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    K1170637 190211

    UNITEDNATIONS

    EP UNEP/GC.26/INF/20

    Governing Councilof the United NationsEnvironment Programme

    Distr.: General

    17 February 2011

    English only

    Twenty-sixth session of the Governing Council/

    Global Ministerial Environment ForumNairobi, 2124 February 2011

    Item 4 (a) of the provisional agenda

    Policy issues: state of the environment

    Summary for decision makers of the integrated assessment of

    black carbon and tropospheric ozone

    Note by the Executive Director

    Summary

    The Executive Director has the honour to provide, in the annex to the present note, a

    prepublication version of the summary for decision makers of the Integrated Assessment of Black

    Carbon and Tropospheric Ozone, as referred to in the report by the Executive Director on the state ofthe environment and contribution of the United Nations Environment Programme to meeting

    substantive environmental challenges (UNEP/GC.26/4). It has been reproduced without formal

    editing.

    UNEP/GC.26/1.

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    Integrated Assessmentof Black Carbonand Tropospheric Ozone

    Summary for Decision Makers

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    A complete elaboration of the topics covered in this summary can be found in the Integrated Assessment of Black Carbon and

    Tropospheric Ozone report and in the fully referenced underlying research, analyses and reports.

    For details of UNEPs regional and sub-regional areas referred to throughout this document see

    http://geodata.grid.unep.ch/extras/geosubregions.php.

    Copyright: UNEP and WMO 2011 Integrated Assessment of Black Carbon and Tropospheric Ozone: Summary for DecisionMakers.

    This is a pre-publication version of the Summary for Decision Makers. Please do not cite page numbers from thisversion or quote from it. These materials are produced for informational purposes only and may not be duplicated.

    UNEP/GC/26/INF/20

    Disclaimers

    The views expressed in this document are not necessarily those of the agencies cooperating in this project. The designations

    employed and the presentation do not imply the expression of any opinion whatsoever on the part of UNEP and WMOconcerning the legal status of any country, territory or city or its authority, or concerning the delimitation of its frontiers or

    boundaries.

    Mention of a commercial company or product in this document does not imply endorsement by UNEP and WMO. The use of

    information from this document for publicity or advertising is not permitted. Trademark names and symbols are used in aneditorial fashion with no intention on infringement on trademark or copyright laws.

    We regret any errors or omissions that may have been unwittingly made.

    Maps, photos and illustrations as specified.

    Writing team: Coordinators Drew Shindell (National Aeronautics and Space Administration, Goddard Institute for SpaceStudies, USA) and Johan C. I. Kuylenstierna (Stockholm Environment Institute, University of York, UK); Writers Kevin Hicks

    (Stockholm Environment Institute, University of York, UK), Frank Raes (Joint Research Centre, European Commission, Italy),

    Veerabhadran Ramanathan (Scripps Institution of Oceanography, USA), Erika Rosenthal (Earth Justice, USA), Sara Terry (US

    Environmental Protection Agency), Martin Williams (Kings College London, UK).

    With inputs from: Markus Amann (International Institute for Applied Systems Analysis, Austria), Susan Anenberg (US

    Environmental Protection Agency), Volodymyr Demkine (UNEP, Kenya), Lisa Emberson (Stockholm Environment Institute,

    University of York, UK), David Fowler (The Centre for Ecology and Hydrology, UK), Liisa Jalkanen (WMO, Switzerland), Zbigniew

    Klimont (International Institute for Applied Systems Analysis, Austria), N. T. Kim Oahn, (Asian Institute of Technology, Thailand),Joel Schwartz (Harvard University, USA), David Streets (Argonne National Laboratory, USA), Rita van Dingenen (Joint Research

    Centre, European Commission, Italy), Harry Vallack (Stockholm Environment Institute, University of York, UK), Elisabetta Vignati(Joint Research Centre, European Commission, Italy).

    With advice from the High-level Consultative Group especially: Ivar Baste (UNEP, Switzerland), Adrin Fernndez Bremauntz

    (National Institute of Ecology, Mexico), Harald Dovland (Ministry of Environment, Norway), Dale Evarts (US EnvironmentalProtection Agency), Rob Maas (The National Institute for Public Health and the Environment, Netherlands), Pam Pearson

    (International Cryosphere Climate Initiative, Sweden/USA), Sophie Punte (Clean Air Initiative for Asian Cities, Philippines),

    Andreas Schild (International Centre for Integrated Mountain Development, Nepal), Surya Sethi (Former Principal Adviser

    Energy and Core Climate Negotiator, Government of India), George Varughese (Development Alternatives Group, India), RobertWatson (Department for Environment, Food and Rural Affairs, UK).

    Editor: Bart Ullstein (Banson, UK).

    Design and layout: Audrey Ringler (UNEP, Kenya).

    Printing: UNON/Publishing Services Section/Nairobi, ISO 14001:2004-certified.

    Cover photographs: credits

    1. Kevin Hicks

    2. Caramel/ickr

    3. Veerabhadran Ramanathan

    4. Christian Lagerek/Shutterstock Images5. John Ogren, NOAA

    6. Raphal V/ickr

    7. Robert Marquez

    8. Jerome Whittingham/Shutterstock Images9. Brian Tan/Shutterstock Images

    UNEP promotes

    environmentally sound practicesglobally and in its own activities. This

    publication is printed on 100% recycled paper

    using vegetable based inks and other eco-

    friendly practices. Our distribution policy aims to

    reduce UNEPs carbon footprint.

    1 2

    4 5

    7 8 9

    6

    3

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    Table of Contents

    Main Messages 1The challenge 1

    Reducing emissions 2

    Benetsof emissionreductions 3

    Responses 3

    Introduction 5

    Limiting Near-Term Climate Changes and Improving Air Quality 8

    Identifyingeffectiveresponsemeasures 8

    Achievinglargeemissionreductions 8

    Reducingnear-termglobalwarming 10

    Stayingwithincriticaltemperaturethresholds 12

    Benetsofearlyimplementation 13

    Regionalclimatebenets 13

    TropicalrainfallpatternsandtheAsianmonsoon 13

    Decreasedwarminginpolarandotherglaciatedregions 15

    Benetsof themeasuresforhumanhealth 16

    Benetsofthemeasuresforcropyields 16

    Relativeimportanceandscienticcondenceinthemeasures 18

    Mechanismsforrapidimplementation 19

    Potentialinternationalregulatoryresponses 22

    Opportunitiesforinternationalnancingandcooperation 23

    Concluding Remarks 24

    Glossary 25

    Acronyms and Abbreviations 27

    Acknowledgements 28

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    1

    Summary or Decision Makers

    Main Messages

    Scientic evidence and new analyses demonstrate that control of black carbon

    particles and tropospheric ozone through rapid implementation of proven

    emission reduction measures would have immediate and multiple benets for

    human well-being

    Blackcarbonexistsasparticlesintheatmosphereandisamajorcomponentofsoot,ithas

    signicanthumanhealthandclimateimpacts.Atgroundlevel,ozoneisanairpollutantharmful

    tohumanhealthandecosystems,andthroughoutthetroposphere,orloweratmosphere,isalso

    asignicantgreenhousegas.Ozoneisnotdirectlyemitted,butisproducedfromemissionsof

    precursorsofwhichmethaneandcarbonmonoxideareofparticularinteresthere.

    THE CHALLENGE1 The climate is changing now, warming at the highest rate in polar and high-

    altitude regions Climatechange,eveninthenearterm,hasthepotentialtotrigger

    abrupttransitionssuchasthereleaseofcarbonfromthawingpermafrostandbiodiversity

    loss.Theworldhaswarmedbyabout0.8Cfrompre-industriallevels,asreportedbythe

    Traditional brick kilns in South Asia are a major source o black carbon. Improved kiln design in this region issignicantly reducing emissions.

    Credit:KevinHicks

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    2

    Integrated Assessment o Black Carbon and Tropospheric Ozone

    IntergovernmentalPanelonClimateChange(IPCC).ThePartiestotheUnitedNations

    FrameworkConventiononClimateChange(UNFCCC)haveagreedthatwarmingshould

    notexceed2Cabovepre-industriallevels.

    2 Black carbon and ozone in the lower atmosphere are harmful air pollutants

    that have substantial regional and global climate impacts Theydisturb

    tropicalrainfallandregionalcirculationpatternssuchastheAsianmonsoon,affectingthe

    livelihoods of millions of people

    3 Black carbons darkening of snow and ice surfaces increases their absorption

    of sunlight, which, along with atmospheric heating, exacerbates melting of

    snow and ice around the world, including in the Arctic, the Himalayas and

    other glaciated and snow-covered regions Thisaffectsthewatercycleandincreases

    risksofooding.

    4 Black carbon, a component of particulate matter, and ozone both lead to

    adverse impacts on human health leading to premature deaths worldwideOzone is also the most important air pollutant responsible for reducing crop

    yields, and thus affects food security.

    REDUCINGEMISSIONS

    5 Reducing black carbon and tropospheric ozone now will slow the rate of

    climate change within the rst half of this century. Climate benets from

    reduced ozone are achieved by reducing emissions of some of its precursors,

    especially methane which is also a powerful greenhouse gas.Theseshort-lived

    climateforcersmethane,blackcarbonandozonearefundamentallydifferentfromlonger-livedgreenhousegases,remainingintheatmosphereforonlyarelativelyshorttime.

    Deepandimmediatecarbondioxidereductionsarerequiredtoprotectlong-termclimate,

    asthiscannotbeachievedbyaddressingshort-livedclimateforcers.

    6 A small number of emission reduction measures targeting black carbon and

    ozone precursors could immediately begin to protect climate, public health,

    water and food security, and ecosystems.Measuresincludetherecoveryofmethane

    fromcoal,oilandgasextractionandtransport,methanecaptureinwastemanagement,use

    ofclean-burningstovesforresidentialcooking,dieselparticulateltersforvehiclesandthe

    banningofeldburningofagriculturalwaste.Widespreadimplementationisachievable

    withexistingtechnologybutwouldrequiresignicantstrategicinvestmentandinstitutionalarrangements.

    7 The identied measures complement but do not replace anticipated carbon

    dioxide reduction measures. Majorcarbondioxidereductionstrategiesmainly

    targettheenergyandlargeindustrialsectorsandthereforewouldnotnecessarilyresultin

    signicantreductionsinemissionsofblackcarbonortheozoneprecursorsmethaneand

    carbonmonoxide.Signicantreductionoftheshort-livedclimateforcersrequiresaspecic

    strategy,asmanyareemittedfromalargenumberofsmallsources.

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    3

    Summary or Decision Makers

    BENEFITSOFEMISSIONREDUCTIONS

    8 Full implementation of the identied measures would reduce future global

    warming by 0.5C (within a range of 0.20.7C, Figure 1). Ifthemeasureswere

    tobeimplementedby2030,theycouldhalvethepotentialincreaseinglobaltemperatureprojectedfor2050comparedtotheAssessmentsreferencescenariobasedoncurrent

    policiesandenergyandfuelprojections.Therateofregionaltemperatureincreasewould

    alsobereduced.

    9 Both near-term and long-term strategies are essential to protect climate

    Reductionsinnear-termwarmingcanbeachievedbycontroloftheshort-livedclimate

    forcerswhereascarbondioxideemissionreductions,beginningnow,arerequiredtolimit

    long-termclimatechange.Implementingbothreductionstrategiesisneededtoimprovethe

    chancesofkeepingtheEarthsglobalmeantemperatureincreasetowithintheUNFCCC

    2Ctarget.

    10 Full implementation of the identied measures would have substantial

    benets in the Arctic, the Himalayas and other glaciated and snow-covered

    regions ThiscouldreducewarmingintheArcticinthenext30yearsbyabouttwo-thirds

    comparedtotheprojectionsoftheAssessmentsreferencescenario.Thissubstantially

    decreasestheriskofchangesinweatherpatternsandamplicationofglobalwarming

    resultingfromchangesintheArctic.Regionalbenetsoftheblackcarbonmeasures,such

    astheireffectsonsnow-andice-coveredregionsorregionalrainfallpatterns,arelargely

    independentoftheirimpactonglobalmeanwarming.

    11 Full implementation of the identied measures could avoid 2.4 million

    premature deaths (within a range of 0.74.6 million) and the loss of 52 million

    tonnes (within a range of 30140 million tonnes), 14 per cent, of the globalproduction of maize, rice, soybean and wheat each year (Figure 1).The most

    substantialbenetswillbefeltimmediatelyinorclosetotheregionswhereactionistaken

    toreduceemissions,withthegreatesthealthandcropbenetsexpectedinAsia.

    RESPONSES

    12. Theidentiedmeasuresareallcurrentlyinuseindifferentregionsaroundtheworldto

    achieveavarietyofenvironmentanddevelopmentobjectives.Much wider and more

    rapid implementation is required to achieve the full benets identied in this

    Assessment

    13 Achieving widespread implementation of the identied measures would be

    most effective if it were country- and region-specic, and could be supported

    by the considerable existing body of knowledge and experience. Accounting

    fornear-termclimateco-benetscouldleverageadditionalactionandfundingonawider

    internationalscalewhichwouldfacilitatemorerapidimplementationofthemeasures.

    Manymeasuresachievecostsavingsovertime.However,initialcapitalinvestmentcouldbe

    problematicinsomecountries,necessitatingadditionalsupportandinvestment.

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    4

    Integrated Assessment o Black Carbon and Tropospheric Ozone

    14 At national and sub-national scales many of the identied measures could

    be implemented under existing policies designed to address air quality and

    development concerns Improved cooperation within and between regions

    would enhance widespread implementation and address transboundary

    climate and air quality issues Internationalpolicyandnancinginstruments

    toaddresstheco-benetsofreducingemissionsofshort-livedclimateforcersneed

    developmentandstrengthening.Supportingandextendingexistingrelevantregional

    arrangementsmayprovideanopportunityformoreeffectivecooperation,implementationandassessmentaswellasadditionalmonitoringandresearch.

    15 The Assessment concludes that there is condence that immediate and

    multiple benets will be realized upon implementation of the identied

    measuresThedegreeofcondencevariesaccordingtopollutant,impactandregion.

    Forexample,thereishighercondenceintheeffectofmethanemeasuresonglobal

    temperaturesthanintheeffectofblackcarbonmeasures,especiallywheretheserelate

    totheburningofbiomass.Thereisalsohighcondencethatbenetswillberealizedfor

    humanhealthfromreducingparticles,includingblackcarbon,andtocropyieldsfrom

    reducingtroposphericozoneconcentrations.Giventhescienticcomplexityoftheissues,

    furtherresearchisrequiredtooptimizenear-termstrategiesindifferentregionsandtoevaluatethecost-benetratioforindividualmeasures.

    Figure 1. Global benets rom ull implementation o the identied measures in 2030 compared to the reerencescenario. The climate change benet is estimated or a given year (2050) and human health and crop benets are

    or 2030 and beyond.

    0

    CH4measures

    CH4 + BC

    measures

    0.1

    0.2

    0.3

    0.4

    0.5

    0.6

    0.7

    Climate change

    Global mean

    avoided

    warming in 2050

    (C)

    0

    CH4measures

    CH4 + BC

    measures

    1

    0.5

    1.5

    2

    2.5

    3

    3.5

    4

    4.5

    5

    Human health

    Annually avoided

    premature

    deaths

    (million)

    0

    CH4measures

    CH4 + BC

    measures

    25

    50

    75

    100

    125

    150

    Food security

    Annually avoided

    crop yield losses

    (total maize,

    rice, soybean

    and wheat,

    million tonnes)

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    5

    Summary or Decision Makers

    Introduction

    Blackcarbon(BC,Box1)andtropospheric

    ozone(O3,Box2)areharmfulairpollutants

    thatalsocontributetoclimatechange.In

    recentyears,scienticunderstandingofhow

    BC and O3

    affect climate and public health

    hassignicantlyimproved.Thishascatalysed

    ademandforinformationandaction

    fromgovernments,civilsocietyandother

    stakeholders.TheUnitedNations(UN)has

    beenrequestedtourgentlyprovidescience-

    basedadviceonactiontoreducetheimpacts

    of these pollutants1

    TheUnitedNationsEnvironment

    Programme(UNEP),inconsultationwith

    partners,initiatedanassessmentdesigned

    toprovideaninterfacebetweenknowledge

    andaction,scienceandpolicy,andto

    provideascienticallycrediblebasisfor

    informeddecision-making.Theresultis

    acomprehensiveanalysisofdriversof

    emissions,trendsinconcentrations,and

    impactsonclimate,humanhealthand

    ecosystemsofBC,troposphericO3 and itsprecursors.BC,troposphericO

    3and

    methane(CH4)areoftenreferredtoas

    short-livedclimateforcers(SLCFs)asthey

    haveashortlifetimeintheatmosphere

    (daystoaboutadecade)relativetocarbon

    dioxide(CO2).

    TheAssessmentisanintegratedanalysisof

    multipleco-emittedpollutantsreectingthe

    factthatthesepollutantsarenotemittedin

    isolation(Boxes1and2).TheAssessmentdeterminedthatundercurrentpolicies,

    emissions of BC and O3precursorsare

    expectedgloballyeithertoincreaseorto

    remainroughlyconstantunlessfurther

    mitigation action is taken

    The Integrated Assessment of Black Carbon and

    Tropospheric Ozone convenedmorethan50______________________________________________1 The Anchorage Declaration o 24 April 2009, adopted by the I ndigenous Peoples Global Summit on Climate Change; the Troms Declaration o 29 April

    2009, adopted by the Sixth Ministerial Meeting o the Arctic Council and the 8th Session o the Permanent Forum on Indigenous Issues under the United

    Nations Economic and Social Council (May 2009) called on UNEP to conduct a ast track assessment o short-term drivers o climate change, specically

    BC, with a view to initiating the negotiation o an international agreement to reduce emissions o BC. A need to take rapid action to address signicantclimate orcing agents other than CO2, such as BC, was reected in the 2009 declaration o the G8 leaders (Responsible Leadership or a Sustainable

    Future, LAquila, Italy, 2009).

    authorstoassessthestateofscienceand

    existingpolicyoptionsforaddressingthese

    pollutants.TheAssessmentteamexamined

    policyresponses,developedanoutlookto2070

    illustratingthebenetsofpoliticaldecisions

    madetodayandtheriskstoclimate,human

    healthandcropyieldsoverthenextdecadesif

    actionisdelayed.Placingapremiumonrobust

    scienceandanalysis,theAssessmentwasdriven

    byfourmainpolicy-relevantquestions:

    Whichmeasuresarelikelytoprovide

    signicantcombinedclimateandair-qualitybenets?

    Howmuchcanimplementationofthe

    identiedmeasuresreducetherateof

    globalmeantemperatureincreasebymid-

    century?

    Whatarethemultipleclimate,healthand

    crop-yieldbenetsthatwouldbeachieved

    byimplementingthemeasures?

    Bywhatmechanismscouldthemeasures

    berapidlyimplemented?

    Inordertoanswerthesequestions,the

    Assessmentteamdeterminedthatnewanalyses

    wereneeded.TheAssessmentthereforerelies

    onpublishedliteratureasmuchaspossible

    andonnewsimulationsbytwoindependent

    climate-chemistry-aerosolmodels:one

    developedandrunbytheNASA-Goddard

    InstituteforSpaceStudies(GISS)andthe

    otherdevelopedbytheMaxPlanckInstitute

    inHamburg,Germany(ECHAM),andrun

    attheJointResearchCentreoftheEuropeanCommissioninIspra,Italy.Thespecic

    measuresandemissionestimatesforusein

    developingthisAssessmentwereselectedusing

    theInternationalInstituteforAppliedSystems

    AnalysisGreenhouseGasandAirPollution

    InteractionsandSynergies(IIASAGAINS)

    model.Foramoredetaileddescriptionofthe

    modellingseeChapter1.

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    6

    Integrated Assessment o Black Carbon and Tropospheric Ozone

    Box1:Whatisblackcarbon?Black carbon (BC) exists as particles in the atmosphere and is a major component o soot. BC is not

    a greenhouse gas. Instead it warms the atmosphere by intercepting sunlight and absorbing it. BC

    and other particles are emitted rom many common sources, such as cars and trucks, residentialstoves, orest res and some industrial acilities. BC particles have a strong warming eect in the

    atmosphere, darken snow when it is deposited, and inuence cloud ormation. Other particles may

    have a cooling eect in the atmosphere and all particles inuence clouds. In addition to having an

    impact on climate, anthropogenic particles are also known to have a negative impact

    on human health.

    Black carbon results rom the incomplete combustion o ossil uels, wood and other biomass.

    Complete combustion would turn all carbon in the uel into carbon dioxide (CO2). In practice,

    combustion is never complete and CO2, carbon monoxide (CO), volatile organic compounds

    (VOCs), organic carbon (OC) particles and BC particles are all ormed. There is a close relationship

    between emissions o BC (a warming agent) and OC (a cooling agent). They are always co-emitted,

    but in dierent proportions or dierent sources. Similarly, mitigation measures will have varying

    eects on the BC/OC mix.

    The black in BC reers to the act that these particles absorb visible light. This absorption leads to

    a disturbance o the planetary radiation balance and eventually to warming. The contribution to

    warming o 1 gramme o BC seen over a period o 100 years has been estimated to be anything

    rom 100 to 2 000 times higher than that o 1 gramme o CO2. An important aspect o BC particles

    is that their lietime in the atmosphere is short, days to weeks, and so emission reductions have an

    immediate benet or climate and health.

    High emitting vehicles are a signicant source o blackcarbon and other pollutants in many countries.

    Haze with high particulate matter concentrations

    containing BC and OC, such as this over the Bay o

    Bengal, is widespread in many regions.

    Credit:Carame

    l/fickr

    Credit:NASA-MODIS

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    7

    Summary or Decision Makers

    Box2:Whatistroposphericozone?Ozone (O

    3) is a reactive gas that exists in two layers o the atmosphere: the stratosphere (the upper

    layer) and the troposphere (ground level to ~1015 km). In the stratosphere, O3

    is considered

    to be benecial as it protects lie on Earth rom the suns harmul ultraviolet (UV) radiation. In

    contrast, at ground level, it is an air pollutant harmul to human health and ecosystems, and it is

    a major component o urban smog. In the troposphere, O3

    is also a signicant greenhouse gas.

    The threeold increase o the O3

    concentration in the northern hemisphere during the past 100

    years has made it the third most important contributor to the human enhancement o the global

    greenhouse eect, ater CO2 and CH4.

    In the troposphere, O3

    is ormed by the action o sunlight on O3

    precursors that have natural

    and anthropogenic sources. These precursors are CH4, nitrogen oxides (NO

    X), VOCs and CO. It is

    important to understand that reductions in both CH4

    and CO emissions have the potential to

    substantially reduce O3

    concentrations and reduce global warming. In contrast, reducing VOCs

    would clearly be benecial but has a small impact on the global scale, while reducing NOX

    has

    multiple additional eects that result in its net impact on climate being minimal.

    Some o the largest emission reductions are obtained using diesel particle lters on high emitting vehicles. The exhibits

    above are actual particulate matter (PM) collection samples rom an engine testing laboratory (International Council o

    Clean Transportation (ICCT)).

    Retrotted withDiesel Oxidation Catalyst (DOC)

    (Level 1)

    Old technlogy

    Little black carbon removal

    Little ultrane PM removal

    Does not remove lube oil ash

    No retrot systemUncontrolled Diesel Exhaust

    (Level 1)

    Old technlogy

    Little black carbon removal

    Little ultrane PM removal

    Does not remove lube oil ash

    Retrotted withPartial Filter

    (Level 2)

    Little black carbon removal

    Little ultrane PM removal

    Does not remove lube oil ash

    Retrotted withDiesel Particulate Filter (DPF)

    (Level 3)

    New Technology

    Used on all new trucks since 2007

    >85% black carbon removal

    >85% ultrane removal

    >85% lube oil ash removal

    Credit:LuisaMolina

    Credit:WarrenG

    retz/DOE/NREL

    Credit:LuisaMolina

    Tropospheric ozone is a major constituent o urban smog, let Tokyo, Japan; right Denver, Colorado, USA

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    8

    Integrated Assessment o Black Carbon and Tropospheric Ozone

    LimitingNear-TermClimate

    ChangesandImproving

    AirQuality

    emissionsofallsubstancesresultingfromthe

    fullimplementationoftheidentiedmeasures

    throughthetwoglobalcomposition-climate

    modelsGISSandECHAM(seeChapter4).

    Onehundredpercentimplementationofthe

    measuresgloballywasusedtoillustratethe

    existingpotentialtoreduceclimateandairqualityimpacts,butthisdoesnotmakeany

    assumptionsregardingthefeasibilityoffull

    implementationeverywhere.Adiscussion

    ofthechallengesinvolvedinwidespread

    implementationofthemeasuresfollowsafter

    thepotentialbenethasbeendemonstrated.

    Achieving large emissionreductions

    ThepackagesofpolicymeasuresinTable1werecomparedtoareferencescenario(Table

    2).Figure2showstheeffectofthepackages

    ofpolicymeasuresandthereferencescenario

    relativeto2005emissions.

    Thereistremendousregionalvariability

    inhowemissionsareprojectedtochange

    bytheyear2030underthereference

    scenario.EmissionsofCH4amajorO

    3

    precursorandapotentgreenhousegasare

    expectedtoincreaseinthefuture(Figure

    2).Thisincreasewilloccurdespitecurrent

    andplannedregulations,inlargepartdue

    toanticipatedeconomicgrowthandthe

    increaseinfossilfuelproductionprojectedto

    accompanyit.Incontrast,globalemissionsof

    BCandaccompanyingco-emittedpollutants

    areexpectedtoremainrelativelyconstant

    throughto2030.Regionally,reductionsin

    BCemissionsareexpectedduetotighter

    standardsonroadtransportandmore

    efcientcombustionreplacinguseofbiofuels

    intheresidentialandcommercialsectors,

    Identifying effective responsemeasures

    TheAssessmentidentiedthosemeasures

    mostlikelytoprovidecombinedbenets,

    taking into account the fact that BC and

    O3precursorsareco-emittedwithdifferentgasesandparticles,someofwhichcause

    warmingandsomeofwhich,suchasorganic

    carbon(OC)andsulphurdioxide(SO2)

    leadtocooling.Theselectioncriterionwas

    thatthemeasurehadtobelikelytoreduce

    globalclimatechangeandalsoprovideair

    qualitybenets,so-calledwin-winmeasures.

    Thosemeasuresthatprovidedabenet

    forairqualitybutincreasedwarmingwere

    notincludedintheselectedmeasures.For

    example,measuresthatprimarilyreduceemissions of SO

    2werenotincluded.

    Theidentiedmeasures(Table1)were

    chosenfromasubsetofabout2000separate

    measuresthatcanbeappliedtosourcesin

    IIASAsGAINSmodel.Theselectionwas

    basedonthenetinuenceonwarming,

    estimatedusingthemetricGlobalWarming

    Potential(GWP),ofallofthegasesand

    particlesthatareaffectedbythemeasure.

    The selection gives a useful indication of the

    potentialforrealizingawinforclimate.All

    emissionreductionmeasureswereassumed

    tobenetairqualitybyreducingparticulate

    matterand/orO3concentrations.

    Thisselectionprocessidentiedarelatively

    smallsetofmeasureswhichnevertheless

    provideabout90percentoftheclimate

    benetcomparedtotheimplementation

    ofall2000measuresinGAINS.Thenal

    analysisofthebenetsfortemperature,

    humanhealthandcropyieldsconsideredthe

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    9

    Summary or Decision Makers

    Table 1Measures that improve climate change mitigation and air quality and have a largeemission reduction potential

    Measure1 Sector

    CH4 measuresExtended pre-mine degasication and recovery and oxidation o CH

    4rom

    ventilation air rom coal mines

    Extraction and

    transport o ossil uel

    Extended recovery and utilization, rather than venting, o associated gas

    and improved control o unintended ugitive emissions rom the production

    o oil and natural gas

    Reduced gas leakage rom long-distance transmission pipelines

    Separation and treatment o biodegradable municipal waste through

    recycling, composting and anaerobic digestion as well as landll gas

    collection with combustion/utilization Waste management

    Upgrading primary wastewater treatment to secondary/tertiary treatment

    with gas recovery and overow control

    Control o CH4

    emissions rom livestock, mainly through arm-scale

    anaerobic digestion o manure rom cattle and pigs Agriculture

    Intermittent aeration o continuously ooded rice paddies

    BC measures (aecting BC and other co-emitted compounds)

    Diesel particle lters or road and o-road vehiclesTransport

    Elimination o high-emitting vehicles in road and o-road transport

    Replacing coal by coal briquettes in cooking and heating stoves

    Residential

    Pellet stoves and boilers, using uel made rom recycled wood waste or

    sawdust, to replace current wood-burning technologies in the residential

    sector in industrialized countries

    Introduction o clean-burning biomass stoves or cooking and heating in

    developing countries2, 3

    Substitution o clean-burning cookstoves using modern uels or traditional

    biomass cookstoves in developing countries2, 3

    Replacing traditional brick kilns with vertical shat kilns and Homan kilns

    IndustryReplacing traditional coke ovens with modern recovery ovens, including the

    improvement o end-o-pipe abatement measures in developing countries

    Ban o open eld burning o agricultural waste2 Agriculture

    althoughtheseareoffsettosomeextentby

    increasedactivityandeconomicgrowth.

    TheregionalBCemissiontrends,therefore,

    varysignicantly,withemissionsexpectedto

    decreaseinNorthAmericaandEurope,Latin

    AmericaandtheCaribbean,andinNortheast

    Asia,SoutheastAsiaandthePacic,and

    toincreaseinAfricaandSouth,WestandCentralAsia.

    The full implementation of the selected

    measuresby2030leadstosignicant

    reductionsofSLCFemissionsrelativeto

    currentemissionsortothe2030emissions

    inthereferencescenario(Figure2).Italso

    reducesahighproportionoftheemissions

    relativetothemaximumreductionfromthe

    implementationofall2000orsomeasuresintheGAINSmodel.Themeasuresdesignedto

    1 There are measures other than those identied in the table that could be implemented. For example, electric cars would

    have a similar impact to diesel particulate lters but these have not yet been widely introduced; orest re controls couldalso be important but are not included due to the diculty in establishing the proportion o res that are anthropogenic.

    2 Motivated in part by its eect on health and regional climate, including areas o ice and snow.3 For cookstoves, given their importance or BC emissions, two alternative measures are included.

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    reduceBCalsohaveaconsiderableimpact

    onOC,totalneparticulatematter(PM25)

    andCOemissions,removingmorethanhalf

    thetotalanthropogenicemissions.Thelargest

    BCemissionreductionsareobtainedthrough

    measurescontrollingincompletecombustion

    ofbiomassanddieselparticlelters.

    ThemajorsourcesofCO2aredifferentfrom

    thoseemittingmostBC,OC,CH4

    and CO

    Eveninthefewcaseswherethereisoverlap,

    suchasdieselvehicles,theparticleltersthat

    reduceBC,OCandCOhaveminimaleffect

    on CO2.ThemeasurestoreduceCO

    2over

    thenext20years(Table2)thereforehardly

    affecttheemissionsofBC,OCorCO.The

    inuenceoftheCH4andBCmeasuresisthusthesameregardlessofwhethertheCO

    2

    measuresareimposedornot.

    Reducing near-term globalwarming

    TheEarthisprojectedtocontinuethe

    rapidwarmingofthepastseveraldecades

    and,withoutadditionalmitigationefforts,

    underthereferencescenarioglobalmean

    temperaturesareprojectedtoriseaboutafurther1.3C(witharangeof0.82.0C)by

    themiddleofthiscentury,bringingthetotal

    warmingfrompre-industriallevelstoabout

    2.2C(Figure3).TheAssessmentshowsthat

    themeasurestargetedtoreduceemissions

    of BC and CH4couldgreatlyreduceglobal

    meanwarmingratesoverthenextfew

    decades(Figure3).Figure1showsthatover

    halfofthereducedglobalmeanwarming

    is achieved by the CH4measuresandthe

    remainderbyBCmeasures.Thegreater

    condenceintheeffectofCH4measureson

    warmingisreectedinthenarrowerrangeof

    estimates

    Whenallmeasuresarefullyimplemented,

    warmingduringthe2030srelativetothe

    presentdayisonlyhalfasmuchasifno

    measureshadbeenimplemented.Incontrast,evenafairlyaggressivestrategytoreduce

    CO2emissionsundertheCO

    2measures

    scenariodoeslittletomitigatewarming

    overthenext2030years.Infact,sulphate

    particles,reectingparticlesthatoffsetsome

    ofthecommittedwarmingfortheshorttime

    theyareintheatmosphere,arederivedfrom

    SO2thatisco-emittedwithCO

    2in some

    ofthehighest-emittingactivities,including

    coalburninginlarge-scalecombustionsuch

    asinpowerplants.Hence,CO2measuresalonemaytemporarilyenhancenear-term

    warmingassulphatesarereduced(Figure3;

    Table 2 Policy packages used in the Assessment

    Scenario Description1

    Reerence Based on energy and uel projections o the International Energy Agency

    (IEA) World Energy Outlook 2009 and incorporating all presently agreed

    policies aecting emissions

    CH4

    measures Reerence scenario plus the CH4

    measures

    BCmeasures Reerence scenario plus the BC measures (the BC measures aect many

    pollutants, especially BC, OC, and CO)

    CH4

    + BC measures Reerence scenario plus the CH4

    and BC measures

    CO2

    measures Emissions modelled using the assumptions o the IEA World Energy

    Outlook 2009 450 Scenario2 and the IIASA GAINS database. Includes CO2

    measures only. The CO2

    measures aect other emissions, especially SO2

    3

    CO2

    + CH4

    + BC measures CO2

    measures plus CH4

    and BC measures

    1 In all scenarios, trends in all pollutant emissions are included through 2030, ater which only trends in CO2

    are included.2 The 450 Scenario is designed to keep total orcing due to long-lived greenhouse gases (including CH

    4in this case) at a

    level equivalent to 450 ppm CO2

    by the end o the century.3 Emissions o SO

    2are reduced by 3540 per cent by implementing CO

    2measures. A urther reduction in sulphur emissions

    would be benecial to health but would increase global warming. This is because sulphate particles cool the Earth byreecting sunlight back to space.

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    Summary or Decision Makers

    -90 -70-80 -60 -40 -20 20 40-50 -30 -10 100 30 50

    ReferenceBC measures

    ReferenceBC measures

    ReferenceBC measures

    ReferenceBC measures

    ReferenceCH4 measuresCH4 + BCmeasures

    ReferenceBC measures

    ReferenceBC measures

    ReferenceBC measures

    Change in emissions in 2030 compared to 2005, %

    Large-scale combustion Industrial processes

    Residential-commercial combustion

    Transport Fossil fuel extraction and distribution

    Waste /landll

    Agriculture

    CO2

    CO

    NOX

    SO2

    CH4

    TotalPM2.5

    OC

    BC

    Figure 2. Percentage change in anthropogenic emissions o the indicated pollutants in 2030 relative to 2005 orthe reerence, CH

    4, BC and CH

    4+ BC measures scenarios. The CH

    4measures have minimal eect on emissions o

    anything other than CH4. The identied BC measures reduce a large proportion o total BC, OC and CO emissions.

    SO2

    and CO2

    emissions are hardly aected by the identied CH4

    and BC measures, while NOX

    and other PM2.5

    emissions are aected by the BC measures.

    temperaturesintheCO2measuresscenario

    areslightlyhigherthanthoseinthereference

    scenarioduringtheperiod20202040).

    The CO2measuresclearlyleadtolong-term

    benets,withadramaticallylowerwarming

    ratein2070thanunderthescenariowith

    onlynear-termCH4+BCmeasures.Owing

    tothelongresidencetimeofCO2

    in the

    atmosphere,theselong-termbenetswill

    only be achieved if CO2emissionreductions

    arebroughtinquickly.Inessence,thenear-

    termCH4andBCmeasuresexaminedinthis

    Assessmentareeffectivelydecoupledfromthe CO

    2measuresbothinthattheytarget

    differentsourcesectorsandinthattheir

    impactsonclimatechangetakeplaceover

    differenttimescales.

    Near-termwarmingmayoccurinsensitive

    regionsandcouldcauseessentiallyirreversible

    changes,suchaslossofArcticland-ice,release

    of CH4orCO

    2fromArcticpermafrostand

    speciesloss.Indeed,theprojectedwarming

    inthereferencescenarioisgreaterinthe

    Arcticthanglobally.Reducingthenear-term

    rateofwarminghencedecreasestheriskof

    irreversibletransitionsthatcouldinuencethe

    globalclimatesystemforcenturies.

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    Staying within criticaltemperature thresholds

    Adoptionofthenear-termemissioncontrol

    measuresdescribedinthisAssessment,togetherwithmeasurestoreduceCO2

    emissions,wouldgreatlyimprovethechances

    ofkeepingEarthstemperatureincrease

    tolessthan2Crelativetopre-industrial

    levels(Figure3).WiththeCO2measures

    alone,warmingexceeds2Cbefore2050.

    EvenwithboththeCO2measuresandCH

    4

    measuresenvisionedunderthesameIEA450

    Scenario,warmingexceeds2Cinthe2060s

    (seeChapter5).However,thecombination

    of CO2,CH

    4,andBCmeasuresholdsthe

    temperatureincreasebelow2Cuntilaround

    2070.WhileCO2emissionreductionseven

    largerthanthoseintheCO2measures

    scenariowouldofcoursemitigatemore

    warming,actualCO2emissionsoverthepast

    decadehaveconsistentlyexceededthemost

    pessimisticemissionscenariosoftheIPCC.

    Thus,itseemsunlikelythatreductionsmore

    stringentthanthoseintheCO2

    measures

    scenariowilltakeplaceduringthenext

    20years.

    ExaminingthemorestringentUNFCCC

    1.5Cthreshold,theCO2measuresscenario

    exceedsthisby2030,whereasthenear-term

    measuresproposedintheAssessmentdelay

    thatexceedanceuntilafter2040.Again,while

    substantiallydeeperearlyreductionsinCO2

    emissions than those in the CO2measures

    scenariocouldalsodelaythecrossingof

    the1.5Ctemperaturethreshold,suchreductionswouldundoubtedlybeevenmore

    difculttoachieve.However,adoptionofthe

    Assessmentsnear-termmeasures(CH4+BC)

    alongwiththeCO2reductionswouldprovide

    1900 1950 2000 2050

    Temperature(C)relativeto1890-1910

    CH4+ BC measures

    CO2measures

    Reference

    CO2 + CH4 + BC

    measures

    -0.5

    0.0

    0.5

    1.0

    1.5

    2.0

    2.5

    3.0

    3.5

    4.0

    Figure 3. Observed deviation o temperature to 2009 and projections under various scenarios. Immediate

    implementation o the identied BC and CH4

    measures, together with measures to reduce CO2

    emissions, wouldgreatly improve the chances o keeping Earths temperature increase to less than 2C relative to pre-industrial

    levels. The bulk o the benets o CH4

    and BC measure are realized by 2040 (dashed line).

    Explanatory notes: Actual mean temperature observations through 2009, and projected under various scenarios

    thereater, are shown relative to the 18901910 mean temperature. Estimated ranges or 2070 are shown in the bars on

    the right. A portion o the uncertainty is common to all scenarios, so that overlapping ranges do not mean there is no

    diference, or example, i climate sensitivity is large, it is large regardless o the scenario, so temperatures in all scenarioswould be towards the high-end o their ranges.

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    Summary or Decision Makers

    asubstantialchanceofkeepingtheEarths

    temperatureincreasebelow1.5Cforthenext

    30years.

    Benets of early implementation

    Therewouldclearlybemuchlesswarming

    during20202060werethemeasures

    implementedearlierratherthanlater(Figure

    4).Hencethereisasubstantialnear-term

    climatebenetinacceleratingimplementation

    oftheidentiedmeasuresevenifsomeof

    thesemighteventuallybeadoptedowing

    togeneralair-qualityanddevelopment

    concerns.Clearlytheearlierimplementation

    willalsohavesignicantadditionalhuman

    healthandcrop-yieldbenets.

    Acceleratedadoptionoftheidentied

    measureshasonlyamodesteffectonlong-

    termclimatechangeincomparisonwith

    waiting20years,however(Figure4).This

    reinforcestheconclusionthatreducing

    emissions of O3precursorsandBCcanhave

    substantialbenetsinthenearterm,but

    thatmitigatinglong-termclimatechange

    dependsonreducingemissionsoflong-lived

    greenhousegasessuchasCO2

    Regional climate benets

    Whileglobalmeantemperaturesprovide

    someindicationofclimateimpacts,

    temperaturechangescanvarydramatically

    fromplacetoplaceeveninresponseto

    relativelyuniformforcingfromlong-lived

    greenhousegases.Figure5showsthat

    warmingisprojectedtoincreaseforall

    regionswithsomevariationunderthereferencescenario,whiletheAssessments

    measuresprovidethebenetofreduced

    warminginallregions.

    Climatechangealsoencompassesmorethan

    justtemperaturechanges.Precipitation,

    meltingratesofsnowandice,windpatterns,

    andcloudsareallaffected,andtheseinturn

    haveanimpactonhumanwell-beingby

    inuencingfactorssuchaswateravailability,

    agricultureandlanduse.

    Both O3andBC,aswellasotherparticles,

    caninuencemanyoftheprocessesthatlead

    totheformationofcloudsandprecipitation.

    Theyaltersurfacetemperatures,affecting

    evaporation.Byabsorbingsunlightinthe

    atmosphere,O3

    and especially BC can

    affectcloudformation,rainfallandweather

    patterns.Theycanchangewindpatternsby

    affectingtheregionaltemperaturecontrasts

    thatdrivethewinds,inuencingwhere

    rainandsnowfall.Whilesomeaspectsof

    theseeffectsarelocal,theycanalsoaffect

    temperature,cloudiness,andprecipitation

    farawayfromtheemissionsources.The

    regionalchangesinalltheseaspectsofclimate

    willbesignicant,butarecurrentlynotwell

    quantied.

    Tropical rainfall patterns andthe Asian monsoon

    SeveraldetailedstudiesoftheAsian

    monsoonsuggestthatregionalforcing

    byabsorbingparticlessubstantiallyalters

    precipitationpatterns(asexplainedinthe

    previoussection).ThefactthatbothO3

    and

    particlechangesarepredominantlyinthe

    northernhemispheremeansthattheycausetemperaturegradientsbetweenthetwo

    hemispheresthatinuencerainfallpatterns

    throughoutthetropics.Implementationof

    themeasuresanalysedinthisAssessment

    wouldsubstantiallydecreasetheregional

    atmosphericheatingbyparticles(Figure6),

    andarehenceverylikelytoreduceregional

    shiftsinprecipitation.Asthereductionsof

    atmosphericforcingaregreatestoverthe

    Indiansub-continentandotherpartsof

    Asia,theemissionreductionsmayhaveasubstantialeffectontheAsianmonsoon,

    mitigatingdisruptionoftraditionalrainfall

    patterns.However,resultsfromglobalclimate

    modelsarenotyetrobustforthemagnitude

    ortimingofmonsoonshiftsresultingfrom

    eithergreenhousegasincreasesorchanges

    inabsorbingparticles.Nonetheless,results

    fromclimatemodelsprovideexamplesofthe

    typeofchangethatmightbeexpected.Shifts

    inthetimingandstrengthofprecipitation

    canhavesignicantimpactsonhuman

    well-beingbecauseofchangesinwater

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    3.5

    4

    4.5

    3

    2.5

    2

    1.5

    1

    0.5

    0Temperature(C)relativeto1890-191

    0

    Africa

    Reference

    CH4 + BC

    measures

    Northeast

    Asia,

    Southeast

    Asia and

    Pacic

    Latin

    America

    and

    Caribbean

    North

    America

    and

    Europe

    South,

    West and

    Central Asia

    Figure 4. Projected global mean temperature changes or the reerence scenario and or the CH4

    and BC

    measures scenario with emission reductions starting immediately or delayed by 20 years.

    2010 2020 2030 2040

    Year

    2050 2060 2070

    T

    emperature(C)relataiveto1890-1910

    2

    3

    0

    1

    Reference

    CH4 + BC measures

    from 20302050

    CH4 + BC measures

    from 20102030

    Figure 5. Comparison o regional mean warming over land (C) showing the change in 2070 compared with 2005or the reerence scenario (Table 2) and the CH

    4+ BC measures scenario. The lines on each bar show the range o

    estimates.

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    Summary or Decision Makers

    supplyandagriculturalproductivity,drought

    andooding.TheresultsshowninFigure

    6 suggest that implementation of the BC

    measurescouldalsoleadtoaconsiderable

    reductioninthedisruptionoftraditional

    rainfallpatternsinAfrica.

    Decreased warming in polar andother glaciated regions

    Implementationofthemeasureswould

    substantiallyslow,butnothalt,thecurrent

    rapidpaceoftemperatureriseandother

    changesalreadyoccurringatthepolesand

    high-altitudeglaciatedregions,andthe

    reducedwarmingintheseregionswouldlikely

    begreaterthanthatseenglobally.Thelargebenetsoccurinpartbecausethesnow/ice

    darkeningeffectofBCissubstantiallygreater

    thanthecoolingeffectofreectiveparticles

    co-emittedwithBC,leadingtogreater

    warmingimpactsintheseareasthaninareas

    withoutsnowandicecover.

    StudiesintheArcticindicatethatitishighly

    sensitive both to local pollutant emissions

    andthosetransportedfromsourcescloseto

    theArctic,aswellastotheclimateimpactofpollutantsinthemid-latitudesofthe

    northernhemisphere.Muchoftheneedfor

    implementationlieswithinEuropeandNorth

    America.Theidentiedmeasurescould

    reducewarmingintheArcticbyabout0.7C

    (witharangeof0.21.3C)in2040.Thisis

    nearlytwo-thirdsoftheestimated1.1C(with

    arangeof0.71.7C)warmingprojected

    fortheArcticunderthereferencescenario,

    andshouldsubstantiallydecreasetheriskof

    globalimpactsfromchangesinthissensitive

    region,suchasseaiceloss,whichaffects

    globalalbedo,andpermafrostmelt.Although

    notidentiedasameasureforuseinthis

    Assessment,thecontrolofborealforestres

    mayalsobeimportantinreducingimpactsin

    theArctic.

    TheAntarcticisafarlessstudiedregionintermsofSLCFimpacts.However,there

    arestudiesdemonstratingBCdeposition

    evenincentralportionsofthecontinent,

    andreductionsinO3and CH

    4should

    slowwarminginplacesliketheAntarctic

    Peninsula,currentlythespotontheglobe

    showingthemostrapidtemperaturerise

    of all

    TheHimalayasandtheTibetanPlateauare

    regionswhereBCislikelytohaveseriousimpacts.InthehighvalleysoftheHimalayas,

    forexample,BClevelscanbeashighasin

    50

    0

    -50

    -20 -10 -4 -3 -2 -1 1

    -100 0 100 -100 0 100

    50

    0

    -50

    W/m2

    GISS ECHAM

    Figure 6. Change in atmospheric energy absorption (Watts per square metre, W/m2 as annual mean), an

    important actor driving tropical rainall and the monsoons resulting rom implementation o BC measures.The changes in absorption o energy by the atmosphere are linked with changes in regional circulation and

    precipitation patterns, leading to increased precipitation in some regions and decreases in others. BC solar

    absorption increases the energy input to the atmosphere by as much as 515 per cent, with the BC measures

    removing the bulk o that heating. Results are shown or two independent models to highlight the similarity in

    the projections o where large regional decreases would occur.

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    amid-sizedcity.Reducingemissionsfrom

    localsourcesandthosecarriedbylong-range

    transportshouldlowerglacialmeltinthese

    regions,decreasingtheriskofimpactssuch

    ascatastrophicglaciallakeoutbursts.

    Benets of the measures forhuman health

    Fineparticulatematter(measuredasPM25,

    whichincludesBC)andground-level

    O3

    damage human health PM25

    causes

    prematuredeathsprimarilyfromheart

    diseaseandlungcancer,andO3exposure

    causesdeathsprimarilyfromrespiratory

    illness.Thehealthbenetestimatesin

    the Assessmentarelimitedtochangesinthesespeciccausesofdeathandinclude

    uncertaintyintheestimationmethods.

    However,thesepollutantsalsocontribute

    signicantlytootherhealthimpacts

    includingacuteandchronicbronchitis

    andotherrespiratoryillness,non-fatal

    heartattacks,lowbirthweightandresults

    inincreasedemergencyroomvisitsand

    hospitaladmissions,aswellaslossofwork

    and school days

    Underthereferencescenario,thatis,

    withoutimplementationoftheidentied

    measures,changesinconcentrationsof

    PM25

    and O3in2030,relativeto2005,

    wouldhavesubstantialeffectsgloballyon

    prematuredeathsrelatedtoairpollution.

    Byregion,prematuredeathsfromoutdoor

    pollutionareprojectedtochangeinline

    withemissions.Thelatterareexpectedto

    decreasesignicantlyoverNorthAmerica

    andEuropeduetoimplementationoftheexistingandexpectedlegislation.

    OverAfricaandLatinAmericaandthe

    Caribbean,thenumberofprematuredeaths

    fromthesepollutantsisexpectedtoshow

    modestchangesunderthereferencescenario

    (Figure7).OverNortheastAsia,Southeast

    AsiaandPacic,prematuredeathsare

    projectedtodecreasesubstantiallydueto

    reductionsinPM25insomeareas.However,

    inSouth,WestandCentralAsia,premature

    deathsareprojectedtorisesignicantlydue

    togrowthinemissions.

    Incontrasttothereferencescenario,full

    implementationofthemeasuresidentied

    in the Assessmentwouldsubstantially

    improveairqualityandreducepremature

    deathsgloballyduetosignicantreductions

    inindoorandoutdoorairpollution.The

    reductionsinPM25concentrationsresulting

    fromtheBCmeasureswould,by2030,

    avoidanestimated0.74.6millionannual

    prematuredeathsduetooutdoorairpollution

    (Figure1).

    Regionally,implementationoftheidentied

    measureswouldleadtogreatlyimproved

    airqualityandfewerprematuredeaths,

    especiallyinAsia(Figure7).Infact,more

    than80percentofthehealthbenetsofimplementingallmeasuresoccurinAsia.

    Thebenetsarelargeenoughforallthe

    worseningtrendsinhumanhealthdueto

    outdoorairpollutiontobereversedand

    turnedintoimprovements,relativeto2005.

    InAfrica,thebenetissubstantial,although

    notasgreatasinAsia.

    Benets of the measures forcrop yields

    Ozoneistoxictoplants.Avastbody

    ofliteraturedescribesexperimentsand

    observationsshowingthesubstantialeffects

    of O3onvisibleleafhealth,growthand

    productivityforalargenumberofcrops,

    treesandotherplants.Ozonealsoaffects

    vegetationcompositionanddiversity.

    Globally,thefullimplementationofCH4

    measuresresultsinsignicantreductionsin

    O3concentrationsleadingtoavoidedyield

    lossesofabout25milliontonnesoffourstaplecropseachyear.Theimplementation

    oftheBCmeasureswouldaccountforabout

    afurther25milliontonnesofavoidedyield

    lossesincomparisonwiththereference

    scenario(Figure1).Thisisduetosignicant

    reductionsinemissionsoftheprecursors

    CO,VOCsandNOXthatreduceO

    3

    concentrations.

    Theregionalpictureshowsconsiderable

    differences.Underthereferencescenario,

    O3concentrationsoverNortheast,Southeast

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    Summary or Decision Makers

    AsiaandPacicareprojectedtoincrease,

    resultinginadditionalcropyieldlosses

    (Figures7and8).InSouth,WestandCentral

    Asia,bothhealthandagriculturaldamage

    areprojectedtorise(Figure8).Damageto

    agricultureisprojectedtodecreasestrongly

    overNorthAmericaandEuropewhile

    changingminimallyoverAfricaandLatin

    AmericaandtheCaribbean.Forthewhole

    Asianregionmaizeyieldsshowadecreaseof

    115percent,whileyieldsdecreasebyless

    than5percentforwheatandrice.These

    yieldlossestranslateintonearly40million

    tonnesforallcropsforthewholeAsianregion,

    reectingthesubstantialcultivatedarea

    exposedtoelevatedO3concentrationsinIndia

    inparticulartheIndo-GangeticPlainregion.Riceproductionisalsoaffected,particularly

    inAsiawhereelevatedO3concentrationsare

    likelytocontinuetoincreaseto2030.Yield

    lossvaluesforriceareuncertain,however,

    duetoalackofexperimentalevidenceon

    concentration-responsefunctions.Incontrast,

    theEuropeanandNorthAmericanregional

    analysessuggestthatallcropswillseean

    improvementinyieldsunderthereference

    scenariobetween2005and2030.Even

    greaterimprovementswouldbeseenuponimplementationofthemeasures.

    Theidentiedmeasuresleadtogreatly

    reducedO3concentrations,withsubstantial

    benetstocropyields,especiallyinAsia

    (Figure8).Thebenetsofthemeasuresare

    largeenoughtoreversealltheworsening

    trendsseeninagriculturalyieldsandturn

    themintoimprovements,relativeto2005,

    withtheexceptionofcropyieldsinNortheast

    andSoutheastAsiaandPacic.Eveninthat

    case,thebenetsoffullimplementationare

    quitelarge,withthemeasuresreducingby

    60percentthecroplossesenvisagedinthe

    referencescenario.

    ItshouldbestressedthattheAssessments

    analysesincludeonlythedirecteffectof

    changesinatmosphericcompositiononhealthandagriculturethroughchangesinexposure

    topollutants.Assuch,theydonotinclude

    thebenetsthatavoidedclimatechange

    wouldhaveonhumanhealthandagriculture

    duetofactorssuchasreduceddisruptionof

    precipitationpatterns,dimming,andreduced

    frequencyofheatwaves.Furthermore,even

    thedirectinuenceonyieldsarebasedon

    estimatesforonlyfourstaplecrops,and

    impactsonleafycrops,productivegrasslands

    andfoodqualitywerenotincluded,sothatthecalculatedvaluesarelikelytobean

    Figure 7. Comparison o premature mortality (millions o premature deaths annually) by region, showing the

    change in 2030 in comparison with 2005 or the reerence scenario emission trends and the reerence plus CH4 +BC measures. The lines on each bar show the range o estimates.

    1.5

    2

    1

    0.5

    0

    -0.5

    -1

    -1.5

    -2

    -2.5

    -3

    Reference

    Reference +

    CH4 + BC

    measures

    Africa Northeast

    Asia,

    Southeast

    Asia and

    Pacic

    Latin

    America

    and

    Caribbean

    North

    America

    and

    Europe

    South,

    West and

    Central Asia

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    underestimateofthetotalimpact.Inaddition,

    extrapolationofresultsfromanumberof

    experimentalstudiestoassessO3

    impacts on

    ecosystemsstronglysuggeststhatreductions

    in O3couldleadtosubstantialincreasesinthe

    netprimaryproductivity.Thiscouldhavea

    substantialimpactoncarbonsequestration,

    providingadditionalclimatebenets.

    Relative importance andscientic condence in themeasures

    Methanemeasureshavealargeimpactonglobalandregionalwarming,whichis

    achievedbyreducingthegreenhousegases

    CH4

    and O3 The climate mitigation impacts

    of the CH4measuresarealsothemostcertain

    becausethereisahighdegreeofcondence

    inthewarmingeffectsofthisgreenhouse

    gas.ThereducedmethaneandhenceO3

    concentrationsalsoleadtosignicantbenets

    forcropyields.

    TheBCmeasuresidentiedherereduce

    concentrationsofBC,OCandO3(largely

    throughreductionsinemissionsofCO).

    ThewarmingeffectofBCandO3

    and

    thecompensatingcoolingeffectofOC,

    introduceslargeuncertaintyintheneteffect

    ofsomeBCmeasuresonglobalwarming

    (Figure1).UncertaintyintheimpactofBC

    measuresisalsolargerthanthatforCH4

    becauseBCandOCcaninuenceclouds

    that have multiple effects on climate that

    arenotfullyunderstood.Thisuncertainly

    inglobalimpactsisparticularlylargeforthe

    Figure 8. Comparison o crop yield losses (million tonnes annually o our key crops wheat, rice, maize and soy

    combined) by region, showing the change in 2030 compared with 2005 or the reerence emission trends and thereerence with CH

    4+ BC measures. The lines on each bar show the range o estimates.

    100

    50

    0

    -50

    -100

    -150

    Africa

    Reference

    CH4 + BC

    measures

    Northeast

    Asia,

    Southeast

    Asia and

    Pacic

    Latin

    America

    and

    Caribbean

    North

    America

    and

    Europe

    South,

    West and

    Central Asia

    The measures identied in the Assessment include

    replacement o traditional cookstoves, such as that

    shown here, with clean burning stoves which wouldsubstantially improve air quality and reduce prematuredeaths due to indoor and outdoor air pollution.

    Credit:Ve

    erabhadranRamanathan

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    Summary or Decision Makers

    measuresconcerningbiomasscookstovesand

    openburningofbiomass.Hencewithrespecttoglobalwarming,thereismuchhigher

    condenceformeasuresthatmitigatediesel

    emissionsthanbiomassburningbecausethe

    proportionofco-emittedcoolingOCparticles

    ismuchlowerfordiesel.

    Ontheotherhand,thereishighercondence

    thatBCmeasureshavelargeimpactson

    humanhealththroughreducingconcentrations

    ofinhalableparticles,oncropyieldsthrough

    reducedO3,andonclimatephenomenasuch

    astropicalrainfall,monsoonsandsnow-ice

    melt.Theseregionalimpactsarelargely

    independentofthemeasuresimpacton

    globalwarming.Infact,regionally,biomass

    cookstovesandopenbiomassburningcan

    havemuchlargereffectsthanfossilfuels.This

    isbecauseBCdirectlyincreasesatmospheric

    heatingbyabsorbingsunlight,which,

    accordingtonumerouspublishedstudies,

    affectsthemonsoonandtropicalrainfall,and

    thisislargelyseparatefromtheeffectofco-

    emittedOC.ThesameconclusionapplieswithrespecttotheimpactofBCmeasuresonsnow

    andice.BC,becauseitisdark,signicantly

    increasesabsorptionofsunlightbysnowand

    icewhenitisdepositedonthesebrightsurfaces.

    OCthatisdepositedalongwithBChasvery

    littleeffectonsunlightreectedbysnowand

    icesincethesesurfacesarealreadyverywhite.

    Henceknowledgeoftheseregionalimpacts

    is,insomecases,morerobustthantheglobal

    impacts,andwithrespecttoreducingregional

    impacts,alloftheBCmeasuresarelikelytobesignicant.Condenceisalsohighthatalarge

    proportionofthehealthandcropbenets

    wouldberealizedinAsia.

    Mechanisms for rapidimplementation

    InDecember2010thePartiestothe

    UNFCCCagreedthatwarmingshouldnot

    exceed2Cabovepre-industriallevelsduring

    thiscentury.ThisAssessmentshowsthat

    measurestoreduceSLCFs,implemented

    incombinationwithCO2controlmeasures,

    wouldincreasethechancesofstayingbelow

    the2Ctarget.Themeasureswouldalso

    slowtherateofnear-termtemperaturerise

    andalsoleadtosignicantimprovements

    inhealth,decreaseddisruptionofregional

    precipitationpatternsandwatersupply,and

    inimprovedfoodsecurity.Theimpactsofthe

    measuresontemperaturechangearefeltover

    largegeographicalareas,whiletheairquality

    impactsaremorelocalizedneartheregions

    wherechangesinemissionstakeplace.

    Therefore,areasthatcontroltheiremissions

    willreceivethegreatesthumanhealthandfoodsupplybenets;additionallymanyofthe

    climatebenetswillbefeltclosetotheregion

    taking action

    Thebenetswouldberealizedinthenear

    term,therebyprovidingadditionalincentives

    toovercomenancialandinstitutional

    hurdlestotheadoptionofthesemeasures.

    Countriesinallregionshavesuccessfully

    implementedtheidentiedmeasuresto

    somedegreeformultipleenvironmentanddevelopmentobjectives.Theseexperiences

    Widespread haze over the Himalayas where BC

    concentrations can be as high as in mid-sized cities.

    Reducing emissions should lower glacial melt and

    decrease the risk o outbursts rom glacial lakes.

    Credit:Ve

    erabhadranRamanathan

    Credit:GovindJoshi

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    provideaconsiderablebodyofknowledge

    andpotentialmodelsforothersthatwishto

    take action

    Inmostcountries,mechanismsarealready

    inplace,albeitatdifferentlevelsofmaturity,

    toaddresspublicconcernregardingair

    pollutionproblems.Mechanismstotackle

    anthropogenicgreenhousegasesareless

    welldeployed,andsystemstomaximize

    theco-benetsfromreducingairpollution

    andmeasurestoaddressclimatechangeare

    virtuallynon-existent.Coordinationacross

    institutionstoaddressclimate,airpollution,

    energyanddevelopmentpolicyisparticularlyimportanttoenhanceachievementofallthese

    goals simultaneously

    ManyBCcontrolmeasuresrequire

    implementationbymultipleactorsondiffuse

    emissionsourcesincludingdieselvehicles,

    eldburning,cookstovesandresidential

    heating.Althoughairqualityandemission

    standardsexistforparticulatematterinsome

    regions,theymayormaynotreduceBC,

    andimplementationremainsachallenge.Relevance,benetsandcostsofdifferent

    Field burning o agricultural waste is a common way to dispose o crop residue in many regions.

    To the naked eye, no emissions rom an oil storage tank are visible (let), but with the aid o an inrared camera,escaping CH

    4is evident (right).

    Credit:USEPA

    Credit:BrianYap

    measuresvaryfromregiontoregion.

    Manyofthemeasuresentailcostsavings

    butrequiresubstantialupfrontinvestments.

    Accountingforairquality,climateand

    developmentco-benetswillbekeytoscaling

    up implementation

    Methaneisoneofthesixgreenhousegases

    governedbytheKyotoProtocol,butthereare

    noexplicittargetsforit.ManyCH4measures

    arecost-effectiveanditsrecoveryis,inmany

    cases,economicallyprotable.Therehave

    been many Clean Development Mechanism

    (CDM)projectsinkeyCH4emittingsectorsin

    thepast,thoughfewsuchprojectshavebeenlaunchedinrecentyearsbecauseoflackof

    nancing.

    Casestudiesfrombothdevelopedand

    developingcountries(Box3)showthatthere

    aretechnicalsolutionsavailabletodeliver

    allofthemeasures(seeChapter5).Given

    appropriatepolicymechanismsthemeasures

    canbeimplemented,buttoachievethe

    benetsatthescaledescribedmuchwider

    implementationisrequired.

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    Summary or Decision Makers

    Box3:Casestudiesof implementationof measuresCH

    4measures

    Landll biogas energy

    Landll CH4 emissions contribute 10 per cent o the total greenhouse gas emissions in Mexico.

    Bioenergia de Nuevo Lon S.A. de C.V. (BENLESA) is using landll biogas as uel. Currently, the

    plant has an installed capacity o 12.7 megawatts. Since its opening in September 2003, it has

    avoided the release o more than 81 000 tonnes o CH4, equivalent to the reduction in emissions

    o 1.7 million tonnes o CO2, generating 409 megawatt hours o electricity. A partnership between

    government and a private company turned a liability into an asset by converting landll gas (LFG)

    into electricity to help drive the public transit system by day and light city streets by night. LFG

    projects can also be ound in Armenia, Brazil, China, India, South Arica, and other countries.

    Recovery and faring rom oil and natural gas production

    Oil drilling oten brings natural gas, mostly CH4, to the surace along with the oil, which is oten

    vented to the atmosphere to maintain sae pressure in the well. To reduce these emissions,

    associated gas may be ared and converted to CO2, or recovered, thus eliminating most o its

    warming potential and removing its ability to orm ozone (O3). In India, Oil India Limited (OIL), a

    national oil company, is undertaking a project to recover the gas, which is presently ared, rom

    the Kumchai oil eld, and send it to a gas processing plant or eventual transport and use in the

    natural gas grid. Initiatives in Angola, Indonesia and other countries are aring and recovering

    associated gas yielding large reductions in CH4

    emissions and new sources o uel or local markets.

    Livestock manure management

    In Brazil, a large CDM project in the state o Mina Gerais seeks to improve waste management

    systems to reduce the amount o CH4

    and other greenhouse gas emissions associated with

    animal efuent. The core o the project is to replace open-air lagoons with ambient temperature

    anaerobic digesters to capture and combust the resulting biogas. Over the course o a 10-yearperiod (20042014) the project plans to reduce CH4

    and other greenhouse gas emissions by a total

    o 50 580 tonnes o CO2

    equivalent. A CDM project in Hyderabad, India, will use the poultry litter

    CH4

    to generate electricity which will power the plant and supply surplus electricity to the Andhra

    Pradesh state grid.

    Farm scale anaerobic digestion o manure rom cattle is one o the key CH4 measures

    Credit:RaphalV/fickr

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    Box3:Casestudiesof implementationof measures(continued)BC measures

    Diesel particle lters

    In Santiago, municipal authorities, responding to public concern on air pollution, adopted a new

    emissions standard or urban buses, requiring installation o diesel particle lters (DPFs). Currently

    about one-third o the eet is equipped with lters; it is expected that the entire eet will be

    retrotted by 2018. New York City adopted regulations in 2000 and 2003 requiring use o DPFs in

    city buses and o-road construction equipment working on city projects. London tted DPFs to

    the citys bus eet over several years beginning in 2003. Low emission zones in London and other

    cities create incentives or diesel vehicle owners to retrot with particle lters, allowing them to

    drive within the city limits. Implementation in developing regions will require greater availability o

    low sulphur diesel, which is an essential prerequisite or using DPFs.

    Improved brick kilns

    Small-scale traditional brick kilns are a signicant source o air pollution in many developing

    countries; there are an estimated 20 000 in Mexico alone, emitting large quantities o particulates.

    An improved kiln design piloted in Ciudad Jurez, near the border with the United States o

    America, improved eciency by 50 per cent and decreased particulate pollution by 80 per cent.

    In the Bac Ninh province o Viet Nam, a project initiated with the aim o reducing ambient air

    pollution levels and deposition on surrounding rice elds piloted the use o a simple limestone

    scrubbing emissions control device and demonstrated how a combination o regulation, economic

    tools, monitoring and technology transer can signicantly improve air quality.

    A traditional brick kiln (let) and an improved (right) operating in Mexico.

    Potential international

    regulatory responses

    Internationalresponseswouldfacilitate

    rapidandwidespreadimplementationof

    themeasures.Sincealargeportionofthe

    impactsofSLCFsonclimate,health,food

    securityandecosystemsisregionalorlocal

    innature,regionalapproachesincorporating

    nationalactionscouldprovepromisingfor

    theircost-effectivereduction.Thisapproach

    isstillinitsveryearlystageinmostregionsof

    theworld.Forexample,theConventiononLong-RangeTransboundaryAirPollution

    Credit:AlbaCorralAvitia

    Credit:RobertMarquez

    (CLRTAP)recentlyagreedtoaddressBCin

    therevisionoftheGothenburgProtocolin2011andtoconsidertheimpactsofCH

    4as

    an O3precursorinthelongerterm.

    Otherregionalagreements(Box4)arefairly

    new,andpredominantlyconcentrateon

    scienticcooperationandcapacitybuilding.

    Thesearrangementsmightserveasa

    platformfromwhichtoaddresstheemerging

    challengesrelatedtoairpollutionfromBC

    andtroposphericO3andprovidepotential

    vehiclesfornance,technologytransferandcapacitydevelopment.Sharinggoodpractices

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    Summary or Decision Makers

    onaninternationalscale,asisoccurring

    withintheArcticCouncil,inacoordinated

    waycouldprovideahelpfulwayforward.

    ThisAssessmentdidnotassessthecost-

    effectivenessofdifferentidentiedmeasures

    orpolicyoptionsunderdifferentnational

    circumstances.Doingsowouldhelpto

    informnationalairqualityandclimatepolicy

    makers,andsupportimplementationona

    widerscale.Furtherstudyandanalysesofthe

    localapplicationofBCandtroposphericO3

    reductiontechnologies,costsandregulatory

    approachescouldcontributetoadvancing

    adoption of effective action at multiple levels

    Thisworkwouldbebestdonebasedonlocal

    knowledge.Likewisefurtherevaluationofthe

    regionalandglobalbenetsofimplementing

    specicmeasuresbyregionwouldhelpto

    bettertargetpolicyefforts.Insupportofthese

    efforts,additionalmodellingandmonitoring

    andmeasurementactivitiesareneededtoll

    remainingknowledgegaps.

    Opportunities for internationalnancing and cooperation

    Thelargestbenetswouldbedeliveredin

    regionswhereitisunlikelythatsignicant

    nationalfundswouldbeallocatedtothese

    issuesduetootherpressingdevelopment

    needs.Internationalnancingandtechnology

    supportwouldcatalyseandaccelerate

    theadoptionoftheidentiedmeasuresatsub-national,nationalandregionallevels,

    especiallyindevelopingcountries.Financing

    wouldbemosteffectiveifspecicallytargeted

    towardspollutionabatementactionsthat

    maximizeairqualityandclimatebenets.

    FundsandactivitiestoaddressCH4(such

    astheGlobalMethaneInitiative;andthe

    GlobalMethaneFundorPrototypeMethane

    FinancingFacility)andcookstoves(theGlobal

    AllianceforCleanCookstoves)existorare

    underconsiderationandmayserveasmodels

    forothersectors.Expandedactionwilldepend

    ondonorrecognitionoftheopportunity

    representedbySLCFreductionsasahighly

    effectivemeanstoaddressnear-termclimate

    change both globally and especially in

    sensitiveregionsoftheworld.

    BlackcarbonandtroposphericO3

    may also

    beconsideredaspartofotherenvironment,

    developmentandenergyinitiativessuchas

    bilateralassistance,theUNDevelopment

    AssistanceFramework,theWorldBankEnergyStrategy,thePovertyandEnvironment

    InitiativeofUNEPandtheUnitedNations

    DevelopmentProgramme(UNDP),

    interagencycooperationinitiativesintheUN

    systemsuchastheEnvironmentManagement

    GroupandUNEnergy,theUNFoundation,

    andtheconsiderationbytheUNConference

    onSustainableDevelopment(Rio+20)of

    theinstitutionalframeworkforsustainable

    development.These,andothers,couldtake

    advantageoftheopportunitiesidentiedintheAssessmenttoachievetheirobjectives.

    Box4:Examplesof regionalatmosphericpollution

    agreementsThe Convention on Long-Range Transboundary Air Pollution (CLRTAP) is a mature policy

    ramework covering Europe, Central Asia and North America. Similar regional agreements have

    emerged in the last decades in other parts o the world. The Mal Declaration on Control and

    Prevention o Air Pollution and its Likely Transboundary Eects or South Asia was agreed in

    1998 and addresses air quality including tropospheric O3

    and particulate matter. The Association

    o Southeast Asian Nations (ASEAN) Haze Protocol is a legally binding agreement addresses

    particulate pollution rom orest res in Southeast Asia. In Arica there are a number o ramework

    agreements between countries in southern Arica (Lusaka Agreement), in East Arica (Nairobi

    Agreement); and West and Central Arica (Abidjan Agreement). In Latin America and the Caribbean

    a ministerial level intergovernmental network on air pollution has been ormed and there is a drat

    ramework agreement and ongoing collaboration on atmospheric issues under UNEPs leadership.

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    ConcludingRemarks

    TheAssessmentestablishestheclimateco-

    benetsofair-qualitymeasuresthataddress

    blackcarbonandtroposphericozoneand

    itsprecursors,especiallyCH4

    and CO The

    measuresidentiedtoaddresstheseshort-

    livedclimateforcershavebeensuccessfully

    triedaroundtheworldandhavebeen

    showntodeliversignicantandimmediate

    developmentandenvironmentalbenetsin

    thelocalareasandregionswheretheyare

    implemented

    Costsandbenetsoftheidentiedmeasures

    areregionspecic,andimplementation

    oftenfacesnancial,regulatoryand

    institutionalbarriers.However,widespread

    implementationoftheidentiedmeasures

    canbeeffectivelyleveragedbyrecognizing

    thatnear-termstrategiescanslowtherate

    ofglobalandregionalwarming,improving

    ourchancesofkeepingglobaltemperature

    increasebelowboundsthatsignicantlylowertheprobabilityofmajordisruptiveclimate

    events.Suchleverageshouldspurmultilateral

    initiativesthatfocusonlocalprioritiesand

    contributetotheglobalcommongood.

    ItisneverthelessstressedthatthisAssessment

    doesnotinanywaysuggestpostponing

    immediateandaggressiveglobalactionon

    anthropogenicgreenhousegases;infactit

    requiressuchactiononCO2 This Assessment

    concludesthatthechanceofsuccesswithsuchlonger-termmeasurescanbegreatly

    enhancedbysimultaneouslyaddressingshort-

    livedclimateforcers.

    ThebenetsidentiedinthisAssessmentcan

    berealisedwithaconcertedeffortgloballyto

    reducetheconcentrationsofblackcarbonand

    troposphericozone.Astrategytoachievethis,

    whendevelopedandimplemented,willlead

    toconsiderablebenetsforhumanwell-being.

    Aerosol measurement instruments

    Credit:ChristianLagerek

    Credit:JohnOgren,NOAA

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    Summary or Decision Makers

    Glossary

    Aerosol A collection o airborne solid or liquid particles (excluding pure water),

    with a typical size between 0.01 and 10 micrometers (m) and residing in

    the atmosphere or at least several hours. Aerosols may be o either natu-ral or anthropogenic origin. Aerosols may inuence climate in two ways:

    directly through scattering or absorbing radiation, and indirectly through

    acting as condensation nuclei or cloud ormation or modiying the opti-

    cal properties and lietime o clouds.

    Biofuels Biouels are non-ossil uels. They are energy carriers that store the energy

    derived rom organic materials (biomass), including plant materials and

    animal waste.

    Biomass In the context o energy, the term biomass is oten used to reer to organic

    materials, such as wood and agricultural wastes, which can be burned to

    produce energy or converted into a gas and used or uel.

    Black carbon Operationally defned aerosol species based on measurement o lightabsorption and chemical reactivity and/or thermal stability. Black carbon

    is ormed through the incomplete combustion o ossil uels, biouel, and

    biomass, and is emitted in both anthropogenic and naturally occurring

    soot. It consists o pure carbon in several linked orms. Black carbon warms

    the Earth by absorbing heat in the atmosphere and by reducing albedo,

    the ability to reect sunlight, when deposited on snow and ice.

    Carbon

    sequestration

    The uptake and storage o carbon. Trees and plants, or example, absorb

    carbon dioxide, release the oxygen and store the carbon.

    Fugitive

    emissions

    Substances (gas, liquid, solid) that escape to the air rom a process or a

    product without going through a smokestack; or example, emissions o

    methane escaping rom coal, oil, and gas extraction not caught by a cap-

    ture system.

    Global

    warming

    potential

    (GWP)

    The global warming potential o a gas or particle reers to an estimate o

    the total contribution to global warming over a particular time that results

    rom the emission o one unit o that gas or particle relative to one unit o

    the reerence gas, carbon dioxide, which is assigned a value o one.

    High-emitting

    vehicles

    Poorly tuned or deective vehicles (including malunctioning emission

    control system), with emissions o air pollutants (including particulate

    matter) many times greater than the average.

    Hoffman kiln Homann kilns are the most common kiln used in production o bricks. A

    Homann kiln consists o a main fre passage surrounded on each side byseveral small rooms which contain pallets o bricks. Each room is connect-

    ed to the next room by a passageway carrying hot gases rom the fre. This

    design makes or a very efcient use o heat and uel.

    Incomplete

    combustion

    A reaction or process which entails only partial burning o a uel. Combus-

    tion is almost always incomplete and this may be due to a lack o oxygen

    or low temperature, preventing the complete chemical reaction.

    Oxidation The chemical reaction o a substance with oxygen or a reaction in which

    the atoms in an element lose electrons and its valence is correspondingly

    increased.

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    Ozone Ozone, the triatomic orm o oxygen (O3), is a gaseous atmospheric constit-

    uent. In the troposphere, it is created both naturally and by photochemical

    reactions involving gases resulting rom human activities (it is a primary

    component o photochemical smog). In high concentrations, tropospheric

    ozone can be harmul to a wide range o living organisms. Troposphericozone acts as a greenhouse gas. In the stratosphere, ozone is created by

    the interaction between solar ultraviolet radiation and molecular oxygen.

    Stratospheric ozone provides a shield rom ultraviolet B (UVB) radiation.

    Ozone

    precursor

    Chemical compounds, such as carbon monoxide (CO), methane (CH4),

    non-methane volatile organic compounds (NMVOC), and nitrogen oxides

    (NOX), which in the presence o solar radiation react with other chemical

    compounds to orm ozone in the troposphere.

    Particulate

    matter

    Very small pieces o solid or liquid matter such as particles o soot, dust, or

    other aerosols.

    Pre-industrial Prior to widespread industrialisation and the resultant changes in the

    environment. Typically taken as the period beore 1750.

    Radiation Energy transer in the orm o electromagnetic waves or particles that

    release energy when absorbed by an object.

    Radiative

    forcing

    Radiative orcing is a measure o the change in the energy balance o the

    Earth-atmosphere system with space. It is defned as the change in the

    net, downward minus upward, irradiance (expressed in Watts per square

    metre) at the tropopause due to a change in an external driver o climate

    change, such as, or example, a change in the concentration o carbon

    dioxide or the output o the Sun.

    Smog Classically a combination o smoke and og in which products o com-

    bustion, such as hydrocarbons, particulate matter and oxides o sulphurand nitrogen, occur in concentrations that are harmul to human beings

    and other organisms. More commonly, it occurs as photochemical smog,

    produced when sunlight acts on nitrogen oxides and hydrocarbons to

    produce tropospheric ozone.

    Stratosphere Region o the atmosphere between the troposphere and mesosphere,

    having a lower boundary o approximately 8 km at the poles to 15 km at

    the equator and an upper boundary o approximately 50 km. Depending

    upon latitude and season, the temperature in the lower stratosphere can

    increase, be isothermal, or even decrease with altitude, but the tempera-

    ture in the upper stratosphere generally increases with height due to

    absorption o solar radiation by ozone.Trans-

    boundary

    movement

    Movement rom an area under the national jurisdiction o one State to or

    through an area under the national jurisdiction o another State or to or

    through an area not under the national jurisdiction o any State.

    Transport

    (atmospheric)

    The movement o chemical species through the atmosphere as a result o

    large-scale atmospheric motions.

    Troposphere The lowest part o the atmosphere rom the surace to about 10 km in

    altitude in mid-latitudes (ranging rom 9 km in high latitudes to 16 km in

    the tropics on average) where clouds and weather phenomena occur. In

    the troposphere temperatures generally decrease with height.

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    Summary or Decision Makers

    Acronyms and Abbreviations

    ASEAN Association o Southeast Asian Nations

    BC black carbon

    BENLESA Latin America Bioenergia de Nuevo Lon S.A. de C.V.CDM Clean Development Mechanism

    CH4

    methane

    CLRTAP Convention on Long-Range Transboundary Air Pollution

    CO carbon monoxide

    CO2

    carbon dioxide

    DPF diesel particle lter

    ECHAM Climate-chemistry-aerosol model developed by the Max Planck Institute in Ham-

    burg, Germany

    G8 Group o Eight: Canada, France, Germany, Italy, Japan, Russian Federation, United

    Kingdom, United States

    GAINS Greenhouse Gas and Air Pollution Interactions and SynergiesGISS Goddard Institute or Space Studies

    GWP global warming potential

    IEA International Energy Agency

    IIASA International Institute or Applied System Analysis

    IPCC Intergovernmental Panel on Climate Change

    LFG landll gas

    NASA National Aeronautics and Space Administration

    NOX

    nitrogen oxides

    O3

    ozone

    OC organic carbon

    OIL Oil India Limited

    PM particulate matter (PM2.5

    has a diameter o 2.5m or less)

    ppm parts per million

    SLCF short-lived climate orcer

    SO2

    sulphur dioxide

    UN United Nations

    UNDP United Nations Development Programme

    UNEP United Nations Environment Programme

    UNFCCC United Nations Framework Convention on Climate Change

    UV ultraviolet

    VOC volatile organic compoundWMO World Meteorological Organization

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    Integrated Assessment o Black Carbon and Tropospheric Ozone

    Acknowledgements

    The United Nations Environment Programme and World Meteorological Organization

    would like to thank the Assessment Chair and Vice-Chairs, the members o the High-level

    Consultative Group, all the lead and contributing authors, reviewers and review editors, and

    the coordination team or their contribution to the development o this Assessment.

    The ollowing individuals have provided input to the Assessment. Authors, reviewers

    and review editors have contributed to this report in their individual capacity and their

    organizations are mentioned or identication purposes only.

    Chair: Drew Shindell (National Aeronautics and Space Administration Goddard Institute or

    S