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TROMBONE SOUND SIMULATION UNDER VARYING UPSTREAM COUPLING CONDITIONS Vincent Fr´ eour and Gary P. Scavone Computational Acoustic Modeling Laboratory (CAML) Centre for Interdisciplinary Research in Music Media and Technology (CIRMMT) McGill University [email protected] ABSTRACT The acoustical influence of the upstream airways is an im- portant issue in brass performance. Analyzing the modali- ties of upstream resonance adjustments around the playing frequency will improve our understanding of vocal-tract tuning and lip-valve mechanics in brass instrument play- ing. In this study, different conditions of upstream cou- pling are simulated at the fundamental frequency using a simple one-mass model of the lips coupled to a trombone resonator. Maintaining a constant amplitude of the up- stream acoustic pressure, variations of the phase of the up- stream relative to the downstream input impedance at the fundamental frequency f 0 result in changes in playing fre- quency, as well as in the downstream acoustic energy pro- duced. Further analysis shows that this upstream acoustic control can displace the playing frequency near the lip nat- ural frequency, allowing optimal efficiency of the mechan- ical lip-valve system. These results highlight the possible importance of upstream phase tuning as part of a vocal- tract tuning strategy in brass performance. It further sug- gests a new experimental method for the estimation of lip natural frequencies on artificial player systems. 1. INTRODUCTION Recent measurements of vocal-tract influence in trombone and trumpet performance have highlighted the ability of proficient players to create an upstream resonance around the playing frequency that supports or even overrides the regenerative effect of the downstream air-column in the higher register [1–3]. This important contribution of up- stream airways also appears to be dependent on the phase of the vocal-tract input impedance at the playing frequency. Experimental investigations conducted on an artificial pla- yer system allowed the phase of an upstream resonance at f 0 to be varied independently from the amplitude, lead- ing to variations of the playing frequency around a down- stream impedance peak, as well as changes in the down- stream acoustic energy produced [4]. These results suggest that an optimal upstream phase tuning, matching with me- chanical constrains from the vibrating lips, induces maxi- Copyright: c 2013 Vincent Fr´ eour et al. This is an open-access article distributed under the terms of the Creative Commons Attribution 3.0 Unported License , which permits unrestricted use, distribution, and reproduction in any medium, provided the original author and source are credited. mal lip displacement. In this paper, we present the results from numerical simulations using a simple vibrating lip model coupled to a downstream trombone air-column, and involving controlled upstream coupling conditions. Fritz proposed a frequency-domain simulation, as well as an an- alytical formulation of the frequency shift induced by a vocal-tract resonance in a clarinet model [5]. Contrary to the latter technique, the method proposed in this paper is based on the time-domain resolution of the coupled equa- tions governing the dynamics of the system. This approach allows for the theoretical investigation of the effect of up- stream phase tuning on the behaviour of this simple lip model. 2. LIP MODEL 2.1 Mechanical equation p0+pu pd y0 internal face external face channel face Figure 1. One-mass model of the lips. The mechanical model chosen for the lips is inspired from [6] and presented in Fig. 1. The two lips are assumed to be identical and placed symmetrically on the mouth- piece. Each lip is allowed to move along a vertical axis and its vertical position relative to the equilibrium position y 0 is noted y. Neglecting the Bernoulli pressure applied on the channel face, an overpressure on the upstream side tends to increase the lip opening area, while an overpres- sure on the downstream side tends to close it. According to Helmholtz [7], this model corresponds to an outward striking model of the lips. Although a brass player’s lips do not seem to support the outward striking model over the full range [8–11], we will assume, in order to keep the Proceedings of the Stockholm Music Acoustics Conference 2013, SMAC 2013, Stockholm, Sweden 502

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TROMBONE SOUND SIMULATION UNDER VARYING UPSTREAMCOUPLING CONDITIONS

Vincent Freour and Gary P. ScavoneComputational Acoustic Modeling Laboratory (CAML)

Centre for Interdisciplinary Research in Music Media and Technology (CIRMMT)McGill University

[email protected]

ABSTRACT

The acoustical influence of the upstream airways is an im-portant issue in brass performance. Analyzing the modali-ties of upstream resonance adjustments around the playingfrequency will improve our understanding of vocal-tracttuning and lip-valve mechanics in brass instrument play-ing. In this study, different conditions of upstream cou-pling are simulated at the fundamental frequency using asimple one-mass model of the lips coupled to a tromboneresonator. Maintaining a constant amplitude of the up-stream acoustic pressure, variations of the phase of the up-stream relative to the downstream input impedance at thefundamental frequency f0 result in changes in playing fre-quency, as well as in the downstream acoustic energy pro-duced. Further analysis shows that this upstream acousticcontrol can displace the playing frequency near the lip nat-ural frequency, allowing optimal efficiency of the mechan-ical lip-valve system. These results highlight the possibleimportance of upstream phase tuning as part of a vocal-tract tuning strategy in brass performance. It further sug-gests a new experimental method for the estimation of lipnatural frequencies on artificial player systems.

1. INTRODUCTION

Recent measurements of vocal-tract influence in tromboneand trumpet performance have highlighted the ability ofproficient players to create an upstream resonance aroundthe playing frequency that supports or even overrides theregenerative effect of the downstream air-column in thehigher register [1–3]. This important contribution of up-stream airways also appears to be dependent on the phaseof the vocal-tract input impedance at the playing frequency.Experimental investigations conducted on an artificial pla-yer system allowed the phase of an upstream resonance atf0 to be varied independently from the amplitude, lead-ing to variations of the playing frequency around a down-stream impedance peak, as well as changes in the down-stream acoustic energy produced [4]. These results suggestthat an optimal upstream phase tuning, matching with me-chanical constrains from the vibrating lips, induces maxi-

Copyright: c⃝2013 Vincent Freour et al. This is an open-access article distributed

under the terms of the Creative Commons Attribution 3.0 Unported License, which

permits unrestricted use, distribution, and reproduction in any medium, provided

the original author and source are credited.

mal lip displacement. In this paper, we present the resultsfrom numerical simulations using a simple vibrating lipmodel coupled to a downstream trombone air-column, andinvolving controlled upstream coupling conditions. Fritzproposed a frequency-domain simulation, as well as an an-alytical formulation of the frequency shift induced by avocal-tract resonance in a clarinet model [5]. Contrary tothe latter technique, the method proposed in this paper isbased on the time-domain resolution of the coupled equa-tions governing the dynamics of the system. This approachallows for the theoretical investigation of the effect of up-stream phase tuning on the behaviour of this simple lipmodel.

2. LIP MODEL

2.1 Mechanical equation

p0+pu pdy0

internal face

external face

channel face

Figure 1. One-mass model of the lips.

The mechanical model chosen for the lips is inspired from[6] and presented in Fig. 1. The two lips are assumedto be identical and placed symmetrically on the mouth-piece. Each lip is allowed to move along a vertical axisand its vertical position relative to the equilibrium positiony0 is noted y. Neglecting the Bernoulli pressure appliedon the channel face, an overpressure on the upstream sidetends to increase the lip opening area, while an overpres-sure on the downstream side tends to close it. Accordingto Helmholtz [7], this model corresponds to an outwardstriking model of the lips. Although a brass player’s lipsdo not seem to support the outward striking model overthe full range [8–11], we will assume, in order to keep the

Proceedings of the Stockholm Music Acoustics Conference 2013, SMAC 2013, Stockholm, Sweden

502

problem simple, that this model adequately simulates themechanical behaviour of a trombone player’s lips over thetraditional playing range. The upstream acoustic pressure(mouth side) arising from the upstream acoustical feed-back is noted pu and the quasi-static mouth pressure p0.The downstream acoustic pressure (mouthpiece side) aris-ing from the downstream acoustical feedback is noted pd.In this model, the dynamics of each lip can be representedby the simple second order oscillator equation:

d2y

dt2+

ωlip

Qlip

dy

dt+ ω2

lip(y − y0) =F

mlip, (1)

where ωlip is the lip angular frequency (ωlip = 2πflip),Qlip the quality factor, mlip the mass of one lip and y0the lip vertical equilibrium position. F is the vertical com-ponent of the force acting on the lip. F is proportionalto the pressure difference between mouth and mouthpiecei.e. F/mlip = (p0 + pu − pd)/µ, where µ is the effectivemass of the lips, mlip, divided by the effective area of theinternal face of the lips; this force therefore supports anoutward striking reed behaviour. By substituting F/mlip,Eq. 1 becomes:

d2y

dt2+

ωlip

Qlip

dy

dt+ ω2

lip(y − y0) =p0 + pu − pd

µ. (2)

2.2 Flow equation

The lip channel is assumed to have constant width b sothat the time-varying lip opening area slip is estimated bythe expression slip = 2by . The volume-flow u throughthis channel is assumed to be quasi-stationary, frictionlessand incompressible. Furthermore, we consider slip <<scup, with scup the area of the mouthpiece entryway, andthus no pressure recovery at the mouthpiece cup. Underthese assumptions, u can be expressed as a function of thepressure difference p0 + pu − pd across the lips using theBernoulli equation:

u(t) =

√2(p0(t) + pu(t)− pd(t))

ρ· 2by(t), (3)

where ρ is the average air density.

3. DOWNSTREAM AND UPSTREAM FEEDBACK

3.1 Downstream coupling

According to previous studies [12–14], the downstreamacoustical feedback equation can be expressed as follows:

pd(t) = Zcu(t) +

∫ ∞

0

r(s){Zcu(t− s) + pd(t− s)} ds,(4)

where Zc = ρc/scup is the characteristic wave impedanceof a cylindrical tube of cross section area scup and c is thespeed of sound. r(t) is the reflection function of the trom-bone derived from the input impedance Zd measured ex-perimentally using the experimental set-up described in [15].

As the reliability of the measurements becomes critical be-low 80 Hz, the real and imaginary parts of Zd are linearlyinterpolated to zero below that value. The Fourier trans-form R(ω) of r(t) can then be expressed as follows:

R(ω) =Zd(ω)− Zc

Zd(ω) + Zc. (5)

A quarter-period sinusoidal window is applied to R(ω)in order to remove the high frequency noise above 12 kHz.After symmetrization of R(ω) around the Nyquist frequency,r(t) is calculated as the real part of the inverse Fouriertransform of R(ω). The first 100 ms of r(t) are representedin Fig. 2.

0 10 20 30 40 50 60 70 80 90 100−5

0

5x 10

−3

Time (ms)

Figure 2. Reflection function r(t) of a 2B King trom-bone (slide in the closed position) calculated from an in-put impedance measurement performed using the multi-microphone technique described in [15].

3.2 Upstream coupling

Contrary to previous numerical simulations of upstreamcoupling [16, 17], our approach does not rely on the mod-eling of vocal-tract resonances but only simulates an up-stream feedback at f0. Once oscillations are establishedand sustained with a constant amplitude, the system is dis-turbed through the injection of a sinusoidal upstream acous-tic pressure of the same instantaneous fundamental fre-quency as pd. The amplitude of pu is maintained constantso that the upstream acoustical feedback energy providedto the lips is constant along the tone duration. However,the instantaneous phase of pu relative to the phase of pd atf0 is varied along the tone duration so that the phase differ-ence Zu(f0) − Zd(f0) varies linearly in time. Conse-quently, this protocol enables a specific investigation of theeffect of the phase of the upstream impedance at f0, inde-pendently from the amplitude of the acoustic energy regen-erated on the upstream side of the lips. This procedure isimplemented according to the following looped sequence:

1. After sample pd(n) has been calculated from Eq. 4,a 2nd order resonant filter (center frequency fc =flip) is applied to vector −pd. The output vectorps is therefore a sinusoidal waveform of amplitudegiven by the resonant filter coefficients and out ofphase with pd(f0) by 180◦.

2. ps is normalized to its maximum value over its twolast periods and scaled by a constant factor C. This

Proceedings of the Stockholm Music Acoustics Conference 2013, SMAC 2013, Stockholm, Sweden

503

step enables the amplitude of acoustic upstream en-ergy to be maintained constant, independently fromthe amplitude of the downstream pressure produced.

3. pu(n) is set from the normalized and scaled value ofps, with a time-shift given by a phase-shift parame-ter Φ(n); pu(n) = ps[n− Φ(n)].

4. pu(n) is applied as in Eq. 2 and 3.

5. The procedure is iterated by one time step.

Consequently, when f0 is constant, this procedure allowsthe phase difference Pu(f0)− Pd(f0) to be linearly var-ied through the array parameter Φ. Assuming continuityof the volume flow at the reed junction [18], the followingequation can be written:

Zu(ω)

Zd(ω)= −Pu(ω)

Pd(ω), (6)

which leads to:

Pu(f0)− Pd(f0) = Zu(f0)− Zd(f0) + π. (7)

From Eq. 7, we observe that controlling the phase dif-ference Pu(f0) − Pd(f0) results in varying the phasedifference Zu(f0)− Zd(f0).

4. TIME-DOMAIN SIMULATION

Simulations are performed using the following parametervalues: flip = 310Hz, Qlip = 6, µ = 25 kg/m2, b =10mm, y0 = 0mm, scup = 4.8 cm2, ρ = 1.1769 kg/m3,c = 347.23m/s. It is worth mentioning that in the down-stream configuration chosen, the fifth and the sixth res-onances of the downstream input impedance are respec-tively located around 300 Hz and 355 Hz. It is then clearthat the chosen lip resonance frequency flip is between twoacoustic resonances, rather than very close to one.

Time-domain simulations are performed by discretiza-tion of the differential equations using the forward Eulermethod and applying the trapezoidal approximation for theintegration as performed in [14]. Sampling frequency is setto 48 kHz.

The quasi-static pressure p0 is specified using a quarter-period sinusoidal onset of 10 ms, a steady phase at 15 kPa,and a quarter-period sinusoidal decay of 10 ms. The phaseshift vector Φ contains values varying linearly from 110to 240; the value contained in Φ at index n indicates thenumber of shifted samples applied to ps in order to derivethe pu sample at index n. It therefore refers to the instanta-neous phase shift between pu and pd waveforms at f0. Theboundary values in Φ were derived empirically so that thephase shift between pu and pd covers the maximal rangeallowing the system to maintain oscillations. Scaling pa-rameter C is set so that the pu amplitude is of the same or-der of magnitude as pd, hence producing significant effecton the system. Such order of magnitude of Pu(f0)/Pd(f0)amplitude ratio has been observed on trombone players inthe higher register [1,2]. A quarter-period sinusoidal onset

envelope is applied to the scaling factor so that the pu am-plitude grows smoothly from zero to C when injected intothe system.

Simulations start with no upstream feedback (pu = 0).Once the permanent regime of oscillation is reached (timet1 determined empirically), upstream coupling is added ac-cording to the procedure described in the previous section.

5. RESULTS AND DISCUSSION

5.1 Results from simulation

0 0.5 1 1.5 2−2

−1

0

1

2x 10

4

Pa

0 0.5 1 1.5 20

50

100

150

degr

ees

0 0.5 1 1.5 2300

320

340

360

Time (s)

Hz

Figure 3. Results from a 96000 sample simulation at48 kHz. From top to bottom: waveforms of pd (black) andpu (gray); phase difference between pu and pd at the fun-damental frequency; fundamental frequency f0.

The waveforms of pd and pu calculated from a two-secondsimulation are presented in Fig. 3. Around 0.6 s, the up-stream feedback is introduced and results in significant vari-ations in pd amplitude as the phase difference Pu − Pd

at f0 varies linearly in time. This variation is also accom-panied by changes in f0 as shown in Fig. 3. At time 1.3 s,a change of register is observed to a lower mode, resultingin a smaller slope of the phase shift due to a smaller valueof f0. As for the higher mode, f0 decays slowly while Pu − Pd is decreased until the end of the tone.

5.2 Lip mobility

The frequency response of the lip G(ω), also referred to asthe lip mobility in [18], is defined as follows:

G(ω) =Y (ω)

∆P (ω), (8)

where ∆P (ω) = Pu(ω)− Pd(ω).

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From Eq. 2, the magnitude and phase of G are repre-sented by solid lines in Fig. 4. As predicted by the me-chanical model, the outward striking character of the lip-valve system results in a +90◦ phase shift between Y and∆P at the resonance.

290 300 310 320 330 340 350 360 3700

0.2

0.4

0.6

0.8

1x 10

−7

m.P

a−1

290 300 310 320 330 340 350 360 3700

50

100

150

Frequency (Hz)

degr

ees

Figure 4. Amplitude (top) and phase (bottom) of lip mo-bility G(ω): theoretical value (solid line) and calculatedfrom numerical simulation results (cross). The horizontaldashed line indicates 90◦ phase angle. The dotted lines in-dicate the two regions of stable oscillations correspondingto the two produced tones.

In the same figure, the amplitude and phase of the lipmobility at f0 calculated from simulated waveforms of pd,pu and y are represented in crosses. As predicted by themodel, and over the frequency range where acoustic energyis observed, the amplitude and phase of G estimated fromsimulations overlap with its theoretical values. In this par-ticular case, variations of G at f0 caused by the upstreamfeedback allow oscillations to occur over a significant fre-quency range, including the lip natural frequency identifiedby G(f0) = 90◦. This specific tuning point induces amaximum of lip displacement, hence allowing the lip valveto operate with maximal “efficiency”.

5.3 Downstream and upstream input impedances

The influence of downstream and upstream acoustical feed-back can be further discussed in terms of input impedancesZd and Zu. The total impedance “seen” by the lip-valveZ = −U/∆P can be expressed from Eq. 6 as the sum ofthe downstream and upstream impedances:

Z = Zd + Zu. (9)

Therefore, from experimental measurement of Zd, thecomplex quantities Zu and Z can be derived from Eq. 6and 9 at frequencies where acoustic energy is observed.The amplitude and phase of Zd, as well as amplitude andphase of Zu and Z over the frequency range covered, arerepresented in Fig. 5. For the highest tone produced withupstream support (353-358 Hz region), a decrease in Zu

amplitude is observed with decrease in frequency. This re-veals a decrease in the amplitude ratio Pu/Pd at f0, most

probably due to the increase in |Zd|. The upstream cou-pling also lowers the value of Z. As Z becomes closerto zero, oscillations become unstable and a change of regimeoccurs around 353 Hz to the lower mode. Looking closer atthe frequency region between 352 and 358 Hz (Fig. 6), wenotice a hysteresis effect at the lower frequency limit; thechange in regime occurs around 352.9 Hz when Z is max-imized, whereas the lower playing frequency is reachedaround 352.7 Hz for a larger value of Zu − Zd differ-ence. In the region near the lip’s mechanical resonance(305-315 Hz interval), |Zu| roughly overlaps with |Zd|, anddecreasing values of Zu force Z towards a low valueplateau around -100◦.

290 300 310 320 330 340 350 360 3700

20

40

60

dim

ensi

onle

ss

Z

d

Zu

Z

290 300 310 320 330 340 350 360 370−200

−100

0

100

200

Frequency (Hz)

degr

ees

Figure 5. Amplitude (top) and phase (bottom) of Zd(ω)measured experimentally (solid line), as well as Zu(ω)(gray cross) and Z(ω) (black cross) at frequencies whereacoustic energy is observed during simulations. The twohorizontal dashed lines indicate −90◦ and −180◦ phaseangles. The dotted lines indicate the two regions of stableoscillations corresponding to the two produced tones.

352 353 354 355 356 357 3580

20

40

60

dim

ensi

onle

ss

Z

d

Zu

Z

352 353 354 355 356 357 358−200

−150

−100

−50

0

50

Frequency (Hz)

degr

ees

Figure 6. Closer view at Fig. 5 between 352 and 358 Hz.

These observations can be further discussed in light of thelinear theory of oscillation. According to previous work [14,

Proceedings of the Stockholm Music Acoustics Conference 2013, SMAC 2013, Stockholm, Sweden

505

18], the phase condition of regeneration under which sus-tained oscillations are maintained can be expressed as fol-lows:

Z + G = 0. (10)

This phase condition relies on the linearisation of the flowequation (Eq. 3) and therefore assumes that slip and u os-cillate in phase.

From Eq. 10, we see that injection of upstream acous-tic energy allowing Z to reach values below −90◦ en-ables G to extend above 90◦. It thus enables oscillationsto occur both above and below the lip natural frequencyflip. According to Eq. 10, and given the nature of Zd

(−90◦ < Zd < 90◦), oscillations could not occur atflip with an outward striking model without appropriateupstream coupling. In the 353-358 Hz region, the loweredvalue of Z enables oscillations to occur at a lower fre-quency and hence closer to a maximum in |Zd|. In the305-315 Hz region, the upstream coupling enables Z tobe displaced around -100◦ and oscillations to occur at thelip natural frequency flip for which G = +90◦.

5.4 Extension to the inward striking lip model

The lips of a brass player have been shown to potentiallyexhibit different mechanisms of oscillation across regis-ter [9, 11]. Overall, a transition from a dominant outwardstriking to dominant inward or upward striking behaviouris observed with increase in playing frequency. The the-oretical evaluation presented for an outward model is ex-tended to an inward striking model derived from Eq. 2 bysetting the value of µ to -0.04. The negative value of µ re-sults in a negative term Flip on the right side of Eq. 2. Thisnegative force tends to close the valve when the pressureincreases on the upstream side of the lips, and to open itwhen the pressure rises on the downstream side. The otherparameters are unchanged except the equilibrium positiony0 set to 0.5 mm; by construction, this valve requires y0 tobe higher than zero in order to initiate oscillations.

The waveforms of pd and pu calculated from a two-secondsimulation are presented in Fig. 7. As in previous simula-tions, the upstream feedback is introduced around 0.6 s andresults in significant variations in pd amplitude as the phasedifference Pu − Pd varies linearly in time. This varia-tion is also accompanied by changes in f0 but without anychange in register (oscillations only occur near the down-stream mode located at 300 Hz). Contrary to the outwardstriking model, f0 is not linearly correlated to the phasedifference Pu − Pd. Injection of the disturbing signalresults in a small increase in f0, preceding a non-lineardecreasing phase until the end of the tone. Around 1.5 s,small oscillations are visible in the phase and frequencytraces, as well as in the upstream pressure waveform, prob-ably indicating a limit of stability of the system.

The values of G calculated from simulations perfectlyoverlap with its theoretical value as shown in Fig. 8. Con-trary to the outward striking model, oscillations occur onthe lower frequency side of the lip resonance. The gen-eral decrease in playing frequency induced by the phase

0 0.5 1 1.5 2−4

−2

0

2

4x 10

4

Pas

cals

0 0.5 1 1.5 2−200

−100

0

100

200

degr

ees

0 0.5 1 1.5 2275

280

285

290

295

300

Time (s)

Hz

Figure 7. Results from a 96000 sample simulation at48 kHz. From top to bottom: waveforms of pd (black) andpu (gray); phase difference between pu and pd at the fun-damental frequency; fundamental frequency f0.

260 270 280 290 300 310 320 330 3402

4

6

8

10x 10

−8

m.P

a−1

260 270 280 290 300 310 320 330 340

−150

−100

−50

0

Frequency (Hz)

degr

ees

Figure 8. Amplitude (top) and phase (bottom) of lip mo-bility G(ω): theoretical value (solid line) and calculatedfrom numerical simulation results (cross). The horizontaldashed line indicates −90◦ phase angle. The dotted linesindicate the two regions of stable oscillations correspond-ing to the two produced tones.

shift between Pd and Pu hence results in displacing oscil-lations away from the lip resonance. However, the increasein f0 observed at the injection of the upstream perturba-tion tends to displace oscillations of the system closer to|G| maximum. This contributes to explain the significantincrease in the amplitude of pd waveform observed in Fig.7 between 0.65 and 0.9 s.

Proceedings of the Stockholm Music Acoustics Conference 2013, SMAC 2013, Stockholm, Sweden

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260 270 280 290 300 310 320 330 3400

10

20

30

40

Am

plitu

de

Z

d

Zu

Z

260 270 280 290 300 310 320 330 340−200

−100

0

100

200

Frequency (Hz)

Pha

se a

ngle

(de

gree

s)

Figure 9. Amplitude (top) and phase (bottom) of Zd(ω)measured experimentally (solid line), as well as Zu(ω)(gray cross) and Z(ω) (black cross) at frequencies whereacoustic energy is observed during simulations. The twohorizontal dashed lines indicate 90◦ and 180◦ phase an-gles.

Looking at the amplitude and phase of Zd, Zu and Z atthe playing frequency in Fig. 9, we observe that the up-stream support allows Z to be raised above 90◦ in the re-gion where acoustic energy is produced. According to thelinear theory of oscillation, the following equality shouldbe verified: Z = − G as stated by Eq. 10. From Fig.8 and 9, we observe that the validity of this relation isweak: although Z reaches values above 90◦, G only de-creases down to -50◦. This further suggests that the down-stream and upstream acoustic feedback introduce signifi-cant phase shift between the oscillatory lip opening areaand acoustic flow generated at the lips.

Overall, the combined effect of the growing value of |G|and |Zd| induced by the upstream coupling maximizes lipmotion and lip opening area, as well as the downstreamacoustic feedback. This results in boosting the amplitudeof the acoustic pressure created in the mouthpiece, henceproviding optimal efficiency of the sound production pro-cess.

6. CONCLUSIONS

These results focus our attention on the relevance of up-stream phase tuning on the oscillation of a lip-valve sys-tem. In response to previous in-vivo and in-vitro exper-imental studies on the influence of upstream airways intrombone performance, this study further supports two hy-pothesis.

Firstly, in a region around the lips’ mechanical resonance,proper upstream phase tuning may be part of tromboneplayers’ tuning strategy, so that oscillations occur very nearto the mechanical resonance of the lips. Vocal-tract tuningmay then result from a trade-off between the production ofa high amplitude Z at f0, and matching f0 with flip. How-ever, the reasons underlying a favorable upstream phasetuning remain uncertain for the highest mode excited in

this simulation (far from the lip resonance). This shouldbe the object of further attention.

Secondly, this method based on variations in Zu − Zd

at f0, may be implemented on an artificial player system toallow for estimation of lip natural frequency during soundproduction. On the contrary to other methods requiring thelips to be at rest during measurements [6, 11, 19, 20], theproposed approach enables the lip natural frequency to beevaluated while the lips are vibrating and under the con-straint of the static mouth pressure. Given the sensitivityof the lips to external forces, this approach may producemore reliable estimates of flip. The results recently ob-tained in [4] should therefore be further analyzed with re-gards to identification of lip mechanical resonances.

Finally, further numerical simulations should be perfor-med to evaluate the influence of upstream tuning on morerealistic physical representations of the lips. For instance,the approach presented in this paper can be extended tothe two-dimensional model proposed by Adachi [14], ortwo-mass models proposed by Cullen [21]. These inves-tigations should contribute to improve our understandingof the behaviour of lip-reed valves in brass instruments,particularly with respect to the transition between differentmechanisms of oscillation.

Acknowledgments

The authors would like to thank the Centre of Interdis-ciplinary Research in Music Media and Technology, theSchulich School of Music and the Natural Sciences andEngineering Research Council of Canada for helping fundthis project.

7. REFERENCES

[1] V. Freour and G. Scavone, “Vocal-tract influence intrombone performance,” in Proc. 2010 InternationalSymposium on Musical Acoustics, Sydney, Australia,2010.

[2] V. Freour and G. Scavone, “Investigation of the effectof upstream airways impedance on regeneration of liposcillations in trombone performance,” in Proc. Acous-tics 2012 Nantes Conference, Nantes, France, 2012,pp. 2225–2230.

[3] T. Kaburagi, N. Yamada, T. Fukui, and E. Minamiya,“A methodological and preliminary study on the acous-tic effect of a trumpet player’s vocal tract,” J. Acoust.Soc. Am., vol. 130, no. 1, pp. 536–545, 2011.

[4] V. Freour, N. Lopes, T. Helie, R. Causse, and G. Scav-one, “Simulating different upstream coupling condi-tions on an artificial trombone player system using anactive sound control approach,” in Proc. ICA 2013,Montreal, Canada, 2013.

[5] C. Fritz, J. Wolfe, J. Kergomard, and R. Causse, “Play-ing frequency shift due to the interaction between thevocal tract of the musician and the clarinet,” in Proc.Stockholm Music Acoustics Conference 2003, 2003, p.263266.

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[6] J. Cullen, J. Gilbert, and D. Campbell, “Brass instru-ments: linear stability analysis and experiments withan artificial mouth,” Acta Acustica, vol. 86, pp. 704–724, 2000.

[7] H. L. F. Helmholtz, On the Sensations of Tone. NewYork: Dover, 1954.

[8] N. Fletcher, “Autonomous vibration of simplepressure-controlled valve in gas flows,” J. Acoust. Soc.Am., vol. 93, no. 4, pp. 2172–2180, 1993.

[9] S. Yoshikawa, “Acoustical behavior of brass player’slips,” J. Acoust. Soc. Am., vol. 97, no. 3, pp. 1929–1939, 1995.

[10] F.-C. Chen and G. Weinreich, “Nature of the lip reed,”J. Acoust. Soc. Am., vol. 99, no. 2, pp. 1227–1233,1996.

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