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Product Support Manager Workshop Rapid Capabilities Mr. Chris O’Donnell Director, Joint Rapid Acquisition Cell June 8, 2017 UNCLASSIFIED//APPROVED FOR PUBLIC RELEASE UNCLASSIFIED//APPROVED FOR PUBLIC RELEASE 17-S-1832

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Page 1: UNCLASSIFIED//APPROVED FOR PUBLIC RELEASE Files/Day3/0… · Product Support Manager Workshop Rapid Capabilities Mr. Chris O’Donnell Director, Joint Rapid Acquisition Cell June

Product Support Manager Workshop

Rapid Capabilities

Mr. Chris O’DonnellDirector, Joint Rapid Acquisition Cell

June 8, 2017

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Formal Documentation (ICD, CDD, CDD Updates, CPD, DCR)

Future Focused, ACAT Programs

Very Structured Process

Evolved Requirements (Key Performance Parameters,

Key System Attributes)

Capabilities Based Assessments

Analysis of Alternatives

Lengthy Development

High Visibility on Program

Large Investment

Risk averse and failure-intolerant

Deliberate Requirements vs.

Urgent / Rapid Requirements Lanes

JCIDS / Non-JCIDS / Service Unique

Loss of life

Critical mission failure

Contingency operations

Near-term action

Streamlined process

Quick assessment of alternatives

Limited development if feasible

High visibility on results

<100% solution acceptable

Risks taken – schedule more important than cost

Deliberate Requirements

Urgent / Rapid Requirements

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Rapid Acquisition

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Elements and Characteristics in Developing a Definition of Rapid Acquisition

Elements

• Requirement is generated by:

– By the warfighter – Rapid Acquisition (RA) is reactive?

– By a stakeholder (e.g., Lab, Industry) – RA is proactive?

– Both?

• Requirement is validated by:

– The requirement generator?

– An independent organization outside the requirement

organization’s chain of command?

• Delivers to the warfighter:

– Current contingency ops?

– Current and imminent contingency ops?

• Time frame is:

– 0 – 2 years – Urgent?

– 2 – 5 years – Rapid?

• Funding is:

– Unprogrammed, year of execution?

– Programmed?

– Both?

• Solution is facilitated by or delivered by:

– An organization whose primary mission is overseeing rapid

development, rapid production, rapid purchase of warfighter

weapon systems or equipment ?

– Any organization involved in any aspect of RA?

• Solutions are:

– Currently under development by DoD or available from the

commercial sector (Contractor / Government Off The Shelf )

– Requires only minor modifications?

– Involves R&DTE?

General Characteristics of RA Processes:

• Accepts greater risk than deliberate process

• Includes rapid development, rapid prototyping

and / or rapid procurement and rapid fielding

• Synchronizes abbreviated requirements,

resourcing and tailored processes and eliminates

approval layers

• Streamlined acquisition and/or streamlined

acquisition oversight

• Deviation and/or waiver authorities

• RA Delivery includes a ”CONOP refinement”

effort after equipment delivery. RA organization

assists with operationalizing solutions

• Operational assessment

• Iterative process leads to spiral development

• Solution includes a training element and initial

sustainment generally includes Field Service

Representatives

• Services responsible for sustainment

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Joint Staff Definition of Rapid Acquisition *

• A streamlined and tightly integrated iterative approach, acting

upon validated urgent or emergent capability requirements, to:

− Conduct analysis and evaluate alternatives and identify preferred

solutions

− Develop and approve acquisition documents

− Contract using all available statutory and regulatory authorities and

waivers and deviations of such, appropriate to the situation

− Identify and minimize technical development, integration, and

manufacturing risks, and

− Rapidly produce and deliver required capabilities

* Page GL-11, JCIDS Manual Glossary, 12 February 2015 (Proposed for Joint Publication 1-02. SOURCE:

Chairman of the Joint Chiefs of Staff Instruction (CJCSI) 5123.01/3170.01

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“Rapid” Can Mean Many Things

• Rapid In support of urgent needs

– Useable capability provided to warfighter in shortest possible time (days – upper limit of

~2 years)

• Rapid to address new or unacceptable operational risk

– Must begin addressing risk now, in current year (~year to multi-year effort)

– May or may not result in capability for use by warfighters (field, demonstrate, hold on the

shelf, etc.)

• Rapidly mature technology

– Planned or initiated through collaborative process (JCTDs, CTTSO initiatives) or in

support of ongoing programs of record (months to ~2 years)

– May or may not result in capability for use by warfighters

• Rapid major program

– Focused effort to achieve delivery of capability for warfighter use in purposely

compressed timelines

• Rapid to address potential future risks

– Prioritized short term innovation

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Continuum of Rapid Acquisition Organizations

with Existing FY 17 Funding*

Deliberate

Process

Urgent

Process Rapid Process

Relative Speed of Response

DARPA - Adaptive Execution Office

JIDO

CTTSO

Army

REF

SOCOM AT&L CMNS Process

* These organizations have Rapid Acquisition budgets – FY17

Air Force RCO

JO

INT

AF

Arm

y

DASD EC&P

Army

REF

CTTSO

Air Force RCO

DASD EC&P

JIDO

SOCOM AT&L

DARPA – Adaptive Execution Office

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Continuum of Organizations without Dedicated Rapid Acquisition FY 17 Budgets*

12* These organizations do not have a FY 17 budget for rapid acquisitions but facilitate RA processes, as shown

Deliberate

ProcessUrgent

Process Rapid Process

JRAC Encl 13, DoDI 5000.02

W-SIG

DoDD 5000.71

USMC RCO

Charter

Army RCO

Charter

Navy Accelerated AcquisitionSECNAV Instruction, 5000.42, “Department of the Navy Accelerated Acquisition for the Rapid Development

and Fielding of Capability,” December 2016

Serv

ices

OS

D O

vers

ight

JS

Joint Staff

CJCS 3170.01I, JCIDS Manual

JRAC

Encl 13, DoDI 5000.02

W-SIG

DoDD 5000.71

Joint Staff

CJCS 3170.01I, JCIDS Manual

Big Safari, USAF

Charter

Army RCO

Charter

USMC RCO

Charter

Navy Accelerated AcquisitionSECNAV Instruction, 5000.42

W-SIG

DoDD 5000.71OUSD (I) ISR Operations

DoDD 5143.01

Relative Speed of Response

OS

D

DIUx

Charter

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QRC / RA CoI Purposes*

• Understand the missions of individual Departmental

QRC / RA organizations

• Determine how to collectively best support

Combatant Commands

• Develop a strawman to focus and scope

Congressional “Rapid Acquisition / Acquisition

Reform” briefing. Provide Congress and the media

with:– A complete, coherent, and compelling concept of how Departmental

Rapid Acquisition Organizations operate and interoperate to quickly and

effectively provide solutions to Warfighter urgent requirements.

– The Department’s strategy to ensure that unnecessary overlap and

duplication are minimized and necessary overlap and duplication is

understood and authorized

* From October 8, 2015 QRC / RA CoI Principal’s Meeting

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Joint Urgent Operational Needs&

Joint Emergent Operational Needs

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Department of Defense Level Guidance

“The purpose of the Joint Rapid Acquisition Cell

is to assist in resolving issues impending the

urgent materiel and logistics requirements that

the Combatant Commands…certify as

operationally critical.”Dr. Paul Wolfowitz, Deputy Secretary of Defense, November 15, 2004

“DoD’s highest priority is to provide warfighters

involved in conflict or preparing for imminent

contingency operations with the capabilities

urgently needed to overcome unforeseen

threats, achieve mission success, and reduce

risk of casualties.”“Rapid Fulfillment of Combatant Commander Urgent Operational

Needs”, DoDD 5000.71, August 24, 2012

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Urgent Operational Need Process Fully Documented, Currently Implemented

“Rapid Fulfillment of

Combatant Command

Urgent Operational

Needs”

DoDD 5000.71

August 24, 2012

“Rapid Fielding of

Capabilities”

Encl. 13, DoDI 5000.02

February 02, 2017

“Joint Capabilities

Integration and

Development System”

CJCSI 3170.01I

January 23, 2015

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“Rapid Fulfillment of Combatant Commander Urgent Operational Needs”, DoDD 5000.71

• Establishes policy for rapid execution,

parallel processes, additional (but

acceptable) risk

• Requires Components to establish

supporting policies and procedures

• Requires JRAC to maintain visibility of

Component efforts to satisfy UONs and

monitor progress and completion of

actions to ensure rapid fielding

• Requires CJCS to establish procedures

for CCMDs to assess the sufficiency of

rapidly fielded solutions to mitigate UONs

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“Rapid Fielding of Capabilities”, Enclosure 13, DoDI 5000.02

• Urgent Capability Acquisition Policy

promulgated via DoD 5000.02

• Applies to capabilities fielded in less

than 2 years and below ACAT I/IA

• Contains Statutory and Regulatory

Requirements

‒ Table 11

‒ Additive to the rest of DoDI

5000.02, as appropriate and

tailored (note 3, table 11)

• Establishes a tailorable process with

decision points and parallel activities

• An empowered Acquisition

Professional (Milestone Decision

Authority) makes decisions

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“Joint Capabilities Integration and Development System”, CJCSI 3170.01I

• While fielding a capability solution in

less than two years is the typical

goal, JUONs and JEONs may also

be validated to support near-term

resourcing and initiation of efforts to

field capability solutions in greater

than two years.

• Assessment of operational utility on a

JUON or JEON is to occur not later

than six months after the solution's

initial delivery to facilitate transition,

sustainment, or alternate

approaches.

• The validation authority will review

validated JUONs and JEONs two

years after the validation to ensure

the need remains valid.

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Quick Reaction Capabilities

• Urgent Operational Need (UON) – capability requirements identified by a

DOD Component as impacting an ongoing or anticipated contingency

operation. If left unfulfilled, UONs result in capability gaps potentially resulting

in loss of life or critical mission failure. DoD Components, in their own

terminology, may use a different name for a UON.

– Joint Urgent Operational Need (JUON) – UONs that are identified by a Combatant

Command as inherently joint and impacting an ongoing contingency operation.

– Joint Emergent Operational Need (JEON) – UONs that are identified by a

Combatant Command as inherently joint and impacting an anticipated or pending

contingency operation.

• Warfighter Senior Integration Group (SIG) Identified Urgent Issue –

A critical warfighter issue, e.g. materiel support to a coalition partner, identified

by the Co-Chairs of the Warfighter SIG in accordance with DoDD 5000.71.

• A Secretary of Defense Rapid Acquisition Authorities (RAA)

Determination – A Secretary of Defense signed determination that is made in

response to a documented deficiency following consultation with the Joint Staff.

Purpose is to eliminate a deficiency that has resulted in combat casualties or is

likely to result in combat casualties.

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Warfighter SIG(3-4 Star Level DoD-Wide Forum)

• Lead and facilitate agile and rapid response to CCMD UONs

• Recognize, respond to, and mitigate the risk of operational

surprise associated with ongoing or anticipated near-term

contingency operation.

• Facilitates the resolution of other urgent warfighter issues

• Prioritize and direct actions to meet urgent requirements and to

integrate department wide efforts to manage the institutional

response to operational surprise.

• Overarching entity through which OSD’s previously established

urgent needs organizations and task forces and any future OSD

level urgent needs task forces will report to the Secretary of

Defense regarding the status of UON related actions.

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JUONs & JEONs Submitted(JUONs since 2005 & JEONS since 2012 to Present)

6 / 2

548 / 10

4 / 14

6 / 3

5 / 0

4 / 3

USSOCOM 7 / 0

USSTRATCOM 3 / 5

USTRANSCOM 1 / 1

As of 16 May 2017

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Annual JUON & JEON Submission Analysis

0

20

40

60

80

100

120

140

2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017

Validated

Not Validated

115K US

(IRQ)

130K US

(IRQ)

160K US

(IRQ)

166K US

(IRQ)

100K US

(AFG)

9.8K US (AFG)

5.2K US (IRQ)

Deadliest Year for US (IRQ) End of Combat Mission (IRQ)

Deadliest Year for US (AFG)ISIS Declares Caliphate (IRQ)

Full Transition to Afghan

Security Forces (AFG)

Unanticipated

threats in

combat requires

agile and rapid

responses.

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Quick Reaction Capabilities High-Level Process

JEONsJUONs

Army ONS

Marine UUNS

Navy – Urgent Need

AF - UON

ARMY REF 10-Liner

UON Initiated

Review UON

Component involved in an ongoing contingency (deployed or prior to deployment) or in advance of a contingency operation

Chain of Command

JOINT ?Component Validation

Acquire / Deploy

Operate / Sustain

No

Yes

CCMD Approve

Joint Staff Validation

JRAC Assigns for Action

W-SIG Management / DirectionDoDD 5000.71

UON RequirementsJCIDS CJCSI 3170.01H

Execution - Rapid Acquisition DoDI 5000.02

Enclosure 13, January 7, 2015

(e.g.)

(e.g.)

Final Disposition

SOCOM CMNS

Many steps are done in parallel

W-SIG Urgent Issue SecDef RAA

QUICK REACTION CAPABILITIES

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DTRA

Funds, Procures and

provides Initial Operating

Capability

(5 months)

Warfighter SIG

Leads and facilitates

Rapid Response

JRAC

Assigns &

Oversight

(5 days)

Full Operational

Capability 25

Systems Delivered

to 4 USAF Bases

(15 Months)

Joint Staff

Validates

(10 days)

USTRANSCOM

requests Ebola patient

transport capability

Transport Isolation System an Example of the JUON Process

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JUON & JEONAcquisition Process

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Representative Acquisition Process

Expectation is that UONs develop / tailor / document an

acquisition approach

Key Points:

• Milestones and Decision

Points with MDA approval

• Document decisions in ADMs

• Highly tailored

• Parallel processes

Example: Figure 10, Enclosure 13

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Requirements from Enclosure 13

DoDI 5000.02, Enclosure 13, Table 11

calls out:

• 2 statutory requirements,

• 1 optional (but statutory if used)

• 1 regulatory document in addition

These requirements are additive to

those identified in Enclosure 1, Tables

2 and 6

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Statutory Requirements

• Unique to Urgent Capability Acquisition (Encl. 13, Table 11)

– Assessment Approach

– Course of Action Analysis

– Rapid Acquisition Authority (RAA) Recommendation, if used

– Documentation of exception to fixed-price contract requirement, if used

• Applicable Milestone and Phase Information Requirements (Encl. 1,

Table 2)

– Core Logistics Determination / Core Logistics and Sustaining Workloads Estimate

– DD1494 – for systems that use the electromagnetic spectrum while operating in the US and

possessions

– PESHE and NEPA / E.O. 12114 Compliance Schedule

• Additional Requirements for IT Programs (Encl. 1, Table 2)

– Modular Open Systems Approach (from Acquisition Strategy requirement)

– Clinger-Cohen Act Compliance

– Cyber Security Strategy, for mission critical or mission essential IT systems

• Additional Requirements if Under DOT&E Oversight (Encl. 1, Table 2)

– DOT&E approval of combined operational and live fire test plan

– DOT&E approval of the post-deployment assessment

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Regulatory Requirements

• Applicable Milestone and Phase Information Requirements (Encl. 1,

Table 2)

– Disposition Authority’s Report to the DoD Component Head

– Acquisition Decision Memorandum

– Acquisition Program Baseline

– Acquisition Strategy (with many sub-requirements)

– Affordability Analysis

– Bandwidth Requirements Review

– CDD, CPD, etc. – replaced by approved JUON or JEON

– Clinger-Cohen Act Compliance – regulatory for all programs that do not acquire IT

– CONOPS

– Cyber Security Strategy – regulatory for all programs containing IT including NSS but

NOT mission critical or mission essential IT systems

– Defense Intelligence Threat Library

– Exit Criteria

– Information Support Plan

– IT and NSS Interoperability Certification

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Regulatory Requirements Cont’d

• Applicable Milestone and Phase Information Requirements (Encl. 1,

Table 2)

– Item Unique Identification Implementation Plan

– Life-Cycle Mission Data Plan

– Life-Cycle Sustainment Plan

– LRIP Quantities (ACAT II)

– Operational Test Agency Report of OT&E Results

– Operational Test Plan

– Program Protection Plan

– Request for Proposal

– Should Cost Target

– Spectum Supportability Risk Assessment

– Systems Engineering Plan

– Technology Targeting Risk Assessment

– Test and Evaluation Master Plan

– Validated On-line Life-Cycle Threat Report

– Waveform Assessment Application

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Other Requirements

• Not Documented in DoDI 5000.02 Tables

– Authority to Operate

– Component Brief – plan for resolving the JUON or JEON, due within 30 days of

assignment

– Identify MDA and PM

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JUON & JEON Acquisition Plan

Enclosure 13 Requirement To Be Filled Out by Component

JEON/JUON # Number

Milestone Decision Authority Name/org

Program Manager Name/org

RAA required? Yes/No. If yes, note status

Assessment Approach Complete?(Statutory requirement IAW Enclosure 13)

Yes – met by this briefing or other doc

No – planned for completion on date

Course of Action Analysis Complete?(Statutory requirement IAW Enclosure 13)

Yes – met by this briefing or other doc (copy to JRAC?)

No – planned for completion on date

Where is it documented if taking exception to fixed

price contract statutory requirement?Identify the document

Acquisition Decision Memorandum Date, copy to JRAC

Testing approach approved by MDA Yes – date/no-TBD

Disposition Official Name/org

Expected disposition and timeframe terminate, sustain or transition date (~1 year after entry to O&S)

MDA completed requirements in Encl. 13 Yes/no

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Examples of Urgent Operational Need Solutions

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