ts 136 213 - v14.6.0 - lte; evolved universal terrestrial …€¦ · · 2018-04-19etsi claims no...

ETSI TS 136 213 V14.6.0 (2018-04)

LTE; Evolved Universal Terrestrial Radio Access (E-UTRA);

Physical layer procedures (3GPP TS 36.213 version 14.6.0 Release 14)

TECHNICAL SPECIFICATION

ETSI

ETSI TS 136 213 V14.6.0 (2018-04)13GPP TS 36.213 version 14.6.0 Release 14

Reference RTS/TSGR-0136213ve60

Keywords LTE

ETSI

650 Route des Lucioles F-06921 Sophia Antipolis Cedex - FRANCE

Tel.: +33 4 92 94 42 00 Fax: +33 4 93 65 47 16

Siret N 348 623 562 00017 - NAF 742 C

Association but non lucratif enregistre la Sous-Prfecture de Grasse (06) N 7803/88

Important notice

The present document can be downloaded from: http://www.etsi.org/standards-search

The present document may be made available in electronic versions and/or in print. The content of any electronic and/or print versions of the present document shall not be modified without the prior written authorization of ETSI. In case of any

existing or perceived difference in contents between such versions and/or in print, the only prevailing document is the print of the Portable Document Format (PDF) version kept on a specific network drive within ETSI Secretariat.

Users of the present document should be aware that the document may be subject to revision or change of status. Information on the current status of this and other ETSI documents is available at

https://portal.etsi.org/TB/ETSIDeliverableStatus.aspx

If you find errors in the present document, please send your comment to one of the following services: https://portal.etsi.org/People/CommiteeSupportStaff.aspx

Copyright Notification

No part may be reproduced or utilized in any form or by any means, electronic or mechanical, including photocopying and microfilm except as authorized by written permission of ETSI.

The content of the PDF version shall not be modified without the written authorization of ETSI. The copyright and the foregoing restriction extend to reproduction in all media.

ETSI 2018.

All rights reserved.

DECTTM, PLUGTESTSTM, UMTSTM and the ETSI logo are trademarks of ETSI registered for the benefit of its Members. 3GPPTM and LTETM are trademarks of ETSI registered for the benefit of its Members and

of the 3GPP Organizational Partners. oneM2M logo is protected for the benefit of its Members.

GSM and the GSM logo are trademarks registered and owned by the GSM Association.

http://www.etsi.org/standards-searchhttps://portal.etsi.org/TB/ETSIDeliverableStatus.aspxhttps://portal.etsi.org/People/CommiteeSupportStaff.aspx

ETSI


Intellectual Property Rights

Essential patents

IPRs essential or potentially essential to the present document may have been declared to ETSI. The information pertaining to these essential IPRs, if any, is publicly available for ETSI members and non-members, and can be found in ETSI SR 000 314: "Intellectual Property Rights (IPRs); Essential, or potentially Essential, IPRs notified to ETSI in respect of ETSI standards", which is available from the ETSI Secretariat. Latest updates are available on the ETSI Web server (https://ipr.etsi.org/).

Pursuant to the ETSI IPR Policy, no investigation, including IPR searches, has been carried out by ETSI. No guarantee can be given as to the existence of other IPRs not referenced in ETSI SR 000 314 (or the updates on the ETSI Web server) which are, or may be, or may become, essential to the present document.

Trademarks

The present document may include trademarks and/or tradenames which are asserted and/or registered by their owners. ETSI claims no ownership of these except for any which are indicated as being the property of ETSI, and conveys no right to use or reproduce any trademark and/or tradename. Mention of those trademarks in the present document does not constitute an endorsement by ETSI of products, services or organizations associated with those trademarks.

Foreword This Technical Specification (TS) has been produced by the ETSI 3rd Generation Partnership Project (3GPP).

The present document may refer to technical specifications or reports using their 3GPP identities, UMTS identities or GSM identities. These should be interpreted as being references to the corresponding ETSI deliverables.

The cross reference between GSM, UMTS, 3GPP and ETSI identities can be found under http://webapp.etsi.org/key/queryform.asp.

Modal verbs terminology In the present document "shall", "shall not", "should", "should not", "may", "need not", "will", "will not", "can" and "cannot" are to be interpreted as described in clause 3.2 of the ETSI Drafting Rules (Verbal forms for the expression of provisions).

"must" and "must not" are NOT allowed in ETSI deliverables except when used in direct citation.

https://ipr.etsi.org/http://webapp.etsi.org/key/queryform.asphttps://portal.etsi.org/Services/editHelp!/Howtostart/ETSIDraftingRules.aspx

ETSI


Contents

Intellectual Property Rights ................................................................................................................................ 2

Foreword ............................................................................................................................................................. 2

Modal verbs terminology .................................................................................................................................... 2

Foreword ............................................................................................................................................................. 8

1 Scope ........................................................................................................................................................ 9

2 References ................................................................................................................................................ 9

3 Symbols and abbreviations ....................................................................................................................... 9 3.1 Symbols .............................................................................................................................................................. 9 3.2 Abbreviations ................................................................................................................................................... 10

4 Synchronization procedures ................................................................................................................... 12 4.1 Cell search ........................................................................................................................................................ 12 4.2 Timing synchronization .................................................................................................................................... 12 4.2.1 Radio link monitoring ................................................................................................................................. 12 4.2.2 Inter-cell synchronization ........................................................................................................................... 12 4.2.3 Transmission timing adjustments ............................................................................................................... 12 4.3 Timing for Secondary Cell Activation / Deactivation ...................................................................................... 13

5 Power control ......................................................................................................................................... 14 5.1 Uplink power control........................................................................................................................................ 14 5.1.1 Physical uplink shared channel ................................................................................................................... 14 5.1.1.1 UE behaviour ........................................................................................................................................ 14 5.1.1.2 Power headroom ................................................................................................................................... 23 5.1.2 Physical uplink control channel .................................................................................................................. 26 5.1.2.1 UE behaviour ........................................................................................................................................ 27 5.1.3 Sounding Reference Symbol (SRS) ............................................................................................................ 31 5.1.3.1 UE behaviour ........................................................................................................................................ 31 5.1.3.2 Power headroom for Type3 report ........................................................................................................ 33 5.1.4 Power allocation for dual connectivity ....................................................................................................... 33 5.1.4.1 Dual connectivity power control Mode 1 .............................................................................................. 34 5.1.4.2 Dual connectivity power control Mode 2 .............................................................................................. 41 5.1.5 Power allocation for PUCCH-SCell ........................................................................................................... 46 5.2 Downlink power allocation .............................................................................................................................. 46 5.2.1 eNodeB Relative Narrowband TX Power (RNTP) restrictions .................................................................. 48

6 Random access procedure ...................................................................................................................... 50 6.1 Physical non-synchronized random access procedure ...................................................................................... 50 6.1.1 Timing ........................................................................................................................................................ 51 6.2 Random Access Response Grant ...................................................................................................................... 52

7 Physical downlink shared channel related procedures ........................................................................... 55 7.1 UE procedure for receiving the physical downlink shared channel ................................................................. 57 7.1.1 Single-antenna port scheme ........................................................................................................................ 67 7.1.2 Transmit diversity scheme .......................................................................................................................... 68 7.1.3 Large delay CDD scheme ........................................................................................................................... 68 7.1.4 Closed-loop spatial multiplexing scheme ................................................................................................... 68 7.1.5 Multi-user MIMO scheme .......................................................................................................................... 68 7.1.5A Dual layer scheme ....................................................................................................................................... 68 7.1.5B Up to 8 layer transmission scheme ............................................................................................................. 68 7.1.6 Resource allocation ..................................................................................................................................... 68 7.1.6.1 Resource allocation type 0 .................................................................................................................... 70 7.1.6.2 Resource allocation type 1 .................................................................................................................... 71 7.1.6.3 Resource allocation type 2 .................................................................................................................... 72 7.1.6.4 PDSCH starting position ....................................................................................................................... 73 7.1.6.4A PDSCH starting position for BL/CE UEs ............................................................................................. 75 7.1.6.5 Physical Resource Block (PRB) bundling............................................................................................. 75

ETSI


7.1.7 Modulation order and transport block size determination .......................................................................... 77 7.1.7.1 Modulation order and redundancy version determination ..................................................................... 78 7.1.7.2 Transport block size determination ....................................................................................................... 82 7.1.7.2.1 Transport blocks not mapped to two or more layer spatial multiplexing ........................................ 83 7.1.7.2.2 Transport blocks mapped to two-layer spatial multiplexing ............................................................ 91 7.1.7.2.3 Transport blocks mapped for DCI Format 1C and DCI Format 6-2 ................................................ 91 7.1.7.2.4 Transport blocks mapped to three-layer spatial multiplexing .......................................................... 92 7.1.7.2.5 Transport blocks mapped to four-layer spatial multiplexing ........................................................... 93 7.1.7.2.6 Transport blocks mapped for BL/CE UEs configured with CEModeB and PDSCH bandwidth

up to 1.4MHz ................................................................................................................................... 93 7.1.7.2.7 Transport blocks mapped for BL/CE UEs SystemInformationBlockType1-BR ............................... 94 7.1.7.2.8 Transport blocks mapped for UEs configured with ce-pdsch-maxBandwidth-config value of 5

MHz or with pdsch-MaxBandwidth-SC-MTCH value of 24 PRBs ................................................. 94 7.1.7.3 Redundancy Version determination for Format 1C .............................................................................. 94 7.1.8 Storing soft channel bits ............................................................................................................................. 95 7.1.9 PDSCH resource mapping parameters ........................................................................................................ 95 7.1.10 Antenna ports quasi co-location for PDSCH .............................................................................................. 96 7.1.11 PDSCH subframe assignment for BL/CE UE ............................................................................................. 97 7.2 UE procedure for reporting Channel State Information (CSI) ......................................................................... 99 7.2.1 Aperiodic CSI Reporting using PUSCH ................................................................................................... 107 7.2.2 Periodic CSI Reporting using PUCCH ..................................................................................................... 131 7.2.3 Channel Quality Indicator (CQI) definition .............................................................................................. 171 7.2.4 Precoding Matrix Indicator (PMI) definition ............................................................................................ 181 7.2.5 Channel-State Information Reference Signal (CSI-RS) definition ........................................................ 211 7.2.6 Channel-State Information Interference Measurement (CSI-IM) Resource definition .......................... 213 7.2.7 Zero Power CSI-RS Resource definition .................................................................................................. 213 7.2.8 CSI-RS Activation / Deactivation ............................................................................................................. 213 7.3 UE procedure for reporting HARQ-ACK ...................................................................................................... 214 7.3.1 FDD HARQ-ACK reporting procedure .................................................................................................... 214 7.3.2 TDD HARQ-ACK reporting procedure .................................................................................................... 218 7.3.2.1 TDD HARQ-ACK reporting procedure for same UL/DL configuration ............................................ 218 7.3.2.2 TDD HARQ-ACK reporting procedure for different UL/DL configurations ..................................... 230 7.3.3 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 1 ............................. 237 7.3.4 FDD-TDD HARQ-ACK reporting procedure for primary cell frame structure type 2 ............................. 238

8 Physical uplink shared channel related procedures .............................................................................. 239 8.0 UE procedure for transmitting the physical uplink shared channel ................................................................ 239 8.0.1 Single-antenna port scheme ...................................................................................................................... 253 8.0.2 Closed-loop spatial multiplexing scheme ................................................................................................. 253 8.1 Resource allocation for PDCCH/EPDCCH with uplink DCI format ............................................................. 254 8.1.1 Uplink resource allocation type 0 ............................................................................................................. 254 8.1.2 Uplink resource allocation type 1 ............................................................................................................. 254 8.1.3 Uplink resource allocation type 2 ............................................................................................................. 255 8.1.4 Uplink resource allocation type 3 ............................................................................................................. 255 8.1.5 Uplink resource allocation type 4 ............................................................................................................. 256 8.1.5.1 UL Resource Block Groups ................................................................................................................ 256 8.2 UE sounding procedure .................................................................................................................................. 257 8.3 UE HARQ-ACK procedure ............................................................................................................................ 267 8.4 UE PUSCH hopping procedure ...................................................................................................................... 269 8.4.1 Type 1 PUSCH hopping ........................................................................................................................... 270 8.4.2 Type 2 PUSCH hopping ........................................................................................................................... 270 8.5 UE Reference Symbol (RS) procedure ........................................................................................................... 270 8.6 Modulation order, redundancy version and transport block size determination ............................................. 271 8.6.1 Modulation order and redundancy version determination ........................................................................ 271 8.6.2 Transport block size determination ........................................................................................................... 276 8.6.3 Control information MCS offset determination ........................................................................................ 279 8.7 UE transmit antenna selection ........................................................................................................................ 283 8.8 Transmission timing adjustments ................................................................................................................... 283

9 Physical downlink control channel procedures .................................................................................... 283 9.1 UE procedure for determining physical downlink control channel assignment ............................................. 284 9.1.1 PDCCH assignment procedure ................................................................................................................. 284

ETSI


9.1.2 PHICH assignment procedure................................................................................................................... 288 9.1.3 Control Format Indicator (CFI) assignment procedure ............................................................................. 290 9.1.4 EPDCCH assignment procedure ............................................................................................................... 290 9.1.4.1 EPDCCH starting position .................................................................................................................. 297 9.1.4.2 Antenna ports quasi co-location for EPDCCH .................................................................................... 298 9.1.4.3 Resource mapping parameters for EPDCCH ...................................................................................... 298 9.1.4.4 PRB-pair indication for EPDCCH ...................................................................................................... 299 9.1.5 MPDCCH assignment procedure .............................................................................................................. 299 9.1.5.1 MPDCCH starting position ................................................................................................................. 306 9.1.5.2 Antenna ports quasi co-location for MPDCCH .................................................................................. 306 9.2 PDCCH/EPDCCH/MPDCCH validation for semi-persistent scheduling ...................................................... 307 9.3 PDCCH/EPDCCH/MPDCCH control information procedure ....................................................................... 308

10 Physical uplink control channel procedures ......................................................................................... 309 10.1 UE procedure for determining physical uplink control channel assignment .................................................. 309 10.1.1 PUCCH format information ...................................................................................................................... 312 10.1.2 FDD HARQ-ACK feedback procedures ................................................................................................... 317 10.1.2.1 FDD HARQ-ACK procedure for one configured serving cell ............................................................ 317 10.1.2.2 FDD HARQ-ACK procedures for more than one configured serving cell ......................................... 319 10.1.2.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure .............................................. 319 10.1.2.2.2 PUCCH format 3 HARQ-ACK procedure .................................................................................... 323 10.1.2.2.3 PUCCH format 4 HARQ-ACK procedure .................................................................................... 325 10.1.2.2.4 PUCCH format 5 HARQ-ACK procedure .................................................................................... 326 10.1.3 TDD HARQ-ACK feedback procedures .................................................................................................. 327 10.1.3.1 TDD HARQ-ACK procedure for one configured serving cell ............................................................ 329 10.1.3.2 TDD HARQ-ACK procedure for more than one configured serving cell ........................................... 341 10.1.3.2.1 PUCCH format 1b with channel selection HARQ-ACK procedure .............................................. 341 10.1.3.2.2 PUCCH format 3 HARQ-ACK procedure .................................................................................... 357 10.1.3.2.3 PUCCH format 4 HARQ-ACK procedure .................................................................................... 364 10.1.3.2.4 PUCCH format 5 HARQ-ACK procedure .................................................................................... 381 10.1.3A FDD-TDD HARQ-ACK feedback procedures for primary cell frame structure type 2 ........................... 381 10.1.4 HARQ-ACK Repetition procedure ........................................................................................................... 383 10.1.5 Scheduling Request (SR) procedure ......................................................................................................... 384 10.2 Uplink HARQ-ACK timing ........................................................................................................................... 385

11 Physical Multicast Channel (PMCH) related procedures ..................................................................... 389 11.1 UE procedure for receiving the PMCH .......................................................................................................... 389 11.2 UE procedure for receiving MCCH and system information change notification.......................................... 389

12 Assumptions independent of physical channel..................................................................................... 389

13 Uplink/Downlink configuration determination procedure for Frame Structure Type 2 ....................... 390 13.1 UE procedure for determining eIMTA-uplink/downlink configuration ......................................................... 390

13A Subframe configuration for Frame Structure Type 3 ........................................................................... 391

14 UE procedures related to Sidelink ........................................................................................................ 395 14.1 Physical Sidelink Shared Channel related procedures .................................................................................... 396 14.1.1 UE procedure for transmitting the PSSCH ............................................................................................... 396 14.1.1.1 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode

1 .......................................................................................................................................................... 397 14.1.1.1.1 Determination of subframe indicator bitmap .................................................................................................. 398 14.1.1.2 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission

mode 1 ................................................................................................................................................. 400 14.1.1.2.1 PSSCH resource allocation for sidelink transmission mode 1 ............................................................ 400 14.1.1.2.2 PSSCH frequency hopping for sidelink transmission mode 1 ............................................................ 401 14.1.1.3 UE procedure for determining subframes for transmitting PSSCH for sidelink transmission mode

2 .......................................................................................................................................................... 401 14.1.1.4 UE procedure for determining resource blocks for transmitting PSSCH for sidelink transmission

mode 2 ................................................................................................................................................. 402 14.1.1.4A UE procedure for determining subframes and resource blocks for transmitting PSSCH for

sidelink transmission mode 3 .............................................................................................................. 402 14.1.1.4B UE procedure for determining subframes and resource blocks for transmitting PSSCH and

reserving resources for sidelink transmission mode 4 ......................................................................... 403

ETSI


14.1.1.4C UE procedure for determining subframes and resource blocks for PSSCH transmission associated with an SCI format 1 .......................................................................................................... 403

14.1.1.5 UE procedure for PSSCH power control ............................................................................................ 405 14.1.1.6 UE procedure for determining the subset of resources to be reported to higher layers in PSSCH

resource selection in sidelink transmission mode 4 ............................................................................ 406 14.1.1.7 Conditions for selecting resources when the number of HARQ transmissions is two in sidelink

transmission mode 4 ............................................................................................................................ 409 14.1.2 UE procedure for receiving the PSSCH .................................................................................................... 409 14.1.3 UE procedure for determining resource block pool and subframe pool for sidelink transmission

mode 2 ...................................................................................................................................................... 409 14.1.5 UE procedure for determining resource block pool and subframe pool for sidelink transmission

mode 3 and 4 ............................................................................................................................................. 410 14.2 Physical Sidelink Control Channel related procedures................................................................................... 411 14.2.1 UE procedure for transmitting the PSCCH ............................................................................................... 411 14.2.1.1 UE procedure for determining subframes and resource blocks for transmitting PSCCH for

sidelink transmission mode 1 .............................................................................................................. 414 14.2.1.2 UE procedure for determining subframes and resource blocks for transmitting PSCCH for

sidelink transmission mode 2 .............................................................................................................. 415 14.2.1.3 UE procedure for PSCCH power control ............................................................................................ 415 14.2.2 UE procedure for receiving the PSCCH ................................................................................................... 416 14.2.3 UE procedure for determining resource block pool and subframe pool for PSCCH ................................ 416 14.2.4 UE procedure for determining resource block pool for PSCCH in sidelink transmission mode 3 and

4 ................................................................................................................................................................ 417

15 Channel access procedures for LAA .................................................................................................... 420 15.1 Downlink channel access procedures ............................................................................................................. 420 15.1.1 Channel access procedure for transmission(s) including PDSCH/PDCCH/EPDCCH ............................. 421 15.1.2 Channel access procedure for transmissions including discovery signal transmission(s) and not

including PDSCH ..................................................................................................................................... 422 15.1.3 Contention window adjustment procedure ............................................................................................... 422 15.1.4 Energy detection threshold adaptation procedure ..................................................................................... 423 15.1.5 Channel access procedure for transmission(s) on multiple carriers .......................................................... 424 15.1.5.1 Type A multi-carrier access procedures .............................................................................................. 424 15.1.5.1.1 Type A1 ......................................................................................................................................... 424 15.1.5.1.2 Type A2 ......................................................................................................................................... 425 15.1.5.2 Type B multi-carrier access procedure ................................................................................................ 425 15.1.5.2.1 Type B1 ......................................................................................................................................... 425 15.1.5.2.2 Type B2 ......................................................................................................................................... 426 15.2 Uplink channel access procedures .................................................................................................................. 426 15.2.1 Channel access procedure for Uplink transmission(s) .............................................................................. 426 15.2.1.1 Type 1 UL channel access procedure .................................................................................................. 428 15.2.1.2 Type 2 UL channel access procedure .................................................................................................. 429 15.2.2 Contention window adjustment procedure ............................................................................................... 429 15.2.3 Energy detection threshold adaptation procedure ..................................................................................... 430 15.2.3.1 Default maximum energy detection threshold computation procedure ............................................... 430

16 UE Procedures related to narrowband IoT ........................................................................................... 431 16.1 Synchronization procedures ........................................................................................................................... 431 16.1.1 Cell search ................................................................................................................................................ 431 16.1.2 Timing synchronization ............................................................................................................................ 431 16.2 Power control ................................................................................................................................................. 432 16.2.1 Uplink power control ................................................................................................................................ 432 16.2.1.1 Narrowband physical uplink shared channel ....................................................................................... 432 16.2.1.1.1 UE behaviour ................................................................................................................................. 432 16.2.1.1.2 Power headroom ............................................................................................................................ 433 16.2.2 Downlink power allocation ....................................................................................................................... 433 16.3 Random access procedure .............................................................................................................................. 433 16.3.1 Physical non-synchronized random access procedure .............................................................................. 433 16.3.2 Timing ...................................................................................................................................................... 434 16.3.3 Narrowband random access response grant .............................................................................................. 435 16.4 Narrowband physical downlink shared channel related procedures ............................................................... 435 16.4.1 UE procedure for receiving the narrowband physical downlink shared channel ...................................... 436

ETSI


16.4.1.1 Single-antenna port scheme ................................................................................................................ 439 16.4.1.2 Transmit diversity scheme .................................................................................................................. 439 16.4.1.3 Resource allocation ............................................................................................................................. 439 16.4.1.4 NPDSCH starting position .................................................................................................................. 440 16.4.1.5 Modulation order and transport block size determination ................................................................... 441 16.4.1.5.1 Transport blocks not mapped for SystemInformationBlockType1-NB ........................................... 441 16.4.1.5.2 Transport blocks mapped for SystemInformationBlockType1-NB ................................................. 442 16.4.2 UE procedure for reporting ACK/NACK ................................................................................................. 442 16.5 Narrowband physical uplink shared channel related procedures .................................................................... 443 16.5.1 UE procedure for transmitting format 1 narrowband physical uplink shared channel .............................. 443 16.5.1.1 Resource allocation ............................................................................................................................. 444 16.5.1.2 Modulation order, redundancy version and transport block size determination .................................. 445 16.5.2 UE procedure for NPUSCH retransmission .............................................................................................. 447 16.6 Narrowband physical downlink control channel related procedures .............................................................. 447 16.6.1 NPDCCH starting position ....................................................................................................................... 451 16.6.2 NPDCCH control information procedure ................................................................................................. 451 16.7 Assumptions independent of physical channel related to narrowband IoT .................................................... 452 16.8 UE procedure for acquiring cell-specific reference signal sequence and raster offset ................................... 452

Annex A (informative): Change history ............................................................................................. 453

History ............................................................................................................................................................ 467

3GPP TS 36.213 version 14.6.0 Release 14 8 ETSI TS 136 213 V14.6.0 (2018-04)

ETSI

Foreword This Technical Specification (TS) has been produced by the 3rd Generation Partnership Project (3GPP).

The contents of the present document are subject to continuing work within the TSG and may change following formal TSG approval. Should the TSG modify the contents of this present document, it will be re-released by the TSG with an identifying change of release date and an increase in version number as follows:

Version x.y.z

where:

x the first digit:

1 presented to TSG for information;

2 presented to TSG for approval;

3 or greater indicates TSG approved document under change control.

y the second digit is incremented for all changes of substance, i.e. technical enhancements, corrections, updates, etc.

z the third digit is incremented when editorial only changes have been incorporated in the document.


ETSI

1 Scope The present document specifies and establishes the characteristics of the physicals layer procedures in the FDD and TDD modes of E-UTRA.

2 References The following documents contain provisions which, through reference in this text, constitute provisions of the present document.

- References are either specific (identified by date of publication, edition number, version number, etc.) or non-specific.

- For a specific reference, subsequent revisions do not apply.

- For a non-specific reference, the latest version applies. In the case of a reference to a 3GPP document (including a GSM document), a non-specific reference implicitly refers to the latest version of that document in the same Release as the present document.

[1] 3GPP TR 21.905: "Vocabulary for 3GPP Specifications".

[2] 3GPP TS 36.201: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical Layer General Description".

[3] 3GPP TS 36.211: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical channels and modulation".

[4] 3GPP TS 36.212: "Evolved Universal Terrestrial Radio Access (E-UTRA); Multiplexing and channel coding".

[5] 3GPP TS 36.214: "Evolved Universal Terrestrial Radio Access (E-UTRA); Physical layer Measurements".

[6] 3GPP TS 36.101: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio transmission and reception".

[7] 3GPP TS 36.104: "Evolved Universal Terrestrial Radio Access (E-UTRA); Base Station (BS) radio transmission and reception".

[8] 3GPP TS 36.321, "Evolved Universal Terrestrial Radio Access (E-UTRA); Medium Access Control (MAC) protocol specification".

[9] 3GPP TS 36.423, "Evolved Universal Terrestrial Radio Access (E-UTRA); X2 Application Protocol (X2AP)".

[10] 3GPP TS 36.133, "Evolved Universal Terrestrial Radio Access (E-UTRA); Requirements for support of radio resource management".

[11] 3GPP TS 36.331, "Evolved Universal Terrestrial Radio Access (E-UTRA); Radio Resource Control (RRC) protocol specification".

[12] 3GPP TS 36.306: "Evolved Universal Terrestrial Radio Access (E-UTRA); User Equipment (UE) radio access capabilities".

3 Symbols and abbreviations

3.1 Symbols For the purposes of the present document, the following symbols apply:

fn System frame number as defined in [3]


ETSI

sn Slot number within a radio frame as defined in [3]

DLcellsN Number of configured cells DLRBN Downlink bandwidth configuration, expressed in units of

RBscN as defined in [3]

ULRBN Uplink bandwidth configuration, expressed in units of

RBscN as defined in [3]

ULsymbN Number of SC-FDMA symbols in an uplink slot as defined in [3]

RBscN Resource block size in the frequency domain, expressed as a number of subcarriers as defined in

[3]

sT Basic time unit as defined in [3]

3.2 Abbreviations For the purposes of the present document, the abbreviations given in TR 21.905 [1] and the following apply. An abbreviation defined in the present document takes precedence over the definition of the same abbreviation, if any, in TR 21.905 [1].

ACK Acknowledgement BCH Broadcast Channel CCE Control Channel Element CDD Cyclic Delay Diversity CG Cell Group CIF Carrier Indicator Field CQI Channel Quality Indicator CRC Cyclic Redundancy Check CRI CSI-RS Resource Indicator CSI Channel State Information CSI-IM CSI-interference measurement DAI Downlink Assignment Index DCI Downlink Control Information DL Downlink DL-SCH Downlink Shared Channel DTX Discontinuous Transmission EPDCCH Enhanced Physical Downlink Control Channel EPRE Energy Per Resource Element MCG Master Cell Group MCS Modulation and Coding Scheme NACK Negative Acknowledgement NPBCH Narrowband Physical Broadcast CHannel NPDCCH Narrowband Physical Downlink Control CHannel NPDSCH Narrowband Physical Downlink Shared CHannel NPRACH Narrowband Physical Random Access CHannel NPUSCH Narrowband Physical Uplink Shared CHannel NPSS Narrowband Primary Synchronization Signal NSSS Narrowband Secondary Synchronization Signal NRS Narrowband Reference Signal PBCH Physical Broadcast Channel PCFICH Physical Control Format Indicator Channel PDCCH Physical Downlink Control Channel PDSCH Physical Downlink Shared Channel PHICH Physical Hybrid ARQ Indicator Channel PMCH Physical Multicast Channel PMI Precoding Matrix Indicator PRACH Physical Random Access Channel PRS Positioning Reference Signal PRB Physical Resource Block PSBCH Physical Sidelink Broadcast Channel PSCCH Physical Sidelink Control Channel PSCell Primary Secondary cell


ETSI

PSDCH Physical Sidelink Discovery Channel PSSCH Physical Sidelink Shared Channel PSSS Primary Sidelink Synchronisation Signal PUCCH Physical Uplink Control Channel PUCCH-SCell PUCCH SCell PUSCH Physical Uplink Shared Channel PTI Precoding Type Indicator RBG Resource Block Group RE Resource Element RI Rank Indication RS Reference Signal SCG Secondary Cell Group SINR Signal to Interference plus Noise Ratio SPS C-RNTI Semi-Persistent Scheduling C-RNTI SR Scheduling Request SRS Sounding Reference Symbol SSSS Secondary Sidelink Synchronisation Signal TAG Timing Advance Group TBS Transport Block Size UCI Uplink Control Information UE User Equipment UL Uplink UL-SCH Uplink Shared Channel VRB Virtual Resource Block


ETSI

4 Synchronization procedures

4.1 Cell search Cell search is the procedure by which a UE acquires time and frequency synchronization with a cell and detects the physical layer Cell ID of that cell. E-UTRA cell search supports a scalable overall transmission bandwidth corresponding to 6 resource blocks and upwards.

The following signals are transmitted in the downlink to facilitate cell search: the primary and secondary synchronization signals.

A UE may assume the antenna ports 0 3 and the antenna port for the primary/secondary synchronization signals of a serving cell are quasi co-located (as defined in [3]) with respect to Doppler shift and average delay.

4.2 Timing synchronization

4.2.1 Radio link monitoring

The downlink radio link quality of the primary cell shall be monitored by the UE for the purpose of indicating out-of-sync/in-sync status to higher layers.

If the UE is configured with a SCG [11] and the parameter rlf-TimersAndConstantsSCG is provided by the higher layers and is not set to release, the downlink radio link quality of the PSCell [11] of the SCG shall be monitored by the UE for the purpose of indicating out-of-sync/in-sync status to higher layers.

In non-DRX mode operation, the physical layer in the UE shall every radio frame assess the radio link quality, evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in [10].

In DRX mode operation, the physical layer in the UE shall at least once every DRX period assess the radio link quality, evaluated over the previous time period defined in [10], against thresholds (Qout and Qin) defined by relevant tests in [10].

If higher-layer signalling indicates certain subframes for restricted radio link monitoring, the radio link quality shall not be monitored in any subframe other than those indicated.

The physical layer in the UE shall in radio frames where the radio link quality is assessed indicate out-of-sync to higher layers when the radio link quality is worse than the threshold Qout. When the radio link quality is better than the threshold Qin, the physical layer in the UE shall in radio frames where the radio link quality is assessed indicate in-sync to higher layers.

4.2.2 Inter-cell synchronization

No functionality is specified in this subclause in this release.

4.2.3 Transmission timing adjustments

Upon reception of a timing advance command or a timing adjustment indication for a TAG containing the primary cell or PSCell, the UE shall adjust uplink transmission timing for PUCCH/PUSCH/SRS of the primary cell or PSCell based on the received timing advance command or a timing adjustment indication.

The UL transmission timing for PUSCH/SRS of a secondary cell is the same as the primary cell if the secondary cell and the primary cell belong to the same TAG. If the primary cell in a TAG has a frame structure type 1 and a secondary cell in the same TAG has a frame structure type 2 or frame structure 3, UE may assume that NTA 624.

If the UE is configured with a SCG, the UL transmission timing for PUSCH/SRS of a secondary cell other than the PSCell is the same as the PScell if the secondary cell and the PSCell belong to the same TAG.

Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary cell or PSCell, if all the serving cells in the TAG have the same frame structure type, the UE shall adjust uplink transmission timing for PUSCH/SRS of all the secondary cells in the TAG based on the received timing advance


ETSI

command or a timing adjustment indication where the UL transmission timing for PUSCH /SRS is the same for all the secondary cells in the TAG.

Upon reception of a timing advance command or a timing adjustment indication for a TAG not containing the primary cell or PSCell, if a serving cell in the TAG has a different frame structure type compared to the frame structure type of another serving cell in the same TAG, the UE shall adjust uplink transmission timing for PUSCH/SRS of all the secondary cells in the TAG by using NTAoffset = 624 regardless of the frame structure type of the serving cells and based on the received timing advance command or a timing adjustment indication where the UL transmission timing for PUSCH /SRS is the same for all the secondary cells in the TAG. NTAoffset is described in [3].

The timing adjustment indication specified in [11] indicates the initial NTA used for a TAG.The timing advance command for a TAG indicates the change of the uplink timing relative to the current uplink timing for the TAG as multiples of 16 sT . The start timing of the random access preamble is specified in [3].

In case of random access response, an 11-bit timing advance command [8], TA, for a TAG indicates NTA values by index values of TA = 0, 1, 2, ..., 256 if the UE is configured with a SCG, and TA = 0, 1, 2, ..., 1282 otherwise, where an amount of the time alignment for the TAG is given by NTA = TA 16. NTA is defined in [3].

In other cases, a 6-bit timing advance command [8], TA, for a TAG indicates adjustment of the current NTA value, NTA,old, to the new NTA value, NTA,new, by index values of TA = 0, 1, 2,..., 63, where NTA,new = NTA,old + (TA 31)16. Here, adjustment of NTA value by a positive or a negative amount indicates advancing or delaying the uplink transmission timing for the TAG by a given amount respectively.

For a non-BL/CE UE, for a timing advance command received on subframe n, the corresponding adjustment of the uplink transmission timing shall apply from the beginning of subframe n+6. For serving cells in the same TAG, when the UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are overlapped due to the timing adjustment, the UE shall complete transmission of subframe n and not transmit the overlapped part of subframe n+1.

For a BL/CE UE, for a timing advance command received on subframe n, the corresponding adjustment of the uplink transmission timing shall apply for the uplink PUCCH/PUSCH/SRS transmissions in subframe n+6. When the BL/CE UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are on the same narrowband and are overlapped due to the timing adjustment, the UE shall complete transmission of subframe n and not transmit in subframe n+1 until the first available symbol that has no overlapping portion with subframe n. When the BL/CE UE's uplink PUCCH/PUSCH/SRS transmissions in subframe n and subframe n+1 are on different narrowbands, and the timing adjustment occurs in the guard period for narrowband retuning, the UE shall not transmit in subframe n+1 until the first available symbol that has no overlapping portion with subframe n and which does not reduce the guard period.

If the received downlink timing changes and is not compensated or is only partly compensated by the uplink timing adjustment without timing advance command as specified in [10], the UE changes NTA accordingly.

4.3 Timing for Secondary Cell Activation / Deactivation When a UE receives an activation command [8] for a secondary cell in subframe n, the corresponding actions in [8] shall be applied no later than the minimum requirement defined in [10] and no earlier than subframe n+8, except for the following:

- the actions related to CSI reporting on a serving cell which is active in subframe n+8

- the actions related to the sCellDeactivationTimer associated with the secondary cell [8]

which shall be applied in subframe n+8.

- the actions related to CSI reporting on a serving cell which is not active in subframe n+8

which shall be applied in the earliest subframe after n+8 in which the serving cell is active.

When a UE receives a deactivation command [8] for a secondary cell or the sCellDeactivationTimer associated with the secondary cell expires in subframe n, the corresponding actions in [8] shall apply no later than the minimum requirement defined in [10], except for the actions related to CSI reporting on a serving cell which is active which shall be applied in subframe n+8.


ETSI

5 Power control Downlink power control determines the Energy Per Resource Element (EPRE). The term resource element energy denotes the energy prior to CP insertion. The term resource element energy also denotes the average energy taken over all constellation points for the modulation scheme applied. Uplink power control determines the average power over a SC-FDMA symbol in which the physical channel is transmitted.

5.1 Uplink power control Uplink power control controls the transmit power of the different uplink physical channels.

If a UE is configured with a LAA SCell for uplink transmissions, the UE shall apply the procedures described for PUSCH and SRS in this clause assuming frame structure type 1 for the LAA SCell unless stated otherwise.

For PUSCH, the transmit power )( ,PUSCH iP c defined in Subclause 5.1.1, is first scaled by the ratio of the number of

antennas ports with a non-zero PUSCH transmission to the number of configured antenna ports for the transmission scheme. The resulting scaled power is then split equally across the antenna ports on which the non-zero PUSCH is transmitted.

For PUCCH or SRS, the transmit power )(PUCCH iP , defined in Subclause 5.1.1.1, or )( cSRS, iP is split equally across

the configured antenna ports for PUCCH or SRS. )( cSRS, iP is the linear value of )(cSRS, iP defined in Subclause 5.1.3.

A cell wide overload indicator (OI) and a High Interference Indicator (HII) to control UL interference are defined in [9].

For a serving cell with frame structure type 1, a UE is not expected to be configured with UplinkPowerControlDedicated-v12x0.

5.1.1 Physical uplink shared channel

If the UE is configured with a SCG, the UE shall apply the procedures described in this clause for both MCG and SCG

- When the procedures are applied for MCG, the terms 'secondary cell', 'secondary cells' , 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the MCG respectively.

- When the procedures are applied for SCG, the terms 'secondary cell', 'secondary cells', 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells (not including PSCell), serving cell, serving cells belonging to the SCG respectively. The term 'primary cell' in this clause refers to the PSCell of the SCG.

If the UE is configured with a PUCCH-SCell, the UE shall apply the procedures described in this clause for both primary PUCCH group and secondary PUCCH group

- When the procedures are applied for primary PUCCH group, the terms 'secondary cell', 'secondary cells' , 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the primary PUCCH group respectively.

- When the procedures are applied for secondary PUCCH group, the terms 'secondary cell', 'secondary cells', 'serving cell', 'serving cells' in this clause refer to secondary cell, secondary cells, serving cell, serving cells belonging to the secondary PUCCH group respectively.

5.1.1.1 UE behaviour

The setting of the UE Transmit power for a Physical Uplink Shared Channel (PUSCH) transmission is defined as follows.

If the UE transmits PUSCH without a simultaneous PUCCH for the serving cell c , then the UE transmit power )(,PUSCH iP c for PUSCH transmission in subframe i for the serving cell c is given by

++++=

)()()()())((log10

),(min)(

cTF,cO_PUSCH,cPUSCH,10

,CMAXcPUSCH, ifiPLjjPiM

iPiP

ccc

c

[dBm]


ETSI

If the UE transmits PUSCH simultaneous with PUCCH for the serving cell c , then the UE transmit power )(,PUSCH iP c for the PUSCH transmission in subframe i for the serving cell c is given by

( )

++++

=

)()()()())((log10

,)()(log10min)(

cTF,cO_PUSCH,cPUSCH,10

PUCCH,CMAX10cPUSCH,

ifiPLjjPiM

iPiPiP

ccc

c

[dBm]

If the UE is not transmitting PUSCH for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE shall assume that the UE transmit power )(,PUSCH iP c for the PUSCH transmission in

subframe i for the serving cell c is computed by

{ })()1()1(),(min)( O_PUSCH,cCMAX,cPUSCH,c ifPLPiPiP ccc ++= [dBm]

where,

- )(cCMAX, iP is the configured UE transmit power defined in [6] in subframe i for serving cell c and

)( cCMAX, iP is the linear value of )(cCMAX, iP . If the UE transmits PUCCH without PUSCH in subframe i for

the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE shall assume )(cCMAX, iP as given by Subclause 5.1.2.1. If the UE does not transmit PUCCH and PUSCH in

subframe i for the serving cell c, for the accumulation of TPC command received with DCI format 3/3A for PUSCH, the UE shall compute )(cCMAX, iP assuming MPR=0dB, A-MPR=0dB, P-MPR=0dB and TC =0dB, where MPR, A-MPR, P-MPR and TC are defined in [6].

- )(PUCCH iP is the linear value of )(PUCCH iP defined in Subclause 5.1.2.1

- )(cPUSCH, iM is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks valid

for subframe i and serving cell c .

- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12,

- when j=0, O_PUSCH,c O_UE_PUSCH,c,2 O_NOMINAL_PUSCH,c,2(0) (0) (0)P P P= + , where j=0 is used for PUSCH (re)transmissions corresponding to a semi-persistent grant. O_UE_PUSCH,c,2 (0)P and O_NOMINAL_PUSCH,c,2(0)P are the parameters p0-UE-PUSCH-Persistent-SubframeSet2-r12 and p0-NominalPUSCH-Persistent -SubframeSet2-r12 respectively provided by higher layers, for each serving cell c .

- when j=1, O_PUSCH,c O_UE_PUSCH,c,2 O_NOMINAL_PUSCH,c,2(1) (1) (1)P P P= + , where j=1 is used for PUSCH (re)transmissions corresponding to a dynamic scheduled grant. O_UE_PUSCH,c,2(1)P and

O_NOMINAL_PUSCH,c,2 (1)P are the parameters p0-UE-PUSCH-SubframeSet2-r12 and p0-NominalPUSCH-SubframeSet2-r12 respectively, provided by higher layers for serving cell c .

- when j=2, )2()2()2( PUSCH,cO_NOMINAL_,cO_UE_PUSCHO_PUSCH,c PPP += where 0)2(,cO_UE_PUSCH =P and

3_O_PREPUSCH,cO_NOMINAL_ )2( MsgPREAMBLEPP += , where the parameter preambleInitialReceivedTargetPower [8] ( O_PREP ) and 3_ MsgPREAMBLE are signalled from higher layers for serving cell c , where j=2 is used for PUSCH (re)transmissions corresponding to the random access response grant.

Otherwise

- )(cO_PUSCH, jP is a parameter composed of the sum of a component )(cPUSCH, O_NOMINAL_ jP provided

from higher layers for j=0 and 1 and a component )(c,O_UE_PUSCH jP provided by higher layers for j=0 and

1 for serving cell c . For PUSCH (re)transmissions corresponding to a semi-persistent grant then j=0 , for


ETSI

PUSCH (re)transmissions corresponding to a dynamic scheduled grant then j=1 and for PUSCH (re)transmissions corresponding to the random access response grant then j=2. 0)2(,cO_UE_PUSCH =P and

3_O_PREcPUSCH,O_NOMINAL_ )2( MsgPREAMBLEPP += , where the parameter

preambleInitialReceivedTargetPower [8] ( O_PREP ) and 3_ MsgPREAMBLE are signalled from higher layers for serving cell c .

- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12,

- For j=0 or 1, { }1,9.0,8.0,7.0,6.0,5.0,4.0,0)( 2, = cc j . 2,c is the parameter alpha-SubframeSet2-r12 provided by higher layers for each serving cell c .

- For j=2, ( ) 1c j = .

Otherwise

- For j =0 or 1, { }1,9.0,8.0,7.0,6.0,5.0,4.0,0c is a 3-bit parameter provided by higher layers for serving cell c . For j=2, .1)( =jc

- cPL is the downlink path loss estimate calculated in the UE for serving cell c in dB and cPL =

referenceSignalPower higher layer filtered RSRP, where referenceSignalPower is provided by higher layers and RSRP is defined in [5] for the reference serving cell and the higher layer filter configuration is defined in [11] for the reference serving cell.

- If serving cell c belongs to a TAG containing the primary cell then, for the uplink of the primary cell, the primary cell is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP. For the uplink of the secondary cell, the serving cell configured by the higher layer parameter pathlossReferenceLinking defined in [11] is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP.

- If serving cell c belongs to a TAG containing the PSCell then, for the uplink of the PSCell, the PSCell is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP; for the uplink of the secondary cell other than PSCell, the serving cell configured by the higher layer parameter pathlossReferenceLinking defined in [11] is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP.

- If serving cell c belongs to a TAG not containing the primary cell or PSCell then serving cell c is used as the reference serving cell for determining referenceSignalPower and higher layer filtered RSRP.

- ( )( )PUSCHoffsetKBPREcTF si = 12log10)( 10, for 25.1=SK and 0 for 0=SK where SK is given by the parameter deltaMCS-Enabled provided by higher layers for each serving cell c . BPRE and PUSCHoffset , for each serving cell c , are computed as below. 0=SK for transmission mode 2.

- RECQI / NOBPRE = for control data sent via PUSCH without UL-SCH data and RE1

0

/ NKr

C

r

=

for other

cases.

- where C is the number of code blocks, rK is the size for code block r , CQIO is the number of

CQI/PMI bits including CRC bits and REN is the number of resource elements determined as initial-PUSCH

symbRE NMNinitialPUSCH

sc = , where C , rK ,

initialPUSCHscM

and initial-PUSCHsymbN are defined in

[4].

- PUSCH CQIoffset offset = for control data sent via PUSCH without UL-SCH data and 1 for other cases.


ETSI

- cPUSCH, is a correction value, also referred to as a TPC command and is included in PDCCH/EPDCCH with DCI format 0/0A/0B/4/4A/4B or in MPDCCH with DCI format 6-0A for serving cell c or jointly coded with other TPC commands in PDCCH/MPDCCH with DCI format 3/3A whose CRC parity bits are scrambled with TPC-PUSCH-RNTI. If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer parameter tpc-SubframeSet-r12, the current PUSCH power control adjustment state for serving cell c is

given by )(2, ifc , and the UE shall use )(2, ifc instead of )(ifc to determine )(,PUSCH iP c . Otherwise, the

current PUSCH power control adjustment state for serving cell c is given by )(ifc . )(2, ifc and )(ifc are defined by:

- )()1()( PUSCHcPUSCH, Kiifif cc += and )()1()( PUSCHPUSCH,c2,2, Kiifif cc += if accumulation is enabled based on the parameter Accumulation-enabled provided by higher layers or if the TPC command cPUSCH, is included in a PDCCH/EPDCCH with DCI format 0 or in a MPDCCH with DCI format 6-0A for serving cell c where the CRC is scrambled by the Temporary C-RNTI

- where )( PUSCHcPUSCH, Ki was signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/4/4A/4B or MPDCCH with DCI format 6-0A or PDCCH/MPDCCH with DCI format 3/3A on subframe PUSCHKi , and where )0(cf is the first value after reset of accumulation. For a BL/CE UE configured with

CEModeA, subframe PUSCHKi is the last subframe in which the MPDCCH with DCI format 6-0A or MPDCCH with DCI format 3/3A is transmitted.

- The value of PUSCHK is

- For FDD or FDD-TDD and serving cell frame structure type 1, PUSCHK = 4

- For TDD, if the UE is configured with more than one serving cell and the TDD UL/DL configuration of at least two configured serving cells is not the same, or if the UE is configured with the parameter EIMTA-MainConfigServCell-r12 for at least one serving cell, or for FDD-TDD and serving cell frame structure type 2, the "TDD UL/DL configuration" refers to the UL-reference UL/DL configuration (defined in Subclause 8.0) for serving cell c .

- For TDD UL/DL configurations 1-6 and UE not configured with higher layer parameter symPUSCH-

UpPts-r14 for the serving cell c , PUSCHK

is given in Table 5.1.1.1-1.

- For TDD UL/DL configuration 0 and UE not configured with higher layer parameter symPUSCH-UpPts-r14 for the serving cell c .

- If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 or a MPDCCH of DCI format 6-0A in which the LSB of the UL index is set to 1,

PUSCHK = 7

- For all other PUSCH transmissions, PUSCHK is given in Table 5.1.1.1-1.

- For TDD UL/DL configurations 0-5 and UE configured with higher layer parameter symPUSCH-



- For TDD UL/DL configuration 6 and UE configured with higher layer parameter symPUSCH-UpPts-r14 for the serving cell c

- If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 in which the LSB of the UL index is set to 1, PUSCHK = 6


- For a serving cell with frame structure type 3,


ETSI

- For an uplink DCI format 0A/0B/4A/4B with PUSCH trigger A set to 0, PUSCHK is equal to k+l,

where k and l are defined in in Subclause 8.0.

- For an uplink DCI format 0A/0B/4A/4B with PUSCH trigger A set to 1 and upon the detection of PDCCH with DCI CRC scrambled by CC-RNTI and with 'PUSCH trigger B' field set to '1' described in Subclause 8.0, PUSCHK is equal to p+k+l, where p, k and l are defined in Subclause

8.0.

- If a UE detected multiple TPC commands in subframe PUSCHKi , the UE shall use the TPC command in the PDCCH/EPDCCH with DCI format 0A/0B/4A/4B which schedules PUSCH transmission in subframe i.

- For serving cell c and a non-BL/CE UE, the UE attempts to decode a PDCCH/EPDCCH of DCI format 0/0A/0B/4/4A/4B with the UE's C-RNTI or DCI format 0 for SPS C-RNTI or DCI format 0 for UL-SPS-V-RNTI and a PDCCH of DCI format 3/3A with this UE's TPC-PUSCH-RNTI in every subframe except when in DRX or where serving cell c is deactivated.

For serving cell c and a BL/CE UE configured with CEModeA, the UE attempts to decode a MPDCCH of DCI format 6-0A with the UE's C-RNTI or SPS C-RNTI and a MPDCCH of DCI format 3/3A with this UE's TPC-PUSCH-RNTI in every BL/CE downlink subframe except when in DRX

- For a non-BL/CE UE, if DCI format 0/0A/0B/4/4A/4B for serving cell c and DCI format 3/3A are both detected in the same subframe, then the UE shall use the cPUSCH, provided in DCI format 0/0A/0B/4/4A/4B.

For a BL/CE UE configured with CEModeA, if DCI format 6-0A for serving cell c and DCI format 3/3A are both detected in the same subframe, then the UE shall use the cPUSCH, provided in DCI format 6-0A.

- 0cPUSCH, = dB for a subframe where no TPC command is decoded for serving cell c or where DRX occurs or i is not an uplink subframe in TDD or FDD-TDD and serving cell c frame structure type 2.

- 0cPUSCH, = dB if the subframe i is not the first subframe scheduled by a PDCCH/EPDCCH of DCI format 0B/4B.

- The cPUSCH, dB accumulated values signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/4/4A/4B or MPDCCH with DCI format 6-0A are given in Table 5.1.1.1-2. If the PDCCH/EPDCCH with DCI format 0 or MPDCCH with DCI format 6-0A is validated as a SPS activation or release PDCCH/EPDCCH/MPDCCH, then cPUSCH, is 0dB.

- The PUSCH dB accumulated values signalled on PDCCH/MPDCCH with DCI format 3/3A are one of SET1 given in Table 5.1.1.1-2 or SET2 given in Table 5.1.1.1-3 as determined by the parameter TPC-Index provided by higher layers.

- If UE has reached )(cCMAX, iP for serving cell c , positive TPC commands for serving cell c shall not

be accumulated

- If UE has reached minimum power, negative TPC commands shall not be accumulated

- If the UE is not configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c , the UE shall reset accumulation

- For serving cell c , when c,O_UE_PUSCHP value is changed by higher layers

- For serving cell c , when the UE receives random access response message for serving cell c

- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c ,

- the UE shall reset accumulation corresponding to )(cf for serving cell c


ETSI

- when c,O_UE_PUSCHP value is changed by higher layers

- when the UE receives random access response message for serving cell c

- the UE shall reset accumulation corresponding to )(2, cf for serving cell c

- when ,c,2O_UE_PUSCHP value is changed by higher layers

- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and

- if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer

parameter tpc-SubframeSet-r12 )1()( = ifif cc

- if subframe i does not belong to uplink power control subframe set 2 as indicated by the higher layer

parameter tpc-SubframeSet-r12 )1()( 2,2, = ifif cc

- )()( PUSCHcPUSCH, Kiifc = and ,2 PUSCH,c PUSCH( ) ( )cf i i K= if accumulation is not enabled for serving cell c based on the parameter Accumulation-enabled provided by higher layers

- where )( PUSCHcPUSCH, Ki was signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/4/4A/4B or MPDCCH with DCI format 6-0A for serving cell c on subframe PUSCHKi . For a BL/CE UE configured with CEModeA, subframe PUSCHKi is the last subframe in which the MPDCCH with DCI format 6-0A or MPDCCH with DCI format 3/3A is transmitted.

- The value of PUSCHK is

- For FDD or FDD-TDD and serving cell frame structure type 1, PUSCHK = 4

- For TDD, if the UE is configured with more than one serving cell and the TDD UL/DL configuration of at least two configured serving cells is not the same, or if the UE is configured with the parameter EIMTA-MainConfigServCell-r12 for at least one serving cell, or FDD-TDD and serving cell frame structure type 2, the "TDD UL/DL configuration" refers to the UL-reference UL/DL configuration (defined in Subclause 8.0) for serving cell c .

- For TDD UL/DL configurations 1-6 and UE not configured with higher layer parameter symPUSCH-



- For TDD UL/DL configuration 0 and UE not configured with higher layer parameter symPUSCH-UpPts-r14 for the serving cell c .

- If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 or a MPDCCH with DCI format 6-0A in which the LSB of the UL index is set to 1,

PUSCHK = 7


- For TDD UL/DL configurations 0-5 and UE configured with higher layer parameter symPUSCH-



- For TDD UL/DL configuration 6 and UE configured with higher layer parameter symPUSCH-UpPts-r14 for the serving cell c

- If the PUSCH transmission in subframe 2 or 7 is scheduled with a PDCCH/EPDCCH of DCI format 0/4 in which the LSB of the UL index is set to 1, PUSCHK = 6



ETSI

- For a serving cell with frame structure type 3,

- For an uplink DCI format 0A/4A with PUSCH trigger A set to 0, PUSCHK is equal to k+l, where k

and l are defined in in Subclause 8.0.

- For an uplink DCI format 0B/4B with PUSCH trigger A set to 0, PUSCHK is equal to k+l+i' with

( )HARQNnni ,mod HARQ_IDiHARQ_ID = , where niHARQ_ID is HARQ process number in subframe i, and k, l, nHARQ_ID and NHARQ are defined in Subclause 8.0.

- For an uplink DCI format 0A/4A with PUSCH trigger A set to 1 and upon the detection of PDCCH with DCI CRC scrambled by CC-RNTI and with 'PUSCH trigger B' field set to '1' described in Subclause 8.0, PUSCHK is equal to p+k+l, where p, k and l are defined in Subclause

8.0.

- For an uplink DCI format 0B/4B with PUSCH trigger A set to 1 and upon the detection of PDCCH with DCI CRC scrambled by CC-RNTI and with 'PUSCH trigger B' field set to '1' described in

Subclause 8.0, PUSCHK is equal to p+k+l+i' with ( )HARQNnni ,mod HARQ_IDiHARQ_ID = , where niHARQ_ID is HARQ process number in subframe i, and p, k, l, nHARQ_ID and NHARQ are defined in Subclause 8.0.

- If a UE detected multiple TPC commands in subframe PUSCHKi , the UE shall use the TPC command in the PDCCH/EPDCCH with DCI format 0A/0B/4A/4B which schedules PUSCH transmission in subframe i.

- The cPUSCH, dB absolute values signalled on PDCCH/EPDCCH with DCI format 0/0A/0B/4/4A/4B or a MPDCCH with DCI format 6-0A are given in Table 5.1.1.1-2. If the PDCCH/EPDCCH with DCI format 0 or a MPDCCH with DCI format 6-0A is validated as a SPS activation or release PDCCH/EPDCCH/MPDCCH, then cPUSCH, is 0dB.

- for a non-BL/CE UE, )1()( = ifif cc and ,2 ,2( ) ( 1)c cf i f i= for a subframe where no PDCCH/EPDCCH with DCI format 0/0A/0B/4/4A/4B is decoded for serving cell c or where DRX occurs or i is not an uplink subframe in TDD or FDD-TDD and serving cell c frame structure type 2.

for a BL/CE UE configured with CEModeA, )1()( = ifif cc and ,2 ,2( ) ( 1)c cf i f i= for a subframe where no MPDCCH with DCI format 6-0A is decoded for serving cell c or where DRX occurs or i is not an uplink subframe in TDD.

- If the UE is configured with higher layer parameter UplinkPowerControlDedicated-v12x0 for serving cell c and

- if subframe i belongs to uplink power control subframe set 2 as indicated by the higher layer

parameter tpc-SubframeSet-r12 )1()( = ifif cc

- if subframe i does not belong to uplink power control subframe set 2 as indicated by the higher layer

parameter tpc-SubframeSet-r12 )1()( 2,2, = ifif cc

- For both types of )(cf (accumulation or current absolute) the first value is set as follows:

- If c,O_UE_PUSCHP value is changed by higher layers and serving cell c is the primary cell or, if

c,O_UE_PUSCHP value is received by higher layers and serving cell c is a Secondary cell

- 0)0( =cf

- Else

- If the UE receives the random access response message for a serving cell c


ETSI

- cmsgcrampupc Pf ,2,)0( += , where

- cmsg ,2 is the TPC command indicated in the random access response corresponding to the random access preamble transmitted in the serving cell c , see Subclause 6.2, and

,

)0()2(

)2(

))0((log10

,0maxmin

,

2,_

,10

,,

++++

=

cTFc

msgcPUSCHO

cPUSCH

cCMAXcrampup

PL

P

M

PP

cestedrampuprequP , and cestedrampuprequP , is provided by higher layers and

corresponds to the total power ramp-up requested by higher layers from the first to the last

preamble in the serving cell c , )0(cPUSCH,M is the bandwidth of the PUSCH resource assignment expressed in number of resource blocks valid for the subframe of first PUSCH transmission in the serving cell c , and TF,c(0) is the power adjustment of first PUSCH transmission in the serving cell c.

- If ,c,2O_UE_PUSCHP value is received by higher layers for a serving cell c.

- 0)0(2, =cf

Table 5.1.1.1-1: for TDD configuration 0-6

TDD UL/DL Configuration

subframe number i 0 1 2 3 4 5 6 7 8 9

0 - - 6 7 4 - - 6 7 4 1 - - 6 4 - - - 6 4 - 2 - - 4 - - - - 4 - - 3 - - 4 4 4 - - - - - 4 - - 4 4 - - - - - - 5 - - 4 - - - - - - - 6 - - 7 7 5 - - 7 7 -

Table 5.1.1.1-2: Mapping of TPC Command Field in DCI format 0/0A/0B/3/4/4A/4B/6-0A/3B to absolute and accumulated cPUSCH, values

TPC Command Field in DCI format 0/0A/0B/3/4/4A/4B/6-

0A/3B

Accumulated cPUSCH, [dB]

Absolute cPUSCH, [dB] only DCI format 0/0A/0B/4/4A/4B/6-0A

0 -1 -4 1 0 -1 2 1 1 3 3 4

Table 5.1.1.1-3: Mapping of TPC Command Field in DCI format 3A/3B to accumulated cPUSCH, values

TPC Command Field in DCI format 3A/3B

Accumulated cPUSCH, [dB]

0 -1 1 1

PUSCHK


ETSI

Table 5.1.1.1-4: for TDD configuration 0-6 and UE configured with symPUSCH-UpPts-r14

TDD UL/DL Configuration

subframe number i 0 1 2 3 4 5 6 7 8 9

0 - 5 7 7 4 - 5 7 7 4 1 - 6 6 4 - - 6 6 4 - 2 - 5 4 - - - 5 4 - - 3 - 4 4 4 4 - - - - - 4 - 4 4 4 - - - - - - 5 - 4 4 - - - - - - - 6 - 6 7 7 5 - 6 7 7 -

If the UE is not configured with an SCG or a PUCCH-SCell, and if the total transmit power of the UE would exceed

)( iPCMAX , the UE scales )( ,PUSCH iP c for the serving cell c in subframe i such that the condition

( ))()()()( PUCCHCMAX,PUSCH iPiPiPiwc

c

is satisfied where )(PUCCH iP is the linear value of )(PUCCH iP , )( ,PUSCH iP c is the linear value of )(,PUSCH iP c ,

)( iPCMAX is the linear value of the UE total configured maximum output power CMAXP defined in [6] in subframe i

and )(iw is a scaling factor of )( ,PUSCH iP c for serving cell c where 1)(0 iw . In case there is no PUCCH

transmission in subframe i 0)(PUCCH =iP .

If the UE is not configured with an SCG or a PUCCH-Scell, and if the UE has PUSCH transmission with UCI on serving cell j and PUSCH without UCI in any of the remaining serving cells, and the total transmit power of the UE

would exceed )( iPCMAX , the UE scales )( ,PUSCH iP c for the serving cells without UCI in subframe i such that the condition

( ))()()()( ,PUSCHCMAX,PUSCH iPiPiPiw jjc

c

is satisfied where )( ,PUSCH iP j is the PUSCH transmit power for the cell with UCI and )(iw is a scaling factor of

)( ,PUSCH iP c for serving cell c without UCI. In this case, no power scaling is applied to )( ,PUSCH iP j unless

0)()( ,PUSCH = jc

c iPiw and the total transmit power of the UE still would exceed )( iPCMAX .

For a UE not configured with a SCG or a PUCCH-SCell, note that )(iw values are the same across serving cells when

0)( >iw but for certain serving cells )(iw may be zero.

If the UE is not configured with an SCG or a PUCCH-SCell, and if the UE has simultaneous PUCCH and PUSCH transmission with UCI on serving cell j and PUSCH transmission without UCI in any of the remaining serving cells,

and the total transmit power of the UE would exceed )( iPCMAX , the UE obtains )( ,PUSCH iP c according to

( )( ))()(),(min)( PUCCHCMAX,PUSCH,PUSCH iPiPiPiP jj = and

( ))()()()()( ,PUSCHPUCCHCMAX,PUSCH iPiPiPiPiw jjc

c

If the UE is not configured with a SCG or a PUCCH-SCell, and

- If the UE is configured with multiple TAGs, and if the PUCCH/PUSCH transmission of the UE on subframe i for a given serving cell in a TAG overlaps some portion of the first symbol of the PUSCH transmission on

PUSCHK


ETSI

subframe 1+i for a different serving cell in another TAG the UE shall adjust its total transmission power to not exceed CMAXP on any overlapped portion.

- If the UE is configured with multiple TAGs, and if the PUSCH transmission of the UE on subframe i for a given serving cell in a TAG overlaps some portion of the first symbol of the PUCCH transmission on subframe

1+i for a different serving cell in another TAG the UE shall adjust its total transmission power to not exceed CMAXP on any overlapped portion.

- If the UE is configured with multiple TAGs, and if the SRS transmission of the UE in a symbol on subframe i for a given serving cell in a TAG overlaps with the PUCCH/PUSCH transmission on subframe i or subframe

1+i for a different serving cell in the same or another TAG the UE shall drop SRS if its total transmission power exceeds CMAXP on any overlapped portion of the symbol.

- If the UE is configured with multiple TAGs and more than 2 serving cells, and if the SRS transmission of the UE in a symbol on subframe i for a given serving cell overlaps with the SRS transmission on subframe i for a different serving cell(s) and with PUSCH/PUCCH transmission on subframe i or subframe 1+i for another serving cell(s) the UE shall drop the SRS transmissions if the total transmission power exceeds CMAXP on any overlapped portion of the symbol.

- If the UE is configured with multiple TAGs, the UE shall, when requested by higher layers, to transmit PRACH in a secondary serving cell in parallel with SRS transmission in a symbol on a subframe of a different serving

cell belonging to a different TAG, drop SRS if the total transmission power exceeds CMAXP on any overlapped portion in the symbol.

- If the UE is configured with multiple TAGs, the UE shall, when requested by higher layers, to transmit PRACH in a secondary serving cell in parallel with PUSCH/PUCCH in a different serving cell belonging to a different TAG, adjust the transmission power of PUSCH/PUCCH so that its total transmission power does not exceed

CMAXP on the overlapped portion.

If the UE is configured with a LAA SCell for uplink transmissions, the UE may compute the scaling factor )(iw

assuming that the UE performs a PUSCH transmission on the LAA SCell in subframe i irrespective of whether the UE can access the LAA SCell for the PUSCH transmission in subframe i according to the channel access procedures described in Subclause 15.2.1.

For a BL/CE UE configured with CEModeA, if the PUSCH is transmitted in more than one subframe i0, i1, , iN-1 where i0< i1< < iN-1, the PUSCH transmit power in subframe ik , k=0, 1, , N-1, is determined by

PUSCH, PUSCH, 0( ) ( )c k cP i P i=

For a BL/CE UE configured with CEModeB, the PUSCH transmit power in subframe ik is determined by

PUSCH, CMAX, 0( ) ( )c k cP i P i=

5.1.1.2 Power headroom

There are three types of UE power headroom reports defined. A UE power headroom PH is valid for subframe i for serving cell c .

If the UE is configured with a SCG, and if the higher layer parameter phr-ModeOtherCG-r12 for a CG indicates 'virtual', for power headroom reports transmitted on that CG, the UE shall compute PH assuming that it does not transmit PUSCH/PUCCH on any serving cell of the other CG.

If the UE is configured with a SCG,

- For computing power headroom for cells belonging to MCG, the term 'serving cell' in this subclause refers to serving cell belonging to the MCG.


ETSI

- For computing power headroom for cells belonging to SCG, the term 'serving cell' in this subclause refers to serving cell belonging to the SCG. The term 'primary cell' in this subclause refers to the PSCell of the S

ts 136 213 - v14.6.0 - lte; evolved universal terrestrial …€¦ · · 2018-04-19etsi claims no...

Documents