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Treatment of Tinnitus With a Customized, Dynamic Acoustic Neural Stimulus: Clinical Outcomes in General Private Practice Peter J. Hanley, BSc(Hons), PhD; Paul B. Davis, MAudSA, PhD; Bardia Paki, BSc(Hons), MClinAud; Shaunine A. Quinn, BSc, DipAud; Sandra R. Bellekom, BPsych, DipAud Objectives: We evaluate the relative effectiveness of a newly available tinnitus treatment approach for different catego- ries of patients in general private practice. Methods: This was a cohort study, sponsored by Neuromonics, involving the first 470 patients to undertake the Neu- romonics Tinnitus Treatment in 7 Neuromonics tinnitus clinics. All patients were provided with a dynamic acoustic neu- ral stimulus, customized to each patient’s audiometric profile, for daily use as part of a structured rehabilitation program. Tinnitus disturbance was assessed before, during, and after treatment with the Tinnitus Reaction Questionnaire. Results: The outcomes displayed a relation with patients’ suitability according to predefined criteria: among the most suitable patients (tier 1 cohort), 92% exceeded the threshold for success (defined as a reduction in tinnitus-related distur- bance of at least 40%), and the mean improvement in tinnitus disturbance was 72%; the discontinuance rate was 4%. For other suitability categories, the success rates and mean improvements were somewhat lower, and the discontinuance rates higher (tier 2: 60%, 49%, and 16%, respectively; tier 3: 39%, 32%, and 17%, respectively). Conclusions: The results showed that the treatment is effective for suitable patients in the private practice setting, and they provide health-care professionals with guidance as to what patients might expect from treatment, depending on their degree of suitability. Key Words: acoustic stimulation, cohort study, rehabilitation, tinnitus. Annals of Otology, Rhinology & Laryngology 117(11):791-799. © 2008 Annals Publishing Company. All rights reserved. 821-068-F 791 From Neuromonics Pty Limited, Chatswood, Australia. Financial support for this work was provided by Neuromonics Pty Limited. Dr Davis and Ms Quinn were, and Dr Hanley, Mr Paki, and Ms Bellekom are, employees of Neuromonics Pty Limited, of Sydney, Austra- lia, which sponsored this study; Drs Davis and Hanley are shareholders of Neuromonics and are named co-inventors of patents owned by Neuromonics. Preliminary versions of some of these data were presented at the meeting of the American Academy of Audiology, Denver, Colorado, April 18-21, 2007. Correspondence: Peter J. Hanley, BSc(Hons), PhD, Neuromonics Pty Limited, Level 2, 12 Thomas St, Chatswood NSW 2067, Aus- tralia. INTRODUCTION Recent advances in the understanding of tinni- tus pathogenesis have highlighted the importance of changes within the auditory system and within the associated systems that control attention and the emotional reaction to tinnitus perception. 1,2 Target- ing the emotional reaction, counseling-based thera- pies are often recommended, and there are reports of significant (albeit modest) quality-of-life improve- ments with such approaches — for example, with cognitive behavioral therapy 3 and group educational counseling. 4 Other commonly recommended thera- pies combine counseling with acoustic therapy, usu- ally in the form of noise generators or hearing aids. 1 Three such approaches, tinnitus masking, tinnitus retraining therapy, and cognitive behavioral therapy with noise generators, have recently been shown to yield modest outcomes over treatment periods ex- tending up to 18 months. 5,6 Whether the acoustic stimulation used in such approaches provides incre- mental benefit over counseling has been questioned by some researchers, 6-9 and there are reports of pa- tient acceptability problems with such devices. 6,10 The Neuromonics Tinnitus Treatment was devel- oped with the intention of providing clinicians with a treatment option that offers more consistent effi- cacy, is more efficient to administer, and is more ac- ceptable to patients than previous approaches. 11,12 As detailed elsewhere, 13 this approach provides stimulation to auditory pathways deprived by hear- ing loss through administration of a broad-frequen- cy stimulus customized for each patient’s individual audiometric profile. The stimulus, which has been described elsewhere, 13-16 also incorporates relaxing music. This serves the dual objectives of engaging positively with the limbic system (the involvement DO NOT DUPLICATE Copyrighted Material

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Treatment of Tinnitus With a Customized, Dynamic Acoustic Neural Stimulus: Clinical Outcomes in General Private Practice

Peter J. Hanley, BSc(Hons), PhD; Paul B. Davis, MAudSA, PhD;Bardia Paki, BSc(Hons), MClinAud; Shaunine A. Quinn, BSc, DipAud;

Sandra R. Bellekom, BPsych, DipAud

Objectives: We evaluate the relative effectiveness of a newly available tinnitus treatment approach for different catego-ries of patients in general private practice. Methods: This was a cohort study, sponsored by Neuromonics, involving the first 470 patients to undertake the Neu-romonics Tinnitus Treatment in 7 Neuromonics tinnitus clinics. All patients were provided with a dynamic acoustic neu-ral stimulus, customized to each patient’s audiometric profile, for daily use as part of a structured rehabilitation program. Tinnitus disturbance was assessed before, during, and after treatment with the Tinnitus Reaction Questionnaire.Results: The outcomes displayed a relation with patients’ suitability according to predefined criteria: among the most suitable patients (tier 1 cohort), 92% exceeded the threshold for success (defined as a reduction in tinnitus-related distur-bance of at least 40%), and the mean improvement in tinnitus disturbance was 72%; the discontinuance rate was 4%. For other suitability categories, the success rates and mean improvements were somewhat lower, and the discontinuance rates higher (tier 2: 60%, 49%, and 16%, respectively; tier 3: 39%, 32%, and 17%, respectively).Conclusions: The results showed that the treatment is effective for suitable patients in the private practice setting, and they provide health-care professionals with guidance as to what patients might expect from treatment, depending on their degree of suitability.Key Words: acoustic stimulation, cohort study, rehabilitation, tinnitus.

Annals of Otology, Rhinology & Laryngology 117(11):791-799.© 2008 Annals Publishing Company. All rights reserved.

821-068-F

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From Neuromonics Pty Limited, Chatswood, Australia. Financial support for this work was provided by Neuromonics Pty Limited. Dr Davis and Ms Quinn were, and Dr Hanley, Mr Paki, and Ms Bellekom are, employees of Neuromonics Pty Limited, of Sydney, Austra-lia, which sponsored this study; Drs Davis and Hanley are shareholders of Neuromonics and are named co-inventors of patents owned by Neuromonics.Preliminary versions of some of these data were presented at the meeting of the American Academy of Audiology, Denver, Colorado, April 18-21, 2007.Correspondence: Peter J. Hanley, BSc(Hons), PhD, Neuromonics Pty Limited, Level 2, 12 Thomas St, Chatswood NSW 2067, Aus-tralia.

INTRODUCTION

Recent advances in the understanding of tinni-tus pathogenesis have highlighted the importance of changes within the auditory system and within the associated systems that control attention and the emotional reaction to tinnitus perception.1,2 Target-ing the emotional reaction, counseling-based thera-pies are often recommended, and there are reports of significant (albeit modest) quality-of-life improve-ments with such approaches — for example, with cognitive behavioral therapy3 and group educational counseling.4 Other commonly recommended thera-pies combine counseling with acoustic therapy, usu-ally in the form of noise generators or hearing aids.1 Three such approaches, tinnitus masking, tinnitus retraining therapy, and cognitive behavioral therapy with noise generators, have recently been shown to yield modest outcomes over treatment periods ex-

tending up to 18 months.5,6 Whether the acoustic stimulation used in such approaches provides incre-mental benefit over counseling has been questioned by some researchers,6-9 and there are reports of pa-tient acceptability problems with such devices.6,10

The Neuromonics Tinnitus Treatment was devel-oped with the intention of providing clinicians with a treatment option that offers more consistent effi-cacy, is more efficient to administer, and is more ac-ceptable to patients than previous approaches.11,12 As detailed elsewhere,13 this approach provides stim ulation to auditory pathways deprived by hear-ing loss through administration of a broad-frequen-cy stimulus customized for each patient’s individual audiometric profile. The stimulus, which has been described elsewhere,13-16 also incorporates relaxing music. This serves the dual objectives of engaging positively with the limbic system (the involvement

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of which contributes to the disturbing effects of tin-nitus17) and making the stimulus pleasant to listen to, thereby promoting compliance with treatment. In addition, the dynamics of the stimulus allow in-termittent, momentary tinnitus perception within a pleasant and relaxing listening experience, thereby facilitating desensitization to the tinnitus signal. This stimulus is provided in conjunction with a clinician-administered support program that shares key ele-ments with counseling programs in general use and applies the principles of systematic desensitization and cognitive behavioral therapy.15

Previously reported clinical studies undertaken by the treatment’s developers have shown that Neu-romonics Tinnitus Treatment provides rapid and large improvements in tinnitus symptoms for a large majority of patients who meet suitability criteria. In a recent study, after 6 months of treatment, 91% of patients with clinically significant tinnitus distur-bance reported an improvement in the disturbance of at least 40%, with a mean improvement of 65%; much of the improvement was evident over the first 2 months of treatment.14 The suitability criteria for that study were a lack of a significant hearing loss in the speech range, defined by a 4-frequency (0.5, 1, 2, 4 kHz) average hearing threshold level worse than 50 dB in the best-hearing ear; a lack of ongo-ing compensation claims related to tinnitus; a lack of clinically significant psychosis, depression, cog-nitive incapacity, or insufficient English-language abilities; an absence of significant factors that cause tinnitus to be aggravated, such as loud noise expo-sure, ototoxic medication, and disease processes; and an absence of concurrent treatment of tinnitus (including recent onset of hearing aid usage exceed-ing 1 hour per day). That study also demonstrated the benefit for patients of the customization process, as it allowed patients to cover up (and hence gain relief from) their tinnitus perception at a listening volume that was much lower (16 dB lower on aver-age) than an equivalent noncustomized stimulus. A high proportion (more than 90%) of patients report-ed that they found the acoustic stimulus pleasant and easy to use. Another controlled study demonstrat-ed the greater efficacy of Neuromonics treatment (66% mean improvement reported after 6 months) as compared with other treatment protocols utilizing counseling plus broadband noise or counseling only (22% and 15% mean improvement, respectively, af-ter 6 months).18

The Neuromonics Tinnitus Treatment was first made available to the general tinnitus patient pop-ulation in a private practice setting in Australia in 2004. The current study was performed to determine whether the clinical outcomes reported in the con-

trolled clinical trial environment would translate to the “real world” setting of private practice clinics, and to evaluate its relative effectiveness for differ-ent categories of patients in that setting. The pres-ent study, which was sponsored by Neuromonics, reports on the clinical outcomes for the first 470 such patients to undertake the Neuromonics Tinni-tus Treatment in 7 of these clinics.

MATERIALS AND METHODS

Patient Selection and Characteristics. This study concerns all of the first 470 fee-paying patients to undertake treatment in any of 7 Neuromonics tin-nitus clinics in Australia (ie, in Sydney, Melbourne, Perth, Brisbane, Canberra, Newcastle, and Launces-ton). Before commencing treatment, all patients un-derwent a standardized assessment to gauge their relative suitability for treatment and to check for the presence of any conditions that might have required medical intervention. All patients were recommend-ed for otolaryngological evaluation whenever ap-propriate.

The 470 patients who progressed with treatment were drawn from 552 patients who had commenced treatment. Of these 552 patients, 62 elected to take advantage of a return-for-refund policy that was on offer over the initial stages of treatment. A further 20 patients were lost to contact after their initial fitting appointment, ie, before their first follow-up appoint-ment; these patients were excluded from the data set for outcomes analysis.

Of the 552 patients who commenced treatment, 72% were male. They ranged in age from 19 to 88 years, with a mean of 56 years (SD, 13 years). They displayed a wide range of audiometric profiles and tinnitus types and experiences. The length of time since tinnitus onset ranged from 0.1 to 63 years, with a mean of 11.1 years (SD, 12.4 years). For-ty-nine percent had previously tried various other treatments (including hearing aids, maskers, coun-seling, Tinnitus Retraining Therapy, music therapy, acupuncture, and herbal treatment) with limited suc-cess.

The level of tinnitus disturbance before treatment, as measured by the Tinnitus Reaction Questionnaire (TRQ19) score, varied from negligible (TRQ score of 1) to maximum disturbance (TRQ score of 104). The mean pretreatment TRQ score across the 552 patients was 41.7 (SD, 23.5; 95% confidence inter-val for mean, 39.8 to 43.7), which corresponds to a moderate to severe level of disturbance.19 This mean TRQ score corresponds to a Tinnitus Handicap In-ventory (THI20) score of approximately 55.9, if the previously described TRQ/THI transform function14

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is applied (95% confidence interval for mean, 53.7 to 58.0).

The patients were assigned to 1 of 3 cohorts on the basis of their degree of satisfaction of the cri-teria defining relative suitability for Neuromonics Tinnitus Treatment. These criteria had been defined on the basis of the clinical experience over a series of clinical trials conducted before the release of the treatment in a private-practice setting. The 3 cohorts and the distribution of patients among them were as follows.

The tier 1 cohort (237 patients) were the most suitable patients, who did not display any of the nonstandard or complicating factors by which the following 2 cohorts were determined.

The tier 2 cohort (223 patients) exhibited one or more of the following: a high level of apparent psy-chological disturbance (111 patients), a low reported level of tinnitus-related disturbance, as indicated by a TRQ score below 1721 (82 patients), and/or a mod-erately severe or greater hearing loss in the worse-hearing ear, ie, a greater than 50-dB 4-frequency (0.5, 1, 2, and 4 kHz) average (42 patients).

The tier 3 cohort (92 patients) exhibited 1 or more of the following: “reactive” tinnitus, ie, reported tin-nitus that was exacerbated by even low levels of sound (25 patients), continued exposure to high lev-els of noise without effective hearing protection dur-ing the period of treatment (17 patients), active pur-suit of compensation (14 patients), multitone tinni-tus, ie, reported 2 or more prominent tinnitus tones that were disturbing (12 patients), English-language comprehension difficulties (12 patients), pulsatile tinnitus (11 patients), Meniere’s disease (8 patients), and/or a hearing loss of greater than 50 dB for the 4-frequency (0.5, 1, 2, and 4 kHz) average in the best-hearing ear, ie, in both ears (4 patients).

It is apparent from this breakdown of patients by category that there were a number of patients who opted to proceed with treatment even though they exhibited characteristics that were believed to make them less-than-ideal candidates. This was especially true for the tier 3 patients. These patients were in-formed of their relatively lower suitability for treat-ment, but opted to proceed regardless of this, typi-cally on the basis that they had tried other treatments without success and were prepared to “give it a try.” They proceeded in the knowledge that they could later opt to discontinue treatment under a return-for-refund policy. The tier 2 patients were also advised that their “nonstandard” profile might be reflected in a somewhat lesser responsiveness to treatment or success rate. Included among these patients were a

sizeable number who reported a level of tinnitus-re-lated disturbance that was below the threshold for clinically significant disturbance that had been de-fined by the developers of the TRQ (ie, a TRQ score of less than 17). It is noted that their decision to pro-ceed with treatment was entirely at their discretion, and their decision indicates that notwithstanding a low overall score reported on the TRQ, the tinnitus was sufficiently intrusive on at least some aspects of their life (eg, sleep, concentration) that they felt the effort and investment in a treatment was warranted for them.

Among the 552 patients were 83 (15%) who used hearing aids for hearing and communication or had used hearing aids previously for management of their tinnitus. Those patients whose hearing loss was sufficient to warrant it were encouraged to use their aids for general hearing and communication purpos-es, then take their hearing aids out at those times of the day when they wished to use their Neuromonics treatment (especially at those times of the day when their tinnitus was usually most disturbing, for exam-ple, quiet periods, or when trying to go to sleep). As the earpiece of the Neuromonics device sits in the concha bowl of the ear, it is physically not possible to use the Neuromonics treatment and hearing aids at the same time. Patients whose hearing thresholds were found at assessment to exceed the recommend-ed maximum 4-frequency (0.5, 1, 2, 4 kHz) average of 50 dB in both ears were recommended to proceed with hearing aid fitting in preference to progressing with the Neuromonics Tinnitus Treatment.

Acoustic Stimulus. The Neuromonics acoustic stimulus and the principles underlying its use have been described in detail elsewhere.13-16 In summary, it consists of a broad-frequency (up to 12 kHz) com-bination of broadband noise and relaxing music that is customized by spectral modification to account for each individual’s particular hearing loss profile by use of proprietary algorithms. The stimulus was designed with the objective of addressing the neuro-logic processes underlying the condition, that is, the auditory, attentional, and emotional processes that lead to clinically significant tinnitus-related distur-bance.13 Use of the stimulus is intended to provide a broad-frequency stimulus to address the effects of auditory deprivation, to promote relief and relax-ation with the intention of reducing the engagement of the amygdala and the autonomic nervous system, and to apply the principles of systematic desensiti-zation (taking advantage of the dynamic properties of music) to address the attentional processes under-lying the condition.13

Treatment Protocol. As described elsewhere,15

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the patients were instructed to listen to their acous-tic stimulus for at least 2 hours per day, particularly at those times when their tinnitus was usually dis-turbing. They were instructed in how to achieve a high level of interaction with their tinnitus percep-tion for the first 2-month period using the first phase of treatment, ie, to listen to the stimulus in a man-ner that covers up a large proportion of their tinnitus perception and hence provides a high degree of re-lief from their tinnitus. Then, during the subsequent 4-month period, the patients were given the second phase of treatment and instructed to achieve an in-termittent level of interaction, ie, to use the stimulus in a manner that allows their tinnitus to be covered up during the intensity peaks in the dynamic stimu-lus and to be perceived during the intensity troughs. A structured program of monitoring and support by clinicians was also provided throughout the treat-ment program. The standard protocol comprised a device fitting appointment, a 2-week postfitting re-view, a “transition appointment” at approximately 2 months after the fitting (at which the stimulus and instructions were changed from “high interaction” to “intermittent interaction”), and additional review appointments at approximately 4 and 6 months after the fitting.

The standard clinical protocol outlined above com-prises approximately 4½ hours of clinician-patient face-to-face time in total (excluding the pretherapy assessment). In addition, the patients were offered the opportunity for time with a clinical psychologist (described to them as a “tinnitus coach”) if they or their clinician felt that additional assistance would be helpful with such issues as depression, anxiety, or inability to relax. Of the patients with a high appar-ent degree of psychological disturbance (95 in tier 2 and 20 in tier 3), 79% accepted the offer of time with a psychologist, and 61% had more than a single ses-sion (median, 2.5 hours among those who spent time with a psychologist). Among the other 355 patients who progressed with treatment, 24% were seen by the psychologist (11% for more than a single ses-sion; median, 1.0 hours); for these patients, this time with the psychologist was most commonly focused on providing further assistance with relaxation and sleep management techniques.

The present study followed formal clinical trials of the treatment, which had been conducted with ethics committee and Institutional Review Board approval. The present study’s focus was to evaluate the efficacy of the treatment for those who preselect themselves as patients in the “real world” environ-ment of general private practice. The patients were provided with comprehensive written materials out-lining what they could expect from treatment, as well

as the risks and hazards. These were discussed with each patient before the commencement of treatment to ensure that their decisions to progress with treat-ment were adequately informed. The patients were also informed that they could discontinue treatment at any time, and would receive a full refund if they did so over the initial stage of treatment. Ethical is-sues associated with data collation and presentation were also addressed appropriately in line with the preceding university-based studies.

Measurement Devices. The TRQ, with its well-established psychometric properties,19 was adopt-ed as the principal measurement instrument, in line with the previous clinical studies of the Neuromon-ics treatment. The TRQ summates the degree of tin-nitus distress over 26 items that are indicative of the extent of lifestyle disturbance to yield a compos-ite score with a maximum possible distress level of 104. Each patient completed the questionnaire with reference to the effects of the tinnitus in the week before each clinic visit. The “pen and paper” forms were completed by the patients, so they were not subject to any rater bias. In analysis of TRQ results, a threshold for a clinically significant improvement was set at 40% of pretreatment TRQ, in line with prior clinical studies of this technique.14

Audiometry and measurement of minimum mask-ing levels (MMLs) were based on the Oregon Health Sciences University Tinnitus Clinic protocol,22 using a Maico MA53 audiometer and Sennheiser HD200 headphones. The 10 and 12.5 kHz hearing level val-ues were calibrated according to ISO TR/389-5. The MMLs were determined ipsilateral to the dominant tinnitus percept (contralateral in instances of tinnitus in a “dead ear”) by initially measuring the patient’s hearing threshold with broadband noise, and then increasing the noise intensity to the point at which it just fully masked perception of the tinnitus; the sensation level value was determined by subtract-ing the hearing threshold from the masking level. Measurement of loudness discomfort levels (LDLs) was adapted for safe use with tinnitus patients as de-scribed previously.14 This was performed separately for each ear at 0.5, 1, and 4 kHz, and the 3-frequen-cy average was determined for each ear; the lowest average LDL was taken as the patient’s LDL at each time point.

Awareness was assessed by asking the patients the following question within written question-naires administered at the assessment appointment and at subsequent review appointments: “Over the past week, what percentage of the time while awake were you aware of your tinnitus (eg, 100% aware = all the time, 25% aware = ¼ of the time)?”

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Audiological Staff. Treatment was administered by 9 university-qualified audiologists with training in tinnitus and the Neuromonics treatment.

Statistical Analysis. The statistical methods used for descriptive statistics were frequencies and per-centages. For inferential analyses, 1-way analyses of variance of the change between pretreatment and final posttreatment measures were used, and t-tests and confidence intervals were used for pairwise comparisons. Backwards stepwise regression was used to determine which factors were important in predicting change in disturbance (TRQ) scores.

Role of Funding Source. Employees of the study sponsor were involved in all aspects of this study, including clinical service provision, data collection and analysis, and manuscript preparation.

RESULTS

Discontinuance Rate. We consider the propor-tion of patients who chose to discontinue treatment and receive the full refund on offer over the initial stages of treatment as providing a metric of patient dissatisfaction with treatment. Among the first 552 patients to commence treatment, 62 (11%) chose to discontinue the treatment in this fashion.

The discontinuance rate varied among the various suitability cohorts: 4% (10 of 237 patients) among tier 1 patients, 16% (36 of 223) among tier 2 pa-

tients, and 17% (16 of 92) among tier 3 patients.A further 20 patients (4%) were lost to follow-

up after the initial device fitting appointment, but did not seek a refund. Those patients were exclud-ed from the outcomes analysis reported herein. Any patients who were lost to follow-up after having at-tended at least 1 further review appointment after device fitting were included in the outcomes analy-sis on a “last value carried forward” basis.

Improvement in Tinnitus-Related Disturbance. The outcomes achieved on the primary measure of tinnitus disturbance, the TRQ, are displayed in Ta-ble 1. It shows that the degree and consistency of improvement varied across the 3 suitability cohorts, with the best outcomes achieved for the most suit-able patients. “The success rate,” defined as the pro-portion of patients who reported an improvement in tinnitus disturbance (ie, reduction in TRQ score) of at least 40%, was 92% among tier 1 patients, 60% among tier 2 patients, and 39% among tier 3 pa-tients. The mean improvements for patients in these 3 cohorts were 72%, 49%, and 32%, respectively. In all 3 suitability cohorts, the improvements in tin-nitus disturbance were statistically significant. The differences between tier 1 and the other suitability cohorts were statistically significant.

Figure 1 displays the distribution of outcomes among the patients in each suitability cohort. It shows that some patients reported very large (ie, >80%) improvements in tinnitus disturbance in all 3 suitability cohorts, and that the proportion of pa-tients who reported very large improvements in tin-nitus disturbance was highest among the most suit-able (tier 1) patients. In all cohorts, the majority of patients reported at least some improvement in tin-nitus disturbance.

Within each suitability cohort, the patients were further subcategorized according to the various char-

795 Hanley et al, Acoustic Stimulus for Tinnitus Treatment 795

TABLE 1. IMPROvEMENT IN TINNITUS DISTURBANCE (TRQ SCORE) FOR EACH SUITABILITy COHORT

Tier 1 Tier 2 Tier 3Patients who progressed with 217 178 75 treatmentPretreatment TRQ Mean 40.1 41.8 46.2 SD 17.0 28.5 22.7Posttreatment TRQ Mean 11.1 21.2 31.3 SD 9.7 21.5 20.6Improvement in TRQ (mean) 72% 49% 32%Patients with >40% improvement 92% 60% 39% in TRQSignificance of differences before vs after treatment t Statistic –29.1 –20.6 –14.9 p <0.001 <0.001 <0.001Significance of differences vs other tiers t Statistic 8.45* 5.75† 14.20‡ p <0.001* 0.066† <0.001‡

TRQ — Tinnitus Reaction Questionnaire.*versus tier 2.†versus tier 3.‡versus tier 1.

Fig 1. Distribution of patient outcomes for each suitabil-ity cohort. TRQ — Tinnitus Reaction Questionnaire.

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acteristics that they exhibited. Table 2 displays the mean disturbance (TRQ score) improvement, SD, and success rate (ie, proportion with reduction in TRQ score of at least 40%) for each of these subcat-egories (ordered by success rate for each tier). The success rates indicated for the tier 2 subcategories “high hearing loss in one ear,” “low reported dis-turbance,” and “high apparent psychological needs” were determined in relation to only those patients categorized overall as tier 2. They exclude patients with those attributes who were categorized overall as tier 3; those patients were included in the subcat-egories corresponding with their tier 3 characteris-tics. The sum of categories within each cohort ex-ceeds the cohort total because some patients were assigned to more than 1 subcategory.

In order to assess any relation between pretreat-ment severity and posttreatment outcomes, we di-vided patients into quartiles based on their TRQ score. For the 470 patients who progressed with treatment, TRQ scores of 23, 41, and 57 defined the second, third, and fourth quartiles by tinnitus se-verity. Within each of the 3 suitability cohorts, the mean improvement in TRQ score was determined for the patients in each of these severity quartiles. As illustrated in Fig 2, improvement in tinnitus dis-turbance as measured by the TRQ score was found to be least for patients with lowest levels of pre-treatment disturbance (quartile 1), and highest for patients with highest levels of disturbance before treatment (quartile 4). Statistically significant dif-ferences were observed between quartiles (F statis-tic F(3, 464) = 131.28; p < 0.001), and these held irrespective of tiers.

Improvement on Other Measures. Figure 3 dis-plays the consistency of improvement on other measures: the amount of time patients report they

are generally aware of their tinnitus (“awareness”), the MML, and the LDL. A change in LDL was de-termined as the difference between the lowest-ear 3-frequency (0.5, 1, 4 kHz) average before treat-ment and that after treatment. On each measure, a high proportion of patients reported a significant improvement, with some variation among suitabil-ity cohorts. The improvements were statistically significant for each measure for all 3 cohorts (for t-tests, tiers 1, 2, and 3, p < 0.001 for all 3 measures). The mean improvements on each measure for each of the suitability cohorts are outlined in Table 3.

Time Frame of Achievement of Benefits. Fig-ure 4 depicts the time frame over which benefits were achieved on each of the key outcomes mea-sures for all 470 patients who progressed with treat-ment. It shows that large benefits were achieved in

796 Hanley et al, Acoustic Stimulus for Tinnitus Treatment 796

TABLE 2. IMPROvEMENT IN TINNITUS DISTURBANCE FOR EACH PATIENT SUBCATEGORy % of Patients Mean Improvement SD of TRQ No. of Patients With Reduction in Disturbance Change (% of Who Progressed in TRQ of at (TRQ Score Pretreatment With Treatment Least 40% Reduction; %) Mean)Tier 1 217 92 72 41Tier 2 (high level of hearing loss in one ear) 32 72 55 39Tier 2 (low reported level of disturbance) 62 61 39 71Tier 2 (high level of apparent psychological needs) 95 57 49 40Tier 3 (multitone) 10 60 52 54Tier 3 (pulsatile) 9 56 53 59Tier 3 (reactive) 17 53 36 56Tier 3 (high level of hearing loss in both ears) 4 50 31 38Tier 3 (pursuing compensation) 14 36 24 45Tier 3 (active Meniere’s disease) 6 33 33 38Tier 3 (comprehension issues) 9 22 30 46Tier 3 (ongoing noise exposure, unprotected) 16 13 9 30

Fig 2. Improvements in tinnitus disturbance for patients in TRQ score quartiles. Bars correspond to mean reduc-tion in TRQ score among patients within each suitability cohort whose pretreatment TRQ score fell within each severity quartile, defined by scores ranging between 0 and 22, 23 and 40, 41 and 56, and 57 and 104.

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the early stages of treatment. Relative to the total mean improvement in tinnitus disturbance (ie, TRQ) achieved at the completion of treatment, 78% of the improvement had been achieved by the transition ap-pointment, which took place in practice at an aver-age of 10 weeks after commencement. The propor-tions of total overall benefit achieved by this time were somewhat lower on the other measures. The mean “duration” of treatment, defined as the peri-od between device fitting and the formal completion appointment, was 37 weeks across the 470 patients

(median, 32 weeks; SD, 18 weeks). Excluding those patients who did not attend formal completion ap-pointments (86 of the 470), the mean “duration” was 39 weeks (median, 34 weeks; SD, 17 weeks).

DISCUSSIONLimitations of Study Design. As a cohort study,

the present study compares clinical outcomes re-ported for 470 patients, divided among 3 different cohorts according to their degree of satisfaction of various predefined suitability criteria. In the absence of a control or placebo group, there was no inter-nal reference group with which to gauge the degree to which the reported improvements might have re-sulted from a placebo effect, an intervention effect, or other non–treatment-specific effects. It is recog-nized from other studies7,23 that these effects can be significant, and hence there are limitations around the interpretation of results from cohort studies of the type described herein.

However, in a prior study undertaken by the de-velopers of this approach, its performance was as-sessed relative to relevant controls, comprising a matched counseling and support program with or without a broadband noise acoustic stimulus.18 That study found a significantly greater and more con-sistent positive benefit reported by patients who re-ceived the Neuromonics treatment as opposed to those patients who received a counseling and sup-port program with or without a broadband noise stimulus. Further, in another study undertaken by the treatment’s developers,14 a clear dosage effect was demonstrated whereby patients who received the same treatment reported results that displayed a relation between clinical efficacy and dosage or amount of treatment time per day over the first 4

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Fig 3. Improvements in tinnitus awareness, minimum masking level (MML), and loudness discomfort level (LDL). Bars correspond to proportion of patients who re-ported improvement exceeding specified threshold level. Awareness improvements are expressed as proportion of all patients who progressed with treatment in each cate-gory; MML improvements as proportion of those whose pretreatment MML exceeded 10 dB; and LDL improve-ments as proportion of those whose pretreatment LDL re-vealed decreased sound tolerance (defined as 3-frequen-cy [0.5, 1, and 4 kHz] average LDL below 85 dB).

TABLE 3. MEAN IMPROvEMENTS IN TINNITUS AWARENESS, MML, AND LDL

Tier 1 Tier 2 Tier 3Measure Mean SD n Mean SD n Mean SD nAwareness 55 41 217 44 40 177 35 41 75 (%)MML (dB) All 10.3 13.4 217 9.3 11.0 177 6.8 14.0 74 High 12.8 13.5 174 11.6 11.1 139 9.2 15.0 55 MMLLDL (dB) All 9.1 13.5 215 6.3 10.7 177 5.5 12.5 75 Reduced 11.1 12.9 172 7.5 10.9 140 8.0 11.5 59 LDL

values correspond to improvement in group mean for each measure: in case of awareness, among all patients who progressed with treat-ment in each category (expressed as percent of pretreatment mean); in case of minimum masking level (MML), among all patients or just those whose pretreatment MML exceeded 10 dB; in case of loudness discomfort level (LDL), among all patients or just those with 3-fre-quency (0.5, 1, and 4 kHz) average LDL below 85 dB.

Fig 4. Rate of improvements in tinnitus disturbance (as measured by reduction in TRQ score), awareness (Aware), MML, and LDL. Depicted are proportions of total mean improvement that were reported at each key point in treatment protocol, as determined for all patients who progressed with treatment.

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months of treatment. These prior findings provide strong support for our contention that the acoustic stimulus provided as part of the Neuromonics treat-ment contributed in large part to the clinical benefits reported by patients in the present study, as opposed to placebo or other nonspecific effects.

It warrants comment that the patients in the pres-ent study typically paid for their treatment out of their own pockets. Accordingly, it is possible that this may have contributed to the positive reported outcomes by virtue of the emotional investment that accompanies payment for treatment. However, it is our view that this is at least partly offset (for some patients, and therefore in aggregate across the pa-tient population) by the stress associated with the financial outlay and the fear of having made a finan-cially poor decision. Such concerns were mentioned proactively by a number of these patients, and can be expected to be counterproductive to treatment suc-cess, given the influence that general stress levels can have on tinnitus. In light of these considerations, together with the similarity in outcomes reported by suitable patients in the present study and those re-ported in previous formal clinical trials,14,18 it is our view that any impact of payment on treatment out-comes is not so material as to have distorted the re-ported outcomes. In any case, it is noted that hav-ing patients pay for their treatment mirrors the situa-tion in which most patients are likely to be presented with the treatment in the broader clinical context. That patients commonly pay for their treatment in this setting can be argued as simply another aspect of the many attributes with which each patient pre-sents when seeking treatment from a clinician.

Relation Between Suitability and Clinical Out-comes. Backwards stepwise regression analyses were used to identify any significant predictors of change in disturbance ratings using a 5% removal criterion. Excluding pretreatment TRQ, the factors tested were tier, age, time since onset, time since dis-turbance, gender, previously tried other treatments, hearing thresholds (4-frequency average for 0.5, 1, 2, and 4 kHz) in better and worse ears, percent aware-ness, MML, LDL, decreased sound tolerance, tin-nitus pitch, and time with tinnitus coach. The mini-mal acceptable (final) model (R2 = 0.23) included the following as significant factors: tier (p < 0.001), gender (p = 0.006; with women showing slightly greater improvement than men), percent awareness (p < 0.001; with greater pretreatment awareness as-sociated with greater improvement), and time since tinnitus became disturbing (p = 0.007; with shorter time associated with greater improvement). No oth-er factors displayed significant effects.

A clear relationship was observed between the clinical outcomes achieved and patient suitability for treatment, based upon fit with various predefined suitability criteria assessed before treatment. This was the case for the rate of success (defined as the percent of patients who reported an improvement in TRQ score of at least 40%), the mean level of bene-fit on various measures, and the discontinuance rate. Among the most suitable (tier 1) patients, the largest of the suitability cohorts, 92% of patients exceeded the minimum threshold for clinical success, and the mean improvement in disturbance was 72%; the dis-continuance rate was low at 4%. The success rates and mean improvements were somewhat lower, and the discontinuance rates higher, for the other suit-ability cohorts (tier 2: 60%, 49%, and 16%, respec-tively; tier 3: 39%, 32%, and 17%, respectively). This provides health-care professionals who may consider offering the treatment or referring patients for assessment with guidance as to what patients might expect from treatment depending on their de-gree of satisfaction of those measures.

Surprisingly, the outcomes for one of the tier 3 subcategories (multitone tinnitus) were comparable with those of tier 2 cohort patients (and surpassed those of the high apparent psychological needs sub-category). The results for patients who presented with pulsatile and reactive tinnitus were only mar-ginally less positive than those for tier 2 patients. The worst outcomes were reported for patients who were actively pursuing compensation, presented with active Meniere’s disease, were challenged with English-language comprehension difficulties, or were subject to ongoing noise exposure without ad-equate hearing protection during the period of treat-ment.

Relation Between Tinnitus Disturbance and Clin-ical Outcomes. A clear relationship was observed between the level of disturbance improvement re-ported after treatment and the degree of tinnitus dis-turbance before treatment, within each of the pa-tient suitability cohorts. This relationship was most pronounced among the tier 3 patients, in whom the mean improvement ranged from as low as 7% for the patients in the least severely disturbed quartile (TRQ score of less than 23) to as high as 46% for the patients in the most severely disturbed quartile (TRQ score of more than 56). For the tier 2 and tier 1 cohorts, the corresponding ranges were 38% to 52% and 61% to 75%, respectively. This relation-ship further enhances the guidance for health-care professionals. For example, patients who present with tier 3 suitability characteristics and a low level of tinnitus disturbance have the least positive pros-

798 Hanley et al, Acoustic Stimulus for Tinnitus Treatment 798

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pects for success with Neuromonics treatment of all the groups. Conversely, tier 3 patients with a high degree of tinnitus disturbance have relatively more positive prospects with the treatment — comparable to those of tier 2 patients.

CONCLUSIONS

This study has demonstrated that when admin-istered in a private practice setting, the Neuromon-ics Tinnitus Treatment has a large effect on tinnitus symptoms and quality of life for suitable patients.

There was rapid and consistent improvement among the patients who satisfied various predefined suit-ability criteria. This was also the case for the pa-tients who had previously tried other treatments without success. This improvement was achieved with a modest investment of clinician time over the course of treatment and of patient time per day, with a treatment that patients reported as being pleasant and easy to use. The results provide health-care pro-fessionals with guidance as to what patients might expect from treatment, depending on their degree of suitability.

799 Hanley et al, Acoustic Stimulus for Tinnitus Treatment 799

Acknowledgments: The authors gratefully acknowledge clinical services provided by audiologists Angela Hatfield, Lois Higgins, Katherine Pawlik, Erin Seamer, and Carol Peglar and clinical psychologists Carolynn Hodges and Pamela D’Rozario and financial sup-port provided by Neuromonics Pty Limited, Sydney, Australia. The authors also gratefully acknowledge the statistical analysis of Pat-rick FitzGerald, PhD, of Sydney, Australia. Neuromonics is a registered trademark of Neuromonics Pty Limited, Sydney, Australia.

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