tl! - pnj...*: muc nay chi danh cho truong hop chua hit thai han dang kj giao dich, tl6i tuong dang...

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C<)NG HOA xA H<)I CHU NGHIA VI~T NAM DQc l~p - Tl! do - Hanh phuc THE SOCIALIST REPUBLIC OF VIETNAM Independence - Freedom - Happiness Ngay 24 thang 04 nam 2019 Day month year . BAo 'cxo KET QUA GIAO DJCH co PHIEU/CHUNG CHI QuY CUA NGUOI NQI BQ CUA CONG TY D~I CHUNG, NGV'OI NOI BO CUA QuY D~I CHUNG vA NGUOI co LIEN QUAN CUA NGUOI NOI BQ REPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUND AND RELATED PERSONS OF INTERNA.DPERSON Kinh gui: - Uy ban Chung khoan Nha nuoc - So' Giao dich chirng khoan - Cong ty C6 phan Yang bac da guy Phu Nhuan To: - The State Securities Commission - The Stock Exchange - Phu Nhuan Jewelry Joint Stock Company 1. Thong tin v~ ca nhan/t6 chirc thuc hien giao dich/ Information on individual/ organization: - H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: Cao Thi Thuy - Quoc tich/ NationaliJY: Vi~t nam - S6 CMND, H9 chieu, The can cuoc (d6i voi ca nhan) hoac S6 Gifry chtrng nhan dang ky doanh nghiep, Gifry phep heat d9ng hoac gifry to phap Iy tuong duong (d6i voi t6 chirc), ngay cap, noi capl ID card/Passport No. (in case of individual) or Certificate of business registration No. (in case of organization), date of issue, place of issue. S6 h9 chieu/ Passport number: Ngay cap/ Date of issue: . , Noi capl Place of issue: ' - Dia chi lien he/Dia chi tru so' chinh/ Address: - Dien thoai/ Telephone: - Chirc VI) hien nay tai cong ty dai chung, cong ty quan Iy guy (neu co) hoac m6i quan h~ voi cong ty dai chung, cong ty quan 1)1 guy /Current position in the public company, the fund management company (if any) or relationship with the public company, the fund management company: - Chirc VI) tai cong ty dai chung, cong ty quan Iy guy tai ngay dang ky giao dich (neu c6)/ Posittion if? the public company, the fund management company at registration date (if any): va ngay khong can la nguoi noi b9 hoac nguoi c6 lien guan cua nguoi n9i b9 cua cong ty dai chung, cong ty quan Iy guy: ..~ (neu r5 Iy do) */ and date on which is no longer internal person or related person of internal person of the public company, the fund management company: *: Muc nay chi danh cho truong hop chua hit thai han dang kj giao dich, tl6i tuong dang k]l khong con la ngutri ruii bo hoac nguoi co lien quan cua nguoi noi b9 cua cong ty dai chung, cong ty qulin If quyl This item is only for cases not yet registration deadline of transaction, the registrant is no longer the internal person or related person of internal person of the public company, the fund management company. 2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi co lien quan cua ca nhan/t6 chirc thuc hien giao dich (tl6i WYi truong hop nguoi thuc hien giao dich la nguoi co lien quan cua nguoi ruii bo cua cong ty dai chUng/quy dai chung)! Information about internal person

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Page 1: Tl! - PNJ...*: Muc nay chi danh cho truong hop chua hit thai han dang kj giao dich, tl6i tuong dang k]l khong con la ngutri ruii bo hoac nguoi co lien quan cua nguoi noi b9 cua cong

C<)NG HOA xA H<)I CHU NGHIA VI~T NAMDQc l~p - Tl! do - Hanh phuc

THE SOCIALIST REPUBLIC OF VIETNAMIndependence - Freedom - Happiness

Ngay 24 thang 04 nam 2019Day month year .

BAo 'cxo KET QUA GIAO DJCH co PHIEU/CHUNG CHI QuY CUA NGUOI NQI BQCUA CONG TY D~I CHUNG, NGV'OI NOI BO CUA QuY D~I CHUNG vA NGUOI co

LIEN QUAN CUA NGUOI NOI BQREPORT ON RESULTS OF TRANSACTION IN SHARES/FUND CERTIFICATES OF

INTERNAL PERSON OF PUBLIC COMPANY, INTERNAL PERSON OF PUBLIC FUNDAND RELATED PERSONS OF INTERNA.DPERSON

Kinh gui: - Uy ban Chung khoan Nha nuoc- So' Giao dich chirng khoan- Cong ty C6 phan Yang bac da guy Phu Nhuan

To: - The State Securities Commission- The Stock Exchange- Phu Nhuan Jewelry Joint Stock Company

1. Thong tin v~ ca nhan/t6 chirc thuc hien giao dich/ Information on individual/ organization:

- H9 va ten ca nhan/Ten t6 chirc/ Name of individual/organization: Cao Thi Thuy

- Quoc tich/ NationaliJY: Vi~t nam

- S6 CMND, H9 chieu, The can cuoc (d6i voi ca nhan) hoac S6 Gifry chtrng nhan dang ky doanhnghiep, Gifry phep heat d9ng hoac gifry to phap Iy tuong duong (d6i voi t6 chirc), ngay cap, noicapl ID card/Passport No. (in case of individual) or Certificate of business registration No. (incase of organization), date of issue, place of issue. S6 h9 chieu/ Passport number:Ngay cap/ Date of issue: . , Noi capl Place of issue: '

- Dia chi lien he/Dia chi tru so' chinh/ Address:

- Dien thoai/ Telephone:

- Chirc VI) hien nay tai cong ty dai chung, cong ty quan Iy guy (neu co) hoac m6i quan h~ voi congty dai chung, cong ty quan 1)1 guy /Current position in the public company, the fund managementcompany (if any) or relationship with the public company, the fund management company:

- Chirc VI) tai cong ty dai chung, cong ty quan Iy guy tai ngay dang ky giao dich (neu c6)/ Posittionif? the public company, the fund management company at registration date (if any): vangay khong can la nguoi noi b9 hoac nguoi c6 lien guan cua nguoi n9i b9 cua cong ty dai chung,cong ty quan Iy guy: .. ~ (neu r5 Iy do) */ and date on which is no longer internal personor related person of internal person of the public company, the fund management company:

*: Muc nay chi danh cho truong hop chua hit thai han dang kj giao dich, tl6i tuong dang k]lkhong con la ngutri ruii bo hoac nguoi co lien quan cua nguoi noi b9 cua cong ty dai chung, congty qulin If quyl This item is only for cases not yet registration deadline of transaction, theregistrant is no longer the internal person or related person of internal person of the publiccompany, the fund management company.

2. Thong tin v€ nguoi n9i b9 cua cong ty dai chung/quy dai chung la nguoi co lien quan cua canhan/t6 chirc thuc hien giao dich (tl6i WYi truong hop nguoi thuc hien giao dich la nguoi co lienquan cua nguoi ruii bo cua cong ty dai chUng/quy dai chung)! Information about internal person

Page 2: Tl! - PNJ...*: Muc nay chi danh cho truong hop chua hit thai han dang kj giao dich, tl6i tuong dang k]l khong con la ngutri ruii bo hoac nguoi co lien quan cua nguoi noi b9 cua cong

of the public company/public fund is related person of trading individual/organization (in casetrader is related person of internal person of the public company/public fund):

- HQ va ten nguoi n<)ibQI Name of internal person: Cao Th] Ngoc Dung

- Quoc tich/ Nationality: Vi~t Nam

- se ~MND, HQ chieu, The din cuo'cl ID card/Passport No.: , ngay cap:noi cap:

- Dja chi! Address:

- Di~n thoai lien h~1Address:

- Fax: Email:

- Chirc vu tai cong ty dai chung, cong ty quan ly quy tai ngay ca nhan/t6 chirc neu tai muc 1 dangky giao dich/ Posittion in the public company, the fund manage,ment company at date on whichindividual/organization referred to in paragraph 1 to register the transaction: Chu tich HDQT

- Chirc vu hien nay tai cong ty dai chung, cong ty quan Iy quy/ Currently posittion in the publiccompany, the fund management company: Chi! tich HDQT

- M6i quan h~ gitra ca nhan/t6 chirc thuc hien giao dich voi nguoi nQi bQI Relationship ofindividual/organization executing transaction with internal person: Em ruot

- se luong, ty l~ c6 phieu/chung chi quy rna nguoi noi bQ dang nam giO' (neu co)1 Number,ownership proportion of shares held by the internal (if any): 15.100.064 c6 phan, 9,04%

3. Ma chirng khoan giao dich/ Securities code: PNJ

4. Cac tai khoan giao dich co c6 phieu/chirng chi quy neu tai muc 31 Trading account number withsharesljund certificates mentioned above: ; tai cong ty clnrng khoan/ In securitiescompany:

5. s6 luong, ty l~ c6 phieu/chimg chi quy n~m giu' tnroc khi thuc hien giao dich/ Number,ownership proportion of sharesljund certificates held before transaction: 0

6. se luong c6 phieu/chung chi quy dang ky mual Number of shares/fund certificates registered topurchase: 9.990 c6 phan

7. s6 luong c6 phieu/chung chi quy da giao dich (mua) **/ Number of sharesljund certificatestraded (purchase): 9.990 c6 phdn

8. se luong, ty l~ c6 phieu/chirng chi quy nam gill' sau khi thuc hien giao dich/ Number, ownershipproportion of sharesljund certificates held after executing transaction: 9.990 c6 phan

9. Phuong thirc giao dich/ Mode of transaction: Khop lenh

10. Thoi gian thuc hien giao dich/ Transaction period: Ngay 12/0412019

** (Trong tnrong hop khong thuchien h~t s6 hrong dang ky, nguoinQi bQI nguoi co lien quan phaigiai trinh nguyen nhan.)/* (Incase of failing to execute fullregistered number, the internalperson! related person of internalperson shall need to explain thereasons.)

cA NHAN/TO CHUC BAo css»NGUOI DUQ'C uv QUYEN CONG BO THONG TIN

NAME OF REPORTING ORGANIZATION/INDIVIDUAL! PERSONS A UTHORIZED TO

DISCLOSE INFORMATION(Ky, ghi ro ho ten, dong ddu - neu co)

(Signature, full name and seal - in case oforganization)