TO DOAN

CQNG HOA X.A HQI CHU NGHiA VIET NAM DIEN Lkit VIET NAM DO kip -Ti do- lignh phtic

So: 56 /QD- EVN Ha NA ngay 241116,7g 5- ;Vim 2018

QUYET DINH Ve viec ban hanh Quy the ye cong tic dau fir xay dung ap clung trong

doin Dien lure Qutic gia Viet Nam

HQI DONG THANH VIEN TAP DOAN DIEN WC VIET NAM

Can cir Luat Dau thAu so 43/2013/QH13 ngay 26/11/2013 dm Quoc hOi nu& Oting hoa xa hoi chu nghia Viet Nam;

Can dr Luat DAu tu cong s6 49/2014/QH13 ngay 18/06/2014 dm Quoc hoi ntrac COI-1g hoa xa h(ii chit nghia Viet Nam;

Can dr Luat Xay dkrng s6 50/2014/QH13 ngay 18/06/2014 dm Quoc hoi ntrac C(ing hoa xa hOi chu nghia Viet Nam;

Can cir Luat DAu tu s6 67/2014/QH13 ngay 26/11/2014 cila Quoc 110, i nuac Qng hea xa hQi chu nghia Viet Nam;

Can dr Lu4t quan ly, su ding von Nha ntroc du tu vao san xuAt, kinh doanh tai Doanh nghiep so 69/2014/QH13 ngay 26/11/2014 dm Quoc hOi ntrac ail-1g Ilea xa hoi chu nghia Viet Nam;

Can cur Nghi dinh s6 59/2015/ND-CP ngay 18/6/2015 cua Chinh phu ve quan ly du an dAu tu xay d‘rng;

Can dr Nghi dinh s6 32/2015/ND-CP ngay 25/3/2015 dm Chinh phu ve quan 1 'Y chi phi dAu to xay dtmg;

Can dr Nghi dinh se; 46/2015/ND-CP ngay 12/5/2015 cua Chinh phu ye quan 15, chAt luvng va bao tri cong trinh xay di,mg;

Can dr Nghi dinh so 42/2017/N0-CP ngay 05/4/2017 ve sira doi, b6 sung mot s6 dieu Nghi dinh s6 59/2015/ND-CP ngay 18/6/2015 cua Chinh phu ve quan l du an dAu to xay dung;

Can cir Nghi dinh s6 10/2017/ND-CP ngay 09/2/2017 cila Chinh phi' ban hanh Quy the quan ly tai chinh &la 'Flap doan Dien lkrc Viet Nam va sira d6i b6 sung khoan 4 Dieu 4 Nghi dinh s6 209/2013/ND-CP ngay 18/12/2013 ctia Chinh phit quy dinh chi tiet va hung dan thi hanh mot s6 dieu Luat thue gia tri gia tang;

TM. H I DONG THANH VAN HLJ TICH

0007co

9 TAA 0 tic VIET

uang Thanh

CAn cu Nghi dinh s6 26/ND-CP ngay 28/2/2018 cua Chinh phu ve Dieu le to chirc va ho4t Ong cira Tap clown Dien ltrc Viet Nam;

Theo cac Quyet dinh cua Thu tueing Chinh phi" ve viec dieu chinh danh muc, tien dQ mot s6 du an dien va quy dinh mOt s6 ca ch.& chinh sach dAc thii de dau tu cac Ong trinh dien cap bach trong giai clop 2013-2020;

CAn cir Quyet dinh s6 2966/QD-BCT ngay 31/7/2017 dm BQ Cong Thuang ve viec phan cap than' dinh thiet ke, du town xay Ong cac du an dau tu chuyen nganh dien nhom B, nhom C;

Theo de nghi cua T6ng giam d6c Tap down Dien ltrc Viet Nam,

QUYET DINH:

Dieu 1. Ban hanh kern theo Quyet dinh nay Quy the ve cong tac dau tu xay Ong ap dung trong Tap down Dien lut Qu6c gia Viet Nam.

Dieu 2. Quyet dinh nay có hieu Ivy sau 15 ngay ke tir ngay ky va thay the cac Quyet dinh s6 168/QD-EVN ngay 28/9/2015 ve viec ban hanh Quy the phan cap quyet dinh chu truang dau tu, quyet dinh dau to va thkrc hien dau tu xay dkrng; s6 711/QD-KH ngay 22/10/2014 ve viec ban hanh Quy the cong tac ke hoach phan DTXD; s6 502/QD-EVN ngay 20/6/2014 ve viec ban hanh Quy dinh Giam sat va danh gia dau tu; s6 600/QD-EVN ngay 04/9/2014 ve viec ban hanh Quy che ve Ong tac dau thau trong Tap down Dien lizrc Queic gia Viet Nam; Cac quy dinh ve phan cap trong dau tu xay dung dm cat Tang cong ty Ph& dien, Tiing cong ty Dien lkrc, T6ng Ong ty Truyen tai dien Qu6c gia.

Dieu 3. Tling Gam d6c, cac PhO T6ng Gam d6c,Truong Ban Chien lugc phat trten, Throng Ban Kiem town not 1)0 va Giam sat tai chinh, Truang Ban T6ng h9p HOi d6ng Thanh vien, Chanh VAn phong, Truerng cac Ban ca quan EVN, Thu tnrerng cac don vi va ca nhan có lien quan thuOc Tap down chiu trach nhiem thi hanh Quyet dinh nay./.

Nei nkin: - Nhu Dieu 3; - Luu: VT, T7TV, D K

TAP DOAN CONG HOA XA HOI CHU NGHIA VIET NAM

HIEN LVC VIET NAM Di)c lap — Tir do — Han!' phiic

QUY CHE VE CONG TAC DAU XAY MING

AP DIJNG TRONG TAP DOAN DIN QUOC GIA VIET NAM

(Ban hank kern theo Quyet clink se. 156 ngay 24 thang 5 nam 2018

cira ItOicteing Thank vien Tap doan Dien 1 uc. Viet Na

PhA'n I

NIIIING QUI DINH CHUNG

Dieu 1.Ph9m vi dieu chinh va doi tulyng ap dung

1. Pham vi dieu chinh: Quy the nay quy dinh ve quan ly du an du tu do Tap doan Dien luc Viet

Nam va cac don vi thuOc Tap doan Dien luc Nam lam,chu dau , cong tac ke hoach, phan cap dau tu, quan dau thau, quan 1y chat lugng va quan 1 chi phi, quyet toan du an/cong trinh xay dung, giam sat dau to va danh gia hieu qua sau khi ket thac dau to xay dung, bao cao dau to xay dung, xir ly sai pham trong du tu xay dung.

2. DOi arcing ap dung: Quy the nay ap dung dOi vai: a) Tap doan Dien luc Viet Nam (EVN); b)Cac ding ty con do EVN nAm gat 100% von diet' le (cong ty TNHH

MTV cap II); c) Cac ding ty con do cong ty TNHH MTV cAp II nAm giir 100% von dieu

le (ding ty TNHH MTV cAp III); d)Ngu6i dai dien theo uy quyen dC>i yen phAn von gOp cua Tap doan Dien

luc Viet Nam, dm Citing ty TNHH MTV cAp II tai cac cong ty con va cong ty lien k6t.

Dieu 2. Dinh nghia va thu4t net viet tat

1. Trong BO Quy the nay, nhang tir ngrr &Teri day dugc hieu nhu sau: a) Cac TOng Cong ty: la cac Cong ty con do EVN nAm gift 100% von dieu

b) Ngu6i dimg dau cac don vi: la H6i ding thanh v en/Chit tich/T6ng giarn doc/Giam d6c/Hi0 tnrarng cac don vi trvc thu6c EVN, cac don NI tivc thu6c Cong ty TNHH MTV cap II, cac Cong ty TNHH MTV cap II, Cong ty TNHH MTV cap III.

c) Don vi : G6m cac don vi trkrc thu6c EVN, cac Cong ty TNHH MTV cap II, cac don vi trkrc thu6c Cong ty TNHH MTV cap II, Cong ty TNHH MTV cap III, .

) Dan vi thu6c EVN: Bao g6m cac don vi tnrc thu6c EVN va cac Cong ty TNHH MTV cap H.

e) Dan vi thu6c Tong Cong ty : Bao g6m cac don vi truc thu6c T6ng COng ty va cac Cong ty TNHH MTV cap III.

t) Chu dau tu (Chu dAu tu xay dung cong trinh): la ca quan, to chat siY hiru von, vay von hoac duqc giao ttvc tip quan ly va sir dung von de thkrc tOn hoat ding dau tu xay dkmg.

g) Quy dinh cua Luat Dau thau: IA quy dinh trong Luat Dau thAu so 43/2013/QH13 ngay 26/11/2013 va cac van ban huthig Mn thkrc hien, ding nhu cac situ d6i, b6 sung Lu4t Dau thau va cac van ban huang Mn (n6u co).

h) Quy dinh cua Luat Xay dung: la quy dinh trong Lu4t Xay dkmg s6 50/2014/QH13 va cac van ban htrang Mn thuc hin, ding nhu cac sira sung Luat Xay dung va cac van ban htrang Mn (neu co).

i) Giai phap ky thu4t chinh: la cac giai phap ky thuat duqc quy dinh tai guy& dinh phe duyt Bao cao nghien cim kha thi dau to xay dung cong trinh hoac Bao cao kinh to thuat, thiet ke ky thuat hoac thiet ke ban ye thi cong truing hop thie't ke hai buck.

j) Kh6i luong phat sinh: la khoi luqng b6 sung hoac do thay d6i thit k6 so vii thiet ke da duqc phe

k) Chi phi phat sinh: IA gia tri tucmg img vii khoi luting phat sinh hoac hang muc/cong trinh phat sinh hoac do dinh mirc, don gia, ch6 d6 chinh sach bo sung Mn den phat sinh chi phi so vai hi) so tuong img da duqc phe duyt.

1) Hang muc/cong trinh phat sinh: IA hang muc/cong trinh khongs co trong Bao cao nghien ciru khA thi dau tu xay dung/bao cao kinh to - ky thuat dau tu xay dung da duqc phe duyt.

m) Nguoi co than quy&t: LA ngtthi quye't dinh phe duyt du an hoac ngtthi quyet dinh mua sam theo quy dinh cua phap 1u4t. Truing hop Ikra,chon nha dau tu, nguai tham quyen ngtroi dung dau co quan nha ntrOc c6 tham quyen theo quy dinh cua phap luast.

2. Trong Quy ch6 nay, nhang chit vie't tit duqc hieu nhu sau: - Tap doan : Tap down Dien lkrc Qu6c gia Vi't Nam

- EVN: Tap doan Dien ltrc Viet Nam; - HDTV: HOi dOng thanh vien; - CDT: civil d&ti tu; - BO KH&DT: BO KA hoach va DAu tu; - TNHH MTV: Trach nhiem huhu han mot thanh vien; - BCNCTKT: Bao cao nghien ciru tien kha thi dAu tu xay dung; - BCDXCTDT: Bao cao de xuAt chu tnrang &Au tu dAu to xay dung; - BCNCKT: Bao cao nghien dru kha thi du tu xay dung; - BCKTKT: Bao cao kinh to - ky thOt dAu tu xay citing; - TKCS: ThiAt kt co s6; - TKKT: Thik ke ky thot; - TKBVTC: Thik k6 ban ve thi ding; • TMDT: TOng muc dAu tu; - DT: Dv toan; - DTXD: DAu tu xay dtmg; - TDT: TOng du town; - QLDA: Quan 1 dv an; - QTQG: Quan tr9ng quOc gia; - DTM: Dinh gia tac Ong moi trubng; - HDNT: HOi d'Ong nghiem thu; - HSMT: HO so mai thAu; - HSYC: HO so yeu cAu; - Mau HSMT: la cac HSMT mau dugc ban hanh kern theo Quy d nh ctia

Lu4t DAu thAu; - HSDT: HO so du thAu; - HSDX: HO so de xuAt; - KHLCNT: Ke hoach ltra ch9n nha thAu; - KQLCNT: Ket qua lva ch9n nha thAu; - DTXD: DAu tu xay (twig; - SXKD: San xuAt kinh doanh; • CBSX: Chun bi san xuAt; - PCCC: Phong chay chtta chay. - MBA: May bin dp. - VTTB: Vat to thik - ND59 Nghi dinh so 59/2015/ND-CP ve quan1dv an dau to xay dung.

• ND42 : Nghi dinh s6 42/2017/ND-CP ngay 05/4/2017 Ve sira doi, 136 sung mot s6 dieu Nghi dinh s6 59/2015/ND-CP ngay 18/6/2015 cua Chinh phu ye quan 1St du an dau tu xay dung.

- ND46: Nghi dinh s6 46/2015/ND-CP ve quan ly chat luqng va bao tri ding trinh xay dung.

3. Cac tir ngir khac trong Quy the nay da,duqc giai nghia trong B6 luat Dan su, Luat Doanh nghiep, Luat Xay dung, Luat Dau tu cong, Dieu le to chirc va hoat dOng cua EVN va cac van ban quy pham phap luat !chic thi co nghia nhu trong cac van ban phap 10.1 do.

Dieu 3. Nguyen tic ip dung van ban quy pham phap luat

1. Trong Quy the nay, m9i dan chieu lien quan den bat kSi mot van ban quy pham phap 1u4t nao se bao golT1 ca nhang van ban sCra doi, b6 sung hoac van ban thay the cua van ban do.

2. D6i vOi nhang not dung cong viec khong dugc quy dinh cu the trong Quy the nay, EVN, Dan vi, to chuc, ca nhan lien quan phai tuati thu theo quy dinh hien hanh cua phap luat ve dau tu xay dung.

PhAn II

QUY CHE VE CONG TAC DAU TU' XAY D

Chuang I

CONG TAC Kt HOACH TRONG DAU TU'xAy D

Myc 1

Phyla, vi va trdch

Dieu 4. Phum vi cong tac ke hoach

Cong tac ke hoach trong dau tu xay dung cua EVN va cac dan vi bao gom cac boat dOng:

1. Xay dung hoac tham gia xay, dung cac hoach dai han va rung han nhu: Chien 1u9c phat trien cua EVN; ke hoach dau to phat trien 5 nam;

2. Lap, tham dinh, phe duyet, giao ke hoach nam;

3. T6 chirc trien khai thuc hien Ice hoach;

4. Theo doi va danh gia, kiem tra thuc hien ke hoach.

Dieu 5. Trach nhiem trong cong tic ke hoach

1. Trach nhiem cna EVN

a) Xay dkmg ke hoach,

Ke hoach du tu ph& trien 5 nam cua EVN;

Ke hoach dau tu xay dung hang nam cua EVN.

b) Tham gia gop y xay dung Quy hoach phat trien Dien luc Qu6c gia; Quy hoach pith tri& DiO luc cac tinh, thanh pho true thuc Trung ucmg; Quy hoach dia diem trung tam dien luc; hop phAn 110kV cua Quy hoach phat trien dien luc cac tinh, thanh pho true thuc Trung ucrng; Quy hoach thity dien cac dung song; Quy hoach phat trien tang lucmg quoc gia.

c) Huang clan cac Dan vi thuc EVN xay dung ke hoach.

d) Quyet dinh, giao ke hoach cho cac Tong cong ty va cac don vi true thuc EVN.

e) Kiem tra, giam sat viec thuc hien ke hoach cua cac don

f) TIfing hop bao cao ve cong tic ke hoach trong EVN.

2. Trach nhiem cua cac T6ng cong ty do EVN nam Oil' 100% von dieu

a) Xay dung ke hoach dm don vi trinh EVN phe duyet, g6m:

Ke hoach du tu phit trien 5 nam;

Ke hoach dau tu xay dung hang nam; b) Tham gia gop y xay dung Quy hoach phit trial Dien Luc Qu6c gia, Quy

hoach phat trien Dien lye cac tinh, thanh pho true thuc Trung uong;

c) Huang din cac don vi true thu6c, cac cong ty con do T6ng cong ty nam gift 100% von dieu le, nguai dai dien theo uy quyen doi vai phan von gOp cua Tong cong ty tai cac Cong ty con, cong ty lien ket xay dung ke hoach;

d) Quyet dinh, giao ke hoach cho cac don vi true thu6c, cac cong ty con do T6ng Cong ty nam &fru 100% von dieu le;

e) Kiem tra, giam sat viec thuc hien Ice hoach cua cac cong ty con va cac don vi true thu6c.

f) T6ng hop bio cao EVN ve ding tac ke hoach trong town TOng cong ty.

3. Trach nhiem cua cat don vi true thuc EVN: xay dung Ke hoach dau tu xay dung hang nam cua don vi trinh EVN phe duyet; tham gia gop y cac Quy hoach chuyen nganh do cac ca quan nha nuac, cac dia phuong va EVN lay 'y kien.

4. Trich nhiem cita cac don vi cap III va cac don vi true thuc don vi cap II: xay dung Ke hoach dau tu xay dung hang nam dm don vi trinh don vi cap II phe duye't.

Myc 2

Xfiy dung ke hoych DTXD S 'thin, hang nihn

Dieu 6. Can ci xay dkrng ke hooch

1. Can dr xay dung ke hoach 5 nAm

a) Quy hoach phat trien dien hp qu6c gia timg giai down dugc Thu tuong Chinh phu duyet, quy hoach phat trien cdien Ikrc cac tinh/thanh pho trvc thuOc Trung uang, quy hooch phat trien kinh,te xa hOi va quy hooch phat trial ho tang do thi dia phucmg dugc cap c6 tham quyen duyet, cac can cir khac c6 lien quan;

b) Chien lugc phat trien cua EVN;

2. Can cir xay dvng ke hoach hang nam

a) Ke hoach du to phat trien 05 nam cua EVN, ke hoach du tu phat trien 05 nAm oh don vi;

b) Danh mvc cac cong trinh do Thu Wang Chinh pha hoac cap co thdm quyen quyet dinh be) sung Quy hoach hoac giao EVN du tu.

c) Danh Inkic cac du an dau tu nh6m A, B hang ram cua EVN dugc BO COng Thuang/Ca quan nha nu& c6 thdm quyen phe duyet;

d) Ke hoach phat trien hrOi dien truyen tai va ice hoach du to phat trien luai dien phan phi do Cvc Dieu tit dien luc phe duyet;

e) Nhang dinh lux6mg, muc tieu ve dau tu xay dung cua EVN.

Dieu 7. Xfiy dvng ke hooch 5 nam

1. EVN xay dung va de nghi BO Cong Thuong/Ca quan nha nuac co thim quyen trinh Thu Wong Chinh phi" phe duyet Ice hoach du tu phat trien 5 nAm cua EVN phu hcyp vOi th6i ky cua ke hoach 5 nam phat trien kinh to-xa hOi cua ddt nuoc.

2. Cac T6ng cong ty do EVN nam gift 100% von dieu le xay dung va trinh EVN phe duyet ke hoach dau tu phat trien 5 nam cCia don vi tren ca soy mile tieu, nhiem vv ke hoach 5 nam cua EVN.

3. EVN chiu trach nhiem xay dung de cluing, huOng can cac don vi xay dung ke hoach 5 nam cila don vi.

Dieu 8. L#E), thAm dinh, phe duyet, giao ke hoach dau to xa■ dkriig hang nAm

1. EVN va cac dan vi deu phai to chirc lap va trinh duyet Ke hoach du tu xay dk.mg hang Warn (goi tat la Ke hoach DTXD) trong,d6 xac dinh cac mix tieu, danh imp duan, cong trinh dau tu, tin dO, nhu cau von, can doi nguon von dau

tu, phuong an phan be) von cho cac du an ding trinh, thu xep von va cac giai phap trien khai thuc hien.

2. Tai lieu EVN va cac don vi trinh duyet k'e hoach DTXD g6m: Ta trinh ve viec phe duyet ke hoach kern theo Bao cao ke hoach DTXD.

3. Trinh, thAm tra, duyet, giao va dieu chinh ke hoach nam

a) Tiled gian trinh ke hoach nam: Dinh kJ/ hang nam, cac T6ng cong ty va cac don vi ttvc thuc EVN trinh EVN ice hoach nam tiep theo nhu sau:

+ Ke hoach du tu cong nam tiep theo: Truck ngay 10/7 de EVN tong hqp, dang 14/ vai cac Bo nganh (Be KH&DT, Tai Chinh, Cong Thucmg, Kho bac Nha milk) theo thai han quy dinh (truac ngay 15/7 hang ram);

+ Danh 'nue cac du an du tu nhom A, B nam tiep theo: truck ngay 30/9; + Ke hoach du tu xay dtxng nam tiep theo: truck ngay 31/10.

b)ThAm tra, duyet ke hoach nam: T6ng Giam d6c EVN trinh HOi gong thanh vien EVN: (i) cac chi tieu chinh ke hoach dau tu phat trien truck ngay 30/11 de bao cao ca quan nha nuac co thArn quyen; (ii) ke hoach dau tu phat trien hang nam cua EVN truck ngay 12/12.

c) Phe duyet ke hoach, giao ke hoach:

- Sau khi HDTV EVN co Nghi guy& thong qua ice hoach nam cua EVN, Chit tich HDTV 14 ban hanh Quyet dinh phe duyet Ke hoach cua EVN. HDTV EVN ban hanh cac guy& dinh, hoc uy quyen cho T6ng Giam d6c EVN ban hanh Quyet dinh giao hoach nam cho cac T6ng tong ty va cac don vi trkrc thuc EVN truck ngay 31/12 hang nam.

- Truck 15/01 hang nam, cac T6ng cong ty hoan thanh ding tac giao ke hoach cho cac don vi true thu6c, cac cong ty con do Tong ding ty nam giti 100% vein dieu le.

d)B6 sung, dieu chinh Ice hoach nam:

- TuSt theo tinh hinh cu the, trong qua trinh thkrc hien ke hoach, EVN se có quyet dinh rieng ve giao be) sung Ice hoach cho T6ng cong ty va cac don vi true thuc EVN.

- Chi dieu chinh d6i voi ke hoach du tu xay dung neu trong nam don vi duqc EVN giao nhiem vu co phat sinh hang muc/clu an hoc kh6i luqng thkrc hien vuqt ke,hoach giao. Cac Ping cong ty va cac don vi true thuc EVN duqc dieu chinh ke hoach dau tu xay dung trong n6i b6 nL Ichong vtrcrt tong gia tri theo ke hoach da duqc duyet.

D6i vai cac hang muc/clu an khOng thuc du an du tu cong (cac du an ludri dien chi 4p dung doi voi ding trinh CO cap dien ap tir 110kV tra len) chua CO trong ke hoach dAu to xay dung hang nam duqc phe duyet, cac don vi lap ho so

b6 sung/dieu chinh ka hoach trinh:

(i) HDTV EVN phe duyet d6i v6ri cac hang muc/du an nharn B tr6 len.

(ii) T6ng Giam d6c EVN phe duyet doi v6i cac hang muc/du an nhom C. - Thai gian ban hanh Quyat dinh diau chinh ke hoach nam: truerc ngay

15/11 hang nam. 4. Bao cao ka hoach DTXD theo phu lac 5 not dung Bao cao cong tac ke

hoach va cac bang bieu dinh kern.

III* 3

Kam tra va gidm sat thyv hien ka hogch

Dieu 9. Mem tra, giam sat dive hien ke hoach

1. T6ng Giarn ,d6c EVN chiu trach nhiem chi dao kiern tra, giam sat va danh gia that hien ke hoach dau to xay dung dOi vai EVN va cac Cong ty con do EVN giir 100% von diau 1e; To chirc boi huan nang cao nang lac cua,cac don vi truc thu8c ve ding tac ke hoach, kiem tra giam sat ding tac that hien ke hoach.

, 2. Ngu'eri dimg cac don vi chiu trach nhiem to chirc that hien, theo kiem tra, don doc, giam sat that hien ke hoach dau tu xay dung trong don vi, to chirc boi huan nang cao nang Luc cua cac don vi truc thu8c ve cong tac ke hoach, kiam tra giam sat eking tac that hien ke hoach.

Chuong II PHAN CAP DAU TU.

MIK' I

Nguyen ilk ve phan cap Dieu 10. Nguyen tac cluing

1. H8i &mg thanh vien EVN can dr vao Dieu le to chirc va hoat Ong dm EVN, cac quy dinh cua Nha nuck ve rinh vac dau to xay dung va yeu cau cong viec de phan cap cho Tong giam doc EVN va Nguai diing dau cac don vi de to chirc guar' ly va that hien cong tac dau tu xay dung dat hieu qua.

2. Tting giam d6c EVN, Nguai dirng dau cat don vi có trach nhiem quyat dinh viec uy quyen va that hien cac n8i dung trong pham vi phan cap quy dinh tai

uy che nay. , 3. H8i di3ng Thanh vien EVN cho phep that hien viec phan cap hoc uy

quyen nhu sau:

a) T6ng giam d6c EVN dtrov uy quyen cho cac Pho T6ng giam d6c hoc us, quyen cho Nguoi dirng,dau cac dan vi theo cac hinh thirc: (i) giay fly quyen (co th6i han); hoc (ii) Quyet dinh phan cong nhiem vu;

b) Ngu6i ding dAu cac dan vi ducc uy quyen cho cap phO, phan cap hoc quyen cho Nguai dung dau cac don vi cap duai theo cac hinh thirc: ( ) giay

quyen (co th6i han); hoc (ii) Quyet dinh phan ding nhiem vu.

Ainc 2

Trong ding tdc ICA hoach

Dieu 1.1. Nhi‘lin vu, quyen han cua H6i ding thanh v icn EVN

1. Quyet dinh ke hoach dau tu phat trien 5 nam cua EVN sau khi de nghi B6 Ong Thuang hoc ca quan nha ntr6c co tham quyen trinh Thu tu6rig Chinh phi"' va &sac Thu twang Chinh ph6 phe duyet;

2. Quyet dinh ke hoach dau tu phat trien hang nam cua EVN sau khi Bq Cong Thuang hoc ca quan nha ntrac c6 than quyen thong qua; HDTV EVN trinh B6 Cong Thuang hoc ca quan nha nu& co than quyen thong qua cac chi tieu chinh trong ke hoach dau tu phat trien nam sau trtroc ngay 10/12 hang nam.

3. Phe duyet ice hoach dau to phat trien 5 nam cua cac ding ty con do EVN nam gill 100% von dieu le;

4. Thong qua dinh huong ke hoach dau to phat trier' hang nam, 05 nam cua cac Tong eking ty phat dien — CTCP thong qua chi dao Ngtroi dai dien phan von cua EVN nhu d6i vai cac T6ng Cong ty — Cong ty TNHH MTV. Thong qua dinh huong ice hoach dau to phat trien hang nam, 05 nam (neu co) cua cac CTCP khac thong qua chi dao Ngu6i dai dien plan von cua EVN truck khi bieu quyet tai DHDCD hoc HDQT.

5. Quyet dinh hoc uS, quyen cho T6ng Giam d6c EVN giao cac chi tieu ke hoach hang nam cua cac don vi trkrc thu6c, cac cong ty con EVN nam gift 100% von dieu le.

Dieu 12. Nhiem vu, quyen kin cua Chii tich HDTV EVN

1. Truc tiep chi dao xay dung, Op y Quy hoach Oat trien dien luc quoc gia cac giai doan.

2. Trinh HDTV EVN ke hoach trien khai thvc hien Quy hoach dien luc quoc gia trong Tap doan Dien lkrc Qu6c gia Viet Nam sau khi Thu tu6ng Chinh phu phe duyet.

3. Chi dao xay dkrng ke hoach clan tu phat trien 05 nam cua EVN.

Dieu 13. Nhi?m vu, quyen bun cua TOng giam dOc EVN

1. Xay dkmg ke hoach dau tu phat trian 05 nam cua EVN, trinh HDTV E

2. Xay dung ke hoach trier' khai thuc hien ka hoach dau tu phat trian 05 nam cua EVN (sau khi Thu tuong Chinh phu phe duyet), trinh HDTV EVN.

3. Trinh HDTV EVN phe duyet ke hoach dau tu phat trian 05 nam cua cac cong ty con do EVN nam gift 100% von dieu le va dinh huang ke hoach dau tu phat tri .611 05 nam cua cac CTCP IA Tong cong ty Mat dien thong qua chi dao ngtr&i dai dien.

4. Xay dung ke hoach du tu phat trien hang nam cua EVN trinh HDTV EVN truac ngay 12/12. Xay dtrng cac chi tieu chinh ka hoach du tu phat trian cua EVN trinh HDTV EVN truck ngay 30/11 hang nam de bao cao Bo Cong Thuang hoac ca quan nhA nuoc có tham quyen. Ke hooch trinh bao g6m dinh huOng ke hoach dau tu xay dung dm cac CTCP là Tong cong ty Phat dien.

5. T6 chirc thirc hien ka hoach dau tu phat trian; diau,hanh hoat dOng cua EVN nham thkrc hien cac mvc tieu ke hoach theo nghi quyet va quyet dinh cua HDTV EVN.

6. Ban hanh quyat dinh giao ka hoach va ke hoach dieu chinh hang nam cho cac dan vi theo uy quyen dm HDTV EVN.

Dieu 14. Nhie:m vu, quyen han Ngtroi ding du cac don vi true thuc EVN

1. To chirc xay dung va trinh EVN duyet ke hoach.

2. To chirc thuc hien ka hoach duqc giao.

3. Kiem tra, giam sat thuc hien ka hoach va chap hAnh the do bao cao thkrc hien ke hoach theo quy dinh.

, 4. D6i voi mua sam trang thiat bi sir dung von tu phat trian phvc vu sari xuat: duqc quyen dieu him von giira cac mvc trang thiet bi trong danh muc duqc duyet vai dieu kien 'thong vuort tong so von da duqc EVN giao, dam bao mua sam het danh mvc duqc duyet.

Dieu 15. Nhifm vu, quyen han Ngtreri ding dAu cac don vi do EVN dam gilt 100% win dieu 1§

1. T6 chirc xay dung ke hoach cua don vi va trinh EVN du)* ke hoach. 2. Quyat dinh ke hoach hang nam teen co so, k" hoach EVN giao. 3. Quyet dinh, giao ka hoach, dieu chinh ke hoach cho cac don vi thanh

vien. 4. T6 chirc thuc hien ke hoach.

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5. Kiem tra va giarn sat thvc hien ka hoach va chAp hanh cha do bao cao thirc hian ke hoach theo quy dinh.

Dieu 16. Nhi@n vu can Ngirei dui din theo ay quyen cloi vol phAn von gap cua EVN tui cac Ging ty co phAn

1. Bao cao xin y kian HDTV EVN thong qua: cac chi tieu ka hoach dAu tu xay dung hang nam, Chian lugc, ke hoach dau tu phat trien 5 nam cua Cong ty co phan (trtrOc khi bieu quyet tai Dai hOi dOng co &Ong, hoac tai HOi &mg quan tri &la Cong ty);

2. ChAp hanh the d6 bao cao dinh kS7 ve ket qua thuc hien cac chi tieu nhiam vv ke hoach theo quy dinh tai Quy the quan 15, von va Ngubi dai din cua EVN tai cong ty con, cong ty lien kat.

AffiC 3

Trong ding teic chain bj du an va thirc hi& du an

Dieu 17. Tham quyen can HOi dong Thanh vien EVN

1. Trinh ca quan nha nuac co thi'm quyen 136 sung, hiau chink quy hoach Oat trien din luc doi v6ri cac du an quan trgng quoc gia, du an nhom A do EVN lam chil clan tu.

2. Trinh Ca quan nha nuac c6 thAm quyen quyet dinh chu trucmg dAu tu xay dk.mg cac du an sir dung von dau tu ding, du an quan trgng quoc gia, du an nh6m A.

3. Trinh ca quan nha nuac c6 tham quyen quyet dinh d'au tu xay dung du an quan trpng quoc gia, du an nh6m A.

4. Quyat dinh chu truong du tu xay dung cac du an dugc Thu tuong Chinh phi', Ca quan nha nuac co tham quyen fly quyen hoac cho phep quyet dinh.

5. Quyat dinh dau tu xay dung cac du an dau to nhom A dugc Thu Wang Chinh Ca quan nha mac c6 tham quyen fly quyen hoac cho phep quyet dinh.

6. Phe duyat KHLCNT, Quyat wan du an hoan thanh cac du an do HDTV EVN quyat dinh &Au tu xay dung.

7. US, quyen mot s6 nOi dung ve tham dinh thiat ka, du toan d6i voi cac du an ma EVN dugc Ca quan nha nuac c6 tham quyen uSi quyen tham dinh va cho phep EVN uS, quyen lai cho cac Dan

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Dieu 18. Tham quyen ctia Ttong giarn dOc EVN

1. Trinh ca quan nha mac c6 thAm guy& b6 sung, hieu chink quy hoach phat trien dien lire d6i voi cac du an khong quy dinh tai khoan 1, Dieu 17 do EVN lam chit dAu tu.

2. Trinh Bq Cong Throng hoc ca quan nha nu& c6 thAm quyen quyet dinh d'Au tu xay dkrng cac du an dau tu cong nh6m B, C do BO Cong Thuang/ca quan nha nu& co tham quyen quan

3. Trinh H6i (fang Thanh vier' EVN cac not dung thuOc thAm quyen cua Hqi d6ng thanh vien tai Dieu 17 de HOi d6ng Thanh vien EVN quyk dinh hoc trinh cap c6 tham quyen.

4. Quyet dinh d'Au to xay dtmg cac du an dAu to cong nhom B, C dugc Ca quan nha nu& co tham quyen ity quyen.

5. Quyet dinh du tu xay Ong cac du an khong thuOc Du an dau tu cong trong ke hokh dau tu xay Ong d duce phe duyet do EVN, cac Cong ty con do EVN ram gia 100% von diet' le, cac dan vi trkrc thu6c EVN lam chit dau tu theo mac phan cap quy dinh tai Phis lktc 1 cua Quy the nay, trir cac du an thuOc thAin quyen cua flOi dong Thanh vien EVN va ca quan nha mac co tham quy'en.

6. Quyet dinh cac not dung trong giai doan chuAn bi du an, th‘rc hien du an va giai doan ket thk xay Ong dua du an/cong trinh vao khai thac sir dtmg doi v6i cac du an/cong trinh do EVN quyet dinh dau tu xay dung va lam Chit dau tu, trir cac not dung thuOc tham quyen cua 116i &zing Thanh vien EVN va ca quan nha nubs co tham quyen. Tong giam doc EVN co the ity quyen mot so nOi dung cho cap dual trkrc tiep thkrc hien.

7. Thanh 14p H6i d6ng nghiem thu cap chit dAu to de nghiem thu cac du an do EVN lam chit du tu.

8. Hu6ng d'An,thkrc hien Quy the DAu tu xay dkmg, tru6ng hoop vugt thAm quyen bao cao H6i (long thanh vien EVN xem xet, quyet dinh.

Dieu 19. Tham quyen ciia Nguiri dun du cac dan vi trkrc thul)c EVN Trir Ban QLDA true thuOc EVN)

1. D6i voi cac du an du tu xay Ong khong thu6c Du an tu cong va duce giao Chit dau tu:

a) Quyet dinh du tu xay thing cac du an co TMDT den mire phan cap tai Phki bac 1 kem theo Quy the nay;

b) Quyet dinh phe duyet nOi dung trong giai doan chuan bi dkr an, giai clop thkrc hien dkr an va giai doan ket thitc xay dkrng dtra dkr an/cong trinh vao khai thic sir ding trir cac not dung thuOc tham quyen cita EVN va cac ca quan nha nu6c CO tham quyen;

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2. D6i vai cac du an dAu to xay dung do cac don vi tut thuc dugc giao nh*n vu QLDA thi thuc hirt theo quy dinh tai DiL 20 ciia Quy the nay.

3. D6i vai cac du an dau to xay dung thuc Du an dAu tu cong: trinh EVN de' EVN phe duy& hoac trinh co quan nha nuac c6 tham quyen quyet dinh chi truang dau tu, quyet dinh dAu tu xay dung.

Dieu 20. Tann quyen cua Giant (14c cac Ban QLDA trtyc thuc EVN

1. Phe duy& TKBVTC, DT de3i vai du an thi& ke ba buck.

2. Cac cong vie'c khac thuc hien theo uy quyL cua T6ng giam d6c EVN.

3. T6 chirc thuc hien cac hang muc cong viec thuc chi phi Ban QLDA tren ca so du toan chi phi hang nam dugc EVN phe duy4

4. Phe duye't cac chi phi thuc ding tic giai ph6ng mat bAng va boi thuZrng, ho try, tai dinh cu, de thi cong xay dung cong trinh g6m: chi phi cho HOi d6ng bOi thtrZyng, h6 trq, tai dinh cu; do dac dia chinh; ho sa xin cap dat; chi phi to chirc tluxc hien doi vai cong tac boi thu6ng, ho try, tai dinh cu; chi phi cling tac ra pha bom min, do tim xir 1y chat dOc (OB) (trir chi phi Ban QLDA se do EVN quy6t dinh).

5. D6i vai ding tic tu van &Au tu xay dung cac du an dm cac chit dau tu' khac, Giam d6c Ban QLDA thuc hien nhi0i vu va quy'en han theo Hgp dong tu van k 'y k& ten ca se( dugc sit chap thuan bang van ban cua EVN.

Dieu 21. ThAm quyen cua HDTV/Chii tich cac TOng Ong ty

1. Trinh ca quan nha nuac c6 thAm quy'L b6 sung, hiL chinh quy hoach phat trien din luc doi vai cac du an do Tong Cong ty lam chit dAu tu. HDTV/Chil tich Tong Gong ty CO the ity quyen lai cho Tong Giam d6c thuc

2. Trinh EVN de EVN trinh ca quan nha nuac c6 tham quyen guy& dinh chit truang dau tu xay dkxng cac du an sir dung von dau tu cong, du an quan trong qu6c gia, du an nhOm A.

3. Trinh EVN de EVN phe duy& ke hoach hoac chit truang dau to cac du an nhom B, C.

s 4. Trinh EVN EVN phe duy& tham trinh ca quan nha nuac c6 thA quyen quyet dinh dAu to xay dung du an do T6ng Cong ty lam 66 dau tu vugt mire phan cap va cac du an clan tu cong.

5. Quy& dinh dau tu xay dkmg cac du an dAu tu do co quan nha nuac c6 tham quyen va/hoac EVN uy quyen, cho phep guy& dinh dau tu.

6. Quye't dinh clan tu xay dung cac du an do T6ng Cong ty, cac don vi thuc T6ng cong ty lam chit dAu tu khOng thuc du an dAu tu ding, da dugc EVN phe duy& chit throng hoac ke hoach dAu tu, co mire phan cap ghi trong Phu lite 2, 3, 4 Quy the nay.

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7. US" quyen mot so nOi dung ve tharn dinh thiet ke, du town doi vai cac du an Ring Cong ty duot EVN/ca quan nha nuo,c co thAm quyen uji quyen thAm dinh va cho phep Tong Cong ty uS, guy& lai cho cac Dan vi.

Dieu 22. Than' quyen ciia TOng giam c#oc cac TOng Cong ty

1. Trinh HDTV/Chir tich T6'ng Cong ty cac not dung thuOc thAm quyen nett tai Dieu 21 de HDTV/Chir tich Tong Cong ty guy& dinh hoc trinh cac cap CO thAm quyen.

2.. Quyet dinh dau tu xay dung cac du an do 'Ring Cong ty, cac don vi thu(ic TOng ding ty lam chit du tu khong thuOc du an dau tu cOng, da &nye EVN phe duyet chit trucmg ho4c ke hoach du tit, co mire phan cAp ghi trong Phu luc 3, 4 Quy the nay.

3. Quyet dinh cac ncii dung trong giai doan chuan bi di; an, giai clop thvc hien du an va giai doan ket thirc xay dkrng dua du an/cong trinh vao khai tilde sir dung doi cac du an/ding trinh do TOng Ong ty quyet dinh dau tu xay dung va lam Chu dAu tu trir cac not dung thu0c,tham quyen HDTV/Chu tich Tong Cong ty va Ca quan nha ntrac co thAm quyen.

4. Thanh lap Hoi d6ng nghiem thu cAp chit dAu to de nghiem thu cac giai doan cira du an do Titing COng ty quy6t dinh dAu tu xay dung va lam Chu du tu truck khi Hoi dong nghiem thu Nha mak, Ca quan nha nuOc co thAm quyen nghiem thu.

Dieu 23. Tham quyen cua Ngtroti dung dAu cac coin vi true thu9c Thug Cling ty (Trir cac Ban QLDA)

1. Trinh Tling Cong ty cac BCNCTKT, BCDXCTDT, cac du an chua có chit truang clAu tu xay dung hoc chua co trong ke hoach dAu tu dtrac duyet de Tong Cong ty xem xet phe duyet hoac trinh Ca quan nha nue/c c6 tham quyen quyet dinh.

2. Trinh T6sng Cong ty de 'fling Cong ty phe duyet hoc trinh cap c6 thAm quy'en quyet dinh dAu tu doi vOi cac du an c6 TMDT l6n han mac phan cAp va cac dor an sir dung von dau tit ding.

3. DiA voi cac du an dAu to xay dung khong thu'Oc du an dau tu ding, da ducsc EVN phe duyet chit twang hoc ke hoach &Au tu va duac giao lam chit dAu tit:

a) Quyet dinh dau tu xay dung cac du an c6 TMDT den mire phan cAp tai Phu lite 2, 3, 4 kern theo Quy the nay;

b) Quyet dinh phe duyet cac not dung trong giai doan chuAn bi dtr an, giai doan thkrc hien du an va giai doan ket thiic xay dung dua du an/cong trinh vao

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khai thac sir dung trix cac ne■i dung thuOc tham quyen cita T6ng Cong ty va cac ca quan nha nuac c6 tham quyen.

4. D6i vai cac dv an dau tu xay dung do cac don vi Dieu

Tang ding ty tux giao nhiem vu QLDA thi thvc hien theo quy dinh tai Dieu 24 Quy the nay.

Dieu 24. ThAm quyen cfia Gifim (tic cac Ban QLDA hire thui)c Timg COng ty

1. Phe duyet TKBVTC, DT doi vai du an thiet ke ba buck.

2. Cac cong viec khic thvc hien theo fly quyen cua 'Ping warn doc Ring COng ty.

3. T6 chirc thvc hien cac hang mvc cong viec thuOc chi phi Ban QLDA tren co sa du town chi phi hang nam dugc Tong COng ty phe duyet.

4. Phe duyet cac chi phi thuOc cling tac giai phong mat bang va boi thuZyng, he; trq, tai dinh cu, de thi cong xay dung ding trinh Om: chi phi cho 1-10i (long bOi thveng, ho trq, tai dinh cu, do dac dia chinh, ho so xin cap dat; chi phi to chirc thkrc hien doi yen cong tac boi thuemg, hos trq, tai dinh cu; chi phi cong tac ra pha born min, do tim xir15, chat d'Oc (OB) (trir chi phi Ban QLDA se do T6ng Cong ty quyet dinh).

5. Doi vai cong tac tu van quan 15, cac dv an ngoai T6ng Cong ty, Gam d6c Ban QLDA thvc hien nhiem,vu va quyen han theo Hqp gong tu van quan 15, du an k51 ket tren ca sa dugc sv chap thuan bang van ban cila Tong Cong ty.

Dieu 25. Thltm quyen cua Gifim dOc cong ty con do TOng Cling ty nam gill' 100% von dieu

1. Trinh T6ng COng ty cac BCNCTKT, BCDXCTDT cac du an six dung von dau tu cong va cac du an chua c6 chu truang dau tu xay dung hoac chua có trong ke hoach dau tu dugc duyet de Tong Cong ty xem xet phe duyet hoac trinh co quan nha nu& c6 tham quyen quyet dinh.

2. Trinh T6ng Cong ty de T6ng Cong ty phe duyet hoac trinh cap co tilt= quyen quyet dinh dau tu doi vai cac du an c6 TMDT Ian han mirc phan cap.

3. Quyet dinh dau tu xay dung cac du an khOng thuOc du an dau tu cong c6 TMDT den mix phan cap quy dinh tai Phu Ivc 2,3,4 cim Quy the nay.

4. Quyet dinh phe duyet cac not dung trong giai doan chan bi du an, giai doan thkre hien du an va giai doan ket thuc xay dung dua,dv an/cong trinh vao khai thac sir dung trix cac nOi dung thu'cic thamquyen TOng Cong ty va cac co quan nha nu& CO tham quyen.

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Dieu 26. Than quyen dOi v(ri khOi Itrceng Nth chi phi phat sinh

1. CAp phe duy0t busk thiet ke nao thi thkrc hiOn phe duy0t, quy& dinh khoi 1m/rig/chi phi phat sinh cua btrac thiet ke do.

a) Tru6ng hop kh6i luting, chi phi phat sinh khOng lam thay d6i cac giai phap ky thuat chinh da duoc cap tham quyen phe duy0t hoc khong vuot gia tri TMDT hoc TDT/DT theo TKKT/DT goi than (ke Ca gia tri du phong) da duce phe duy0t thi T6ng Giam d6c EVN, T6ng Giam d6c cac T6ng ding ty, Gam d6c cac dan vi trtrc thu(ic EVN, Giam doc cac don vi &roc giao quan 1S/ ,dtr an to chirc phe duy0t/thkrc hiOn va kip th6i bao cao cap phe duy0t buck thiet kd do.

b) Truing hop phat sinh hang rnvc cong trinh hoc phat sinh lam thay dOi cac giai phap ky thuAt chinh so voi TKCS/TKKT, hoc vuot TMDT/TDT/DT duce duy0t phai trinh ngtdri quyet dinh dAu tu/cAp phe duy0t TKKT guy& dinh. CAp phe duy0t buck thiet ke nao thi thtrc hiOn phe duy0t, quyet dinh kh6i luong/chi phi phat sinh cua buck thiet ke do.

2. Truiyng hop chi phi phat sinh lam wort gia tri DT goi thAu ma khong lam vtrqt gia tri TMDT/TDT/DT (ke ca ti 10 du phong) tuong irng dugc duy0t thi chi) dAu to xem xet, quyet dinh.

Dieu 27. Cfic ,An de khac

1. D6i yeti mot s6 trusfyng hop dac bit thi thkrc hi0n theo quyet dinh cua HC.34 d6ng thanh vien EVN.

2. D6i vai nOsi dung cong vi0c thut)c trach nhi0m quan ly cCia cac don vi thuOc EVN/Tong Cong ty theo Quy the nay nhung phat sinh cac yeu to dAc bi0t, thi Ngu?ri dirng dau cac don vi trinh/bao cao EVN/Tong cong ty xem xet, quyet dinh theo quyen

3. 136i cac dan vi do EVN/T6ng cong ty ky Hop ding lam Tu van QLDA, nhi0m vu va quyen han duqc quy dinh chi tiet tai Hop d6ng ky kit.

4. Can cu KH giao hang nAm cua EVN/T6ng cong ty, cac don vi thuOc EVN/T6ng cong ty tri6n khai ke hoach DTXD theo diing danh nwc Ke hoach duqc giao. D6i voi nhung du an chua co ke hoach duqc duy'et thi trinh duy0t 136 sung theo quy dinh.

Muc 4

Trong cong hie quiin ly chiit lurtg

Dieu 28. Trach nhiem cua EVN

1. Huang &An thkrc hiOn cac van ban quy pharn phap luat ve quan 1S, chAt luting ding trinh xay dung de ap citing cho cong trinh xay c,mg trong EVN;

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2. T6 chirc kiem tra dinh kSI theo ke hosch, kiem tra d'Ot xufit ding tac quan chAt lacing ding trinh xay dung cua cac don vi trong ngfinh dien khi can thiet hoc khi Co quan quan ly Nha nuOc c6 yeu caw,

3. Ph6i hop voi Co quan quan 1St Nha nok c6 thfi'm quyen kiem tra ding tic nghiem thu, ban giao dua ding trinh vao sir dpng theo quy dinh khi co yeu cau;

4. Bao cao BC.) Xay dking, BO COng Thuong, co quan nha nuot co thfim quyen cong tac quanchat lucmg cong trinh xay dung do cac don vi lam Chii dAu tu khi co yeu cau;

5. Cir dsi dien tham gia thanh phAn HDNT CDT d6i vai cac cong trinh dien cap d'Sc biet, cap I do cac EVNGENCO va cac Tong cong ty lam chil du tu;

6. Ph6i hop voi Co quan quan ly Nha nuOc c6 thAm quyen to chirc giam dinh nguyen nhan skr co doi voi cong trinh xay Ong chuyen nganh khi c6 yeu cau;

7. Ph6i h9p v6i BO Cling Thuong, BO Xfiy citing to chirc giai thuang ve chit luting cong trinh xay dung theo quy dinh khi co yeu cau.

Dieu 29. Track nhik'm cua Chit du hr.

1. Chill trach nhiem toan dien ve cong tac to chirc quan 1S, chAt luting cong trinh xay dkrng theo quy dinh cua Quy the nay va cac quy dinh cua phat luSt, huang dan thpc hien lien quan.

2. Chu &Au tu co the uy quyen thpc hien mot s6 hoc toan blo quyen han trong cong tac quan ly chat luting cong trinh xay dpng theo h9p &zing uy quyen.

, 3. Bao cao cap tren cong tac quan IS chfit luting theo dinh kS, hang Quy, ket thlic nfirn va khi co yeu cau.

4. Trong truing hop thug Tu van quan ly dp an:

a) Quy dinh nhiem vu cu the giao cho Tu Van quan 1y du an trong Hop cl6ng thug Tu van, bao gom toan bO hoc mot phan cong viec dm Ban Quan ly dp an.

b) Giao cho bo phSn chuyen mon cua minh to chirc kiem tra thuting xuyen qua trinh thkrc hien h9p d6ng quan ly dp an.

c) Thanh 1Sp HOi ding nghiem thu cap chu dLi tu dp an ngay khi lAt du thpc hien du an d6 thkrc hien chirc Wang cua minh. Chu tich hOi dong nghiem thu

dau tu khi d6 phai to chirc bO may Om cac can NI', chuyen gia chuyen trach hoc kiem nhi'em phi' hop vOi tirng l'inh vpc quan ly, cong vai quy the host &ling cu the, thong bao cho cac doi tuong lien quan trong thpc hien dor an de kiem soat chat luting cong trinh.

d) Giao trach nhiem bao cao co quan nha nu& CO than quyen kiem tra ding tac nghiem thu theo quy dinh cua Lust Xay dung cho Tu van quan ly du an hoSc mot don vi cu the nao khac duai kink thirc quy& dinh hoc not dung hop dOng xay dung

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Dieu 30. Teach nhi§m dm Ban QLDA va Tur vAn quan 1574 an.

1. Ban QLDA true thuc chit dAu tu:

a) Ban Quan ly du an la dai din cua chit dAu tit, thuc hi6n theo chirc 'fang, nhi6m vu duqc giao trong quyet dinh thanh lap va quy dinh ve phan cap dia chit dau tu dOi voi Ban QLDA true thuc hoc theo nOi dung thod thuasn hop dOng doi voi timg ding vi6c cu th6, neu c6. Ban QLDA co trach nhi6m bao cao ca quan nha ntrac CO thAm quy6n kiem tra cong tac nghi6m thu theo quy dinh tai Dieu 32 Nghi dinh so 46/2015/ND-CP ngay 12/5/2015.

b) Truong hop chit d'au tu thug to van giam sat thi cong xay dung, Ban QLDA co,trach nhi6m,quan ly, giam sat vi6c thuc hi6n hop dong tu vAn giam sat duqc ket gifra dau to va nha than tu van giam sat thi cong xay dung.

2. Tu vAn quan lY du an:

Thuc hi6n cac nhi6m via theo cac di6u khoan quy dinh trong hop 6ng ky voi chit dAu tit.

Myc 5

Trong cong the quyit loan dy. an, cong trink _v ay dy.ng

Dieu 31. ThAm quyen phe duy?t quyet town

1. Doi voi du an quan tong quelc gia va cac du an quan tong khat do Thtl tuang Chinh phu quy6t dinh dau tu:

a) D6i voi du an hoc du an thanh phAn sir dung ‘von clan tu ding: B6 tnrOng B6 COng thuang/ca quan nha nu& co them quyen phe duy6t bao cao quyet toan du an hoc du an thanh phan thuc B6/ca quan nha ntroc co them quyen quan IY.

b) Chit dAu tu phe duy6t quyet toan cac du an, du an thanh phAn khOng sir dung von dAu to cong.

2. D6i voi cac du an dm 14.i: Ngtrai quy6t dinh dAu tu la nguai co thAm quyen phe duy6t quy6t toan du an twin thanh.

Dieu 32. Co. quan tam tra quyet town

1. DM vai cac du an sir dung von dau tu ding: Thuc hi6n theo Di6u 9 diem 2 dm Thong tu 09/2016-BTC ngay 06/01/2016 dm B6 Tai chinh v6 Quy dinh guy& toan du an hoan thanh va nhang sira d6i, b6 sung cila quy dinh (n6u co).

2. Doi voi cac du an con 14i: Ngtrai CO thAm quyen phe duy6 ,quyet oan giao cho b6 phAn co chirc rang thuc quyen quart ly to chirc them tra quy6t toan du an hoan thanh truck khi phe duy6t. Tnrang hop can thik,

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nguai có tham guyen phe duyet guyet toan guyet dinh thanh lap to ding tat tham tra de thtrc hien tham tra truck khi phe duyet quyet toan.

Chuang III

CONG TAC QUAN LY DAU THAU

Myr 1

Chuan bf dim thou

Dieu 33. Can cu thin hik'n chuan bi dau than

Cac can dr a trien khai thvc hien chuan bi &Au thau: 1. Dv an dau tu duce duyet; ho4c:

2. D6i vai cac ding viec chuan bi dcr an truac khi dkr an dau tu duoc duyet: tren ca so, tong sa d6phat trien dien, quy hoach vimg, khu vire da dugc phe duyet, danh mktc dau tu va ke hoach von hang nam;

3. D6i vai mua sam tai san c6 dinh khong hinh thanh der an dau tu: ke hoach hang nam duoc duyet va dtr toan dugc duyet (neu co).

Dieu 34. Ke ho#ch ch9n nha than

1. KHLCNT phai dugc lap, trinh nguiyi co tham guyen phe duyet d6ng thai hoac ngay sau khi có guy& dinh phe duyet dkr an du tu hoc k4 hoach nam dugc duyet. Truong hop chua the lap va phe duyet KHLCNT cho toan bq dtr an thi có the phe duyet KHLCNT theo tirng dot khi co du die‘u kien.

2. Viec phan chia goi thau trong KHLCNT phai can dr ten nhi-mg luau chiing khoa hoc cu the v'e tinh chat, quy mo va tin do dm dtr an, dam bao tinh minh bach, mire d'O canh tranh cao, nham muc dich lua chon dugc cac nha thau có rang

kinh nghiem, thtrc hien vai chi phi hop ly. Khi phan chia goi thau can han the' ten da vies gOp cac goi thau cc') tinh chat cong viec khac nhau thanh m6t goi thau

giam tinh canh tranh, tao kho khan trong kiem soat chat lugng cong trinh.

M (4C 2

To char hia chon nha thju

Dieu 35. Thong tin Diu thAu

Cac thong tin ve dau thau phai duoc clang tai ten he thong mang du thau quoc gia, bao Dau thau theo quy dinh cua Lulat Dau thau, khuyen khich (tang tai tren Trang thong tin dien ttl dau thau cua EVN, cac phuang tien thong tin dai chang khac.

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Dieu 36. HO so' mei than, HO so' yeu cau

1. Cong tac soan thao HSMT va tieu chuan danh gia than phai dam bao tinh minh bach, canh tranh va hie'u qua cita cong tac dau thau. Nghiem cam dua vao HSMT cac tieu chi lam giam tinh canh tranh cua hoat d6ng dau thau hoac dua ra bat cu die‘u kien naonham han the su tham gia cua nha thau hoac nham tao loi the cho mot hoac mot so nha thau gay ra su canh tranh khong binh clang. To chirc, ca nhan vi pham quy dinh nay thi thy theo tinh chat, mitt d6 vi pham ma bi xir lS7 kS, luat theo cac mitt d6 tuang irng cua cac Quy the lien quan.

2. Doi voi nhang hang muc cong vie'c quan tong trong g6i thau can phai duqc kiem sok chat the ve chat luting va tien d6 thi trong HSMT/HSYC phai c6 quy dinh yeu cau cu the v'e nang luc, kinh nghie'm cua ‘Nha thau true tip thuc hiehienhang muc cong viec d6 (Nha than chinh hoac Nha thau phu).

3. Quy dinh ve gia chao that':

a) D6i v6 i g6i than ap dung loci hop (fang theo don gia co dinh: Ben mai thau can thong tin v'e' chi phi du phong la mot khoan tien c6 dinh cho phan du phong kh6i luting de" nha than cap nhat chi phi du phong nay trong HSDT. Ben mini thau phai quy dinh ve nguyen Vac sir dung chi phi du phong trong du thao Hop d6ng a lam ca so thuc hien Hop &mg.

b) D6i vai cac goi thau ap dung loai hqp clung theo don gia dieu chinh (cho phep dieu chinh ca kh6i luting va don gia). Ben mai thau can thong tin v'e chi phi du phong la mot khoan tien co dinh bao gum du phong kh6i luting va du phong trugt gia de nha thau cap nhat chi phi du phong nay trong HSDT. Ben mai thau phai quy dinh v'e nguyen tic sir dung chi phi du phong trong du thao Hop diing de lam ca so thuc hie'n Hop d6ng.

4. HSMT/HSYC phai quy dinh ro ten va dia chi lien lac cita cac dui tugng lien quan trong qua trinh Iva chon nha thau va qua trinh quan ly thuc hie'n hgp &Ong de dam bao thuan tien trong traodoi thong tin, giri va giai quyet kien nghi , trong dau thau. Cac doi tugng do bao nhtmg khong giai han a cac ben sau:

- Nguai CO tham quy&t.

- Chit dau tu. - Ben mai than. Trong truang hop khong c6 quye't dinh cu the thi Ban

17 du an clugc giao thuc hi0 du an co goi thau nay la Ben mai thau. H6i dtmg giai guy& kien nghi dau than va b6 phan thuang true giai quye't

kien nghi cong tai khoan va dia chi lien lac.

- Ca quan giai quye't tranh chAp hop dtmg.

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Dieu 37. Tien chilli) dinh gii thliu

1. Tieu chuan danh gia than IA mit phan khong tich riyi cua HSMT va duqc lap phis hop vai Quy dinh cua LuAt Dau thau va Mau HSMT.

2. Tieu chuan danh gia thau phai &lye quy dinh chi tik, day du trong HSMT va là co sa de danh gia cac HSDT. Khong ducfc phep thay dt)i tieu chuan danh gia thau so vai tieu chuan da' cong b6 cho nha than trong HSMT va cac tai lieu lam IA be, sung sau th&i diem deng thau. Trong qui trinh dinh gia cac chuyen gia co the phan tich chi tiet thanh cac n0i,dung nhe han ,de din giai cho viec danh gia tirng nOi dung trong bang tieu, chufin dinh gia thau, nhtmg khong dug cho diem dm rad not dung khac vai so diem da quy dinh trong tieu chuan (kh8ng chap nhan diem nam trung gian gift hai rrac diem quy dinh trong tieu chuan xet thau) trong truang hop cham diem.

3. Doi vai cac g6i thau ap dung loci hop &rig theo don gia co dinh, don gia dieu chinh: HSMT yeu, caupgia chAo thau trong HSDT c6 bao ca chi phi du phong IA mgt khoan tin co dinh da &roc thong tin tai HSMT; quy dinh ve gia danh gia va gia trong Chau c6 bao gom CA chi phi du phong da &roc n'eu tai HSMT.

Dieu 38. Mer thau

Ngay sau khi ma thau (bao gom ca ma 116 so de xuat ve 1(5/ thuat NIA ma h6 so de xuat ve tai chinh), Ben mai thau gin bao cao Chu dau Cu ve ding tac ma thau va kem ban chup Bien ban ma thau va ban chup HSDT cita cac nha thau dA &roc ma thau.

Dieu 39. To chuyen gia

I. T6 chuyen gia dau thau &roc Ben mai than guyk dinh thanh lip. To chuyen gia dau thau phai gom nhang thanh vien phu hop ve chuyen mon va rang luc Wong img vai n(ii dung dm goi thau: Tieu chuan cac ca nhan tham gia To chuyen gia theo Quy dinh cua Luat Dau thau.

2. Nhiem vu cu the dm To chuyen gia &roc quy dinh chi tier trong guyet dinh thanh lAp. To chuyen gia tien hanh danh gia cac ban chao, de xuat cua nha thau va lap bao cao danh gia thau trinh Ben mai thau. T6 chuyen gia co thesduoc giao them cac nhiem vu khac nhiem danh gia than trong qua trinh thau, c6 the dugc thanh rap de thuc hien I gOi thau hoc giao thuc hien nhieu g6i thau.Cac thanh vien cua to chuyen gia khong &roc tham gia tham dinh HSMT do minh lap va KQLCNT do minh danh

3. Trong throng hop Chu dau tu thue tu van du than, nhiem vu ctla to chuyen gia va tu van, quyen han va trach nhiem cu the dm cac ben phai duac phan dinh ro trong hop dong thue ttr van.

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4.. Ngtrai ky quyet dinh phe duyet KQLCNT doi voi tat ca cac hinh thirc lira ch9n) khong dugc kiem nhiem danh gia thau, va trinh KQLCNT.

Dieu 40. Dinh gia HSDT

Ho chuyen gia thkrc hien viec danh gia H6 so du thau va lap bao cao danh

gia Ho so du thau trinh Ben mai thau. Bao cao danh gia Ho so du thau do tat ca cac thanh vien cua to chuyen gia kS, hoc do to tn.rong to chuyen gia ky trinh kem theo bien ban xac nhan c6 chi ky dm tat ca cac thanh vien to chuyen gia. NOi dung bao cao danh gia 116 so du thau lap theo mau do BO KH&DT ban hanh.

Dieu 41. Thtsm dinh

Thy tinh chAt, quy me) cua g6i thAu, Chu dau tu giao nhiem vu cho ca nhan hoc don vi/b0 phan hoc thue don vi tu van thirc hien ding tac tham dinh. Tu van hoc ngtrai dugc giao tham dinh phai dOc lap vai ngtrai d'a sop thao nOi dung trinh va thkrc hien cac quyen va nghia vy,nhu Quy dinh cua,Luat thau. Tieu chuan ca nhan tham gia tham dinh dau thau theo quy dinh ve tieu chua.'n doi vai cac ca nhan tham gia To chuyen gia theo Quy dinh cua Luat DAu than.

Myc 3

Ctic hinh thiry lua chrm nha thau

Dieu 42. Chi dinh than

Chi dinh than thvc hien theo Quy dinh cua Luat DAu thau. NOi dung t6 trinh KHLCNT phai bao Om ten, Ilia chi, thong tin so b0 ve ang lkrc, kinh nghiem nha thAu du kien chi dinh thau phi] hop vai rnktc tieu cua goi thau.

Dieu 43. Tu. thtrc hien

1. Tu thkrc hien la viec Chit' dau tu hoc Don vi quan IS/ tai san thong qua thoa thuan bang van ban giao cho b0 phan, don vi hach toan phi thuOc trong don vi minh hoc ding hach toan phi thuOc mot don vi cap teen de thkrc hien mot hoc nhieu g6i thau do minh quan ly. Tieu chi va di'eu kien ap ding hinh thirc to thirc hien dp dung nhu Quy dinh cua Luat Dau thau.

, 2. Vic giam sat dOi vai hinh thirc tothkrc hien tuan thu Quy (firth Luat Dau thau. Trong twang hop kitting co giam sat dOc lap, Chu dAu tu, Don vi quan IS/ san phai to chirc b0 may dOc not be de giam sat va dam bao chat luting ding viec thirc hien.

22

Di&I 44. Quy trinh chi dinh thAu dOi voi goi thAu xir ly sir co

1. Chu du tu hocdon vi true tiep co trach nhiem quan ly g6i thAu xac dinh va giao cho nha thau co ning lite, kink nghiem thuc hien ngay goi thau de ngan chAn va han the toi da cac thiet hAi.

2. Trong yang 15 ngay ke tir ngay giao thAu, cac ben phai hoan thien thu tyc chi dinh thau bao Chan bi va giri ban du thao hqp (long cho nha thau trong d6 xac dinh yeu cau ve pham vi, nOi dung ding viec can thuc hien, thoi gian thuc hien, chat luvng cong viec can dot duqc va gia tri tuang *rig de thuang thao, hoan thien hop (long. Tren co so ket qua thtrcmg thao, chit dau tu hocca quan true tiep CO trach nhiem quan 1y g6i thau phe duyet ket qua chi dinh thau va k 'y Let h9p long vii nha thau duqc chi dinh thau.

3. Song song yen viec khic phtic ngay hocVf kip thoi hAu qua gay ra do sr co bat kha khang, chit dau to hocco quan true tiep co trach nhiem quan ly g6i thau can lAp KHLCNT thuc hien toan bO cong viec tiep theo (neu co) nham dam bao an toan lau dai cho cong trinh tranh sr co tuong tu co the xay ra, nOi dung KHLCNT co bao gotil ca cong viec da huy dOng cac nha thau xu ly (thuOc phan cong viec da thuc hien) trinh Nguin co tham quyen phe duyet

Dieu 45. D'Au than ding thoi 2 hocnhieu gOi than ding m(it hic

DAu thAu dOng thin 2 hocnhieu g6i thAu thirc hien theo quy dinh sau: 1. Trong truing hop tien hanh dAu thAu rOng hocchao hang canh tranh

2 goi thau hocnhieu han vao ding mOt thOi diem ke ca cac g6i thau tir nhieu nguon von va hocnhieu du an khac nhau thi Ben mai thau duqc phep tu quyet dinh ap dung dau thau (Jong thin ma khong can trinh duyet lai KHLCNT cac g6i thau nay.

2. Tren co so cac HSMT cua cac g6i thAu da duqc duyet, Ben mai thAu lAp b15 sung huang can chung cho cac nha thAu ve viec dAu thAu d'ong thin cac g6i thau nay va trinh cap phe duyet HSMT xem xet phe duyet de thuc hien.

3. Trong truing hqp dp dung phuang phap gia thAp nhAt hocphtrang phap gia dinh gia, Ben min thau xem xet co the dui them dieu kien cho phep cac nha thAu chao nhieu han 1 g6i thAu duqc phep chao giam gia trong truing hqp thing thau nhieu han 1 goi thau (con g9i la giam gia cheo c6 dieu kien) vao not dung he) sa mai thau de trinh cap c6 tham quyen phe duyet HSMT truac khi phat hanh. Viec dinh gia thAu tien hanh rieng re cho timg gOi thau ttrong tus nhu dinh gia tirng phan rieng biet cua goi thau theo quy dinh cua LI* Dau thau, sau d6 xet ch9n nha thau tren co ser tuan thu (tong thin cac nguyen tic sau:

a) Nha thAu dam bao co du Wang 1-krc thirc hi'n ding thai cac goi thau duvc giao.

23

b) Tong gia d nghi trong thau (trong tro:ing hgp dp dung phuang phap gia thap nhat) hay tOng gia danh gia (trong truZing bon dp ding phucmg phdp gia danh gid) cua cac goi thau dugc trao trung thau sau khi trir phan giam gia c6 dieu kien neu tren (neu co) la nho nhat.,

c) de nghi trung thau moi goi thau khong dugc cao hcm gia g6i thau. d) Nha thau chi dugc trao trung thau dOi v6i g6i thau dugc danh gid dg yeu

cau qua tat ca cac buck danh gid va xep hang.(khong nhat thiet x6p hang 1 trong goi thau rieng re).

4. Trong tru&ng hqp mgt nha thau doge d xuat trung thAu nhieu han, I goi thau, trong buck thuang thao hgp d6ng, Ben than can tin hanh hau kiem de kie'm tra rang lvc tai chinh, icy thuat thyr hien cac g6i thau cua nha thau nay. Trong truongsh9p nang nha than nay khong ddp img yeu cau thvc tat ca cac g6i thau ma nha thau dugc de xuat trung thau thi Ben mi:Yi thau can tien hanh danh gia than lai theo cac quy dinh hien hAnh dam bao tinh canh tranh va lgi ich cao that dm Chu clan tu.

MRC 4

Melt sá d(w Mk kit& trong cong Mc hfa chpn nha thou, 199 kit hvp dEing

Dieu 46. Thou thu4n cua EVN ve cac n(ii dung chinh trong cau thilu

Nguiyi dai dien theo uSi quy& dui vai phAn von g6p cua EVN, cua Cong ty TNHH MTV cap II tai cac ding ty con va ding ty lien ket,, can Cu cac Quy the quan IS nOi bO EVN c6,trach nh*n ()Feu quyet theo tham quyen hoac trong tru6ng hgp vugt than.' quyen thi xin y kien dm HDTV EVN, Chu tich hoac HDTV don vi cap II bang van ban truck khi bi6u quye't hoac thoa thuan ve KHLCNT va KQLCNT cua cong ty con, cong ty lien k6t.

Dieu 47. Thu tuc trinh, duykl cac dkr in siir dung ngulin von ODA

1. Du kin phan,chia g6i than phai dugc EVN thong qua truck khi thuung thao Thoa thuan vay von.

2. Thu tuc trinh va phe duy'e't cac not dung KHLCNT, HSMT, KQLCNT thvc hien nhu. sau :

a) Truck khi,gUi cac don v tai trg thoa thuan, Ben mai thau phai trinh chu dau ttr thoa thuan bang van ban;

b) Ben m6i thau lap ho so d" gui don vi tai trg de xin thoa thuan; c) Sau khi co thoa thuan dm ben tai trg, ben mZyi than goi bdo cao cho cap c6

tham quy& de quye't dinh phe duy't chinh thirc.

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3. Cac not dung khac kh8ng can phai thoa thuan vai cap c6 tham quyen truck neu c6 yeu cau phai trinh xin y kien thoa thuan cua nha tai trg, trir truang hgp dugc quy dinh bang van ban truck do.

Dieu 48. Thay doi Hop dOng

1. Trong qua trinh thkrc hien neu CO cac thay d6i, b6 sung so vai dieu kien quy dinh trong hgp (long da k 'y thi hai ben phai th6ng nhat de ky phi luc b6 sung cac thay doi cua hgp d6ng.

2. Phu h c b6 sung, thay doi hgp d6'ng doi vai cac not dung ve gia, pham vi ding vies, tin d8 dkr an hoac thay doi cac quyki, nghla vu theo huang bat lgi cho Chu au tu, ben mai thau phai trinh cap phe duyk kk qua lkra chon nha than thong qua tnr6c khi ky ket.

Dieu 49. Giai quyet kien nghi trong (tau than

1. Vic kien nghi va giai quyk kien nghi trong du than thkrc hien theo Quy dinh cua Luat au thau.

2. Nguai c6 tham quy&'n co the lap 116i d6ng at van hoac co th6' giao cho b8 phan nghiO vu cCia minh d8c lap vai cac blo phan xet thau thkrc hien tham dinh va tu van de giai quye't cac kien nghi v6' KQLCNT.

Chuang IV CONG TAC QUAN Li" CHAT LUNG VA QUAN LI? CHI PHI

Mgc 1

Quy dinh chung y'a quiin ly chat luvng

Dieu 50. Clic quy dinh chung trong cong tic plan 1ST chat Itrirng cling trinh xay dtrng

1. Quy dinh chung.

Gong trinh xay dking phai dugc quan 1y chat lugng theo quy dinh cua Luat Xay dkrng, cac van ban huang dan thi hanh Luat Xay dkmg va cac quy dinh dac thu cua EVN neu tai Quy the nay. T6 chirc quan ly chat Luang cong trinh xay dkmg.

a) He th6ng quan ly chat lugngscong trinh xay dkmg phai dugc au tu thik lap truck khi thus hien m8i hop ding xay dungva dugc cap that cho hap von yeu cau thkrc tin de thong nhat giira nha thau va cha dau ttr lam ca soy thkrc He th6ng quan 1S, chat lugng cong trinh xay (Lyng, bao gom ca sa do to chirc b6 may quan 1y, cac nha thau xay dkmg lien quan, khi da dugc thong nhat phai thong bao d6n tat ca cac chu the trkrc tip lien quan de ph6i hgp thirc

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b) Nha thAu tu van giam sat, thi cong xay dkmg) phai thiet lap he th6ng quart 15/ chAt Ming not b6 cua minh viii yeu cau quan 1S1 chat the chat luong cong trinh tai tat ca cac ding viec thi cong. He thong quan V/ chat luting phai chi ro ten can b6 phan cong cho timg vi tri quan ly, giam sat, va nghiem thu cong viec thi cong kern theo cac quy trinh co the thkrc hien quan 1y, nghiem thu cong viec.

He th6ng quan ly chAt Wong cua nha thAu dugc ra sok cap nhat, hoan thien thuang xuyen va phai trinh d4i dien cua chu du to tai cong trinh thoa thu4n trtrac khi thkrc hien.

c) Moi hog ding xay dkmg deu phai ,ducic kiem tra, kiem soit chAt lutingngay tir khi bat dau trien khai cong viec chuan bi, trong qua trinh thi cong cho den khi da hoan thanh nghiem thu va dua vao sir dung.

2. To chirc b6 may giam sat ding viec khao sat va thi cong xay dkmg cong trinh.

a) Cac Ban QLDA trvc thu6c chu dAu tu c6 the to chirc thvc hien viec giim sat cong viec khao sat xay dkmg eking trinh (neu du dieu kien) nhung khong duac tir giam sat thi ding xay dkrng cong trinh. Truing hop chu dau tu thay can thiet va c6 dig dieu kien de tir thvc hien cong tac giam sat thi ding thi phai 14sp phucmg an giam sat cu the, bao golll to chirc b6 may giam sat c6 dii nang lkrc clu6i hinh thirc to chirc b6 phin live thu6c Ban QLDA darn bao tinh hieu qua ban phuang an thue tu van giam sat va trinh EVN chap thuan tru6c khi thuc hien.

b) D6i voi cac hop d6ng thkrc hien theo hinh thuc EPC, hop ding chia khoa trao tay, trong hop, ding thi ding xay dung phai quy dinh ro trach nhiem nha thAu phai thiet 14p he thong giam sat thi ding phan viec thuOc pham vi cua hop ding bao gom ca cong viec cua nha thau chink va thue cac nha thau phv thvc hien. Fk thong giam thi ding phai co mo hinh to chirc ckt the, bo tri du can b6 co du chuyen mon, nang lvc, chirrtg chi phi' hop theo quy dinh cua phip lui't kern theo quy trinh giam sat chi tiet cho tang ma'ng cong viec va trinh chi] dau tu phe duyet tn.rac khi thkrc hien cong viec tuang ung. Chu dau to co trach nhiem kiem tra viec thkrc hien giam sat cong trinh xay clung cua nha,thau; giim sat viec thkrc hien hop ding va cac not dung thu6c trach nhiem cua chu dau tu doi hap ding EPC/ chia kh6a trao tay va cac goi thAu, cong viec khac co lien quan cua dkr an. Tnreng hop chU ctu tu khong c6 dii nang luc thi CO the thue tu van de thkrc hien mot phan hoac town b6 cac cong viec neu tren.

c) Trong cac twang hop con 14i, Chu du tu 14 hop ding vol dan vi tu van c6 du tu cach, nang Ikrc va chuyen mon tucmg fing de thvc hien cong tac giam sat khao sat, thi cong theo quy dinh cua phap 1u4t.

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Dieu 51. Chi din ky thui:tt

1. Chi din ky thuAt la not dung phAn yeu cau ky thuAt de lam ca so thuc hien quan 15/ chat lugng cong trinh xay dung, thuc hien giam sat thi cong xay dung cong trinh va nghiem thu cong trinh dua vao sir dung.

2. Chi din ky thuAt la mot thanh phAn cua HSMT/HSYC thi ding xay dung, lam ca soy de quan 157 thi cong xay dung, giam sat thi cong va nghiem thu cong trinh xay dung. Chi din ky thuAt d6i vai cac thiet,bi phai dugc quy dinh chi tiet trong hqp &Ong xay dung mua thiet Doi vai thiet NJ he thong thiet bi che tao don chiec mai hoan toan hoc to hap cho du an tit cac thanh phAn khac nhau thi chi din ky thuAt phai quy dinh nOi dung, trinh tu va cac buoy IAp thiet ke, chi din ky thuAt cu the cho to hop dong bO cac thanh phan de phe duyet truac khi thuc hien cac busk tiep theo va la co so de giam sat thuc hien.

3. Chi din ky thuAt neu tren dugc cap nhAt, hoan thien thong qua cac buck thuong thao hoan thien hap dong,k57 v6inha thau, tiep tuc cap nhAt hoan thien trong qua trinh phe duyet cac buck thiet ke tiep theo trong qua trinh thuc hien hop dung, neu thay can thiet. NOi dung cap that chi dAn ky thuAt buoc sau phai dam bao muc tieu:

a) Phil hop yeti yeu cau thiet ke ca so da duyet.

b) Lam 11;4 cho chi' du tu hon ve tien dO, chAt lucmg cong trinh.

c) Dam bao tot han ve an toan thi cong, cai thien dieu kien moi truang trong giai doAn thi cong va van hanh sau nay.

d) Khong lam tang chi phi so vai gia tri hop citing da k57.

Trong trubmg hop co yeu cau hie'u chinh chi din ky thuAt lam tang chi phi hap d6ng thi phai dugc chit dAu tu xem xet phe duyet hoc trinh cap CO thAm quyen phe duyet, k57phu. luc b6 sung hap d6ng tnrac khi thtrc hien.

ffi C

)ruin h(fp gong xay dpig

Dieu 52. Trach nhiem cua chit dAu hr trong quan 15 hgp

1. Chu dAu tu CO trach nhiem to chirc bO may quail 151 toan dien cac nOi dung cua hop clung xay dung. Quan 157 hgp d6ng bao gikn toan b4 cac nOi dung quy dinh trong hop d6ng, trong do nOi dung quan 157 chat luting cong trinh xay dung la mot trong cac nOi dung quan tong nhat va dugc quy dinh cu the trong chuang nay. Cac nOi dung khk lien quan den quan 157 hgp &rig nhu (i) Quan 157 cac nOi dung phap 15i; (ii) Quan 157 bao hiem rui ro; (iii) Quan 157 tai chinh, chi phi; (iv) Quan 157 nOi dung xir 1y tranh chAp va cac nOi dung khac dugc quy dinh ve quan 157 hop d6ng va trong

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cac chuong khk lien quan. Lien quan quan ly chdt lugng CTXD, chu dAu tu can to chirc bO may va kiem soat cacnOi dung hqp gong phi], hap ngay giai doan bat dau hinh thanh du thao dau tien etia hqp d6ng xay dung. Quan ly hqp d6ng xay dung chin thanh 3 giai slop chinh:

- Giai doan chuan bi hop d6ng.

- Gia doan thuc hien hgp dking

- Giai doan quye't toan thanh 15, hqp d6ng.

2. Giai dogn chudn bi hop ding.

a) Giai doan chuan bi h9p d'6ng bao gom cac cOng viec tir khi soan thao HSMT/HSYC cho (fen khi k5, ke't hqp d6ng xay dung gitra chu dAu to va nha thAu.

b) Chi dan ky thulat la nOi dung yeu can bit buOc trong HSMT/ HSYC doi von tat ca cac g6i thAu, khong phan biet cap ding trinh..

c) Chi dan k57 thu4t dugc lam ro va throng thao hoan thien gift hai ben truac khi k5f ke't hqp

d)NOi dung chi tiet khk giai dog' chuan bi hgp d6ng dugc quy dinh trong phan quan ly dau than va cac huang dan nghiep chi tiet duce ban hanh sir dung cho ding loaf cong trinh, cong viec.

3. Giai doan thuc hien hap d'iing.

a) Giai doan thuc hien hap dong dugc tinh tir khi k6't hap d6'ng d'n khi nghiem thu dua cong trinh vao van hanh thucmg mai (cap PAC).

b) Hop ding sau khi ky kt phai luu trir theo quy dinh ve h9p dong, giri ken ho so clang kY, cap phep den cac co quan quan 15, nha nuac va sao dAy du not dung giri den cac dOi tugng sau:

(i). Dai dien chit dAu tu truc tiep quan ly du an.

(ii). Nguai giam sat thi cong.

(iii). Ban/Phong quan ly xay dung ctia chti d'au tu.

(iv). Ban/Phong tai chinh k6 toan cua chu dAu tu.

(v) Ban/Phong Phap the cua chu dAu tu

(vi). Cac Tie'u ban cita Hoi d'ong nghiem thu CO

(vii). Cac d6i tuong khac khi dugc chit dAu tu yeu cau hoc c6 lien quan trong quan 15/ thuc hien hap dong nay.

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c) Hap d6ng sau khi ky phai dugc hai ben hoan tat nhanh nhat cac thu tvc de dua vao hieu lire phap ly trong twang hgp quy dinh ngay hieu luc khac ngay I4 hop &mg.

d) D6i von cac hop d6ng c6 gia tri tir 100 ty VND troy len, trong yang mot thang ke tir ngay kS, ket, hai ben phai co cuOc h9p khai dOng ( Kick-off meeting) de ra soat cac not dung hgp d6ng va thong bao cho nhau not dung, khong han the bai danh mix sau :

- Cac dieu kien dam bao de h9p d6ng c6 hieu lire phapl5i.

- Sao gin hgp d6ng den nhang d6i tugng can thiet theo quy dinh.

- Cac giay phep can thut hien, hien tang va cac yeu ca'u phai hieu chinh b6 sung, trao d6i thong tin lien quan.

- Thong bao cho nhau sa do to chirc quan ly hgp ang, giam sat thi ding va quan ly chat luting cong trinh cua m'Osi ben, doi twang va dia chi lien lac dm cac d6i tucmg lien quan, danh mix va not dung citing viec, giai doan thi cong , hang mix ding trinh can dugc dau to nghiem thu. Truang hgp chua the hoan tat toan bO cac nOi dung tren thi hai ben phai lAp lich bieu chi tiet de thong nhat ngay trong cuOc hgp nay lam co. soy trien khai thkrc hien.

- L4p tien do chi tiet de thoa thu:an cho viec quan 1$, thkrc hien hop ding cho toan bO hgp d6ng hoc cho nam hien tai d6i vai cac hgp d6ng c6 thai gian thtrc hien dai, chua the 10 tien di) chi tiet cho toanbO ca hgp

e) dien cua chit dAu to true tiep quan 1)", du an phai thiet 14p hoc giao cho mot bO ph4n chuyen trach lam dau m6i, chu tri de quan ly chung thkrc hien hien hgp don xay dtmg. BO ph4n nay can thuang xuyen phoi hgp bO phAn phap tai chinh ke toan, giarn sat thi cong de giai quyet kip thai cac van de lien quan. Hang nam tien hanh danh gia viec thkrc hien Hop dong, lam re trach nhiem cac ben lien quan.

4. Giai doan guy& toan va thanh ly hap d6ng.

Thkrc hien theo Chuang V cila Quy the nay.

Myc 3

Quan chat luvng, chi phi va

Dieu 53. Quart ly chat luvng, chi phi trong cong tfic khao sat.

Thuc hien dung qui trinh khao sat theo nhiem vti khao sat dugc duyet. Khi c6 thay d6i qua khoi lugng/chi,phi theo nhiem vu duce duyet (ke ca du phong) phai c6 giai trinh va dugc sr chap thu4n cap phe duyet mai dugc thuc hien.

Ap dung hinh thirc hgp d6ng c6 dieu chinh gia han hgp la phuang phap quan ly gia hgp d6ng dugc khuyen cao phit hop v&i dac thit quan 1SI cong viec

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khao sat cong trinh xay dkmg. Trong truing hgp do, hop ding phai quy dinh ro nguyen tic dieu chinh cho tong danh nwc kh6i lugng ding viec khao sat khoa hQc, phi' hop theo hinh thirc dan gia c6 dinh, theo gia tri danh mix chi phi da thting nhit khi c6 chimg cir thirc hien (dtr6i cac hinh thirc nhu hgp ding xay dung c6 kern theo xic nhan nghi'em thu ding viec da hoan thanh, h6a don tai chinh,...) cling nhu cac hinh thirc dieu chinh gia khac phi' hop vai dac thit ding tic khao sat.

Twang hop yeu cau dp dking hqp diing vii gia trQn g6i (nhu yeu eau cua Luat Dau than hoac thirc 4 khac), nhttng hieu chinh, b6 sung trong qua trinh thirc hien can dugc the hien thong qua viec ky Phu luc b6 sung hap thing nhu quy dinh trong phin quan 1S/ du than. D6i vai cac goi thau khao sat thkrc hien trtrac khi co du an dau tu dugc duyet, thim quyen guy& dinh phe duyet de Ic.S7 Phki luc b6 sung hop ding do ngkayi dugc giao nhiem vu trien khai du an pile duyet.

Dieu 54. Quin 157 chi phi trong cong tic thiet ke.

Thiet ke busk sau phai phit hop yen buac tusk, Quan ly chat the trong giai (loan thirc hien ban ve thi cong, han the toi da cac phat sinh (khoi luong/chi phi) so yen TKCS/TKKT da duyet. Kiem tra bien phi') to chtrc xay dung cua tu van lap, darn bao bien pita') thi cong phi' hop vai dieu kien thirc to va dugc quy dinh cu the trong chi dan ky, thuat cua cong trinh, chi dan 1(5/ thuat cua HSMT/HSYC tong g6i thau tranh phat sinh chi phi do dieu chinh bien phap thi cong.

De nang cao chit lugng san pham thiet ke, khuyen khich Tu vin de xuat cac giai phap tien tien, nang cao chit lugng cong trinh va giam chi phi dau tu.

D6i vai mot s6 cong viec tu yin yeu cau phai co su tham gia cita cac chuyen gia c6 trinh d6, kinh nghiem cao (trong va ngoai mac). Trong hop ding tu yin, phai tech thanh nhiem vu rieng de quan 15/ va thkrc hien theo Dieu khoan tham chieu thue chuyen gia/tu vin dirge phe duyet.

Dieu 55. Quail 11c, chi phi trong giai don tham tra/tham dinh.

Kiem tra viec tip dung dung dinh mix, dung don gia, kh6i luting thik bien phi') to chirc xay dung va tip dkmg dung the do chinh sach hien hanh.

-Dieu 56. ()thin 1y chi phi trong giai down thtrc hi0 c au ttr xay Bong cong trinh.

1. Kiem tra sir phit hop dm bien phap to chile xay dung, dam bao thuc hien sat vai dieu kien thirc te. 'Thkrc hien tot cong tac giam sat chat lugng, khoi luting thkrc hien. Nghiem thu thanh town (ke ca thanh toan dieu chinh gia, neu co) phai phu hop yeti cac dieu khoan trong hop dung da dugc ky ket. Khi c6 cac thay doi so vai dieu kien da quy dinh trong hop ding, hai ben phai tuan thu theo dung quy trinh xir

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15, da ducic quy dinh trong hop dong. Cac thay doi (hie‘u chinh, b6 sung) lam thay giai phap so vai TKKT da du et hoc lam tang vuot gia tri (bao dtr phong — tam tinh) da' ghi trong h9p d6ng, hai ben phai thkrc hi8n quy trinh dam Oran d'8 ky phi luc 1)6 sung hop ding sau khi duct ngtrai/cap có thAm qtry8n phe duy8t.

2. Thuang xuyen cap nh4t chi phi, ki8m tra d6i dau

so sanh vai khi luong, gia tuong *rig trong H9p dong/trong tong mix dau tu/trong tong du toan, du toan da duqc duy8t, tranh vuot goi thAu/gia h9p ding hoc TMDT/TDT/DT &roc duy8t.

Dieu 57. Quin 157 tien d

1. Quy (firth chung:

a) Quan ly tien d6 thkrc hi8n du an DTXD phai &Joe chu trong trong tat ca cac giai doan hinh thanh va trien khai thuc hi8n du an, bao

Quy hoach din Qu6c gia Bao cao nghien cixu kha thi. Cac btrac thiet ke sau F/S. Thtrc hi8n dau tu. Ket thirc dau to (quyet toan va dua vao 4n hanh).

b) Tien d6 14p cho giai doan thuc hi8n sau phai phi h9p voi tien do yeu cau giai doan truck.

c) Ti& d6 giai doan sau phai dtroc chi tiet boa kern theo thuy6t minh, giai phap phis hop cac diet' ki8n thuc to de dam bao cac muc tieu d4t ra. Twang hop co muc tieu chinh khong phi h9p vai yeu cau cira giai doan truOc do thi tien do chi tiet phai dugc co quan nha nu& co tham quyen phe duyet giai doan tax thoa thu4n cho phep diet' chinh truck khi phe cluy8t chinh thirc.

2. Quan 1y tien d6 giai doan thuc hi8n d'Au tu. a) Tren co sa Tong tien d6 &roc phe duyel giai doan Du an dAu ttr, chi') d'au

tu phai trien khai lap tien d6 chi tiet va the hi8n cu the cimg ke hoach lira chon nha thau theo quy dinh cua Lu4st Dau thau.

b) Hang nam cac chit d'Au to phai ra soat tien d6 cua cac du an dang trien khai thtrc hi8n de Op nhOt lam co so 14 bao cao thtrc hi8n 'tam hi8n tai va ke hoach dau tu cho ram tai. N6i dung ke hoach lap va trinh, duy'et hang nam phai bao gom Ca tien d6 trien khai cua timg du an vai cac tieu chi va mix tieu cu the.

c) Trong giai doan lap h6 so mai thAu, chit dAu tu phai dua ra cac m6c tien d6 chinh cho trong gal thau de nha than chao tien d6 chi,tiet. N6i dung dm Hop dong phai bao tien d6 chi tiet etadtroc hai ben thong nhat. Tien d6 throe duyel trong ket qua lira ch9n nha thau phai bao g6m cac moc chinh lien quan muc tieu chinh cua &Si thau phir hop vci tien d6 chung cua du an.

d) Giai clop thuc hi8n hop d6ng va quy8t toan.

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- Tien di) cap 1: LA tien,di) thi cong quy dinh trong hop ding khi vai nha thau., Teen co so, tien di) cap 1 dm timg g6i thau, dau phai trien khai lAp tien dO tong the gan ket tien dO chung cho toan du an de lam co so kiem soat tien di) &Ong be• trien khai, duOng gang can tap trung, luu y trong dieu hanh.

- Ti6n dO cAp 2: LA tien di) &roc nha thAu lAp va thoa thuAn vai Ban Quan V/ du an/Tu van Quan V/ du an truck khi trien khai thi cong phil hop vai dieu kin thuc to va/ho'ac cAp nhAt cho tirng giai doan thi cong quan trong. Tien dO cap 2 nham muc dich gan ket vai cac giai phap thi cong, huy Ong cac nguon lac de dat &roc cac, muc tieu trung gian, ding nhu giai, phap hieu chinh kip thOi khi co nhang moc trung gian khong dat duoc so vai tien dQ cap 1.

- Tien (10 cAp 3: LA tien dO nha thAu lAp thOng qua Ban Quan V/ du an/Tu van Quan V/ du an de lam ca sa giao ban, dieu do thang, tuan giva cac ben dieu hanh cu the tai cong truing.

- Hang nam, cac don vi phai lAp bao cao tinh hinh thuc hien cac hop din* xay dung trong bao cao tinh,hinh thuc cong tic dau xay dung nam ye EVN theo mau tai Phu lac so 7 trong bao cao cua Quy the nay de lam co s& dieu hanh va danh gia mire dO hoan thanh cong vie'c

114C 4

Giam sat thi cong xay dung cling trinh

Dieu 58. Ging tac giam sat thi cong

1. Giam sat thi cong phAn xay dung cong trinh:

Vic giam sat thi cong phai duot to chirc thus hien tir thOi diem bAt &Au thi

cong cong trinh cho den thOi diem hoan thanh toan tx) cong trinh, ke ca vie'c xir V/

tin tai sau khi nghiem thu dua vao sir dung. Don vi giam sat thi cong c6 trach nhiern

b6 tri du lac luting giam sat thi cong theo dimg phuong an giam sat va than su &roc

duyet, thuc hien dAy du nhie'm vu giam sat &roc quy dinh trong hop ding giam sat

va quy dinh phap 1/ hien hanh. Chu &Au to c6 trach nhiem kiem tra ding tac giam

sat dm don vi giam sat thi cong va xir 1/ nhang sai sot, vi pham theo quy dinh.

2. Giam sat thi cong phAn cung cap va lAp dAt thi6t bi:

Thik bi ding nghe &roc nhAp khAu tir nuac ngoai hoc gia ding, the tao

trong nuac cung cAp cho du an phai &roc giam sat chAt luting trong suit qua trinh thOi di6m tip nhAn tai cang hoc xuAt xuang, thong quan, van chuye'n not dia,

nhAp kho, bao quan, dua vao lap gat, thi nghie'm, van hanh thir, nghim thu dua vao

si'r dung. NOi dung giam sat thuc hien theo chi clan ky thuAt, quy dinh ciia hop ding,

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cac tieu chuan , quy chuan lien quan, hugng dan cua nha san xuat va quy dinh phap

luat hien hanh.

3. Ve chyp anh trong ding tac giam sat:

a) Cac hinh anh hien tang cong trinh trong qua trinh thi ding dien hinh phai

dugc chip anh km hi sa. Cac hinh anh din hinh cong trinh bao

Mlat bang hi m6ng sau khi dao, xir ly va cho phep nghim thu de" di be

tong kEt cau che khuAt, trir cac hi ming kenh muang theo tuye'n, dgc duirng giao

thong.

Hinh anh tong the khii di be tong sau khi lap dyng cot thep, copha, chi tit

dat san nkt co) de nghim thu cho phep di be tong ket eau.

Cac hinh anh din hinh truck khi xir ly va sau khi k6t thilc xir ly sit co.

Cac hinh anh din hinh khac lien quan d6n cong tic chuye'n buck thi cong,

chuyen giai down thi cong ma sau do se bi che khuat bai kk cau cong trinh.

Cac hinh anh khac theo yeu cau cua dm chit dau to hoc cac co quan nha

nuerc co tham quye'n lien quan yeu cau trong qua trinh ki6'm tra, giam sat cong trinh.

b) Hinh anh chip va dtrac Itru trir theo dinh dang &roc cac ben thoa thuan

truec khi thi ding, phai Ian vai thoi gian va khOng gian thyc va la mit phan cua

nhat ky thi cong. Cac hinh anh do dugc trich xuat nhimg nOi dung can thik dtra vao

h6 so nghim thu cong trinh xay dung theo yeu eau nghim thu.

4. Cac hang !nye cong trinh xay dyng hoac h" thing thi6t bi cong nghe. khi

dim vao sir dung hoc van hanh thir nghim tnr6c khi hoan thanh town bi cong trinh

theo thi6t k6 ma vic van hanh di co lien quan tivc tiep den quy trinh van hanh cua

he thing din quic gia phai thyc hien cac nOi dung sau:

a) Lap so di van hanh (di'eu kien de dua vao van hanh trong dien kien chua

hoan thanh toan bi cong trinh theo thik ke) va chuang trinh thi nghiem tong hop, co

thoa thuan vgl cap di'u di he thing dirt lien quan va trinh co quan nha nu& co

tham quyn phe duyk hoc thoa thuan lam co sä de nghim thu va thyc hien ;

b) Hoan thanh cong tac xay dyng, lip d4t, thi nghiem, hien chinh va c6 day du

h6 so quan ly chat luting bao gt:•m: Bien ban nghim thu cac bi phan, ban ve hoan

ding, Bao cao ve chat Wang cong trinh xay dung dm Ban QLDA, Nha than, Tu van

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giam sat va Tu van thiet Ice, Bien ban thi nghiem, cht:mg chi kiem dinh, tri s6

chinh dinh cua thiet bi theo timg giai doan

c) Ltrc ltrong van hanh thiet bi (cita don vi tiep nhan van hanh hoac cua nha

thAu) da dugc dao tao va dugc cap chimg chi, dugc chit' dAu to xac nhan du dieu

kien tham gia van hanh hpg mvc ding trinh, he thong thiet bi duct thir nghiem va

dtra vao van hanh chinh thirc;

d) Co quy trinh vin hanh thir thiet bi theo thiet ke hoac hu6.ng dan cua nha

the t4o;

e) tien hanh van hanh, chay thin nghiem thu phai c6 nhat ky ghi chep dAy

du cac thong s6 ky thuat do dugc (nhu cac thong s6 dac tinh van hanh, mirc phi tai

chay on dinh d6i voi ti mg loaf nhien lieu, lcha !fang thay d6i tai,. lam co. s6 de

danh gia chAt lugng xay dung cong trinh, thiet bi va 1'4 rap;

f) Trong qua trinh chay tin*" nghiem thu, viec van hanh c6 the dugc thirc hien

bai nhan vien van hanh cua nha thAu hoac beri don vi tiep nhan van hanh do nha

thAu huang an, giam sat va nha thAu phai chin hoan toan trach nhiem.

5. Chit dAu to hoac don vi quan 1ST van hanh phai bien sop, ban hanh Quy

trinh van hanh va xir 1S% skr c6 cho tat ca cac he th6ng thiet bi, to chirc huAn luyen,

dao t4o sir ding Quy trinh cho nhan vien van hanh truck khi nghiem thu dua thiet bi

vao van hanh chinh thirc.

Dieu 59. Tu. vAn giam sat thi cong xay dtyng cong trinh.

1. Tu Van giam sat thi ding xay Ong cong trinh thvc hien nhiem vi chirc nang theo not dung quy dinh trong hop dong Tu van giam sat gifra chit' dau to va nha thau to van. N6i dung giam sat thi ding xay clung ding trinh c6 the dugc chit dau tu giao mot phan hoac town b6 cho tu van giam sat theo quy dinh caa Luat Xay dtmg. Trong hop dong ttr van giam sat thi con xay dung phai quy dinh ro:

a) Nhiem vv giam sat thi cong xay Ong cong trinh giao, cho vAn giam sat hien tai va cac m6i quan voi cac tu van khac dugc chu dau to thue thvc hien trong ding du an va ding viec lien quan.

b) Quy dinh rO cac n6i dung giam sat thi cong xay citing va giam sat thirc hien hop dong xay dung phai trinh va dugc chu dau tu thong qua truac khi tu van dua ra quy& dinh, thong bao cho nha thAu thvc hien.

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2. Chu dau tu phai to chirc bf5 may quan 1S, du an de giam sat vi'ec thuc hien hcp dong to van giam sat thi cong xay dung neu teen; giam sat thuc hien cac hop dong khac va nhi'em vu phoi h9p giva cac hop (tong nay.

Dieu 60. 114 thong quan 157 chat luting ciia Tu van giim sat

He thong quan 1S1 chat luvng cua tu van giam sat phai dugc trinh bay, thuyt minh ngay trong hqp dong va /hoac thoa thuan tu van giam sat va phai duqc thong bao cho chu dau to biet truac khi to chirc giam sat thi cong xay dung ding trinh. Truck khi thuc dau tu va to van giam sat can ra soat lai quy trinh giam sat chat luting de cu the h6a quy trinh thtrc hien cho timg giai doan, ring nh6m,cong viec chuyen nganh. Tai thuyet minh h" thong quan IS/ chat lucmg phai the hin ro cac not dung sau:

1. So d6 to chirc bc) phan thuc hien giam sat thi cong xay dung cong trinh gom tu van giam sat tnrong, van phOng hien truong, van phong chinh (neu co) va cac giam sat vien phu hqp vai yeu cau, tinh chat, tin dO, quy mo cua cong trinh xay dung; trach nhim va quyen han cua to chirc giam sat thi ding xay dung, giam sat twang va timg giam sat vien trong cong tic quan 1S, chat lugng ding trinh;

2. Ke'' hoach va phuong thirc ki6m soat chAt luting, khoi luting, tien dO, an toan lao dOng va ve sinh moi trtfemg;

3. 1‹." hoach to chirc thi nghik'm doi chimg, ki m dinh chdt luting dm cong trinh;

4. Quy trinh lap va quan ly h•;) so, tai lieu c6 lien quan trong qua trinh giam sat thi cong xay dung, nghi'e'm thu; mau bien ban nghiem thu deg vie‘c xay dung, giai doan hoac bO phan cong trinh xay dung (neu co), hang muc cong trinh, cong trinh trinh xay dung; quy trinh va hinh thirc bio cao not bo, bao cao dinh ky va dOt xuAt tinh hinh thkrc hien du an, cac kin nghi giri chit dau tu; quy trinh xir 1S, cua tu van giam sat, chu dau tu doi cac kien nghi cua nha thau;

5. Quy trinh tham gia giai quye't cac wrong mac,str co c6 lien quan den cong trinh xay dung; tiep nhan, doi chieu, huang clan va giam sat nha thau thi cong xay dung cong trinh xir 1St theo cac ket qua kiem tra, giam dinh, phfic tra cua cac co quan chirc nang va chu dau tu.

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Myc 5

Nghiftn thu cling trinh xay thing

Dieu 61. Cac bithc nghiem thu chAt luvng thi cong xay dung ding trinh

Nghiem thu chAt luting thi cong xay dcmg ding trinh chia thanh 3 by& ca an, gom:

• Nghiem thu cong viec. - Nghiem thu giai doan thi cong.

- Nghiem thu hang muc ding trinh, ding trinh xay dkmg dua vao sir dung, van harsh

Dieu 62. Nghiem thu cong viec:

Nghiem thu cong viec thuc hien bai ngued giam sat va dai dien b6 phan ky thuat cua nha thau theo quy dinh cua Luat Xfiy dung huerng d'an thuc hien. N6i dung nghiem thu gom nhimg cong viec hang ngay tir viec kiem tra nguyen, vat lieu dau vao, bien phap to chtk thi ding den cac cong viec trung gian va hang muc ding trinh, cac ding viec de phuc vu cho viec nghiem thu giai doan thi ding, nghiem thu hang muc cong trinh, cong trinh xay dung dua vao sir dung

Ngoai ra viec nghiem thu phai tuan thii theo cac yeu cAu cu the nhu sau:

1. T6 chirc b0 may nghiem thu cong viec.

a) Thanh phAn true tiep tham gia nghiem thu:

- Ngued giam sat thi cong xay dkmg ding trinh cua chu dAu tu hoac nguesi giam sat thi cong xay dung ding trinh cua Tong thau doi vai hinh thirc hap gong tong thau;

- Ngued phu trach ky thuat thi cong trkrc tiep cua nha thAu thi ding xay dung cong trinh.

b) Tham gia nghiem thu cua chu dAu tu va Ban QLDA.

- Chu dau tu thong qua Ban QLDA phai cir dai dien cua minh tham gia nghiem thu cac ding viec theo chuang trinh da ducic thoa thuan truoc, d6t xuat hoac theo giay mei ti phia nha thau.

Trong trueing hap hap dong tong thAu EPC, chia khoa trao tay, dai dien cua chu dau to c6 trach nhiem kiemstra cong tic giam sat thkrc hien cong tac thi ding xay dung cong trinh nha thau va tham gia true tiep cong tac nghiem thu &la tong thau, bao gom Ca nghiem thu ding viec giira nha thau voi nha thau phu.

2. Ni)i dung va quy trinh nghiem thu ding viec.

a) N'6i dung nghiem thu ding viec tong the bao Kiem tra cong viec xay dung da thkrc hien tai hien truang;

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Kiem tra cac s6 lieu hoan cong, quan trac, do dac thiic te.. so sanh vOi yeu eau cua thiet Ice;

Kiem tra cac ket qua thi nghiem; Dinh gia str phu h9p dm ding viec xay dkrng vOi yeu cau cua thiet Kk luan ve nghiem thu cOng viec de chuyen buac thi cong. Truong h9p

cong viec xay dtrng khong nghiem thu duqc, ngu6i giam sat thi cong xay dung cua chu du tu hoc T6ng than phai ghi ro VI do bang van ban hoc ghi vao s6 nhlat ky thi cong xay dung cong trinh.

Dieu 63. Nghi?in thu giai (lop thi cong xay dirng. 1. Giai doan thi cong doi vOi ai il ,cong trinh do H6i d6ng nghiem thu cap ch

dau tu xac dinh va dugc cap nhat, bo sung trong qua trinh thkrc hien khi can. Nguyen tic xac dinh giai doan thi cong dtra ten co sa tong cong trinh xay dung, giai phap thi cong, yeu cau ve quan VI chat luting cong trinh va doi yen mot so cong trinh pho bien duoc quy dinh cac giai doan thi ding t6i thieu nhu sau.

Du. an Thily dien: Cho phep chuyen clang song chinh. (ngan song,) Cho phep chlan dung tich nuOc ho chira. Kh&i d6ng quay kh8ng tai timg to may. Hoan luOi dien Ian dau timg to may.

b) Dkr an Nhiet dien: Hoan thanh nen nuoc thir ap ltrc timg 16 hoi. Cho pile') d6t 16 hoi fan dau (vOi mOi 16 hai). Cho pile') hoa dien ran dau vao luai. Cho pile') chay tin c4'y tirng to may.

c) Du. an DuOing day : Dao, gia c6 mong xong. Ket cau mong xong, cho phep dkrng tru-cot Hoan thanh dung cot cho phep keo day. Keo day, cang xong theo thiet ke.

d) Du an Tram BA: Thi cong xong mit bang va ca soy ha tang a trien khai cong trinh chinh. Hoan thanh ding tac mong cho phep bat dau lap ket cau, thiet bi chinh. Hoan thanh lap dau, thi nghiem hieu chinh.

2. Trach nhiem nghiem thu: a) Hoi dOng nghiem thu cap chu dau tu co trach nhiem nghiem thu mot so

giai doan quan tong trong so cac giai doan thi ding duqc xac dinh trong uyet dinh thanh lap Hoi d6ng nghiem thu.

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b) Cac giai doan thi cong con lai HOi ding nghiem thu cap CDT giao cho HDNT ca sa thuc hien nghiem thu.

Dieu 64. Nghiem thu hoan thank 4ng tiny con trinh, cong trinh xay irng de thra van sir dung.

1. NOi dung va quy trinh nghiem thu.

HOi ding nghiem thu cap chit dau tu xac dinh danh muc hang muc cong 'nh, cong trinh va ducic cap nhat, bo sung trong qua trinh thuc hien khi can.

2. Trach nhiem nghiem thu: HOi ding nghiem thu cap chit dAu tu có trach nhiem nghiem thu hoan thanh cong trinh, cac hang muc cong trinh chinh de dua vao sir dung va giao HDNT ca so nghiem thu dua vao sir dung cac hang muc con lai.

3. HOi ding nghiem thu ca soy co trach nhiem tham dinh toan bO cac hi sa, tinh trang thi cong hoan thanh cac ding viec, hang muc cong trinh lien quan den dot nghiem thu de trinh HDNT CDT nghiem thu.

4. Hi sa, tai lieu yeu cau cho tat ca cac dot nghiem thu cua chi' du tu, bao gom ca nghiem thu cong viec, nghiem thu giai (loan thi cong hay cong trinh, hang muc cong trinh do nha thau thi cong lap, phi hop cong giam sat thi cong hoan thien de trinh HDNT ca soy nghiem thu hoac tharn dinh trinh HDNT CDT nghiem thu.

Dieu 65. TO chtic hqi ding nghigm thu 1. HOi ding nghiem thu &roc to chirc chit yeu thanh hai cap: HOi ding

nghiem thu cap Chit du ttr (HDNT CDT) va HOi ding nghiem thu ca sa (HDNT CS). D6i vOi nhimg du an, cong trinh co quy m8 nho, tinh chat dan gian, chit &Au ttr c6 the thanh lap mot cap HOi ding nghiem thu chit' du tu. TruOng hop chi to chirc mOt cap hOi ding nghiem thu chit du tu, nhiem vu nghiem thu CTXD do HDNT CDT chiu trach nhiem toan dien.

2. Chit &au tu co the thanh lap HOi ding nghiem thu de ewe hien nhiem vu nghiem thu hai hoac nhieu du an, cong trinh do minh lam chit dau tu.

Dieu 66. WO dOng nghigm thu cap Chu dau to

a) HOi ding nghiem thu cap chit &Au tu do Nguiri dai dien phap luat cua chit dAu tu quyet dinh thanh lap.

b) Thanh phAn HDNT CDT Om:

- Chit tich hOi ding: Dai dien cua Chii du ttr phu trach ding tac dau tu xay

dung hoac chuyen mon lien quan.

- Uy vien thuOng truc: Lanh dao bO phan quan 15, chat ltrang cong trinh xay

dung dm chit dAu tu hoac l'anh dao Ban quan 15, du an.

- Uy vien: Dai dien lanh dao Ban QLDA/Tu van quan 15, du an; dai dien theo

phip lust (hoac ngtriYi ducyc uy quyen hop phap, nguiYi k5f hop ding xay dung) ctia 38

nha thau thi ding xay dkmg chinh, Tu van thi& k"e, nha thau Tu van giam sat; chi'

nhiem thi& ke cong trinh. Twang hop can thiet Chii du to c6 the yeu cau nha thau cung cap thi& bi, nha thau thi nghiem hieu chinh, don vi chuan bi san xuk, tip nhan van hanh thi& bi, dai dien mot so Ban chirc nang cua EVN doi vai du an, ding

trinh cu dai dien than gia hOi dtmg;

- Tay theo giai doan, doi tuong nghiem thu, Chu tich hOi d6ng c6 the trieu tap

toan bO hoac mot so thanh vien cita HDNT CDT, mai chuyen gia, dai dien co quan

quan ly Nha nu is chuyen nganh c6 lien quan tham gia nghiem thu.

c) Nhiem vu cua HDNT CDT

- Kiem tra, huang dAn ding tac nghiem thu cua HDNT Cs.

- Trtrc tiep nghiem thu mot so giai doan trong qua trinh thi cong xay dung va

nghiem thu hoan thanh hang mvc, ding trinh dua vao sir dung, van hanh. D6i yeti

timg ding trinh, danh mvc giai doan nghiem thu do HDNT CDT trtrc tip nghiem

thu &roc chu tich HDNTCDT xac dinh ngay sau khi duoc thanh lap va bit dau trien

khai thi cling ding trinh va bao ginn it nhat cac giai clop, cu the nhu sau:

+ Doi yeti cong trinh thiiy

(i) Ngan dong song chinh;

(ii) Chan clang tich ntrac ho chua;

(iii) Phat dien to may thir nhAt (cho phep dua to may vao van hanh thh. thach

(iv) Nghiem thu hoan thanh town bO du an.

DOi vol cong trinh nhiet dien.

(i) Hoa luoi dien lan &Au ti mg to may;

(ii) Cho phep cap PAC tirng t4;')' may van hanh thuong mai;

(iii) Hoan thanh town bO du an.

voi cong trinh Oi dien.

i. Hoan thanh town b0 cong tac duc mOng.

(ii) Nghiem thu hoan thanh dong dien dua cong trinh vao sir clung.

+ Cac cong trinh khac: Tay theo quy me va tinh chAt cong trinh Chu &au ttr se

quy& dinh cac giai doan HDNT CDT true tie) nghiem thu.

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- Bao cao H6i d6ng nghiem thu Nha nu& khi dugc yeu cau lien quan den

nghiem thu dua ding trinh vao sir dung.

d)