understanding anosognosia for hemiplegia after stroke
TRANSCRIPT
CLINICAL FEATURE
Understanding Anosognosia for Hemiplegia After StrokeElizabeth M. Byrd1, MSN, RN, CCNS, Rita J. Jablonski1, PhD & David E. Vance1, PhD
AbstractBackground: Anosognosia for hemiplegia (AHP) after stroke is a complex cognitive behavioral disorder that removes awareness ofone-sided paralysis (hemiplegia). As a result, stroke survivors afflicted with AHP may bemore likely to have unrealistic expectationsfor stroke rehabilitation, display unsafe behaviors and experience falls, and ultimately suffer the physical and psychological conse-quences of frequent falling.Objective: The purpose of this article is to describe AHP by discussing anosognosia within the context of contemporary theoreti-cal understandings, examining current imaging evidence of the disorder, and summarizing emerging interventions designed toreinstate self-awareness in anosognosic patients.Method: Systematic review with a focus on defining and describing AHP based on human experimental studies was conductedwithin a 10-year period.Results: Eleven studies were identified. The content and foci of the 11 studies fell into one of three categories: theory testing,imaging evidence, and interventions for individuals with AHP.
Keywords: Anosognosia; falls; rehabilitation; stroke.
Anosognosia for hemiplegia (AHP) is a phenomenon thatwas first described in 1914 in an article published byDr. Joseph Babinski as cited in Langer (2009). He de-scribed his observations while attending to two patientsafter they experienced a stroke. In each of the instances,the patients had a lingering left hemiplegia. The intellec-tual capacity of the individuals seemed to be preserved,and there was no evidence of confusion, confabulation,or hallucinations. Yet, each of the patients exhibited anunawareness and/or denial of their left hemiplegia. Whenasked tomove the affected limb, the first patient remainedsilent and reacted as if the question had been addressedto another individual. The second patient, when asked tomove the same affected limb, though she was unable todo so, remarked that she had completed the task as di-rected. Babinski (1914) called this seeming unawareness“anosognosia” and speculated that the phenomenon wasdue to the combined effects of location of the infractedbrain lesion and sensory losses experienced poststroke
Correspondence: Elizabeth M. Byrd, MSN, RN, CCNS, School of Nursing,University of Alabama at Birmingham, 1701 University Boulevard, Birmingham, AL35294. E-mail: [email protected]
1 University of Alabama Birmingham School of Nursing, Birmingham, AL, USA
Copyright © 2018 Association of Rehabilitation Nurses.
Cite this article as:Byrd, E. M., Jablonski, R. J., & Vance, D. E. (2020). Understanding
anosognosia for hemiplegia after stroke. Rehabilitation Nursing,45(1), 3–15. doi: 10.1097/rnj.0000000000000185
January/February 2020 • Volume 45 • Number 1
Copyright © 2019 by the Association of Rehabilitation Nurse
(as cited in Langer, 2009). The modern definition ofanosognosia is a general lack of awareness or the under-estimation of a specific deficit in function due to a brainlesion (Kortte & Hillis, 2009). Although this phenome-non has been associated with neglect and can occur inthe presence of neglect, anosognosia and neglect aredistinct syndromes and should not be confused. Withanosognosia, it is theorized that the affected individualis receiving false feedback from a limb that is recognizedas belonging to self (Kortte &Hillis, 2009). Neglect, how-ever, is an impairment of the individual to respond tostimuli occurring in the hemispace opposite of the lesion(Kortte & Hillis, 2009).
Today, it is estimated that AHP affects 20%–30% ofindividuals that suffer a stroke. Patients that experiencethe typical manifestations of anosognosia tend to haveunrealistic expectations of outcomes while in rehabilita-tion (Orfei, Caltagirone, & Spalletta, 2009) or refuse toparticipate in rehabilitation activities altogether (Cherney,2006). More importantly, they are disposed to disregardappropriate safety measures, such as ambulating withoutassistance, which can lead to falls and serious injury ifnot addressed early in the rehabilitation stay (Hartman-Maeir, Soroker, & Katz, 2001). But the relationshipbetween AHP after stroke and falling behaviors is notentirely understood. In fact, most of the anosognosia lit-erature stems from neuropsychology journals, whereasnursing and allied health journals have remained silenton the issue. Understanding AHP after stroke and its
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4 Anosognosia
relationship to patient safety events in the stroke rehabil-itation setting could potentially lead to a more reliableway to predict stroke patients who will have fall events.Furthermore, a more comprehensive understanding ofAHP after stroke would inform the development of inter-ventions to reverse the manifestations and consequencesof this syndrome. The purpose of this systematic reviewarticle is to describe AHP after stroke by synthesizingfindings from human research studies conducted from2007 through 2017.
Search Strategy
Two databases were used: PsycInfo and PubMed. Thesearch was conducted on June 6, 2017. The followingsearch strategy was used in the PsycInfo databases: thekeywords “anosognosia,” “hemiplegia,” and “stroke”were searched using the “abstract fields.” Publicationswere limited to 2007 through 2017 and to humans aged18 or older, resulting in 18 articles. For the PubMed data-base search, the words “hemiplegia,” “anosognosia,”and “stroke” were searched in both the title and abstractfields. The same limitations (human research only, age 18or older, research published from 2007 to 2017) werealso applied. Twenty-two articles were identified. Theresults from both searches were combined for a total of40 articles. After excluding duplicates and review articles,a total of 22 articles remained. Application of furtherexclusion criteria (research involving apraxia, acquiredbrain injury, and cognitive anosognosia) resulted in theexclusion of 11 more articles, leaving 11 total articles,which are included in this review.
Results
No qualitative studies were found in the searches. Thecontent and foci of the 11 studies fell into one of three cat-egories: theory testing, imaging evidence, and interven-tions for individuals with AHP. These articles are reviewedbelow to produce the most current description of AHP(see Figure 1 andTable 1). Using these categories, the resultssection is organized so that we first provide an overviewof theoretical understandings of anosognosia. Second, webriefly examine current imaging evidence of the disorder.Finally, we summarize the emerging interventions that seekto reinstate self-awareness in anosognosic patients.
Theory Testing
According to Bottini et al. (2009), the motivational andpsychodynamic interpretations of AHP after stroke havelost favor with the scientific community. Instead, thecontemporary theories concerning the mechanism for the
Copyright © 2019 by the Association of Rehabilitation Nurse
presence of AHP are grounded in neurobiological pro-cesses: malfunctions between the motor control systemand the accompanying sensory feedback loop (Bottiniet al., 2009). There is existing evidence that central ner-vous system function parallels previously created internalmodels that mimic and predict dimensions of one’s ownbody in relation to the external world (Frith, Blakemore,&Wolpert, 2000).Movement is based on action intentionandmotor planning. The success of these actions is attrib-uted to systems within the central nervous system thathave been termed predictors and controllers. In healthy(nonstroke) persons, muscles are contracted via stimula-tion from the central nervous system through a neuronalprocess known as the predictor, which estimates the endconsequence of the movement (see Figure 2). Anotherneuronal process, the controller, captures the relationshipbetween the desired action and the action that wasachieved. Feedback is then used to predict more efficientand effective future movements (Frith et al., 2000). Inother words, intentional movements involve the coordi-nation of motor and sensory nerves. The appropriatecontraction of specific muscle groups occurs with concur-rent processing of sensory information to successfullycomplete an intended movement. These interacting motorand sensory functions do not only ensure the successfulcompletion of an internal movement but also enable indi-viduals to learn from previous intentional movementexperiences to improve efficiency and effectiveness offuture movements (Frith et al., 2000). This feedback loopcontinuously updates so that future movements are opti-mally efficient. If a movement is not conducted as intended,the comparatorwill detect themismatch between the actionplan and movement, and that information will be used toinform future motor awareness (Fotopoulou et al., 2008).
The theories discovered in this systematic review allcontribute the symptoms of anosognosia to a failure ofthe feedback loop to update the motor cortex of the suc-cess of the intended movement. Where the theories differis in the mechanism that causes the feedback loop toupdate (Fotopoulou et al., 2008; Jenkinson, Edelstyn, &Ellis, 2009; Preston & Newport, 2014; Saj, Vocat, &Vuilleumier, 2014; Vocat, Saj, & Vuilleumier, 2013).
According to Frith et al. (2000), in AHP, predictorand controller roles malfunction because relevant areasof the brain have been damaged via infarction. Thoughthere is evidence to suggest that individuals with right-sided stroke are able to activate the motor cortex (Langer,2009) in order to move the left side of the body, the indi-vidual is not able to correctly identify the position ofmovement of the paralyzed limb because the predictorhas estimated, based on previous experience from thiscommand and movement memory, that movement has
s. Unauthorized reproduction of this article is prohibited.
Table
1Matrix
tableforarticlesused
insynthesis
Autho
r/Date/ArticleTitle
Sample
ProcedureandMeasures
DataAnalysis
Streng
thsandLimitatio
ns
Theory
testing
Vocatet
al.(2013)
Therid
dleof
anosog
nosia:D
oes
unaw
arenessof
hemiplegia
involveafailureto
updatebeliefs?
11controlparticipants;
9consecutivepatientswith
afirsthemisp
heric
stroke
and
fulllefthemiplegia
Globalexecutiveandmem
oryfunctio
nassessed;globalcog
nitivefunctio
nwas
measuredviaMMSE.
Ridd
leTest—Participantsweregivenclues
andwereaskedto
comeup
with
the
one-wordanswerandratetheirconfidence
thatthey
hadchosen
thecorrectword.
Ano
sogn
osicpatientsweresig
nificantly
moreoverconfidentintheirrespo
nses
comparedwith
nosogn
osic(p
=.016)
andcontrols(p
=.006).
Ano
sogn
osicpatientshadsig
nificantly
fewer
correctrespon
sescomparedto
nosogn
osic(p
=.78).
Streng
ths
•Novelstud
yLimitatio
ns•Smallsam
plesize
with
low
statisticalpo
wer
Sajetal.(2014)
Action-mon
itoringimpairm
entin
anosog
nosia
forh
emiplegia
5controlparticipants;10patients
with
arig
ht-hem
ispheric
stroke
andfulllefthemiplegia,
5of
which
wereanosog
nosic
Assessm
entof
AHPusingstructured
interviewto
assessverbalaw
arenessof
abilityto
perfo
rmactio
nsandacompo
site
anosog
nosia
questio
nnaire.
Globalcog
nitivefunctio
nutilizing
MMSE.
Phase1—
Participantsaskedto
perfo
rmor
imagineactio
nswith
theirright
orleftarm.
Phase2—
Participantsareaskedwhetherthe
prioractions
wererealized,imagined,
ornew.
Sign
ificant
differenceam
ongtheAHP,HP,
andcontrolgroup
forleftrealized
movem
ents(p
<.001),leftattempted
movem
ents(p
=.001),leftimagined
movem
ents(p
=.002),andalso
right
realized
(p=.004)and
right
imagined
movem
ents(p
=.007).
Streng
ths
•Novelstud
yLimitatio
ns•Smallsam
plesize
with
low
statisticalpo
wer
Fotopo
ulou
etal.(2008)
Theroleofmotorintentioninmotor
awareness:Anexperim
entalstudy
onanosog
nosia
forh
emiplegia
4hemiplegicpatientswith
anosog
nosia
and4hemiplegic
patientswith
outanosog
nosia
Globalcog
nitivetestinginclud
ingtheWTA
R,BehavioralInattentionTest,visu
alfield
testing,AHPqu
estio
nnaire,and
Cogn
itive
Estim
ates
Test.
Alife-sized
rubb
ermod
elof
alefthand
was
used
togive
false
visualfeedback
ofmovem
ent.
Part1—
Participantswereaskedto
raise
and
lower
theirarm
.Part2—
Participantsweretoldto
stay
still
andthattheinvestigator
wou
ldmove
theirarm
.Part3—
TheParticipantsweretoldthatno
movem
entw
ouldbe
made.
Participantswereaskedto
answ
erineach
trialm
ovem
entdetectionandconfidence
inmovem
ent.
TheAHPgrou
phadadecrease
incorrect
respon
seson
lyinthecond
ition
where
they
hadintend
edto
move.
Even
theno
n-AHPparticipantsbelieved
they
generatedmovem
entswhen
presentedwith
false
visualfeedback
ofthemovingprosthetichand
.
Streng
ths
•Theorytesting
•Novelstud
y•N
odifferences
betweengrou
psinglob
alcogn
itive
functio
nor
reason
ingabilities
Limitatio
ns•Smallsam
plesize,sugg
estib
ility
oftheprostheticarm
shou
ldbe
takeninto
accoun
twhen
consideringtheresults
(continues)
January/February 2020 • Volume 45 • Number 1 www.rehabnursingjournal.com 5
Copyright © 2019 by the Association of Rehabilitation Nurses. Unauthorized reproduction of this article is prohibited.
Table
1Matrix
tableforarticlesused
insynthesis,Con
tinued
Autho
r/Date/ArticleTitle
Sample
ProcedureandMeasures
DataAnalysis
Streng
thsandLimitatio
ns
Jenkinsonet
al.(2009)
Imaginingtheimpo
ssible:M
otor
representatio
nsinanosog
nosia
forh
emiplegia
18patientswith
dense
hemiplegia;22
age-matched
healthyvolunteers;10control
patients
MMSE
andNationalA
dultReadingTest.
Assessm
entof
AHPusingstructured
interviewto
measure
verbalaw
arenessof
abilityto
perfo
rmactio
ns.
Grip
selectiontask
form
otor
imageryand
motor
control.
Cong
ruency
betweenmotor
imageryand
motor
controlw
assig
nificantly
lower
intheanosog
nosia
patientsversus
the
healthyvolunteers(leftmotor
imagery,
p=.006;right
motor
imagery,p=.001).
Streng
ths
•Group
swerematched
forage,
degree
ofhemiparesis,and
leng
thof
timebetweenstroke
andparticipationinthestud
yLimitatio
ns•Premorbidintellectualfun
ction
was
lower
inthepatientswho
experienced
astroke
•Smallsam
plesize
Preston&New
port(2014)
Noisy
visualfeedback
training
impairs
detectionofself-generated
movem
enterro
r:Implications
for
anosog
nosia
forh
emiplegia
22healthyparticipantswith
nohistoryofneurolog
icalinjuryor
illness;allrig
ht-handed
Participantswereaskedto
reachou
tand
touchatargetwith
onearm;feedb
ackwas
givenusingavBOTrobo
ticmanipulandu
m.
Noise
Cond
ition
—Feedback
provided
was
inaccurate
basedon
theparticipant’s
movem
ent.
No-Noise
Cond
ition
—Feedback
provided
was
basedon
theparticipant’s
movem
ent.
Participantswereaskedto
give
asubjective
judg
mento
ftheirperfo
rmance.
Thecond
ition
(noise
vs.nono
ise)h
ada
significante
ffecton
theparticipants
self-judg
ment(p
=.0008).
Streng
ths
•Novelstud
yLimitatio
ns•Implem
entatio
nof
motor
correctio
ndu
ringreaching
couldhave
been
activated
atan
unconsciou
slevel
Imag
ingevidence
Fotopo
ulou
etal.(2010)
Implicitaw
arenessinanosog
nosia
forh
emiplegia:Uncon
scious
interfe
rencewith
outcon
scious
re-representation
14adultpatientsrecruitedfro
man
acutestroke
rehabilitation
center;7
patientswith
anosog
nosia
and7patients
with
outanosog
nosia
AHPconfirm
edutilizing
theBertietal.(1996)
scaleandtheFeinberg
etal.(2000)scale.
Globalcog
nitivefunctio
ning
assessed.
Patient
lesio
nsmappedon
slicesof
the
T1-weigh
tedMRIscan
template.
Lesio
nanatom
icallocatio
nandvolumes
estim
ated.
Alllesio
nslocatedintherig
ht-hem
isphere
MCA
territo
ry.
Sign
ificant
anatom
icallocatio
nsof
individu
alswith
AHPinclud
eareas
extend
ingto
theRo
land
icop
erculum
andanterio
rinsulato
thecaud
ateand
putamen
nuclei,and
inferio
rly,lesions
extend
ingfro
mtheam
ygdalaand
superiortem
poralpole.
Thesupp
lementarymotor
area
spared
inall
patientsdiagno
sedwith
AHP.
Streng
ths
•Balancedsamplewith
nodifferences
betweengrou
psin
age,education,tim
eof
stroke,
orglob
alcogn
itive
functio
nLimitatio
ns•Smallsam
plesize
•Lesionalanalysis
isun
reliable
dueto
anatom
icaldifferences
betweenindividu
als
(continues)
6 Anosognosia
Copyright © 2019 by the Association of Rehabilitation Nurses. Unauthorized reproduction of this article is prohibited.
Table
1Matrix
tableforarticlesused
insynthesis,Con
tinued
Autho
r/Date/ArticleTitle
Sample
ProcedureandMeasures
DataAnalysis
Streng
thsandLimitatio
ns
Besharatietal.(2014)
Theaffectivemod
ulationof
motor
awarenessinanosog
nosia
for
hemiplegia:Behavioraland
lesio
nevidence
16adultn
eurologicalpatients
with
right-hem
isphere
lesio
nsrecruitedfro
mastroke
rehabilitationun
it8classifiedas
having
AHP,with
theother8
servingas
the
non-AHPcontrolgroup
AHPassessmentbasedon
theBertietal.
(1996)scale.
AHPconfirm
edwith
theFeinbe
rget
al.
(2000)scale.
Globalcog
nitivefunctio
nassessed
utilizing
theWTA
R,theMMSE,the
WechslerA
dult
IntelligenceScaleIII,the
Mon
treal
Cogn
itive
Assessm
ent,theBehavioral
InattentionTest,the
Fron
talA
ssessm
ent
Battery,andtheCo
gnitive
Estim
ates
Test.
CTandMRIscansob
tained
from
each
participantand
manually
reoriented
using
statisticalparametric
mapping
then
reconstructedon
totheMon
treal
NeurologicalInstitutetemplate.
Voxel-b
ased
lesio
nsymptom
mapping
techniqu
eutilizedas
well.
Alllesio
nswerefro
mafirst-everstroke,
mainlyintheMCA
territo
ry.
TheAHPgrou
phadoverlayof
lesio
nsand
involvem
entof
corticalandsubcortical
areascomparedto
theno
n-AHPgrou
p,which
hadmorefocaldam
agein
subcorticalareason
ly.
Thepo
steriorinsula,angu
larand
superior
tempo
ralgyri,andinferio
rfrontalgyrus
weresig
nificantly
associated
with
differences
inaw
areness.
Streng
ths
•Sam
pledidno
tdifferb
ased
onage,education,or
general
cogn
itive
functio
ning
Limitatio
ns•Smallsam
plesize
•Lesionalanalysis
isoften
unreliable
Baiere
tal.(2014)
Ano
sogn
osiaforh
emiparesis
afterleft-sid
edstroke
66participantsscreened
with
1subjecteligiblefor
participation
62-year-oldrig
ht-handedwom
anwith
left-hemisp
here
stroke
participated
inthestud
y
AHPconfirm
edwith
theBisiach
etal.
(1986)scale.
Degreeof
paresis
oflim
bsmeasuredwith
Likertscale,where
0=no
movem
ent
and5=norm
almovem
ent.
Cogn
itive
impairm
enttestedutilizing
the
Mini-M
entalTest.
Quo
tient
forh
andedn
essassessed
according
toEdinbu
rghtest.
fMRIutilizedto
assessbloo
dflowdu
ring
sentence
generatio
n.
fMRIconfirm
edthatthelang
uage
center
forthisindividu
alwas
locatedon
the
right
side.
Lefthemisp
hereplayed
ado
minantrolein
self-aw
arenessconcerning
limbfunction,
which
iscontradictoryto
literaturethat
attributesAH
Pto
right-sided
lesions
only.
Streng
ths
•Procedu
reandmeasuresused
arevalidated
inprevious
stud
ies
Limitatio
ns•C
asestud
ywith
onlyon
eparticipant
•Aph
asiafollowingleft-sid
edstroke
isstillan
obstaclefor
recruitm
entinAHPstud
ies
(continues)
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Copyright © 2019 by the Association of Rehabilitation Nurses. Unauthorized reproduction of this article is prohibited.
Table
1Matrix
tableforarticlesused
insynthesis,Con
tinued
Autho
r/Date/ArticleTitle
Sample
ProcedureandMeasures
DataAnalysis
Streng
thsandLimitatio
ns
Interventio
nsFotopo
ulou
etal.(2009)
Self-ob
servationreinstates
motor
awarenessinanosog
nosia
for
hemiplegia
Case
stud
y67-year-oldrig
ht-handed
individu
alwith
aleft-sid
edstroke
recruitedto
participate
AHPconfirm
edutilizing
theBertietal.
(1996)scale.
Globalcog
nitivefunctio
nassessed
utilizing
theCo
mbandRazorTest,Hayling
Test,ProverbsTest,and
Cogn
itive
Estim
ates
Test.
Theparticipantwas
askedifshecould
perfo
rmcertaintaskswith
herp
legiclim
b,was
askedto
completethetask,and
was
then
askedho
wshefeltsheperfo
rmed.
Theassessmentwas
filmed,and
shewas
askedifshewou
ldliketoseethevideoclip
ofherd
uringtheprevious
assessment.
Theparticipanthadasudd
enand
completetransformationinaw
areness
whenseeing
herselffrom
athird
-person
view
viavideoplayback.
Theparticipantalso
hadan
emotional
reactio
nto
realizingherd
isability.
Streng
ths
•Novelstud
yLimitatio
ns•C
asestud
y•Largerstudies
areneeded
togeneralizethisfinding
tothe
AHPpo
pulatio
natlarge
Besharatietal.(2015)
Ano
ther
perspectiveon
anosog
nosia:Self-o
bservatio
nin
videoreplay
improves
motor
awareness
2independ
entcase
stud
ies
perfo
rmed
by2independ
ent
research
grou
psintheUnited
King
dom
andItaly
2participantswith
right
MCA
infarctsrecruitedfor
participation
AHPconfirm
edutilizing
theBertietal.(1996)
scale,andconfirm
edwith
theFeinberg
etal.(2000)scale.
Participantw
asaskedifthey
couldcomplete
atask,thenaskedto
demon
stratethetask,
andthen
askedho
wthey
believe
they
perfo
rmed.
Theparticipantwas
then
askedto
view
avide
oof
theaboveproced
ure.
Self-ob
servationutilizing
videoplayback
contrib
uted
tothereinstatem
ento
fmotor
awarenessof
both
individu
als.
Bothparticipantsexperienced
anem
otional
reactio
nto
realizingtheird
isability.
Streng
ths
•Based
oninterventio
ndescrib
edby
Fotopo
ulou
etal.
(2009)andhadsim
ilarfinding
sLimitatio
ns•Twoindepend
entcasestud
ies
•Largertrialsareneeded
before
thesefinding
scanbe
generalized
totheAHP
popu
latio
nMoroet
al.(2015)
Error-basedtraining
andem
ergent
awarenessinanosog
nosia
for
hemiplegia
4patientswith
left-sid
edhemiplegiaand
right-hem
isphere
stroke
recruitedfro
maneurolog
ical
rehabilitationun
it
AHPwas
confirm
edutilizing
theBisiach
etal.
(1986)scale.
Globalcog
nitiveaw
arenessassessed
viathe
MMSE,the
BehavioralInattentionTest,the
CombandRazorTest,visualextin
ction
andverbalmem
oryassessments,and
the
Fron
talA
ssessm
entB
attery.
Allpatientsscreened
ford
epressionutilizing
theDepressionInventory.
Participantswereaskedifthey
couldperfo
rmacertaintask
utilizing
theirp
legicarm,
then
askedto
perfo
rmtheactio
n,and
then
askedto
reflectup
onpo
tential
reason
sforfailure.
Attem
ptsto
perfo
rmactio
nsfollowed
bya
structured
analysisof
perfo
rmance
can
contrib
uteto
therecoveryof
awareness
inpatientswith
AHP.
Allparticipantsimproved
awarenessand
maintaintheirrecovery.
Allparticipantshadan
emotionalreaction
whenaskedto
reflecton
theirinability
toperfo
rmtasks.
Streng
ths
•Novelstud
yLimitatio
ns•Smallsam
plesize
Note.MMSE
=Mini-M
entalStatusExam
ination;AHP=anosog
nosia
forh
emiplegia;WTA
R=WechslerTesto
fAdu
ltReading;MCA
=middlecerebralartery;fMRI=functio
nalm
agnetic
resonanceimaging;HP=hemiplegia;
CT=compu
terized
axialtom
ograph
y.
8 Anosognosia
Copyright © 2019 by the Association of Rehabilitation Nurses. Unauthorized reproduction of this article is prohibited.
From: Moher D, Liberati A, Tetzlaff J, Altman DG, The PRISMA Group (2009). Preferred Reporting Items for Systematic Reviews andMeta-Analyses: The PRISMA Statement. PLoS Med 6(7): e1000097. doi:10.1371/journal.pmed1000097
Figure 1. PRISMA Diagram.
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occurred. Over time, the motor cortex should be updatedthat movement did not occur in the plegic limb; but in thestroke patient, this updating does not occur via the nor-mal feedback loop, and there continues to be a discrep-ancy between the action initiated by the controller andthe feedback produced by the predictor (see Figure 1).The inability to update via a typical feedback loop resultsin a state of unawareness of deficit or disability (Frithet al., 2000) that manifests itself clinically as an almostdelusional denial of deficit. According to this theory, thepatient’s awareness is dominated entirely by their intentionto move versus the failure to process sensory information
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from the plegic limb that indicates that the movement didnot occur (Fotopoulou et al., 2008).
Vocat et al. (2013) have termed the failure of the feed-back loop the inability of one to update his or her beliefs.These researchers hypothesized that anosognosic individ-uals would fail to change their beliefs when confrontedwith conflicting information when compared to the per-formance of control participants undergoing the sameprocedure (Vocat et al., 2013). In Vocat et al.’s experi-ment, 11 control participants with no evidence of existingneurological injury or disease and nine right-hemisphericstroke patients were given clues that described words that
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Figure 2. Theoretical Framework for Anosognosia for Hemiplegia after a Stroke.
10 Anosognosia
were progressive in nature and then asked after the intro-duction of each new clue to guess what the word was.For example, the first clue was ambiguous in detail, witheach additional clue providing more precise informationregarding the target word. Participants were also instructedto rate their confidence in their answer. Compared to thecontrol group, the anosognosic individuals showed signif-icantly fewer correct responses and were more likely torepeat incorrect responses from a previous clue. This pat-tern shows that the anosognosic patients were unable toupdate their beliefs and modify their responses even whenconfronted with a new clue that was incongruent with theirprevious guess. It should also be noted that there was nodifference in the control group and the experimental groupin terms of global cognition, general reasoning ability, andsemantic knowledge (Vocat et al., 2013). This study sug-gests that a deficit in the generation of and adjustment ofbeliefs when confrontedwith reality is associatedwithAHP.
In a later study, Saj et al. (2014) utilized an encodingand recognition intervention to investigate the relationshipbetween action intention and the self-monitoring of move-ments. Five control and 10 first-time right-sided strokepatients were asked to move their arm or imagine movingtheir arm (if plegic), and then, in the second phase the indi-vidual was asked whether the action was realized, or per-formed as directed, or imagined. Again, as in the priorVocat et al. (2013) study, there was no difference in neuro-cognitive testing between groups, which further supportsthat AHP cannot be explained or accounted for based on
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global cognitive function. The AHP group produced ahigher number of incorrect responses; they also reportedmovement when no movement occurred at a higher ratethan the other groups. Incorrect recall of nonexecutedleft-sided motor movement was the most frequent errormade by anosognosic patients. The results of this studyfurther support the theory that a disturbance affecting anindividual’s ability to detect a mismatch between intentionand movement realization plays a significant role in AHP(Saj et al., 2014). Fotopoulou and colleagues (2008) usedthe same method for testing the relationship betweenmotor intention and motor awareness. In this experi-ment, a prosthetic arm was used to generate false visualfeedback to control participants and four anosognosicparticipants. The control group had a high level of correctresponses when confronted with false visual feedback.The AHP group, however, was impaired in detectingmovement of the rubber hand only in the conditionwherethey had intended to move their hand. In other words,when the anosognosic patient was asked to move theplegic limb and the prosthetic arm was used to generatefalse visual feedback of that movement, the anosognosicpatients believed they had generated the movement. Thistheory-testing study also supports the notion that motorintention to move drives motor awareness, and becausethere is a failure to update the actual position of the limbbecause of damage to the comparator system, anosognosicpatients believe they have moved an impaired limb whenthey have not (Fotopoulou et al., 2008).
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Jenkinson et al. (2009) utilized a grip selection task totest motor imagery and motor control.Motor imagery is amental process by which an individual is asked to visualizecompleting a certain motor task and then to verbally de-scribe the outcome of the task. Motor control is the indi-vidual’s ability to complete the task as required. Eighteenpatients with a dense left hemiplegia were matched with22 healthy volunteers. In the motor imagery task, the par-ticipantswere asked to visualize reaching out and grabbinga wooden dowel. One half of the dowel was pink, and theother half was yellow. Participants were asked to verbalizewith each grip which color their thumb would face. Witheach grip task, the dowel was rotated 45° so that the indi-vidual would have to imagine how their hand would gripthe dowel. For the motor control procedure, the participantswere asked to reach out and grip the dowel as it rotated 45°each time.The researcher recorded the orientation of the in-dividual’s thumb in relation to the color of the dowel, andthe responses between intention and control were com-pared. The hypothesis of this study was that patients withAHP can generate motor representations concerning boththeir plegic and functioning limbs. In the anosognosic sam-ple, the motor imagery and the motor control accuracywere significantly lower versus that of the healthy volun-teers. Jenkinson et al. (2009) concluded that the predictedsensory consequences of movement form the basis of motorawareness, which is consistent with the previous findingthat motor intention informs motor awareness. Both ofwhich overrides sensory feedback in anosognosic patientsand indicates a failure of the sensory feedback loop to themotor cortex (Jenkinson et al., 2009).
Lastly, Preston and Newport (2014) hypothesized thatthe comparators, which are theorized to be active memoriesof movements and sensations, are not damaged but may beexperiencing a pathological slackening of awareness thresh-olds. Because of the damage left to cortical tissue after a stroke,typical processes, such as the fine-tuning ofmotormovements,fail to reach conscious awareness. Preston and Newport(2014) tested this theory on 22 neurologically healthy controlsand simulated noisy visual feedback of reaching movementsusing a manipulatable robotic arm. Participants were askedtomove a cursor on a computer to a target andwere requiredto complete the task in 1,250 milliseconds. The individualswerepresentedwith screen images thatwere either anaccuraterepresentation of their movement or a noise-induced repre-sentation of their movement, meaning that the cursor de-viated from the individual’s actual course of movement.The results of this study suggest that if noise or deviations ofmovement were added to visual feedback, participants wereless likely to be able to perceive the deviations of movementand attribute the deviations to themselves. These researcherssuggested that inducingor addingnoise increases the threshold
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at which one becomes conscious and aware of discrepan-cies between motor intention and actual motor movement(Preston&Newport, 2014). These researchers argued thatthe threshold component explains why such large discrepan-cies can occur between patients with AHP. But, to subscribeto this theory means that a very important assumption mustbe accepted: That the visual noise that was introduced to thehealthy participants mimics that which patients with AHPexperience. It is more likely that AHP is an incredibly com-plex disorder that clinicians and researchers are just begin-ning to understand, and that its pathogenesis is related to acombination of deficits not yet entirely understood (Vocat,Pourtois, & Vuilleumier, 2011).
Imaging Evidence for AHP
Recent lesion mapping work of anosognosic patients fol-lowing a stroke has revealed that the majority of patientswith a history of AHP had an infarct of themiddle cerebralartery and its territory (Baier et al., 2014; Besharati et al.,2014; Fotopoulou, Pernigo, Maeda, Rudd, & Kopelman,2010). Fotopoulou and colleagues (2010) investigated asample of 14 patients poststroke. Seven of the patients wereconfirmed as having AHP per the classical Berti, Ladavas,and Della Corte (1996) scale and verified by the Feinberg,Roane, and Ali (2000) method of identifying anosognosia.Utilizing weighted magnetic resonance imaging (MRI), vol-umes of affected cerebral tissue and the anatomical locationof the lesions were compared to the seven-patient controlgroupwhohadalso experienceda strokebutwerenosognosic.All 14 of the patients had either a single ischemic or hemor-rhagic stroke thatwas confined to the right hemisphere,mostlyin the territory of the middle cerebral artery. Three of theanosognosic patients had largemiddle cerebral artery infarctsthat affected both cortical and subcortical tissue. Three otheranosognosic patients had subcortical damage affecting thebasal ganglia, insula, and surrounding white matter. The lastpatient in the anosognosic group had a large hemispheric le-sion that was mostly subcortical but extended to the medialparts of the frontal and occipital cortex.
Compared with the volume of affected tissues expe-rienced by the nonanosognosic group, there were no signifi-cant differences. Differences in anatomical location betweengroups revealed that the anosognosic group had a cluster oflesions that extended from the rolandic operculum and ante-rior insula to the caudate andputamennuclei. Therewas alsoevidence of some inferior lesion clusters involving the amyg-dala and the superior temporal pole. The findings of thisstudy conclude that the lesional differences between thegroups is the involvement of the insula, inferiormotor areas,basal ganglia and surrounding structures, and limbic struc-ture in the anosognosic sample. Also noteworthy is that in
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12 Anosognosia
this study, as in Berti et al. (2005), the supplementarymo-tor area in the anosognosic patients was spared, lendingsupport to the theory that motor planning is intact inanosognosic patients (Fotopoulou et al., 2010).
Besharti et al. (2014) used the classical voxel-basedlesion symptommapping approachon a sample of 16patientsrecruited from a stroke rehabilitation unit. Eight of thepatients tested positive for AHP per the Berti et al. (1996)scale, and the other eight patients served as controls. Asin the study before, lesion volume and lesion mappingwere compared between the groups. All the patients, withand without anosognosia, had right middle cerebral ar-tery infarcts. There was no difference in volume betweenthe groups. Via lesion mapping, the nosognosic sampledid not have any lesional involvement that extended intothe subcortical areas. Individuals who had damage ex-tending to the putamen, the anterior insula, and the ante-rior periventricular white matter were more likely to beless aware of their deficit (Besharati et al., 2014).
There is a long-standing debate on whether AHP isa phenomenon that is restricted to a right-hemisphericinfarct. Previous data lend evidence that this disorder typ-ically presents after a right-sided stroke, and only a minor-ity of patients with left-sided strokes has been describedin the literature (Orfei et al., 2007). There is a concernthat potential patients who have suffered a left-sidedstroke and who may be anosognosic are excluded fromstudies because of their inability to participate in the clas-sical interviews used to confirm the presence of the disor-der. Left-sided infarcts often infringe on the language center,creating concern that aphasia may obscure the presenceof anosognosia (Hartman-Maeir et al., 2001).
Baier et al. (2014) tested 66 acute stroke patients withleft-sided infarctions for AHP and then utilized MRI todetermine whether the language center of the individualwas in the right or left hemisphere (Baier et al., 2014). Fromthe original sample, only 44 could be formally tested for thepresence of AHP. Of those 44, only one patient, a 62-year-old right-handed woman, tested positive for AHP afterstroke. Like previously mentioned theory-testing literature,though the patient was anosognosic, she did not havecognitive impairment when tested with the Mini-MentalStatus Examination. Yet, when asked about her plegic arm,she was grossly anosognosic. To test the hypothesis that herlanguage center was asymmetrically located in the righthemisphere versus the left, the researchers utilized a func-tional MRI procedure that detected changes in blood flowto different areas of the brain based on activation. The par-ticipantwas shownapicture andwas asked to state a simplesentence describing how the picture appeared. The functionalMRI procedure confirmed that this individual’s languagecenterwas located in the right hemisphere versus the left. This
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study has implications moving forward in that it is specu-lated that up to 3%of right-handed individuals have rightversus left lateralization of language functions. The assump-tion that AHP only occurs after a right-sided infarct shouldbe investigated further in larger studies, and research toexplore the integration of left-sided stroke survivors intoAHP research should be pursued (Baier et al., 2014).
Interventions for AHP
Three researchers reported interventions for AHP basedon Vuilleumier’s (2004) ABC Model of Updating Beliefs.In each of the three (Besharti, Kopelman, Avesani, Moro,& Fotopoulou, 2015; Fotopoulou, Rudd, Holmes, &Kopelman, 2009; Moro, Scandola, Bulgarelli, Avesani,& Fotopoulou, 2015) studies, the participants were givenan opportunity to Appreciate their beliefs by being askedto perform a task with the affected limb. Then, the inves-tigator questioned the participant’s initial Belief on howwell they performed the dictated task. Lastly, the partici-pant was allowed the opportunity to Check their perfor-mance on the task by being asked questions on how theybelieve they did or by being confrontedwith video evidencethat they did not complete the task (Vuilleumier, 2004).The researchers each thought that the ability to observeoneself from a third person perspective could potentiallylead the participants to update their beliefs of their perfor-mance by revisiting the question aimed at understandinghow they perceived their performance on the task.
The foundational case study by Fotopoulou, Rudd,Holmes, and Kopelman (2009) describes a 67-year-oldright-handedwomanwhopresented during the acute strokephase with a large right middle cerebral artery infarct anda severe left-sided paralysis. The patient maintained thatshe couldmove her left side, though it seemed to beweakerthan her right side. Though she had a flaccid paralysisof the left side, she adamantly stated that she performedmany of the tasks that the investigator asked her to dowiththe paralyzed limb. She also frequently attempted to getout of the bed unassisted or stand from her wheelchair.Fotopoulou and colleagues video-recorded one of theirtask assessments of the patient and then asked if she wouldlike to see her performance on the recorded video. Theypositioned the camera in front of her showing her upperbody only and allowed her to watch the 90-second clipof the assessment. Immediately after watching the video,the patient spontaneously stated that her expectations hadnot been very realistic. The patient experienced a suddenand dramatic new awareness of her paralysis that persistedthe following day.When askedwhy she changed hermind,she stated that she did not realize that she looked like thatuntil she saw the video (Fotopoulou et al., 2009).
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Besharati, Kopelman, Avesani,Moro, and Fotopoulou(2015) replicated themethods and intervention of the pre-vious study but applied the interventions to two patientsin the chronic phase of stroke recovery to determine thefeasibility and effectiveness of the intervention. Insteadof focusing on the upper body only, these researchers ini-tiated an intervention on one of the patients that includedboth the left upper and left lower extremities. Both pa-tients’ awareness was tested several times before the videointervention to ensure that there was a presence of AHP.One patient was an 88-year-old right-handed womanwith a dense right middle cerebral artery stroke. The sec-ond patient to receive the intervention was a 70-year-oldright-handedmanwith a right-sidedmiddle cerebral arterystroke as well. The methods of the experiment mirror theFotopoulou et al. (2009) experiment in that the partici-pant’s awareness and cognitive function was tested; theywere asked to perform a task, asked how they think theydid on the task, and then confrontedwith video evidence offailure to perform the task. The 88-year-old woman wasthe individual who received the intervention for the leftlower extremity, which mirrored the intervention for theupper body. Video replay of task performance in both ofthese participants contributed to significant reinstatementof motor awareness (Besharati et al., 2015).
The final intervention study utilized error-based train-ing to induce awareness of deficits in four patients withdamage to the right hemisphere.Much like the interventionsabove, three steps were followed: the researchers assessedparticipants’ awareness, the participants were asked to judgetheir ability to perform certain actions, and the partici-pants were asked to perform the action. After these threesteps, the investigator invited the patients to discuss theirperformance and perhaps identify some reasons that thetask could not be completed. It is noted in this publicationthat there were many discussions between the medicalstaff and the patient and family support system concern-ing the patient’s stroke and subsequent impairment. Evenwith these conversations, at baseline, all patients wereanosognosic and were unaware of their deficits. Thoughthe sample size was small, the intervention outlined abovecontributed to the recovery of awareness of motor defi-cits. All the patients in this study improved awarenessand maintained recovery of awareness over time (Moro,Scandola, Bulgarelli, Avesani, & Fotopoulou, 2015).
Another consideration for any interventions that seekto reinstate one’s self awareness is the potentially upsettingnature that the discoverymay have on the patient. In eachof the studies above, the researchers were cognizant tobuild a relationship with their patients and did not seek tointervene until they felt the patients were in a safe place.There were also provisions in the research protocols that
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allowed the investigator to stop the intervention or the inter-view if the patient became too upset. At this point, therapeu-tic communication, understanding, and encouragement wereoffered to the participant, and the intervention was resumedat a later time. In each of the patient encounters, when self-awareness was realized, there was some form of emotionalresponse. One patient cried and wondered how she wouldever live or work again. Another patient withdrew andwouldnot interact with the investigator for a long period of time(Besharati et al., 2015; Fotopoulou et al., 2009;Moro et al.,2015). These emotional reactions should be a point of con-cern for anyone interested in intervening in the presence ofanosognosia. There should always be protocols and addi-tional support built in to any research program to help theindividual to cope with their disability in a healthy way.
Discussion
Although the concept of AHP has been in the scientific lit-erature for over 100 years (as cited in Langer, 2009), ourunderstanding of the phenomenon is evolving. Only 11studies were identified in the systematic review, and thecontent and foci of the 11 studies fell into one of threecategories: theory testing, imaging evidence, and interven-tions for individuals with AHP. By synthesizing the aboveresults, we can conclude that motor intention in affectedindividuals is preserved, and they are able to generate anintention to move via the motor cortex (Frith et al., 2000).Though the movement does not occur, sensory feedbackis based on previous movement memory rendering theindividual unable to update his or her beliefs and knowthat they are plegic on one side (Vocat et al., 2013). Thereis also biological evidence from lesion analysis studiesthat suggests that individuals who suffer from AHP havean infarct at or in the territory of the right middle cerebralartery (Besharati et al., 2014), withmore precise locationsof damage from the rolandic operculum and anteriorinsula to the caudate and putamen nuclei, and the amyg-dala and the superior temporal pole (Fotopoulou et al.,2010). Though AHP is known to be a disorder associatedwith a right-sided infarct, there is debate on whether thepresence of aphasia often associated with a left-sided in-farct renders one unable to participate in an AHP test orquestionnaire. Aphasia is thought to obscure the presenceof AHP in individuals with left-sided infarcts up to 40%(Baier et al., 2014). Future research and studies shouldseek ways to incorporate and include those with left-sided infarcts into studies concerning AHP.
There were few interventions that reinstated motorawareness in an individual with AHP after stroke. The suc-cessful interventionsutilizedvideoplayback that allowed theparticipant to view themselves attempting to complete a
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14 Anosognosia
directed task (Besharati et al., 2015; Fotopoulou et al., 2009).This intervention utilizedVuilleumier’s (2004) “ABC”modelfor updating beliefs. The “Appreciate, Belief, Check”modelconfronts an anosognosic individual with video evidencethat they were unable to perform a task. Viewing this from athird-person point of viewwas successful in reinstating motorawareness in the studies described above (Besharati et al.,2015; Fotopoulou et al., 2009). Another method successfulin reinstating motor awareness utilized the same “ABC”model and gave the individual an opportunity to reflect onwhy certain actions were not performed as directed. Thisstudy used reflective reasoning and initiated the reinstatementof motor awareness to the participants involved (Moro et al.,2015). The intervention studies, however, had very smallsample sizes of two or three individuals per intervention.More research, including larger trials with more diversepopulations, should be conducted before these interven-tions are generalized to the anosognosic population.
In each of the intervention studieswhere an anosognosicpatient is confronted with his or her new disability for thefirst time, there was an emotional response of some sort.Some shed tears, and one participant withdrew from theresearchers and refused to participate until he had proc-essed the revelation (Besharati et al., 2015; Fotopoulouet al., 2009; Moro et al., 2015). Any research that seeksto intervene in AHP should consider the emotional conse-quences of confronting one with their disability for thefirst time. Measures that offer emotional support andcounseling should be part of any study design that seeksto reinstate motor awareness to one who is not aware.
Nursing and Clinical Implications
Anosognosia for hemiplegia after stroke continues to drawattention from scientists because of the profound effect thecondition can have on recovery and quality of life of strokesurvivors (Orfei et al., 2007). Individuals who have AHPhave motor impairments that result in gait and self-caredisturbances. The central issue of the phenomenon is thatthe individual believes that he or she can function in a normalmanner. Because of this, common safety precautions areoften disregarded by the patient, placing them at risk for aninjury both in the hospital and once discharged (Hartman-Maeir et al., 2001). Another consequence of anosognosiais an inability to understand the importance of attendingrehabilitation and participating in therapeutic interventionsthat aid in recovery. Often anosognosic patients will refuseto participate in therapy because they believe they are ableto function normally (Kortte &Hillis, 2009). Anosognosiahas also been associated with longer rehabilitation staysand with poorer functional outcomes among stroke sur-vivors (Hartman-Maeir et al., 2001). Specifically, this study
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found that individuals with anosognosia after stroke weredeemed unsafe at discharge and never achieved indepen-dence in basic activities of daily living as evidenced bysignificantly lower Functional IndependenceMeasure scores1 year after discharge from the rehabilitation center.
Conclusion
Themajority of the literature concerning AHP is from neu-ropsychology journals, and the basic understanding andramifications of the phenomenon are just beginning to beunderstood. Hartman-Maeir et al. (2001) state that indi-viduals with anosognosia are more likely to disregard safetymeasures and are therefore more likely to fall, but the rela-tionship between anosognosia and falling has not been prop-erly established through research. Current gaps that must beaddressed include studies that investigate whether the pres-ence of anosognosia is a positive and reliable predictor forfalls during stroke rehabilitation. The interventions discussedin this article need to be conducted with larger sample sizes.Likewise, utilizing a robust experimental design will aid inbuilding evidence that the confrontationmethoddoes, in fact,reinstate awareness and can be used so that anosognosticpatients have safer and more effective rehabilitation stays.Likewise, the ethical concerns of utilizing video cameras orcell phones will need to be developed and tested to ensurethere are no Health Insurance Portability and Account-ability Act (HIPPA) violations and that the confrontationtechniques used have resources available to mitigate theemotional distress the patient could experience.
Conflicts of InterestThe authors report no real or perceived vested interestthat relate to this article that could be construed as a con-flict of interest.
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ucation articles related to stroke, go toenter.com.
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