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Page 1: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

ASIA PACIFIC ASSET SERVICING

Together we thrive2018 HIGHLIGHTS

Page 2: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA
Page 3: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

A Time to Re�ect and Look Ahead

Looking back, 2018 has been an eventful year with technology setting the pace of change in the industry. We strive to understand your needs and are focused on delivering services to help you navigate the rapidly evolving operating environment.

This year, we brought thought leadership closer to you, gathering subject matter experts and industry leaders to share invaluable insights on key trends, challenges and opportunities that are relevant to your business landscape.

We provided enhanced service solutions, cognitive platforms and global expertise, to power your success and resiliency throughout the investment lifecycle.

We look forward to serving your needs and be your trusted partner in 2019, and beyond, providing you with a holistic suite of investment services and helping your business reach greater heights.

Warmest Wishes,

Rohan SinghHead of Asset Servicing, Asia PacificBNY Mellon

1Together We Thrive

Page 4: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

2 Together We Thrive

“Experience is the parent of wisdom

”Alexander HamiltonOne of the Founding Fathers of the United States

Founder of The Bank of New York (now BNY Mellon)

Page 5: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Turning Insights into Opportunities

With the investment landscape developing at unprecedented speed, clients

have to embrace change to make the most of emerging opportunities and

distinguish themselves from competitors. This means ensuring innovation

and transformation are not just buzzwords, but concepts �rmly embedded

in the enterprise.

3Together We Thrive

Page 6: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Discover Market TrendsBNY Mellon partners with you to unveil opportunities, key trends and challenges that shape the investment landscape of tomorrow.

A Shift to Alternatives

Greater Gatewayto China

Greater Gatewayto India

Passive Investing: Exchange Traded Funds (ETF)

Environmental, Social and Governance (ESG)

What Keeps C-Suites Awake at Night

Data as an Asset

Evolutionary Change with Technology

Digitalization of Finance

Custody Tax and Regulation

4 Together We Thrive Click the icon to learn more.

Page 7: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

5Together We Thrive

Decoding the Full Potential of Renminbi Quali�ed Foreign Institutional Investor (RQFII)

Perspectives and Implications of Stock Connect

Stock Connect: The Road Ahead

China Access Schemes at a Glance

Page 8: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

6 Together We Thrive

Expert Voices from BNY Mellon and Industry Leaders

Page 9: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

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With a global network and proven expertise in turning insights into action, BNY Mellon is well positioned to continue helping institutional investors navigate the rapidly evolving operating environment and turn these changes into market opportunities that will power future success.

Rohan SinghHead of Asset Servicing, Asia Paci�cBNY Mellon

”Together We Thrive

Bringing Thought Leadership Closer to YouDelivered Unparalleled Perspectives through Thought Leadership- Our Asia Paci�c Client Leadership Summits gathered the sharpest minds and most

innovative thinkers in the industry to provide thought provoking insights to clients

- Explored global and local pressing topics shaping the future of �nance

- Deep dived into issues that resonated with clients

Engaged Clients with the Latest Market Pulse- Clients are kept up-to-date with the latest market trends and developments through our

periodic webcasts and blogs

- Partnered with industry leaders and subject matter experts to share views on key challenges and opportunities impacting the marketplace

- Clients leveraged on our research and insights to make business decisions

10+Compelling topics on Asia Paci�c

5Client Leadership Summits in key markets

85+Subject matter experts shared insights on Asia Paci�c

Page 10: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Technology Disruption.Digital Transformation. In today’s fast-evolving markets, technology and digital innovation are key to shape your business models into one that is responsive to new market realities.

In response to your needs for new capabilities and as existing products mature and become commoditized, BNY Mellon continuously upgrades and innovates to �nd solutions in order to stay agile and relevant to you in the long term.

- Advancing digital investment and services platforms

- Leading innovations in technology that enable revenue growth

- Operating with stability and resiliency

US$2.4billion-and-growing budget

13,000+technologists globally

Your Key Priorities Our Investmentin Technology

8

Technological innovation is setting the pace of change for asset servicing. Digital technology can improve efciency, reduce  settlement cycles, enable real-time information sharing and analysis, increase system resiliency and enhance client service. 

Hani KablawiCEO, Global Asset ServicingBNY Mellon

“”

Together We Thrive

Page 11: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

9

Streamline Investment Process

Seamlessly integrate data from one custody system directly into client’s application with Application Programming Interfaces (APIs).

Custody APIs:

- Cash Management

- Safekeeping

- Corporate Events Management

Optimize Performance

Turn massive amounts of data into actionable metrics with our dashboard. Clients rely on this tool to monitor key performance indicators and make data-driven decisions via an easy-to-read scorecard.

Enhance Client Experience

Collaborating with clients and industry partners like Deutsche Bank, we work to deliver faster status information �ow with the use of the latest technology like chatbots.

Improve Ef�ciency and Transparency

Inef�ciencies across a number of manual, paper-intensive processes that involve multiple participants can be addressed through blockchain.

Use case:

C-suite dashboard using custody data to provide high level portfolio information to senior management at their �ngertips.

Use case:

Real-time communication solution to answer clients’ trade settlement enquiries for the Hong Kong market.

Use case:

Built a backup solution to one of our core processes for the settlement of US government bonds. This use case has now turned into an additional business continuity option.

Together We Thrive

Page 12: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

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As processing times shorten and asset mobility increases, institutional clients will require bespoke tools and services that  provide greater visibility and transparency across the entire post-trade value chain on a timely and responsive basis. Custodians must improve how they provide information, intelligence and insight via the most convenient and timely channels, supporting long-term asset and business growth.  

Tom CasteleynGlobal Head of Custody

Product Management

BNY Mellon

”Together We Thrive

Page 13: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Servicing You Well Beyond CustodyProduct InnovationWe believe that custodians should deliver more than just custody. With our scale and role within the �nancial system, technology risk management is a salient priority and we offer solutions to enhance your performance across the investment lifecycle.

In 2018, BNY Mellon rolled out new solutions to safeguard against multiple risks, re�ning overall view of performance, and enabling broader market accessibility.

BNY Mellon Risk View®

Platform

Comprehensive, forward looking risk measurement solutions.

Eagle Managed ServicesSM

Combine operational experience, technology expertise and attentive relationship management to provide clients with investment data that is organized and ready for use.

Tax Analysis and Data Solutions

Streamline the tax reporting process and help clients to accommodate future legislative changes.

Model scenarios around capital gains tax exposure and provide after-tax benchmarking capabilities.

Prime Custody Plus Services

Our enhanced custody solutions offer end-to-end capabilities including custody, �nancing and capital markets services.

Greater Gateway to China

Offers foreign investorscomprehensive and robust service solutions in accessing China domestic market.

- Special Segregated Account Plus (SPSA+) Pershing Model

- Bond Connect CNH (offshore yuan) Foreign Exchange (FX) Standing Instruction capability

- Tri-party arrangement for Stock Connect securities

Corporate Action Enhancement

Provides preliminary corporate action market announcements for Asia Paci�c markets (up to 10 days earlier).

Improvement of client response time from48 hours to 24 hours.

11Together We Thrive

Page 14: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

BNY Mellon: Your Trusted Partner forBusiness SuccessWe have achieved many �rsts and successes together in 2018.

New Key RelationshipsNational Pension Service of Korea

The world’s third largest pension fund

ADM CapitalA Hong Kong headquartered

private credit manager; ESG is a key part of their

investment mandate

12 Together We Thrive

NTUC Income Cooperative

The largest insurer in Singapore

Page 15: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

“We conducted an extensive review of different fund administration providers and we chose BNY Mellon because they are able to supplement their market-leading fund administration capabilities with the other value-added securities services, trading and banking services we were seeking for our private credit strategy.

”Alex ShaikPartnerADM Capital

“We are quickly realising the bene�ts of using Eagle. In addition to improving the integrity of our data and instilling more �exibility in our performance reporting function, we have achieved greater ef�ciency and the ability to support the growth of our alternative assets business. We are also now able to automate a number of complex calculations that were previously handled manually using spreadsheets.

”Mark McDonaldExecutive Director QIC Limited

“With the new platform, we can improve operational ef�ciency and ensure greater data integrity as we scale our operations and deepen our front of�ce analytics.

”Mark KonynChief Investment Of�cerAIA Group Limited

“Bank Consortium Trust Company Limited use BNY Mellon as our global sub-custodian since 2000.  We are happy with the services provided, especially their client- centric culture and openness to improvement suggestion. BNY Mellon is always there when we need help and they will go an extra mile to give us support and deliver what they promise within a very tight timeline.

”Rachel Tsang Chief Operating Of�cerBank Consortium Trust Company Limited 

13Together We Thrive

Page 16: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Global Custodian of the YearCENTRAL BANKING AWARDS 2018

Best Custodian HouseBest Technology ProviderINSURANCEASIA NEWS INSTITUTIONAL ASSET MANAGEMENT AWARDS 2018

Best Global Custodian - International ClientsTHE ASSET TRIPLE A AWARDS 2018

Best Client ServicingAsian Operations & Technology Provider of the YearASIA ASSET MANAGEMENT BEST OF THE BEST AWARDS 2018

14 Together We Thrive

Industry Accolades

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Page 17: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Facilitates 1st

UCITS FundsUsing BNY Mellon Stock Connect SPSA+ multi broker model

Collaboration with MicrosoftTo create a new cloud-based data management platform

In partnership with BNY Mellon, our client connected to Bond Connect Pilot scheme on

Day 1

1st and Only Tri-Party AgentProviding collateral services to support Hong Kong Stock Connect assets

1st Asia Paci�c clientWent live using BNY Mellon’s corporate events management API in June 2018

Chatbots

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Big data, distributed ledger, arti�cial intelligence, cloud and mobile technologies, cryptocurrencies – these are no longer buzzwords alluding to some beckoning future. They are digital tools that we’re using today and they are transforming the entire structure of our business. And we believe that the connection to our clients is the essential element which must always be borne in mind.

David CruikshankAsia Paci�c Chairman,BNY Mellon

”Together We Thrive

Business Firsts

A joint collaboration between BNY Mellon and Deutsche Bank in June 2018. Chatbots provide real-time answers to clients' trade settlement enquiries.

Page 18: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Contact Us

Eric ChngHead of Business DevelopmentAsia Paci�cAsset Servicing

+65 6632 [email protected]

Killian HusseyBusiness DevelopmentAsia Paci�cAlternative Investment Services

+852 2840 [email protected]

Carin LooiHead of Asset ServicingSouth Asia

+65 6632 [email protected]

John SinHead of Asset ServicingGreater China

+852 2840 [email protected]

Jung In Kang (JI)Head of Asset Servicing Korea

+822 6137 [email protected]

Kotaro Sasaki Head of Asset ServicingJapan

+813 6756 [email protected]

Koji IkedaBusiness DevelopmentJapanAsset Servicing

+813 6756 [email protected]

16 Together We Thrive

Page 19: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

BNY Mellon is the corporate brand of The Bank of New York Mellon Corporation and may be used as a generic term to reference the corporation as a whole and/or its various subsidiaries generally. This material and any products and services may be issued or provided under various brand names in various countries by duly authorised and regulated subsidiaries, af�liates, and joint ventures of BNY Mellon, which may include any of the following. The Bank of New York Mellon, at 240 Greenwich Street, NY, NY 10286 USA, a banking corporation organised pursuant to the laws of the State of New York, and operating in England through its branch at One Canada Square, London E14 5AL, registered in England and Wales with numbers FC005522 and BR000818. The Bank of New York Mellon is supervised and regulated by the New York State Department of Financial Services and the US Federal Reserve and authorised by the Prudential Regulation Authority. The Bank of New York Mellon, London Branch is subject to regulation by the Financial Conduct Authority and limited regulation by the Prudential Regulation Authority. Details about the extent of our regulation by the Prudential Regulation Authority are available from us on request. The Bank of New York Mellon SA/NV, a Belgian public limited liability company, with company number 0806.743.159, whose registered of�ce is at 46 Rue Montoyerstraat, B-1000 Brussels, authorised and regulated as a signi�cant credit institution by the European Central Bank (ECB), under the prudential supervision of the National Bank of Belgium (NBB) and under the supervision of the Belgian Financial Services and Markets Authority (FSMA) for conduct of business rules, a subsidiary of The Bank of New York Mellon, and operating in England through its branch at 160 Queen Victoria Street, London EC4V 4LA, registered in England and Wales with numbers FC029379 and BR014361. The Bank of New York Mellon SA/NV (London Branch) is authorised by the ECB and subject to limited regulation by the Financial Conduct Authority and the Prudential Regulation Authority. Details about the extent of our regulation by the Financial Conduct Authority and Prudential Regulation Authority are available from us on request. The Bank of New York Mellon SA/NV, operating in Ireland through its branch at Riverside 2, Sir John Rogerson’s Quay, Grand Canal Dock, Dublin 2, D02 KV60, Ireland, trading as The Bank of New York Mellon SA/NV, Dublin Branch, which is authorized by the ECB, regulated by the Central Bank of Ireland for conduct of business rules and registered with the Companies Registration Of�ce in Ireland No. 907126 & with VAT No. IE 9578054E. If this material is distributed in or from, the Dubai International Financial Centre (DIFC), it is communicated by The Bank of New York Mellon, DIFC Branch, (the “DIFC Branch”) on behalf of BNY Mellon (as de�ned above). This material is intended for Professional Clients and Market Counterparties only and no other person should act upon it. The DIFC Branch is regulated by the DFSA and is located at DIFC, The Exchange Building 5 North, Level 6, Room 601, P.O. Box 506723, Dubai, UAE. BNY Mellon also includes The Bank of New York Mellon which has various subsidiaries, af�liates, branches and representative of�ces in the Asia-Paci�c Region which are subject to regulation by the relevant local regulator in that jurisdiction. Details about the extent of our regulation and applicable regulators in the Asia-Paci�c Region are available from us on request. Not all products and services are offered in all countries. The material contained in this document, which may be considered advertising, is for general information and reference purposes only and is not intended to provide legal, tax, accounting, investment, �nancial or other professional advice on any matter, and is not to be used as such. The contents may not be comprehensive or up-to-date, and BNY Mellon will not be responsible for updating any information contained within this document. If distributed in the UK or EMEA, this document is a �nancial promotion. This document and the statements contained herein, are not an offer or solicitation to buy or sell any products (including �nancial products) or services or to participate in any particular strategy mentioned and should not be construed as such. This document is not intended for distribution to, or use by, any person or entity in any jurisdiction or country in which such distribution or use would be contrary to local law or regulation. Similarly, this document may not be distributed or used for the purpose of offers or solicitations in any jurisdiction or in any circumstances in which such offers or solicitations are unlawful or not authorised, or where there would be, by virtue of such distribution, new or additional registration requirements. Persons into whose possession this document comes are required to inform themselves about and to observe any restrictions that apply to the distribution of this document in their jurisdiction. The information contained in this document is for use by wholesale clients only and is not to be relied upon by retail clients. Trademarks, service marks and logos belong to their respective owners. BNY Mellon assumes no liability whatsoever for any action taken in reliance on the information contained in this material, or for direct or indirect damages or losses resulting from use of this material, its content, or services. Any unauthorised use of material contained herein is at the user’s own risk. Reproduction, distribution, republication and retransmission of material contained herein is prohibited without the prior consent of BNY Mellon.

© 2018 The Bank of New York Mellon Corporation. All rights reserved. 11/2018

Page 20: Together we thrive - BNY Mellon · 2018-11-28 · greater data integrity as we scale our operations and deepen our front of˜ce analytics.” Mark Konyn Chief Investment Of˜cer AIA

Thank Youfor your continuous support and partnershipBNY Mellon understands your strategic goals and is here to partner with you in every stage of your investment lifecycle. Your trusted partner!