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    PGS 503: Trademark Page 1

    TRADEMARK

    Dr. P. K. Barua

    Dept of Plant Breeding & Genetics

    AAU Jorhat

    What is a Trademark (Trade mark)?

    A trade mark popularly known as brand name, is an identification symbol which may be a word or

    name, logo or symbol or phrase or device or label or numeral etc. or a combination thereof used in the

    course of trade to enable the purchasing public to distinguish one trader's goods or services from

    similar goods or services of other traders. A trademark used for a service, not goods or product is also

    referred to as service mark. The terms "trademark" and "mark" are commonly used to refer to both

    trademarks and service marks.

    Trademark rights may be used to prevent others from using a confusingly similar mark, but not to

    prevent others from making the same goods or from selling the same goods or services under a clearly

    different mark.

    There are four systems of trademark protection:

    Common (civil) law State registration as in the provincial states of e.g. USA where some individual states provide

    for registration of trademarks. Federal registration where trademark registration system is according to federal (central)

    governments law, as in most countries.

    International registration system under Madrid AgreementIn order to gain common law rights in a trademark, the owner must use the mark on goods or services

    in commerce. These rights may be limited to the area in which the owner is doing business. Countries

    like India have, only federal registration system for trademarks. However, some countries like USA

    have provision of registration in any State as well as from the federal trademarks office. In order to

    secure a State registration, the owner must use the goods or services in commerce and simply file the

    mark with the Secretary of State. The boundaries of protection for a State trademark are limited to theparticular State. A federal trademark registration extends the owner's trademark rights nationwide. The

    federal registration serves as notice to all other trademark owners and generally trumps any other form

    of trademark protection, of course with some limitations. Trademarks, which are used in inter-State or

    foreign commerce, may be registered with the Trademark Office of concerned countries individually

    or through Madrid Agreement Route. India is, however, not a Member of the Madrid Agreement.

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    Similarities between trademark and geographical indication

    1. Both TM and GI are sign/ symbol/ logo to identify goods/ product.

    2. Both can be maintained perpetually.

    3. Both are exclusive rights, protected by registration.

    4. Both can be applied together, may be in combination with other IPRs.

    Example:

    However, trademark is widely different from geographical indication conceptually, as:

    1. Trademark is applicable to both goods and

    services.

    Geographical indicationis applicable to goods

    only.

    2. TM sign remains same everywhere. GI is just name, the sign may not be constant,

    unless it is registered as logo.

    3. It identifies goods/ service of a company/

    undertaking/ enterprise to distinguish from that of

    its competitors.

    Identifies goods to indicate its geographical

    origin.

    4. TM is private property of the registered owner. GI is community right. Only association/

    authority can apply for registration.

    5. TM can be assigned, licensed or inherited. GI cannot be assigned, licensed or inherited.

    Functions of a Trade Mark

    It identifies the product of its origin. It guaranties its unchanged quality. It advertises the products. It creates an image for products.

    For registration of trademark the mark must be distinctive and not deceptive or contrary to law or

    morality, and not identical or similar to any earlier trademarks for the same or similar goods/ service.

    What does TRIPS Agreement say about trademark?

    Four articles (15-18) of the TRIPS Agreement under SECTION 2 provide the standards for

    trademarks.

    Here TATA TEA is trade mark as the tea is a product

    of Tata Company, whereas Darjeeling is the GI

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    Article 15: Protectable Subject Matter

    Any sign, or any combination of signs, capable of distinguishing the goods or services of one

    undertaking from those of other undertakings, shall be capable of constituting a trademark.

    Article 16: Rights Conferred

    The owner of a registered trademark shall have the exclusive right to prevent all third parties not

    having the owners consent from using in the course of trade identical or similar signs for identical or

    similar goods or services.

    Article 17: Exceptions

    Members may provide limited exceptions to the rights conferred by a trademark, such as fair use of

    descriptive terms, provided that such exceptions take account of the legitimate interests of the owner of

    the trademark and of third parties.

    Article 18: Term of Protection

    For initial registration or each renewal of registration, not less than 7 years. The registration shall be

    renewable indefinitely.

    Relevant Forms and Procedure for obtaining Trademark in India

    The aim of the Trademarks Registry is to provide for registration and better protection of trade marks

    in India and for the prevention of the use of fraudulent marks on merchandise.

    What are the benefits of trademark registration?

    A. Trademark registration protects the goodwill of a business and also helps to identify and distinguish

    the source of the goods or services of one party from those of others. Trademark registration is an

    evidence of ownership of the trademark and also confirmation of the constructive notice nationwide

    issued of the trademark owner's claim on it. Trademark registration in India can also be used as a basis

    for obtaining registration in foreign countries.

    How to select a Trade Mark?

    The trademark may be selected with following precautions:

    A trademark may be a word, letter a device or numeral or any combination thereof. It is better if it is

    simple in design. If it is a word, it should be easy to speak, spell and remember. The ideal word for a

    trademark is an invented or coined word. A word which are laudatory or which directly describes the

    character or quality of the goods or services should not be adopted. Geographical names connected

    with the reputation or quality of the goods for which registration is sought should not be adopted.

    Are all Trade Marks registrable?

    No. It is not possible to register a trademark which is confusing with a trademark of another trader who

    has been using the trademark earlier for the same goods or a trademark or which describes the

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    character or quality of the goods which other traders may reasonably want to use in the course of their

    business. The mark should not conflict with a trademark already registered or pending registration in

    respect of similar goods. Also some marks are prohibited from registration under the directions of the

    Government.

    Who can file an application for trademark registration?

    An individual person, corporation, authority or partnership who is owner of the trademark can apply.

    Generally, the person who uses or controls the use of the mark, and controls the nature and quality of

    the goods to which it is affixed, or the services for which it is used, is the owner of the mark.

    What rights does registration of the mark bring?

    The registration of a trade mark confers on the registered proprietor of the trade mark the exclusive

    right to use the trade mark in relation to the goods/ service in respect of which the trade mark is

    registered and the right to take legal action against others who may infringe the registered trade mark

    or one resembling it in relation to similar goods/ service.

    Is Registration of a Trade Mark compulsory?

    No. Registration of a trade mark is not compulsory, but without registration the owner of a trade mark

    cannot initiate a legal action for infringement to protect his mark if it is used or imitated by others.

    Suing for infringement of a registered trade mark is much simple than launching a common law action

    for passing off to protect an unregistered trade mark since the owner of a registered trade mark can

    base his case simply upon the fact that his mark has been registered.

    What trademarks can be registered?

    A trade mark which consists of at least one of the following essential particulars can be registered.

    the name of a company, individual or firm represented in a particular or special manner; the signature of the applicant for registration; one or more invented words; one or more words having no direct reference to the character or quality of the goods any other distinctive trade mark; a mark which has acquired distinctiveness by use over a prolonged period of time, may be

    registered by its owners;

    Some marks are not registrable as trademarks:

    Generic terms: For example, if a machine tool manufacturer intends to register the trademark "Drill"

    to sell a drilling machine.

    Descriptive or laudatory terms: For example, terms such as RAPID, BEST, CLASSIC or

    INNOVATIVE.

    Deceptive trademarks: For example, marketing a non-gold item of jewellery under the trademark

    PURE GOLD.

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    Marks considered as contrary to public order or morality: For example, a trademark with a logo

    showing cruelty to an animal would not be allowed.

    Flags, armorial bearings, official hallmarks and emblems of states and international

    organizations that have been communicated to the International Bureau of WIPO are excluded from

    registration.

    Common names and surnames: Common names and surnames are normally not registrable as theyare not distinctive.

    Safeguards to be taken by the owner of a registered trade mark to protect his rights:

    1. S/He should use and renew the trade mark regularly once in every decade wef date of registration.2. If his/her trademark is copied by others, s/he should file a suit for infringement and passing off*

    and also take criminal action. In E&IT sector, detecting of infringers is easy by way of keeping

    constant watch of Internet Websites.

    3. S/He should keep a watch in respect of trademarks advertised in the Trademarks Journal publishedby the Trademark Office and institute timely opposition proceedings if identical or deceptively

    similar trademarks are published.

    4. S/He should initiate rectification proceedings if an identical or deceptively similar trademark isregistered.(*Both the terms infringement and passing off mean violation of rights of the IP owner. In case of

    infringement, the remedy will be according to the IPR law, whereas in case of passing off, the

    protection will be given by common laws. Trademark registration is optional. If a trademark of an

    organization is not registered, and unauthorizedly used by other parties for commercial benefits, it will

    be considered as passing off action.)

    How can one find out whether a mark is already registered?

    In order to determine whether any person or company is using a particular trademark, a trademarksearch can be conducted either through the Trademark Registry Mumbai or some attorneys who have

    the requisite national database of Indian Trademarks.

    How long does a trademark registration last?

    A trademark registration is valid for ten years from the date of filing. You have to apply for renewal

    during this time-period in every decade with effect from said date.

    Do I have to be an Indian citizen to obtain a trademark registration?

    No. However, an applicant's citizenship must be set forth in the record. If an applicant is not a citizen

    of any country, then a Statement to that effect is sufficient. If an applicant has dual citizenship, then

    the applicant must choose which citizenship will be printed in the Official Gazette and on the

    certificate of registration.

    Is a trademark registered in India valid outside the country as well?

    No. Certain countries, however, do recognize a trademark registration in India as a basis for registering

    the mark in those countries. Registration has to be according to the laws of each country.

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    Can the ownership of a trademark be assigned or transferred from one person to another?

    Yes. A registered mark, or a mark for which an application to register has been filed is assignable or

    transferred by license.

    How do I contest someone else using a trademark similar to mine?

    There are several ways to dispute use of your trademark by a third party. It can be by way of filing a

    suit in a District Court where infringement has occurred or follow the path of arbitration proceedings

    or enter into an out of court settlement against some new contract/ consideration.

    Organizational structure for administration of trademarks in India

    The Trade Marks Registry is a subordinate office under the Department of Industrial Development,

    Ministry of Industry, Govt. of India. It is headed by the Controller General of Patents, Designs and

    Trade Marks. The Head Office of the Trade Marks Registry is located at Mumbai with branches atNew Delhi, Chennai, Kolkata and Ahmedabad. The Head Office of the Trade Marks Registry, Mumbai

    is headed by the Joint Registrar of Trade Marks and the branch offices by the Deputy/ Assistant

    Registrar of Trade Marks.

    Website of Indian Patent, Design, Trademark and GI Office: www.ipindia.nic.in

    Other forms of trademarks

    Collective marks:

    These are used to distinguish goods or services produced or provided by members of an association ora common trademark is used for various different products from a company/ undertaking.

    Certification marks:

    These are used to distinguish goods or services that comply with a set of standards and have been

    certified by a certifying authority. Examples: Agmark, ISI mark, Woolmark, Silkmark

    http://www.ipindia.nic.in/http://www.ipindia.nic.in/http://www.ipindia.nic.in/
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    Notice of Trademark

    The showing of the symbols , TM, SM or other equivalent symbols next to a trademark is not a

    statutory requirement. However, such marking of a trademark serves as a warning to possible

    infringers and counterfeiters.

    Classification of goods and services Name of the classes(Fourth schedule of TM Rules, 2002)Class 1. Chemical used in industry, science, photography, agriculture, horticulture and forestry;

    unprocessed artificial resins, unprocessed plastics; manures; fire extinguishing compositions;

    tempering and soldering preparations; chemical substances for preserving foodstuffs; tanning

    substances; adhesive used in industry

    Class 2. Paints, varnishes, lacquers; preservatives against rust and against deterioration of wood;

    colorants; mordents; raw natural resins; metals in foil and powder form for painters; decorators;

    printers and artists

    Class 3. Bleaching preparations and other substances for laundry use; cleaning; polishing; scouring

    and abrasive preparations; soaps; perfumery, essential oils, cosmetics, hair lotions, dentifrices

    Class 4. Industrial oils and greases; lubricants; dust absorbing, wetting and binding compositions;

    fuels(including motor spirit) and illuminants; candles, wicks

    Class 5. Pharmaceutical, veterinary and sanitary preparations; dietetic substances adapted for medical

    use, food for babies; plasters, materials for dressings; materials for stopping teeth, dental wax;

    disinfectants; preparation for destroying vermin; fungicides, herbicides

    Class 6. Common metals and their alloys; metal building materials; transportable buildings of metal;materials of metal for railway tracks; non-electric cables and wires of common metal; ironmongery,

    small items of metal hardware; pipes and tubes of metal; safes; goods of common metal not included

    in other classes; ores

    Class 7. Machines and machine tools; motors and engines (except for land vehicles); machine

    coupling and transmission components (except for land vehicles); agricultural implements other than

    hand-operated; incubators for eggs

    Class 8. Hand tools and implements (hand-operated); cutlery; side arms; razors

    Class 9. Scientific, nautical, surveying, electric, photographic, cinematographic, optical, weighing,measuring, signalling, checking (supervision), life saving and teaching apparatus and instruments;

    apparatus for recording, transmission or reproduction of sound or images; magnetic data carriers,

    recording discs; automatic vending machines and mechanisms for coin-operated apparatus; cash

    registers, calculating machines, data processing equipment and computers; fire extinguishing apparatus

    Class 10. Surgical, medical, dental and veterinary apparatus and instruments, artificial limbs, eyes and

    teeth; orthopaedic articles; suture materials

    Class 11. Apparatus for lighting, heating, steam generating, cooking, refrigerating, drying ventilating,

    water supply and sanitary purposes

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    Class 12. Vehicles; apparatus for locomotion by land, air or water

    Class 13. Firearms; ammunition and projectiles; explosives; fire works

    Class 14. Precious metals and their alloys and goods in precious metals or coated therewith, not

    included in other classes; jewellery, precious stones; horological and other chronometric instruments

    Class 15. Musical instruments

    Class 16. Paper, cardboard and goods made from these materials, not included in other classes; printed

    matter; bookbinding material; photographs; stationery; adhesives for stationery or household purposes;

    artists' materials; paint brushes; typewriters and office requisites (except furniture); instructional and

    teaching material (except apparatus); plastic materials for packaging (not included in other classes);

    playing cards; printers' type; printing blocks

    Class 17. Rubber, gutta percha, gum, asbestos, mica and goods made from these materials and not

    included in other classes; plastics in extruded form for use in manufacture; packing, stopping and

    insulating materials; flexible pipes, not of metal

    Class 18. Leather and imitations of leather, and goods made of these materials and not included in

    other classes; animal skins, hides, trunks and travelling bags; umbrellas, parasols and walking sticks;

    whips, harness and saddlery

    Class 19. Building materials, (non-metallic), non-metallic rigid pipes for building; asphalt, pitch and

    bitumen; non-metallic transportable buildings; monuments, not of metal.

    Class 20. Furniture, mirrors, picture frames; goods(not included in other classes) of wood, cork, reed,

    cane, wicker, horn, bone, ivory, whalebone, shell, amber, mother- of-pearl, meerschaum and

    substitutes for all these materials, or of plastics

    Class 21 . Household or kitchen utensils and containers(not of precious metal or coated therewith);

    combs and sponges; brushes(except paints brushes); brush making materials; articles for cleaning

    purposes; steelwool; unworked or semi-worked glass (except glass used in building); glassware,

    porcelain and earthenware not included in other classes

    Class 22. Ropes, string, nets, tents, awnings, tarpaulins, sails, sacks and bags (not included in other

    classes) padding and stuffing materials(except of rubber or plastics); raw fibrous textile materials

    Class 23. Yarns and threads, for textile use

    Class 24. Textiles and textile goods, not included in other classes; bed and table covers.

    Class 25. Clothing, footwear, headgear

    Class 26. Lace and embroidery, ribbons and braid; buttons, hooks and eyes, pins and needles; artificial

    flowers

    Class 27. Carpets, rugs, mats and matting, linoleum and other materials for covering existing floors;

    wall hangings(non-textile)

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    Class 28. Games and playthings, gymnastic and sporting articles not included in other classes;

    decorations for Christmas trees

    Class 29. Meat, fish, poultry and game; meat extracts; preserved, dried and cooked fruits and

    vegetables; jellies, jams, fruit sauces; eggs, milk and milk products; edible oils and fats

    Class 30. Coffee, tea, cocoa, sugar, rice, tapioca, sago, artificial coffee; flour and preparations madefrom cereals, bread, pastry and confectionery, ices; honey, treacle; yeast, baking powder; salt, mustard;

    vinegar, sauces, (condiments); spices; ice

    Class 31. Agricultural, horticultural and forestry products and grains not included in other classes; live

    animals; fresh fruits and vegetables; seeds, natural plants and flowers; foodstuffs for animals, malt

    Class 32. Beers, mineral and aerated waters, and other non-alcoholic drinks; fruit drinks and fruit

    juices; syrups and other preparations for making beverages

    Class 33. Alcoholic beverages (except beers)

    Class 34. Tobacco, smokers' articles, matches

    SERVICES (service marks)

    Class 35 .Advertising, business management, business administration, office functions.

    Class 36 .Insurance, financial affairs; monetary affairs; real estate affairs.

    Class 37 . Building construction; repair; installation services.

    Class 38. Telecommunications.

    Class 39. Transport; packaging and storage of goods; travel arrangement.

    Class 40. Treatment of materials.

    Class 41. Education; providing of training; entertainment; sporting and cultural activities.

    Class 42. Scientific and technological services and research and design relating thereto; industrial

    analysis and research services; design and development of computer hardware and software.

    Class 43. Services for providing food and drink; temporary accommodation.

    Class 44. Medical services, veterinary services, hygienic and beauty care for human beings or animals;

    agriculture, horticulture and forestry services.

    Class 45. Legal services; security services for the protection of property and individuals; personal and

    social services rendered by others to meet the needs of individuals.

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    Steps to be taken before applying for registration:

    1. Market survey through an investigating agency, etc. to ascertain whether any identical or

    deceptively similar mark is used for the same goods or services by any other person /party in the

    market.

    2. It is desirable to seek (Form No. TM-55 with the prescribed fee of Rs.50/) for preliminary advicefrom the Registrar regarding the distinctiveness of the mark.

    3. Also desirable to request on form TM-54 with fee of Rs.50/- to obtain an official report to ascertain

    whether any identical or deceptively similar trade mark is pending for registration in respect of the

    same goods services.

    4. Desirable: Personal inspection or search through the records of the Trade Marks Registry (fee of

    Rs.50/- per hour).

    Application for a trademark

    1. In Form TM-1 in triplicate + 10 copies of additional representations of the mark.2. Prescribed fee for registration: Rs.2500/ for TM, Rs.10000/ for collective or certification mark.3. Renewal fee: Rs. 5000/4. Apply at the appropriate Registry office.5. One application per class of goods/ service.

    Additional representations

    1. The mark, name and address of the applicant, class of goods/ service and date from which themark has been used etc.

    2. A trademark in preferably a black and white bromide prints (8 cm x 8 cm).3. If colour is an attribute in the Trademark, coloured photographs/ print to be provided.

    Remedies against infringement

    1. Issuance of a permanent injunction to stop the infringing activity.

    2. Payment of damages.

    3. Destruction of the infringing goods.

    4. Disposal of the goods, outside the channels of commerce.

    Differences between Passing off and Infringement:

    They are slightly different.

    - Statutory remedy is available for infringement whereas the action for passing off is a common law

    remedy.

    - For infringement it is necessary only to establish that the infringing mark is identical or deceptively

    similar to the registered mark but in the case of a passing off action, the need is to prove that the marks

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    are identical or deceptively similar which is likely to deceive or cause confusion and damage to the

    business of the company.

    - When a trademark is registered, registration is given only with regard to a particular category of

    goods and hence protection can be given only to these goods and action of infringement would be

    taken; but in a passing off action, the defendants goods need not be the same, they may be related or

    even different.

    Cases of Infringement

    1. No one can use the trademark which is deceptively similar to the trademark of other company. As in

    the case of Glaxo Smith Kline Pharmaceuticals Ltd. v. Unitech Pharmaceuticals Pvt. Ltd. [1] the

    plaintiff claimed that defendants are selling products under the trademark FEXIM that is deceptively

    similar to the plaintiffs mark PHEXIN, which is used for pharmaceutical preparations. The defendants

    were selling anti-biotic tablets with the trademark `FEXIM' with the packing material deceptively

    similarly to that of the plaintiff, whereby intending to not only to infringe the trademark but also to

    pass off the goods as that of the plaintiff as the two marks are also phonetically similar. The Court

    restrained the defendant from using the trademark `FEXIM' or any trademark deceptively similar to thetrademark of the plaintiff `PHEXIN', any label/packaging material deceptively similar and containing

    the same pattern as that of the plaintiff.

    2. If a party using the deceptively similar name only for a single shop and not spreading its business by

    use of that particular name then also that party could be stopped from using the trade name of other

    company. This is given in M/s Bikanervala v. M/s Aggarwal Bikanerwala[2] where the respondent was

    running a sweet shop in with the name of AGGARWAL BIKANERVALA and the plaintiff was using

    the name BIKANERVALA from 1981 and also got registered it in the year 1992. hence they applied

    for permanent injunction over the use of the name AGGARWAL BIKANERWALA for the sweet shop

    by the defendant. Court held in favour of the plaintiff and stopped defendant from manufacturing,

    selling, offering for sale, advertising, directly or indirectly dealing in food articles for human

    consumption under the impugned trade mark/trade name/infringing artistic label 'AGGARWAL

    BIKANER WALA' or from using any trade mark/trade name/infringing artistic work containing the

    name/mark 'BIKANER WALA/BIKANERVALA' or any other name/mark/artistic work which is

    identical or deceptively similar to the plaintiff's trademark 'BIKANERVALA'.

    3. Even if a company is not doing business in country, but it is a well known company or well known

    goods, then also it would be entitled to get authority over its trademark. As given in case of N.R.

    Dongare v. Whirlpool Corp. Ltd. where the defendants have failed to renew their trademark

    WHIRLPOOL and in the mean time the plaintiffs have got registration of the same. In this case court

    said that though there was no sale in India, the reputation of the plaintiff company was travelling transborder to India as well through commercial publicity made in magazines which are available in orbrought in India.

    The WHIRLPOOL has acquired reputation and goodwill in this country and the same has become

    associated in the minds of the public. Even advertisement of trade mark without existence of goods in

    the mark is also to be considered as use of the trade mark. The magazines which contain the

    advertisement do have a circulation in the higher and upper middle income strata of Indian society.

    Therefore, the plaintiff acquired transborder reputation in respect of the trade mark WHIRLPOOL

    and has a right to protect the invasion thereof.

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    A Case of Passing Off

    Even if the goods are not same or similar to each other, then also no one can use the registered

    trademark of a company for any kind of goods which may result in the harm to the business and

    reputation of the company which is the owner of the trademark. In Honda Motors Co. Ltd. v. Mr.

    Charanjit Singh and Ors defendant Company was using the trade name HONDA for Pressure

    Cookers which they are manufacturing in India and even when their application for registration of thistrademark had been rejected by the registrar they continued using it and again applied for registration

    and hence plaintiff has brought this plaint. Plaintiff is the well known company having presence all

    over the world in the field of Motor Cars, Motorcycles, Generators and other electronic appliances.

    They are doing business in India in association with the Siddharth Shriram Group with the name

    Honda Siel Cars India Ltd. Plaintiff has established that his business or goods has acquired the

    reputation and his trade name has become distinctive of his goods and the purchasing public at large

    associates the plaintiff's name with them. The use of trademark HONDA by respondents is creating

    deception or confusion in the minds of the public at large and such confusion is causing damage or

    injury to the business, reputation, goodwill and fair name of the plaintiff. Hence court has restricted the

    defendants from using the trademark HONDA in respect of pressure cookers or any goods or any other

    trade mark/marks, which are identical with and deceptively similar to the trade mark HONDA of theplaintiff and to do anything which amounts to passing off to the goods of the plaintiff.

    International protection

    Trademarks used in international trade may be registered with the Trademark Offices of concerned

    countries individually or through the provisions of the Madrid Agreement.

    Madrid System for the International Registration of Marks

    The Madrid system functions under the Madrid Agreement (1891) and the Madrid Protocol (1989). It

    is administered by the International Bureau of WIPO, Geneva, Switzerland.

    - 56 Countries are party to Madrid Agreement (1891)- 83 Countries are party to Madrid Protocol (1989)

    India is not party to the Madrid Agreement or Protocol.