/TVSI CONG TY CO PHA.N CHUNG KHoAN TAN VI~T

Tru sa chinh: TAng 6, 79 Ly Thuong Kiet, HOEmKiern, HNDT: 04-3728.0921 - Fax: 04-3728.0920

Website: www.tvsi.com.vnSan giao dich cua moi nha

s6: 0.112013/TB-HBQT tts N(Ji, ngay 07 thang 5 nam 2013

THONGBAoV/v I>~ ell' - Ung ell' vao vi tri Thanh vien Ban Kiem soat nhiem ky 2013-2017

Kinh gii'i: Quy C6 dong Cong ty CP Chung khoan Tan Vi~t (TVSI)

Can cir Luat Doanh nghiep s6 60/2005/QH11 duoc Quoc hQi mroc CHXHCN Vi~t Namkh6a XI ky hop thir 8 thong qua ngay 29111/2005;

Can cir Bi€u l~ hoat dQng cua Cong ty CP Chung khoan Tan Vi~t

HQI DONG QUA.N TRJ - CONG TY CP CHUNG KHoAN TAN VI~T

TRAN TRQNG THONG BAo:

Dai hQi dong c6 dong thuong nien 2012 cua TVSI se tien hanh b~u cir d~ b6 sung 01thanh vien vao Ban Ki~m scat nhiern ky 2013-2017 (thay th~ cho Thanh vien duoc mi~n nhiemdo duoc b6 nhiem gii1"chirc VI,!quan Iy Cong ty). Theo do, TVSI tran trong thong bao d~n Quyc6 dong v€ viec tham gia d€ cu, ung cir img vien d~ b6 sung vao chirc danh Thanh vien BanKi~m scat nhu sau:

1. s6 1U'Q'ngthanh vien b6 sung vao Ban Ki~m soat nhiern ky 2013 - 2017: 01 ngU'm

2. Tieu chuan thanh vien Ban Ki~m soat:

Tir 25 tu6i tro len, c6 du nang II,!'chanh vi dan su va khong thuoc d6i tuong bi dmthanh I~p va quan Iy doanh nghiep theo quy dinh cua Luat Doanh nghiep;

Khong phai la nguoi c6 lien quan (vo hoac chong, cha, cha nuoi, my, my nuoi, con,con nuoi, anh, chi, em ruQt...) cua thanh vien HQi d6ng Quan tri, T6ng Giam d6c,nguoi c6 tham quyen true ti~p b6 nhiem Ki~m soar vien va nguoi quan ly khac;

C6 trinh dQ chuyen men v€ chirng khoan va thi tnrong chung khoan;

C6 trinh dQ chuyen mon hoac kinh nghiern nghe nghiep v€ k~ toan, ki~m toan hoactrinh dQ chuyen mon, kinh nghiem thuc t~ trong nganh tai chfnh, ngan hang;

Khong duoc giLl'cac chirc VI,!quan Iy Cong ty (tu dp Truong phong trc len);

Khong nh<1tthiet phai la c6 dong hoac nguoi lao dong cua Cong ty.

3. HA so tham gia d~ err, img err vao vi tri thanh vien Ban Ki~m soat:

(1) Ban d€ cir 1 BO'n irng cir thanh vien Ban Ki~m soar nhiern ky 2013-2017 (mdu dinhkem)

(2) Ban thong tin ca nhan do irng ctr vien tv khai (mdu dinh kem)

(3) Ban sao chirng thuc HQ khau thuong tru (hoac Gi<1ydang ky tam tru dai han), HQchieu (tnrong hop la Viet ki€ul nguoi ruroc ngoai) va cac bang cap, van bang chungchi chung nhan trinh dQ van hoa, trinh dQ chuyen mono

Thai di~m ch3t danh sach cac h6 sa d~ cir, irng cu vao vi trf thanh vien Ban Ki~m scatnhiern ky 2013-2017 la 17hOO Thtr TO' ngay 15 thang 5 narn 2013 (tinh theo ddu buu dien).

Dia chi tiep nhdn h6 sa: T§ng 6, 79 Ly Thuong Kiet, Quan Hoan Kiem, Ha N9i.

Dien thoai:

Nguoi nhdn:

Ngoai phong bi ghi rii:

04.37280921 - Fax: 04.3728 0920

Thu ky Ban Lanh dao TVSI.

"H6 sa irng cM d~ cir vao Ban Ki~m scat"

Luu y: Ngu'()'id~ cu, nguo'i dUQ'cd~ cu va nguot lmg cir vao vi tri thanh vien Ban Ki~msoat phai chju trach nhiem trutrc phap lu~t va trurrc f)~i hQi d6ng c6 dong v~ tinh chinhxac, trung thuc ciia nQi dung h6 so' d~ cu; u-ngcu cua minh.

Sau thoi han guy dinh viec n9P h6 sa, TVSI se khong nhan va giai quyet b~t ky truonghop khieu nai nao cua Quy c6 dong y~ viec tham gia irng cir d~ b6 sung vao Ban Ki~m soatnhiem ky 2013-2017.

Tran trong!

NO'i nhfjn:

- Nhu tren;- LUll VP.

2

CONG HOA xA HOI CHU NGHiA VI~T NAMDQc I~p - TV do - Hanh phuc

BAN THONG TIN cA NHAN

1)

2) Ngay, thang, narn sinh: .

3) Noi sinh: .

4) Quoc tich: (Cac quoc tich hien co) .

5) Gifry CMND/HQ chieu s6 ngay cfrp noi cfrp .

Anh 4x6

, ., . d~ '(d ~. , . H~ h.~ )co gia tn en ngay 01 VOl Q c leu .

6) NO'i dang ky hQ khau thuong tru: s6 nha.. khoi/xorn/thon/ .

phuong/xa quan/huyen tinh/thanh ph6 .

7) Cho o hien tai: .

8) Trinh dQ chuyen man: .

9) Ngh~ nghiep: .

10) Ten va dia chi phap nhan ma minh dai dien, ty l~ v6n gap duoc dai dien (truong hop languoi dai dien phdn vr5ngop cua cd dong phap nhdni:

11) S6 luong, ty l~ c6 phan nam giu' tai cac cong ty chung khoan (li¢t ke cu the).

12) Qua trinh dao tao chuyen man:

ThiYi gian Chuyen nganh dao taoNo'i dao tao Bang cAp

13) Qua trinh lam viec:

Thm gian No'i lam vi~c Vi tri cong vi~c

.

14) Ke khai nguoi co lien quan (ke khai toan b(J m6i quan h? "nguoi co lien quan" theo quydinn tai Khoan 34 Di€u 6 Ludt Chung khoani

GC DKKD/Ten cong

S61U'Q'ngHQ va ten/ M6i quan

D (s6,NO'i Vi tri ty clnrng

c6 phan,CMTen t6 chirc h~ voi lam cong khoan co tY I~ n~mco lien quan nguei khai

ngay dip, noivi~c vi~c c6 philn

dp) giii'narn giii'

T6i earn k~t va chiu trach nhiem v~ tinh chinh xac va trung thirc cua cac noi dung neu tren .

... ... ... , ngay ... thang. .. nam 20...

Cong chung cluing thuc chfr ky cua ngU'()'i

khai hoac xac nh~n cua t6 chirc dang lam vi~choac xac nhan cua Uy ban nhan dan dp coth§m quyen v~ vi~c nguoi khai dang ky hQ

kh§u thuong tru tai dia ban

NgU'Oikhai

(Ky, ghi ro ho ten)

2

CONG HOA XA HOI cnu NGHIA VI~T NAM

D{)c I~p - Tu do - Hanh phuc

-------000------

DON DE eltThanh vien Ban Ki~m soat nhiem ky 2013 - 2017

Klnh gui: Coug ty CP Chung khoan Tan Vift (TVSI)

Toi/Chung toi hi: .

CMND/HQ chiSu/GDKKD s6: Ngay dp: NO'i dp: .

N " d . d'~ h ha I ~ (~ ')glIO'I ~I ten t eo p ap uat neu co : .

Hien dang sa hiru: c6 phan cua Cong ty CP Chung khoan Tan Viet

T ' ~ . , . h ~ I " I' d'uong ung tong gra tr: t eo men 1gia a ong

DJ nghi Ban t6 chtec Dq,i hl)i c6 aong TVSI cho Toi/Chung toi aJ cu:

Ong/Ba: .

CMND/HQ chieu/ s6: Ngay dp: NO'i dp: .

Dia chi thuong tru: .

Trinh dQ hoc van: Chuyen nganh: .

Hien dang sa hfru: c6 ph~n cua Cong ty CP Chung khoan Tan Viet

T ' ~ . , . h ~ h " I' d'uong ung tong gta tn t eo men gra a............................................................................ ong

Chirc danh d~ cir: Thanh vien Ban Ki~rn soat TVSI, , ~

Ke tir ngay nop DO'n de cir, Toi/Chung toi va Ong/Ba .cam kSt se giu' dung s6 v6n so' hfru neu tren cho dSn ngay khai mac Dai hQi d6ng c6 dongthuong nien 2013 theo dung quy dinh.

HB SO' gfri kern gBrn:

Ban sao hop l¢ CMND/H(j chieu;Ban sao hop l¢ cac van biing lien quan;

SO' yiu If lich cua ung vien.

Tran trong!

.............. , ngay thang nam 2013Ngm'ri d~ cfr

(ky, dong ddu va ghi rii ho ten)

CONG HOA xA HQI cnu NGHIA VI~T NAM

DQc I~p - Tl! do - Hanh phuc

-------000------

DONUNGCU

Thanh vien Ban Ki~m soat nhiern ky 2013 - 2017

Kinh giN: Cong ty CP Chirng khoan Tan Vi~t (TVSI)

Toi la: .

CMND/H9 chieu s6: Ngay cap: Nai cap: .

Dia chi thuong tru: .

Trinh d9 h9C v~n: Chuyen nganh: .

Hien dang So' hlru: c6 ph~n cua Cong ty CP Chung khoan Tan Viet, ,

Tuong irng tong gia tri theo menh gia la dong

D~ ngh] Ban t6 chirc Dl;li hQi c6 dong TVSI cho toi ung crr chirc danh Thanh vien BanKiim sodt TVSI (nhiem ky 2013-2017).

K~ tir ngay n9P Dan irng cir, Toi cam k~t se gifr dung s6 v6n So' hiru neu tren cho d~n ngaykhai mac Dai h9i d6ng c6 dong thirong nien 2013 theo dung quy dinh.

H6 SO' grri kern g6rn:

Ban sao h9P l¢ CMND/H(J chieu;Ban sao h9'P l¢ cac van bang lien quan;

SO' yeu If Itch cua Ling vien.

Tran trong!

.............. , ngay thang nam 2013Nguoi irng crr

(ky, dong ddu va ghi ro ho ten)