treatment and prognostic factors of papillary thyroid microcarcinoma
TRANSCRIPT
Treatment and prognostic factors of papillary thyroidmicrocarcinoma
Giordano, D.,* Gradoni, P.,* Oretti, G.,* Molina, E.� & Ferri, T.*
*Department of Otorhinolaryngology, University Hospital of Parma, Parma, and �Department of Pharmacology,
University of Parma, Parma, Italy
Accepted for publication 28 December 2009
Clin. Otolaryngol. 2010, 35, 118–124
Objective: To discuss the prognostic factors and out-
comes of treatment in patients diagnosed with papillary
thyroid microcarcinoma.
Design: Retrospective observational case review.
Setting: Department of Otorhinolaryngology of the
tertiary referral teaching hospital of Parma.
Participants: Ninety-seven patients diagnosed with
PTMC and surgically treated between January 1998 and
December 2007.
Main outcome measures: Clinical and histopathological
characteristics of the study group were identified and
statistically analysed.
Results: No cancer-related deaths were registered. Inci-
dence of recurrent disease was 9% after a 43 month mean
follow-up (range 12–120). Univariate analysis detected that
metastases in neck lymph nodes at diagnosis (p = 0.025),
a tumour >5 mm in size (p = 0.011), the presence of bilat-
eral tumoural foci (p = 0.007), the presence of capsular
invasion (p = 0.001), and the presence of vascular invasion
(p = 0.004) were related to recurrent disease. On multi-
variate analysis, the presence of bilateral tumoural foci
(p = 0.030), and the presence of capsular invasion (p =
0.005) were significantly related to tumour recurrence.
Conclusion: The prognosis for patients with papillary
thyroid microcarcinoma in this series was excellent, with
a 100% survival rate and minimal surgical-related mor-
bidity. Nevertheless, approximately 10% of patients
developed recurrent disease; aggressive treatment may be
justified depending on the presence or absence of
prognostic risk factors.
Papillary thyroid microcarcinoma (PTMC) is defined by
the World Health Organisation as a papillary thyroid can-
cer measuring 10 mm or less in maximum diameter.1
Data regarding its incidence have been published in
autopsy and surgical series. Nowadays, it is estimated that
it accounts for up to 30% of all papillary thyroid can-
cers,2,3 although marked geographic differences in inci-
dence rates have been noted.4
Most PTMCs are clinically indolent and detected inci-
dentally during histopathological examination of thyroid-
ectomy specimens for benign thyroid diseases. Advances
in ultrasonography-guided fine-needle aspiration biopsy
(us-FNAB) have resulted in a marked increase in the
number of patients diagnosed with PTMC.3
Predictors of relapse or persisting disease are quite well
established in conventional papillary thyroid carcinoma,
but they have not been consistently identified in PTMC.5
Generally, it is known that this distinct subset of papil-
lary thyroid cancer, based on size itself, offers an excellent
prognosis. Nevertheless, the debate goes on regarding the
optimal treatment for this disease. The low biological
aggressiveness and the rarity of distant metastases tend to
justify a less aggressive therapeutic approach than that
required for other papillary thyroid cancers.6 On the
other hand, some authors emphasise the fact that in some
patients PTMC may have a biological and clinical behav-
iour that is similar to conventional papillary thyroid car-
cinoma.7,8
The debate is partly favoured by the lack of literature
supporting randomised comparative trials for treatment
of PTMC. In fact, the low incidence of PTMC makes it
impractical to perform randomised comparative trials, so
that the proposed management policies are based on per-
sonal retrospective experiences.
In this study, we discuss the results of our treatment
protocol and characterise the clinical and histopathologi-
cal factors of prognostic significance in patients diagnosed
with PTMC.
Correspondence: Davide Giordano, Department of Otorhinolaryngology,
University Hospital of Parma, via A. Gramsci 14, 43100 Parma, Italy.
Tel.: 0039 (0)521 703532; fax: 0039 (0)521 290455; e-mail: davidegiord-
OR
IG
IN
AL
AR
TI
CL
E
118 � 2010 Blackwell Publishing Ltd • Clinical Otolaryngology 35, 118–124
Patients and methods
Ethical considerations
The Unified Human Research Committee of the district
of Parma approved the retrospective review of medical
records. The data were collected and analysed in an anon-
ymous form.
Participants and data collection
Charts of patients surgically treated for thyroid cancer in
the Department of Otorhinolaryngology at the tertiary
referral teaching hospital of Parma, during the period
between January 1998 and December 2007, were reviewed
retrospectively. Inclusion criteria were adult age, standard
total thyroidectomy, and histopathological diagnosis of
PTMC according to the World Health Organisation crite-
ria.1 Exclusion criteria were familial cancer, previous thy-
roid or parathyroid surgery, previous neck surgery,
previous neck irradiation.
The patients’ medical records were examined for age,
sex, treatment, clinical and histopathological characteris-
tics, and complications. Preoperative assessments were
based on clinical examination, measurement of serum
thyroid hormones, calcitonin, serum thyroid-stimulating
hormone, serum thyroglobulin, serum anti-thyroglobulin
antibodies, us-FNAB, and flexible fiberoptic laryngoscopy.
All patients were followed up at 3, 6 and 12 months
after surgery, and than yearly. Follow-up consisted of
clinical examination, neck ultrasonography, measurement
of serum thyroid hormones, serum thyroid-stimulating
hormone, serum thyroglobulin, and serum anti-thyro-
globulin antibodies.
The treatment outcome was taken as the endpoint of
statistical analysis, and was established during the last fol-
low-up visit.
Patients who died from cancer-related disease and those
with serum thyroglobulin levels higher than 2 ng ⁄ mL, in
the presence or absence of macroscopically recurrent dis-
ease, where considered to have an unfavourable outcome.
The latter patients were considered to be living with the
disease. Tumour recurrence was defined as new evidence
of regional nodal metastases, local recurrence, and distant
metastases occurring more than 6 months after successful
primary therapy. Foci of recurrent disease were investi-
gated by current imaging modalities.
Favourable outcome was established in the presence of
serum thyroglobulin levels equal to or lower than
2 ng ⁄ mL, in the absence of detectable serum anti-thyro-
globulin antibodies, and the patients free of hormonal
therapy. Such patients were considered to be disease-free.
Statistical analysis
The following characteristics were considered for statisti-
cal analysis:
1 Clinical: age (£45 years versus >45 years), gender (male
versus female), mode of diagnosis (non-incidental versus
incidental), clinically detectable neck metastases at time
of diagnosis (cN0 versus cN+), adjuvant radioiodine abla-
tion therapy (yes versus no).
2 Histopathological: size of tumour at its greatest dimen-
sion (£5 mm versus >5 mm), focality (unifocal versus
multifocal versus bilateral), presence of capsular invasion
(yes versus no), presence of vascular invasion (yes versus
no), histopathological subtype (usual variant, follicular
variant, tall cell variant, sclerosant variant, Hurthle cell
variant), histopathological evidence of autoimmune thy-
roid disease (Hashimoto, Graves, none).
Univariate analysis was performed with the Pearson
Chi-square test, and Fisher Exact test as appropriate. Sta-
tistically significant results obtained at univariate analysis
were submitted to Multivariate Logistic Regression. The
observed differences were statistically significant at a
p < 0.05 level. SPSS software (SPSS 13, Inc. Chicago, IL)
was used for statistical analysis.
Results
Clinical findings
Out of 179 patients diagnosed with papillary thyroid can-
cer, 97 of them (54%) met the inclusion criteria. The
study cohort consisted of 30 males (31%) and 67 females
(69%), with a male ⁄ female ratio of 1 ⁄ 2.2. The mean
patient age at surgery was 52 years (range: 25-80 years,
SD: 14). Patients were younger than 45 in 33 cases
(34%), and older than 45 in 64 cases (66%).
Fifty-one patients (53%) were diagnosed with ‘inciden-
tal’ PTMC, on the basis of routine histopathological
examination of the thyroid specimen after surgery for
benign thyroid disease.
Forty-six patients (48%) were diagnosed with ‘non-
incidental’ PTMC on the basis of preoperative us-FNAB.
In eight of them (8%) metastases in the central compart-
ment neck lymph nodes were detected by ultrasonogra-
phy.
All patients included in the study (100%) underwent
standard total thyroidectomy. Concomitant central com-
partment neck lymph node dissection was performed in
eight (8%) out of 97 patients.
All patients (100%) received L-thyroxin postopera-
tively to suppress thyroid-stimulating hormone (TSH)
secretion.
Papillary thyroid microcarcinoma 119
� 2010 Blackwell Publishing Ltd • Clinical Otolaryngology 35, 118–124
An iodine-131 whole body scan was performed after
surgery. Radioiodine therapy was administered to 73 out
of 97 patients (75%).
The diagnosis of neck lymph node metastases was sig-
nificantly correlated with tumour recurrence (p = 0.025;
OR: 8.3; CI: 1.6–43.3) at univariate analysis.
Table 1 summarises clinical characteristics of the study
group.
Histopathological findings
All patients in the study (100%) had a histopathological
diagnosis of PTMC. The size of the thyroid cancer was
5 mm or less in 38 patients (39%), and larger than 5 mm
in 59 patients (61%).
The histopathological subtypes encountered were the
usual variant in 39 patients (40%), the follicular variant
in 40 (41%), the tall cell variant in 14 (14%), the sclero-
sant variant in three (3%), and the Hurthle cell variant in
one patient (1%).
Papillary thyroid microcarcinoma was unifocal in 63
patients (65%), multifocal in 17 (18%), and bilateral in
17 (18%). Capsular invasion was present in 26 patients
(27%). Vascular invasion was found in 15 patients (16%).
Histopathological evidence of autoimmune thyroid dis-
ease was depicted in 35 of 97 patients, (32%) of which 25
cases suggested Hashimoto disease, while 10 cases sug-
gested Graves disease.
Eight out of 97 patients (8%) underwent central com-
partment neck lymph node dissection. Histopathological
examinations confirmed the presence of neck lymph node
metastases detected preoperatively.
Tumour size >5 mm (p = 0.011; OR: 6.6; CI: 0.8–
54.9), presence of bilateral tumoural foci (p = 0.007, OR:
7.9, CI: 1.9–33.8), presence of capsular invasion
(p = 0.001, OR: 12.7, CI: 2.4–66.3), and presence of
vascular invasion (p = 0.004; OR: 9.8; CI: 2.2–42.4) were
significantly related with tumour recurrence at univariate
analysis. Table 2 summarises histopathological findings of
the study group.
Recurrence and survival
The mean follow-up for the 97 patients enrolled in the
study was 43 months (range 12–120). No incidents of
bilateral vocal fold palsy were registered. The overall
incidences of various complications were: transient uni-
lateral recurrent laryngeal nerve palsy in three patients
(3%), transient hypocalcaemia in 16 patients (17%), and
definitive hypoparathyroidism in five patients (5%).
No cancer-related deaths were registered. The overall
incidence of recurrent disease was 9%. Three patients (3%)
developed thyroid bed recurrence and four (4%) had neck
lymph node recurrence. They successfully underwent revi-
sion surgery, without complications, and then received ra-
dioiodine therapy. These patients achieved complete
Table 1. Univariate analysis of clinical characteristics of the study group
Characteristics Patients (n)
Outcome
p OR (95% CI)Favourable Unfavourable
Age (years) 0.5 NS –
£45 33 29 4 –
>45 64 59 5
Gender 0.5 NS –
Males 30 26 4
Females 67 62 5
Diagnosis 0.3 NS –
Non-incidental 46 40 6
Incidental 51 48 3
cN+ at diagnosis 0.025* 8300 (1.6–43.4)
No 89 83 6
Yes 8 5 3
Radioiodine therapy 0.1 NS –
No 24 24 0
Yes 73 64 9
*p < 0.05.
cN+, clinically positive lymph node; NS, not significant; OR, odds ratio; CI, confidence interval.
120 D. Giordano et al.
� 2010 Blackwell Publishing Ltd • Clinical Otolaryngology 35, 118–124
clinical remission with negative serum thyroglobulin levels
by the last follow-up visit.
One (1%) had a distant recurrence in the skull. After
radioiodine therapy administration the patient achieved a
complete clinical remission with negative serum thyro-
globulin levels at the last follow-up visit.
Persistently elevated serum thyroglobulin levels without
macroscopic evidence of recurrent disease on imaging
studies were registered in one patient (1%).
The presence of bilateral tumoural foci (p = 0.030, OR:
6.6, CI: 1.2–36.7), and of capsular invasion (p = 0.005,
OR: 11.8, CI: 2.1–66.3) were significantly related to
tumour recurrence at multivariate analysis (Table 3).
Discussion
Comparisons with other studies
As a result of improvements in us-FNAB and refinements
in histopathological criteria, neoplastic thyroid lesions
which are too small to be palpated are diagnosed with
increased frequency.9 PTMC accounts for 54% of patients
diagnosed with thyroid cancer at our institution from
1998 to 2007. Although incidental PTMC still represents
the most common mode of diagnosis in our series, pre-
operative detection of PTMC accounts for an important
amount of patients reported in this series.
The optimal management of PTMC remains contro-
versial, ranging from conservative treatment to more
aggressive options.3,10,11 As the prognosis of PTMC is
Table 3 Multivariate analysis of clinical and histopathological
characteristics of the study group
Characteristics p OR (95% CI)
cN+ at diagnosis 0.74 NS –
Tumour size >5 mm 0.9 NS –
Presence of
bilateral foci
0.03* 6.6 (1.2–36.7)
Presence of capsular
invasion
0.005** 11.752 (2.1–66.3)
Presence of vascular
invasion
0.1 NS –
*p < 0.05; **p < 0.01.
cN+, clinically positive lymph node; NS, not significant; OR,
odds ratio; CI, confidence interval.
Table 2. Univariate analysis of histopathological characteristics of the study group
Characteristics Patients (n)
Outcome
p OR (95% CI)Favourable Unfavourable
Tumour size 0.011* 6.7 (0.8–54.9)
£5 mm 38 38 0
>5 mm 59 50 9
Focality 0.007** 7.9 (1.9–33.7)
Unifocal 63 60 3
Multifocal 17 16 1
Bilteral 17 12 5
Capsular invasion 0.001** 12.7 (2.4–66.2)
No 71 69 2
Yes 26 19 7
Vascular invasion 0.004** 9.8 (2.2–42.4)
No 82 78 4
Yes 15 10 5
Histopathological subtype 0.5 NS –
Usual variant 39 37 2
Follicular variant 40 36 4
Tall cells variant 14 12 2
Sclerosant variant 3 2 1
Hurtle cell variant 1 1 0
Autoimmunity 0.2 NS –
No 62 54 8
Hashimoto 25 24 1
Graves 10 10 0
*p < 0.05; **p < 0.01.
NS, not significant; OR, odds ratio; CI, confidence interval.
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� 2010 Blackwell Publishing Ltd • Clinical Otolaryngology 35, 118–124
considered to be excellent, death or even a low inci-
dence in recurrence of this curable disease become unac-
ceptable. The majority of PTMC recurrences are
locoregional, in the thyroid bed, and in the neck lymph
nodes. Recurrence occurs in 0–11% of patients, mostly
during the first 10 years of follow-up.5,12–14 Rare cases
of distant metastases have also been reported.15 In this
study, the recurrence rate was 9% after a mean
43 month follow-up.
High rates of multifocal and bilateral PTMC are largely
reported, and seem to be associated with increased risk of
locoregional recurrence, when compared with unifocal
cancers.5,11 This is important when planning surgery.
Standard total thyroidectomy, being a more radical pro-
cedure than lobo-isthmusectomy, eliminates the fre-
quently observed multifocal or bilateral disease, thus
reducing the need for further operations. Another major
advantage of this procedure is the possibility of monitor-
ing serum thyroglobulin levels in order to promptly
detect recurrent disease which is very useful since Hay
reported that recurrent disease can be observed even
30 years after treatment.12
Although the prognostic value of lymph node status
with regard to tumour recurrence is well documented
in patients with PTMC 12,16, its significance in predict-
ing survival is debated. In the present series, neck
lymph node metastases have been encountered in the
central compartment. This resulted to be related with
tumour recurrence. Lateral neck lymphadenopathy
would suggest a more extensive involvement. Neverthe-
less, on the basis of our data prognostic relevance of
lateral neck metastases cannot be assessed. We perform
lymph node dissection when there is cervical lymphade-
nopathy detected either preoperatively or intraoperative-
ly, especially when postoperative radioiodine therapy is
planned. Central, or modified lateral neck dissection
when there is more extensive lymphadenopathy, yields
useful informations about the extent of tumour in
PTMC.
Radioiodine therapy was been administered in the
presence of poor prognostic factors such as older age
(>45 years), capsular invasion, multifocal or bilateral
foci, lymph node metastases, and the sclerosant variant.
The rationale for this option consists in the dual bene-
fit of reducing recurrence rates, and facilitating post-
operative follow-up by measuring serum thyroglobulin
levels.9
Some authors 5,14 have reported no prognostic advan-
tage in administrating radioiodine therapy after total thy-
roidectomy for PTMC. In this study, radioiodine therapy
administrated to patients with poor prognostic factors
showed no advantage at univariate analysis.
The prognostic factors of significance in this study have
been grouped into clinical and histopathological. As
reported by Pellegriti et al.,17 the presence of lymph node
metastases at presentation was related with tumour recur-
rence. In the present series, preoperative neck ultrasonog-
raphy detected lymph node metastases with great
accuracy. However, because only eight out of 97 patients
(8%) underwent neck lymph node dissection, it is possi-
ble that the incidence of lymph node metastases was
underestimated. As reported by Pellegriti et al.,17 and
Yamamoto et al.,18 our data showed that the presence of
vascular or capsular invasion was related to tumour
recurrence at statistical analysis.
Concerning dimensions of the tumours, our study
showed that a PTMC >5 mm was related with tumour
recurrence. This is in agreement with other studies 17,19
that correlated progressively increasing frequency of
signs of tumour aggressiveness (multifocality, bilateral-
ism, extrathyroidal invasion, lymph node involvement,
distant metastases) with increasing tumour size at pre-
sentation. In this study, we evaluated the multifocality
and bilateralism of tumoural foci separately. Interest-
ingly, at univariate analysis, our data showed that the
presence of bilateral foci, rather than the multifocality
of PTMC was significantly related with tumour recur-
rence.
Strengths of the study
Predictors of relapse or persisting disease are well estab-
lished in conventional papillary thyroid carcinoma,
although they have not been consistently identified in
PTMC.5
In our opinion, the lack of consensus may be due to
the heterogeneity of the various series presented. In par-
ticular, the varying extents of surgery and patient recruit-
ing over a long time-span may be important features that
can alter the accuracy of statistical analysis.
In this study, analysis of prognostic factors has been
conducted by a retrospective collection of a fairly homo-
geneous consecutive cohort of patients from a single
institution. Given the rarity of this condition the study
involved a relatively small number of patients accrued
over a short time-span. We can therefore confirm a high
degree of uniformity in clinical, ultrasonographic, and
histopathological diagnostic criteria.
Surgical interventions were undertaken by the same
operator (T.F.), using the same technique. This is of some
importance because the extent of surgery may influence
the analysis of prognostic factors. In fact, when lobectomy
is performed much information is lost, because the evalu-
ation of tumoural foci in the controlateral lobe cannot be
122 D. Giordano et al.
� 2010 Blackwell Publishing Ltd • Clinical Otolaryngology 35, 118–124
assessed. Moreover, the relevance of post-surgery moni-
toring of serum thyroglobulin levels cannot be evalu-
ated.17 As the patients included in our study underwent
standard total thyroidectomies, we were able to com-
pletely evaluate prognostic factors and perform a uniform
statistical analysis.
In this study, the prognosis of patients diagnosed with
PTMC was found to be excellent, with a 100% survival
rate and a minimal surgical-related morbidity. Regard-
less, a non-negligible part of patients (9%) may develop
recurrent disease. Most recurrences can be successfully
treated with further revision neck surgeries, and radioio-
dine therapy 11 albeit recurrent disease may exhibit
more aggressive behaviour.7,12 Revision surgery is rela-
tively safe in the hands of experienced surgeons, but, it
must be kept in mind that this procedure may be tech-
nically difficult. Obviously, avoiding an additional surgi-
cal procedure is preferable both for the patient and the
surgeon.
In agreement with data reported in the literature,4,10
our findings suggest that initial treatment of PTMC
should not differ from treatment of patients affected by
conventional papillary thyroid cancer. Concomitant cen-
tral compartment neck dissection should be performed
when cervical lymphadenopathy is discovered either
preoperatively or intraoperatively. Initial treatment
should be aggressive in order to avoid recurrence of
this potentially curable disease. Standard total thyroid-
ectomy with neck lymph node dissection, may represent
an adequate surgical strategy for the treatment of
patients diagnosed with PTMC. In the presence of poor
prognostic factors, radioiodine therapy should be part
of the treatment, because it facilitates postoperative fol-
low-up.
Limitations of the study
This study has some limitations. This is a retrospective
report on a relatively small number of patients without a
comparison group undergoing a different treatment
option. The fact that there is only one type of treatment
being studied limits the extent to which this study will
answer the question. Moreover, follow-up is relatively
limited, so the recurrence rates reported in the study may
vary in the future.
Given the rarity of this condition and the fact that
multiple treatment strategies exist, it is important that
development of scientifically validated outcome measures
become mandatory for documenting treatment efficacy
and durability. Finally, further randomised studies involv-
ing a greater number of patients with longer follow-up
are warranted to clarify the debate.
Keypoints
• Since the prognosis of papillarythyroid micro-
carcinoma is considered to be excellent, death or
even a low incidence in recurrence of this curable
disease become unacceptable. Aggressive treatment
may be justified depending on the presence or
absence of prognostic risk factors.• Standard total thyroidectomy, being a more radical
procedure than lobo-isthmusectomy, eliminates the
frequently observed multifocal or bilateral disease.• Lymph node dissection should be performed when
cervical lymphadenopathy is detected either preopera-
tively or intraoperatively, especially when postopera-
tive radioiodine therapy is planned.• Radioiodine therapy, administered in the presence of
poor prognostic factors, may play a role in reducing
recurrence rates, and facilitating postoperative follow-
up by measuring serum thyroglobulin levels.• On multivariate analysis the presence of bilateral
tumoral foci and the presence of capsular invasion
were significantly related to tumour recurrence.
Conflict of interest
None to declare.
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