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Reinhold Egger Institut für Theoretische Physik Topological Kondo effect from Majorana fermion devices Natal School, 3 - 14 Aug 2015

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Reinhold EggerInstitut für Theoretische Physik

Topological Kondo effect from Majorana fermion devices

Natal School, 3 - 14 Aug 2015

Content of this course

1. Majorana fermions and Majorana bound states (MBSs): Basics

2. Kitaev chain & realization in nanowires 3. Majorana takes charge

Coupling Cooper pair and Majorana dynamics through Coulomb charging energy

4. Topological Kondo effect Overscreened multi-channel Kondo physics with interacting MBSs

5. Recent developments

Further reading

J. Alicea, Rep. Prog. Phys. 75, 076501 (2012) [many pictures used in my course are from here]

M. Leijnse & K. Flensberg, Semicond. Sci. Technol. 27, 124003 (2012)

C.W.J. Beenakker, Annu. Rev. Condens. Matter Phys. 4, 113 (2013)

A. Zazunov, A. Altland & R. Egger, New J. Phys. 16, 015010 (2014)

Part I: Introduction to Majorana fermions and MBSs

What are Majorana fermions and Majorana bound states (MBSs)?

How are they described? How can they be realized? What properties do they have? Why should we care?

What are Majorana fermions ? Majorana fermion is its own antiparticle carries no charge real-valued solution of relativistic Dirac equation

Elementary particle?Perhaps neutrino ?

Double beta decay: For neutrino = antineutrino,annihilation possible... Experiments remain unclear

Here: search for Majorana fermions asemergent condensed matter quasiparticles

+= γγ

Usual (Dirac) fermions… Pauli principle: each single-particle state can

be only filled by zero or one electron Eigenstates:

Fermion operator in 2nd quantization

Operator c annihilates particle (creates antiparticle)Occupation number operator:

only eigenvalues 0,1

01,01

00,10

==

==+

+

cc

cc

01

2 =

=+ ++

ccccc

ccn +=nn =2

1,0

Majorana bound state (MBS)

1st quantization: 2nd quantization:What about Majorana fermions?

→ E=0 (relative to chemical potential)

MBS = equal-weight superposition of electron and hole states, zero mode (E=0)

(unlike exciton = bosonic e-h product state)

→ search in superconductors (SCs)NB: For bosons, particle = antiparticle is standard situation (photons!)

For fermions, nontrivial statement !

Ψ=Ψ EH

+= γγ[ ] γγγ EEH −==,

Counting Majorana state occupationsConsider set of MBSs at different locations in space Self-adjoint operatorsClifford algebraDifferent Majorana operators anticommute just

like fermions But: annihilation of particle & antiparticle recovers previous

state Occupation number of single MBS is ill-defined

ijijji δγγγγ 2=+

+= jj γγ

12 ==+jjj γγγ

So there is no Majorana sea (unlike Fermi sea) ... or perhaps there is?

Counting Majorana fermions

Count state of spatially separated MBS pair:Non-local auxiliary fermion

MBS = „half a fermion“, fractionalized zero mode

U(1) gauge freedom implies equally possible choice:

( ) 221 γγ ic +=

( ) 1,02121 =+== + γγiccn

( )++

−−=

+=

ccicc

2

1

γ

γ

1221 −= +cci γγ

( ) 221 γγϑ iec i += −

Semenoff & Sodano, Electron. J. Phys. (2006)Plugge, Zazunov, Sodano & Egger, PRB (2015)

Entanglement ? [see talk by S. Plugge]

MBS in p-wave superconductors Bogoliubov quasiparticles in s-wave BCS SC

At Fermi level: u=v Far away from Fermi level:

either u→1 & v→0 or v→1 & u→0[purely electron- or hole-like]

But spin spoils it: no MBS possible for s-wave SC! better: spinless quasiparticles in p-wave SC

at Fermi level: Vortex in 2D p-wave SC hosts MBS Experimentally most promising route (at present): MBS end states of 1D p-wave SC (Kitaev chain)

+↓

+↑ ≠+= γγ vcuc

++ =+= γγ cuuc *

Kitaev chain:„toy model“ for 1D p-wave SC

Tight-binding chain of spinless fermions

Proximity-induced pairing gap ∆ In 1D only fluctuating intrinsic SC → induce pairing by

proximity to bulk SC Hopping amplitude t>0, chemical potential μ

( ) ∑∑=

+−

=++

+ −+∆+−=N

jjj

N

jjj

ijj ccchccectcH

1

1

111 ..

21 µφ

Majorana representationConsider N lattice sites, open boundary conditions To simplify algebra, first put Δ=t and μ=0 Decompose lattice fermions into Majorana

fermions short calculation gives

MBSs at the ends don‘t appear!zero modes

1,

1

1,2 +

=∑−= jA

N

jjB

tiH γγ

( ) 2/,,2/

jAjBi

j iec γγφ += −

[ ] [ ] 0,, == HH RL γγNBR

AL

,

1,

γγ

γγ

Kitaev chain: Majorana end states

Switch to new d fermions „shifting register“

H diagonalized

Nonlocal fermionic zero mode

represents decoupled MBSs at ends, zero energy

( ) 2/1,, +−= jAjBj id γγ

( )∑−

=

+ −=1

12/1

N

jjj ddtH

( ) 2RL if γγ +=

1121,, ±=−=− ++ jjjAjB ddi γγ

Topological degeneracy All d-fermion states unoccupied in ground

state (GS) Zero mode causes twofold GS degeneracy

Both GSs differ in fermion parity (even/odd)Topological degeneracy

ELE

N

jjfO

N

jjfE

GSGSfGS

GS

γ===

=

+−

=

=

∏1

1

1

1

01

00

Expectation values of local operators

Arbitrary local operator A has locally indistinguishable expectation values (up to exponentially small corrections)

Proof: Local operator has finite support Rewrite A in terms of d fermions (and possibly f)

f appears iff A has support near a boundary

OOEEGSAGSGSAGS =

lkji ccccA ++~

),(~ ''''+++ ffddddA lkji

Nonlocal operators If A has no support near boundary:

same expectation values since

Otherwise A has only support, say, near left boundaryUse again → same expectation values for both GSs→ only nonlocal operators can distinguish [or change → topological protection] the GSs→ Basis for topological quantum computation

ELOGSGS γ=

LA γ~12 =Lγ

12 =Lγ

Kitaev chain: Arbitrary parameters Topological phase persists for finite (not too

large) μ and/or arbitrary ∆/t (see later) MBS wavefunction: Exponential decay into bulk

on lengthscale ξ Chain length L determines overlap between

left/right MBS wavefunctions → MBS hybridization

Then: exponentially small but finite-energy mode instead of true zero mode

ξε /~ Lf e−

( ) ffRLf ffiH εεγγε ±→−== + 12

Fractional Josephson effect

Topological degeneracy crucial ingredient for hallmark experiment of MBS physics: fractional Josephson effect

First: brief reminder of standard Josephson effect in conventional s-wave BCS superconductors

Reminder: Josephson effect

Tunnel contact (tunneling amplitude λ) separates s-wave SCs, phase difference φ

Tunneling of Cooper pairs (2e) gives 2πperiodic Josephson energy

Josephson DC supercurrent-phase relation

φ/2 -φ/2λ

( ) 2~ with cos λϕϕ JJJos EEE −=

( ) 2~ with sin2 λϕϕ

ϕ ccJos II

ddEeI ==

Now topological case Two tunnel-coupled Kitaev chains (∆=t, μ=0) Boundary fermions connected by tunneling

Insert effective low-energy form..chccH RLtun += +λ

( ) 2/2/ 4/,,

2/L

iLALB

iL eiec L γγγ ϕφ −− →+=

RARLBL ,, γγγγ ≡≡

( ) 2/2/ 4/,,

2/R

iRARB

iR ieiec R γγγ ϕφ +− →+=

λ

Projection to low-energy space Low energy space is spanned by MBSs →

Andreev bound states (inside gap!)

Fractional Josephson effect:

tunneling of „half a Cooper pair“ → 4π periodic Josephson current-phase relation

RLtun iH γγϕλ

=

2cos

2 1±=RLi γγ

( )

±=± 2

cos2

ϕλϕE

( )

±== ±

2sin

22 ϕλ

ϕϕ

eddEeI

Fractional Josephson effect Josephson effect via single-electron tunneling

through zero mode Highly unusual: supercurrent proportional to λ

Two branches for different GS parity Hamiltonian has 2π periodicity GS recovered only by advancing phase by 4π Parity conservation crucial for 4π periodicity Quasiparticle poisoning:

boson-mediated transitions from Andreev-MBS sector to above-gap quasiparticles → flip parity 2π periodicity restored at finite T (in stationary case)

Nonlocality and degeneracySpatially separate Majorana pair yieldsE=0 fermion mode

Information stored non-locally & topologicallyprotected

Ground state is degenerate

Even/odd number ofelectrons (fermionparity): same E=0

Rotation in ground-state manifold:

E-µ

0

G

Nonabelian anyons [see lectures by Ady Stern]

Example: four MBS = two parity qubits Start with initial state Braiding: rotation in ground-state manifold by

interchanging and

entangled state,nonabelian exchange statistics

…could be useful for quantum computing …

3412 0,0=G

2γ 3γ

3γ( )GGU 2323 1

21 γγ+=

Ivanov, PRL 2001

Summary of Part I Basic features of Majorana „fermions“ Fractionalized zero mode „particles“ Counting MBS pairs via nonlocal fermions Topological degeneracy, ground-state parity

Realizable as end states of 1D p-wave SC: Kitaev chain

Signatures: fractional Josephson effect, nonabelian exchange statistics, ...

Part II: Kitaev chain 1. Bulk 1D p-wave superconductor (SC)

Majorana end states reflect bulk topology: bulk-boundary correspondence

Sensitivity of ground state to boundary conditions Bulk topological index

2. Kitaev chain can be realized in labSemiconductor nanowires with strong spin-orbit coupling, Zeeman field, proximity coupled to conventional s-wave SC

( ) ∑∑=

+−

=++

+ −+∆+−=N

jjj

N

jjj

ijj ccchccectcH

1

1

111 ..

21 µφ

Bulk topology

MBSs mirror bulk topological features → consider ring: periodic BCs (arbitrary parameters)

[ 1/2 : no double counting! ]

kBZk

ikjj ce

Nc ~1 ∑

=

= +

−k

kk c

cC ~

~k

BZk kk

kkk CCH ∑

+

−∆∆

ξ *

21

ki

k kei −∆−=∆−=∆ sinφ

µξ −−= ktk cos

Nambu spinor

kinetic energyFourier transformed p-wave pairing potential

BdGH

BdG equation Diagonalize Hamiltonian

Quasiparticle operatorsBogoliubov-deGennes (BdG) equation

solved by

0*

=

−−∆∆−

k

k

kkk

kkk

vu

EE

ξξ

22kkkE ∆+= ξ

∑∈

+=BZk

kkk aaEH

+−+= kkkkk cvcua ~~

kk

kkk

k

kk

k

kk

uEv

EEu

∆−

=

+∆∆

=

ξ

ξ2

Phase diagram of Kitaev chainTopological phase transitions require gap closing two solutions:

: topologically trivial „strong pairing“ phase, adiabatically connected to vacuum

and phases related by e-h symmetry

Topologically nontrivial „weak pairing“ regime (with MBSs under open BCs) contains μ=0 → corresponds to

0 0 ==∆→= kkkE ξ

tktk

=±=−==

µπµ

with with 0

t>µ

t<µ

t>µt−<µ

Topological superconductor BdG Hamiltonian: Nambu „spin“ in „magnetic field“ particle-hole symmetry requires:

→ field needed only for Within a gapped phase: study map from BZ

to unit sphere

values at k=0 and k=π restricted by

( ) ( )kBkBBk

=→ ˆ

( ) τ

⋅= kBH BdG

( ) ( )( ) ( )kBkB

kBkB

zz

yxyx

−=

−−= ,,

π≤≤ k0

( )( ) zsB

zsB

ˆˆˆ0ˆ

0

ππ =

= ( ) 1sgn ,0,0 ±== = ππ ξks0,0 =∆ = πknote that

Z2 topological invariant

Follow field direction from k=0 to k=πEither field stays near same pole (top. trivial) or explores whole sphere (top. nontrivial)

Z2 invariant( )ππ ξξν 00 sgn== ss

Ground state: elementary derivation

Solve for each k (decoupled even/odd parity sector)

( ) [ ]( )∑>

+−

+−

+−

+=

+== +∆+++=

0

*000 ..~~~~~~~~

kkkkkkkkkkkk chccccccccH ξξ

00 =∆ =k(k,-k) pairs decouple.. use basis states kk nn −,

note

∆=

kk

kevenkH

ξ20*,

22, kkk

evenkE ∆+±=± ξξ11,00basis

10,01

=

k

koddkH

ξξ0

0, k

oddkE ξ=basis

( )∏>

+0

1100~k

kk vuGSLowest energy has even parity →

(for μ≈-t)

Sensitivity to boundary conditions

k=0 unpaired fermion mode at μ > -t: Mode occupied → odd parity GS Antiperiodic boundary conditions:

no k=0 mode exists, even parity GS Sensitivity to boundary conditions indicates topologically nontrivial phase No such sensitivity for μ < -t Then always even parity GS:

topologically trivial phase

µξ −−== tk 0

Interpolate between boundary conditions

Consider t→λ for one link of a Kitaev ring in topological phase: λ= - t: antiperiodic BC λ = 0: open BC λ=+ t: periodic BC

Changing λ from –t to +t, one must go through degenerate GS (with opposite fermion parity) otherwise GS nondegenerate with finite gap

Long-wavelength continuum limit BdG Hamiltonian for small k:

NB. dropping k2 terms is controlled approximation

Construction of MBS: Consider spatially varying chemical potential

+∆∆−−

µtik

iktH BdG 2

2

( ) xtx αµ +−=

yzx

xBdG px

xx

H τταα

α∆−−=

∂∆−

∂∆−= 2

22

xip ∂−=

Squaring trick To obtain spectrum, square BdG Hamiltonian

Choose Nambu basis: 1D harmonic oscillator: Frequency:

Eigenenergies (n=0,1,2,...)

( )( )x

xBdG

pxipxxppxH

ταα

ταα

∆+∆+=

−−∆+∆+=

24 24

2222

22222

1±→xτ222

21,4

21 αω →∆→ mmαω ∆= 4

( )21212, ±+=± nEn ω

Majorana bound state

Zero energy solution Localized around transition point x=0:

BdG states: particle-hole symmetry encoded in . This implies Majorana state at E=0 has

0,0 =−E

αω /2,~,22 2/ ∆==− mlevu lx

[ ] 0, =+BdGx Hτ

=

)()(

)(0 xvxu

ExEE φτφφ =→ −

vu =)(xc j Ψ→

( ) ( )[ ] ++ =Ψ+Ψ= ∫ γγ xxuxxudx )()(

Explicit construction of MBS operator:

How to realize Kitaev chain in the lab?

1D spinless fermions: use half-metal or large Zeeman splitting? but proximity effect from s-wave SCs then difficult

Better: admixture of effective s- and p-wave pairing in 1D nanowires with Strong (Rashba) spin-orbit coupling: InAs, InSb Magnetic Zeeman field

exploit large Landé factor for InAs, InSb Orientation not crucial (but not along spin-orbit axis)

Proximity effect from close-by conventional s-wave SC: Nb, NbTiN, ...

Rashba quantum wire (InAs, InSb)

Semiconductor with strong SOIs-wave superconductor

Oreg, Refael & von Oppen, PRL 2010Lutchyn, Sau & Das Sarma, PRL 2010

1D helical liquid and proximity effectWithout proximity coupling: 1D helical liquid Spin of fermion is enslaved by momentum direction Opposite momenta have (approximately) opposite spin

Now: include coupling to s-wave superconductor Gap closes and reopens at p=0: B>Δ topological phase

BdG Hamiltonian

Four-spinor combines spin and Nambu space Necessary because of spin-orbit coupling Caution: avoid double counting! „-“ sign highlights time-reversal symmetry

( ) ( )xHxdxH BdGΨΨ= ∫ +

+↑

+↓

ψψψψ

CCi y

−=−=Τ

0110

σ

xzzyBdG Bupm

pH τστσµ ∆+−

+

−=

2

2

Rashba field, not alignedwith Zeeman field Zeeman field Proximity

induced pairing

Dispersion B=∆=0: Shifted parabolas ∆=0: gap opens near p=0 Pair of (almost) helical states for μ in „gap“ at p=0 Now: μ=0 and strong spin-orbit

Gap closing and reopening near p=0 described by Squaring trick

upE pp ±= ξ222 BpuE pp +±= ξ

2muB <<

xzzyBdG BupH τστσ ∆+−=

xzBdG BBpuH τσ∆−∆++= 222222

=±1

Dispersion near p=0

Gap closing at B=∆ signals topological phase transition

B>∆ corresponds to topological phase of Kitaev chain: Majorana end states

For finite μ: One can tune Zeeman field or chemical potential

to reach topological regime !

( )2222, ∆±+=± BpuEp

22 µ+∆=cB

How to detect Majorana states?

1. Fractional Josephson effect (but requires study of dynamics...)

2. Zero bias anomaly in tunneling conductance (or related features)

3. Nonlocal effects in interacting devices, e.g. topological Kondo physics

Zero bias anomaly (ZBA)

Tunneling into Majorana state from a normal lead

Topological superconductor Normal lead

V

Spin up along y

Spin down along y

ZBA conductance peak

Tunneling Hamiltonian

Transport signature of Majoranas: Zero-bias conductance peak due to resonant Andreev reflection Bolech & Demler, PRL 2007

Law, Lee & Ng, PRL 2009 Flensberg, PRB 2010( )

( )22

0 112

Γ+== eVh

eVGT

Experimental Majorana signaturesInAs or InSb nanowires expected to host Majoranas due to interplay of• strong Rashba spin orbit field• magnetic Zeeman field• proximity-induced pairing

Oreg, Refael & von Oppen, PRL 2010Lutchyn, Sau & Das Sarma, PRL 2010

Transport signature of Majoranas: Zero-bias conductance peak due to resonant Andreev reflection

Bolech & Demler, PRL 2007Law, Lee & Ng, PRL 2009Flensberg, PRB 2010

Mourik et al., Science 2012

see also: Rokhinson et al., Nat. Phys. 2012; Deng et al., Nano Lett. 2012; Das et al., Nat. Phys. 2012; Churchill et al., PRB 2013; Nadj-Perge et al., Science 2014

Zero-bias conductance peak

Possible explanations: Majorana state (most likely) Disorder-induced peak Bagrets & Altland, PRL 2012

Smooth confinement Kells, Meidan & Brouwer, PRB 2012

Kondo effect Lee et al., PRL 2012

Mourik et al., Science 2012

Conclusions Part II Bulk-boundary correspondence: Kitaev chain

Bulk topological phase: Z2 topological invariant, sensitivity to boundary conditions

Realization of Kitaev chain in semiconductor nanowires with1. strong spin-orbit coupling2. sufficiently (but not too) strong magnetic Zeeman

field3. and proximity-induced superconductivity

Experimental signature: Zero-bias anomaly in tunneling conductance resonant Andreev reflection

Part III: Majorana takes charge

So far (effectively) noninteracting problem Effect of e-e interaction on Majorana fermions Interactions couple Majorana and Cooper pair

dynamics Consider charging energy in floating (not

grounded) device hosting MBSs Results in novel nonlocal effects

Simplest case: Majorana single-charge transistor Fu, PRL 2010; Hützen, Zazunov, Braunecker,

Levy Yeyati & Egger, PRL 2012

Transport beyond ZBA Coulomb interactions: floating device Simplest: Majorana single-charge transistor Overhanging helical wire parts:

normal leads tunnel-coupled to MBSs Nanowire part in proximity to

superconductor hosts two MBSs Include charging energy of floating

Majorana island Low energy: no quasiparticles For now assume no MBS overlap

γL γR

Charging energy

Two zero modes:1. Majorana bound states

2. Cooper pair number & conjugate superconductor phase

(gate parameter ng)

Majorana fermions couple to Cooper pairs through the charging energy

( )112

2/±==−

+=+

RL

RL

iffif

γγ

γγ

( )22 gcCisland nffNEH −+= +

[ ] iNc −=−ϕ,

Absence of even-odd effect Without MBSs: Even-odd effect With MBSs: no even-odd effect! Tuning wire parameters into the topological phase

removes even-odd effect

2N2N-22N-4 2N+2

2N+12N-12N-3!

2N

2N-1

2N-2 2N+2

2N-3 2N+1

2N-4

EN

!

(a)

(b)

Fu, PRL 2010

ΔΔ

Leads & Tunneling Hamiltonian

Normal lead tunnel-coupled to MBS Can be described as spinless helical wire

Applied bias voltage = chemical potential difference

Electron tunneling from lead to island Low energies: tunneling only proceeds via MBS Project electron operator in TS to Majorana sector MBS spin structure contained in tunneling

amplitude

Tunneling Hamiltonian

Source (drain) couples to left (right) MBS only.First guess:

Hybridizations between leads and island: Linewidth of zero mode:Re-express using f fermion &

take charge conservation into account:

..,

chctH jRLj

jjT += ∑=

+γ2

~ jj tΓRL Γ+Γ=Γ

( ) ( ) ..chfefcitfefctH iRR

iLLT +−−+= +−++−+ ϕϕ

Cooper pair splitting operator

But: charge conservedin floating device!

Gauge choice

Using different gauge

instead gives

Majorana mode appears charge neutral in this gauge

..2/

,chectH j

i

RLjjjT += −

=

+∑ γϕ

( ) 2/2/RL

i ief γγϕ += −

Majorana Meir-Wingreen formula

Exact expression for interacting case

Lead Fermi distribution encoded in Computation of retarded Majorana Green‘s function

required Differential conductance:

( ) ( )EGEFdEh

eI ret

jj

RLj jγµ Im, −

Γ= ∫=

( ) ( )TEEF 2tanh=

( ) 2RL IIIdVdIG−=

=

Noninteracting case: Resonant Andreev reflection EC=0: Majorana spectral function

T=0 nonlinear differential conductance:

Currents IL and IR fluctuate independently, superconductor effectively grounded

Decoupling of currents for all cumulants (FCS) in noninteracting case: Currents flow to ground

Bolech & Demler, PRL 2007Law, Lee & Ng, PRL 2009

( ) 22Imj

jret

EEG

j Γ+

Γ=− γ

( )( )2

2

112

Γ+=

eVheVG

Strong blockade: Electron teleportation

Peak conductance for half-integer ng

Strong charging energy then allows only twodegenerate charge configurations

Model maps to spinless resonant tunnelingmodel

Linear conductance (T=0): Halving of peak conductance compared to non-

interacting case Interpretation: Electron teleportation due to

nonlocality of fermion zero mode f

heG /2=

Fu, PRL 2010

Crossover from resonant Andreev reflection to electron teleportation Semiclassical approach to phase dynamics

Zazunov, Levy Yeyati & Egger, PRB 2011

Practically useful in weak Coulomb blockade regime: interaction corrections to conductance

Full crossover from three other methods: Hützen, Zazunov, Braunecker, Levy Yeyati & Egger, PRL 2012

Master equation for T>Γ: include sequential and all cotunneling processes (incl. local and crossed Andreev reflection)

Equation of motion approach for peak conductance Zero bandwidth model for leads: exact solution

Weak Coulomb blockade regime Phase fluctuations are small & allow for

semiclassical expansion no dependence on gate parameter yet

Results in Langevin equation for phase dynamics

Inverse RC time of effective circuit: Dimensionless damping strength

(higher energy scales: damping retardation!) Gaussian random force

( )tξϕϕ =Ω+

CEη=Ω

∑ Γ+Γ

=j

jj

j22

22µπ

η

( ) ( ) ( )ttKEtt C ′−=′ 24ξξ

How to obtain the current…K has lengthy expression… in equilibrium satisfies fluctuation dissipation

theorem

Current:

solution for given noise realization Some algebra:

( ) ( )ωηωωω eqeq TK

=

2coth

2

( ) ( ) ( ) ( )τγ ττµττ J

jret

jj eFGdIj

−∫Γ= sin

( ) ( )[ ] 021)( 2 ≥′−=′−

ξϕϕ ttttJ

( )tϕ

( ) ( ) ( )2220

2 /1cos11

Ω+−

= ∫∞

ωωωτωω

πητ KdJ

noninteracting MBS GF

Nonlinear conductance

Symmetric system @ T=0 Observable:

Noninteracting case (resonant Andreev reflection):

Analytical result for : universal power lawsuppression of linear conductance with increasingcharging energy

hVeVIVg/)()( 2=

( ) 1tan 1)0( ≤Γ

Γ= − eV

eVVg

2/2/

Γ=Γ=Γ=−=

RL

RL eVµµ

CE<Γ

( )8/1

96.00−

Γ≈ CEg

Linear conductance: numerics

analytical resultnumerics

interaction induced suppression

Nonlinear conductance

Strong Coulomb blockade Strong Coulomb effects are beyond

semiclassical expansion Winding numbers: dependence on gate parameter

For T, eV > Г : master equation approach Stationary probabilities for

particles on island obey master equation

Rates include sequential tunneling, cotunneling, and Andreev reflection processes from systematic expansion in Г

( ) ( ) ( ) ( )[ ] 0''''

=→−→∑≠QQ

QPQQWQPQQW

fc nNQ += 2

Rates entering master equation Sequential tunneling processes: Golden rule

Elastic Cotunneling: transfer of electron from left to right lead by „tunneling“ through island with given Q Intermediate virtual excitation of island EC rates don‘t enter master equation but show up in current Usually EC strongly suppressed by quasiparticle gap, but

Majorana modes yield important EC contributions to conductance !

( ) ( )jQQRLj

j EEfQQW µ−Γ=±→ ±=∑ 1

,1

( )2gCQ nQEE −=Fermi function

Andreev reflection (AR) rates

Local AR: Electron and hole from same lead combine to form Cooper pair (or reverse process)

Crossed AR: Electron and hole are from different leads

Example: CAR rate(regularization by principal-value integration necessary)

( ) ∑=

±→±→ +=±→RLj

QQLARj

QQCAR WWQQW

,

2,

22

( ) ( ) ( )( )

( ) ( )2

11

22

'11

'''8

QQQQ

QQRLRLQQ

CAR

EEEEEE

EEEEEfEfdEdEW

−−+

−−×

−−+−−ΓΓ

=

++

++→ ∫∫ δµµ

π

Coulomb oscillations Master equation

Γ= 2T

Valley conductance Analytical result for valley lineshape in strong

Coulomb blockade limit

Small deviation from valley center: Dominated by Elastic Cotunneling Andreev reflection processes are strongly

suppressed by Coulomb effects

Γ>> ,TEC

[ ]gg nn −=δ

( ) ( )222

2

411δ

δ−

ΓΓ=

C

RL

EheG

Finite T conductance peak

Master equation for strong charging: sequential tunneling yields peak lineshape

Noninteracting peak value twice larger Strong thermal suppression of peak In addition interaction-induced suppression Halved peak conductance in strong charging limit

also for finite T

( ) ( )TETheG

Cδπδ 2

2

cosh1

16Γ

=

Peak conductance at T=0: from resonant Andreev reflection to teleportation

T=0

Finite bias sidepeaks

Master equation

Γ= 2T

1=gn2/1=gn

Finite bias sidepeaks

On resonance: sidepeaks at resonant with two (almost) degenerate

higher order charge states: additional sequentialtunneling contributions

Requires change of Cooper pair number – only possible due to MBSs: without Majoranas no side-peaks

Similar sidepeaks away from resonance Peak location depends in characteristic way

on magnetic field

CnEeV 4=

RL,µ

Summary Part III

Coulomb charging effects couple Cooper pair dynamics to Majorana fermions

Simplest case: Majorana single-charge transistor (two MBSs)

Teleportation vs resonant Andreev reflection Nonlocality determines transport for strong

charging energy Crossover between teleportation and resonant

Andreev reflection

Part IV: Topological Kondo effect For more than two MBSs on a floating SC:

„quantum impurity spin“ nonlocally encoded by MBSs

Couple „spin“ to normal leads: Cotunneling causes „exchange coupling“

Stable non-Fermi liquid (multi-channel type) Kondo effect

observable in electric conductance measurements Beri & Cooper, PRL 2012

Altland & Egger, PRL 2013; Beri, PRL 2013Altland, Beri, Egger & Tsvelik, PRL 2014

Zazunov, Altland & Egger, New J. Phys. 2014Eriksson, Mora, Zazunov & Egger, PRL 2014

Buccheri, Babuijan, Korepin, Sodano & Trombettoni, Nucl. Phys. B 2015

Quantum impurity „spin“ with MBSs

Now N>1 helical wires: M Majorana states tunnel-coupled to helical Luttinger liquid wires with g≤1

Strong charging energy, with nearly integer ng: unique equilibrium charge state on the island

2N-1-fold ground state degeneracy due to Majoranastates (taking into account parity constraint) Need N>1 for interesting effect!

Parity constraint Uniqueness of equilibrium charge state

implies parity constraint

Degeneracy of Majorana sector is 2N

Parity constraint removes half the states

For now neglect MBS overlaps

cst21

=+= ∑=

+N

c ffNQα

αα

( ) 2/212 ααα γγ if += −

1,0→+αα ff

kji γγ~

∏=

±=N

jj

Ni2

1

Leads: Dirac fermion description1D (spinless) helical liquid description of leads

(j=1...M) Pair of right/left movers for x>0, with boundary

condition Low-energy Hamiltonian

Unfolding

∑∫=

+∞

∞−+∂−=

M

jjxjleads dxiH

1 termsee ψψ

( ) ( )00 ,, RjLj ψψ =

( ) ( )xx RL −=ψψ

( ) termsee 1 0

,,,, +∂−∂−= ∑∫=

∞++

M

jLjxLjRjxRjleads dxiH ψψψψ

1=Fv

Abelian bosonizationConvenient description of topological Kondo effect

(even without interactions in the leads)Electron operator is represented by dual pair of boson fields

Boson commutator ensures anticommutators in given lead

Klein factors needed for anticommutators between different leads, represented by η Majorana fermions

( ) ( ) ( )[ ]xxijLRj

jjexθφ

ηψ±

~/,

( ) ( )[ ] ( )'sgn2

', '' xxixx jjjj −−=−

δπθφ

02

=+

=+

jkkj

jkjkkj

ηγγη

δηηηη

Lead Hamiltonian

Bosonization gives Gaussian theory

e-e interactions in leads included „for free“ through interaction parameter (weakly repulsive case): spinless Luttinger liquid

Noninteracting leads:Nota bene:Dirichlet boundary conditions at x=0 for „charge“ fields θNeumann conditions for „phase“ fields Φ

12/1 ≤< g

1=g

( ) ( )( )∑ ∫∞ − ∂+∂=

jjxjxleads ggdx

gH

0

212

21 θφπ

Klein-Majorana fusionAfter gauge transformation:

Fuse Klein-Majorana and ‚true‘ Majorana at each contact

→ all d fermion occupation numbers are conserved(in absence of direct MBS couplings )

& can be gauged awayDramatic simplification compared to standard „Luttinger liquid Y junction“: purely bosonic problem!

( ) ( )( )2/0sin ϕφγη +=∑ jjjj

jT itH

αϕ

α fef i 2/−→

( ) 2/jjj id γη +=

kji γγ~

( ) 1,02/1 =+=+jjjj idd γη

( ) ..0 2/

..1chetH j

i

MjjjT += −

=

+∑ γψ ϕ

Integrating out the leadsEuclidean functional integral: integrate out all boson fields away from x=0

Winding number Near Coulomb valley: effectively only W=0 contributes

( ) ( )2/sin2

/1

0

2

,

12

2

ϕτωωπ

ϕ

ω

ϕτπ

+Φ+Φ=

Φ∫

=

∑ ∫∑

∫∫∑ −−∞

−∞=

jj

T

jjj

Sd

E

W

iWn

dtTgS

eDeDeZ Cg

( ) ( )τϕπτϕ +=+ WT 4/1

Ohmic dissipation, e-h pair excitations in leads

Tunneling from leads to Majorana island

( )0==Φ xjj φ

nTπω 2=

Phase action Shift boson fields

Phase field φ is thereby gauged away in tunneling term Gaussian action for φ remains

Integration over φ can be done exactly...

2/ϕ−Φ→Φ jj

( ) ( )∫∑∑∑ Φ+Φ+

==

=

ττωδ

ωπ

ωπ ω

j

M

jj

M

qq

qC

dtgMETgS sin~

212 1

1

0

2

0,

jj

Mqjiq e

MΦ=Φ ∑ /21~ π

∫ −Φ= SeDZCharging energy affects only isotropic phase field (q=0), which becomes „free“ at low energies

Charging effects: dipole confinement High energy scales : charging effects irrelevant Electron tunneling amplitudes renormalize independently

upwards

RG flow towards resonant Andreev reflection fixed point For : charging induces ‚confinement‘ In- and out-tunneling events are bound to ‚dipoles‘ with

coupling : entanglement of different leads Dipole coupling describes amplitude for cotunneling from

lead j to lead k ‚Bare‘ value

large for small EC

( ) gj EEt 2

11~

+−

kj≠λ

( ) ( ) gC

C

CkCjjk E

EEtEt 13)1( ~

+−=λ

CE>

CEE <

QCD analogyPhase field mode q=0 is „free“ at energies < EC

conjugate to pinned island charge, fluctuates strongly enforces finite lifetime of excited island states

In- and out-tunneling events separated by times of this order Only virtual occupation of excited island states

Particles (‚quarks‘) = in-tunneling events Antiparticles (‚antiquarks‘) = out-tunneling events

Particles and antiparticles bind together (dipoles or ‚mesons‘) at low energies: ‚confinement‘ but free at energies > EC: ‚asymptotic freedom‘

1~ −CE

RG equations in dipole phase Energy scales below EC: effective phase action

One-loop RG equations

suppression by Luttinger tunneling DoSenhancement by dipole fusion processes

RG-unstable intermediate fixed point with isotropiccouplings (for M>2)

( ) mk

M

kjmjmjk

jk gdl

dλλνλ

λ∑≠

− +−−=),(

1 1

νλλ211

*

−−

==−

≠ Mg

kj

( ) ( )∫∑∑∫ Φ−Φ−Φ=≠

kjkj

jkj

j ddgS cos22

2τλωω

πω

πLead DoS

Fixed points

Two stable fixed points: Which one wins? Depends on

X<1: flow toward insulating junctionwith vanishing conductance matrix

X>1: isotropic flow to strong coupling exotic (non-Fermi liquid) Kondo regime

∞= ,0λ

0=λ

∞=λ

gcEX /14*)1( ~ +−= λλ

Resonant Andreev reflection fixed point is always unstable because of charging energy !

0~ /22 →+− gjk TG

RG flow

RG flow towards strong coupling for Always happens for g=1 and/or moderate charging energy

Flow towards isotropic couplings: anisotropies are RG irrelevant implies stability of Kondo fixed point

Perturbative RG fails belowKondo temperature

*)1( λλ >

( )1* λλ−≈ eET CK

Topological Kondo effectRefermionize for g=1, use isotropic couplings

Majorana bilinears ‚Reality‘ condition: SO(M) symmetry [instead of SU(2)]

nonlocal realization of ‚quantum impurity spin‘ Nonlocality ensures stability of Kondo fixed point

Majorana basis for leads: SO2(M) Kondo model

( ) ( )001

kjk

M

j kjjjxj SidxiH ψψλψψ∑∫

= ≠

++∞

∞−∑+∂−=

kjjk iS γγ=

( ) ( ) ( )xixx ξµψ +=

( ) ( ) [ ]ξµµλµµµ ↔++∂−= ∫ 0ˆ0 SidxiH Tx

T

Example: Minimal case M=3allows for spin-1/2 representation of „quantum impurity spin“

can be represented by standard Pauli matrices this spin is exchange coupled to effective spin-1 lead

→ overscreened multi-channel Kondo effect Expected: Residual ground state degeneracy, local non-Fermi liquid character

lkjkljiS γγε4

=

[ ] 321, iSSS =−

Towards strong couplingOn energy scales below Kondo temperature: phase fields are pinned near potential minima

Isotropic (q=0) phase field mode is decoupled, λ affects only M-1 orthogonal modes

Low-energy physics governed by instantons connecting nearest-neighbor minima

Flow from Neumann to Dirichlet conditionsQuantum Brownian Motion in periodic potential (hyper-triangular lattice) for particle with coordinate

( ) ( )∑∫∑∫ Φ−Φ−Φ=jk

kjj

j ddgS cos22

2τλωω

πω

π

Φ

Dual boson theory„Charge“ boson fields θ obey Neumann boundary conditions at strong coupling Need components „perpendicular“ to isotropic q=0

mode: constraint Gaussian fixed-point action plus leading irrelevant

perturbation from instanton transitions

scaling dimensionalways irrelevant (y>1) for g>1/2

( ) ( )∑∫∑∫ Θ−Θ=j

jj

j dwdg

S 2cos22

1 2τωω

πω

π

0=Θ∑ j j

MMgy 12 −

=

Transport properties near unitary limit Temperature and voltage < TK:

Nonequilibrium Keldysh version of dual boson theory (include source fields)

Linear conductance tensor

Non-integer scaling dimensionimplies non-Fermi liquid behavior even for g=1

completely isotropic multi-terminal junction

−=

∂∂

=−

MTT

heI

eG jk

y

Kk

jjk

112 222

δµ

1112 >

−=

Mgy

Correlated Andreev reflection Diagonal conductance at T=0 exceeds

resonant tunneling („teleportation“) value but stays below resonant Andreev reflection limit

Interpretation: Correlated Andreev reflection Remove one lead: change of scaling

dimensions and conductance Non-Fermi liquid power-law corrections at

finite T

heG

he

MheG jjjj

222 2112<<⇒

−=

Fano factor Backscattering correction to current near unitary

limit for

Shot noise:

universal Fano factor, but different value than forSU(N) Kondo effect

Sela et al. PRL 2006; Mora et al., PRB 2009

kjk

y

k K

kj MT

eI µδµδ

−−=

∑ 122

0=∑j

( ) ( ) ( )( )kjkjti

jk IIItIedtS −=→ ∫ 00~ ωω

l

y

K

lkl

ljljk TMM

geS µµδδ222 112~

−−= ∑

Zazunov et al., NJP 2014

Summary Part IV

Coulomb-Majorana device with more than 2 MBSs allow for

„Topological Kondo effect“ with stable non-Fermi liquid behavior

Beri & Cooper, PRL 2012Altland & Egger, PRL 2013

Zazunov, Altland & Egger, New J. Phys. 2014Buccheri, Babujian, Korepin, Sodano & Trombettoni, Nucl. Phys. B 2015

Part V: Recent developments Probing the dynamics of the strongly entangled

overscreened strong-coupling Kondo „impurity spin“ Altland, Beri, Egger & Tsvelik, PRL 2014

Coupling the island in addition to another (grounded) superconductor: manifold of non-Fermi liquid states

Eriksson, Mora, Zazunov & Egger, PRL 2014

Networks of interacting Majorana fermions: Majorana surface code

Xu & Fu, PRB 2010; Terhal, Hassler & Di Vincenzo, PRL 2012; Vijay, Hsieh & Fu, arXiv:1504.01724; Plugge et al. (in preparation)

Majorana spin dynamics

Overscreened multi-channel Kondo fixed point: massively entangled effective impurity degreeremains at strong coupling: „Majorana spin“

Probe and manipulate by coupling of MBSs

‚Zeeman fields‘ describe overlap of MBS wavefunctions within same nanowire

Zeeman fields couple to

Altland, Beri, Egger & Tsvelik, PRL 2014

jkjk

jkZ ShH ∑=

kjjk hh −=

kjjk iS γγ=

Majorana spin near strong coupling

Bosonized form of Majorana spin at Kondo fixed point:

Dual boson fields describe ‚charge‘ (not ‚phase‘) in respective lead

Scaling dimension → RG relevant Zeeman field ultimately destroys Kondo fixed point &

breaks emergent time reversal symmetry Perturbative treatment possible for

( ) ( )[ ]00cos kjkjjk iS Θ−Θ= γγ

( )xjΘ

MyZ

21−=

Kh TTT <<

K

M

Kh T

ThT

2/

12

=dominant 1-2 Zeeman coupling:

Crossover SO(M)→SO(M-2)

Lowering T below Th → crossover to anotherKondo model with SO(M-2) (Fermi liquid for M<5) Zeeman coupling h12 flows to strong coupling →

disappear from low-energy sector Same scenario follows from Bethe ansatz solution

Altland, Beri, Egger & Tsvelik, JPA 2014

Observable in conductance & in thermodynamicproperties

21,γγ

SO(M)→SO(M-2): conductance scalingfor single Zeeman component consider

(diagonal element of conductance tensor)

( )2,1≠jG jj012 ≠h

Multi-point correlations Majorana spin has nontrivial multi-point correlations at

Kondo fixed point, e.g. for M=3 (absent for SU(N) case)

Observable consequences for time-dependent ‚Zeeman‘ field with Time-dependent gate voltage modulation of tunnel couplings Measurement of ‚magnetization‘ by known read-out methods Nonlinear frequency mixing Oscillatory transverse spin correlations (for B2=0)

( ) ( ) ( )( ) 3/1

231312321 ~

τττε

ττττK

jkllkj T

SSST

( ) ( )[ ]tBBtS 21213 cos~ ωω ±

kljklj hB ε= ( ) ( ) ( )( )0,cos,cos 2211 tBtBtB ωω=

( ) ( ) ( )( ) 3/2

1

1132

cos~0t

tBStSω

ω

Adding Josephson coupling: Non Fermi liquid manifold

with another bulk superconductor: Topological Cooper pair box Effectively harmonic oscillator forwith Josephson plasma oscillation frequency

( ) ϕcosˆ2 2JgcCisland EnnNEH −−+=

CJ EE >>

CJ EE8=Ω

Eriksson, Mora, Zazunov & Egger, PRL 2014

Low energy theory

Tracing over phase fluctuations gives twocoupling mechanisms: Resonant Andreev reflection processes

Kondo exchange coupling, but of SO1(M) type

Interplay of resonant Andreev reflection andKondo screening for

( ) ( )( ) ( ) ( )( )∑ ++=≠

++

kjkjkkjjjkKH γγψψψψλ 0000

( ))0()0( jjjj

jA tH ψψγ −= +∑

KT<Γ

Quantum Brownian Motion pictureAbelian bosonization now yields (M=3)

kkj

jKj

jjKA THH ΦΦ−ΦΓ−∝+ ∑∑≠

coscossin

Simple cubic lattice bcc lattice

Quantum Brownian motion Leading irrelevant operator (LIO): tunneling

transitions connecting nearest neighbors Scaling dimension of LIO from n.n. distance d

Pinned phase field configurations correspond toKondo fixed point, but unitarily rotated by resonant Andreev reflection corrections

Stable non-Fermi liquid manifold as long asLIO stays irrelevant, i.e. for

2

2

2πdyLIO = Yi & Kane, PRB 1998

1>LIOy

Scaling dimension of LIO M-dimensional manifold of non-Fermi liquid

states spanned by parameters Scaling dimension of LIO

Stable manifold corresponds to y>1 For y<1: standard resonant Andreev reflection

scenario applies For y>1: non-Fermi liquid power laws appear in

temperature dependence of conductance tensor

K

jj T

Γ=δ

( )

−= ∑=

M

j

j

My

1 )12arcsin21

21,2min

δπ

Majorana surface code Recent interest on networks of interacting

Majorana fermions perform topological (and universal) quantum

computation ? Surface code architecture Encode logical qubit through many physical

qubits, with topological protection Error detection via classical „software“ Superconducting qubits: cumbersome and

complicated, but at present most promising approach Fowler, Mariantoni, Martinis & Clarke, PRA 86, 032324 (2012)

Paradigm: Kitaev toric code

2D toric code: exactly solvable spin-1/2 model on square lattice

All star and plaquette operators commute and have eigenvalues ±1

Ground state:

Kitaev & Laumann, arXiv:0904.2771

∏∏

∑∑

∂∈∈

==

−−=

pj

zjp

vjv

ppm

vve

BA

BJAJH

σσ )(star

xj

Ψ=Ψ=Ψ pv BA

Intrinsic topological order

On surface of genus g: ground state has degeneracy 4g

Quasiparticle spectrum: „electric“ charges (flip star operator) and

„magnetic“ vortices (flip plaquette operator) individually behave as bosons But: nontrivial mutual statistics Abelian anyons

Majorana surface code

Majorana plaquette model

e.g. for honeycomb lattice, but other lattices also workAll plaquette operators mutually commute, eigenvalues ±1Ground state is gapped and follows from

Xu & Fu, PRB 2010; Terhal et al. PRL 2012; Vijay, Hsieh & Fu, arXiv:1504.01724

∂∈

=

−=

pjjp

pp

iO

OuH

γ

Ψ=ΨpO

Z2 intrinsic topological order On torus (periodic boundary conditions in both

directions): Fourfold GS degeneracy Indicates intrinsic topological order Proof: Count degrees of freedom and constraints 2N/2-1 d.o.f.: for N MBS, we have 2N/2 dim Hilbert

space with conserved total parity Г Constraints:

Each plaquette type (ABC) causes 2N/6-1 GS constraints

∏∏ ∏∏∈ ∈∈

≡Γ===j

jBp Cp

Npp

App iOOO γ2/

( ) 422

316/

12/

==−

N

N

D

Anyon excitations Elementary plaquette excitations (A,B,C) plus

composite objects (AB, BC, AC, ABC) Elementary excitation (A,B,C) have bosonic

self-statistics, but Berry phase π under exchange of different types

ABC equals the corner-shared Majorana operator

Plaquettes can be flipped only in pairs!

How to realize the Majorana plaquette model experimentally ?

Our proposal: Use Coulomb-Majorana islands as in topological Kondo effect, but form network of such islands connected by tunneling contacts Lowest-order excitations yield plaquette

Hamiltonian & realize Kitaev toric code Read-out and manipulation of plaquettes by

simple conductance measurementssee talk by S. Plugge @ Natal workshop

Plugge, Landau, Sela, Albrecht, Altland & Egger, in preparation

Summary Part V

Probing the dynamics of strongly entangled overscreened strong-coupling Kondo „impurity spin“ Altland, Beri, Egger & Tsvelik, PRL 2014

Coupling the island to another (grounded) superconductor: Manifold of non-Fermi liquid states Eriksson, Mora, Zazunov & Egger, PRL 2014

Networks of interacting Majorana fermions: Majorana surface code

Summary of this course:1. Majorana fermions and Majorana bound

states (MBSs): Basics 2. Kitaev chain: Basics and realization3. Majorana takes charge

Coupling Cooper pairs and Majorana fermions through Coulomb charging effects

4. Topological Kondo effect Stable overscreened multi-channel Kondo effect

5. Recent developments THANK YOU FOR YOUR ATTENTION!