US District Court Civil Docket as of May 28, 2014 Retrieved from the court on May 29, 2014

United States District Court Northern District of Illinois - CM/ECF LIVE, Ver 6,1 (Chicago)

CIVIL DOCKET FOR CASE #: 1:12-cv-05704

Satterfield v. Lime Energy Co. et al Date Filed: 07/20/2012 Assigned to: Honorable Sara L. Ellis Jury Demand: Both Demand: $9,999,000 Nature of Suit: 850 Cause: 15:78m(a) Securities Exchange Act Securities/Commodities

Jurisdiction: Federal Question

Plaintiff

Jeffrey Satterfield

represented by Leigh Handelman Smollar Individually and on Behalf of All Others

Pomerantz LLP

Similarly Situated

10 South LaSalle Street #3505 Chicago, IL 60603 (312) 377-1181 Email: lsmollar@pomlaw.com ATTORNEY TO BE NOTICED

Louis Carey Ludwig Pomerantz LLP 10 S. LaSalle Street Suite 3505 Chicago, IL 60603 312-377-1181 Fax: 312-377-1184 Email: lcludwig@pomlaw.com ATTORNEY TO BE NOTICED

Patrick Vincent Dahlstrom Pomerantz LLP Ten South La Salle Street, Suite 3505 Chicago, IL 60603 (312) 377-1181 Email: pdahlstrom@pomlaw.com ATTORNEY TO BE NOTICED

Plaintiff

Ray Galbraith represented by Adam J. Levitt Grant & Eisenhofer P.A. 30 North LaSalle Street Suite 1200 Chicago, IL 60602

(312) 214-0000 Fax: (312) 214-0001 Email: alevitt@gelaw.com ATTORNEY TO BE NOTICED

Theodore Beloyeannis Bell Wolf Haldenstein Adler Freeman & Herz LLC 55 West Monroe Street Suite 1111 Chicago, IL 60603 (312) 984-0000 Email: tbell@whafh.com ATTORNEY TO BE NOTICED

V.

Defendant

Lime Energy Co. represented by Walter C. Carlson Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: wcarlson@sidley.com LEAD ATTORNEY ATTORNEY TO BE NOTICED

Melanie Elizabeth Walker Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 (312) 853-7000 Email: mewalker@sidley.com ATTORNEY TO BE NOTICED

Patrick J. Wackerly Sidley Austin LLP One South Dearborn Street Chicago, IL 60603 312 853 7273 Email: pwackerly@sidley.com ATTORNEY TO BE NOTICED

Defendant

John O'Rourke represented by Walter C. Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Melanie Elizabeth Walker

(See above for address) ATTORNEY TO BE NOTICED

Patrick J. Wackerly (See above for address) ATTORNEY TO BE NOTICED

Defendant

David R. Asplund represented by Walter C. Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Melanie Elizabeth Walker (See above for address) ATTORNEY TO BE NOTICED

Patrick J. Wackerly (See above for address) ATTORNEY TO BE NOTICED

Defendant

Jeffrey Mistarz represented by Walter C. Carlson (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Melanie Elizabeth Walker (See above for address) ATTORNEY TO BE NOTICED

Patrick J. Wackerly (See above for address) ATTORNEY TO BE NOTICED

Movant

James L Clausen represented by Amelia Susan Newton Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654 (312) 634-0057 Email: newton@laskyrifkind.com ATTORNEY TO BE NOTICED

Norman Rifkind Lasky & Rifkind, Ltd. 351 West Hubbard Street Suite 401 Chicago, IL 60654

(312) 634-0057 Fax: (312) 634-0059 Email: rifkind@laskyrifkind.com ATTORNEY TO BE NOTICED

Movant

Jamie Fang represented by Jeremy Alan Lieberman Pomerantz Llp 600 Third Avenue 20th Fl New York, NY 10016 (212) 661-1100 Email: jalieberman@pomlaw.com PRO HAC VICE ATTORNEY TO BE NOTICED

Louis Carey Ludwig (See above for address) ATTORNEY TO BE NOTICED

Movant

Kevin J. Fetzer represented by Jeremy Alan Lieberman (See above for address) PRO HAC VICE ATTORNEY TO BE NOTICED

Louis Carey Ludwig (See above for address) ATTORNEY TO BE NOTICED

Date Filed # Docket Text

07/20/2012 1 COMPLAINT filed by Jeffrey Satterfield; Jury Demand. Filing fee $ 350, receipt number 0752-7368842.(Dahlstrom, Patrick) (Entered: 07/20/2012)

07/20/2012 2 CIVIL Cover Sheet (Dahlstrom, Patrick) (Entered: 07/20/2012)

07/20/2012 3. ATTORNEY Appearance for Plaintiff Jeffrey Satterfield by Patrick Vincent Dahlstrom (Dahlstrom, Patrick) (Entered: 07/20/2012)

07/20/2012 4 ATTORNEY Appearance for Plaintiff Jeffrey Satterfield by Louis Carey Ludwig (Ludwig, Louis) (Entered: 07/20/2012)

07/20/2012 CASE ASSIGNED to the Honorable John F. Grady. Designated as Magistrate Judge the Honorable Morton Denlow. (jn, ) (Entered: 07/20/2012)

07/20/2012 SUMMONS Issued as to Defendants David R. Asplund, Lime Energy Co. at 2 separate addresses, Jeffrey Mistarz, John O'Rourke (aee, ) (Entered: 07/20/2012)

07/30/2012 ALIAS Summons Issued as to Defendants David R. Asplund, Jeffrey Mistarz. (np, ) (Entered: 07/30/2012)

07/31/2012 5 EXECUTIVE COMMITTEE ORDER: Case reassigned to the Honorable Robert W. Gettleman for all further proceedings pursuant to 28:294(b). Signed by Executive Committee on 7/31/2012.(mr, ) (Entered: 08/02/2012)

08/07/2012 6 NOTICE by Louis Carey Ludwig of Change of Address /Change of Firm Name (Ludwig, Louis) (Entered: 08/07/2012)

08/09/2012 7 ATTORNEY Appearance for Defendants David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke by Melanie Elizabeth Walker (Walker, Melanie) (Entered: 08/09/2012)

08/09/2012 8 ATTORNEY Appearance for Defendants David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke by Walter C. Carlson (Carlson, Walter) (Entered: 08/09/2012)

08/16/2012 9 MOTION by Defendants David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke to consolidate cases Agreed Motion for Reassignment of Related Cases, for Consolidation, and for Entry of Scheduling Order (Attachments: # 1 Exhibit Complaint in 12CV 5724, # 2 Exhibit Complaint 12CV 6100)(Walker, Melanie) (Entered: 08/16/2012)

08/16/2012 10 NOTICE of Motion by Melanie Elizabeth Walker for presentment of motion to consolidate cases, 9 before Honorable Robert W. Gettleman on 8/21/2012 at 09:15 AM. (Walker, Melanie) (Entered: 08/16/2012)

08/17/2012 11 NOTIFICATION of Affiliates pursuant to Local Rule 3.2 by Lime Energy Co. (Walker, Melanie) (Entered: 08/17/2012)

08/20/2012 12 ATTORNEY Appearance for Defendants David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke by Patrick J. Wackerly (Wackerly, Patrick) (Entered: 08/20/2012)

08/21/2012 13 MINUTE entry before Honorable Robert W. Gettleman: Motion hearing held on 8/21/2012 regarding motion for scheduling order 9 , which is continued to 9/25/2012 at 9:15 a.m. Plaintiff's motion is due by 9/18/2012 and is to be noticed for 9/25/2012, at 9:15 a.m. Mailed notice (gds) (Entered: 08/22/2012)

09/07/2012 14 MOTION by Defendants David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke to consolidate cases Agreed Motion for Reassignment of Related Cases, for Consolidation, and for Entry of Scheduling Order (Attachments: # 1 Exhibit 1 - Complaint in Clausen v. Lime Energy, # 2 Exhibit 2 - Complaint in Edwards v. Lime Energy, # 3 Exhibit 3 - Complaint in Galbraith v. Lime Energy)(Wackerly, Patrick) (Entered: 09/07/2012)

09/07/2012 15 NOTICE of Motion by Patrick J. Wackerly for presentment of motion to consolidate cases, 14 before Honorable Robert W. Gettleman on 9/12/2012 at 09:15 AM. (Wackerly, Patrick) (Entered: 09/07/2012)

09/18/2012 16 MOTION by Movant James L Clausen to consolidate cases Motion for Consolidation, Appointment of Lead Plaintiff and Approval of Selection of Lead Counsel and Liaison Counsel (Rifkind, Norman) (Entered: 09/18/2012)

09/18/2012 17 NOTICE of Motion by Norman Rifkind for presentment of (Rifkind, Norman) (Entered: 09/18/2012)

09/18/2012 18 MEMORANDUM by James L Clausen in support of motion to consolidate cases 16 memorandum in support of motion for consolidation and for appointment as Lead Plaintiff (Rifkind, Norman) (Entered: 09/18/2012)

09/18/2012 19 DECLARATION regarding motion to consolidate cases 16 , memorandum in support of motion 18 Declaration of Joseph E. White III in Support of the Motion of James L. Clausen for Consolidation, appointment of lead plaintiff, and approval of selection of counsel (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4 Exhibit Exhibit D, # 5 Exhibit Exhibit E, # 6 Exhibit Exhibit F)(Rifkind, Norman) (Entered: 09/18/2012)

09/18/2012

20 ATTORNEY Appearance for Movant James L Clausen by Norman Rifkind (Rifkind, Norman) (Entered: 09/18/2012)

09/18/2012

21 MOTION by Movants Jamie Fang, Kevin J. Fetzer to consolidate cases appoint lead plaintiffs and approve lead counsel (Dahlstrom, Patrick) (Entered: 09/18/2012)

09/18/2012 22 MEMORANDUM by Jamie Fang in support of motion to consolidate cases 21 appoint lead plaintiffs and approve lead counsel (Attachments: # 1 Declaration, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Dahlstrom, Patrick) (Entered: 09/18/2012)

09/18/2012 23 NOTICE of Motion by Patrick Vincent Dahlstrom for presentment of motion to consolidate cases 21 before Honorable Robert W. Gettleman on 9/25/2012 at 09:15 AM. (Dahlstrom, Patrick) (Entered: 09/18/2012)

09/19/2012

24 ATTORNEY Appearance for Movant James L Clausen by Amelia Susan Newton (Newton, Amelia) (Entered: 09/19/2012)

09/19/2012

25 NOTICE of Motion by Norman Rifkind for presentment of motion to consolidate cases 16 before Honorable Robert W. Gettleman on 9/25/2012 at 09:15 AM. (Rifkind, Norman) (Entered: 09/19/2012)

09/25/2012

26 ATTORNEY Appearance for Movants Jamie Fang, Kevin J. Fetzer by Jeremy Alan Lieberman (Lieberman, Jeremy) (Entered: 09/25/2012)

09/25/2012 27 MINUTE entry before Honorable Robert W. Gettleman: Motion of James L. Clausen to consolidate cases 16 is withdrawn. Status hearing held on 9/25/2012. Status hearing set for 10/16/2012 at 9:30 a.m. Mailed notice (gds) (Entered: 10/02/2012)

10/15/2012 28 MINUTE entry before Honorable Robert W. Gettleman: Status hearing date of 10/16/2012 is re-set to 10/26/2012 at 10:00 a.m. Mailed notice (gds) (Entered: 10/15/2012)

10/15/2012 29 ATTORNEY Appearance for Plaintiff Jeffrey Satterfield by Leigh Handelman Smoller (Smoller, Leigh) (Entered: 10/15/2012)

10/26/2012 30 MINUTE entry before Honorable Robert W. Gettleman: Status hearing held on 10/26/2012. Motions to consolidate 9 14 21 are granted. A consolidated amended complaint is due by 1/18/2013. Motion to dismiss is due by 3/19/2013. Status hearing set for 4/3/2013 at 9:30 a.m. Mailed notice (gds) (Entered: 11/01/2012)

11/02/2012 31 EXECUTIVE COMMITTEE ORDER:Case referred to the Honorable Daniel G. Martin pursuant to Local Rule 72.1 for Discovery Supervision and Settlement Conference. Signed by Executive Committee on 11/2/2012.(mr, ) (Entered:

11/05/2012)

11/05/2012 32 MINUTE entry before Honorable Daniel G. Martin: Initial status hearing set for 11/20/2012 at 09:30 a.m. Out-of-town counsel may make arrangements with Judge Martin's Courtroom Deputy (312-435-5833) to participate in the status hearing by telephone. Local counsel must be present personally. Counsel shall file and deliver a copy of an initial status report to chambers (Room 1356) at least three (3) business days before the initial status hearing. If counsel have recently prepared and filed a status report with the district court, the submission of a previously filed status report to Judge Martin's chambers is sufficient. Counsel are expected to be familiar with and follow Judge Martin's Case Management Procedures posted on his web page at www.ilnd.uscourts.gov .Mailed notice (lxs, ) (Entered: 11/05/2012)

11/06/2012 33 MINUTE entry before Honorable Daniel G. Martin:At counsels' request, status hearing set for 11/20/2012 is stricken and reset to 11/27/2012 at 09:30 AM.Mailed notice (lxs, ) (Entered: 11/06/2012)

11/26/2012 34 STATUS Report Joint Status Report of Plaintiffs and Defendants by David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke (Walker, Melanie) (Entered: 11/26/2012)

11/27/2012 35 MINUTE entry before Honorable Daniel G. Martin: Status hearing held and continued to 1/29/2013 at 9:30 a.m. Parties advised discovery is stayed and counsel shall submit an Agreed Scheduling Order after ruling on Defendant's Motion To Dismiss. Mailed notice (lxs, ) (Entered: 11/27/2012)

11/29/2012 36 MOTION by Movants Jamie Fang, Kevin J. Fetzer to certify class (Ludwig, Louis) i (Entered: 11/29/2012)

11/29/2012 37 NOTICE of Motion by Louis Carey Ludwig for presentment of motion to certify class 36 before Honorable Robert W. Gettleman on 12/5/2012 at 09:15 AM. (Ludwig, Louis) (Entered: 11/29/2012)

11/30/2012 38 ATTORNEY Appearance for Plaintiff Ray Galbraith by Adam J. Levitt (Levitt, Adam) (Entered: 11/30/2012)

11/30/2012 39 ATTORNEY Appearance for Plaintiff Ray Galbraith by Theodore Beloyeannis Bell (Bell, Theodore) (Entered: 11/30/2012)

12/05/2012 40 MINUTE entry before Honorable Robert W. Gettleman: Motion hearing held on 12/5/2012 regarding plaintiff's motion 36 to certify class which is continued to 1/24/2013, at 9:00 a.m. Mailed notice (gds) (Entered: 12/07/2012)

01/04/2013 41 SUGGESTION of Bankruptcy as to David R. Asplund (Guon, Allen) (Entered: 01/04/2013)

01/09/2013 42 STIPULATION Regarding Offers of Judgment to Named Plaintiffs on an Individual Basis and Withdrawal of Motion for Class Certification (Ludwig, Louis) (Entered: 01/09/2013)

01/09/2013 43 NOTICE by Jamie Fang, Kevin J. Fetzer re stipulation 42 Regarding Offers of Judgment to Named Plaintiffs on an Individual Basis and Withdrawal of Motion for Class Certification (Ludwig, Louis) (Entered: 01/09/2013)

01/18/2013 44 Consolidated AMENDED complaint by Jamie Fang, Kevin J. Fetzer against Lime Energy Co., John O'Rourke, Jeffrey Mistarz (Ludwig, Louis) (Docket Text Modified by Clerk's Office) (mr, ). (Entered: 01/18/2013)

01/18/2013 45 NOTICE by Jamie Fang, Kevin J. Fetzer re amended complaint 44 (Ludwig, Louis) (Entered: 01/18/2013)

01/23/2013 46 MINUTE entry before Honorable Robert W. Gettleman: In light of the stipulation 42 filed 1/9/2013, the status heasring set fro 1/24/2013 is stricken and the motion to certify class 36 is withdrawn without prejudice. Mailed notice (gds, ) (Entered: 01/23/2013)

01/29/2013

47 MINUTE entry before Honorable Daniel G. Martin:Magistrate Judge Status hearing held on 1/29/2013 and continued to 4/3/2012 at 09:30 a.m. Mailed notice (lxs, ) (Entered: 01/29/2013)

02/14/2013

03/13/2013

48 Notice of NonAffiliation of Adam J. Levitt by Ray Galbraith (Bell, Theodore) (Entered: 02/14/2013)

49 MOTION by Defendants Lime Energy Co., Jeffrey Mistarz, John O'Rourke for extension of time To Answer or Otherwise Plead (Walker, Melanie) (Entered: 03/13/2013)

03/13/2013 50 NOTICE of Motion by Melanie Elizabeth Walker for presentment of extension of time 49 before Honorable Robert W. Gettleman on 3/19/2013 at 09:15 AM. (Walker, Melanie) (Entered: 03/13/2013)

03/18/2013 51 MINUTE entry before Honorable Robert W. Gettleman: Defendants' agreed motion 49 for extension of time to 5/1/2013 to answer or otherwise plead is granted. Mailed notice (gds) (Entered: 03/18/2013)

03/18/2013 52 MINUTE entry before Honorable Robert W. Gettleman: Defendants are given an extension of time to 5/15/2013 within which to answer or otherwise plead Telephone notice (gds) (Entered: 03/18/2013)

04/02/2013

04/02/2013

53 MINUTE entry before Honorable Robert W. Gettleman: Status hearing date of 4/3/2013 is re-set to 5/22/2013, at 9:00 a.m. Mailed notice (gds) (Entered: 04/02/2013)

54 MINUTE entry before Honorable Daniel G. Martin: Status hearing set for 4/3/2013 is stricken and reset to 5/22/2013 at 09:30 AM.Mailed notice (lxs, ) (Entered: 04/02/2013)

05/15/2013 55 MOTION by Defendants John O'Rourke, Lime Energy Co., Jeffrey Mistarz to dismiss Consolidated Amended Class Action Complaint (Walker, Melanie) (Entered: 05/15/2013)

05/15/2013 56 NOTICE of Motion by Melanie Elizabeth Walker for presentment of motion to dismiss 55 before Honorable Robert W. Gettleman on 5/22/2013 at 09:00 AM. (Walker, Melanie) (Entered: 05/15/2013)

05/15/2013 57 MOTION by Defendants Lime Energy Co., Jeffrey Mistarz, John O'Rourke to file instanter (For Extension Of Page Limits and For Entry of A Scheduling Order) (Attachments: # 1 Memorandum In Support of Motion To Dismiss, # 2 Exhibit Exhibits A-O to Memorandum)(Walker, Melanie) (Entered: 05/15/2013)

05/15/2013 58 NOTICE of Motion by Melanie Elizabeth Walker for presentment of motion to file instanter, 57 before Honorable Robert W. Gettleman on 5/22/2013 at 09:00 AM. (Walker, Melanie) (Entered: 05/15/2013)

05/22/2013 59 MINUTE entry before Honorable Daniel G. Martin: Magistrate Judge Status hearing held on 5/22/2013 and continued to 8/7/2013 at 09:30 a.m. Discovery stayed by the district court. Parties exploring private mediation. Mailed notice (lxs, ) (Entered: 05/23/2013)

05/22/2013

05/23/2013

05/30/2013

07/22/2013

08/08/2013

61 MINUTE entry before Honorable Robert W. Gettleman: Motion to file 57 brief in excess of 15 pages is granted. Status hearing held on 5/22/2013. Response to motion to dismiss is due by 7/22/2013. Reply is due by 8/22/2013. Status hearing set for 10/24/2013 at 9:00 a.m. Mailed notice (gds) (Entered: 05/28/2013)

60 MINUTE entry before Honorable Daniel G. Martin: Status hearing was set for 8/27/2013 at 09:30 a.m. and not for 8/7/2013.Mailed notice (lxs, ) (Entered: 05/23/2013)

62 SUGGESTION of Death as to Defendant David Asplund (Wackerly, Patrick) (Entered: 05/30/2013)

63 MEMORANDUM by Jamie Fang, Kevin J. Fetzer in Opposition to motion to dismiss 55 (Ludwig, Louis) (Entered: 07/22/2013)

64 MOTION by Defendants Lime Energy Co., Jeffrey Mistarz, John O'Rourke for extension of time to file response/reply as to motion to dismiss 55 (Wackerly, Patrick) (Entered: 08/08/2013)

08/08/2013 65 NOTICE of Motion by Patrick J. Wackerly for presentment of motion for extension of time to file response/reply, motion for relief 64 before Honorable Robert W. Gettleman on 8/13/2013 at 09:15 AM. (Wackerly, Patrick) (Entered: 08/08/2013)

08/12/2013 66 MINUTE entry before Honorable Robert W. Gettleman: Defendants' unopposed motion 64 for extension of time to 9/12/2013 to file reply in support of motion to dismiss is granted. Notice of presentment date of 8/13/2013 is stricken. Mailed notice (gds) (Entered: 08/12/2013)

08/27/2013 67 MINUTE entry before Honorable Daniel G. Martin:Magistrate Judge Status hearing held on 8/27/2013 and continued to 10/24/2013 at 09:30 a.m. Parties reported status of private mediation. Mailed notice (lxs, ) (Entered: 08/27/2013)

09/05/2013 68 MINUTE entry before Honorable Robert W. Gettleman: Status hearing before Judge Gettleman is set for 9/12/2013 at 9:00 a.m. Mailed notice (gds) (Entered: 09/05/2013)

09/12/2013 69 REPLY by Lime Energy Co., Jeffrey Mistarz, John O'Rourke to MOTION by Defendants John O'Rourke, Lime Energy Co., Jeffrey Mistarz to dismiss Consolidated Amended Class Action Complaint 55 (Attachments: # 1 Exhibit 1 - 4)(Carlson, Walter) (Entered: 09/12/2013)

09/12/2013 70 MINUTE entry before Honorable Robert W. Gettleman: Status hearing held on 9/12/2013. Reply to motion to dismiss is due by 9/12/2013. Sur-reply is due by 9/26/2013. Status hearing date of 10/24/2013 is re-set to 12/4/2013 at 9:00 a.m. Mailed notice (gds) (Entered: 09/17/2013)

09/17/2013 71 MINUTE entry before Honorable Daniel G. Martin: Status hearing set for 10/24/2013 at 9:30 a.m. is stricken and reset to 12/4/2013 at 9:30 a.m.Mailed notice (lxs, ) (Entered: 09/17/2013)

09/26/2013 72 SUR-REPLY by Movants Jamie Fang, Kevin J. Fetzer to reply to response to motion, 69 and in further opposition to Defendants' motion to dismiss (Ludwig, Louis) (Entered: 09/26/2013)

10/04/2013 73 MOTION by Defendants Lime Energy Co., Jeffrey Mistarz, John O'Rourke for leave to file (Instanter) A Response To Plaintiffs Sur-Reply (Attachments: # 1 Exhibit A)(Walker, Melanie) (Entered: 10/04/2013)

10/04/2013 74 NOTICE of Motion by Melanie Elizabeth Walker for presentment of motion for leave to file 73 before Honorable Robert W. Gettleman on 10/10/2013 at 09:15 AM. (Walker, Melanie) (Entered: 10/04/2013)

10/09/2013 75 MINUTE entry before Honorable Robert W. Gettleman: Defendant's motion for leave to file 73 a response to plaintiff's sur-reply is granted. Mailed notice (gds) (Entered: 10/09/2013)

10/09/2013 76 RESPONSE by Defendants to Plaintiffs' sur-reply in opposition to Defendants' motion to dismiss (Exhibits). 72 (tlm) (Entered: 10/15/2013)

10/23/2013 77 EXECUTIVE COMMITTEE ORDER: It appearing that, pursuant to the Executive Committee Order entered on October 15, 2013, the civil cases on the attached list have been selected for reassignment to form the initial calendar of the Honorable Sara L. Ellis, therefore IT IS HEREBY ORDERED that the attached list of 291 cases be reassigned to the Honorable Sara L. Ellis. IT IS FURTHER ORDERED that this order shall become effective on Thursday, October 24, 2013. Case reassigned to the Honorable Sara Lee Ellis for all further proceedings. Signed by Executive Committee on 10/23/2013. (rp, ) (Entered: 10/24/2013)

10/25/2013 78 MINUTE entry before Honorable Sara L. Ellis: This case has been re-assigned to the calendar of Judge Sara L. Ellis. All previously set status dates are stricken. All previously set discovery schedules remain intact. All previously set briefing schedules remain intact. Parties will not be required to file proposed orders along with their motions. All noticed motion dates are vacated. The Court will set new dates for filed but un-noticed motions at the reassignment joint status conference. The parties are directed not to notice any motions, with the exception of emergency motions, prior to appearing at the reassignment joint status conference. For all emergency motions arising prior to the date scheduled for the reassignment joint status conference, the parties are directed to contact chambers. To help the Court learn about the case, it is hereby ordered that within 10 calendar days of this order's entry, counsel are to confer, prepare, and file a joint status report, not to exceed five pages. If the defendant's counsel has not yet filed an appearance, the status report should be prepared by the plaintiff's counsel. The report shall contain the information requested in the attached Initial Status Report For Reassigned Case in the format provided. Mailed notice (Attachments: # 1 Initial Status Report) (kef, ) (Entered: 10/25/2013)

11/04/2013

79 STATUS Report Joint Initial Status Report by Jamie Fang, Kevin J. Fetzer (Dahlstrom, Patrick) (Entered: 11/04/2013)

11/04/2013 80 MINUTE entry before Honorable Sara L. Ellis: Reassignment Joint Status Conference

set for 11/12/2013 at 09:00 AM. Mailed notice (rj, ) (Entered: 11/04/2013)

11/12/2013

11/14/2013

81 MINUTE entry before Honorable Sara L. Ellis: Status hearing held on 11/12/2013. The parties are advised of the potential conflict between Magistrate Judge Martin and this Court. Parties are given the waiver of disqualification and instructed to send the waiver to the Clerk's Office on or before 11/15/2013. Preliminary Approval Hearing set for 1/28/2014 at 09:30 AM. Parties are required to file preliminary approval documents on or before 1/14/2014. Mailed notice (rj, ) (Entered: 11/12/2013)

82 DOCUMENT entered in error. (tlm) Modified on 11/22/2013 (tlm). (Entered: 11/18/2013)

11/22/2013 83 ORDER Entered by the Honorable Sara L. Ellis on 11/22/2013: It is hereby ordered that document # 82 Letter from Patrick J. Wackerly dated 11/14/2013, shall be removed from the docket, having been filed in error. Mailed notice (tlm) (Entered: 11/22/2013)

12/02/2013 84 MINUTE entry before the Honorable Daniel G. Martin: At counsels' request, Status hearing set 12/4/2013 is stricken and reset to 1/28/2014 at 09:30 AM. Mailed notice (lxs, ) (Entered: 12/02/2013)

01/09/2014 85 MOTION by Movants Jamie Fang, Kevin J. Fetzer for extension of time to file Motion For Preliminary Approval of Class Action Settlement (Ludwig, Louis) (Entered: 01/09/2014)

01/09/2014 86 NOTICE of Motion by Louis Carey Ludwig for presentment of motion for extension of time to file 85 before Honorable Sara L. Ellis on 1/21/2014 at 09:30 AM. (Ludwig, Louis) (Entered: 01/09/2014)

01/13/2014 87 MINUTE entry before the Honorable Sara L. Ellis: Lead Plaintiffs' agreed motion for extension of time to file motion for preliminary approval from 1/14/2014 to 1/21/2014 85 is granted. Preliminary approval hearing set for 1/28/2014 to stand. Mailed notice (rj, ) (Entered: 01/13/2014)

01/21/2014 88 MOTION by Movants Jamie Fang, Kevin J. Fetzer to certify class for settlement purposes, MOTION by Movants Jamie Fang, Kevin J. Fetzer for settlement preliminary approval (Ludwig, Louis) (Entered: 01/21/2014)

01/21/2014 89 MEMORANDUM by Jamie Fang, Kevin J. Fetzer in support of motion to certify class, motion for settlement 88 (Attachments: # 1 Exhibit A)(Ludwig, Louis) (Entered: 01/21/2014)

01/21/2014 90 APPENDIX memorandum in support of motion 89 1 - Settlement Stipulation (Attachments: # 1 Exhibit A-1, # 2 Exhibit A-2, # 3 Exhibit A-3)(Ludwig, Louis) (Entered: 01/21/2014)

01/21/2014

91 APPENDIX appendix 90 1 - B - Final Approval Order (Ludwig, Louis) (Entered: 01/21/2014)

01/21/2014

92 APPENDIX memorandum in support of motion 89 2 - Pomerantz Firm Bio (Ludwig, Louis) (Entered: 01/21/2014)

01/21/2014

93 NOTICE of Motion by Louis Carey Ludwig for presentment of motion to certify class, motion for settlement 88 before Honorable Sara L. Ellis on 1/28/2014 at 09:30 AM.

(Ludwig, Louis) (Entered: 01/21/2014)

01/28/2014

01/28/2014

01/28/2014

01/28/2014

01/28/2014

94 NOTICE by Patrick Vincent Dahlstrom of Change of Address Change of Firm Name (Dahlstrom, Patrick) (Entered: 01/28/2014)

95 MINUTE entry before the Honorable Sara L. Ellis: Preliminary Approval hearing held on 1/28/2014. Lead Plaintiffs' unopposed motion for preliminary approval of class action settlement and notice to the settlement class 88 is granted. Plaintiffs to submit order for preliminary approval to Judge Ellis' proposed order email inbox by close of business, 1/28/2014. Opt-out date is set for 4/29/2014. Plaintiffs to submit attorneys fees petition by 4/13/2014. Final Approval hearing set for 5/13/2014 at 12:30 PM. Mailed notice (rj, ) (Entered: 01/28/2014)

96 NOTICE by Louis Carey Ludwig of Change of Address Change of Firm Name I (Ludwig, Louis) (Entered: 01/28/2014)

97 NOTICE by Leigh Handelman Smollar of Change of Address Change of Firm Name (Smollar, Leigh) (Entered: 01/28/2014)

98 ORDER OF PRELIMINARY APPROVAL. Signed by the Honorable Sara L. Ellis on

I 1/28/2014:Mailed notice(rj, ) (Entered: 01/28/2014)

01/28/2014 99 MINUTE entry before the Honorable Daniel G. Martin: Status hearing held. Parties have reached an agreement. All matters relating to the referral of this action having been concluded, the referral is closed and the case is returned to the assigned judge. Mailed notice (lxs, ) (Entered: 01/28/2014)

03/21/2014 100 LETTER from NRAI Services, LLC dated 03/14/2014. (lw, ) (Entered: 03/26/2014)

03/21/2014 101 LETTER from NRAI Services, LLC dated 3/14/2014. (lw, ) (Entered: 03/26/2014)

03/21/2014 102 LETTER from NRAI Services, LLC dated 3/14/2014. (lw, ) (Entered: 03/26/2014)

04/14/2014 103 MOTION by Movants Jamie Fang, Kevin J. Fetzer for attorney fees and expenses and reimbursement payment to class representatives (Smollar, Leigh) (Entered: 04/14/2014)

04/14/2014 104 MEMORANDUM by Jamie Fang, Kevin J. Fetzer in support of motion for attorney fees 103 (Smollar, Leigh) (Entered: 04/14/2014)

04/14/2014 105 DECLARATION of Louis C. Ludwig, Esq. regarding motion for attorney fees 103 , memorandum in support of motion 104 (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Smollar, Leigh) (Entered: 04/14/2014)

05/02/2014 106 MINUTE entry before the Honorable Sara L. Ellis: Final Approval hearing set for 5/13/2014 at 12:30 PM is stricken and reset for 6/4/2014 at 9:30 AM, due to scheduling conflict of the Court. Mailed notice (rj, ) (Entered: 05/02/2014)

05/12/2014 107 MOTION by Movants Jamie Fang, Kevin J. Fetzer for leave to file excess pages in Support of Motion for Final Approval of the Proposed Settlement and Plan of Allocation (unopposed) (Ludwig, Louis) (Entered: 05/12/2014)

05/12/2014 108 NOTICE of Motion by Louis Carey Ludwig for presentment of motion for leave to file excess pages 107 before Honorable Sara L. Ellis on 5/15/2015 at 01:30 AM. (Ludwig, Louis) (Entered: 05/12/2014)

05/14/2014 109 MINUTE entry before the Honorable Sara L. Ellis: Lead Plaintiffs' [unopposed] motion for leave to file memorandum in support of motion for final approval of the proposed settlement and plan of allocation in excess of 15 pages, not to exceed 21 pages 107 is granted. No appearance required, 5/15/2014. Mailed notice (rj, ) (Entered: 05/14/2014)

05/28/2014 110 NOTICE by David R. Asplund, Lime Energy Co., Jeffrey Mistarz, John O'Rourke of Filing of Declaration In Support of Service of the CAFA Notice (Wackerly, Patrick) (Entered: 05/28/2014)

05/28/2014 111 MOTION by Movants Jamie Fang, Kevin J. Fetzer for settlement final approval, MOTION by Movants Jamie Fang, Kevin J. Fetzer for attorney fees and compensatory award to Lead Plaintiffs, MOTION by Movants Jamie Fang, Kevin J. Fetzer to certify class for settlement purposes , MOTION by Movants Jamie Fang, Kevin J. Fetzerapproval of class notice and plan of allocation and entry of final approval order (Smollar, Leigh) (Entered: 05/28/2014)

05/28/2014 112 MEMORANDUM by Jamie Fang, Kevin J. Fetzer in support of motion for settlement,, motion for attorney fees,, motion to certify class,, motion for miscellaneous relief, 111 final approval of class action settlement (Attachments: # 1 Exhibit 1 - Settlement Administrator notice regarding opt-outs etc.)(Smollar, Leigh) (Entered: 05/28/2014)

Note: Links in this docket are stored in the PACER system ( Public Access to Court Electronic Records). PACER is a service of United States Judiciary. To view and retrieve the linked documents from PACER, you must be a registered user. To register, fill out one of the registration forms available on the PACER site. The United States Congress has given the Judicial Conference of the United States, the judicial governing body of the U.S. Federal Courts, authority to impose user fees for electronic access to case information. For more information visit the PACER site at http://pacer.psc.uscourts.gov/pacerdesc.html