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To (System) : Element Type : Participant, Account Holder, Clearing Member, Pledgee, R/TA, Trustee Location : Islamabad, Karachi, Lahore Status : Active, Suspended To (Group) : To (Element) : Subject : SROs & Resolution issued by the Ministry of foreign affairs Attachments : UNSCR 2356 (2017).pdf S.R.O. 1140(I) 2017.pdf S.R.O. 1078 (I) 2017.pdf S.R.O. 1077 (I) 2017.pdf Priority : High Message : November 28, 2017 Dear CDS Element, This is to inform you that in continuation to the Securities and Exchange Commission of Pakistan (SECP) emails regarding the subject matter, thereby please find enclosed copy of the Government Directives, UNSCR 2356 (2017) November 1, 2017, S.R.O. 1077(I)2017 dated October 18, 2017 S.R.O. 1078(I)2017 October 23, 2017 & S.R.O. 1140(I)2017 November 1, 2017 issued by Ministry of Foreign Affairs provided by the SECP for implementation of the provisions mentioned in the attached SROs related to entities/individuals placed on the UN Security Council's Sanctions List with immediate effect. A consolidated list is also available at the UN sanctions committee’s website and can be accessed at following link: https://www.un.org/sc/suborg/en/sanctions/un-sc-consolidated-list

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Page 1: To (System) To - cdcpakistan.comcdcpakistan.com/wp-content/uploads/2017/11/SROs-and-Resolution... · To (System): Element Type : Participant, Account Holder, Clearing Member, Pledgee,

To (System) :

Element

Type

: Participant, Account Holder, Clearing Member, Pledgee,

R/TA, Trustee

Location : Islamabad, Karachi, Lahore

Status : Active, Suspended

To (Group) :

To

(Element)

:

Subject : SROs & Resolution issued by the Ministry of foreign affairs

Attachments : UNSCR 2356 (2017).pdf

S.R.O. 1140(I) 2017.pdf

S.R.O. 1078 (I) 2017.pdf

S.R.O. 1077 (I) 2017.pdf

Priority : High

Message : November 28, 2017

Dear CDS Element,

This is to inform you that in continuation to the Securities and Exchange

Commission of Pakistan (SECP) emails regarding the subject matter,

thereby please find enclosed copy of the Government Directives, UNSCR

2356 (2017) November 1, 2017, S.R.O. 1077(I)2017 dated October 18,

2017 S.R.O. 1078(I)2017 October 23, 2017 & S.R.O. 1140(I)2017

November 1, 2017 issued by Ministry of Foreign Affairs provided by the

SECP for implementation of the provisions mentioned in the attached

SROs related to entities/individuals placed on the UN Security Council's

Sanctions List with immediate effect. A consolidated list is also available at

the UN sanctions committee’s website and can be accessed at following

link:

https://www.un.org/sc/suborg/en/sanctions/un-sc-consolidated-list

Page 2: To (System) To - cdcpakistan.comcdcpakistan.com/wp-content/uploads/2017/11/SROs-and-Resolution... · To (System): Element Type : Participant, Account Holder, Clearing Member, Pledgee,

You are also requested to regularly access the abovementioned

consolidated list (updated time to time) to stay informed regarding such

entities / individuals & ensure compliance.

Regards,

Badiuddin Akber

Chief Compliance & Risk Officer

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