understanding the establishment- based risk assessment

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Understanding the Establishment- based Risk Assessment model for Hatcheries The Canadian Food Inspection Agency (CFIA) is strongly committed to its mission to safeguard food, animals and plants to enhance the health and well-being of Canada’s people, environment and economy. Risks to food safety and our animal and plant resources have changed considerably in recent years and will continue to evolve rapidly with global trading patterns, innovation and new technologies. In this fast-paced environment, the CFIA must continue to become more agile to help protect our resources while also supporting industry’s ability to compete globally. As part of the Agency’s efforts to modernize its inspection system, the Establishment-based Risk Assessment model for Hatcheries (ERA-H) was developed to evaluate the food safety risk (Salmonella spp.) that the food products (poultry meat, eggs, balut) derived from Canadian hatcheries may represent to the consumers. The model uses data and a mathematical algorithm to determine the level of risk to inform oversight required by inspectors. The CFIA worked together with academia, industry and government partners to create this tool to provide a consistent and efficient approach to inspection. How the ERA-H model works The ERA-H model identifies areas of higher risk and indicates where inspectors should be spending more time. Using scientific data, hatchery-specific information gathered from regulated parties and the compliance history of a hatchery, the ERA-H model evaluates a hatchery based on three different groups of risk factors and determines their level of risk (see image below). This means that higher risk hatcheries that require urgent attention can be easily identified and focused on. Inherent Risk Factors • Production chain • Type of birds • Volume • Mixing eggs from different supply flocks • Hatching eggs of multiple species • Hatching eggs for multiple sectors • Unexpected surge demands (spot market) • Fixed incubator’s trolleys • Evaporative cooling system Mitigation Factors • HACCP certification • Control of incoming supplies • Practices to reduce egg breakage • Egg sanitation • Equipment sanitation • Air sanitation • Bacterial sensitivity testing for disinfectant turnover • Sampling plan • Exportation of chicks Compliance Factors • Inspection results • History of enforcement actions • Fluff and balut sampling results Risk Results (Level of Risk) ERA-H will support: • Priority Setting • Work Planning • Program Design • Resource Allocation • Oversight Activities Hatchery Questionnaire Inspection Data

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Page 1: Understanding the Establishment- based Risk Assessment

Understanding the Establishment-based Risk Assessment modelfor Hatcheries

The Canadian Food Inspection Agency (CFIA) is strongly committed to its mission to safeguard food, animals and plants to enhance the health and well-being of Canada’s people, environment and economy. Risks to food safety and our animal and plant resources have changed considerably in recent years and will continue to evolve rapidly with global trading patterns, innovation andnew technologies. In this fast-paced environment, the CFIA must continue to become more agile to help protect our resources while also supporting industry’s ability to compete globally.

As part of the Agency’s efforts to modernize its inspection system, the Establishment-based Risk Assessment model for Hatcheries (ERA-H) was developed to evaluate the food safety risk (Salmonella spp.) that the food products (poultry meat, eggs, balut) derived from Canadian hatcheries may representto the consumers. The model uses data and a mathematical algorithm to determine the level of risk to inform oversight required by inspectors.

The CFIA worked together with academia, industry and government partners to create this tool to providea consistent and efficient approach to inspection.

How the ERA-H model works

The ERA-H model identifies areas of higher riskand indicates where inspectors should bespending more time.

Using scientific data, hatchery-specific informationgathered from regulated parties and the compliancehistory of a hatchery, the ERA-H model evaluatesa hatchery based on three different groupsof risk factors and determines their level of risk(see image below).

This means that higher risk hatcheries that require urgent attention can be easily identified and focused on.

Inherent Risk Factors• Production chain• Type of birds• Volume• Mixing eggs from different supply flocks• Hatching eggs of multiple species• Hatching eggs for multiple sectors• Unexpected surge demands (spot market)• Fixed incubator’s trolleys• Evaporative cooling system

Mitigation Factors • HACCP certification• Control of incoming supplies• Practices to reduce egg breakage• Egg sanitation• Equipment sanitation• Air sanitation• Bacterial sensitivity testing for disinfectant turnover• Sampling plan• Exportation of chicks

Compliance Factors• Inspection results• History of enforcement actions• Fluff and balut sampling results

Risk Results(Level of Risk)

ERA-H will support:• Priority Setting• Work Planning• Program Design• Resource Allocation• Oversight Activities

HatcheryQuestionnaire Inspection Data

Page 2: Understanding the Establishment- based Risk Assessment

How the ERA-H model assigns hatcheriesa food safety risk level

For questions or comments, email:[email protected]

For additional information visit :inspection.gc.ca

CFIA P1043E-19Catalogue No.: A104-198/2020E-PDF

ISBN: 978-0-660-33960-3Aussi disponible en français

Industry involvement in the ERA-H model

Hatcheries are invited to provide information about their mitiga-tion measures and operational activities through a questionnaire provided by the ERA-H team. This information along with the compliance assessment of hatcheries are being used to populate the ERA-H model and produce risk profiles for each hatchery. Results from the ERA-H model are actually integrated in the Agency’s work planning.

Updates to the ERA-H model

The CFIA will review and update the ERA-H model on an ongoing basis, using the most up-to-date science, technology, and risk assessment approaches. It is designed to adapt quickly to emerging global and scientific trends, new risks and changes within hatcheries.

Then we add mitigation factors implementedat a hatchery that could lower the risk,such as HACCP certification.

Then we include information about how wella hatchery has been complying with regulatory requirements. This produces the final risk level.

We start with the inherent risks at a hatchery such as the type of birds and volume.

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ERA-H model implementation for federallyregulated hatcheries

Implementation of the ERA-H model is impacting the frequency of CFIA oversight. Hatcheries are able to access their individual results and work with the CFIA on strategiesto mitigate potential areas of concern.

The model is flexible to adapt to emerging and scientific trends in food safety and innovative practices that may be implemented at a hatchery.