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Rank HolderName6/4/18Position Change

5/27/18Position Change

5/20/18Position Change

5/13/18Position Change

5/06/18Position Change

4/23/18Position Change Allocation

EquityAssets($MN) Invest.Style Turnover

1 FederatedInvestors,Inc.(AssetManagement) 2,900,000 185,000 2,715,000 0 2,715,000 0 2,715,000 1,465,000 1,250,000 250,000 1,000,000 0 1,000,000 $31,543 Growth Medium2 WellingtonManagementCo.LLP 1,800,000 50,000 1,750,000 350,000 1,400,000 100,000 1,300,000 300,000 1,000,000 200,000 800,000 0 800,000 $344,169 Growth Low3 CapitalResearch&Management 1,504,100 -59,900 1,564,000 0 1,564,000 -81,000 1,645,000 0 1,645,000 29,800 1,615,200 115,200 1,500,000 $159,696 Growth Low4 Waddell&Reed 1,315,000 0 1,315,000 75,000 1,240,000 240,000 1,000,000 250,000 750,000 250,000 500,000 230,000 270,000 $45,552 Growth Medium5 JanusCapitalManagement,LLC 1,300,000 0 1,300,000 0 1,300,000 0 1,300,000 50,000 1,250,000 750,000 500,000 0 500,000 $73,099 Growth High6 FidelityManagement&Research 1,250,000 -250,000 1,500,000 -250,000 1,750,000 -250,000 2,000,000 -500,000 2,500,000 0 2,500,000 0 2,500,000 $3,091 Value Medium7 AmericanCenturyInvestmentManagement,Inc. 1,100,000 0 1,100,000 100,000 1,000,000 0 1,000,000 0 1,000,000 500,000 500,000 0 500,000 $58,136 GARP Low8 FriessAssociates,LLC 1,000,000 0 1,000,000 1,000,000 0 0 0 0 0 0 0 0 0 $8,903 Alternative VeryHigh9 BalyasnyAssetManagement,L.P.(U.S.) 1,000,000 0 1,000,000 0 1,000,000 200,000 800,000 0 800,000 50,000 750,000 150,000 600,000 $1,697 Alternative High10 T.RowePriceAssociates,Inc. 900,000 0 900,000 0 900,000 0 900,000 0 900,000 0 900,000 0 900,000 $216,314 Growth Low11 GoldmanSachsAssetManagement,L.P.(U.S.) 715,200 0 715,200 39,200 676,000 0 676,000 126,000 550,000 0 550,000 0 550,000 $86,554 GARP Medium12 CitadelInvestmentGroupLLC 660,940 0 660,940 0 660,940 0 660,940 0 660,940 260,940 400,000 0 400,000 $20,156 Growth High13 J.P.MorganInvestmentManagement,Inc. 650,000 0 650,000 0 650,000 0 650,000 0 650,000 0 650,000 0 650,000 $1,596 Growth High14 PutnamInvestmentManagement,LLC 514,200 0 514,200 -102,223 616,423 0 616,423 -358,566 974,989 374,989 600,000 250,000 350,000 $115,815 Value Medium15 JennisonAssocates,LLC 400,000 100,000 300,000 0 300,000 150,000 150,000 30,000 120,000 120,000 0 0 0 $60,629 Growth Medium16 UnionInvestmentPrivatfondsGmbH 320,000 0 320,000 0 320,000 5,000 315,000 15,000 300,000 0 300,000 0 300,000 $40,740 GARP Medium17 CapitalWorldInvestors(U.S.) 300,000 -50,000 350,000 0 350,000 0 350,000 0 350,000 0 350,000 0 350,000 $200 Growth High18 ColumbiaManagementInvestmentAdvisers,LLC 289,000 39,000 250,000 0 250,000 5,000 245,000 25,000 220,000 20,000 200,000 0 200,000 $10,541 Growth N/A19 BrownCapitalManagement,Inc. 250,000 0 250,000 0 250,000 0 250,000 0 250,000 0 250,000 0 250,000 $2,666 Growth Low20 ChartwellInvestmentManagement 215,000 0 215,000 0 215,000 0 215,000 -185,000 400,000 0 400,000 0 400,000 $35,225 Growth High21 AllianceBernstein,L.P.(U.S.) 205,000 0 205,000 0 205,000 3,900 201,100 3,100 198,000 23,000 175,000 0 175,000 $6,074 Growth High22 LoomisSayles&Company,L.P. 200,000 0 200,000 ######## 1,500,000 0 1,500,000 0 1,500,000 250,000 1,250,000 350,000 900,000 $16,730 Aggr.Growth Medium23 OppenheimerFunds,Inc 145,322 0 145,322 0 145,322 0 145,322 0 145,322 45,322 100,000 0 100,000 $371,824 GARP Low24 OrbiMedAdvisors 125,000 0 125,000 0 125,000 -275,000 400,000 0 400,000 25,000 375,000 225,000 150,000 $940 Aggr.Growth Low25 TheVanguardGroup,Inc. 115,900 25,900 90,000 0 90,000 7,890 82,110 970 81,140 4,040 77,100 77,100 0 $544,178 Index Low26 OppenheimerFunds,Inc. 45,000 0 45,000 -53,600 98,600 0 98,600 0 98,600 -1,400 100,000 0 100,000 $134,176 Growth Medium27 D.E.Shaw&Company,Inc. 0 0 0 0 0 0 0 -750,000 750,000 -30,000 780,000 ######## 1,000,000 $30,125 Alternative High28 Point72AssetManagement,L.P. 0 0 0 0 0 0 0 0 0 0 0 ######## 500,000 $6,492 Alternative High29 MillenniumPartners 0 0 0 0 0 0 0 0 0 0 0 ######## 500,000 $10,235 Growth High30 LansdownePartners(UK)LLP 0 0 0 0 0 0 0 0 0 0 0 ######## 100,000 $177 Alternative Medium

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XYZCompanyIPOTracking

323119115-0219-JL

IPO TrackingXYZ Company

Global Markets Intelligence Group

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TopMutualFundBuyersofXYZ ParentInstitution CurrentPositionPositionΔSince

8/15/18

OverallInstitutional

Buying Style Turnover1 DiamondHillLong-ShortFund DiamondHillCapitalManagement,Inc. 1,041,690 1,041,690 1,500,000 Specialty High2 FirstEagleFundofAmerica IridianAssetManagement,LLC 3,379,555 410,920 600,000 Value Med3 T.RowePriceEquityIncomeFund T.RowePriceAssociates,Inc. 2,000,000 300,000 500,000 Income Med4 MFSMidCapValueFund MFSInvestmentManagement 1,729,556 239,832 500,000 Value Med5 VirtusRampartEquityTrendFund RampartInvestmentManagementCompany 512,470 189,780 300,000 Value Low6 PrincipalFundsInc-MidcapValueFundIII PrincipalGlobalInvestors,LLC 184,200 184,200 300,000 Value Low7 ASTRCMWorldTrendsPortfolio AllianzGlobalInvestorsGmbH 180,865 180,865 500,000 Growth High8 FidelityCapitalAppreciationFund FidelityManagement&ResearchCompany 465,316 172,616 300,000 GARP Med9 ParnassusMidCapFund ParnassusInvestments 805,000 130,000 250,000 Value Med10 WilliamBlair-SMIDGrTeam WilliamBlair&Co. 111,730 117,300 250,000 Growth High

TopMutualFundSellersofXYZ ParentInstitution CurrentPositionPositionΔSince

8/15/18

OverallInstitutional

Selling Style Turnover1 SterlingMid-CapValue-UBS SterlingCapitalManagement,LLC 0 -859,970 -1,250,000 Value Med2 GoldmanSachsMidCapValueFund GoldmanSachsAssetManagement,L.P.(U.S.) 1,496,407 -717,217 -2,000,000 Value Med3 GoldmanSachsSmall/Mid-CapGrowthFund GoldmanSachsAssetManagement,L.P.(U.S.) 1,017,481 -434,918 -2,000,000 Growth High4 InterfundSICAV-EquityUSA GLGPartners,L.P. 10,000 -288,130 -400,000 Alt. High5 GoldmanSachsCapitalGrowthFund GoldmanSachsAssetManagement,L.P.(U.S.) 126,218 -240,103 -2,000,000 Growth High6 AmericanFundsInvestmentCompanyofAmericaFund CapitalResearchGlobalInvestors(U.S.) 4,754,000 -500,000 -750,000 Growth Low7 Principal Funds-MidCap Value Fund I GoldmanSachsAssetManagement,L.P.(U.S.) 0 -192,957 -2,000,000 Value Med8 CloughGlobalOpportunities CloughCapitalPartners,L.P. 178,800 -128,300 -400,000 GARP High9 CloughGlobalEquity CloughCapitalPartners,L.P. 51,500 -121,300 -400,000 Growth Med10 PrudentialJennisonMid-CapGrowthFund JennisonAssociates,LLC 3,930,964 -49,420 -150,000 Growth Med

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Rank Holder Name6/20/18

Position Change6/13/18

Position Change6/06/18

Position Change5/23/18

PositionAllocati

on5/20/18

Position Change5/13/18

Position Change5/6/18

Position Change4/29/18

Position Change3/30/18

Position1 Wellington Management Co. LLP 13,150,000 0 13,150,000 0 13,150,000 0 13,150,000 800,000 12,350,000 10,000 12,340,000 295,000 12,045,000 120,000 11,925,000 375,000 11,550,0002 Fidelity Management & Research 11,500,000 0 11,500,000 0 11,500,000 0 11,500,000 ###### 10,500,000 0 10,500,000 0 10,500,000 0 10,500,000 0 10,500,0003 T. Rowe Price Associates, Inc. 8,956,700 0 8,956,700 0 8,956,700 0 8,956,700 8,956,700 -142,290 9,098,990 -94,520 9,193,510 0 9,193,510 0 9,193,5104 Waddell & Reed 5,109,800 300,800 4,809,000 269,000 4,540,000 290,822 4,249,178 270,000 3,979,178 0 3,979,178 0 3,979,178 0 3,979,178 0 3,979,1785 Barclays Global Investors NA (CA) 4,100,000 0 4,100,000 0 4,100,000 0 4,100,000 4,100,000 0 4,100,000 0 4,100,000 -200,000 4,300,000 -600,000 4,900,0006 Renaissance Technologies Corp. 3,800,000 0 3,800,000 0 3,800,000 0 3,800,000 3,800,000 0 3,800,000 0 3,800,000 0 3,800,000 -645,100 4,445,1007 Jennison Associates, LLC 3,359,917 0 3,359,917 0 3,359,917 0 3,359,917 150,000 3,209,917 0 3,209,917 0 3,209,917 0 3,209,917 0 3,209,9178 Federated Investors, Inc. (Asset Management) 2,715,000 0 2,715,000 -285,000 3,000,000 0 3,000,000 3,000,000 -240,000 3,240,000 -169,900 3,409,900 0 3,409,900 -300,000 3,709,9009 Dimensional Fund Advisors, Inc. 2,300,000 0 2,300,000 0 2,300,000 0 2,300,000 2,300,000 0 2,300,000 0 2,300,000 0 2,300,000 0 2,300,000

10 Brown Capital Management, Inc. 1,897,000 0 1,897,000 0 1,897,000 0 1,897,000 1,897,000 -11,700 1,908,700 0 1,908,700 -86,300 1,995,000 -105,000 2,100,00011 Point72 Asset Management, L.P. 1,800,000 0 1,800,000 300,000 1,500,000 200,000 1,300,000 500,000 800,000 0 800,000 0 800,000 0 800,000 -88,350 888,35012 Vanguard Group, Inc. 1,725,000 0 1,725,000 0 1,725,000 0 1,725,000 1,725,000 0 1,725,000 0 1,725,000 0 1,725,000 0 1,725,00013 State Street Global Advisors 1,641,171 0 1,641,171 0 1,641,171 0 1,641,171 1,641,171 0 1,641,171 0 1,641,171 0 1,641,171 0 1,641,17114 Capital Guardian Trust Co. 1,564,000 -81,000 1,645,000 0 1,645,000 0 1,645,000 1,645,000 121,600 1,523,400 51,729 1,471,671 0 1,471,671 0 1,471,67115 Neuberger Berman Investment Advisers, LLC 1,500,000 0 1,500,000 0 1,500,000 -100,000 1,600,000 250,000 1,350,000 75,000 1,275,000 75,000 1,200,000 35,000 1,165,000 149,468 1,015,53216 Principal Global Investors LLC 1,329,077 0 1,329,077 0 1,329,077 0 1,329,077 1,329,077 309,530 1,019,547 0 1,019,547 0 1,019,547 0 1,019,54717 Disciplined Growth Investors, Inc. 1,288,975 0 1,288,975 0 1,288,975 0 1,288,975 1,288,975 0 1,288,975 0 1,288,975 0 1,288,975 0 1,288,97518 Bellevue Asset Management AG 1,232,166 0 1,232,166 0 1,232,166 0 1,232,166 215,000 1,017,166 0 1,017,166 0 1,017,166 0 1,017,166 70,000 947,16619 PowerShares Capital Management LLC 1,039,494 0 1,039,494 0 1,039,494 0 1,039,494 1,039,494 0 1,039,494 0 1,039,494 0 1,039,494 -121,141 1,160,63520 Security Management Co. LLC 1,000,000 -200,000 1,200,000 0 1,200,000 0 1,200,000 1,200,000 200,000 1,000,000 0 1,000,000 0 1,000,000 0 1,000,00021 Evergreen Investment Management Co., Inc. 1,000,000 0 1,000,000 0 1,000,000 -220,000 1,220,000 1,220,000 0 1,220,000 0 1,220,000 0 1,220,000 0 1,220,00022 Citadel Advisors, LLC 1,000,000 200,000 800,000 0 800,000 100,000 700,000 600,000 100,000 0 100,000 0 100,000 100,000 0 0 023 TIAA-CREF Asset Management LLC 805,227 0 805,227 0 805,227 0 805,227 805,227 0 805,227 0 805,227 0 805,227 0 805,22724 Goldman Sachs & Co. 745,923 0 745,923 0 745,923 0 745,923 745,923 0 745,923 0 745,923 0 745,923 0 745,92325 Northern Trust Investments 710,882 0 710,882 0 710,882 0 710,882 710,882 0 710,882 0 710,882 0 710,882 0 710,88226 Deutsche Bank Investment Management, Inc. 690,000 0 690,000 0 690,000 0 690,000 690,000 0 690,000 0 690,000 0 690,000 -81,644 771,64427 Goldman Sachs Asset Management, L.P. (U.S.) 676,000 0 676,000 126,000 550,000 0 550,000 550,000 0 0 0 0 0 0 0 0 028 Citadel Investment Group LLC 660,940 0 660,940 0 660,940 171,940 489,000 489,000 161,346 327,654 0 327,654 0 327,654 9,090 318,56429 SuttonBrook Capital Management LP 650,000 0 650,000 0 650,000 0 650,000 650,000 0 650,000 -50,000 700,000 100,000 600,000 75,000 525,00030 Putnam Investment Management, LLC 616,423 0 616,423 -358,566 974,989 0 974,989 974,989 0 974,989 0 974,989 0 974,989 0 974,98931 Jennison Associates LLC 500,000 0 500,000 0 500,000 0 500,000 500,000 -200,000 700,000 -200,000 900,000 -100,000 1,000,000 -300,000 1,300,00032 New York State Common Retirement Fund 432,900 0 432,900 0 432,900 0 432,900 432,900 0 432,900 0 432,900 0 432,900 0 432,90033 D.E. Shaw & Company, Inc. 400,000 -100,000 500,000 -250,000 750,000 -250,000 1,000,000 ###### 0 0 0 0 0 0 0 0 034 BlackRock Advisors, Inc. 375,000 0 375,000 0 375,000 0 375,000 375,000 0 375,000 0 375,000 0 375,000 0 375,00035 Merlin BioMed Group LLC 350,000 0 350,000 0 350,000 0 350,000 350,000 0 350,000 0 350,000 0 350,000 0 350,00036 New Jersey Division of Investment 340,000 0 340,000 0 340,000 0 340,000 340,000 0 340,000 0 340,000 0 340,000 0 340,00037 Mellon Capital Management 337,430 0 337,430 0 337,430 0 337,430 337,430 0 337,430 0 337,430 0 337,430 0 337,43038 Citigroup Investment Research 325,000 0 325,000 0 325,000 0 325,000 325,000 0 325,000 0 325,000 0 325,000 0 325,00039 Union Investment Privatfonds GmbH 320,000 5,000 315,000 15,000 300,000 0 300,000 250,000 0 250,000 0 250,000 0 250,000 0 250,00040 Credit Suisse (US) 300,611 0 300,611 0 300,611 0 300,611 300,611 0 300,611 0 300,611 0 300,611 0 300,61141 Pergamon Offshore Advisors LLC 250,000 0 250,000 0 250,000 0 250,000 250,000 0 250,000 0 250,000 0 250,000 0 250,00042 Abingworth Management LP 250,000 0 250,000 0 250,000 0 250,000 250,000 0 250,000 0 250,000 0 250,000 250,000 043 AXA Framlington Investment Management Ltd. 250,000 5,000 245,000 25,000 220,000 0 220,000 220,000 0 220,000 20,000 200,000 40,000 160,000 0 160,00044 TD Asset Management, Inc. 234,550 0 234,550 0 234,550 0 234,550 234,550 0 234,550 0 234,550 0 234,550 0 234,55045 CRAVES FREDERICK B 227,993 0 227,993 0 227,993 0 227,993 227,993 0 227,993 0 227,993 0 227,993 0 227,99346 Chartwell Investment Management 215,000 0 215,000 -185,000 400,000 0 400,000 400,000 0 400,000 0 400,000 0 400,000 0 400,000

XYZ Company Secondary Tracking

3/30/18 Position Holdings Style Turnover

11,550,000 Growth Low10,500,000 Value Medium9,193,510 Growth Low3,979,178 Growth Medium4,900,000 Index Very Low4,445,100 Growth High3,209,917 Growth Medium3,709,900 Growth Medium2,300,000 Index Low2,100,000 Alternative Very Low888,350 Growth High

1,725,000 Index Very Low1,641,171 Index Very Low1,471,671 Growth Low1,015,532 Growth High1,019,547 Growth Low1,288,975 Growth Very Low947,166 Aggressive Growth Low

1,160,635 Index Medium1,000,000 Growth Low1,220,000 GARP Low

0 Alternative High805,227 Index Low745,923 GARP Medium710,882 Index Very Low771,644 Index Medium

0 GARP Medium318,564 Growth High525,000 Growth High974,989 Value Medium

1,300,000 Aggressive Growth High432,900 Index Very Low

0 Alternative High375,000 GARP Low350,000 Growth High340,000 GARP Very Low337,430 Index Very Low325,000 GARP Low250,000 GARP N/A300,611 GARP Medium250,000 Growth High

0 Growth Low160,000 Growth N/A234,550 Index Low227,993 N/A N/A400,000 Growth High

Pitch Book/Block Tracker — Access to issuer-specific, institutional shareholder intelligence derived from our proprietary mutual fund filings — Top 10 buyers and sellers over the past six to eight weeks in any issuer — More timely institutional/mutual fund data with monthly updates to show current top mutual fund buyers/sellers

TopMutualFundBuyersofXYZ ParentInstitution CurrentPositionPositionΔSince

8/15/18

OverallInstitutional

Buying Style Turnover1 DiamondHillLong-ShortFund DiamondHillCapitalManagement,Inc. 1,041,690 1,041,690 1,500,000 Specialty High2 FirstEagleFundofAmerica IridianAssetManagement,LLC 3,379,555 410,920 600,000 Value Med3 T.RowePriceEquityIncomeFund T.RowePriceAssociates,Inc. 2,000,000 300,000 500,000 Income Med4 MFSMidCapValueFund MFSInvestmentManagement 1,729,556 239,832 500,000 Value Med5 VirtusRampartEquityTrendFund RampartInvestmentManagementCompany 512,470 189,780 300,000 Value Low6 PrincipalFundsInc-MidcapValueFundIII PrincipalGlobalInvestors,LLC 184,200 184,200 300,000 Value Low7 ASTRCMWorldTrendsPortfolio AllianzGlobalInvestorsGmbH 180,865 180,865 500,000 Growth High8 FidelityCapitalAppreciationFund FidelityManagement&ResearchCompany 465,316 172,616 300,000 GARP Med9 ParnassusMidCapFund ParnassusInvestments 805,000 130,000 250,000 Value Med10 WilliamBlair-SMIDGrTeam WilliamBlair&Co. 111,730 117,300 250,000 Growth High

TopMutualFundSellersofXYZ ParentInstitution CurrentPositionPositionΔSince

8/15/18

OverallInstitutional

Selling Style Turnover1 SterlingMid-CapValue-UBS SterlingCapitalManagement,LLC 0 -859,970 -1,250,000 Value Med2 GoldmanSachsMidCapValueFund GoldmanSachsAssetManagement,L.P.(U.S.) 1,496,407 -717,217 -2,000,000 Value Med3 GoldmanSachsSmall/Mid-CapGrowthFund GoldmanSachsAssetManagement,L.P.(U.S.) 1,017,481 -434,918 -2,000,000 Growth High4 InterfundSICAV-EquityUSA GLGPartners,L.P. 10,000 -288,130 -400,000 Alt. High5 GoldmanSachsCapitalGrowthFund GoldmanSachsAssetManagement,L.P.(U.S.) 126,218 -240,103 -2,000,000 Growth High6 AmericanFundsInvestmentCompanyofAmericaFund CapitalResearchGlobalInvestors(U.S.) 4,754,000 -500,000 -750,000 Growth Low7 Principal Funds-MidCap Value Fund I GoldmanSachsAssetManagement,L.P.(U.S.) 0 -192,957 -2,000,000 Value Med8 CloughGlobalOpportunities CloughCapitalPartners,L.P. 178,800 -128,300 -400,000 GARP High9 CloughGlobalEquity CloughCapitalPartners,L.P. 51,500 -121,300 -400,000 Growth Med10 PrudentialJennisonMid-CapGrowthFund JennisonAssociates,LLC 3,930,964 -49,420 -150,000 Growth Med

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Top Mutual Fund Buyers of XYZ Parent Institution Current PositionOverall

Institutional Buying

Style Turnover

Top Mutual Fund Sellers of XYZ Parent Institution Current PositionOverall

Institutional Selling

Style Turnover

XYZ Company

Position Since 8/15/18

Position Since 8/15/18