RACE, CREED, COLOR OR NATIONAL ORIGIN, AND

UNDER THE MOST OPTIMAL CONDITIONS, TO EFFECTIVELY PROMOTE THE GAME OF

TENNIS TO THE GENERAL PUBLIC. THE US OPEN IS HELD EACH YEAR AT THE USTA

BILLIE JEAN KING NATIONAL TENNIS CENTER IN FLUSHING, NEW YORK PURSUANT TO

AN AGREEMENT WITH THE USTA NATIONAL TENNIS CENTER INCORPORATED. A MAJOR

EXPECTATION OF THE US OPEN IS THAT THE FAN'S ENTHUSIASM AND EXCITEMENT

FOR THE EVENT WILL SERVE TO FURTHER ENCOURAGE INTEREST IN TENNIS, AND

THEREFORE DRIVE PARTICIPATION AND LIFETIME INTEREST FOR THE SPORT AS A

MEANS OF HEALTHFUL RECREATION AND PHYSICAL FITNESS.

AS THE NATION'S PREMIER TENNIS EVENT, THE US OPEN USES ITS GRANDEST STAGE

TO DRIVE GROWTH FOR THE GAME. FOR THE 14TH YEAR, ARTHUR ASHE KIDS' DAY

TOOK PLACE THE SATURDAY PRIOR TO OPENING NIGHT, AND CELEBRATED THE IMPACT

ASHE HAD ON THE GAME OF TENNIS, BRINGING TOGETHER THE WORLDS OF SPORTS

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

AND ENTERTAINMENT FOR A FAMILY-FRIENDLY TENNIS AND MUSIC EVENT.

OVERALL, MORE THAN 720,000 FANS WERE IN ATTENDANCE FOR THE 2009 US OPEN.

FOR INDIVIDUALS WHO WERE NOT ABLE TO ATTEND, TELEVISION COVERAGE AND THE

INTERNET WERE THE ALTERNATIVE OPTIONS TO BEING ON-SITE. THE 2009 US OPEN

WAS WATCHED BY MORE THAN 100 MILLION PEOPLE IN THE U.S. AND SEEN IN MORE

THAN 180 COUNTRIES WORLDWIDE. USOPEN.ORG BROKE ALL PREVIOUS TRAFFIC

RECORDS IN 2009 DRIVEN BY NEW AND ENHANCED FEATURES AND FRESH

PROGRAMMING, INCLUDING EXCLUSIVE LIVE STREAMING OF THE MEN'S SINGLES

FINAL. THE 2009 US OPEN CARRIED OUT SEVERAL MAJOR ENHANCEMENTS AND

INITIATIVES INCLUDING EXPANDING THE COMPREHENSIVE "GREEN" INITIATIVES

WHICH CONTINUES TO MAKE THE US OPEN ONE OF THE EASIEST PLACES TO BE

ECO-FRIENDLY AND ENVIRONMENTALLY SENSITIVE, FROM RECYCLING TO ENERGY

MANAGEMENT TO TRANSPORTATION AND MERCHANDISE.

(4B) COMMUNITY TENNIS DEVELOPMENT

COMMUNITY TENNIS STRIVES TO GROW TENNIS AT EVERY LEVEL WITH A GOAL OF

MAKING THE GAME ACCESSIBLE TO EVERYONE. IT SUPPORTS A BROAD RANGE OF

PROGRAMS DESIGNED TO HELP PEOPLE LEARN THE GAME, PLAY THE GAME AND TAKE

ADVANTAGE OF ITS MANY HEALTH/FITNESS AND SOCIAL BENEFITS. USTA

MEMBERSHIP, A $20M+ BUSINESS UNIT AND THE USTA'S SECOND LARGEST REVENUE

SOURCE IS HOUSED IN COMMUNITY TENNIS, USTA LEAGUES, USTA JR. TEAM

TENNIS, NJTL, TOURNAMENTS, AND PARKS AND SCHOOLS ARE ALSO MANAGED WITHIN

THIS BUSINESS UNIT. COMMUNITY TENNIS WORKS HAND-IN-HAND WITH THE USTA'S

17 SECTIONS, APPROXIMATELY 500 COMMITTED VOLUNTEERS AND DOZENS OF

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

INDUSTRY PARTNERS ON A WIDE RANGE OF GRASS-ROOTS EFFORTS TO GROW THE

GAME. THIS INCLUDES THE LARGEST INITIATIVE EVER TO STRENGTHEN THE TENNIS

INFRASTRUCTURE IN PUBLIC PARKS, SCHOOLS AND AFTER-SCHOOL ORGANIZATIONS.

COMMUNITY TENNIS ALSO AGGRESSIVELY PROMOTES THE SPORT THROUGH A

SUBSTANTIAL MARKETING CAMPAIGN WITH THE GOAL OF KEEPING TENNIS TOP OF

MIND AS THE LIFETIME SPORT FOR EVERYONE. THESE EFFORTS ARE PAYING

DIVIDENDS AS TENNIS HAS BEEN THE FASTEST GROWING TRADITIONAL SPORT IN THE

UNITED STATES FOR THE PAST FIVE YEARS. WHILE PARTICIPATION IN MANY OTHER

SPORTS ARE DECLINING, TENNIS PARTICIPATION HAS GROWN TO OVER 30 MILLION

PLAYERS.

MANY COMMUNITY TENNIS INITIATIVES ARE ACCOMPLISHED THROUGH THE JOINT

EFFORTS OF LOCAL AND NATIONAL VOLUNTEERS AND STAFF WHO WORK TOGETHER TO

GROW THE GAME. THE USTA HAS DOZENS OF NATIONAL COMMITTEES (MADE UP OF

VOLUNTEERS AND STAFF), EACH FOCUSED ON DIFFERENT AREAS OF THE SPORT. MOST

OF THESE COMMITTEES WORK IN COMMUNITY TENNIS. BELOW IS A GENERAL

DESCRIPTION OF JUST A FEW COMMUNITY TENNIS COMMITTEES AND THEIR

GOAL/PURPOSE:

THE SCHOOLS COMMITTEE IS FOCUSED ON PROMOTING AND EXPANDING SCHOOL TENNIS

PROGRAMS THROUGHOUT THE COUNTRY. THIS EFFORT INCLUDES PROVIDING

RESOURCES, ASSISTANCE AND TRAINING TO SCHOOLS AND OTHER ORGANIZATIONS FOR

BOTH IN SCHOOL AND AFTER-SCHOOL ACTIVITIES, SUCH AS PE TENNIS CURRICULUM,

AND INTRAMURAL AND INTERSCHOLASTIC PROGRAMS FOR THE ELEMENTARY, MIDDLE

SCHOOL AND HIGH SCHOOL LEVELS.

Page 39: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

THE TENNIS IN THE PUBLIC PARKS COMMITTEE PURPOSE SEEK TO DEVELOP AND

PROMOTE A UNIFIED EFFORT TO ENHANCE TENNIS PLAY, PROGRAMS AND FACILITIES

IN PUBLIC PARK SYSTEMS THROUGHOUT THE COUNTRY. WORKING IN PARTNERSHIP

WITH THE NATIONAL RECREATION AND PARK ASSOCIATION, THIS COMMITTEE FOCUSES

ON INFRASTRUCTURE ASSISTANCE, ADVOCACY SUPPORT, PROGRAM AND MARKETING

RESOURCES.

THE ADAPTIVE TENNIS COMMITTEE FOCUSES ON MAKING TENNIS AVAILABLE THROUGH

RECREATIONAL TENNIS PROGRAMS FOR INDIVIDUALS WITH DIFFERING ABILITIES AS

A RESULT OF PHYSICAL, DEVELOPMENTAL, MENTAL AND/OR ENVIRONMENTAL

CHALLENGES.

THE NJTL COMMITTEE SERVES AS A RESOURCE TO THE NETWORK OF OVER 500 NJTL

CHAPTERS AND PROGRAMS BY SUPPORTING BOTH NATIONAL AND LOCAL PROGRAMMING

EFFORTS AIMED AT GROWING THE NUMBER OF TENNIS AND EDUCATION OPPORTUNITIES

AVAILABLE TO AMERICA'S UNDERSERVED YOUTH.

THE WHEELCHAIR TENNIS COMMITTEE PROVIDES ADVICE ON WAYS TO INCREASE

PARTICIPATION OF INDIVIDUALS IN WHEELCHAIRS IN THE GAME OF TENNIS AS

PLAYERS AND VOLUNTEERS, CREATING FUTURE CHAMPIONS AT WORLD TEAM CUP,

PARA-PAN AMERICAN GAMES AND THE PARALYMPICS.

THE USTA LEAGUE COMMITTEE PROVIDES RECOMMENDATIONS AND SUPPORT TO THE

USTA'S LEAGUE PROGRAM. THE COMMITTEE ALSO FOCUSES ON PROMOTING

RECREATIONAL AND COMPETITIVE LEAGUE/TEAM OPPORTUNITIES THAT MOTIVATE AND

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

ENCOURAGE ADULT AND SENIOR PLAYERS TO BECOME FREQUENT TENNIS PLAYERS.

THE JR. TEAM TENNIS COMMITTEE RECOMMENDS, SUPPORTS AND PROMOTES JUNIOR

LEAGUES AND TEAM OPPORTUNITIES THAT MOTIVATE AND ENCOURAGE JUNIOR PLAYERS

TO PLAY ON TENNIS TEAMS.

THE ADULT/SENIOR COMPETITION COMMITTEE WORKS TO PROMOTE ALL ACTIVITIES

ASSOCIATED WITH ADULT/SENIOR COMPETITION, INCLUDING RANKINGS, SANCTIONS

AND SCHEDULES IN AN EFFORT TO FIND WAYS TO INCREASE PARTICIPATION IN ALL

NATIONAL ADULT/SENIOR COMPETITION EVENTS.

THE MEMBERSHIP SERVICES COMMITTEE SUPPORTS THE EFFORTS OF THE MEMBERSHIP

DEPARTMENT TO GROW USTA MEMBERSHIP, ESPECIALLY AT THE GRASS-ROOTS LEVEL

AND WITH YOUTH 10 AND UNDER.

THE TECHNICAL COMMITTEE MONITORS, EVALUATES AND, WHERE APPROPRIATE,

INFLUENCES TECHNICAL DEVELOPMENTS AND MAKES RECOMMENDATIONS FOR RELATED

RULES IN ORDER TO PRESERVE THE ESSENTIAL CHARACTER OF THE GAME OF TENNIS

AND PROMOTE ITS ENJOYMENT.

PROGRAM ACCOMPLISHMENTS (CONTINUED)

PART III, LINES 4A, 4B, 4C AND 4D.

(4C) PROFESSIONAL TENNIS DIVISION

THE USTA PROFESSIONAL TENNIS DIVISION IS COMPOSED OF THE OLYMPICS, DAVIS

CUP/FED CUP, PROFESSIONAL COMPETITION, THE USTA PRO CIRCUIT AND THE

OFFICIALS DEPARTMENTS. TOGETHER THEY MANAGE THE GAME AT THE HIGHEST

LEVELS IN THE UNITED STATES, WITH AN EYE TOWARDS PROVIDING A MANAGEABLE

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

PATHWAY TO THE ELITE LEVELS OF TENNIS COMPETITION FOR ASPIRING PRO TENNIS

PLAYERS AND OFFICIALS. THE ACTIVITIES MANAGED BY THE PROFESSIONAL TENNIS

DIVISION REPRESENT TENNIS COMPETITION FOR ALL ATHLETES AT ITS ULTIMATE

LEVEL. THE EVENTS STAGED BY THE DIVISION ARE LEVERAGED TO SHOWCASE THE

FUN, EXCITEMENT, AND ATHLETIC EXCELLENCE OF THE SPORT AND TO ENCOURAGE

PARTICIPATION AT ALL LEVELS.

AS THE RECOGNIZED NATIONAL GOVERNING BODY OF THE SPORT OF TENNIS, THE

USTA IS A MEMBER OF THE US OLYMPIC COMMITTEE. THE USTA COORDINATES THE

UNITED STATES' TENNIS PARTICIPATION IN THE OLYMPIC GAMES AND THE

PARALYMPIC GAMES, AS WELL AS THE PAN-AMERICAN GAMES. THE UNITED STATES

POSTED A STRONG SHOWING AT THE 2008 SUMMER OLYMPIC GAMES IN BEIJING IN

TENNIS TAKING HOME TWO MEDALS, ONE GOLD AND ONE BRONZE. SERENA AND VENUS

WILLIAMS ADDED A SECOND GOLD MEDAL TO THE ONE THEY CAPTURED IN SYDNEY IN

2000, AND BOB AND MIKE BRYAN WON A BRONZE MEDAL FOR THEIR PERFORMANCE IN

DOUBLES. THE TWO MEDALS BRING THE TOTAL OF U.S. MEDALS IN TENNIS TO 16,

INCLUDING 10 GOLD, SINCE THE SPORT WAS REINSTATED IN THE OLYMPICS IN

1988. THIS IS THE HIGHEST TOTAL OF ANY NATION, AND NO OTHER NATION HAS

WON MORE THEN TWO GOLD MEDALS. THE OTHER U.S. COMPETITORS IN THE OLYMPICS

WERE JAMES BLAKE, JILL CRAYBAS, LINDSAY DAVENPORT, ROBBY GINEPRI, LIEZEL

HUBER AND SAM QUERREY. THE UNITED STATES ALSO POSTED A STRONG SHOWING AT

THE FIFTH PARALYMPIC GAMES, TAKING HOME TWO MEDALS. TOP AMERICAN DAVID

WAGNER WON THE BRONZE IN THE QUAD SINGLES AND THEN TEAMED WITH NICK

TAYLOR TO CAPTURE THE GOLD MEDAL IN DOUBLES. IT WAS THE SECOND

CONSECUTIVE DOUBLES GOLD FOR WAGNER AND TAYLOR, AND WAGNER'S BRONZE

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

COMPLEMENTED THE SILVER HE WON IN ATHENS IN 2004. THE UNITED STATES HAS

NOW WON 12 MEDALS (FIVE GOLD) SINCE THE PARALYMPIC GAMES BEGAN IN 1992.

THIS TOTAL IS SECOND ONLY TO THE NETHERLANDS AMONG ALL NATIONS. THE OTHER

MEMBERS OF THE UNITED STATES TEAM WERE LEE HINSON, JON RYDBERG AND

FOUR-TIME PARALYMPIC MEDALIST STEVE WELCH IN THE MEN'S COMPETITION. THE

WOMEN'S SQUAD CONSISTED OF BETH ARNOULT AND KAITLYN VERFUERTH, WHO LOST

IN THREE SETS IN THE WOMEN'S DOUBLES BRONZE MEDAL PLAYOFF. IN ADDITION TO

TAYLOR AND WAGNER, THE QUAD TEAM FEATURED BRENT POPPEN.

DAVIS CUP AND FED CUP ARE THE ELITE NATIONAL TEAMS IN PROFESSIONAL TENNIS

FOR MEN AND WOMEN RESPECTIVELY. MORE THAN 150 NATIONS COMPETE IN THESE

EVENTS ANNUALLY. THE DAVIS CUP CELEBRATED ITS 100TH ANNIVERSARY IN 1999.

THE UNITED STATES HAS WON THIS COMPETITION ON 32 OCCASIONS, MORE THAN

ANY OTHER NATION. OVER THE PAST FIVE YEARS, THE UNITED STATES HAS REACHED

THE SEMIFINAL ROUND FOUR TIMES AND WON THE DAVIS CUP CHAMPIONSHIP IN

2007. THE UNITED STATES FED CUP TEAM HAS WON THE FED CUP TITLE MORE THAN

ANY OTHER NATION--A RECORD OF 17 TIMES. IN 2009, THE UNITED STATES FED

CUP TEAM REACHED THE FINAL.

THE OLYMPUS US OPEN SERIES ("OUSOS") IS THE SIX-WEEK SUMMER TENNIS SEASON

LINKING 10 MAJOR ATP AND SONY ERICSSON WTA TOUR TOURNAMENTS TO THE US

OPEN. THE OUSOS LAUNCHED IN 2004 AND HAS RESULTED IN RECORD ATTENDANCE

AND TV VIEWERSHIP. THE 2009 OUSOS EVENTS, INCLUDING THE US OPEN,

GENERATED 1.6 MILLION ATTENDEES, 153 MILLION TV VIEWERS, 395 LIVE

TELEVISION HOURS, AND MORE THAN 65 MILLION WEBSITE VISITS, ALL OF WHICH

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

HELP GROW THE GAME OF TENNIS.

IN 2009, THE USTA PROVIDED SUPPORT (VIA PRIZEMONEY AND GRANTS/OTHER)TO

APPROXIMATELY 90 SANCTIONED CHALLENGER AND SATELLITE EVENTS THAT ARE

ENTRY-LEVEL PROFESSIONAL TOURNAMENTS THAT COMPRISE THE PRO CIRCUIT. THE

WORLD'S LARGEST PROFESSIONAL TOUR FOR TENNIS DEVELOPEMENT, THE USTA PRO

CIRCUIT, PROVIDES THE NEXT GENERATION OF AMERICAN CHAMPIONS WITH THE

OPPORTUNITY TO PLAY AGAINST WORLD-CLASS COMPETITION WITHOUT HAVING TO

TRAVEL ABROAD.

THE USTA ALSO OWNS THE US MEN'S CLAY COURT CHAMPIONSHIPS, US MEN'S AND

WOMEN'S HARDCOURT CHAMPIONSHIPS AND HOLDS THE MAJORITY OWNERSHIP IN THE

CINCINNATI PRO EVENT ALL OF WHICH ARE PART OF THE ATP AND WTA TOURS.

(4D) USTA PLAYER DEVELOPMENT

THE GOAL OF PLAYER DEVELOPMENT IS TO PROVIDE AMERICAN JUNIOR, COLLEGIATE

AND YOUNG PROFESSIONAL PLAYERS THE OPPORTUNITIES TO REACH THEIR MAXIMUM

POTENTIAL. THIS GOAL IS FACILITATED THROUGH COACHING, JUNIOR COMPETITION,

COLLEGIATE PROGRAMS, COACHING EDUCATION, SPORT SCIENCE, STRENGTH AND

CONDITIONING, ATHLETIC TRAINING AND TALENT IDENTIFICATION AND

DEVELOPMENT. TO HELP ACHIEVE THIS GOAL PLAYER DEVELOPMENT WORKS CLOSELY

WITH THE USTA PRO CIRCUIT, THE WORLD'S LARGEST PROFESSIONAL TOUR FOR

TENNIS DEVELOPMENT, WHICH PROVIDES THE NEXT GENERATION OF AMERICAN

CHAMPIONS WITH THE OPPORTUNITY TO PLAY AGAINST WORLD-CLASS COMPETITION

WITHOUT HAVING TO TRAVEL ABROAD.

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

THE USTA HAS FUNDED PART OF ITS PLAYER DEVELOPMENT PROGRAM BY HIRING

NATIONAL COACHES WHO WILL HAVE CONTACT WITH 10 TO 15 TOP PLAYERS IN ALL

AGE GROUPS AND AN IN DEPTH KNOWLEDGE OF ANOTHER 20 TO 30 PLAYERS. THESE

COACHES WILL PROVIDE INFORMATION, ADVICE AND ATTEND TOURNAMENTS WITH

THESE PLAYERS. THE COACHES ARE REQUIRED TO BE CERTIFIED AND CONTINUE

THEIR COACHING EDUCATION IN ORDER TO PROVIDE THE NECESSARY SUPPORT TO THE

PLAYERS WITH WHOM THEY WORK. FINANCIAL SUPPORT TO THE PLAYERS IS AN

INTEGRAL FOCUS OF THIS PROGRAM. IN 2009 GRANTS WERE DISTRIBUTED TO 188

PLAYERS. IN COORDINATION WITH THE NATIONAL COACHES THE PLAYERS USE THESE

GRANTS FOR TRAINING. THE FUNDS CAN BE USED FOR TENNIS ACADEMIES, PRIVATE

COACHING EXPENSES OR OTHER EXPENSES INCURRED FOR TRAINING PURPOSES. IN

ADDITION, FOCUS WAS PLACED ON SUPPORTING THE YOUNG TOURING PROS AS WELL

AS DEVELOPING EXPOSURE OF YOUNG AMERICAN PLAYERS AT THE INTERNATIONAL

JUNIOR AND PROFESSIONAL LEVELS. FOR THE PLAYERS THAT PARTICIPATE IN THIS

PROGRAM EVERY EFFORT IS MADE TO PROVIDE THEM WITH RESOURCES AND SUPPORT

TO FOSTER THEIR CONTINUED SUCCESS. USTA FOCUSES ON THESE EMERGING US

PLAYERS TO FURTHER DEVELOP FAN INTEREST IN TENNIS AND THE US OPEN, THUS

INCREASING REVENUES WHICH PROVIDES ADDITIONAL FUNDS TO PROVIDE ADDITIONAL

PROGRAMS TO LOCAL COMMUNITIES. IN ADDITION, FOUR U.S. JUNIOR PLAYERS

REACHED THE QUARTERFINALS IN THE 2009 US OPEN JUNIOR CHAMPIONSHIPS FOR

THE FIRST TIME IN TWO DECADES.

MEMBER RIGHTS

PART VI, LINES 6, 7A & 7B.

THE VOTING MEMBERS OF THE ASSOCIATION ARE THE SECTIONAL ASSOCIATIONS AND

DIRECT MEMBER CLUBS & ORGANIZATIONS WHO HAVE A WEIGHTED VOTE BASED ON

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

ACTUAL MEMBERS IN THEIR GEOGRAPHIC AREA. THE VOTING MEMBERS APPROVE THE

SLATE OF OFFICERS AND BOARD MEMBERS AS SUBMITTED BY THE NOMINATING

COMMITTEE. IN ADDITION, THEIR RIGHTS INCLUDE APPROVING AMENDMENTS TO THE

BY-LAWS AND OTHER VOTING RIGHTS PURSUANT TO NEW YORK STATE NOT-FOR-PROFIT

CORPORATION LAW.

FORM 990 REVIEW PROCESS

PART VI, SECTION A, LINE 10

UPON COMPLETION BY THE STAFF, THE FORM 990 IS REVIEWED BY INTERNAL AND

EXTERNAL COUNSEL. THE FORM 990 IS REVIEWED BY THE ASSOCIATION'S AUDIT

COMMITTEE. THE FORM 990 IS ALSO DISTRIBUTED TO THE FULL BOARD OF

DIRECTORS IN ADVANCE OF FILING.

CONFLICT OF INTEREST POLICY

PART VI, SECTION B, LINE 12C

UNITED STATES TENNIS ASSOCIATION ("USTA") HAS A CONFLICT OF INTEREST AND

DISCLOSURE POLICY THAT APPLIES TO ALL EMPLOYEES, VOLUNTEERS AND BOARD

MEMBERS. THE CONFLICT OF INTEREST AND DISCLOSURE POLICY REQUIRES AN

EMPLOYEE, VOLUNTEER AND BOARD MEMBER TO REPORT ALL ACTIONS, INACTIONS OR

TRANSACTIONS THAT CREATE, OR APPEAR TO CREATE, A CONFLICT OF INTEREST.

USTA OBTAINS ANNUAL CERTIFICATIONS FROM EMPLOYEES, VOLUNTEERS AND BOARD

MEMBERS. THE ETHICS OFFICER REVIEWS THE COMPLETED DISCLOSURE STATEMENTS

FOR EMPLOYEES AND THE CHAIR OF THE AUDIT COMMITTEE REVIEWS THE COMPLETED

DISCLOSURE STATEMENTS FOR THE VOLUNTEERS AND BOARD MEMBERS. THE ETHICS

OFFICER AND THE CHAIR OF THE AUDIT COMMITTEE HAVE THE DISCRETION TO SHARE

THE DISCLOSURE STATEMENTS WITH THE ENTIRE AUDIT COMMITTEE, BOARD OF

DIRECTORS AND/OR COO. THE ETHICS OFFICER AND THE CHAIR OF THE AUDIT

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

COMMITTEE DETERMINE WHETHER A CONFLICT EXISTS AND SO MARK THEIR DECISION

ON THE DISCLOSURE STATEMENT, ALSO INDICATING THE REQUIRED CORRECTIVE

ACTION SHOULD THEY DETERMINE THAT A CONFLICT EXISTS (WHICH MAY INCLUDE,

BUT IS NOT LIMITED TO, PROHIBITION IN PARTICIPATING, DELIBERATING AND

DECIDING ISSUES AND/OR IN TRANSACTIONS).

DETERMINING COMPENSATION FOR SENIOR STAFF

PART VI, SECTION B., LINE 15

THE COMPENSATION COMMITTEE HAS RESPONSIBILITY FOR ESTABLISHING A

COMPENSATION STRATEGY AND SETTING THE COMPENSATION OF THE EXECUTIVE

DIRECTOR, CHIEF FINANCIAL OFFICER, GENERAL COUNSEL AND CHIEF LEGAL

OFFICER, CHIEF EXECUTIVE COMMUNITY TENNIS, CHIEF BUSINESS AND MARKETING

OFFICER, CHIEF PROFESSIONAL TOURNAMENTS DIRECTOR, GENERAL MANAGER, PLAYER

DEVELOPMENT. THE COMPENSATION COMMITTEE MEETS A MINIMUM OF FOUR TIMES PER

YEAR AND DOCUMENTATION OF THESE MEETINGS AND ACTIONS TAKEN ARE

CONTEMPORANEOUSLY SECURED. COMPENSATION AND INCENTIVE PLAN LEVELS ARE SET

BY THE COMMITTEE FOLLOWING REVIEW OF APPROPRIATE COMPARABILITY DATA.

APPROPRIATE COMPARABILITY DATA INCLUDES, BUT IS NOT LIMITED TO, (I)

INFORMATION REGARDING COMPENSATION PAID BY SIMILAR ORGANIZATIONS FOR

SIMILAR SERVICES, (II) THE AVAILABILITY OF SIMILAR SERVICES IN THE

ORGANIZATION'S GEOGRAPHIC AREA, AND (III) COMPENSATION SURVEYS COMPILED

BY INDEPENDENT FIRMS. THE REVIEW DESCRIBED ABOVE WAS CONDUCTED IN 2009

WITH RESPECT TO ALL NOTED INDIVIDUALS AS IT RELATES TO THEIR INCENTIVE

COMPENSATION. THE REVIEW DESCRIBED ABOVE WAS CONDUCTED, WITH RESPECT TO

BASE SALARY FOR THE ABOVE-NOTED INDIVIDUALS IN THE YEARS SPECIFIED BELOW:

EXECUTIVE DIRECTOR, APRIL 2009; CHIEF FINANCIAL OFFICER, APRIL 2009 ;

GENERAL COUNSEL AND CHIEF LEGAL OFFICER, APRIL 2009; CHIEF EXECUTIVE

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 1 (CONT'D)

COMMUNITY TENNIS, APRIL 2009; CHIEF BUSINESS AND MARKETING OFFICER,

DECEMBER 2009; CHIEF PROFESSIONAL TOURNAMENTS OFFICER, APRIL 2009;

GENERAL MANAGER, PLAYER DEVELOPMENT, MAY 2008.

PUBLIC AVAILABILITY OF ASSOCIATION DOCUMENTS

PART VI, SECTION C, LINE 19

THE ASSOCIATION'S BYLAWS ARE LOCATED ON ITS WEBSITE (USTA.COM). UPON

REQUEST THE PUBLIC IS PROVIDED COPIES OF THE ASSOCIATION'S TAX RETURN,

FORM 990, WHICH HAS ALL OF THE ASSOCIATION'S FINANCIAL INFORMATION.

LASTLY, THE CONFLICT OF INTEREST POLICY CAN BE FOUND AT

WWW.ETHICSPOINT.COM UNDER THE WEBSITE DESIGNED FOR THE ASSOCIATION AND IS

ALSO AVAILABLE UPON REQUEST FROM THE ASSOCIATION'S LEGAL DEPARTMENT.

ATTACHMENT 2FORM 990, PART III, LINE 1 - ORGANIZATION'S MISSION

THE UNITED STATES TENNIS ASSOCIATION (USTA) IS THE NATIONAL GOVERNING

BODY FOR THE SPORT OF TENNIS AND THE RECOGNIZED LEADER IN PROMOTING

AND DEVELOPING THE SPORT'S GROWTH ON EVERY LEVEL IN THE UNITED

STATES, FROM LOCAL COMMUNITIES TO THE CROWN JEWEL OF THE PROFESSIONAL

GAME, THE US OPEN. THE USTA IS A PROGRESSIVE AND DIVERSE

NOT-FOR-PROFIT ORGANIZATION WHOSE VOLUNTEERS, PROFESSIONAL STAFF AND

FINANCIAL RESOURCES SUPPORT A SINGLE MISSION: TO PROMOTE AND DEVELOP

THE GROWTH OF TENNIS. THE USTA HAS NEARLY 730,000 INDIVIDUAL MEMBERS

AND 8,400 ORGANIZATIONAL MEMBERS, THOUSANDS OF VOLUNTEERS AND A

PROFESSIONAL STAFF DEDICATED TO GROWING THE GAME.

ATTACHMENT 3

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Schedule O (Form 990) 2009 Page 2

Name of the organization Employer identification number

Schedule O (Form 990) 2009JSA

9E1228 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420ATTACHMENT 3 (CONT'D)

FORM 990, PART III, LINE 4D - OTHER PROGRAM SERVICES

DESCRIPTION GRANTS EXPENSES REVENUE

USTA PLAYER DEVELOPMENT - SEE SCHEDULE O

TOTALS

ATTACHMENT 4

FORM 990, PART VIII - INVESTMENT INCOME

(A) (B) (C) (D)

TOTAL RELATED OR UNRELATED EXCLUDED

DESCRIPTION REVENUE EXEMPT REVENUE BUSINESS REV. REVENUE

INTEREST AND DIVIDENDS 894,919. 894,919.

TOTALS894,919. 894,919.

ATTACHMENT 5

FORM 990, PART X - INVESTMENTS - PUBLICLY TRADED SECURITIES

ENDING COSTDESCRIPTION BOOK VALUE OR FMV

SECURITIES - MUTUAL FUNDS 109,508,516. FMV

TOTALS 109,508,516.

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OMB No. 1545-0047SCHEDULE R(Form 990)

Related Organizations and Unrelated PartnershipsÀ¾́ ½

IComplete if the organization answered "Yes" to Form 990, Part IV, line 33, 34, 35, 36 or 37.Department of the Treasury

Internal Revenue Service

Open to Public

Inspection IAttach to Form 990. ISee separate instructions.

Name of the organization Employer identification number

Identification of Disregarded Entities (Complete if the organization answered "Yes" on Form 990, Part IV, line 33.) Part I

(a)

Name, address, and EIN of disregarded entity

(b)

Primary activity

(c)Legal domicile (stateor foreign country)

(d)Total income

(e)End-of-year assets

(f)Direct controlling

entity

Identification of Related Tax-Exempt Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34 because ithad one or more related tax-exempt organizations during the tax year.) Part II

(a)Name, address, and EIN of related organization

(b)Primary activity

(c)Legal domicile (stateor foreign country)

(d)Exempt Code section

(e)Public charity status(if section 501(c)(3))

(f)Direct controlling

entity

For Privacy Act and Paperwork Reduction Act Notice, see the Instructions for Form 990. Schedule R (Form 990) 2009

JSA

9E1307 2.000

UNITED STATES TENNIS ASSOCIATION INCORPORATED 13-5459420

US OPEN SERIES, LLC 20-098491470 W. RED OAK LANE WHITE PLAINS, NY 10604 TENNIS DE -202,220. 78,127. N/A

USTA NATIONAL TENNIS CENTER, INC. 13-294669070 W. RED OAK LANE WHITE PLAINS, NY 10604 TENNIS NY 501(C)(3) 9 N/AUSTA SERVES, INC 13-378233170 W. RED OAK LANE WHITE PLAINS, NY 10604 GRANT GIVING NY 501(C)(3) 7 N/A

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Schedule R (Form 990) 2009 Page 2

Identification of Related Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 34because it had one or more related organizations treated as a partnership during the tax year.)

Part III

(a)Name, address, and EIN of

related organization

(b)Primary activity

(c)Legal

domicile(state orforeign

country)

(d)Direct controlling

entity

(e)Predominant

income (related,unrelated,

excluded fromtax undersections

512-514)

(f)Share of total income

(g)Share of end-of-year

assets

(h)Disproportionate

allocations?

(i)Code V-UBI

amount in box 20 ofSchedule K-1(Form 1065)

(j)General or

managing

partner?

Yes No Yes No

Identification of Related Organizations Taxable as a Corporation or Trust (Complete if the organization answered "Yes" on Form 990, PartIV, line 34 because it had one or more related organizations treated as a corporation or trust during the tax year.)

Part IV

(a)Name, address, and EIN of related organization

(b)Primary activity

(c)Legal domicile

(state orforeign country)

(d)Direct controlling

entity

(e)Type of entity

(C corp, S corp,or trust)

(f)Share of total income

(g)Share of

end-of-year assets

(h)Percentageownership

Schedule R (Form 990) 2009

JSA

9E1308 1.000

13-5459420

CINC. TENNIS, LLC 26-4273680

WHITE PLAINS, NY 10604 TENNIS TOURNAMENT N/A RELATED 80. 80. X 0. X

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Schedule R (Form 990) 2009 Page 3

Transactions With Related Organizations (Complete if the organization answered "Yes" on Form 990, Part IV, line 34, 35, or 36.) Part V

Yes NoNote. Complete line 1 if any entity is listed in Parts II, III, or IV of this schedule.

1 During the tax year, did the organization engage in any of the following transactions with one or more related organizations listed in Parts II–IV?

Receipt of (i) interest (ii) annuities (iii) royalties or (iv) rent from a controlled entity

Gift, grant, or capital contribution to other organization(s)

Gift, grant, or capital contribution from other organization(s)

Loans or loan guarantees to or for other organization(s)

Loans or loan guarantees by other organization(s)

Sale of assets to other organization(s)

Purchase of assets from other organization(s)

Exchange of assets

Lease of facilities, equipment, or other assets to other organization(s)

Lease of facilities, equipment, or other assets from other organization(s)

Performance of services or membership or fundraising solicitations for other organization(s)

Performance of services or membership or fundraising solicitations by other organization(s)

Sharing of facilities, equipment, mailing lists, or other assets

Sharing of paid employees

Reimbursement paid to other organization for expenses

Reimbursement paid by other organization for expenses

Other transfer of cash or property to other organization(s)

1a

1b

1c

1d

1e

1f

1g

1h

1i

1j

1k

1l

1m

1n

1o

1p

1q

1r

a

b

c

d

e

f

g

h

i

j

k

l

m

n

o

p

q

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

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mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm

r Other transfer of cash or property from other organization(s) mmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmmm(c)

Amount involved

2 If the answer to any of the above is "Yes," see the instructions for information on who must complete this line, including covered relationships and transaction thresholds.

(a)Name of other organization

(b)Transaction

type (a–r)

(1)

(2)

(3)

(4)

(5)

(6)

Schedule R (Form 990) 2009

JSA

9E1309 1.000

13-5459420

XXXXX

XXXX

XXX

XX

XX

XX

USTA NATIONAL TENNIS CENTER INCORPORATED J 1,501,321.

USTA SERVES INCORPORATED M 52,086.

USTA SERVES INCORPORATED N 623,214.

Page 52: UNITED STATES TENNIS ASSOCIATION INCORPORATED …assets.usta.com/assets/1/15/2009 USTA Form 990 Final_FILED_COPY.pdfJan 15, 2009  · Form 990 (2009) Page 3 Part IV Checklist of Required

Schedule R (Form 990) 2009 Page 4

Unrelated Organizations Taxable as a Partnership (Complete if the organization answered "Yes" on Form 990, Part IV, line 37.) Part VI

Provide the following information for each entity taxed as a partnership through which the organization conducted more than five percent of its activities (measured by total assetsor gross revenue) that was not a related organization. See instructions regarding exclusion for certain investment partnerships.

(a)

Name, address, and EIN of entity

(b)

Primary activity

(f)

Disproportionate

allocations?

(c)

Legal domicile

(state or foreign

country)

(d)Are all partners

section501(c)(3)

organizations?

(e)

Share of

end-of-year

assets

(g)

Code V-UBI

amount in box 20

of Schedule K-1

(Form 1065)

(h)General ormanagingpartner?

Yes No Yes No Yes No

Schedule R (Form 990) 2009

JSA

9E1310 1.000

13-5459420