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Topology of positive spaces Slides available at www-personal.umich.edu/~snkarp Steven N. Karp, University of Michigan joint work with Pavel Galashin and Thomas Lam November 30th, 2018 Massachusetts Institute of Technology, Microsoft Research Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 1 / 18

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Page 1: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Topology of positive spaces

Slides available at www-personal.umich.edu/~snkarp

Steven N. Karp, University of Michiganjoint work with Pavel Galashin and Thomas Lam

November 30th, 2018Massachusetts Institute of Technology, Microsoft Research

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 1 / 18

Page 2: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Permutohedron

(4,1,2,3)(4,2,1,3)

(3,2,1,4)

(3,1,2,4)

(2,1,3,4)

(1,2,3,4)

(1,2,4,3)

(1,3,2,4)

(2,1,4,3)

(2,3,1,4)

(3,1,4,2)

(4,1,3,2)

(4,2,3,1)

(3,2,4,1)

(2,4,1,3)

(1,4,2,3)

(1,3,4,2)

(2,3,4,1)

(1,4,3,2)

(2,4,3,1)

(3,4,2,1)

(4,3,2,1)

(4,3,1,2)

(3,4,1,2)

The vertices of the permutohedron are (π(1), · · ·, π(n)) ∈ Rn for π ∈ Sn.The edges of the permutohedron are

(· · ·, i , · · ·, i + 1, · · · ) ←→ (· · ·, i + 1, · · ·, i , · · · ).These correspond to cover relations in the weak Bruhat order on Sn.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 2 / 18

Page 3: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Permutohedron for the strong Bruhat order?

123

213 132

312 231

321

132

231312

213

123

321

S3 (strong order) ?

Using total positivity, we can define a space whose d-dimensional facescorrespond to intervals of length d in the strong Bruhat order on Sn.

This space is not a polytope! However, topologically it is just as good:1 it is partitioned into faces F , each homeomorphic to an open ball;2 the boundary ∂F of each face F is a union of lower-dimensional faces;3 the closure F of each face F is homeomorphic to a closed ball.

Such a space is called a regular CW complex.Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 3 / 18

Page 4: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Introduction to total positivity

A matrix is totally positive if every submatrix has positive determinant.1 1 1 11 2 4 81 3 9 271 4 16 64

λ1 = 71.5987 · · ·λ2 = 3.6199 · · ·λ3 = 0.7168 · · ·λ4 = 0.0646 · · ·

Gantmakher, Krein (1937): the eigenvalues of a square totally positivematrix are all real, positive, and distinct.

Totally positive matrices are a discrete analogue of totally positivekernels (e.g. K (x , y) = exy ), introduced by Kellogg (1918).

Lusztig (1994): total positivity for algebraic groups G (e.g. G = SLn)and partial flag varieties G/P (e.g. G/P = Grk,n, Fln).

Fomin, Zelevinsky (2002): cluster algebras.

Postnikov (2006): totally nonnegative Grassmannian Gr≥0k,n. It has beenrelated to the ASEP, the KP equation, Poisson geometry, quantummatrices, scattering amplitudes, mirror symmetry, singularities of curves, . . .

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 4 / 18

Page 5: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

The Grassmannian Grk ,n

The Grassmannian Grk,n is the set of k-dimensional subspaces of Rn.

V := 0

(1, 0,−4,−3)

(0, 1, 3, 2)

=

[1 0 −4 −30 1 3 2

]=

[1 1 −1 −10 1 3 2

] ∈ Gr≥02,4

∆12 = 1, ∆13 = 3, ∆14 = 2, ∆23 = 4, ∆24 = 3, ∆34 = 1

Given V ∈ Grk,n in the form of a k × n matrix, for k-subsets I of{1, · · ·, n} let ∆I (V ) be the k × k minor of V in columns I . The Pluckercoordinates ∆I (V ) are well defined up to a common nonzero scalar.

We call V ∈ Grk,n totally nonnegative if ∆I (V ) ≥ 0 for all k-subsets I .

The set of all such V forms the totally nonnegative Grassmannian Gr≥0k,n.

We can think of Gr≥0k,n as a compactification of the space of k × (n − k)totally positive matrices, or as the Grassmannian notion of a simplex.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 5 / 18

Page 6: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Compactifying the space of (totally positive) matrices

The closure of the space of k × ` totally positive matrices is notcompact, e.g. consider [

1 11 t

]as t →∞.

We can embed the space of k × ` matrices inside Grk,k+` as the subsetwhere the Plucker coordinate ∆{1,2,···,k} is nonzero:a b c

d e fg h i

7→1 0 0 g h i

0 1 0 −d − e − f0 0 1 a b c

∈ Gr3,3+3 .

This identifies the space of k × ` totally positive matrices with the totallypositive part of Grk,k+`, whose closure is the compact space Gr≥0k,k+`.

Passing to the Grassmannian also reveals certain hidden symmetries,notably the cyclic symmetry given by the action[

v1 v2 · · · vn

]7→

[v2 · · · vn (−1)k−1v1

]on Gr≥0k,n .

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 6 / 18

Page 7: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

The cell decomposition of Gr≥0k ,n

Gr≥0k,n has a cell decomposition due to Rietsch (1998) and Postnikov(2006). Each positroid cell is specified by requiring some subset of thePlucker coordinates to be strictly positive, and the rest to equal zero.

Gr≥01,3

(= P2≥0)

∼=

∆1,∆2,∆3 > 0

∆1 = 0

∆2,∆3 = 0

∆1,∆3 = 0 ∆1,∆2 = 0

∆3 = 0 ∆2 = 0 ←→

1

23

1

23

1

23

1

23

1

23

1

23

1

23

0

Postnikov showed that the face poset of Gr≥0k,n is given by circular Bruhatorder on decorated permutations with k anti-excedances.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 7 / 18

Page 8: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

The topology of Gr≥0k,n

Conjecture (Postnikov (2006))

The cell decomposition of Gr≥0k,n is a regular CW complex homeomorphic toa ball. That is, the closure of every cell is homeomorphic to a closed ball.

e.g. non-regularCW complex

regularCW complex

regularCW complex

Williams (2007): The face poset of Gr≥0k,n is thin and shellable. Thus it isthe face poset of some regular CW complex homeomorphic to a ball.

Postnikov, Speyer, Williams (2009): Gr≥0k,n is a CW complex (viamatching polytopes of plabic graphs).

Rietsch, Williams (2010): Gr≥0k,n is a regular CW complex up tohomotopy (via discrete Morse theory).

Theorem (Galashin, Karp, Lam)

Postnikov’s conjecture is true.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 8 / 18

Page 9: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Motivation 1: combinatorics of regular CW complexes

Every convex polytope (decomposed into its open faces) is a regular CWcomplex. We can think of a regular CW complex as the ‘next best thing’to a convex polytope.

123

213 132

312 231

321

S3 (strong order)

linkI3(U≥03 ) =

1 x y

0 1 z0 0 1

:x + z = 1,

all minors ≥ 0

Note that Sn is not the face poset of a polytope. However, Sn isshellable due to Edelman (1981), so it is the face poset of a regular CWcomplex homeomorphic to a ball, by work of Bjorner (1984).

Bernstein, Bjorner: Is there such a regular CW complex ‘in nature’?

Fomin and Shapiro (2000) conjectured that linkIn(U≥0n ) is such a regularCW complex. This was proved by Hersh (2014), in general Lie type.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 9 / 18

Page 10: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Motivation 2: amplituhedra and Grassmann polytopes

By definition, a polytope is the image of a simplex under an affine map:

simplex in Pn−1 Gr≥0k,n

polytope in Pm Grassmann polytopein Grk,k+m

linear mapRn → Rm+1

linear mapRn → Rk+m

A Grassmann polytope is the image of a map Gr≥0k,n → Grk,k+m induced by

a linear map Z : Rn → Rk+m. (Here m ≥ 0 with k +m ≤ n.)When the matrix Z has positive maximal minors, the Grassmann

polytope is called an amplituhedron. Amplituhedra generalize cyclicpolytopes (k = 1) and totally nonnegative Grassmannians (k +m = n).They were introduced by the physicists Arkani-Hamed and Trnka (2014),and inspired Lam (2015) to define Grassmann polytopes.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 10 / 18

Page 11: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Motivation 2: amplituhedra and Grassmann polytopes

Arkani-Hamed, Bai, Lam (2017): a positive geometry is a space equippedwith a canonical differential form, which has logarithmic singularities atthe boundaries of the space. Examples include convex polytopes:

x

y

(0, 0) (1, 0)

(0, 1) ± dxdy

xy(1−x−y)

The amplituhedron is conjecturally a positive geometry, whose canonicalform for m = 4 is the tree-level scattering amplitude in planar N = 4 SYM.

Intuition from physics: the geometry determines the canonical form, andvice-versa. In order to understand amplituhedra (and more generally,Grassmann polytopes), we first need to understand Gr≥0k,n.

Other physically relevant positive geometries include associahedra,cosmological polytopes, Cayley polytopes, halohedra, Stokes polytopes, . . .

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 11 / 18

Page 12: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Technique 1: contractive flows

Theorem

Every compact, convex subset of Rd is homeomorphic to a closed ball.

Proof

7→

This proof does not directly work for Gr≥0k,n, since it is not totally geodesic.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 12 / 18

Page 13: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Cyclic symmetry of Gr≥0k ,n

Define the (left) cyclic shift map S on Rn by

S(x) := (x2, x3, · · ·, xn, (−1)k−1x1) for x = (x1, · · ·, xn) ∈ Rn.

Then S gives the cyclic action on Grk,n:

S ·

[v1 v2 · · · vn

]=

[v2 · · · vn (−1)k−1v1

].

We regard S as a vector field on Grk,n, which sends V ∈ Grk,n along the

trajectory exp(tS) · V for t ≥ 0. This contracts all of Gr≥0k,n onto the

attractor V0 ∈ Gr≥0k,n, giving a homeomorphism onto a closed ball as before.

e.g. Gr≥01,3

7→

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 13 / 18

Page 14: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Other spaces admitting a contractive flow

A similar argument shows the following spaces are closed balls: cyclicallysymmetric amplituhedra, Lam’s compactification of the space of electricalnetworks, and Lusztig’s totally nonnegative partial flag varieties (G/P)≥0.

e.g. Fl≥03 consists of complete flags {0} ⊂W1 ⊂W2 ⊂ R3 such that W1

and W2 are totally nonnegative subspaces. This means that W1 is spannedby a vector (x1, x2, x3) and W2 is orthogonal to a vector (y1,−y2, y3) with

x1y1 − x2y2 + x3y3 = 0, x1, x2, x3, y1, y2, y3 ≥ 0.

This space has 4 facets, given by setting one of x1, y1, x3, y3 to 0.

132

231312

213

123

321

Lusztig (1994), Rietsch (1999): Fl≥0n has a cell decomposition whosed-dimensional cells are indexed by intervals of length d in (Sn,≤strong).

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 14 / 18

Page 15: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Technique 2: links

Unfortunately, there exist cells of Gr≥0k,n with no smooth contractive flow.

Brown (1962), Smale (1961), Freedman (1982), Perelman (2003):

Theorem (consequence of generalized Poincare conjecture)

Suppose that X is a compact topological manifold with boundary, whoseinterior X ◦ is contractible and whose boundary ∂X is homeomorphic to asphere. Then X is homeomorphic to a closed ball.

We want to show that the closure X of a positroid cell in the celldecomposition of Gr≥0k,n is homeomorphic to a closed ball.

Postnikov (2006): X ◦ is homeomorphic to an open ball.

By induction, we can assume that every cell closure in the boundary ofX is homeomorphic to a closed ball, i.e. ∂X is a regular CW complex.

Williams (2007): The face poset of Gr≥0k,n is thin and shellable, so it isthe face poset of a sphere. By Bjorner (1984), the homeomorphism typeof a regular CW complex is determined by its face poset. Therefore byinduction, ∂X is homeomorphic to a sphere.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 15 / 18

Page 16: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Technique 2: links

It remains to show that X is a topological manifold with boundary, i.e.X looks like a closed half-space in Rd near any point on its boundary.

We adopt the framework of links from Fomin and Shapiro (2000), whichthey introduced to study the topology of U≥0n .

x

link(x)ε

∼=

xWe prove that:1 link(x) is homeomorphic to a closed ball;2 locally near x , the space X looks like the cone over link(x).

This implies that X is a topological manifold with boundary near x .

We prove (1) by a similar induction. This does not reduce to a thirdinduction, since ‘links in links are links’.

We introduce two key ideas: using Snider’s embedding, and constructinga dilation action on the small spheres centered at x .

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 16 / 18

Page 17: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Snider’s embedding

The link framework of Fomin and Shapiro for U≥0n involves factorizationmaps that do not have a direct analogue in Grk,n. To get around this, weemploy a construction of Snider (2011).

We fix an index I , and embed the subset of Grk,n where ∆I 6= 0 into the

affine flag variety Fln. We can think of Fln as n-periodic bi-infinitematrices modulo left multiplication by invertible lower-triangular matrices.

e.g. Let I = {1, 3} with k = 2, n = 4. Then Snider’s embedding is

[1 a 0 b0 c 1 d

]7→

. . .. . .

. . .. . .

. . .. . .

· · · 0 a 0 b 1 0 · · ·· · · 1 0 0 0 0 0 · · ·

· · · 0 d 0 c 1 0 · · ·· · · 1 0 0 0 0 0 · · ·

· · · 0 a 0 b 1 0 · · ·. . .

. . .. . .

. . .. . .

. . .

.

We can then apply the Fomin–Shapiro framework in Fln.

We obtain the conic structure near x by translating x to a ‘hidden’ pointin Fln in the same cell as x , which does not come from a point in Grk,n.

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 17 / 18

Page 18: Topology of positive spaces - University of Michigansnkarp/mit2018.pdf · Postnikov (2006): totally nonnegative Grassmannian Gr 0 k;n. It has been related to the ASEP, the KP equation,

Open problems

Conjecture (Williams (2007))

The cell decomposition of (G/P)≥0 is a regular CW complexhomeomorphic to a ball.

Show that Lam’s compactification of the space of electrical networksforms a regular CW complex. Its face poset is the uncrossing order onmatchings, which is Eulerian due to Lam (2015) and shellable due toHersh and Kenyon (2018).

Study the topology of amplituhedra and, more generally, Grassmannpolytopes.

Thank you!

Steven N. Karp (Michigan) Topology of positive spaces November 30th, 2018 18 / 18