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Things that can muck up a DNA Profile The list is long and distinguished. . . By Christine Funk, with a lot of help from her friends. . . Board of Public Defense Trial Team

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Page 1: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Things that can muck up a DNA Profile

The list is long and distinguished. . .

By Christine Funk, with a lot of help from herfriends. . .

Board of Public Defense

Trial Team

651.539.4846

Page 2: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

There are many, many ways to muck up a DNA profile

• Collection Muck Ups -Contamination during collection• Interpretation Muck Ups – Mixed Samples• Amplification Muck Ups• Degradation• Primer Binding Muck Ups - Peak Height Imbalance• Capillary Muck Ups - Blobs and Noise• Dye Muck Ups - Pull Up• Spikes• DNA Mutation Muck Ups - Tri-allelic Patterns; Off Ladder

Alleles• Machine Muck Ups - Signal Data• Low Level DNA - Allelic Imbalance• Interpretation Muck ups – Examiner Bias• Math Muck Ups – Fun with Numbers!

Page 3: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Let’s have a giggle, shall we?

Page 4: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 5: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Collection Muck Ups:Typically, DNA in criminal cases has done a little traveling. . .

Page 6: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Primary Transfer

Picture courtesy of Jennifer Friedman

Page 7: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Secondary transfer

Clipping courtesy of Bob Blaiser

Page 8: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Collection muck up

Page 9: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

“ 8. . .The match to the bib occurred as a result of contamination in the laboratory and was not an adventitious match. . ."

The Leskie Decision

Page 10: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

“ 8. . . The samples from the two cases were examined by the same scientist within a close time frame."

The Leskie Decision

Page 11: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Mixture Interpretation

•How does one interpret a mixture, that is, which bands or peaks are alleles and which are artifacts or errors?

Page 12: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

D5S818 D13S317

D7S820

D8S1179 D21S11 D18S51

Amel

VWAFGAD3S1358 blue panel

green panel

yellow panel

Relative Fluorescence Units

Sample Mixture ExampleProfiler Plus data

Higher than expected stutter

Higher than expected stutter

“Stutter” on wrong side of allele

“Stutter” on wrong side of alleleImbalance in X

and Y peak ratios

Imbalance in X and Y peak ratios

4 peaks at a single locus

4 peaks at a single locus

Page 13: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Who’s in the Mix?

Care to take a guess?

Page 14: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Who’s in here?

• XY 11, 15 28, 30 12, 15

Page 15: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

But wait! What if…

• XY 11, 15 28, 30 12, 15• XY 13, 15 32.2, 32.2 17, 19

Page 16: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Whoops! I meant to say…

• XY 11, 15 28, 30 12, 15• XY 13, 15 32.2, 32.2 17, 19• XY 11, 13 28, 32.2 12, 17

Page 17: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Perspective is everything

Page 18: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

12, 1212, 1312, 1412, 1512, 1612, 1712, 1812, 19

13, 1313, 1413, 1513, 1613, 1713, 1813, 19

14, 1414, 1514, 1614, 1714, 1814, 19

15, 1515, 1615, 1715, 1815, 19

16, 1616, 1716, 1816, 19

17, 1717, 1817, 19

18, 1818, 19 19, 19

Alleles Present: 13, 17, 18

Page 19: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

12, 1212, 1312, 1412, 1512, 1612, 1712, 1812, 19

13, 1313, 1413, 1513, 1613, 1713, 1813, 19

14, 1414, 1514, 1614, 1714, 1814, 19

15, 1515, 1615, 1715, 1815, 19

16, 1616, 1716, 1816, 19

17, 1717, 1817, 19

18, 1818, 19 19, 19

Alleles Present: 13, 17, 18

Possible Contributors to D3:

13, 13; 13, 17; 13,18;17, 17; 17,18; 18,18

SIX possible profiles

in D3

Page 20: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

But Wait!! There’s more. . .

*ladders not to scale

Page 21: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

11, 11 11, 1211, 1311, 14 11, 15 11, 16 11, 1711, 18 11, 19 11, 20 11, 21

12, 1212, 1312, 1412, 1512, 1612, 1712, 1812, 19,12, 2012, 21

13, 1313, 1413, 1513, 1613, 1713, 1813, 1913, 2013, 21

14, 1414, 1514, 1614, 1714, 1814, 1914, 2014, 21

15, 1515, 1615, 1715, 1815, 1915, 2015, 21

16, 1616, 1716, 1816, 1916, 2016, 21

17, 1717, 1817, 1917, 2017, 21

18, 1818, 1918, 2018, 21

19, 1919, 2019, 21

20, 2020, 21 21, 21

Alleles Present: 16, 17, 18, 19

Page 22: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

11, 11 11, 1211, 1311, 14 11, 15 11, 16 11, 1711, 18 11, 19 11, 20 11, 21

12, 1212, 1312, 1412, 1512, 1612, 1712, 1812, 19,12, 2012, 21

13, 1313, 1413, 1513, 1613, 1713, 1813, 1913, 2013, 21

14, 1414, 1514, 1614, 1714, 1814, 1914, 2014, 21

15, 1515, 1615, 1715, 1815, 1915, 2015, 21

16, 1616, 1716, 1816, 1916, 2016, 21

17, 1717, 1817, 1917, 2017, 21

18, 1818, 1918, 2018, 21

19, 1919, 2019, 21

20, 2020, 21 21, 21

Alleles Present: 16, 17, 18, 19

Possible Contributors: 16, 16; 16, 17; 16, 18; 16, 19; 17, 17; 17, 18; 17, 19

Still MORE contributors: 18, 18; 18, 19; 19, 19

Page 23: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

• 10!!

• 10 Possible Profiles in vWA!!!

Page 24: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

• 6 profiles from D3 • 10 profiles from vWA

60 profiles so far. We have 14 loci to go. . .

Page 25: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Why this is hard:• You don’t know how many people

are in the mix• You don’t know when and where

their alleles overlap• You don’t know if you have alleles

that have dropped out due to low copy numbers

• You don’t know if you have a triallelic pattern or stutter or primer

binding site mutation

Page 26: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Amplification Muck up

Page 27: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

STR Alleles with Stutter Products

D21S11 D18S51D8S1179

DNA Size (bp)

Stutter Product

6.3% 6.2% 5.4%

Allele

Rel

ativ

e F

luor

esce

nce

Uni

ts

Page 28: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in Pictures – First, let’s review how

it’s supposed to happen. . .

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Page 29: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in Pictures – how amplification is

supposed to happen

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Page 30: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in Pictures:

amplification as it should

be. . .

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Page 31: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in Pictures – Amplification gone horribly awry. . .

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Page 32: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in PicturesG

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Page 33: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in PicturesG

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Page 34: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in PicturesG

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Page 35: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in PicturesG

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Page 36: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in PicturesG

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Page 37: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter in PicturesG

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Page 38: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

St… St… Stutter!!

Page 39: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Stutter Happens

So does teeny tiny contribution

Page 40: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 41: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Pop Quiz

•Why do we care about stutter?

Page 42: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

A funny thing happened on the way to the forum. . .

Page 43: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Degradation

Ahem.

DNA degradation.

Page 44: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Degradation

Page 45: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Things that are insulting to DNA

Page 46: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Degradation: I know it when I see it!

Page 47: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 48: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Bonus points:•How could increasingly smaller DNA sample size be a problem in a criminal case?

Page 49: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

When degradation isn’t degradation

Page 50: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Hint: Monty Pyton wouldn’t know. . .

What causes inhibition?

Page 51: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Size matters

Page 52: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Welterweight champion of the world, 1901 – 1904.

•To paraphrase Joe Walcott, “the bigger they are, the faster they fall.”

Behavior patterns of degraded DNA

Page 53: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Behavior patterns of degraded DNA

AmpFlSTR® Identifiler™ (Applied Biosystems)

Page 54: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Behavior patterns of degraded DNA

AmpFlSTR® Identifiler™ (Applied Biosystems)

AmpFlSTR® Identifiler™ (Applied Biosystems)

Page 55: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Behavior patterns of degraded DNA

AmpFlSTR® Identifiler™ (Applied Biosystems)

AmpFlSTR® Identifiler™ (Applied Biosystems)

Page 56: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

AMEL

D3S1358TH01

TPOX

D2S1338

D19S433

FGA

D21S11

D18S51

CSF1PO

D16S539

D7S820

D13S317

D5S818

VWA

D8S1179

What does this have to do with a ‘ski slope?’

AmpFlSTR® Identifiler™ (Applied Biosystems)

Slide courtesy of John Butler

The Bigger stuff is over here!!

The smaller stuff is over here

Page 57: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Option 1

Page 58: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 59: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Option 2

Slide courtesy of Carll Ladd

Page 60: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 61: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

New Topic:Peak Height Imbalance

Page 62: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Heterozygous peak height balance as a functionof signal intensity in RFU units.

PHB 50-150

150-300 300-1000

>

1000 rfu’s

Observed minimum

48% 57% 58% 78%

Theoretical minimum

Mean -3 SD

-mean

40%

80%

54%

85%

63%

88%

75%

92%

N 145 140 233 209

Data from Holt, et al., J. Forensic Sci. 2002; 47(1):66-96.

Page 63: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Percent of Samples with PHR Less Than 70% as a Function of the Mean RFU of the Sample in the Illinois State Police Crime Lab Validation

Studies

0

2

4

6

8

10

12

<500 500<Y<1000 1-2000 2-4000 >4000

Mean RFU Values per Sample

Perc

ent o

f PH

R <

70%

Page 64: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

So what?

Page 65: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Primer Binding Site Mutation

Page 66: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Capillary Muck Ups: Meet my friends ‘Noise’ and

‘Blob’

Page 67: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Noise Happens

Page 68: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

What’s the problem with noise?

You tell me. . .

Page 69: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Blobs

Page 70: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

So what’s the problem?

•Bonus points if you can tell me how a blob could muck up a DNA profile.

Page 71: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Pull Up

Page 72: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Questioned Sample

Page 73: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

New Topic: Spikes

Page 74: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Spikes

Page 75: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Can you tell me how a spike could impact a DNA profile?

Page 76: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

More mutations that can mess things up. . .

Page 77: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Triallelic Pattern

Positive control sample

•Known blood sample: 3 band profile at TPOX

Page 78: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

•Known blood sample: D3 profile 17,>19.

Sneaky off ladder alleles:D3 Variant Allele

Page 79: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Machine Muck Ups

Page 80: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Good EPT Data

Page 81: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Bad EPT Data

Page 82: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Good Raw Data

Page 83: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Bad Raw Data

Page 84: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Good Rox

Page 85: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Bad Rox

Page 86: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Allelic Imbalance

Impress your friends:Learn the term “stochastic effects”

What happens when you have a small amount of DNA?

Page 87: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Allelic ImbalanceAmplifications from same dilution tube (~60 pg). (2-012802 12.59 PM)

Allelic imbalance present.“Different DNA profiles” @ THO1 and CSF1P0.

Page 88: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Allelic Dropout

Evidence sampleEvidence sample

Reference sampleReference sample

Page 89: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 90: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense
Page 91: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Biased Interpretation of results

It is human nature to want to ‘solve’ the crime.

The use of reference samples ‘assists’ the scientist in this process.

Page 92: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

D3 vWA FGA

Blue Loci*

Defendant

17 15, 17 25

Does he match?

*Note the RFU values. This lab uses a ’50 RFU cutoff.’

Page 93: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Defendant 17 15, 17 25Is he excluded?-- No, because additional alleles at D3 and FGA are

“spurious”. The “12” is below the threshold and the FGA alleles are off ladder.

Page 94: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Defendant 12, 17 15, 17 20, 25Is he excluded?

Page 95: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Defendant 12, 17 15, 17 20, 25Is he excluded?--No, because stochastic effect or preferential

amplification explains peak height disparity at D3; spike (pull-up) at FGA hides 20 allele.

Page 96: Things that can muck up a DNA Profile The list is long and distinguished... By Christine Funk, with a lot of help from her friends... Board of Public Defense

Special ThanksBob Blaiser, AttorneyJohn Butler, National Institute of Science and TechnologySimon Ford, Lexigen, Inc.Jennifer Friedman, LA Public Defender’s OfficeJason Gilder, Forensic Bioinformatics ServicesTed Kessis, Applied DNA ResourcesDave Knudsen, Minnesota State Public Defender’s OfficeDan Krane, Forensic BioinformaticsCarll Ladd, Connecticut State Crime LabCarrie Roland, Forensic Bioinformatics ServicesMike Sganga, Senior Scientist, Attorney, Law Office of

Michael BurtBill Thompson, UC Irvine