threni, stravinsky, analy

22
Stravinsky as Serialist: The Sketches for "Threni" David H. Smyth Music Theory Spectrum, Vol. 22, No. 2. (Autumn, 2000), pp. 205-224. Stable URL: http://links.jstor.org/sici?sici=0195-6167%28200023%2922%3A2%3C205%3ASASTSF%3E2.0.CO%3B2-F Music Theory Spectrum is currently published by University of California Press. Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available at http://www.jstor.org/about/terms.html. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtained prior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content in the JSTOR archive only for your personal, non-commercial use. Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained at http://www.jstor.org/journals/ucal.html. Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printed page of such transmission. The JSTOR Archive is a trusted digital repository providing for long-term preservation and access to leading academic journals and scholarly literature from around the world. The Archive is supported by libraries, scholarly societies, publishers, and foundations. It is an initiative of JSTOR, a not-for-profit organization with a mission to help the scholarly community take advantage of advances in technology. For more information regarding JSTOR, please contact [email protected]. http://www.jstor.org Tue Nov 6 10:34:21 2007

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Stravinsky as Serialist: The Sketches for "Threni"

David H. Smyth

Music Theory Spectrum, Vol. 22, No. 2. (Autumn, 2000), pp. 205-224.

Stable URL:http://links.jstor.org/sici?sici=0195-6167%28200023%2922%3A2%3C205%3ASASTSF%3E2.0.CO%3B2-F

Music Theory Spectrum is currently published by University of California Press.

Your use of the JSTOR archive indicates your acceptance of JSTOR's Terms and Conditions of Use, available athttp://www.jstor.org/about/terms.html. JSTOR's Terms and Conditions of Use provides, in part, that unless you have obtainedprior permission, you may not download an entire issue of a journal or multiple copies of articles, and you may use content inthe JSTOR archive only for your personal, non-commercial use.

Please contact the publisher regarding any further use of this work. Publisher contact information may be obtained athttp://www.jstor.org/journals/ucal.html.

Each copy of any part of a JSTOR transmission must contain the same copyright notice that appears on the screen or printedpage of such transmission.

The JSTOR Archive is a trusted digital repository providing for long-term preservation and access to leading academicjournals and scholarly literature from around the world. The Archive is supported by libraries, scholarly societies, publishers,and foundations. It is an initiative of JSTOR, a not-for-profit organization with a mission to help the scholarly community takeadvantage of advances in technology. For more information regarding JSTOR, please contact [email protected].

http://www.jstor.orgTue Nov 6 10:34:21 2007

Stra

vinsk

y as

Ser

ialis

t: The

Ske

tche

s for

Thr

eni

Dav

id H

. Sm

yth

Thre

ni, S

travi

nsky

's se

tting

of v

erse

s fro

m th

e La

men

tatio

ns o

f Je

rem

iah,

rem

ains

am

ong

his

leas

t kn

own

wor

ks-s

eldo

m

per-

form

ed, r

ecor

ded

but o

nce

(to th

e be

st of

my

know

ledg

e), a

nd li

t- tle

dis

cuss

ed e

ven

by t

he s

taun

ches

t dev

otee

s of

the

com

pose

r's

late

wor

ks.'

Ove

rsha

dow

ed b

y th

e en

erge

tic A

gon,

the

mer

curia

l M

ovem

ents

for

Pian

o an

d O

rche

stra,

the

mul

ti-co

lore

d "H

uxle

y"

This

ess

ay is

an

expa

nded

ver

sion

of a

pap

er p

rese

nted

at C

UM

AC

'97,

a

mus

ic a

naly

sis c

onfe

renc

e at

Cam

brid

ge U

nive

rsity

in A

ugus

t 199

7. T

he a

utho

r gr

atef

ully

ack

now

ledg

es h

elpf

ul s

ugge

stio

ns fo

r its

rev

ision

by

Jose

ph S

traus

an

d by

the

anon

ymou

s rev

iew

ers f

or th

is jo

urna

l. 'V

alua

ble

early

stu

dies

of

the

wor

k in

clud

e H

ansj

org

Paul

i, "O

n St

raw

in-

sky'

s Th

reni

," T

empo

49

(195

8):

16-3

3; a

nd R

oman

Vla

d, "

Igor

Stra

vins

ky's

Thre

ni,"

Mel

os 1

6 (1

959)

: 36-

39.

Thre

ni h

as s

ince

bee

n th

e su

bjec

t of

seve

ral

thes

es a

nd d

isse

rtatio

ns:

Gra

eme

M.

Cow

en,

"Igo

r St

ravi

nsky

's Th

reni

: A

Co

nduc

tor's

Stu

dy fo

r Per

form

ance

" (D

.M.A

. dis

s., In

dian

a U

nive

rsity

, 19

81);

Clar

e H

ogan

, "A

n Ex

amin

atio

n of

Stra

vins

ky's

Cont

ribut

ion

to S

eria

lism

in

Ligh

t of t

he T

heor

ies,

Mus

ic, a

nd P

erso

nalit

y of

Ern

st K

rene

k, w

ith P

artic

ular

Re

fere

nce

to th

e Co

nnec

tion

Betw

een

Lam

enra

tio J

erem

iae

Prop

heta

e an

d Th

reni

" (M

.A. T

hesi

s, U

nive

rsity

of

Kee

le,

1982

); W

illia

m J

. W

ater

s, "A

n A

naly

sis

of I

gor

Stra

vins

ky's

Thre

ni B

ased

on

Edw

ard

T. C

one's

Prin

cipl

es o

f St

ratif

icat

ion,

Int

erlo

ck, a

nd S

ynth

esis"

(M

.M. T

hesi

s, Fl

orid

a St

ate

Uni

vers

ity,

1984

); an

d A

ndre

as D

ouw

, "Th

e Co

nstru

ctio

n of

Ord

er a

nd D

irect

ion

in I

gor

Stra

win

sky'

s In

Mem

oria

m D

ylan

Tho

mas

, C

antic

um S

acru

m, a

nd T

hren

i" (d

octo

ral d

iss.

, Uni

vers

ity o

f Utre

cht,

1995

). Su

sann

ah T

ucke

r, "S

travi

nsky

and

H

is S

ketc

hes:

The

Com

posi

ng o

f Ago

n an

d O

ther

Ser

ial W

orks

of

the

1950

s"

(doc

tora

l dis

s., O

xfor

d U

nive

rsity

, 199

2) di

scus

ses s

elec

ted

sket

ches

for T

hren

i. It

is no

neth

eles

s fai

r to

say

the

wor

k aw

aits

com

preh

ensi

ve a

naly

sis,

mos

t esp

e-

cial

ly w

ith re

gard

to it

s tex

ture

s and

rhyt

hms

Var

iatio

ns,

and

the

subl

ime

Requ

iem

Can

ticle

s, Th

reni

hol

ds

man

y lis

tene

rs a

t ar

m's

leng

th. Y

et th

is w

ork

was

Stra

vins

ky's

first

entir

ely

dode

caph

onic

sco

re, a

nd th

e lo

nges

t he

was

eve

r to

com

pose

. Dur

ing

its g

enes

is (

from

sum

mer

195

7 to

spr

ing

1958

) th

e co

mpo

ser c

onso

lidat

ed h

is c

omm

and

of s

eria

l tec

hniq

ues.

At

the

age

of s

even

ty-f

ive,

Stra

vins

ky p

roce

eded

with

gre

at s

elf-

as

sura

nce,

sim

ulta

neou

sly

inve

ntin

g w

ays

to m

odify

tra

ditio

nal

seria

l ope

ratio

ns a

nd re

inve

ntin

g el

emen

ts o

f his

hig

hly

deve

lope

d pe

rson

al c

ompo

sitio

nal s

tyle

. Th

e co

mpo

ser's

ske

tche

s fo

r Th

reni

are

ext

ensi

ve, r

angi

ng

from

tiny

scr

aps

of p

aper

to

larg

e le

aves

con

tain

ing

fair

copy

dr

afts

with

ful

l ins

tr~m

enta

tion

.~

As

wor

k on

Thr

eni p

rogr

esse

d,

Stra

vins

ky d

rew

mus

ical

idea

s fro

m th

e te

xt h

e ha

d ch

osen

, but

he

also

revi

sed

his

text

and

form

al p

lan

in a

ccor

d w

ith p

rope

rties

of

the

twel

ve-to

ne ro

ws h

e em

ploy

ed. T

he sk

etch

es il

lust

rate

asp

ects

of

thi

s gi

ve-a

nd-ta

ke p

roce

ss a

nd r

evea

l w

orki

ng m

etho

ds t

hat

neith

er t

he c

ompo

ser

nor

any

subs

eque

nt a

naly

st h

as e

ver

de-

scrib

ed in

det

ail.

In t

he p

rese

nt e

ssay

I e

xam

ine

sele

cted

text

dr

afts

and

mus

ical

ske

tche

s w

hich

illu

min

ate

thes

e w

orki

ng

21n t

he S

amm

lung

Igor

Str

awin

sb at

the

Paul

Sac

her S

tiflu

ng, B

asel

, mat

e-

rials

rela

ting

to T

hren

i occ

upy

two

larg

e fo

lder

s. O

f pr

imar

y in

tere

st ar

e dr

afts

of

the

text

and

mus

ical

ske

tche

s rec

orde

d on

Mic

rofil

m 1

14, f

ram

es 7

64 to

866

. Th

e au

thor

ack

now

ledg

es th

e ge

nero

us a

ssis

tanc

e of

the

Sach

er F

ound

atio

n in

th

e fo

rm o

f a re

sear

ch st

ipen

d (M

arch

-Jun

e 19

96),

whi

ch e

nabl

ed h

im to

stu

dy

thes

e an

d ot

her

mat

eria

ls i

n th

e ar

chiv

e du

ring

a sa

bbat

ical

lea

ve f

rom

Lo

uisi

ana

Stat

e U

nive

rsity

.

206

Mus

ic Th

eory

Spe

ctru

m

met

hods

. In

parti

cula

r, I

am c

once

rned

with

ske

tche

s re

latin

g to

th

e in

vent

ion

of t

he r

ow u

pon

whi

ch T

hren

i is

bas

ed,

with

St

ravi

nsky

's di

scov

ery

of c

erta

in c

hara

cter

istic

s and

pro

perti

es o

f th

is r

ow,

and

with

how

he

sele

cted

and

dep

loye

d sp

ecifi

c ro

w

form

s thr

ough

out t

he p

iece

. It

is ea

sy t

o un

ders

tand

why

a c

ompo

ser

who

firs

t ex

peri-

m

ente

d w

ith d

odec

apho

nic

tech

niqu

e in

a b

alle

t fo

r tw

elve

da

ncer

s w

as a

ttrac

ted

to th

e La

men

tatio

ns o

f Je

rem

iah.

Thi

s te

xt

cont

ains

som

e of

the

Bibl

e's m

ost h

ighl

y or

gani

zed

num

eric

al c

i- ph

ers

and

acro

stic

des

igns

. Th

e tw

enty

-two

vers

es o

f th

e fir

st ch

apte

r be

gin

with

suc

cess

ive

lette

rs o

f th

e H

ebre

w a

lpha

bet;

in

the

third

cha

pter

, six

ty-s

ix v

erse

s re

pres

ent a

thre

e-fo

ld m

ultip

li-

catio

n of

the

sam

e de

sign

. The

fift

h an

d fin

al c

hapt

er d

oes

not

feat

ure

an a

cros

tic,

but

like

the

first

has

twen

ty-tw

o ve

rses

. In

se

lect

ing

vers

es f

rom

thes

e th

ree

chap

ters

for

Thr

eni,

Stra

vins

ky

indu

lged

a l

ifelo

ng p

ench

ant

for

num

eric

al p

atte

rnin

g an

d a

pred

ilect

ion

for

sym

met

rical

and

pal

indr

omic

con

stru

ctio

ns. Y

et,

just

as

trans

latio

n of

the

Lam

enta

tions

int

o La

tin (

or E

nglis

h)

erad

icat

es e

lem

ents

of t

heir

orig

inal

alph

abet

ical

and

rhyt

hmic

de-

si

gn, S

travi

nsky

's ab

ridge

d se

lect

ion

of v

erse

s alte

rs b

oth

the f

orm

an

d th

e m

eani

ng o

f th

e so

urce

text

. One

mig

ht s

ay th

at S

travi

n-

sky'

s ta

sk i

n co

mpo

sing

Thr

eni

was

to

reco

ver

and

to r

ecre

ate

orde

r ou

t of

the

sha

ttere

d ac

rost

ics

of t

he b

iblic

al o

rigin

al. H

is

mus

ical

set

ting

over

lays

new

ord

erin

gs th

at s

uppo

rt an

d ae

sthe

ti-

cally

val

idat

e hi

s "m

isrea

ding

" of

the t

ext.'

The

sket

ch le

af p

rese

nted

in

Exam

ple

1 am

ply

dem

onst

rate

s ho

w t

he t

ext

Stra

vins

ky c

hose

sha

ped

the

mus

ical

con

tent

of

Thre

ni f

rom

the

very

out

set.

Exam

ple

la di

vide

s th

e le

af in

to re

- gi

ons

and

labe

ls th

e co

nten

t of

each

; Exa

mpl

e Ib

is a

dip

lom

atic

'Obv

ious

ly, m

y re

fere

nce

is to

Har

old

Bloo

m's

theo

ry o

f the

"an

xiet

y of

in-

fluen

ce."

For a

pplic

atio

ns o

f Blo

om's

theo

ry to

mus

ical

ana

lysi

s, se

e Jo

seph

N.

Stra

us, R

emak

ing

the

Past:

Tra

ditio

n and

Influ

ence

in T

went

ieth

-Cen

tul?

; Mus

ic

(Cam

brid

ge, M

ass.:

Har

vard

Uni

vers

ity P

ress

, 19

90);

Kev

in K

orsy

n, "T

owar

ds

a N

ew P

oetic

s of

Mus

ical

Inf

luen

ce,"

Mus

ic A

naly

sis

1011

(19

91):

3-72

; an

d A

lan

Stre

et, "

Carn

ival

," M

usic

Ana

ljsis

131

2-3

(199

4): 2

55-9

8.

trans

crip

tion

of th

e pa

ge.%

t th

e up

per l

eft,

we

see

wha

t are

pro

b-

ably

the

first

mus

ical

jotti

ngs

rela

ting

to T

hren

i.' Th

ese

sket

ches

re

cord

Stra

vins

ky's

inve

ntio

n of

the

row

upo

n w

hich

the

wor

k is

base

d. T

he w

ords

"Inc

ipit

Lam

enta

tio Je

rem

iae

Prop

heta

e" a

re n

ot

of b

iblic

al o

rigin

; Tho

mas

Tal

lis u

sed

them

to o

pen

his

setti

ng o

f th

e La

men

tatio

ns-w

hich

St

ravi

nsky

adm

itted

he

knew

.6 S

hort

mus

ical

mot

ives

ass

ocia

ted

with

thes

e w

ords

(or p

ortio

ns th

ereo

f)

beca

me

the

build

ing

bloc

ks fr

om w

hich

he p

rodu

ced

Thre

ni's

row

. A

t the

beg

inni

ng o

f sta

ff 2

in E

xam

ple

1b, t

he w

ord

"Inc

ipit"

is

set t

o an

und

ulat

ing

line

mad

e up

of

the

note

s F#

, F, a

nd G

#;a

sligh

tly m

odifi

ed v

ersi

on a

ppea

rs o

n sta

ff 5

at th

e be

ginn

ing

of th

e du

et s

ettin

g. T

he (0

13) t

richo

rd a

ssoc

iate

d w

ith "

Inci

pit"

in th

ese

sket

ches

sur

vive

s (tr

ansp

osed

and

reor

dere

d as

G, G

#, A

#) in

the

finish

ed s

core

in m

m. 8

-9

(sho

wn

in E

xam

ple

2e b

elow

). Si

mi-

larly

, in

the

sket

ch o

n sta

ff 3,

Stra

vins

ky s

et th

e w

ord

"Lam

en-

tatio

n to

the n

otes

F#,

G#,

F#, B

, and

G-a

llow

ing

him

self

the

lux-

ur

y of

recy

clin

g tw

o to

nes h

e ha

d al

read

y us

ed, a

s wel

l as a

noth

er

inte

rnal

repe

titio

n. T

he s

ettin

g of

this

wor

d on

sta

ff 5

reta

ins

the

sam

e pi

tch

cont

ent,

alth

ough

the

note

s ar

e re

orde

red.

The

(01

4)

trich

ord

proj

ecte

d by

the

last

thre

e sy

llabl

es o

f th

is s

ettin

g is

re-

'Thi

s le

af c

orre

spon

ds to

Mic

rofil

m 1

14, F

ram

e 85

9. In

my

trans

crip

tion,

all

edito

rial

addi

tions

(sta

ff nu

mbe

rs a

nd m

issin

g cl

efs,

for

exam

ple)

app

ear

in

squa

re br

acke

ts.

5The

se sk

etch

es c

lear

ly p

reda

te t

he o

ne C

raft

and

othe

rs h

ave

assu

med

to

mar

k th

e be

ginn

ing

of S

travi

nsky

's w

ork

on T

hren

i: a

sket

ch f

or th

e be

ginn

ing

of t

he i

nstru

men

tal

prel

ude

(mm

. 1-

4 of

the

com

plet

ed s

core

) w

hich

is

date

d "V

enez

ia 2

9 A

ug 5

7" (

corr

espo

ndin

g to

Mic

rofil

m 1

14, F

ram

e 86

2). R

ober

t Cr

aft s

tate

s th

at "

Stra

vins

ky h

ad b

egun

Thr

eni a

t the

pia

no o

f the

nig

htcl

ub o

f hi

s V

enic

e ho

tel,

on A

ugus

t 29

, 19

57, c

ompo

sing

the

open

ing

mea

sure

s";

see

Ver

a St

ravi

nsky

and

Rob

ert C

raft.

Str

avin

sky

in P

ictu

res

and

Doc

umen

ts (

New

Y

ork:

Sim

on an

d Sc

huste

r, 19

78),

443.

Cle

arly

, Stra

vins

ky c

ould

not

hav

e co

m-

pose

d th

e op

enin

g in

strum

enta

l mea

sure

s be

fore

he

inve

nted

Thr

eni's

row

. hI

gor S

travi

nsky

and

Rob

ert

Craf

t, Co

nver

satio

ns w

ith I

gor

Stra

vins

ky

(Ber

kele

y: U

nive

rsity

of

Calif

orni

a Pr

ess,

1980

), 22

. Pre

sum

ably

the

se w

ords

pr

ovid

e a

coun

terw

eigh

t for

the

into

natio

n "O

ratio

Jer

emia

e Pr

ophe

tae"

whi

ch

open

s the

fina

l mov

emen

t of

Thre

ni, a

nd w

hich

doe

s ap

pear

in th

e V

ulga

te te

xt

Stra

vins

ky c

onsu

lted.

tain

ed w

ith th

e sa

me

cont

our

in m

m.

10-1

1 of

the

finish

ed s

core

(tr

ansp

osed

up

a w

hole

ste

p; se

e Ex.

2e)

. Th

e ha

ndlin

g of

the

seve

n sy

llabl

es o

f "Je

rem

iae

Prop

heta

e" is

m

ore

com

plic

ated

. The

firs

t set

ting

of "

Jere

mia

e" o

n sta

ff 1

em-

ploy

s th

e no

tes

B, G

, C#,

and

D, f

orm

ing

the

all-i

nter

val t

etra

- ch

ord

(013

7). I

n th

e co

ntin

uatio

n of

this

ske

tch,

the

succ

essi

on C

, Eb

, Bb

, (E

b),

E fo

rms

the

othe

r al

l-int

erva

l te

trach

ord

(014

6).

Stra

vins

ky s

how

ed c

onsi

dera

ble

inte

rest

in

the

latte

r te

trach

ord:

he

use

d ex

actly

thes

e no

tes

agai

n in

the

revi

sion

on

staff

2, w

rote

th

em a

gain

in th

e m

iddl

e of

sta

ff 3

(om

ittin

g th

e re

petit

ion

of E

b),

used

them

in lo

ng n

ote

valu

es in

the

duet

on

staff

5, an

d re

orde

red

them

yet

aga

in a

s an

exp

erim

enta

l ac

com

pani

men

t on

sta

ff 7

. U

ltim

atel

y, o

nly

the

set c

lass

of t

he la

st th

ree

note

s su

rviv

es in

the

finis

hed

scor

e-th

e (0

16)

"Pro

phet

ae"

trich

ord,

exp

ress

ed a

s a

falli

ng p

erfe

ct f

ifth

follo

wed

by

a ris

ing

sem

itone

in m

m.

14-1

8 (s

ee E

x. 2

e). T

he w

ord

"Jer

emia

e" i

s se

t a s

econ

d tim

e on

staf

f 1

(Ex.

lb)

usi

ng G

, D, A

, C, a

nd is

can

ied

dow

n un

chan

ged

to st

aff

5. I

t is

furth

er m

odifi

ed i

n a

third

set

ting

on s

taff

1, w

here

the

no

tes r

eafi

A, D

, B, E

. Bot

h th

e co

ntou

r and

set c

lass

of t

he se

cond

se

tting

are

pre

serv

ed e

ven

thou

gh t

he p

itch

cont

ent

chan

ges.

Of

cour

se,

(025

7) w

as a

mon

g St

ravi

nsky

's fa

vorit

e di

aton

ic te

tra-

chor

ds; i

t is

ubiq

uito

us in

his

mus

ic f

rom

the

Russ

ian

perio

d on

- w

ard,

and

(as

we

shal

l se

e) i

t is

im

porta

nt t

hrou

ghou

t Th

reni

.' H

ere

the

(025

7) is

join

ed t

o (0

16),

fixin

g th

e de

finiti

ve o

rder

ing

and

pitc

h le

vel o

f the

last

seve

n no

tes o

f Thr

eni's

Prim

e se

ries.

Stra

vins

ky's

wor

d-by

-wor

d ap

proa

ch t

o th

e te

xt y

ield

ed n

ot

only

ord

ered

pitc

h-cl

ass

strin

gs b

ut a

lso

cont

oure

d m

elod

ic s

eg-

men

ts, t

he r

hyth

ms

of w

hich

rem

aine

d su

bjec

t to

furth

er a

djus

t- m

ent.

Thro

ugho

ut h

is l

ater

yea

rs,

Stra

vins

ky o

ften

clai

med

tha

t hi

s se

rial i

deas

cam

e to

him

as

mel

odie

s or

sni

ppet

s of

cou

nter

- po

int.8

Whi

le t

his

coul

d be

int

erpr

eted

to

mea

n th

at S

travi

nsky

'See

Pie

ter

C. v

an d

en T

oorn

, The

Mus

ic o

f Igo

r St

ravi

nsky

(N

ew H

aven

: Y

ale

Uni

vers

ity P

ress

, 19

83),

Chap

ter

3, fo

r a d

iscus

sion

of t

he d

iato

nic

pitc

h co

llect

ion

in th

e m

usic

of S

travi

nsky

's "R

ussia

n" p

erio

d.

SStra

vins

ky's

prog

ram

not

e fo

r th

e V

aria

tions

beg

ins

"The

suc

cess

ion

of

pitc

hes

and

inte

rval

s on

whi

ch m

y V

aria

tions

wer

e co

mpo

sed

first

occu

rred

to

Stra

vins

ky a

s Se

rialis

t: The

Ske

tche

s for

Thr

eni

207

imag

ined

or

in

vent

ed

com

plet

e tw

elve

-not

e th

emes

, th

ese

sket

ches

dem

onst

rate

a s

omew

hat d

iffer

ent m

etho

d. R

athe

r th

an

cons

truct

ing

a co

mpl

ete

serie

s an

d th

en f

ittin

g hi

s te

xt to

it, h

ere

Stra

vins

ky b

egan

with

dis

tinct

mel

odic

mot

ives

that

he

asso

ciat

ed

with

spe

cific

wor

ds.

How

ever

, a s

mal

l pro

blem

rem

ains

. The

firs

t tw

elve

not

es o

n sta

ff 1

do n

ot e

xhau

st th

e ag

greg

ate:

ther

e is

no A

h, an

d Eb

is re

- pe

ated

. The

top

voic

e of

the

duet

as s

ketc

hed

on st

aff 5

is li

kew

ise

impe

rfec

t, fo

r it

lack

s C

#. E

xam

ple

2 ill

ustra

tes

a se

ries

of s

teps

St

ravi

nsky

may

hav

e ta

ken

to c

ompl

ete

the

defin

itive

Prim

e of

Th

reni

. Exa

mpl

e 2a

extra

cts t

he p

c co

nten

t of t

he to

p vo

ice

of th

e "I

ncip

it" d

uet,

as s

ketc

hed

on s

taff

5 of

Exa

mpl

e lb

. Stra

vins

ky

may

hav

e de

cide

d th

at th

e dy

ad F

-F#

was

mor

e de

sira

ble

as a

n en

ding

than

as

a be

ginn

ing,

and

acc

ordi

ngly

, he

trans

pose

d ea

ch

of h

is w

ord-

rela

ted

pitc

h ce

lls u

p a

who

le st

ep: E

xam

ple

2b re

pro-

du

ces

Stra

vins

ky's

trans

pose

d an

d m

odifi

ed s

ettin

g of

the

fin

al

seve

n sy

llabl

es a

s fou

nd o

n sta

ff 1.

Exa

mpl

e 2c

com

plet

es th

e se

t- tin

g by

add

ing

the

(013

) "In

cipi

t" tri

chor

d fo

llow

ed b

y th

e (0

14)

"-ta

tion

trich

ord,

bot

h tra

nspo

sed

up a

who

le s

tep

from

pre

viou

s ap

pear

ance

s. Co

mpa

rison

with

the

sop

rano

line

in m

m. 8

-15

of

the

scor

e (E

x. 2

e) s

how

s ho

w c

lose

Stra

vins

ky h

ad c

ome

to th

e fin

al v

ersi

on. T

he ro

w s

till l

acke

d on

e pitc

h cl

ass,

how

ever

. To

com

plet

e th

e de

finiti

ve P

rime,

Stra

vins

ky h

ad o

nly

to e

x-

chan

ge th

e pi

tch

clas

ses

G a

nd G

#, an

d to

add

D# a

t the

beg

inni

ng

(see

Ex.

2d)

; the

latte

r not

e-St

ravi

nsky

's ow

n in

itial

(Eb

= Es

)-w

ill ta

ke o

n a

pivo

tal

role

thro

ugho

ut T

hren

i, as

we

shal

l see

. In

the

publ

ishe

d sc

ore,

the

wor

d "I

ncip

it,"

whi

ch d

oes

not

invi

te

mel

ism

atic

set

ting,

is r

epea

ted

in th

e so

pran

o pa

rt to

acc

omm

o-

date

the

addi

tiona

l no

te.

Stra

vins

ky th

us a

band

oned

his

orig

inal

me

as a

mel

ody"

; se

e Ig

or S

travi

nsky

and

Rob

ert

Craf

t, Th

emes

and

Con

- cl

usio

ns (

Berk

eley

: U

nive

rsity

of

Calif

orni

a Pr

ess,

1982

), 62

. Els

ewhe

re h

e st

ates

that

he

bega

n Ep

itaph

ium

with

a d

uet f

or tw

o flu

tes;

see

Igor

Stra

vins

ky

and

Robe

rt C

raft,

Mem

orie

s an

d Co

mm

enta

ries

(Be

rkel

ey:

Uni

vers

ity o

f Ca

lifor

nia

Pres

s, 19

81),

105.

In th

e co

mpl

eted

sco

re, t

he d

uet a

ppea

rs a

s ba

r 2

-now

sc

ored

for f

lute

and

cla

rinet

.

-

-

--

-

-

208

Mus

ic Th

eory

Spe

ctru

m

Exam

ple

la.

Tabl

e of c

onte

nts f

or a

n ea

rly sk

etch

leaf

for T

hren

i

A

Top

Left,

stav

es 1

-7: s

ketc

hes f

or "I

ncip

it La

men

tatio

Jer

emia

e Pr

ophe

tae"

B

Top

Righ

t, st

aves

1-7:

abb

revi

ated

row

tabl

e (I,

,, I,,

Po. I,

, R,

,, RI

,, RI

,); p

artia

l R13

on

staff

6.

C Ce

nter

, sta

ves 8

-10:

ske

tch

for "

Ale

ph"

(mm

. 19-

22)

usin

g RI

, D

Low

er L

eft,

stav

es 8

-15:

ske

tche

s for

"B

eth

(mm

. 62-

65)

usin

g Ro

and

RIl

o E

Low

er R

ight

, sta

ves

12-1

5: s

ketc

hes f

or "

Quo

mod

o se

det .

. ." (

mm

. 42-

48)

usin

g RI

, F

Righ

t Cen

ter,

stav

es 7-

10:

appr

oxim

ate

timin

gs fo

r var

ious

sect

ions

Not

e: A

ll ro

ws a

re id

entif

ied

as in

the

seria

l mat

rix s

how

n in

Exa

mpl

e 3

belo

w

Stra

vinsk

y as

Seria

list: T

he S

ketc

hes f

or T

hren

i 20

9

Exam

ple

lb.

Dip

lom

atic

tran

scrip

tion

of T

hren

i ske

tch

leaf (

Mic

rofil

m 1

14, F

ram

e 85

9), b

y pe

rmiss

ion

of th

e Pa

ul S

ache

r Fou

ndat

ion

Je

re

nu

ae \

ie

Pro-

fe-

tae

Je

re

mi

ae

pro

fe

tae

Je

re

nu

ae

pro

fe

tae

I

In-

ci-

pit

A --

--

-.

---i

hiI

A 0

~

3)h--

-----B

+-i

La

men

ta

tl

o

5)

In-

cl-

p~

t La

men

ta

ti-o

Je

re

I~

Iae

Pro-

fe-

tae

, .--

..-

-..-

-.-

6)

. -

-=

. -

-s

#S

RI

.~~-.

ICI

~

...

~

--

---

--

-- -

T

Quo

m

o do

se d

et

se d

et s

ola

cl

,I-ta

s pl

e na

pop

ulo

- -

210

Mus

ic Th

eory

Spe

ctru

m

Exam

ple

2. C

onstr

uctio

n of

Thr

eni's

Prim

e se

ries A

-

----*

r<

~-

a,

early

zkc

tch

t Ex

5 I

--+

---A-

I h. ~

~f

f

* In

-ci

-pi

t \L

a-m

en-]

ta

-ti-

o Je

-re

-m

i-ae

Pr

o-ph

e-ta

e

~(

02

57

)-

~(

01

6)

~ b)

in

term

edia

te s

ketc

h (E

x. Ib

, sta

ff 1)

3

--

I

show

ing

trans

posit

ion

up a

step

and

&

- -m

odifi

catio

n of

the

(025

7) te

trach

ord

Je-

re-

mi-

ae

Pro-

phe-

tae

C)

hypo

thet

ical

com

plet

ion

usin

g tra

nspo

sed

,? ~

(0

13

)-

LL ~(

01

4)

~ --

--

4'8

- 0

lP

-I

-

--LL

trich

ords

from

a)

\ 7

1n-\(

c

i pi

t La

-m

en-

ta-

ti-o

Je-

re-

mi-

ae

Pro-

phe-

tae

d)

Thre

ni's

defin

itive

prim

e

e)

com

plet

ed s

core

, mm

. 5-1

8 So

pr.

(voc

al d

uet o

nly)

.

..

SOL1

11

In-

-ci

--

pit,

~n

-ci-

p~

t-la

-m

en-ta

-ti-

o

Alto

In-

-ci

--

pit,

la-

men

-ta

-ti-

o Je

-

11 J

e

re

mi-

ae

Pro-

phe-

-ta

e,

-re-

mi-

ae

Pro-

phe-

tae,

Stra

vinsk

y as

Seria

list: T

he S

ketc

hes f

or T

hren

i 21

1

plan

for

a s

impl

e ho

mor

hyth

mic

"m

irror

" du

et (

as s

ketc

hed

on

stav

es 5

and

6 o

f Ex.

lb)

, and

use

d th

e un

equa

l num

ber o

f sy

lla-

bles

in th

e tw

o so

lo li

nes

to p

rom

ote

rhyt

hmic

inde

pend

ence

be-

tw

een

the

voic

es i

n th

e fin

ishe

d sc

ore.

Onl

y af

ter

fash

ioni

ng

text

ed, r

hyth

mic

ized

, and

con

tour

ed m

otiv

es fo

r ind

ivid

ual w

ords

di

d St

ravi

nsky

com

plet

e th

e de

finiti

ve P

rime-

appa

rent

ly

by

wor

king

bac

kwar

d fr

om th

e en

d. H

e fo

llow

ed a

sim

ilar p

roce

ss in

in

vent

ing

the

serie

s up

on w

hich

"Su

rge,

aqu

ilo,"

his

first

entir

ely

twel

ve-to

ne m

ovem

ent,

was

bas

ed.9

In

this

reg

ard,

it

is w

orth

- w

hile

to re

call

Stra

vins

ky's

wor

ds o

f 27

May

193

0:

Whe

n I st

art a

wor

k, an

idea

from

insid

e has

take

n m

e, an

d, w

hen

starti

ng,

I may

see t

he en

d or t

he m

iddl

e, bu

t not

the b

egin

ning

. Tha

t alw

ays h

as to

be

foun

d, ha

s to

be d

evelo

ped i

n th

e spi

rit of

the c

ompo

sitio

n, th

at di

scov

- er

y of

the c

orre

ct en

tranc

e to

a piec

e.I0

Hav

ing

inve

nted

the

def

initi

ve P

rime,

Stra

vins

ky c

onst

ruct

ed

an a

bbre

viat

ed ro

w c

hart

on th

is s

ame l

eaf,

at th

e up

per r

ight

. (Fo

r th

e re

ader

's co

nven

ienc

e, a

ful

l se

rial m

atrix

for

Thr

eni

is p

ro-

vide

d in

Exa

mpl

e 3.

) The

four

cano

nica

l ser

ial t

rans

form

atio

ns a

p-

pear

on

stav

es 3

, 4, 5

, and

6 o

f Exa

mpl

e lb

. Stra

vins

ky la

bels

the

Prim

e on

staf

f 3 "0

(for

"orig

inal

"),

and

writ

es it

s Inv

ersi

on ("

I")

imm

edia

tely

bel

ow (

staff

4). O

n st

aves

5 a

nd 6

, the

Ret

rogr

ade

and

its In

vers

ion

(bot

h be

ginn

ing

on F

#) ar

e pa

ired.

" St

ravi

nsky

's in

clus

ion

of th

e In

vers

ion

of th

e Re

trogr

ade

(IR,

as o

ppos

ed to

RI,

the

Retro

grad

e of

the

Inve

rsio

n) is

not

ewor

thy,

for

it c

orre

spon

ds

to w

hat w

as to

bec

ome

his

stan

dard

pra

ctic

e in

late

r ser

ial w

orks

.

9See

Tuck

er, "S

travin

sky

and

His

Ske

tches

," Ch

apter

5, f

or a

sketc

h-ba

sed

acco

unt o

f the

gene

sis of

the r

ow u

sed in

"Sur

ge, a

quilo

." A

som

ewha

t diff

erent

acco

unt b

ased

on

the sa

me

sket

ches

is p

ropo

sed

in D

avid

Smyt

h, "S

travin

sky's

Se

cond

Cris

is: R

eadin

g the

Earl

y Se

rial S

ketch

es," P

ersp

ectiv

es o

f New

Mus

ic,

forth

com

ing.

10Qu

otedi

n St

ravi

nsky

in P

ictu

res

and

Doc

umen

ts,

197.

"T

ucke

r exp

lains

how

Craft

coac

hed

Stra

vins

ky aw

ay fr

om re

fem

ng to

the

Retro

grad

e as

"ca

ncriz

ans"

and

the

Inve

rsion

as

"rive

rso"

(amon

g oth

er na

mes

), an

d ad

vised

him

to e

mplo

y m

ore

mode

rn de

signa

tions

(Tuc

ker,

"Stra

vinsk

y and

His

Sketc

hes,"

121

-22)

.

Exam

ple 3

. Se

rial M

atrix

for T

hren

i (C

=O, A

#=t, B

=e)

Her

e, th

ere

is e

vide

nce

that

Stra

vins

ky d

eriv

ed I

R in

a ra

ther

pe-

cu

liar

way

. O

n st

aves

l a

nd 2

at

uppe

r rig

ht,

he a

ligne

d th

e In

vers

ion

with

its

trito

ne tr

ansp

ositi

on. T

he I

nver

sion

on

staff

1 re

tain

s the

"al

l sha

rps"

spe

lling

use

d fo

r tha

t on

staff

4, a

nd in

the

Prim

e an

d Re

trogr

ade

as w

ell.

The

trans

pose

d In

vers

ion

on st

aff 2

ha

s a

new

con

tour

and

is s

pelle

d us

ing

a m

ixtu

re o

f sh

arps

and

fla

ts. E

xact

ly th

e sa

me

acci

dent

als

are

used

in

the

row

on

staff

6,

sugg

estin

g th

at S

travi

nsky

may

hav

e ob

tain

ed IR

by

retro

grad

ing

the

row

on

staff

2, o

r tha

t he

got t

he ro

w o

n sta

ff 2

by r

ever

sing

th

e on

e on

staf

f 6. B

y th

e sa

me

reas

onin

g, th

e "a

ll fla

ts" s

pelli

ng

of th

e tra

nspo

sed

IR o

n sta

ff 7

mig

ht in

dica

te th

at it

was

a la

ter a

d-

ditio

n to

the

basi

c lis

t of

four

row

form

s. I

will

spe

cula

te fu

rther

ab

out f

eatu

res o

f thi

s par

ticul

ar ro

w in

due

cour

se.

In a

ny c

ase,

the

untra

nspo

sed

IR w

as p

ut to

imm

edia

te u

se in

an

early

sket

ch fo

r the

Heb

rew

initi

al "

Ale

ph (E

x. l

b, st

aves

8, 9

, an

d 10

, cen

ter)

. In

this

pol

ypho

nic

sket

ch, n

ote

the

verti

cal f

ifths

C-

G,

Db-A

b, Eb

-Bb,

and

final

ly E

-B

(Cb)

. The

last

is ac

hiev

ed

thro

ugh

fines

se:

the

inte

rven

ing

serie

s m

embe

rs D

and

F a

re

212

Mus

ic Th

eory

Spe

ctru

m

Exam

ple 4

. D

e Ele

gia

Prim

a: "

Ale

ph (m

m. 1

9-22

)

A-

LEPH

A

-LEP

H

A-L

EPH

A

-LEP

H

1 -A-

LEPH

A

-LEP

H

I A

-LEP

H

A-LE

PH

VI.

I1

vc.

Ch.

show

n as

uns

tem

med

not

e he

ads

in th

e sk

etch

. The

sam

e su

cces

- si

on o

f fif

ths

is au

dibl

e in

mm

. 19

-22

of t

he f

inish

ed s

core

, as

show

n in

Exa

mpl

e 4.

The

ske

tch

indi

cate

s Stra

vins

ky's

inte

rest

in

proj

ectin

g su

ch s

ucce

ssio

ns, i

n ef

fect

enl

argi

ng u

pon

the

(025

7)

"Jer

emia

e" t

etra

chor

d of

the

orig

inal

row

. Alo

ne a

nd in

suc

ces-

si

on, p

erfe

ct f

ourth

s an

d fif

ths

imbu

e m

uch

of T

hren

i's h

arm

onic

pa

lette

. A

rel

ated

har

mon

ic e

xper

imen

t ap

pear

s at

the

low

er l

eft

of

Exam

ple

lb. T

he s

ketc

hing

s on

sta

ves

12 a

nd 1

3 al

ign

RIl

o and

Ro

. On

stav

es 8

and

9, S

travi

nsky

adj

usts

the

rhyt

hms

of th

e sa

me

pairi

ng.

Ulti

mat

ely,

the

se n

otes

will

be

dist

ribut

ed a

mon

g fo

ur

chor

al v

oice

s in

the

Heb

rew

initi

al "

Beth

," m

m. 6

2-65

, as

sho

wn

in E

xam

ple

5. A

brie

f sk

etch

for t

he o

rche

stra

l acc

ompa

nim

ent o

f th

is pa

ssag

e ap

pear

s on

staff

15 o

f the

sket

ch le

af (

Ex. 1

b), a

nd il

- lu

stra

tes

anot

her

Stra

vins

kian

tec

hniq

ue f

or m

anip

ulat

ing

seria

l ha

rmon

ies.

Whi

le u

sing

the

final

not

es o

f tw

o ro

w fo

rms,

he s

us-

tain

s Db

, the

eig

hth

note

of

the

Retro

grad

e, u

ntil

it is

doub

led

by

the

last

note

of R

Ilo.

The

final

ver

sion

show

n in

Exa

mpl

e 5

is co

n-

sider

ably

diff

eren

t fr

om th

e sk

etch

, but

one

can

see

how

Stra

vin-

sk

y re

peat

s an

d su

stai

ns to

nes

in b

oth

the

chor

al a

nd a

ccom

pani

- m

enta

l lin

es to

reac

h th

e (0

257)

tetra

chor

d Db

, Eb,

Ab, G

b in

m. 6

5;

it is

not

an o

rder

ed s

egm

ent i

n ei

ther

row

. Pre

cise

ly t

hese

not

es

occu

r in

long

er rh

ythm

ic v

alue

s ne

ar th

e en

d of

sta

ves

12 a

nd 1

3 of

the

sket

ch.

The

four

row

s (P

, R, I

, and

IR) t

he c

ompo

ser

wro

te in

his

ab-

brev

iate

d ro

w c

hart

cam

e to

con

stitu

te a

"to

nic

com

plex

" in

Th

reni

, as s

uch

grou

ping

s of r

ow fo

rms d

o in

mos

t of S

travi

nsky

's la

ter

seria

l m

usic

.'? In

a r

ecen

t ar

ticle

Jos

eph

N.

Stra

us d

emon

- st

rate

s ho

w th

e in

itial

and

term

inal

not

es o

f th

ese

row

s af

fect

the

cons

truct

ion

of v

ario

us t

ypes

of

seria

l arr

ays

in S

travi

nsky

's la

te

':The

sa

me

four

row

for

ms

appe

ar i

n an

othe

r ab

brev

iate

d ro

w t

able

for

Th

reni

on

a se

para

te s

ketc

h le

af (

corr

espo

ndin

g to

Mic

rofil

m 1

14, F

ram

e 76

4):

P, R

, I, a

nd IR

are

writ

ten

in th

e sa

me

clef

s and

with

exa

ctly

the

sam

e ac

cide

n-

tal~a

s in

Exam

ple

lb. T

he u

north

odox

mus

ical

orth

ogra

phy

of S

travi

nsky

's la

te

wor

ks a

nd s

ketc

hes c

ries o

ut fo

r det

aile

d stu

dy.

Stra

vinsk

y as

Ser

ialis

t: Th

e Sk

etch

es fo

r Th

reni

21

3

Exam

ple

5. D

e El

egia

Prim

a: "

Beth

" (m

m. 6

2-65

)

A.

CORO

11

BETH

BETH

BE

TH- BE

TH

BETH

BETH

BETH

BETH

11 BE

TH-

BETH

I BE

TH

BETH

VI. 1

VI. 1

1

Vle

.

vc.

-I 1 -

F,

,

! I

I

I ,

-a

-

, 1

,

I I

214

Mus

ic Th

eory

Spe

ctru

m

mus

ic.I3

Bec

ause

the

initi

al a

nd t

erm

inal

not

es o

f Th

reni

's ro

w

form

a d

yad

of i

nter

val

clas

s 3,

the

boun

dary

not

es o

f th

e fo

ur

row

s of T

hren

i's to

nic

com

plex

spe

ll ou

t the

"di

min

ished

sev

enth

" te

trach

ord

D#,

F#,

A, C

. Lis

tene

rs c

an r

easo

nabl

y ex

pect

D#,

the

initi

al t

one

of t

he u

ntra

nspo

sed

Prim

e an

d In

vers

ion,

to a

chie

ve

som

e de

gree

of p

riorit

y, w

ith F

# tak

ing

seco

nd p

lace

, and

C a

nd A

pl

ayin

g so

mew

hat

less

pro

min

ent

role

s. H

owev

er, i

n 19

57 S

tra-

vins

ky d

id n

ot e

sche

w tr

ansp

ositi

ons o

f the

row

s of t

he to

nic

com

- pl

ex,

as h

e w

ould

com

e to

do

in la

ter

wor

ks. O

n th

is sk

etch

leaf

al

one,

ther

e ar

e no

few

er th

an f

ive

diff

eren

t tra

nspo

sitio

ns o

f th

e Re

trogr

ade

Inve

rsio

n (c

ompl

ete

or p

artia

l): t

hese

are

iden

tifie

d in

Ex

ampl

e la

, and

all f

ive

are

used

in th

e op

enin

g se

ctio

n of

Thr

eni.

The

pres

ence

of

parti

cula

r ro

w f

orm

s an

d tra

nspo

sitio

ns in

thes

e ea

rly s

ketc

hes

prov

ides

hin

ts a

s to

how

Stra

vins

ky s

elec

ted

the

row

s an

d tra

nspo

sitio

ns h

e em

ploy

ed th

roug

hout

the

wor

k.

The

form

of t

he F

irst E

legy-

and

to a

deg

ree,

that

of t

he e

ntire

pi

ece-

sugg

ests

that

Stra

vins

ky d

istin

guis

hed

betw

een

thre

e di

s-

tinct

"fa

mili

es"

of ro

ws.

The

initi

al a

nd te

rmin

al n

otes

of t

he fo

ur

row

s of t

he to

nic

com

plex

(D

#,F#

,A, a

nd C

) def

ine

a la

rger

fam

- ily

of

sixte

en r

ow fo

rms

that

hav

e th

ese

note

s as

bou

ndar

y to

nes,

whi

ch I

will

ref

er to

as

the

I036

91 fa

mily

. Cor

resp

ondi

ngly

, the

re

mai

ning

row

for

ms

belo

ng to

the

{147

t) o

r the

{25

8e) f

amily

, ac

cord

ing

to t

heir

initi

al (

and

term

inal

) no

tes.

Exam

ple

6 ill

us-

trate

s ho

w S

travi

nsky

use

d m

embe

rs o

f th

e I0

3691

fam

ily to

an-

ch

or t

he. "

toni

c"

sect

ions

of

the

rond

o-lik

e fo

rm o

f th

e Fi

rst

Ele

gy.l

The

dig

ress

ive

epis

odes

("B

eth

and

"Cap

h) i

nclu

de

excu

rsio

ns t

o th

e {1

47t}

and

{258

e] fa

mili

es, r

espe

ctiv

ely.

Thi

s pl

an f

oret

ells

the

desi

gn o

f the

ent

ire w

ork,

whi

ch li

kew

ise

trace

s

"Jos

eph

N.

Stra

us, "

Stra

vins

ky's

'Con

stru

ctio

n of

Tw

elve

Ver

tical

s': A

n A

spec

t of H

arm

ony

in th

e Se

rial M

usic

," M

usic

The

ory

Spec

trum

211

1 (1

999)

: 43

-73.

Stra

us c

onsi

dera

bly

adva

nces

our

und

ersta

ndin

g of

the

rot

atio

nal

and

othe

r ser

ial a

rrays

Stra

vins

ky e

mpl

oyed

in h

is w

orks

from

Mov

emen

ts on

war

d.

He

also

exp

lore

s pr

eced

ents

for

thes

e ha

rmon

ic c

onst

ruct

ions

in A

gon,

Can

- tic

um S

acru

m, a

nd T

hren

i (se

e hi

s Exa

mpl

e 21

). I4

Ther

e is

a sin

gle

exce

ptio

n: t

he p

rime

used

at t

he b

egin

ning

of

"He"

be-

lo

ngs

to th

e ( 1

47tJ

fam

ily. I

ts p

lace

in th

e ov

eral

l pla

n is

addr

esse

d be

low

.

Exam

ple

6. D

e El

egia

Prim

a: F

orm

and

row

usa

ge

mm

. 19-

22

Ale

ph (c

horu

s)

{6,7

.. .4

,9)

rnm

. 23-

4 1

trans

ition

and

{3

, t . .

. l,O

} Ch

orus

, par

land

o {9

,4..

.7,6

] m

m. 4

2-6

1 Ri

torn

ello

{O

, 1 ..

. t,3

) (te

nor/f

luge

lhor

n)

{6,5

.. .8

,3]

mm

. 62-

65

Beth

(cho

rus)

{6

,5..

.8,3

} {t

,e..

.8, I

) m

m. 6

647

Dip

hona

I {6

,5..

. 8,3

} (s

olo t

enor

s)

{3, t

. . . 1

,O)

(6, 7

. . . 4

, 9)

{3,8

.. .5

,6]

mm

. 68-

72

He

(cho

rus)

{t

,3..

. 0,l

) {3

, t. .

. 1,

O)

mm

. 73-

87

trans

ition

and

{3

,t..

. l,O

] Ch

orus

, par

land

o {9

,4..

.7,6

] (a

s in

mm

. 234

1)

mm

. 88-

107

Rito

rnel

lo

{O,l

... t

,3)

(as i

n m

m. 4

2-6

1)

{6,5

... 8

,3)

mm

. 108

-1 1

1 Ca

ph (c

horu

s)

{2,7

.. .4

,5]

{2,9

.. .O

, e]

{O, 1

. . . t

, 31

mrn

. 112

-1 1

3 D

ipho

na I1

(5

4. .

.7, 2

) (s

olo

teno

rs)

{3,8

.. .5

,6}

(3,t

... I

,O]

{5,6

.. .3

,8}

mm

. 114

-119

Re

sh (c

horu

s)

(6, e

. . .

8,9]

{6

,5..

. 8,3

] {6

, I . .

.4,3

] {6

,7.. .

4,9}

m

m. 1

2C14

1 tra

nsiti

on a

nd

{3, t

. . . 1

, O}

Chor

us, p

arla

ndo

{9,4

.. .7

,6]

(as i

n m

m. 2

341)

m

m. 1

42-1

65

Rito

rnel

lo

{O, 1

. . . t

, 31

(as i

n m

m. 4

2-61

) {6

,5 . .

.8,3

)

an o

vera

ll pa

th f

rom

mem

bers

of

the

(036

9) fa

mily

to m

embe

rs

of t

he o

ther

fam

ilies

and

bac

k-ap

prop

riate

ly

enou

gh,

sinc

e th

e La

men

tatio

ns a

re v

ery

muc

h ab

out y

earn

ing

for t

he re

stor

atio

n of

G

od's

favo

r. Li

nkag

e be

twee

n an

d am

ong

row

for

ms

is st

rong

est i

n ca

ses

whe

re R

etro

grad

e-re

late

d pa

irs o

ccur

. At t

he b

egin

ning

and

end

- in

g of

the

Firs

t El

egy,

for

exa

mpl

e, In

vers

ions

beg

inni

ng o

n D

# an

d A

and

thei

r res

pect

ive

Retro

grad

es p

rovi

de a

ll of

the

mat

eria

l ex

cept

tha

t of

the

teno

r/flu

gelh

orn

duet

(w

hich

is

a ca

non

usin

g th

e un

trans

pose

d Re

trogr

ade)

. Dip

hona

I em

ploy

s muc

h th

e sa

me

clus

ter

of r

ows

from

the

(03

69)

fam

ily,

with

the

unt

rans

pose

d Pr

ime

subs

titut

ed fo

r its

Ret

rogr

ade.

A su

btle

r typ

e of

link

age

oc-

curs

bet

wee

n ro

ws

in w

hich

bou

ndar

y dy

ads

are

inva

riant

: th

e Pr

ime

and

the

Inve

rsio

n us

ed i

n "H

e" b

egin

and

end

with

the

dy

ads

Bb-E

b an

d C-

C#,

but i

n re

vers

e or

der.

The

sam

e is

true

of

the

boun

dary

dya

ds o

f R15

use

d in

Dip

hona

I1 (F

-F#

and

D#-

G#)

an

d th

e un

trans

pose

d Re

trogr

ade

used

in

"Res

h"

(F#-

F an

d G

#-D

#).

Link

s of

thi

s ki

nd e

nabl

ed S

travi

nsky

to

"mod

ulat

e"

smoo

thly

fro

m m

embe

rs o

f on

e ro

w f

amily

to

anot

her:

RIl

o in

"B

eth

shar

es b

ound

ary

tone

s (A

# an

d C

#) w

ith t

he P

7 us

ed i

n "H

e," w

hich

in tu

rn s

hare

s ord

er-r

ever

sed

boun

dary

dya

ds (A

#-D

# an

d C-

C#)

with

I, i

n th

e im

med

iate

ly f

ollo

win

g m

usic

. Stra

vin-

sk

y's

incl

usio

n of

the

"re

dund

ant"

R1

5 in

his

abb

revi

ated

row

ch

art (

Ex.lb

, sta

ff 7)

may

doc

umen

t his

dis

cove

ry o

f th

is sp

ecia

l pr

oper

ty o

f th

e ro

w: R

15 h

as th

e sa

me

boun

dary

dya

ds a

s th

e un

- tra

nspo

sed

Prim

e (a

nd R

etro

grad

e).

Early

dra

fts o

f "Ca

ph"

wer

e pi

tche

d a

half

step

hig

her-t

hat

is,

they

wer

e in

itial

ly b

ased

upo

n Po

, I,,

and

RI,,

row

s fr

om t

he

I036

91 f

amily

.I5 T

he s

core

exc

erpt

in

Exam

ple

7 ill

ustra

tes

Stra

vins

ky's

plan

for

the

chor

us to

sel

ectiv

ely

pluc

k ou

t mem

bers

of

the

row

s pr

esen

ted

by th

e or

ches

tra, o

nce

agai

n pr

ojec

ting

sev-

er

al s

erie

s of

per

fect

fift

hs:

C-G-

D,

C#-F

#-B,

an

d F-

Bb-E

b in

'SSee

Mic

rofil

m 1

14, F

ram

es 8

34 a

nd 8

35; t

he p

assa

ge a

ppea

rs a

t its

final

tra

nspo

sitio

nal

leve

l for

the

first

time

in F

ram

e 83

3 (th

e re

vers

e si

de o

f the

leaf

fil

med

in F

ram

e 83

4). S

ome o

f the

se sk

etch

es ar

e di

scus

sed

in T

ucke

r, "S

travi

n-

sky

and

His

Sket

ches

," 25

3-54

.

Stra

vinsk

y as

Ser

ialis

t: The

Ske

tche

s for

Thr

eni

215

"Cap

h,"

and

cont

inui

ng w

ith F

#-C#

-Ab-

Eb

in "

Resh

."I6

The

trans

posi

tion

of "

Cap

h en

sure

d th

at b

oth

Heb

rew

ini

tials

wou

ld

artic

ulat

e Eb

at t

heir

endi

ngs,

conn

ectin

g in

bot

h ca

ses

to s

trong

D

#s (i

n m

m.

112

and

120)

. Too

, the

cho

ral

tetra

chor

d su

ng i

n "R

esh

is en

harm

onic

ally

equ

ival

ent t

o th

e (0

257)

cho

rd su

stai

ned

at t

he e

nd o

f "B

eth"

(m

. 65

, sh

own

in E

xam

ple

5).

Her

e, i

t em

erge

s fr

om a

four

-par

t arr

ay o

f row

s pre

sent

ed b

y th

e or

ches

tra

(P3,

Roy

13, a

nd R

16, a

ll of

whi

ch b

egin

on

F#);

the

note

s F#

, C#,

G

#, an

d D

# do

not

occ

ur a

s an

ord

ered

seg

men

t in

any

of t

hese

ro

ws. Sk

etch

es a

t th

e lo

wer

rig

ht i

n Ex

ampl

e lb

illu

stra

te a

noth

er

type

of

rela

tions

hip

betw

een

wor

ds a

nd m

usic

, and

indi

cate

an-

ot

her

way

in

whi

ch E

b w

as b

roug

ht t

o pr

omin

ence

in

the

Firs

t El

egy.

The

se s

ketc

hes

rela

te t

o an

acc

ompa

nim

enta

l lin

e in

the

rit

orne

llo p

assa

ge (

first

hear

d in

mm

. 42-

48).

On

staff

12, S

tra-

vins

ky w

rote

out

RI,

in a

rhyt

hmic

ized

stri

ng, e

ndin

g w

ith re

iter-

ated

Ebs

. The

bea

min

g an

d br

acke

ts in

dica

te e

xper

imen

tal f

ittin

gs

of te

xt s

ylla

bles

to g

roup

s of

tone

s in

the

row

. In

the

late

r ske

tch

on s

taff

15, f

iftee

n sy

llabl

es a

re d

eplo

yed

over

eig

htee

n ei

ghth

- no

te v

alue

s (in

clud

ing

a re

st a

nd t

he r

epet

ition

of

the

wor

d "s

edet

").

In th

e sc

ore

show

n in

Exa

mpl

e 8,

add

ition

al re

petit

ions

of

wor

ds (w

ith th

eir a

ttend

ant r

ow s

egm

ents

) ext

end

the

setti

ng to

th

irty-

two

eigh

th n

otes

, and

cre

ate

an e

ffect

fre

quen

tly e

ncou

n-

tere

d in

Stra

vins

ky's

seria

l m

usic

: a

"dou

blin

g ba

ck to

rep

eat

som

e po

rtion

(s) o

f a

row

bef

ore

cont

inui

ng.I7

Stra

vins

ky's

sket

ch

on s

taff

12 a

lread

y in

dica

tes

the

poin

ts a

t w

hich

the

dou

blin

gs

back

will

occ

ur: t

he n

ote

head

s on

C, D

, and

F a

re e

nlar

ged,

and

th

eir o

rder

num

bers

(1,

4, a

nd 8

) are

writ

ten

bene

ath.

The

se n

otes

(a

nd th

ese

alon

e) w

ill u

ltim

atel

y ap

pear

as

the

strin

g ac

com

pani

- m

ent

in t

he r

itorn

ello

(m

m. 4

2-61

); th

ey c

orre

spon

d to

the

first

I6M

ultip

le sk

etch

es c

onfir

m th

at th

e ch

oral

bas

s no

te in

m.

118

shou

ld re

ad

Ab a

s sho

wn

here

, not

Cb

as in

the

publ

ishe

d sc

ore.

"v

an d

en T

oorn

(Th

e M

usic

of

%or

Srr

avin

sb)

and

Tuck

er (

"Stra

vins

ky

and

His

Ske

tche

s")

also

not

e St

ravi

nsky

's te

nden

cy t

o "d

oubl

e ba

ck"

durin

g pr

esen

tatio

ns o

f se

rial u

nits.

The

voc

al l

~ne of

"Su

rge,

aqui

lo,"

with

its

inte

rpo-

la

ted

hexa

chor

ds, p

rovi

des

an e

xpan

sive

exam

ple

of th

e te

chni

que.

216

Mus

ic Th

eory

Spe

ctru

m

Exam

ple

7. D

e El

egia

Prima:

"Cap

h,"

Dip

hona

11, a

nd "R

esh"

(m

m. 1

08-1

22)

CAPH

CA

PH

CAPH

II, nEf

O

R cA

PH

CAPH

T. i-I.

11 W

CAPH

CA

PH

CAPH

CA

PH

l lo

Ill

Vle

.

vc.

pizz

. ar

c0

-L -

4X

-

, xn

' A,

v' I

Dip

hona

11

/+1M

esto

J =

46

SOL1

D

o--

mi-

ne,

et

con-

si-

de-

ra, -

Teno

re I1

Vi-

de,

vi-

de,

Do-

mi-

ne,

et

con-

si-

de-

ra,

Stra

vinsk

y as

Ser

ialis

t: The

Ske

tche

s for

Thr

eni

217

Exam

ple 7

[co

ntin

ued]

Ten.

I

ITe

n. I1

quo-

6

J = 5

8-60

1 F'--

poco

sf

ni- Cu

am,

nl-

am -

quo-

fac- - ni-

ta

I am G

#

sum

, -

I fa

c-

fac- D#

I

-7

-ta

su

m

I ta

sum

= (0

257)

vi- vi-

r..

lis. lis

. -

CORO

11

POCO

s.

f- RES(

H)-

poco

sf

I "

Cb.

uP

L--

218

Mus

ic Th

eory

Spe

ctru

m

Exam

ple 7

[co

ntin

ued]

J = 6

0 C

OR

O

C1. b

asso

Bugl

e

C-al

to

Tuba

Vle

.

vc.

Cb.

(and

stre

ssed

) sy

llabl

es o

f th

e w

ords

"Q

uom

odo,

" "s

edet

," an

d "c

ivita

s," a

nd "

plen

a,"

and

they

rei

nfor

ce th

e rh

ythm

ic a

nd p

itch

grou

ps in

dica

ted

in E

xam

ple

8. T

he fi

nal s

ettin

g se

cure

s a re

peti-

I

-4

tion

of t

he (

0257

) ro

w s

egm

ent D

, G, E

, A, w

hich

was

alre

ady

hint

ed a

t in

the

sket

ch o

n sta

ff 15

. Com

men

tato

rs h

ave

rem

arke

d on

the

odd

nat

ure

of t

his

diat

onic

acc

ompa

nim

ent t

o th

e fu

lly

dode

caph

onic

ten

or a

nd f

luge

lhor

n du

et i

n th

is p

assa

ge.lx

The

sk

etch

es re

veal

how

thes

e no

tes

wer

e ex

tract

ed fr

om a

ful

l ser

ies

stat

emen

t in

the

serv

ice

of t

he r

hyth

ms

and

acce

ntua

tion

of t

he

wor

ds. W

hen

the

ritor

nello

rec

urs

with

diff

eren

t te

xts

(in m

m.

88-1

07 a

nd 1

42-1

85),

term

inal

repe

titio

ns o

f Eb

(and

, in

the

lat-

ter,

its u

pper

fifth

Bb)

gro

w e

ven

mor

e in

sist

ent,

help

ing

to c

emen

t th

e ce

ntric

role

of t

his p

itch

clas

s in

the

Firs

t Ele

gy.

Thus

far

we

have

foc

used

on

sket

ches

rel

atin

g to

the

Firs

t El

egy.

The

rem

aind

er o

f thi

s ess

ay d

eals

with

revi

sions

in S

travi

n-

sky'

s se

tting

s of

the

Thi

rd a

nd F

ifth

Eleg

ies.

A ty

pesc

ript o

f th

e ve

rses

he

initi

ally

sel

ecte

d fo

r inc

lusio

n in

Thr

eni i

s pr

eser

ved

in

the A

rchi

ve.I9

Thi

s do

cum

ent,

heav

ily a

nnot

ated

with

han

dwrit

ten

Engl

ish

trans

latio

ns, m

usic

al s

ketc

hes,

and

revi

sions

of

the

text

, re

cord

s ch

ange

s th

at p

rofo

undl

y af

fect

ed t

he f

orm

of

the

latte

r po

rtion

s of t

he fi

nish

ed w

ork.

A

s se

vera

l co

mm

enta

tors

ha

ve

note

d,

Thre

ni r

esem

bles

C

antic

um S

acru

m in

that

bot

h m

ay b

e vi

ewed

as r

ough

ly s

ymm

et-

rical

fiv

e-pa

rt de

sign

s in

whi

ch r

elat

ivel

y br

ief

oute

r m

ovem

ents

fr

ame

a lo

nger

, trip

ly s

ubdi

vide

d ce

ntra

l one

. Eric

Wal

ter

Whi

te

IxSe

e Eric

Wal

ter W

hite

, Str

avin

sky:

The

Com

pose

r and

His

Wor

ks, 2

nd e

d.

(Ber

kele

y: U

nive

rsity

of C

alifo

rnia

Pre

ss,

1979

), 49

9; va

n de

n To

orn

cite

s th

is

pass

age

as a

n in

stan

ce o

f oc

tato

nic

writ

ing

(The

Mus

ic o

f Igo

r St

ruvi

nsk\

; 46)

, al

thou

gh h

e do

es n

ot a

naly

ze it

in d

etai

l. Pr

esum

ably

, Col

lect

ion

I1 (C

, D, D

#,

F, F#

,G#,

A, B

) is

impl

ied:

the

boun

dary

dya

ds (

F#-F

and

G#-

D#)

of th

e un

- tra

nspo

sed

Retro

grad

e us

ed r

epea

tedl

y by

the

ten

or a

nd f

luge

lhor

n ar

e es

pe-

cial

ly p

rom

inen

t, an

d of

cou

rse,

the

C, D

, and

F o

f th

e str

ing

acco

mpa

nim

ent

also

bel

ong

to th

is co

llect

ion.

ly

Mic

rofil

m 11

4, fr

ames

770

-775

. Stra

vins

ky's

note

at t

he b

egin

ning

read

s: "T

ext o

f my

Thre

ni fr

om th

e V

ulga

ta w

ith s

ome

dele

ted

parts

I di

dn't

use.

Thi

s te

xt m

ust b

e pr

inte

d w

ith th

e En

glis

h pa

ralle

l to

it on

the

fly le

aves

of

both

full

and

voca

l sco

res.

Kin

g Ja

mes

ver

sion

is to

be

used

. Apr

il 24

, 195

8."

Stra

vins

ky a

s Se

rialis

t: The

Ske

tche

s for

Thr

eni

219

Exam

ple 8

. De

Eleg

ia P

rima:

Rito

rnel

lo (rnrn.4

2-49

)

[-ben

ani

cula

to

Quo

--

-m

o-do

se

--

I det

VI. I

, I1

unis.

IQ

uo-

mo-

do

se-

det,

quo-

mo-

do

se-

det

so-

la,

se-

det

so-

la

ci-

vi-

tas

Vle

.

Bugl

e C

-alto

I ci

-vi

--

tas

ple-

na -

Po-

PU-

lo! p

Fa

c-

VI. I

, I1

unis.

I pl

e-na

, pl

e-na

po

-pu

-lo

! Fa

c-ta

es

t qu

a-si

vi-

du-

a do

-- mi-

w- na

- ren-

ti-um

Vle

.

-7b-, ,,,,,

rr

ru

r

Quo

-mo-

do

se-

det

(5 sy

llabl

es)

I,

,

, , ,,

-qu

o- m

o- d

o se

-de

t so

-la

, (7

syl

labl

es)

lu ,,,,-,

li

rr

rl

+

se-

det

so-

la

ci-

vi-

tas

(7 s

ylla

bles

)

,-

.,

,-

,,

,.

,I

r pl

e-na

, pl

e-na

po

-(7

syl

labl

es)

r pu-

r lo

11'

1

220

Mus

ic Th

eory

Spe

ctru

m

sugg

ests

that

the

arch

itect

ure

of S

aint

Mar

k's

cath

edra

l in

Ven

ice

Exam

ple

9. D

e El

egia

Ter

tia: R

evisi

on o

f the

text

m

ay h

ave

prom

pted

the

form

al la

yout

of

Can

ticum

O

f co

urse

, boo

kend

effe

cts

wer

e al

way

s hi

ghly

fav

ored

by

Stra

vin-

sk

y: a

mon

g ot

her

near

ly c

onte

mpo

rary

wor

ks,

one

thin

ks o

f O

rphe

us, A

gon,

and

In M

emor

iam

Dyl

an T

hom

as, w

hich

all

fea-

tu

re s

imila

r fr

amin

g pa

ssag

es.

Thre

ni's

spec

ial

rela

tions

hip

to

Can

ticum

Sac

rum

invo

lves

the

tripa

rtite

sub

divi

sion

of t

he c

entra

l m

ovem

ent.

Stra

vins

ky's

unor

thod

ox o

rder

ing

of th

e th

ree

virtu

es

in C

antic

um S

acru

m (n

ot F

aith

, Hop

e, C

harit

y bu

t Cha

rity,

Hop

e,

Faith

) is

refle

cted

in

Thre

ni's

Que

rimon

ia,

Sens

us S

pei,

and

Sola

cium

(th

at i

s, Co

mpl

aint

, Pe

rcei

ving

Hop

e, a

nd C

ompe

nsa-

tio

n), i

n w

hich

Hop

e is

agai

n th

e ce

nter

piec

e of

a tr

ipty

ch w

ith a

re

assu

ring

endi

ng. I

t is

impo

rtant

to

reco

gniz

e th

at th

is su

bdiv

i- sio

n w

as e

ntire

ly t

he c

ompo

ser's

inve

ntio

n, a

nd h

as n

o co

unte

r-

part

in th

e bi

blic

al L

amen

tatio

ns.

Exam

ple

9 su

mm

ariz

es th

e pr

oces

s by

whi

ch S

travi

nsky

mod

i- fie

d th

e fo

rmal

pla

n fo

r th

e Th

ird E

legy

. Orig

inal

ly,

twen

ty-o

ne

vers

es w

ere

depl

oyed

in

thre

e gr

oups

; ea

ch g

roup

con

tain

ed a

th

reef

old

repe

titio

n of

sev

en H

ebre

w l

ette

rs a

nd th

eir

asso

ciat

ed

vers

es. (

Obv

ious

ly,

one

lette

r of

the

Heb

rew

alp

habe

t had

to

be

omitt

ed s

o th

at t

he t

otal

wou

ld b

e di

visi

ble

by t

hree

.) Pe

rhap

s un

com

forta

bly

rem

inde

d of

the

"th

rice

seve

n" m

elod

ram

as i

n Sc

hoen

berg

's Pi

erro

t, St

ravi

nsky

revi

sed

this

plan

. In

the

Sens

us

Spei

, he

deci

ded

to d

istri

bute

a f

ull

stat

emen

t of

R13

ove

r th

e tw

elve

syl

labl

es o

f eig

ht H

ebre

w le

tters

: Het

h, T

eth,

Lam

ed, N

un,

Sam

ech,

Ain

, Tsa

de, a

nd C

oph.

The

not

es o

f thi

s row

are

pen

cille

d in

bes

ide

the

vers

es i

n th

e ty

pesc

ript o

n ha

nd-d

raw

n st

aves

(an

d ar

e sh

own

in p

aren

thes

es b

esid

e th

e ve

rses

in

Exam

ple

9). T

his

sche

me

nece

ssita

ted

dele

iion

of th

ree

vers

es, a

nd re

sulte

d in

a re

- lo

catio

n of

the

boun

dary

bet

wee

n Se

nsus

Spe

i and

Sol

aciu

m. T

he

revi

sed

Sens

us S

pei c

onta

ins

eigh

t ver

ses,

and

Stra

vins

ky a

rticu

- la

ted

thei

r m

idpo

int b

y pl

acin

g th

e dy

nam

ic c

limax

of

the

entir

e w

ork

at th

e en

d of

"N

un"

(mm

. 244

-245

). Pr

esum

ably

, thi

s re

vi-

Orig

inal

Ver

sion

Fina

l Ver

sion

Que

rimon

ia'A

leph

Q

uerim

onia

'~le

~h

Be

th

Beth

G

him

el

-

7 (

Dal

eth

4(

-H

e -

Vau

Vau

,Zain

,Z

ain

rsus

Spe

i Se

nsus

Spe

i H

eth

Het

h (D

#)

Teth

Te

th (E

) Io

d La

med

M

em

Nun

Sa

mec

h

Sola

cium

Ai

n

Phe

Ts

ade

Tsad

e (D

-C#)

Co

ph

Coph

(F#)

7(

So

laci

um

Resh

Re

sh

Sin

\ Th

au

so t

hat

it w

ould

mor

e ne

arly

ba

lanc

e th

e ne

wly

cu

rtaile

d sio

n su

gges

ted

a ne

ed to

del

ete

thre

e ve

rses

fro

m th

e Q

uerim

onia

So

laci

um. A

t the

ver

y ou

tset

, Stra

vins

ky's

choi

ce o

f te

xt g

uide

d th

e cr

eatio

n of

the

row

; her

e, th

e le

ngth

of t

he ro

w d

icta

ted

revi

- ?"

Whi

te, S

trav

insk

y, 4

82-8

3.

sion

s of t

he te

xt w

hich

aff

ecte

d th

e fo

rmal

des

ign.

Stra

vinsk

y as

Ser

ialis

t: The

Ske

tche

s for

Thr

eni

221

The

deci

sion

to

dist

ribut

e th

e no

tes

of R

13 o

ver

the

entir

e Se

nsus

Spe

i had

impo

rtant

har

mon

ic c

onse

quen

ces

as w

ell,

as il

- lu

stra

ted

in E

xam

ple

10. B

y su

stai

ning

and

rep

eatin

g th

e pi

tch

clas

ses

used

in

the

Heb

rew

ini

tials

, Stra

vins

ky c

reat

ed a

cle

arly

au

dibl

e ch

rom

atic

line

that

ris

es f

rom

the

D# o

f "H

eth,

" th

roug

h th

e E

of "

Teth

," to

the

F at

the

top

of th

e "L

amed

six

th. S

travi

n-

sky

cont

inue

s th

is ch

rom

atic

suc

cess

ion

in t

he u

pper

voi

ce w

ith

the

Gb o

f m. 2

31, o

ver t

he B

b ba

ss p

edal

of "

Nun

," w

hich

con

tin-

ues

the

unfo

ldin

g of

the

row

. Wal

sh a

nd o

ther

com

men

tato

rs h

ave

rem

arke

d on

the

loca

l im

plic

atio

n of

Eb

min

or a

t thi

s poi

nt.2

1 The

de

ep re

duct

ion

of t

he f

irst h

alf

of t

he m

ovem

ent

in E

xam

ple

10

sugg

ests

that

Stra

vins

ky c

oord

inat

ed h

is s

eria

l mat

eria

ls s

o as

to

ensu

re a

foca

l rol

e fo

r Eb

over

a c

onsi

dera

bly

long

er s

pan

lead

ing

to th

e dr

amat

ic "h

alf

cade

nce"

at t

he d

ynam

ic c

limax

of t

he e

ntire

w

ork.

Not

ably

, th

e be

ginn

ing

of R

13 a

ppea

rs ju

st t

o th

e le

ft of

St

ravi

nsky

's ab

brev

iate

d ro

w c

hart

on t

he s

ketc

h le

af d

escr

ibed

ab

ove

(Ex.

lb,

staf

f 6, c

ente

r).

Am

ong

the

sket

ches

for t

he la

ter p

ortio

ns o

f Thr

eni,

ther

e ar

e a

num

ber

of p

assa

ges

first

sket

ched

usi

ng th

e ro

w f

orm

s fr

om th

e to

nic

com

plex

, but

sub

sequ

ently

tran

spos

ed-in

ev

ery

case

by

a w

hole

tone

or a

sem

itone

. The

abs

ence

of c

ases

invo

lvin

g tra

nspo

- si

tion

by m

inor

thi

rd o

r tri

tone

is

high

ly s

ugge

stiv

e: a

ll of

St

ravi

nsky

's tra

nspo

sitio

ns e

ffec

ted

shift

s fr

om o

ne fa

mily

of r

ow

form

s to

ano

ther

. In

the

Que

rimon

ia, f

or e

xam

ple,

the

cano

nic

pass

ages

in m

m.

182

and

184

wer

e sk

etch

ed a

who

le s

tep

low

er

than

the

y ap

pear

in t

he s

core

.?? T

he im

itativ

e pa

ssag

e in

m.

191

was

orig

inal

ly s

ketc

hed

a w

hole

ste

p hi

gher

.23 I

n th

e se

tting

of

"Tha

u,"

at th

e en

d of

the T

hird

Ele

gy, S

travi

nsky

repl

aced

a ra

ther

bl

and

repe

titio

n of

pas

sage

s ba

sed

entir

ely

on ro

ws

from

the

toni

c co

mpl

ex w

ith a

dra

mat

ic c

hrom

atic

asc

ent.

In th

e sc

ore,

the

lead

- in

g vo

ices

of t

he c

anon

s en

ter o

n D

(m

. 360

), Eb

(m

. 369

), an

d fi-

na

lly E

(m

. 378

). Th

us S

travi

nsky

com

plet

es a

tour

of r

ows

from

?'Ste

phen

Wal

sh, T

he Music o

f Stravinsky (L

ondo

n: R

outle

dge,

198

8), 2

39.

?:The

se s

ketc

hes a

ppea

r on

M~c

rofi

lm 11

4, F

ram

es 8

02 a

nd 8

03.

?'Mic

rofil

m 1

14, F

ram

e 79

4. T

he s

ketc

h is

date

d 24

Dec

embe

r 19

57.

Exam

ple

10. D

e El

egia

Ter

tia: "

Tona

l" re

adin

g of

Sen

sus

Spei

(mm

. 19

4-24

5)

I

eb:

I ti 4

V 5 3

all t

hree

fam

ilies

bef

ore

retu

rnin

g to

row

s of

the

toni

c co

mpl

ex a

t th

e op

enin

g of

the

Fifth

Ele

gy, w

hich

follo

ws

atta

cca.

Thi

s tra

ns-

posi

tion

also

sec

ured

Bbs

as

the

final

voc

al p

itche

s in

fou

r of

the

six

voic

es a

t th

e en

d of

the

Sol

aciu

m, p

rovi

ding

stro

ng "

dom

i- na

nt"

prep

arat

ion

for t

he D

#s w

hich

ope

n th

e fin

al m

ovem

ent.2

4 A

n ea

rly sk

etch

for t

he b

egin

ning

of t

he F

ifth

Eleg

y sh

ows t

hat

here

aga

in,

a m

embe

r of

the

ton

ic c

ompl

ex (

the

untra

nspo

sed

Retro

grad

e) o

nce

supp

lied

the

pitc

h m

ater

ial

for

the

orch

estra

l pa

rts i

n m

m. 3

85-3

87.2

5 In

the

scor

e, s

how

n in

Exa

mpl

e 11

, the

pa

ssag

e lie

s a

half

step

hig

her:

note

tha

t R

, (G

, F#,

. . .

A,

E)

shar

es b

ound

ary

dyad

s w

ith I6

(A, E

, . . .

G, F

#),w

hich

im

med

i- at

ely

follo

ws i

n th

e vo

cal s

olos

(mm

. 387

-390

). Th

e tra

nspo

sitio

n en

able

d St

ravi

nsky

to c

reat

e a

link

like

the

ones

he

had

used

in

the

Firs

t El

egy.

An

audi

ble

succ

essi

on o

f pe

rfec

t fif

ths

in m

m.

385-

387

(F#-

C#

in th

e pi

ano

and

win

ds, C

-G i

n th

e ho

rns,

Eb-B

b in

the

har

p, a

lto c

larin

et, a

nd f

lute

, and

A-E

in

the

bass

cla

rinet

an

d al

to s

olo)

spe

lls o

ut a

full

octa

toni

c co

llect

ion,

dem

onst

ratin

g

Th

e sk

etch

es f

or "

Thau

" on

Mic

rofil

m 1

14, F

ram

es 7

89 a

nd 7

90 a

lso

show

that

Stra

vins

ky o

mitt

ed B

(the

eigh

th m

embe

r of t

he u

ntra

nspo

sed

Prim

e)

in m

. 361

of

the

sopr

ano

solo

. The

om

issio

n w

as n

ot c

orre

cted

whe

n th

e pa

s-

sage

was

tran

spos

ed d

own

a ha

lf st

ep; A

#is m

issin

g in

the

scor

e.

"Mic

rotil

m

114,

Fram

e 85

4.

222

Mus

ic Th

eory

Spe

ctru

m

Exam

ple

11. D

e El

egia

Qui

nta:

Ope

ning

mea

sure

s (m

m. 3

84-3

87)

Bass

o I

ra-

ti-o

Bass

o I1

pr

ofon

do

0-

ra-

ti-o

Je-

yet

anot

her

way

Stra

vins

ky c

ould

tea

se o

ut d

iato

nic,

oct

aton

ic,

and

dode

caph

onic

ele

men

ts in

a s

ingl

e pas

sage

. The

teno

r sol

oists

re

peat

the

Eb-B

b fif

th s

ever

al ti

mes

in m

m. 3

88-3

89,

once

aga

in

conf

irmin

g th

e ce

ntric

ity o

f Eb.2

6 O

ne o

f th

e m

ost

strik

ing

diff

eren

ces

betw

een

the

bibl

ical

La

men

tatio

ns a

nd S

travi

nsky

's Th

reni

is th

at o

f to

ne. T

he u

nre-

lie

ved

angu

ish

and

rele

ntle

ss y

earn

ing

of th

e bi

blic

al la

men

tatio

ns

-whi

ch

acco

unt

for

the

wor

d "j

erem

iad"

in

our

lang

uage

-are

no

t pre

cise

ly m

irror

ed in

Stra

vins

ky's

text

or i

n th

e m

usic

he

com

- po

sed

for i

t. By

sel

ectiv

ely

omitt

ing

porti

ons

of th

e bi

blic

al t

ext,

Stra

vins

ky fa

shio

ned

a m

uch

mor

e ho

pefu

l wor

k, in

whi

ch th

ere i

s a

cons

ider

able

rang

e of

em

otio

nal c

ontra

st. T

he e

ndin

g pr

ovid

es

the

clea

rest

illu

stra

tion,

and

dem

onst

rate

s th

at th

e pr

oces

s of

re-

vi

sing

the

text

ext

ende

d to

the

final

sta

ges o

f com

posi

ng th

e pi

ece.

Th

e fin

al v

erse

s of

the

Lam

enta

tions

read

:

Turn

thou

us u

nto

thee

, 0 L

ord,

and w

e sh

all be

turn

ed;

rene

w ou

r day

s as o

f old

. Bu

t tho

u ha

st ut

terly

rejec

ted us

; Th

ou ar

t very

ang

ry w

ith u

s.

By o

mitt

ing

the

last

sen

tenc

e, S

travi

nsky

com

plet

ely

reve

rses

the

desp

airin

g to

ne, a

nd s

imul

tane

ousl

y ju

stifie

s a

mus

ical

ret

urn

(in

an e

labo

rate

voc

al p

alin

drom

e, fr

om th

e w

ords

"Co

nver

te n

os"

to

26Eb

and

Bb o

ccup

y ord

er po

sition

s 6 an

d 7

in bo

th R

, and

Is

Je-

re-m

i-ae

-Pr

o-ph

e-tae

.

re-m

i-ae

Pr

o-ph

e-tae

.

the

end)

to

the

row

for

ms

he u

sed

at th

e ou

tset.

The

type

scrip

t fr

om w

hich

Stra

vins

ky w

orke

d re

veal

s th

at t

he o

mis

sion

of

the

last

sent

ence

was

in fa

ct a

revi

sion:

thes

e lin

es a

re h

eavi

ly d

elet

ed

and

a ci

rcle

d pe

riod

is ad

ded

afte

r "r

enew

our

day

s as

of

Thro

ugho

ut T

hren

i, te

xt p

aint

ing

exte

nds

from

the

gran

dest

sca

le

to t

he s

mal

lest

det

ail.

At

the

end

of t

he p

iece

, ex

cerp

ted

in

Exam

ple

12, a

gra

dual

thin

ning

of

the

text

ure

ultim

atel

y le

aves

on

ly a

sin

gle

bass

sol

oist

sust

aini

ng h

is Gb

-an

indi

vidu

al v

oice

, on

e m

an, a

s it

was

in th

e be

ginn

ing

(sic

ut a

pri

ncip

io).

At e

very

st

ep in

the

crea

tion

of th

e pi

ece,

Stra

vins

ky c

oord

inat

ed re

visio

ns

of te

xt a

nd m

usic

to e

nsur

e th

e co

here

nce

of b

oth.

St

ravi

nsky

's sk

etch

es a

fford

uni

que

pers

pect

ives

on

his

care

- fu

lly g

uard

ed w

orki

ng m

etho

ds, a

nd c

an e

norm

ousl

y en

rich

our

appr

ecia

tion

for-a

nd

shar

pen

our

anal

ytic

al u

nder

stan

ding

of-

Thre

ni an

d ot

her w

orks

of h

is la

st cr

eativ

e per

iod.

App

reci

atio

n of

th

e in

timat

e re

latio

nshi

p be

twee

n te

xt a

nd s

eria

l pa

ttern

ing

in

Thre

ni, f

or e

xam

ple,

may

miti

gate

its

oft-r

emar

ked

auste

rity,

and

pr

omot

e m

ore

effe

ctiv

e re

cept

ion.

As

we

have

see

n, th

e sk

etch

es

chro

nicl

e St

ravi

nsky

's in

vent

ion

of t

he r

ow a

nd h

is d

isco

very

of

certa

in f

eatu

res

and

prop

ertie

s w

hich

dra

mat

ical

ly i

nflu

ence

d th

e sh

ape

the

wor

k w

as t

o ta

ke.

From

the

out

set,

Stra

vins

ky's

preo

ccup

atio

n w

ith p

artic

ular

pitc

hes,

inte

rval

s, an

d m

otiv

es i

s

27M

icrof

ilm11

4,Fr

ame 7

75

Stra

vinsk

y as

Ser

ialis

t: The

Ske

tche

s for

Thr

eni

223

Exam

ple

11 [

cont

inue

d]

.4

II , j p

ma

mar

c.

I IP

I I

-. 7

- I

U

Xi

.

--

I *,

r . I

I ' I

, >

--

sord

. q

?u

" P

poco

sf

p su

b.

poco

ss

p

n #

?

'+ po

co s

j'p

sub.

-

-I

I I

Pian

n 1 PO

CO

sfP

parla

ndo

CO

RO

tu

tti

Re-c

or-

da-

re, D

o- m

i-ne

, qu

id a

c-ci

-de

-rit

no

-bi

s;

1(A

lto so

lo =

I,)

= O

CTA

TON

IC C

OLL

ECTI

ON

111

224

Mus

ic Th

eory

Spe

ctru

m

Exam

ple

12. D

e El

egia

Qui

nta:

Fin

al m

easu

res

of v

ocal

par

ts (m

m.

415-

417)

Sopr

.

II .

..

si-cu

t a -

pr~n

-CI-PI

-o.

..

.si-

cut

pr~n

-CI-

a PI

-o.

Ten.

I I

Bass

o I1

..

. -

SI-c

ut a

-pn

n-CI

- PI-

o. -

..

.

II si

-cu

t a -

prln

-Cl-

pl-0

.-

..

.si-

cut

a pr

~n-C

I--

PI-o

. CO

RO

II T.

si-cu

t a

..

.si-

cut a

-pr

ln-C

I- PI-

o. -

abun

dant

ly e

vide

nt, a

nd t

he s

ketc

hes

show

how

he

pers

onal

ized

th

e "m

etho

d of

com

posi

ng w

ith t

wel

ve to

nes"

in

orde

r to

wea

ve

them

into

Thr

eni's

ser

ial f

abric

, cre

atin

g ef

fect

s an

alog

ous

to th

e ce

ntric

ities

and

hie

rarc

hies

of

tradi

tiona

l to

nalit

y. M

oreo

ver,

the

sket

ches

reve

al h

ow S

travi

nsky

sele

cted

the

prec

ise

note

com

bina

- tio

ns h

e em

ploy

ed-n

ot

only

the

row

for

ms

and

thei

r tra

nspo

si-

tions

, bu

t al

so t

he s

elec

tive

doub

lings

. reg

istra

l pl

acem

ents

, an

d ha

rmon

ic p

roje

ctio

ns o

f pa

rticu

lar

note

s, in

terv

als,

and

cho

rds-

al

way

s in

ser

vice

of t

he w

ords

, and

ofte

n in

spire

d by

thei

r syl

labi

- fic

atio

n. t

heir

rhyt

hms.

and

the

ir m

eani

ngs.

Stra

vins

ky's

clai

m

that

"in

Thr

eni s

impl

e tri

adic

refe

renc

es o

ccur

in e

very

bar

,"2x i

s a

prov

ocat

ive

over

stat

emen

t; hi

s sk

etch

es c

an h

elp

us t

o ga

uge

its

usef

ulne

ss. T

hey

undo

ubte

dly

have

far m

ore

to te

ll us

, bot

h ab

out

Thre

ni a

nd a

bout

his

rem

arka

ble

deve

lopm

ent

as a

ser

ial

com

- po

ser.2

9

ABST

RACT

Cl

ose r

eadi

ngs o

f sele

cted

sketc

hes f

or S

travi

nsky

's fir

st en

tirely

dod

eca-

ph

onic

com

posit

ion p

rovi

de ne

w pe

rspec

tives

on th

e co

mpo

ser's

wor

king

m

ethod

s. Th

is es

say

focu

ses o

n sk

etche

s rela

ting

to th

e in

vent

ion

of th

e ro

w up

on w

hich

Tlz

reni

is b

ased

, and

upo

n St

ravi

nsky

's di

scov

ery

of pa

r- tic

ular

featu

res a

nd p

rope

rties

of

this

row

which

gui

ded

his s

electi

on of

the

tra

nsfo

rmati

ons

and

trans

posit

ions

he

ultim

ately

em

ploy

ed. R

econ

- str

uctio

n of

the

pro

cess

by

which

Stra

vins

ky a

rrive

d at

the

defin

itive

Pr

ime

sugg

ests

reas

ons f

or th

e pi

votal

role

play

ed b

y th

e no

te Eb

, and

for

the

priv

ilege

d sta

tus

which

acc

rues

to m

embe

rs of

the

fam

ily o

f ro

w fo

rms

begi

nnin

g an

d/or

end

ing

with

the n

otes

Eb,

Gb,

A, a

nd C

. Ske

tch

evid

ence

and

scor

e an

alysis

illu

strate

way

s in

which

Stra

vins

ky m

anip

u-

lated

the

"meth

od o

f com

posin

g with

twelv

e ton

es"

to cr

eate

effe

cts an

al-

ogou

s to

tradi

tiona

l tona

l cen

tricit

ies an

d hi

erar

chies

.

'*M

emor

ies a

nd C

omm

enta

ries

, 10

7.

'9Jos

eph

Stra

us i

s en

gage

d in

a m

onum

ental

inve

stiga

tion

of St

ravins

ky's

late m

usic.

Som

e res

ults a

re re

porte

d in

the M

usic

The

ory S

pect

rum

arti

cle

cite

d in

note

13, a

bove

; othe

rs are

forth

com

ing in

Jou

rtzal

of M

usic

olog

?; I

rltPg

ral,

and

in a

mon

ogra

ph o

n the

sub

ject.

He h

as g

enero

usly

shar

ed m

uch

of t

his

work

-in-p

rogr

essw

ith m

e.

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Stravinsky as Serialist: The Sketches for "Threni"David H. SmythMusic Theory Spectrum, Vol. 22, No. 2. (Autumn, 2000), pp. 205-224.Stable URL:http://links.jstor.org/sici?sici=0195-6167%28200023%2922%3A2%3C205%3ASASTSF%3E2.0.CO%3B2-F

This article references the following linked citations. If you are trying to access articles from anoff-campus location, you may be required to first logon via your library web site to access JSTOR. Pleasevisit your library's website or contact a librarian to learn about options for remote access to JSTOR.

[Footnotes]

1On Strawinsky's 'Threni'Hansjörg PauliTempo, New Ser., No. 49. (Autumn, 1958), pp. 16-17+21-33.Stable URL:http://links.jstor.org/sici?sici=0040-2982%28195823%292%3A0%3A49%3C16%3AOS%27%3E2.0.CO%3B2-T

3 Towards a New Poetics of Musical InfluenceKevin KorsynMusic Analysis, Vol. 10, No. 1/2. (Mar. - Jul., 1991), pp. 3-72.Stable URL:http://links.jstor.org/sici?sici=0262-5245%28199103%2F07%2910%3A1%2F2%3C3%3ATANPOM%3E2.0.CO%3B2-X

3Review: CarnivalAlan StreetMusic Analysis, Vol. 13, No. 2/3, Twentieth-Century Music Double Issue. (Jul. - Oct., 1994), pp.255-298.Stable URL:http://links.jstor.org/sici?sici=0262-5245%28199407%2F10%2913%3A2%2F3%3C255%3AC%3E2.0.CO%3B2-0

13 Stravinsky's "Construction of Twelve Verticals": An Aspect of Harmony in the Serial MusicJoseph N. StrausMusic Theory Spectrum, Vol. 21, No. 1. (Spring, 1999), pp. 43-73.Stable URL:http://links.jstor.org/sici?sici=0195-6167%28199921%2921%3A1%3C43%3AS%22OTVA%3E2.0.CO%3B2-G

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