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    http://dx.doi.org/10.1016/j.cirpj.2013.02.005http://www.sciencedirect.com/science/journal/17555817mailto:[email protected]://dx.doi.org/10.1016/j.cirpj.2013.02.005http://crossmark.dyndns.org/dialog/?doi=10.1016/j.cirpj.2013.02.005&domain=pdfhttp://crossmark.dyndns.org/dialog/?doi=10.1016/j.cirpj.2013.02.005&domain=pdf
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    from the results of signal processing techniques. Then prediction of

    process data and process optimization canbe possible usingdesign

    of experiment (DoE) and artificial intelligence (AI) techniques from

    the extracted and selected features. Comparison of actual and

    predicted values of selected features are also required to find out

    the precision of that technique. Then optimized data are fed to the

    machine controller and servo mechanism which can control the

    machining process. Elbestawi et al. [34] comprehensively classified

    different sensor systems for monitoring different output process

    parameters viz. dimensions, cutting force, feed force, spindle

    motor and acoustic emissions used in turning, milling and drilling

    operations. Two excellent case studies have been conducted by

    them using proposed multiple principal component fuzzy neural

    network for classification of sharp tool, slightly worn tool, medium

    worn tool, severe worn tool and breakage in turning and drilling

    experiment using force, vibration and power signal. An online

    monitoring of chipping in drilling process has also been conducted

    by them using vibration signal with 97% success rate. Roth et al.

    [106] emphasized wireless, integrated and embedded low cost

    sensors; wavelet, time-frequency and time-scale analysis as a

    signal processing approach; artificial neural network (ANN) and

    support vector machine approach for assessment of tool condition;

    hidden Markov model and recurrent neural network for the

    prediction purpose in their comprehensive review of TCM forturning, milling, drilling and grinding processes. Nebot and

    Subiron [92] reviewed the TCM systems of machining and

    proposed a generic methodology combining DoE and ANN for

    improved process modelling and prediction. Teti et al. [121] made

    a comprehensive review on intelligent sensors for monitoring and

    control of advancedmachining operation. They also mentioned the

    real industrial implementationof the intelligent sensor systems for

    TCM of advanced machining of complex-shaped parts made of

    super alloy. Chandrasekaran et al. [19] made an comprehensive

    literature review on the application of soft computing techniques

    viz. neural network, fuzzy logic, genetic algorithm, simulated

    annealing, ant colony optimization and particle swarm optimiza-

    tion on turning, milling, grinding and drilling operations for

    optimization of cutting conditions with minimum cost machiningwith maximum production rate based on prediction of process

    outputs viz. surface finish, cutting force and tool wear.

    The product quality is principally dependent on the machined

    surface. The surfacequality ismainlydependent on the cutting tool

    wear. Cutting tool wear is dependent upon cutting conditions,

    work and tool material, tool geometry. There are four modes of

    cutting tool wears, such as, adhesive wear due to shear plane

    deformation, abrasive wear due to hard particles cutting, diffusion

    wear due to high temperature and fracture wear due to fatigue.

    Four principal types of wear occur in cutting tool and they are nose

    wear, flank wear, crater wear and notch wear. Flank wear (as

    shown in Fig. 1) occurs due to rubbing between tool flank surface

    and work piece. Flank wear is specified by maximum flank wear

    width (VBmax) or mean flank wear width (VBmean). Tool life

    criterion is mainly dependent on the VBmean. Cutting tools are

    experiencing three stages of wear [29] viz. initial wear (during first

    few minutes), steady-state (cutting tool quality slowly deterio-

    rates) and severe wear (rapid deterioration as the tool reaches the

    end of its life). Crater wear are produced at the due the high

    temperature for chip-tool interaction. This wear is characterized

    by the crater depth and crater area.

    Principally, tool condition monitoring systems can be classified

    into two groups. They are, (a) direct techniques and (b) indirect

    techniques. In direct techniques, flank wear width, crater depth

    and crater area are measured directly either with tool makers

    microscope, 3D surface profiler, optical microscope or scanning

    electron microscope (off-line method) or with CCD camera (in-

    process method). In indirect techniques, the measured parameters

    or signals (viz. force, acoustic emission, current, power, surface

    finish, etc.) of the cutting process allow for drawing conclusions

    upon the degree of tool wear. Normally, these tool wear

    monitoring systems are based upon the comparison of a reference

    signal of an optimized cutting process with the actual process

    signal [127]. These techniques have predominantly been imple-

    mented, employing such varied technologies as acoustic emission,

    cutting force, spindle current, and vibration sensors [99]. However,

    there are some limitations of these methods. To overcome thoselimitations, research is going on to identify the degree of tool wear

    by analyzing surface texture of machined surfaces with digital

    imageprocessing technique from the images ofmachined surfaces.

    There is a wide range of application of digital image processing

    (DIP) using machine vision in machining processes like control of

    surface quality, tool wear measurements, work piece surface

    texture measurements, etc.

    1.1. Advantages and disadvantages of DIP for tool condition

    monitoring

    There are some advantages of using digital image processing

    techniques over other techniques to monitor any manufacturing

    process.Such as, (1) it appliesno forceor load to the surface textureunder examination; (2) it is a non-contact, in-process application

    [63]; (3) this monitoring system is more flexible and inexpensive

    than other systems; (4) this system can be operated and controlled

    from a remote location, so it is very much helpful for unmanned

    production system; (5) this technique is not dependent on the

    frequency of the chatter, directionality as acoustic emission (AE)

    sensors are dependent on those factors; also, the AE sensors are

    mainly detecting tool breakage inmachining [17,102,29]. Thus, the

    monitoring of progressive wears of cutting tool is very difficult

    using AE sensors; (6) vibration sensors (accelerometer) can

    monitor tool breakage, out of tolerance parts and machine

    collisions [52]; the progressive wear monitoring has not been

    possible using vibration sensors; (7) DIP technique is not affected

    Fig. 1. Flank wear and notch wear from the microscopic image of a tool insert.

    S. Dutta et al./ CIRP Journal of Manufacturing Science and Technology 6 (2013) 212232 213

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    by the high frequency forces as this high frequency forces cannot

    be taken by dynamometer; also the force sensors are sensitive to

    machine vibrations [53]; (8) to monitor and control a machining

    process, the fusion of several sensors (AE sensor, dynamometer,

    vibration signatures, etc.) is required, which is not at all cost

    effective [52]; (9) however, the machined surface image carries the

    information of tool imprint as well as the change of tool geometry

    [9]; thus, a roughness, waviness and form information can be

    obtained by analyzing a machined surface image [15]; (10) a 2D

    information canbe obtained from a machined surface image which

    is not possible to get by a 1D surface profiler [122]; (11) also, the

    information of machining parameters can be obtained from

    machined surface images [31]; (12) the development of CCD

    cameras has also contributed to the acceptance of industrial image

    processing, since CCD cameras are less sensitive to the adverse

    industrial environment; (13) optical image processing has brought

    about the possibility of adding, subtracting, multiplying, storing

    and even performing different image transforms using optical

    devices; (14) three dimensional surface roughness of machined

    surface can be measured, accurately, using scanning type 3D

    surface profiler [1,23,88,95]; however, these 3D measurements are

    not effective for in-process or online tool conditionmonitoring due

    to uneconomic time, cost ineffectiveness and inaccessibility to the

    machine tools; to overcome this situation, a machine vision basedsystem can be useful for monitoring purpose. However, there are

    some limitations for using machine vision system in tool condition

    monitoring techniques also [141]. (1) An appropriate illumination

    system, robust image processing algorithm, protection from

    machining noises (chips, dirts, etc.) are very much essential for

    the successful implementation of this technique [9]. (2) Monitor-

    ingofdrillpartsusing DIP are verydifficult due to its inaccessibility

    [51]. However, a method to monitor deep hole parts has been

    developed in recent years [84].

    This paper is composed of five major components. The first

    component presents an overview of digital image processing

    techniques used for tool condition monitoring. The second

    explains lighting systems which are used in TCM. The third

    presents direct TCM techniques usingdigital imageprocessing.Thefourth component presents different in-direct TCM techniques

    using image processing. And the final and last component draws

    overall conclusions and suggests future directions for TCM

    research through digital image processing technique.

    2.

    Digital

    image

    processing

    techniques

    Image acquisition is the first step of any machine vision system.

    In case of TCM, images of cutting tool (rake face or flank surface) or

    work piece surface are captured with a CCD (Charged Coupled

    Device) camera or CMOS (Complementary Metal-Oxide Semicon-

    ductor) digital camera. CCD camera is comprised of CCD sensor

    which

    is

    an

    array

    of

    photosensitive

    elements

    to

    collect

    electricalcharges generated by absorbed photons. Those electrical charges

    are then converted to an electrical signal which is converted to a

    digital image via frame grabber. Finally, the image is transferred to

    a PC for processing purpose [50]. CMOS is different from CCD

    sensor by its faster capturing rate. CMOS sensor can acquire frames

    faster than CCD camera. But the sensitivity of CMOS sensor ismuch

    less than CCD sensor. To create a digital image, a conversion is

    needed from the continuous sensed data into digital form. This

    involves two processes: sampling and quantization. Digitization of

    coordinate values and amplitude values are called sampling and

    quantization. Image magnification is also possible by linear

    interpolation, cubic interpolation, cubic convolution interpolation

    etc. Different types of neighbourhood operations are also needed

    for

    further

    processing

    [41].

    From the illumination point of view, an Image f(x, y) may be

    characterized by two components: (1) the amount of source

    illumination incident on the scene, and (2) the amount of

    illumination reflected by the objects. Appropriately, these are

    called the illumination and reflectance components and are

    denoted by i(x, y) and r(x, y), respectively. The two functions

    combine as a product to form f(x, y),

    f x;y ix;yrx;y (1)

    Image pre-processing is required for the improvement of

    images by contrast stretching, histogram equalization, noise

    reduction by filtering, inhomogeneous illumination compensa-

    tion etc. To increase contrast in an image, contrast stretching and

    histogram equalization are two mostly used techniques. To

    reduce noise, low pass filtering is very important technique. It

    includes image smoothing by using low pass filtering in both

    spatial and frequency domains. In spatial low pass filtering, a

    filter mask is convolved with the image matrix to reduce

    unwanted noise present in the image (image smoothing). Order

    statistics or median filter is used to remove impulse noise in an

    image (image smoothing). Butterworth and Gaussian low pass

    filters are some common low pass filters in frequency domain.

    High pass filters are used to enhance the sharpness of an image(image sharpening). Unsharp masking (to emphasize high

    frequency components with retaining low frequency compo-

    nents), Laplacian filter (second order filter) are some spatial high

    pass filters used for image sharpening purpose [41]. Image

    filtering and enhancement operations are very much essential to

    reduce the noise of the images specially for cutting tool images,

    because there are a chance of noise due to the dirt, oils, dust of

    machining on the object surface. The low-pass filtering (e.g.

    median filter, Gaussian filter, etc.) is useful to reduce the noises

    present in the cutting tool wear images and machined surface

    images. Also the high pass filtering technique can be useful to

    enhance tool wear profile and for clear identifications of feed

    marks in machined surface images.

    After pre-processing, image segmentation and edge detectionare generally done to segment the worn region of cutting tool

    from the unworn region and also to detect the edges of the feed

    lines of themachined surface images. Image segmentation is the

    method of partitioning an image intomultiple regions according

    to a given criterion. Feature-state based techniques collect pixel/

    region properties into feature vectors and then use such vectors

    for assigning them to classes, by choosing some threshold

    values. While feature-state based techniques do not take into

    account spatial relationships among pixels, image-domain based

    techniques do take them into account; for example, split and

    merge techniques divide and merge adjacent regions according

    to similarity measurements; region growing techniques aggre-

    gate adjacent pixels starting fromrandomseeds (region centres),

    again by comparing

    pixel values. Watershed-based segmenta-tion technique can be useful for micro and nano surface

    topography. Watershed analysis, which consists in reasoning

    over a surface topography in terms of hills and dales, actually

    originates from the work by Maxwell on geographical analysis.

    Watershed-based surface segmentation consists in partitioning

    the surface topography into regions classified as hills (areas from

    which maximum uphill paths lead to one particular peak) or

    dales (areas from which maximum downhill paths lead to one

    particular pit), the boundaries between hills being watercourse

    lines, and the boundaries between dales being watershed lines

    [2].

    The edge detection operation is used to detect significant edges

    of an image by calculating image gradient and direction. Gradient

    and direction of an image f(x, y) are defined in Eqs. (2) and (3),

    S. Dutta et al./CIRP Journal of Manufacturing Science and Technology 6 (2013) 212232214

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    respectively.

    GxGy

    d f

    dxd f

    dy

    2664

    3775 (2)

    ux;y tan1 GyGx

    (3)

    where u is measured with respect to the x-axis.

    Robert operator (sensitive to noise), Sobel operator, Prewitt

    edge operator are some first order edge detectors which are very

    useful for automatic detection of tool wear profile. Canny edge

    detector is widely used in the field of machine vision because of its

    noise immunity and capability to detect true edge points with

    minimum error. In Canny edge detection method, the image is first

    convolved with Gaussian smoothing filter with standard deviation

    s. This operation is followed by gradient computation on the

    resultant smoothed image. Non-maxima suppression, double

    thresholding and edge threshold selection with Bayes decision

    theory are the steps to implement Canny edge detection. Gradient

    images of tool flank wear (experimentally obtained from milling

    operation) and machined surface (experimentally obtained from

    turning operation) usingCanny edge detector are shown in Fig.2. Awear profile or edges of surface texture can be obtained by this

    method. The edge detector based on double derivative is used to

    detect only those points as edge points which possess local

    maxima in the gradient values. Laplacian and LaplacianofGaussian

    are the most commonly used double derivative-based edge

    detectors.

    For partitioning a digital image into multiple regions, grey level

    thresholding techniques are computationally inexpensive. Based

    on some optimal threshold, an image can be partitioned into

    multiple regions. For example, to partition the flank wear profile

    from itsbackground, thresholding techniques are generallyused. A

    very common thresholding technique used in tool wear measure-

    ment is Otsus optimal thresholding technique. In this technique, a

    class, C0 is formed with all the grey value V(k) for a grey levelintensity, k and all the other form another class, C1. Optimal k value

    is selected for maximum between-class variance. In bi-level

    thresholding technique imagesarepartitioned into foreground and

    background segments and in multilevel or dynamic thresholding,

    images are divided into more than two segments. In entropy-based

    thresholding, the threshold value is selected in such a way, so that

    the total entropy value of foreground and background is maximum

    [2]. Thresholding techniques are important forbinarizationofflank

    wear profile.

    After edge detection and thresholding, morphological opera-

    tions viz. erosion, dilation, closing, opening are important tools for

    completing the wear profile, accurately. In this operation, a

    noiseless morphology is obtained by introducing or removing

    some

    points

    or

    grey

    values

    in

    a

    profile

    [41].Tool condition monitoring via surface texture of machined

    parts are mainly dependent on the texture analysismethod. This

    methodcan be applied after pre-processing. Texture is a repeated

    pattern, whichisa setof local statisticsorattributes vary slowlyor

    remain approximately periodic. Primitive in texture is a con-

    nected set of pixels, characterized by a set of attributes

    (coarseness and directionality). For example, in case of turned

    surface, a repetitive feed marks can be obtained as texture

    primitives. Texture analysis can be done using statistical,

    geometrical, model-based and signal processing basedmethods.

    In statistical method a texture is modelled as a randomfield and a

    statistical probability density function model is fitted to the

    spatial distribution of intensities in the texture. Higher-order

    statistics like run-length statistics,

    second order statistics like

    grey level co-occurrence matrix (GLCM) can beused as statistical

    texture classifiers. In geometric texture analysis method, the

    analysis depends upon the geometric properties of texture

    primitives. Voronoi tessellation, Zuckers model are some of the

    geometric texture analysis methods. In model based methods,

    texture analysis is done with some signal model like, Markov

    random field, Gibbs random field, Derin-Elliot, auto-binomial,

    fractal (self-similarity) models are some mathematical model-

    based texture analysis methods. In signal-processing based

    texture analysis, spatial domain filtering, Fourier-domain filter-

    ing, Gabor and wavelet analysis are some common texture

    analysis methods [125].

    3.

    Lighting

    systems

    Lighting system is the most important and critical aspect to

    receive a proper image for image processing. Due to inhomoge-

    neous illumination for improper lighting set-up, the information

    from images will not be sufficient for any machine vision

    application. Several researches give strongimportanceon lighting

    set-up for tool condition monitoring using image processing.

    Lighting systems required are varying depending on applications

    viz. for capturing tool wear image and machined surface image.

    Weis [132] triedto capture thetoolwear imageusing adiodeflashlight incorporated with a infrared band filter, which helped to

    enhance the tool wear region with respect to the background.

    KuradaandBradley [73] usedtwofibre-opticguides tocapture the

    tool wear regions. They used it to obtain adequate contrast

    between the worn and unworn tool regions. Pfeifer andWeigers

    [99] usedring of LEDs attachedwith camera to capturethe proper

    illuminated images of tool inserts from different angle. Kim et al.

    [70] useda fibre optic light surrounding the lens to illuminate the

    flank face portion of a 4-fluted end mill. They also examined that

    the best measurement of flank wear can be possible with a high

    power lighting (60 W). Jurkovic et al. [58] utilized a halogen light

    to illuminate the rake andflank face of the cutting tool and a laser

    diode and accessories to obtain a structured light pattern on the

    face of the tool to detect the tool wear by the deformation ofstructured light on the rake face. Wang et al. [131] used a fibre

    optic guided light to illuminate the flank portion of each insert

    attached to a 4-fluted milling tool holder and capture the

    successive images in a slow rotating condition by using a laser

    trigger with very less blurring. A white light from a fluorescent

    ring as well as light from a fibre bundle was used to minimize

    specular reflections on capture the tool imagesby Kerr et al. [68].

    So, highly illuminated and directional lighting is required to

    capture the tool wear region as to get a very accurately

    illuminated image. Wong et al. [134] used a 5 mW HeNe laser

    0.8mm-diameter beamfor focusingonto themachined surfaceby

    a lens at an incident angle of 308 for capturing the centre of the

    pattern. Then the reflected light pattern was formed on a screen

    made

    of

    whitecoated glass from

    where

    the

    scattered patternwasgrabbed using a CCD camera. The setup was covered in order to

    minimize interference from ambient light and a consistent

    lighting condition for all the tests has been provided. But the

    actual image of the machined surface is required instead of

    reflectedpattern.Tsai etal. [123],triedtoobtaina homogeneously

    illuminatedmachined surface image bya regularfluorescent light

    source which was situated at an angle of approximately 108

    incidence with respect to the normalof the specimen surface. The

    camera was also set up at an angle of approximately 108 with

    respect to the normal of the specimen surface to obtain image at

    the direction of light. But this set-up may only be useful for flat

    specimens not for curved surfaces. Bradley and Wong [16] used a

    fibre optic guided illumination source and a lighting fixture. A

    uniform

    illumination of

    the

    machined surface was

    ensured

    by

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    changing the position of lighting fixture. During surface assess-

    ment, the specimen was positioned on the platformso thatthe lay

    marks were perpendicular to the longer dimension of the CCD

    sensor. The light sourcewas positioned at a distance of 8 cm from

    the surface, as

    this

    provided

    the

    best image

    contrast. In

    thistechnique, the images of flat specimens (end milled) were

    captured but the images of turned surface (i.e. curved surfaces)

    were not obtained. Leeet al. [78] useda diffused,blue light source

    situated at an angle of approximately 458 incidence with respect

    to the machined (turned) surface specimen to accomplish the

    illumination of the specimens. Alegre et al. [4], explained about a

    diffusedlighting system(aDC regulated light sourcewith infrared

    interference filter for cool illumination) for capturing images of

    turned parts. They also used a square continuous diffused

    illuminator for getting diffused illumination in the camera axis.

    The last lighting system is most appropriate for obtaining a

    homogeneously illuminated image of turned or curved parts. A

    cover can beused to reducethe interference of ambient lighting in

    industrial environment.

    4. Direct TCM techniques using image processing

    There are two predominant wear mechanisms for a cutting

    tools useful life: flank wear and crater wear. Flank wear occurs

    on

    the relief

    face of

    the tool and is

    mainly attributed

    to therubbing action of the tool on the machined surface. Crater wear

    occurs on the rake face of the tool and changes the chip-tool

    interface, thus affecting the cutting process. Tool wears increases

    progressively during machining. It depends on the type of tool

    material, cutting conditions and lubricant selected. Online

    measurement of tool wear by image processing after taking

    images of cutting tool through machine vision system is under

    research. This technique is coming under the area of direct tool

    condition monitoring. Flank wear can directly be determined by

    capturing images of cutting tool but a more complex technique is

    required to determine the crater depth [59]. Cutting tool wears

    have been measured by two dimensional and three dimensional

    techniques in various researches which are described in the

    following

    sections.

    Fig. 2. (a) Milling tool wear image and (b) corresponding gradient image using Canny edge detector (c) turned surface image and (d) corresponding gradient image using

    Canny edge detector.

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    function for accurate segmentation of wear contour of cutting

    inserts used for milling operation. They measured the tool wear

    area by this method. However, the measurement of flank wear

    width had been missing in their research.

    Otieno et al. [96], studied flank wears of two fluted micro end

    mills ofdiameter 1 mm,0.625 mm and0.25 mmwithdigital image

    processing techniques using filtering and thresholding by XOR

    operator. But any edge detection, tool wear quantification and

    wear classification was not performed.

    Inoue et al. [47] made a generalized approach by detecting

    defects in rod-shaped cutting tool via edge detection (by Prewitt

    operator) and extracted image parameters after performing

    discrete Fourier transform (DFT) on the edge detected image.

    However, many unstudied defects cannot be possible to recog-

    nized by this system.

    Jackson et al. [49] utilized aneural imageprocessingmethod for

    accurate detection of very small wear developed in very small

    diameter milling cutter on the environmental scanning electron

    microscopic (ESEM) images of tool. They have even measured the

    small average wear of 5mm developed in a 9.5 mm diameter

    milling cutter. Though this technique is very much useful for

    micro-machining, but the method is very much difficult to use

    online.

    Grain fracture, bond fracture and attritous wear are three typesofpre-dominant wears in grindingwheel.Wear flats aredeveloped

    on the grinding wheel surface due to attritous wear. Consequently,

    the increasing rate of wear flats area develops heat and burn the

    workpiece. But the automatic and precise segmentation of true

    wear flats are quite challenging task from the wheel surface

    images. An edge detection approach after thresholding were

    utilized to distinguish true wear flats from its background [138].

    However, the accurate selection of intensity threshold and edge

    threshold was a difficult task. To overcome this problem, Lachance

    et al. [75]utilizeda region growingmethod for segmenting the true

    wear flats from its background. However, some morphological

    techniques can be utilized for more accurate computation of wear

    flat area. Heger and Pandit [43] captured the images of grinding

    wheel surface by multidirectional illumination and image fusionfor obtaining more detailed information. Then they have utilized

    multi-scale wavelet transform and classification technique for

    distinguishing the grains and cavities on the surface. A new

    approach to discriminate the fresh and worn out grinding wheels,

    progressively, has been established by Arunachalam and Rama-

    moorthy [10]. They extracted some texture descriptors for

    describing the condition of grinding wheel surface utilizing

    histogram based, GLCM based and fractal based texture analysis

    methods on the wheel surface images taken at different progres-

    sive time. However, no explanation regarding the variations of

    selected features with the progressive wear has been encountered.

    In the area of integrated circuit (IC) manufacturing, the surface

    of stamped tool or cutting dust has been monitored real time by

    Kashiwagi

    et

    al.

    [62].

    They

    captured

    the

    surface

    image

    of

    cuttingdust and determined the width of stamped line by using image

    histogram and cross-correlation technique. They observed that the

    width was decreasingwith the increase of cutting time or decrease

    of tool sharpness.

    4.2.

    Three

    dimensional

    techniques

    Three dimensional measurement techniques are used to

    measure the crater depth accurately. Yang and Kwon [137,136]

    first used a microscope equipped with a CCD sensors to capture

    noisy images of rake face of an worn out tool insert and measured

    thedepth of crater indifferent levels ofwearby automatic focusing

    technique. They have used image consolidation and median

    filtering

    to

    remove

    high

    frequency

    noises

    without

    blurring

    from

    rake face image. Then they thresholded optimally for segmenting

    the worn region from the background and detected the crater

    contour by using Laplacian method. Edge linking and dilation

    methods incorporating eight neighbourhood chain coding have

    been applied on that contour to get an accurate shape of crater

    region. A Laplacian criterion function incorporating an infinite

    impulse response (IIR) filter has been used for getting the focused

    position along z-direction. A hybrid search algorithm with

    polynomial interpolation and golden search technique has been

    utilized to improve the accuracy of the automated focusing

    technique, in this method. This way they measured the crater

    depth. They used seven features (four were related to flank wear

    and three were related to crater wear) to classify flank wear, crater

    wear, chipping and fracture. A mathematical model was intro-

    duced in their work to obtain flank wear profile from crater wear

    contour. Then they selected 12 input nodes (each node contains

    seven feature parameters) and 4 output nodes (flank wear, crater

    wear, chipping and fracture) in a multi-layer perceptron (MLP)

    neural network to classify four types of wear. All the tests were

    done on a P20 cemented carbide tool insert without chip breaker.

    Though the work is pioneering the crater depth measurement very

    accurately, but the 3D map of crater region has not been evaluated

    by this offline technique. Also, it may be difficult to use their

    technique for insert with chip breaker due to the major undulationof rake surface. Ramamoorthy and co-workers [61,100]used image

    processing with stereo vision technique with only a single CCD

    camera todetermine thedepth of each point in the crater. Trends of

    tool wear pattern were then analyzed with a MLPNN algorithm,

    where inputs were speed, feed, depth of cut and cutting time and

    output parameters were flank wear width and crater wear depth.

    However, the crater depth estimation less than 125 mm could not

    be obtained accurately by this technique. Also some pre-

    processing algorithm were required to eliminated the noises from

    dirt, chip, oil etc. on the rake face to make the method possible in

    online.

    Ng and Moon [93] proposed a technique for 3D measurement of

    tool wear for micro milling tool (50 mm diameter) by capturing

    images with varying the tool and camera plane distance with15 mm resolution. Then they have re-constructed 3D image from

    the captured imagesusing digital focusmeasurement. Finally, they

    proposed that the tool wear measurement could be possible by

    combining the actual 3D image and the 3D CAD model of the tool.

    However, no depth measurement had been performed in their

    work.

    Devillez et al. [24] utilized white light interferometry technique

    to measure the depth of crater wear and determined the optimal

    cutting conditions (cutting speed and feed rate) to get the best

    surface finish in orthogonal dry turning of 42CrMo4 steel with a

    uncoated carbide insert. In white light interferometry technique, a

    vertical scanning has been performed to get the best focus

    positions for each and every point presented in the object to be

    measured.

    White

    light

    is

    used

    to

    get

    the

    high

    resolution

    (sub-nanometer) and high precision measurements over a wider area.

    However, this technique is an offline technique and the measure-

    ment of crater depth of grooved inserts or inserts with chip breaker

    is quite challenging for this technique. Dawson and Kurfess [22]

    used a computational metrology technique to determine the flank

    wear and crater wear rate of a coated and uncoated cubic boron

    nitride (CBN) tool for progressive wear monitoring in offline. They

    have acquired the data of the worn out cutting insert by using

    white light interferometry and compute the volume reduction in

    the insert by comparing those data with the CAD model of fresh

    insert developed by using computational metrology. However, no

    grooved insert has been used in their technique. Wang et al. [128

    131] measured various parameters viz. crater depth, crater width,

    crater

    centre

    and

    crater

    front

    distance

    of

    crater

    wear

    by

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    Table 1

    Direct TCM techniques based on image processing.

    Researcher Illumination sys-

    tem

    Image processing Type of tool wear

    measurement

    Machining Remarks

    Galante et al. [40] Diffused lighting Thresholding Flank wear Turning Offline, 2D technique

    Weis [132] Diode flash light

    with

    infra-red

    band

    filter

    Dilation and thresholding Flank wear

    measurement

    Milling No evaluation of accuracy

    Kurada and

    Bradley

    [73]

    Fibre optic guided

    light

    Image enhancement, Image

    segmentation,

    thresholding,morphological operation

    Flank wear

    measurement

    Turning Offline

    Tauno and

    Lembit [120]

    Blue light source Median filter, Roberts edge

    detector, thresholding

    Flank wear

    measurement

    Turning, milling Offline, 8% error

    Pfeifer and

    Weigers [99]

    Ring of LED Method to set optimum

    incidence angle of lighting for

    controlled illumination

    Flank wear

    measurement

    Turning, milling Online

    Sortino

    [116]

    Median

    filtering

    Statistical filter for edge

    detection

    Flank

    wear

    measurement

    Generalized

    for insert

    Offline

    Flank wear

    Jurkovic

    et

    al.

    [58]

    Halogen

    light

    along

    with a laser diode

    Manual

    measurement

    using

    a

    image processing software

    Flank

    wear

    and

    deformation of

    laser light pattern

    on rake face

    Tool

    inserts

    Manual

    measurement,

    crater

    depth measurement has not

    been done

    Wang et al.

    [128131]

    Laser trigger

    synchronized with

    camera, fibre optic

    guided light

    Find critical area, find reference

    line, pixel to pixel scan for

    measuring VBmaxfrom reference

    line

    Flank wear

    (captured when

    tool is moving)

    Milling inserts Online, max error 15mm,

    difficult to measure coated

    carbide inserts

    Liang et al. [83] Backlighting Image registration, spatial

    transformation, image

    subtraction,

    similarity

    analysis

    Nose wear Inserts Difficult to implement for

    flank wear width

    measurement

    Sahabi and

    Ratnam [108]

    Backlighting Weiner filter, thresholding,

    detection and subtraction of

    wornandunwornprofile in polar

    co-ordinate

    Flank wear from

    nose radius and

    surface roughness

    profile

    Inserts 7.7% (from nose) and 5.5%

    error (from surface

    roughness), difficult to

    implement in very low feed

    application

    Fadare and Oni [35] 2 incandescent

    light sources

    inclined at 458

    Weiner filter, shadow removing,

    canny edge detection, pixel

    counting

    Flank wear Inserts Sensitive to the fluctuation of

    ambient light

    Kerr et al. [68] White ring light,

    fibre

    optic

    guided

    light

    Unsharp mask, manual

    measurement,

    histogram

    analysis, GLCM analysis, Fourier

    spectrum analysis, fractal

    analysis

    Flank wear

    measurement

    via

    texture descriptors

    Turning inserts,

    end

    mill

    cutter

    Texture analysis of wear

    region,

    no

    automatic

    measurement of wear

    Lanzetta [76] Structured lighting

    with Laser

    Resolution enhancement,

    averaging, segmentation

    Flank and crater

    wear

    Generalized

    for insert

    The effect of dirt, oils on

    inserts did not addressSchmitt et al. [112] and

    Stemmer et al. [117]

    Ring light (for full

    and side

    illumination)

    Sobel filter, line interpolation,

    histogram transformation,

    morphological opening &

    closing, blob analysis, contour

    detection

    for

    measurement;

    NN

    for flank wear and breakage

    classification

    Flank wear

    measurement,

    wear and breakage

    classification

    Milling Resolution 4.4mm,

    classification error 4%; the

    method has not been applied

    for different variety of cutting

    inserts

    Castejon et

    al.

    [18]

    and

    Barriero et al. [13]

    DC

    regulated

    light

    with square

    continuous

    diffused

    illuminator

    Low

    pass

    filter,

    cropping,

    histogram stretching, manual

    segmentation,moment invariant

    methods (Zernike, Legendre, Hu,

    Taubin, Flusser), and linear

    discriminant analysis for

    classification

    Classification

    of

    low, medium and

    high wear

    Inserts

    99.88%

    discrimination

    for

    Hus descriptor, no wear

    prediction has been

    performed

    Alegre et al. [6] DC regulated light

    with square

    continuousdiffused

    illuminator

    Contour signature based on

    Canny edge detected image, k-

    NN

    and

    MLPNN

    for

    classification

    Classification of

    low and high wear

    Inserts 5.1% classification error;

    three levels of wear

    classification

    is

    needed

    Atli et al. [11] Silhouette image of

    tool

    Canny edge detection,

    measurement

    of

    deviation

    from

    linearity of tool tip

    Drill-bit Drilling Only useful for drilling; Flank

    wear

    width

    cannot

    be

    measured

    Makki et al. [86] Silhouette image of

    tool captured at

    1001500 r.p.m

    Canny edge detection, best

    fitting algorithm

    Tool run out

    detection

    Drilling Tool run-outperpendicular to

    the image plane had not been

    measured

    Liang and Chiou [82] Circular back

    lighting

    Spatial moment edge detection,

    edge sorting, B-spline

    smoothing,

    gaussian

    LPF,

    thresholding, morphological

    operation

    Flank wear

    detection for

    progressive

    machining

    Multi-layer

    twist drill

    Results were not compared

    with the microscopic wear

    measurement;

    applicable

    for

    no smear image

    Su

    et

    al.

    [118]

    Circular

    lighting

    Accurate

    edge

    detection

    proposed, rotation, automated

    measurement

    Flank

    wear

    detection for

    progressive

    machining

    Micro

    drill-bit

    (for PCB drilling)

    Resolution

    0.996

    mm/pixel;

    only applicable when no

    smearing in cutting plane

    image

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    reconstructing a 3D crater profile by capturing four fringe patterns

    with four phase shifting angles. No scanning is required in this

    method unlike white interferometry technique. However, the

    accuracy of the measurement is dependent on the fringe width or

    fringe pattern.

    Table 1 summarizes the application of digital image processing

    in direct tool wear monitoring.

    So, in direct technique, condition monitoring is done by

    analyzing the change in geometry of the cutting tool. Chatter,

    vibration, cutting force change etc. are not taken into account with

    cutting tool observation whereas surface finish can emphasize

    those changes as well as change in tool geometry. So, researchers

    are

    going

    to

    take

    the

    measurement

    of

    surface

    finish

    throughindirect TCM techniques using image processing of machined

    surface images.

    5. Indirect TCM techniques using image processing

    Diversepropertiesplay an important role in the surfacefinish of

    metallic parts, e.g. mechanical strength, wear resistance of the

    surfaces or geometrical and dimensional quality of the parts. These

    properties are directly related to the surface finish level, which is

    dependent on the manufacturing process parameters and the

    materials used. Thus, the measurement of the surface finish has

    been a research matter of special interest during last sixty years in

    machining sector. There are tactile and non-tactile techniques to

    assess

    the

    surface

    quality

    of

    the

    machined

    parts.

    In

    tactile

    techniques, surface roughness parameters are measured using a

    stylus instrument; whereas in non-tactile method, surface

    roughness parameters are obtained from the images of machined

    surface textures.But there is a chance of scratches on softmaterials

    in tactile techniques due to the tracking of stylus on measurable

    surface; whereas non-tactile techniques are becoming more

    advantageous due to the advancement of computer vision

    technology. While tactile techniques characterize a linear track

    over the surface of the part, the computer vision techniques allow

    characterizing whole areas of the surface of the part, providing

    more information [8,111,113]. Besides, computer vision techni-

    ques take measures faster, as images are captured in almost no

    time

    and

    so

    they

    can

    be

    implemented

    in

    the

    machine.

    According

    tothis, it is possible to apply these techniques for controlling the

    processes in real time on an autonomous manner. An exhaustive

    validity check can also be made to every single part produced.

    Continuous advances have been made in sensing technologies and,

    particularly, in the vision sensors that have been specially

    enhanced in capabilities with lower cost. The advances made in

    the image processing technology also provide more reliable

    solutions than before. In all, computer vision is a very useful

    non-invasive technique for the industrial environment. The use of

    these systems in other monitoring operations in machining

    processes has proved [5,18] an important reduction in the cycle

    time and the resources. In this field, two guidelines should

    be remarked: the study in spatial domain and in frequency

    domain

    [56,133]. Indirect

    tool

    condition

    monitoring

    using

    image

    Table 1 (Continued )

    Researcher Illumination sys-

    tem

    Image processing Type of tool wear

    measurement

    Machining Remarks

    Duan et al. [30] Front lighting with

    LED

    Histogram generation, level set

    based contour segmentation,

    histogram based contour

    segmentation, fusion of both

    segmentation, wear

    measurement

    Flank wear

    detection for

    progressive

    machining

    Micro drill-bit

    (for PCB drilling)

    Capable to remove the noise

    due to smearing; More

    computation time

    Xiong et al. [135] Fluorescent high

    frequency linearlight

    Variational level set based

    segmentation, no need for re-initialization of zero level set

    Tool wear area Milling inserts No measurement of flank

    wear width

    Otieno et al. [96] Dome light with

    low intensity back

    lighting

    Histogram equalization,

    Gaussian filtering, XOR

    operation for edge detection

    Micro-Milling tool No measurement of wear

    Yasui et al. [138] Microscope Thresholding, edge detection to

    segment the wear flats from its

    background

    Grinding wheel

    wear

    Grinding Accuracy is low, possibility

    for detection of false wear

    flats

    Lachance et al. [75] Fibre optic guided

    light with beam

    splitter

    Thresholding, region growing Progressive wear of

    grinding wheel

    Grinding Morphological operations

    will be lead to more accurate

    segmentation

    Prasad and

    Ramamoorthy [100]

    White light Histogram, GLCM and fractal-

    based texture analysis

    Progressive wear of

    grinding wheel

    Grinding Simple, faster but less

    accurate

    Karthik et al. [61] Automatic focusing

    at various height

    (interpolation

    and

    search technique

    for

    improvingaccuracy)

    Image consolidation, median

    filtering, thresholding, laplacian

    contour

    detection,

    edge

    linking,

    dilation, chain coding, MLPNN

    for

    classification

    Flank and crater

    wear (depth)

    measurement

    and

    classification

    Turning inserts Leads to 3D measurement;

    flank wear, crater wear,

    chipping

    and

    breakage

    were

    classified; 3D map for crater

    wear

    has

    not

    been

    evaluated;difficult

    for

    grooved

    inserts

    Prasad and

    Ramamoorthy [100]

    Stereo vision

    technique using

    law of triangulation

    Stereo image processing for

    getting the 3D map of crater,

    MLPNN

    Flank wear and

    crater wear

    prediction and

    progressive wear

    measurement

    Turning inserts Less accurate technique for

    crater depth less than

    125mm; no technique to

    reduce the noises from dirt,

    dust, oil etc. difficult for

    grooved inserts

    Devillez et al. [24] White light

    interferometer

    White light interferometry by

    automatic and varying focusing

    Crater depth

    measurement

    Inserts Difficult to measure grooved

    inserts

    Dawson and

    Kurfess

    [22]

    White light

    interferometer

    Volume reduction measurement

    of

    tool

    from

    fusion

    of

    CAD

    model

    and surface profile

    Crater depth

    measurement

    Inserts Difficult to measure grooved

    inserts

    Wang et al. [130] LCD projector for

    fringe creation on

    rake surface

    3D reconstruction using phase

    shifting method from 4 fringe

    patterns with 4 phase shifting

    angle

    4 parameters of

    crater wear

    measurement

    Inserts Difficult to measure grooved

    inserts

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    tried tomonitor the condition of a sharp, a semi-dull and adull tool

    by this technique. However, they did not analyze the error of

    prediction. Kassim et al. [64] introduced a procedure to define

    edges of surface texture obtained from turning, end milling and

    face milling operation by connectivity oriented fast Hough

    transform parameters like spread of orientation, average line

    length, main texture orientation and total fitting error. This

    connectivity oriented fast Hough transform process was faster and

    less computationally complex than standard Hough transform

    technique which was used to analyze the uniformity of surface

    textures obtained from sharp and dull tools. Then the tool wear

    was then predicted by using a MLPNN where inputs were taken

    from the parameters of processed images. However, they did not

    get any correlation for image number 35. Kassim et al. [63] also

    showed that run length statistics technique for the detection of

    surface textures machined by sharp tool and dull tool was faster

    and better than column projection technique and connectivity

    oriented fast Hough transform technique. Column projection

    analysis technique was working well for highly regular surfaces

    whereas Hough transform technique was extracting line segments

    for variety of length. With the features extracted from run length

    matrix, they classified the sharp tool and dull tool by applying

    Mahalanobis distance classifier. Also they compensated inhomo-

    geneous illumination of the texture images through an excellentway. However, they did not get any systematic trend of variation

    between image textureparameters andmachining time. The image

    descriptors were not normalized and no correlation study of image

    texture descriptors with progressive tool wear or surface

    roughness has been indicated in their work.

    In a very recent study, Datta et al. [21] captured the turned

    surface images for progressive wear of a uncoated carbide tool and

    analyzed those images using a grey level co-occurrence matrix

    (GLCM) technique based texture analysis. They also find a linear

    correlation between the extracted features, namely, contrast and

    homogeneity with the tool wear in terms of slope of the linear fit

    and a fitting parameter, coefficient of determination. It has also

    been observed from their study that the selection of GLCM

    parameters viz. pixel pair spacing and direction is very muchimportant to get the accurate results as the distribution of feed

    marks are varyingwith the variation of machining conditions (feed

    rate and depth of cut). However, they did not mention about any

    method to find the optimum pixel pair distance. As an improve-

    ment of theprevious technique, Dutta et al. [31]has beenproposed

    a novel technique to find the optimum pixel pair spacing

    parameter to get an accurate resultby textureanalysis ofmachined

    surfaces with the progressive tool wear. They got a periodic

    relation of extracted texture descriptors viz. contrast and

    homogeneity with the different pixel pair spacing. Utilizing this

    periodic property, they found out the periodicity using Fourier

    power spectral density technique and later on they found the

    optimum pixel pair spacing parameter of GLCM. However,

    the

    optimum

    pixel

    pair

    spacing

    is

    also

    varying

    dependent

    onthe change of feed rate. They got a very good correlation of

    extracted descriptors with tool wear and surface roughness.

    However, they did not do any experiment to detect the progressive

    tool wear of coated carbide tools.

    Fractal analysis of surface texture for tool wear monitoring was

    proposed by Kassim et al. [66] to deal with high directionality and

    self-affinity of end-milled surfaces and a hidden Markov model

    (HMM) was used to differentiate the states of tool wear.

    Anisotropic nature of end-milled and turned surface textures

    was analyzed by fractal analysis along different directions to the

    entire image by Kassim et al. [65]. They used a 13-element feature

    vector to train the HMMmodel for classifying fourdistinct states of

    tool condition. However, no estimation of classification error has

    been

    encountered

    in

    their

    study.

    Kang

    et

    al.

    [60]

    used

    a

    fractal

    analysis technique to study the variation of fractal dimension with

    measured surface roughness, wear values with machining time for

    different feed combination for high-speed end milling of high-

    hardened material by a coated carbide tool. However, no

    quantitative analysis of correlation of fractal dimension with

    flank wear or surface roughness was done.

    Persson [98] established a non-contact method to measure the

    surface roughness by incorporating angular speckle correlation

    technique. A speckle pattern created on the machined surface with

    the help of a coherent HeNe laser and captured at different angle

    of illumination. Then a correlationbetween those captured speckle

    pattern at different angle of illumination has been calculated. The

    lower correlation value has been observed for rougher surfaces.

    Though this technique canbeused for the in-process measurement

    of surface roughness but the accuracy of this method is limited by

    the proper angular positioning of the set-up. However, this

    limitation can be overcome by using a laser interferometric

    technique for tilt measurement of the set up.

    With a different approach, Li et al. [79] has been introduced an

    waveletpacket analysis of machined surface images obtained from

    turning operation. They got a good correlation between the

    extracted feature, namely,high frequency energy distribution ratio

    with progressive cutting tool wear. However, a systematic

    quantitative correlation analyses was missing in their study.

    5.2.

    Offline

    techniques

    Luk and Huynh [85] analyzed the grey level histogram of the

    machined surface image to characterize surface roughness. They

    found the ratio of the spread and the mean value of thedistribution

    to be a nonlinear, increasing function of Ra. Since their method was

    based solely on the grey level histogram, it was sensitive to the

    uniformity and degree of illumination present. In addition, no

    information regarding the spatial distribution of periodic features

    could be obtained from the grey level histogram. Hoy and Yu [45]

    adopted the algorithm of Luk and Huynh [85] to characterize the

    surface quality of turned and milled specimens. They found one

    exception where the ratio of the spread and the mean of the grey-level distribution was not a strictly increasing function of surface

    roughness and, therefore, the value of the ratio might lead to

    incorrect measurement. They also addressed the possibility of

    using the Fourier transform (FT) to characterize surface roughness

    in the frequency domain. However, only simple visualjudgement

    of surface images in the frequency plane was discussed. No

    quantitative description of FT features for the measurement of

    surface roughness was proposed. Al-kindi et al. [7] examined the

    use of a digital image system in the assessment of surface quality.

    The measure of surface roughness was based on spacing between

    grey level peaks and the number of grey level peaks per unit length

    of a scanned line in the grey level image. This 1D based technique

    did not fully utilize the 2D information of the surface image, and is

    sensitive

    to

    choice

    of

    lay

    direction,

    lighting

    and

    noise.

    Cuthbert

    andHuynh [20] increased the sophistication of the analysisby applying

    a statistical texture analysis on the optical Fourier transform

    pattern createdon the ground surface images.Then they calculated

    the mean, standard deviation, skewness, kurtosis, and root mean

    square height of the grey level histogram of the image. There were

    two limitations of this technique. Only surfaces upto an average

    surface roughness of 0.4 mm could be inspected, as rougher

    surfaces tend to createadiffusedpattern in the camera. Precise and

    complex alignment of the imaging optics was required, thereby

    making it difficult to the use in online inspection.Jetley and Selven

    [54] used the projection of a reflection pattern of a beam of low

    power (1 mW) HeNe laser light from ground surface. Then the

    pattern was analyzed and characterized using blob area, thresh-

    olding

    and

    hence

    correlated

    to

    the

    surface

    roughness.

    But

    the

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    surface images using the GLCM texture descriptors. However, they

    have not optimized any of the GLCM parameters. Also they have

    only tested this method for milled surface images only. Gadel-

    mawla [39] predicted average surface roughness (Ra) values from

    the texture descriptors extracted from the GLCM of turned surface

    images with only a single combination of GLCM parameters for

    different machining conditions. The error between the measured

    Ra value by stylus method and the predicted Ra value is 7%.

    However, the distance parameter of GLCM could be optimized for

    getting

    more

    accurate

    and

    precise

    result.

    Myshkin et al. [89] introduced a special type of co-occurrence

    technique with the concept of multi-level roughness analysis

    to determine the surface roughness for nanometer scale

    deviations obtained from the atomic force microscope (AFM)

    images. However, no quantitative analysis has been done in their

    study.

    Tsai et al. [123] investigated Fourier power spectrum of shaped

    and milled surface images with various maximum surface

    roughness. The maximum surface roughness values were mea-

    sured using a stylus-based surface profiler. They found image of

    the surface patterns of the shaped specimens were more regular

    and present less noise than those of the milled specimens. They

    further found a monotonically decreasing trends for feature major

    peak frequency, principal component magnitude squared, centralpower spectrum percentage and monotonically increasing trends

    for average power spectrum with increasing values of measured

    surface roughness for both the shaped and milled parts. Further-

    more they used two artificial neural network (ANN) techniques for

    classification of roughness features in fixed and arbitrary orienta-

    tions of surfaces. Then they selected major peak frequency as the

    best feature for both shaped and milled specimen in fixed

    orientation, because, it was the distance between the major peak

    and the origin, so it was a robust measure to overcome the effect of

    lighting of the environment. However, they only did the surface

    finish measurement for flat surfaces not for curved parts. Tsai and

    Wu [124] used a Gabor filter-based technique for an automated

    classification of defective and non-defective surfaces from the

    surface images. They convolved the image with a 2D Gaborfunction, which is an oriented complex sinusoidal grating

    modulated by a 2D Gaussian function. Then they have selected

    the best parameter of the Gabor function, such that the energy of

    the convolved image was zero, using exhaustive search method.

    Then a threshold value has been chosen using statistical control

    method for distinguishing the homogeneous and non-homoge-

    neous surface texture. However, a very accurate controlled set-up

    for capturing the surface images are required for practical

    accomplishment of their method. Dhanasekar et al. [25] captured

    speckle patterns of machined surfaces (ground and milled) using a

    collimated laser beam (HeNe laser, 10 mW, l = 532 nm) and a

    CCD camera. Then, pre-processing of speckle images was carried

    out to remove unwanted intensity variations due to ambient

    lighting

    change,

    etc.

    The

    speckle

    images

    were

    filtered

    by

    Butter-worth filter and then the centralized fast Fourier transform (FFT)

    was determined. After that average and integrated peak spectral

    intensity coefficient and autocorrelation coefficient in X, Y and

    diagonal directionswere determined. The width of autocorrelation

    functions for smooth and rough images were varied. The spectral

    speckle correlation (auto-correlation) technique for surface

    roughness assessment had been used before and after pre-

    processing of speckle images. They were then compared to stylus

    values (Ra). It was found that autocorrelation parameters after pre-

    processing had a better correlation (i.e. higher correlation

    coefficient) with the average surface roughness (Ra) measured

    for themilledand ground components. To getmore accurate result,

    image model for compensating inhomogeneous illumination [14]

    could

    be

    used

    in

    their

    work.

    Josso et al. [57] analyzed and classified eight surface images

    obtained from eight types of engineering processes viz. casting,

    grinding, gritblasting, hand filing, horizontal milling, linishing,

    shotblasting, vertical milling. They have developed a space-

    frequency representation of surface texture using frequency

    normalized wavelet transform (FNWT) and extracted some surface

    finishdescriptors. Then they classified those eight types of surfaces

    using discriminant and cluster analysis approach. However, there

    is a high chance of misclassification between similar types of

    texture viz. milling and grinding. So, they compared continuous

    wavelet transform (CWT), standard and scaled discrete wavelet

    transform (DWT) methods and concluded that the standard

    discrete wavelet transform associated with cluster analysis was

    the best method for classification purpose. In their another work

    [55], they tried to measure the form, waviness and roughness of

    machined surfaces images by using FNWT. Niola et al. [94] tried to

    reduce the problem of brightness variation on surface images at

    different lighting condition by enhancing images of machined,

    ground and polished surfaces using Haar wavelet transform.

    However, no surface finish descriptors were extracted from the

    surface images, in their study.

    Ramana and Ramamoorthy [104] classified ground, milled and

    shaped images based on GLCM, amplitude varying rate approach

    and run length statistical technique. However, they did not decideabout the best feature for vision-based surface roughness

    measurement. Also they did not do any quantitative correlation

    study between vision based and stylus based surface roughness.

    Bradley and Wong [16] presented the performance of three image-

    processing algorithms, namely, analysis of the intensityhistogram,

    image frequency domain analysis and spatial domain surface

    texture analysis for evaluating the tool condition from face milled

    surface images. Though, the histogram based technique revealed a

    proper trend for the progressivewear of face milling tool but itwas

    very much influenced by the lighting condition. Frequency domain

    technique was much less sensitive to inhomogeneous illumination

    than the histogram based approach. The major advantage of a

    texture-based method was the dependence on localized similari-

    ties in the image structure. The absolute value of illuminationintensity was not critical; the illumination must be sufficient to

    highlight image features. Similarly, the method was not sensitive

    to the angle of illumination, except for extreme cases where the

    axis of illumination approached 908. They showed a systematic

    variation of texture parameters with machining time. However, no

    quantitative correlation has been reported by them. Zhang et al.

    [142] developed an accurate defect detection and classification

    system by extracting the best features from discrete cosine

    transform (DCT), Laws filter bank, Gabor filter bank, GLCM. They

    used support vector machine (SVM) and RBFNN for classification

    purpose. They have got a 82% success using the combination of

    Gabor filter, GLCM and SVM. Singh and Mishra [115] classified

    different types of spangles obtained due to the galvanization of

    steel

    sheets

    using

    GLCM

    and

    Laws

    texture

    descriptors

    with

    RBFNN.They achieved 80% accuracy of classification. Their approach can

    also be used for progressive wear monitoring. Alegre et al. [4] used

    first order statistical texture analysis, GLCM method and Laws

    method to evaluate turned surface images and classified two

    roughness classes using k-NN technique. Best result was obtained

    by using Laws method, in their study. In a different approach,

    Bamberger et al. [12] compared three methods for examining the

    chatter marks produced at the time of machining in valve seat of

    automotive parts from the images of the valve seats. They

    compared three image processing based techniques, namely, circle

    fitting, circularity and GLCM method to classify accepted and

    rejected parts. Though, they selected the appropriate distance

    parameter of GLCM, manually, but it is needed to develop an

    automatic

    method

    for

    detection

    of

    optimized

    distance

    parameter.

    S. Dutta et al./ CIRP Journal of Manufacturing Science and Technology 6 (2013) 212232 225

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    Table 2

    Indirect TCM techniques based on image processing.

    Researcher Illumination system Image processing algorithm Applied in Remarks

    Wong et al. [134] HeNe laser Mean and standard deviation of

    laser pattern created on machined

    surface

    Turning Offline; no study on correlation

    and progressive wear

    Gupta

    and

    Raman

    [42]

    HeNe

    laser,

    circular

    variable attenuator

    Histogram

    based

    1st

    order

    statistical texture analysis

    Turning

    (moving

    and

    static condition); surface

    roughness measurement

    Online;

    no

    correlation

    study

    between vision-based surface

    roughness and stylus-based

    surface

    roughness

    andprogressive tool wear; no

    discussion about blurring due to

    movement

    Tarng and Lee [119] 2 Light sources

    situated at an acute

    angle with the axis of

    workpiece

    Determination of Ga, polynomial

    network with self organized

    adaptive learning (feed, speed,

    depth

    of

    cut

    and Gaas input, Raas

    output)

    Turning; Raprediction Online; prediction error

    (max)=14%; extraction of 1

    descriptor only; no prediction of

    tool

    wear

    Ho et al. [44] 2 Light sources

    situated

    at

    an

    acute

    angle with the axis of

    workpiece

    Determination of Ga, ANFIS (feed,

    speed,

    depth

    of

    cut

    and Gaas input,

    Raas output)

    Turning, Raprediction Online; prediction of Rausing

    ANFIS

    prediction

    error

    (max)=4.55%; extraction of 1

    descriptor only; no prediction of

    tool wear

    Lee et al. [78] A diffused blue light in

    458 inclination

    Standarddeviation of grey level, two

    frequency domain parameters and

    abductive network (input as 3

    texture descriptors, output as Ra)

    Turning, Raprediction Online; max prediction

    error=14.96%; no prediction of

    tool wear

    Lee et al. [79] A diffused blue light in

    458 inclination

    Standarddeviation of grey level, two

    frequency domain parameters and

    ANFIS

    (input

    as

    3

    texture

    descriptors, output as Ra)

    Turning, Raprediction Online; max prediction

    error=8%; no prediction of tool

    wear

    Akbari et al. [3] Scattered pattern of

    light

    Histogram based 1st order

    statistical texture analysis (four

    descriptors) & MLPNN

    Milling, Raprediction Online; No quantification of

    prediction error; No prediction

    of tool wear

    Narayanan et al. [91] An evolvable hardware Image enhancement, determination

    of Ga, genetic algorithm

    Milling; Surface

    roughness measure

    Online; no quantification of

    prediction error; no prediction of

    tool wear

    Sarma et al. [110] Determination of Ga, frequency

    domain analysis

    Turning GFRP composite

    with PCD tool

    No study for progressive wear

    monitoring

    Palani

    and

    Natarajan

    [97]

    Frequency

    and

    spatial

    domain

    based

    texture analysis, BPNN

    End

    milling, Raprediction No study for progressive wear

    monitoring

    Kassim et al. [67] Sobel operation, thresholding,

    column

    projection

    (CP)

    (applied

    on

    thresholded images), run-length

    statistics (RLS) (applied on greylevel images)

    Turning; progressive wear

    monitoring

    Online; Progressive wear

    monitoring;

    classification

    between sharp tool and dull tool

    in various machining; nocorrelation study with Ra

    Mannan et al. [87] Sobel operation, thresholding, CP,

    RLS, extraction of AE parameters

    using wavelet analysis, RBFNN for

    flank

    wear

    prediction

    Turning; progressive wear

    monitoring

    Online; monitor sharp, semi-dull

    and dull tool; no quantification

    of prediction error

    Kassim et al. [64] Canny edge detection, connectivity

    oriented fast Hough transform,

    MLPNN

    for

    FW

    prediction

    Turning, end milling, face

    milling; progressive wear

    monitoring

    Online; no quantification and

    comparison of prediction error

    Kassim et al. [63] Compensating inhomogeneous

    illumination compensation,

    comparison of CP, connectivity

    oriented fast Hough transform and

    RLS, Mahalanobis distance classifier

    for classification of sharp and dull

    tool

    Turning; progressive wear

    monitoring and

    classification

    Online; RLS was selected as the

    best technique depending only

    on a single cutting condition;

    classification between two wear

    state only; more

    experimentation needed

    Datta et al. [21] Diffused light GLCM technique Turning; progressive wear

    monitoring

    Online; extraction of best feature

    depending

    only

    on

    a

    singlecutting

    condition;

    No

    optimization of GLCM

    parameters

    Datta

    et

    al.

    [31]

    Diffused

    light

    GLCM

    technique

    with

    optimized

    pixel pair spacing (pps) parameter

    Turning;

    Progressive

    wear

    monitoring

    Online;

    Optimization

    of

    pps

    developed; applicable for any

    periodic textures; no study to

    monitor coated carbide tool

    Kassim et al. [66] Fractal with HMM End milling; Classification Online; No estimation of

    classification error

    Kassim et al. [65] 3D fractal with HMM End milling; classification

    of 4

    states

    of

    wear

    Online; no estimation of

    classification

    error

    Kang et al. [60] Fractal; progressive variation study

    with surface roughness and tool

    wear

    High speed end milling

    (with coated carbide)

    Online; no estimation of

    correlation parameter

    Li et al. [81] Diffused light Wavelet packet decomposition Turning; progressive wear

    monitoring

    Online; no correlation analysis

    with tool wear

    S. Dutta et al./CIRP Journal of Manufacturing Science and Technology 6 (2013) 212232226

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    Table 2 (Continued )

    Researcher Illumination system Image processing algorithm Applied in Remarks

    Hoy and Yu [45] Diffused white light Histogram analysis, 2D FFT analysis Turning, milling Offline; no progressive wear

    monitoring

    Cuthbert and Hynh [20] HeNe laser, spatial

    filter, beam splitter

    and mirror

    Histogram based 1st order

    statistical texture analysis

    Grinding Offline; complex attenuator;

    difficult to implement for high

    roughness values; no

    progressive wear monitoring

    Jetley and Selven [54] HeNe laser Blob analysis, thresholding Grinding Offline; no progressive wear

    monitoring

    Ramamoorthy andRadhakrisnan [103]

    GLCM analysis Grinding, shaping, milling Offline;no correlationparameterstudy

    Kiran et al. [71] Diffused light; light

    sectioning; phase

    shifting with grating

    projection

    Frame averaging; low pass filtering;

    2nd order co-occurrence statistics;

    three lighting methods were

    compared for rough, medium rough

    and smooth images

    Grinding, milling, shaping Offline; mainly the comparison

    of three types of lighting; no

    roughness evaluation

    Younis [140] White light Neighbourhood processing Grinding (different

    material)

    Offline; coefficient of variation

    8.6%

    Coefficient of determination (R2)

    0.790.92; no progressive wear

    study

    Kumar et al. [72] Cubic convolution interpolation,

    linear edge crispening,

    Determination of Ga

    Shaping, milling, grinding Offline; no progressive wear

    monitoring

    Khalifa

    et

    al.

    [69]

    Edge

    enhancement,

    magnification,

    statistical texture analysis (1st and

    2nd

    order),

    calculation

    of

    Gavalue

    Chatter

    detection

    in

    turning

    Discrimination

    between

    chatter-

    rich and chatter-free process

    from

    surface

    imagesAl-kindi

    and

    Shirinzadeh [8]

    Ambient

    light

    Comparison

    between

    two

    lighting

    models viz. intensity topography

    compatibility and light diffused

    model, extraction of optical surface

    roughness parameters from 1st

    order statistics

    Face

    milling

    No

    correlation

    study

    with

    progressive wear

    Elango and

    Karunamoorthy [32]

    Diffused light at

    different grazing angle

    Determination of Ga, Taguchis

    orthogonal array and ANOVA

    Face turning No correlation study with

    progressive wear

    Dhanasekar and

    Ramamoorthy [28]

    White light POCS for reconstruction of high

    resolution image, frequency domain

    and

    histogram

    based

    texture

    analysis, GMDH

    Milling, grinding (Raprediction)

    No prediction error analysis, no

    correlation study with

    progressive

    wear

    Zhongxiang et al. [143] Stereo zoom

    microscope, halogen

    lamp

    Median filtering, histogram

    conversion, histogram

    homogenization, calculation of 3D

    roughness

    Paning, plain milling, end

    milling, grinding

    No correlation study with

    progressive wear

    Dhanasekar and

    Ramamoorthy [26]

    RichardsonLucy algorithm for

    deblurring, frequency and spatial

    domain based texture analysis, ANN

    Milling, grinding, Raprediction

    Correlation coefficient 0.923 and

    0.841 for milling and grinding,

    No correlation study with

    progressive wear

    Gadelmawla[36]

    Microscope

    GLCM,

    study

    the

    effect

    of

    pps

    Face

    turning

    No

    optimization

    ofpps value, No

    correlation study with

    progressive wear

    Gadelmawla

    et al. [37,38]

    Microscope

    GLCM

    Milling,

    Reverse

    engineering for cutting

    conditions

    No

    optimization

    ofpps value, No

    correlation study with

    progressive wear

    Gadelmawla [39] Microscope GLCM Face turning, Correlation

    with Ra

    No optimization ofpps value, No

    correlation study with

    progressive wear

    Tsai et al. [123] Fluorescent light

    source

    Fourier analysis, ANN Shaping, Milling No correlation study with

    progressive wear

    Tsai and Wu [124] Gabor filtering, classification of

    defective and non-defective parts,

    Milling No mention of success rate; no

    progressive wear or surface

    roughness

    study

    Dhanasekar et al. [25] HeNe laser Speckle pattern, Butterworthfiltering, Fourier analysis,

    Autocorrelation

    Grinding, milling No correlation study withprogressive wear

    Josso et al. [57] Frequency normalized wavelet

    transform, discriminant and cluster

    analysis

    Classification of ground,

    milled, cast surfaces etc.

    No correlation study with

    progressive wear

    Josso et al. [56] Frequency normalized wavelet

    transform,

    Form, waviness,

    roughness measurement

    No correlation study with

    progressive wear

    Niola et al. [94] Haar wavelet for reduction of

    inhomogeneous

    illumination

    Milling, grinding,

    polishing

    No extraction of surface finish

    parameters

    Raman

    andRamamoorthy [104]

    GLCM, amplitude varying rate

    method, RLS

    Classification of ground,

    milled, shaped surfaces

    No correlation study with stylus

    based surface roughness; no

    progressive

    wear

    study

    S. Dutta et al./ CIRP Journal of Manufacturing Science and Technology 6 (2013) 212232 227

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    Table 2 (Continued )

    Researcher Illumination system Image processing algorithm Applied in Remarks

    Bradley and

    Wong [16]

    Fibre optic guided light

    (regulated)

    Frame averaging, Gaussian filtering,

    median filtering, after filtering:

    image histogram analysis,

    frequency domain analysis, texture

    segmentation

    Face milling, progressive

    wear study

    Comparison between histogram

    analysis, frequency domain

    analysis and texture

    segmentation; no correlation

    analysis of vision-based surface

    finish with tool wear

    Zhang et al. [142] DCT, Laws filter, Gabor filter, GLCM,

    Shape features, SVM with RBFNN

    kernel

    Defect detection and

    classification in ground

    and polished surfaces

    82% success rate using the

    combination of Gabor filter and

    GLCM with SVMAlegre et al. [4] DC regulated lightwith

    SCDI

    First order statistical texture

    analysis, GLCM, Laws method, k-NN

    classification

    Turning No progressive wear study

    Nakao [90] Fibre optic light Thesholding, component labelling Drilling burr

    measurement

    3% and 2% error in measuring

    burr thickness and height

    Yoon and

    Chung [139]

    Halogen (front light)

    LED (back light)

    Edge detection (burr width

    measurement), Shape from focus

    (burr height measurement)

    Micro-drilling 0.1mm resolution; less than

    0.5mm accuracy

    Sharan and

    Onwubolu [114]

    High intensity spot

    lighting

    Burr profile measurement Milling 2.2mm resolution

    Fig. 3. Flow diagram of proposed tool condition monitoring technique using digital image processing.

    S. Dutta et al./CIRP Journal of Manufacturing Science and Technology 6 (2013) 212232228

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    Ikonen and Toivanen [46] proposed an algorithm that gave

    priority to a pixel in the tail so as to calculate the minimum

    distance in a curved space so that it helped in calculating the

    roughness in a faster and more efficient manner.

    Vesselenyi et al. [126] utilized 2D box counting method and

    found nine parameters as roughness descriptor by linear, second

    order and third order polynomial fitting on shaped, ground and

    polished surface images of different surface roughness. Then

    they classified them using C-means clustering. However, more

    number of sampleswere required to proof the suitability of their

    method.

    Quality of honed surfaces was also determined by Leon et al.

    [80] using image processing technique. He quantified the groove

    textures anddefects of honed cylinder bore in frequency domain.

    In frequency domain, the groove texture of interest was

    separated from the other defects such as groove interrupts,

    holes, cracks, flakes, material defects, graphite lamellae, material

    smearings, smudgy groove edges and foreign bodies. The images

    were taken from fax film replicas of honed surfaces. The images

    were enhanced by contrast stretching. Digital image processing

    was also used in chatter identification and burr detection in

    machining.

    Nakao [90] captured images of drilling burrs and then

    processed to monitor drilling process. Here the conventionalimage processing techniques such as the binary image proces-

    sing, the noise reduction and the labelling were applied to

    measure image data. Here burr height and thickness were

    measured fromthe processed image usingco-ordinate data. Yoon

    et al. [139]usededge detection algorithm tomeasurehole quality

    and burr width in micro-drilled holes. They also measured burr

    height with Shape From Focus (SFF) method. Here a halogen

    light was used as a front light and LED was used as a backlight for

    getting uniform illumination. Sharan and Onwubolu [114]

    measured the burr profile of milled parts with 2.2 mm system

    resolution.

    In most of the research, the variation of vision based surface

    texture descriptors with machining time were not studied for

    progressive wear monitoring. Also there is a requirement tonormalize the texture or wear descriptors for reducing the effects

    of lighting variations. Research in this area is requiring a detailed

    study with various work tool material combination with various

    cutting parameters for differentmachining application to establish

    a robust monitoring system.

    The indirect tool condition monitoring techniques, using image

    processing are summarized in Table 2.

    6. Conclusions

    In this paper, the application of image processing technology

    applied for tool condition monitoring is discussed. For real time

    tool condition monitoring with noncontact techniques, the image

    processing

    algorithms

    can

    be

    used

    for

    enhancing

    the

    automationcapability in unmanned machining centres.

    The digital image processing techniques are very useful for fast

    and easier automatic detection of various types of tool wear (such

    as crater wear, tool chipping and tool fracture) which are very

    difficult to recognize by other modes. Textural analysis techniques

    are playing a predominant role for tool condition monitoring via

    assessment of ma