thesis for master’s seminar in peace and conflict studies
TRANSCRIPT
Thesis for master’s seminar in Peace and Conflict studies, 30 credits
Master's Programme in Crisis Management and Peacebuilding, 120 credits
Spring 2020, Umeå university
Abstract
For long the discipline of peace studies have investigated causes of war, rather than
causes of peace, in an African context. In the northern peripheries of Somalia, a nation
ravaged by civil war and conflict, two apparent peace zones have emerged following the
complete state collapse of 1991: Somaliland and Puntland. The study explores whether
or not these two realities of peace can be defined and characterised as Zones of Peace,
or sanctuaries, amidst a civil war. Utilising the analytical tools of Zones of Peace –
hitherto applied on conflictual contexts elsewhere but the Horn of Africa – this study
suggests that both Somaliland and Puntland are, despite the territorial conflict between
them, peace zones granting shelter from the civil war. Suggestively, peace has prevailed
in both Puntland and Somaliland due to Somalia’s deteriorated situation, not in spite of
it. The study concludes that in order to optimise research concerning Somaliland’s and
Puntland’s peace(s), the framework of Zones of Peace can offer in-depth insights on
local everyday milieus. The framework partially explains why these local peace(s) has
lasted despite lacking external attention and allow for thorough comparison between
two homogenous cases. Lastly, both Puntland’s and Somaliland’s inviolability and
durability remain unchallenged and rigorous, possibly because of the civil war’s status
quo, and since the international community’s foci on south- and central Somalia persists.
Keywords: zones of peace, sanctuary, civil wars, causes of peace, Somaliland, Puntland
Table of content
1. Introduction 1
1.1. Purpose and research questions 2
1.2. Limitations and demarcations 3
1.3. Explaining Zones of Peace and sanctuaries in brief 3
1.4. Previous research on Puntland and Somaliland 4
2. Zones of Peace theory and conceptual framework 8
2.1. State (re-)building where there is no state 10
2.2. Zones of Peace amidst armed conflict 11
2.3. The logics behind the creation, inviolability, and durability of a sanctuary 16
3. Comparative method and guidance of framework 18
3.1. Research design 19
3.2. Case selection 20
3.3. Material 21
3.4. Measuring Zones of Peace underlying logics 22
3.4.1. Answering the research questions on inviolability and durability 26
4. Puntland and Somaliland as sanctuaries amid civil war 28
4.1. Conflict background for context 29
4.2. Puntland 30
4.2.1. Type of sanctuary in Puntland 30
4.2.2. Functions of Puntland peace 31
4.2.3. Puntland’s environment 33
4.2.4. Protection offered by Puntland 35
4.3. Somaliland 37
4.3.1. Type of sanctuary in Somaliland 37
4.3.2. Functions of Somaliland peace 38
4.3.3. Somaliland’s environment 40
4.3.4. Protection offered by Somaliland 42
4.4. Comparison 44
4.4.1. Similarities in characteristics, relationships, and role of patrons 44
4.4.2. Differences in characteristics, relationships, and role of patrons 46
5. Analysis 48
5.1. Impenetrable land(s) of lasting peace(s) 52
6. Conclusions 53
6.1. Thriving in a conflictual context 54
6.2. Discussion on theory guidance and future research 55
References 58
Appendices 76
List of abbreviations
AIAI – al-Itihaad al-Islamiya
AMISOM – African Union Mission in Somalia
AU – African Union
BBC – British Broadcasting Corporation
CTC – Combating Terrorism Center at West Point
EU – European Union
FGS – Federal Government of Somalia
ICG – International Crisis Group
ICU – Islamic Courts Union
IS – Islamic State
NGO – Non-governmental organisation
NIS – National Intelligence Service
PDRC – Puntland Development Research Center
PIS – Puntland Intelligence Agency
PSF – Puntland Security Force
SNM – Somali National Movement
SSDF – Somali Salvation Democratic Front
TFG – Transitional Federal Government
TNG – Transitional National Government
UN – United Nations
UNITAF – Unified Task Force
UNSOM – United Nations Assistance Mission in Somalia
US – United States of America
ZoP – Zones of Peace
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1. Introduction
“Following the melt-down of the state in 1991, Somalia became state collapse’s archetype, being
synonymous to the outside world with hunger and lawlessness. UN-sponsored attempts to re-
establish central authority went nowhere. Yet while most of the international political attention
has gone to “national reconciliation conferences” with warlords, several spontaneous bottom-up
processes have begun providing genuine – and increasingly comprehensive – human security to
Somali communities.” (Verhoeven 2009: 406)
The results of the Somali civil war, and of the humanitarian and militarised intervention United
Nations Assistance Mission in Somalia (UNSOM), have had long-lasting impacts on the Horn
of Africa. Following the arguably abashing retreat of United Nations (UN) and United States
(US) military personnel in 1995, international peacebuilders and observers have dismissed “the
Somali fiasco […] as an outlier – a case of imperial hubris where there was no peace to keep”
(Jenkins 2013: 9, emphasis added). Whilst acknowledging that Somalia – officially the Federal
Republic of Somalia – has yet to reach a negative peace (see Galtung 1969) for the international
community to keep or build upon, the Horn of Africa nonetheless provides scholars with two
distinguishable examples of traditional and lasting peace(s): Somaliland and Puntland (see
Appendix 1, Figures 1 & 2 for maps).
Although Somalia as a whole is far from nation-wide reconciliation and peace – principally
between the internationally recognised Federal Government of Somalia (FGS) and the terrorist
group al-Shabaab – two apparent Zones of Peace (ZoP) in the northern parts of the nation seem
to have defied monumental odds in shaping lasting security and peace, in lieu of subsiding to
the civil war. Somaliland and Puntland, betwixt armed clans and Salafistic jihad groups, present
some of the more perplexing observations a student of peace- and conflict may encounter: why
peace during war? Specifically, why peace despite a notably long-lasting and violent civil war.
The two sovereign Somali regions have ostensibly utilised non-violent conflict resolution,
promoted inter-clan reconciliation, and reached significant levels of civilian security against
violence within their own territories – effectively creating inner sanctums of peace. Whereas
central- and southern Somali clans, warlords, and more problematic civilians, have been
involved in a soon to be 30 years long-drawn-out civil war.
Informed by Mitchell’s query, “some form of international interest has helped maintain the
inviolability of some local ZoPs as sanctuaries, but is this a general pattern?” (2007: 24,
emphasis added), this thesis ponders on whether or not the lack of international attention to the
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peacebuilding processes in Somaliland and Puntland can nuance alternative insights on causes
of peace during war. One puzzling remark is apparent, which previous literature has yet to
tackle: can these two empirical observations of peace amid civil war be considered ZoPs, even
if external peacebuilders have not substantially intervened nor assisted in their local processes?
Existing literature does provide invaluable material on each specific case, certainly so within a
larger Somali context (see, especially, Lewis 2008 and Hoehne 2015). This thesis strives to
thoroughly investigate why Somaliland and Puntland have achieved and maintained peace
despite noticeable spoilers and lack of international assistance, or perhaps more intriguingly:
what are their causes of peace? Moreover, what potential lessons there are to be learned for the
framework of Zones of Peace in the midst of armed conflicts elsewhere.
1.1. Purpose and research questions
The over-arching aim of this thesis is to contribute to the theoretical queries on ‘why peace’ by
analysing the characteristics of Somaliland’s and Puntland’s peace(s). The purpose is
specifically to answer why virtually high levels of security and stability have been attained in
the regions, as both have factually maintained peace following the Somali civil war(s) of the
1990s and 2000s. Thus, I will derive whether or not these two cases can be considered ZoP and
compare them. The first research question is formulated in a descriptive manner and addresses
the territories similarities and differences. Whereas the second research question is of a more
analytical nature and explores what traits (or lack thereof) these cases of peace amid war rely
on in order to maintain their integrity and certitude as sanctuaries:
1. How does Somaliland and Puntland conform to the logics of ZoP, can they be
characterised as sanctuaries amid armed conflict? What are their similarities and
differences?
2. Why have Somaliland and Puntland remained inviolable and durable examples of
peace, in lieu of receding into a state of civil war?
I incorporate a ZoP framework which informs the analysis, thereby adding to the pool of
knowledge concerning literature on Zones of Peace. This study compares and evaluates the two
self-governing regions and conclude on why they have achieved peace where a considerably
persistent civil war has continuously raged since the early 1990s. In addition, this thesis will
hopefully provide some material, via the exploration of two hitherto under-studied cases, to the
general queries on causes of peace amid civil war in an African context.
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1.2. Limitations and demarcations
At the time of writing Somaliland is yet to be internationally recognised as a sovereign state.
Somaliland is, however, acknowledged as a relatively more stable part of Somalia than other
remnants of the nation – hence enjoying recognition in practice if not in theory. Somaliland is
thereby included in this thesis analytical endeavour as it provides an exemplary counterpart to
neighbouring Puntland, who enjoy de jure independence from Somali central authority.
Concerning Puntland there are additionally four federal member states – with a myriad of sub-
state administrations – in Somalia (South West State of Somalia, Jubaland, Hirshabelle, and
Galmudug (Appendix 1, Figure 2). These are however not included in the comparison merely
because they have not attained the same levels of peace as Puntland and Somaliland have upheld
since the 1990s – nor have the other federal Somali states achieved the same levels of autonomy
as Somaliland and Puntland (Dill 2012: 292-293).
It should be pointed out that this comparative study equalises the local with several localised
communities and aggregation of peoples. The ‘local’ is not one particular site but rather
encompasses the entirety of both Somalilanders and Puntlanders domains of influence. The
regional/outside, in turn, includes the total topography and societal realm of federal Somalia.
The external – applied interchangeably with the international and global – involves sovereign
states; non-governmental organisations (NGOs); regional organisations; and supranational
entities. To clarify, outsider is conceptualised to depict armed actors on all levels (local,
regional, or global) and will be analytically treated as such. Ergo, the relationship between the
local, outsiders, and global includes the linkage between those residing in the peace zone
(residents), external forces interacting – supportive or refutative – with the zone (patrons), and
those who are posed as a potential threat or possible ally toward the zone (outsiders).
1.3. Explaining Zones of Peace and sanctuaries in brief
According to Hancock & Mitchell (2007) Zones of Peace are defined as social sanctuaries
(geographical or socially construed) wherein people are sheltered from armed conflict based
upon accepted rules of conduct and societal guidelines. Examples of ZoPs are observable all
over the globe, albeit varying in size and scope of their missions. ZoPs may be extra-societal,
i.e. without the geographical territory of those seeking sanctuary; or intra-societal, i.e. in an
explicitly demarcated territory adjacent to armed conflict, attempting to protect all residing
within its spatial and jurisdictional boundaries. Note that the concept of ZoP is not to be
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confused with Kacowicz’s (1995: 265) definition, which classifies “Zones of Peace” as a group
of states deliberately avoiding warfare with one another. A sanctuary may, to some observers,
come across as synonym to ZoP. This is partly true, as both concepts evidently refer to a place
which is held inviolable and protects its residents from harm. Sanctuaries are “designed to
produce negative peace by removing the threat and use of violence through the agreement of
all warring parties” (Hancock 2015: 237). Thereby, a sanctuary per se encompass outsiders and
their conditionalities (e.g. agreed upon rules and relations) against the region, whereas a ZoP
may solely involve the local. This study applies ZoP and sanctuary interchangeably:
conceptually referring to local protection against outside threat of violence or conflict via local-
global/national interactions.
1.4. Previous research on Puntland and Somaliland
Previous literature on peacebuilding processes on the Horn of Africa have in general applied
its analytical foci on international peacebuilding failures and shortcomings, often critiquing the
liberal peace paradigm (see Ahmad 2012; Autesserre 2019; Menkhaus 2007, 2009). Somalia
and the nation’s institutional structures are, and has been for nearly three decades, in a state of
ruin and anarchy – seemingly unable to gain momentum in any shape or form of state building
(Ahmad 2012; Allo 2009; Haldén 2008; Hammond 2013; Menkhaus 2006/07), let alone
peacebuilding (Menkhaus 2009; Wiuff Moe 2016; Njeri 2019; Pham 2011; Silvestri 2019).
Whilst recognising the validity of these observations, there have been some studies devoted to
examining successful attempts at reconciliation, state building, and subsequent peacebuilding,
namely in Somaliland (Johnson & Smaker 2014; Schwoebel 2018; Balthasar 2019; Farah &
Lewis 1997) and in Puntland (Albrecht 2018; Dill 2012; Helander 2005). This larger field of
research is of significance when examining both regions, either separately or comparatively as
this study aims to do.
Indubitably, Somaliland and Puntland are cases of successful, local peace(s) (Hoehne 2015;
Samantar 2009) wherein both regions have achieved substantial societal reconciliation between
former enemies – despite the fact that neither Somaliland nor Puntland have received any
particular assistance from the international community (Lewis 2008: 93). Nor have the two
regions resolved the ‘Puntland–Somaliland border dispute’ where Somaliland has explicitly
seceded away from federal Somalia, and Puntland claims autonomy but continuously endorse
a functioning and unanimous Somali state (Hoehne 2015: 15). Therefore, it remains valid to
highlight that neither Somaliland nor Puntland are utopian cases of peace wherein no conflicts
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takes place, but rather emphasise that both regions have achieved peace within their own
territories despite the border dispute concerning the sub-regions of Sool, Sanaag, and southern
Togdheer (Ayn)1 (Appendix 1, Figure 1). Even more intriguing, both Puntland and Somaliland
remain relatively peaceful despite a long-lasting Somali civil war where there is a high presence
of potential violators toward each zone (e.g. warlords, rival Somali clans, and al-Shabaab). It
has, furthermore, previously been established from a variety of studies that Somaliland is a de
facto independent, albeit not internationally recognised, nation-state where Somalilanders
effectively govern and maintain peace and security themselves (Farah 2001: 138; Johnson &
Smaker 2014: 6-12; Kaplan 2008: 147-149). Puntland, recognised as a de jure autonomous state
of federal Somalia, governs their own institutions, territory, and peacebuilding processes, and
enjoys self-governance away from a centralised Mogadishu administration without substantial
external interferences (Marchal 2010: 10, 25; Johnson & Smaker 2014: 13-17). In addition, the
works by Samson (2015) and Lewis (2008), among others, further strengthens this thesis
assumption that Somaliland should be considered a sovereign unit of analysis, i.e. as a separate
entity away from the state of federal state of Somalia. Whilst simultaneously admitting that the
secessionist state has a shared history with Greater Somalia2, it becomes apparent that
Somalilanders adhere to their own independent principles, procedures, and agendas – with or
without international recognition and support (Nordstrom 2004: 171-172).
Arguably, prior expositions on Somali peacebuilding have approached the northern region in a
state-centric manner, including Hoehne’s seminal work Between Somaliland and Puntland
(2015) which purpose does not go beyond decoupling state building vis-à-vis peacebuilding, in
order to explain Somaliland’s and Puntland’s particularities (2015: 160-162). Hoehne does
make an important contribution to the field of study: while much has been written on
Somaliland, far less literature is available on Puntland – an issue Hoehne mitigates. Important
scholarly editions, among them Hoehne (2015) and Lewis (2008), provide crucial insights on
Somali clans in particular and Somali culture in general, which is deemed invaluable for this
study. One cannot aptly examine either Puntland or Somaliland without embracing Ioan Lewis
social anthropological overview, Understanding Somalia and Somaliland, written in 1978 and
revised 2008. Lewis – acknowledging Somaliland’s peacebuilding successes and criticising the
1 These regions claimed their independence in Khatumo state, a proto-state which never received recognition
(Stremlau 2018: 79-80; Hoehne 2007). 2 Greater Somalia is the notion of a united Somalia which encompass all Somali speaking nations in or near the
Horn of Africa, i.e. parts of Djibouti, Ethiopia, and Kenya (see Zoppi 2015).
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failures of external interventions in central- and southern Somalia – provides the reader with a
thorough chronology on the entirety of the region (2008: 123-128). Perhaps more relevant for
this thesis intentions, he argues, compellingly, that the international community’s role should
be consultative rather than interfering – e.g. offer support to but not dictate Somaliland’s and
Puntland’s processes (Lewis 2008: xi).
There are relatively few scholarly attempts to analytically compare the two Somali states, even
though both self-governing entities have achieved what the international community has sought
for so long in central- and southern Somalia (ergo non-violent conflict resolutions and power-
sharing agreements). The much-needed but often over-looked separation of state-centric (top-
bottom) approaches and of the local turn in Somali peacebuilding, or bottom-up approaches, is
further merited by Little’s (2003: 167) observation on Somali culture, where “radical
localization is the norm, and even before the state collapse, most meaningful politics were
conducted outside official channels.” Arguably, if linking “most meaningful politics” with local
peace processes, analytical endeavours in African peace literature should thread carefully as
not to intertwine state building and peacebuilding too much, since it may risk undermining an
exposé of the local. One interview study does highlight the need to recognise local agency,
specifically women, as peacebuilders in Somaliland and Puntland. Dini (2009: 36) argues that
recognition of women’s legitimacy and efforts could complement ongoing practices of
peacebuilding in both territories. This observation, among others, make the issue of how
Puntland and Somaliland may be considered, and compared as, ZoPs even more relevant.
In one of the more recent literatures, and in sharp contrast to this thesis assumptions, Silvestri
(2019: 13-14) argues for a continuation of the liberal peacebuilding paradigm in the republic of
Somalia; inclusive and protective of all its citizens, including Somaliland. The author
emphasises Somali unity – through assistance from regional and international actors – and
maintain that the legitimate government of Somalia, in Mogadishu, ought to respect and adhere
to international law and humanitarian values as formulated externally. I do not contest the
reasoning, nor do I make any remarks on the valid concerns of the “very real possibility that
Somalia’s fragile security progress could be undone by mismanagement of the political
situation” (Silvestri 2019: 14). But where Silvestri and others (see Bryden 2004: 31-32; Bryden
& Brickhill 2010: 261; Horton 2019: 24) seemingly promotes a more comprehensive re-run of
the hitherto unsuccessful concept of a central state apparatus equals national peace, this study
aim to explore in-depth the localised, more successful, peace(s) in northern Somalia and what
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insights they may offer. In another recent body of work, Schwoebel (2018) explores Somaliland
and Puntland in-depth, particularly concerning their local state building practices and
peacebuilding successes. Schwoebel pinpoints many of the particularities of Somaliland’s
inherent difficulties in finding national harmony – considering the state peripheral-central clan
dichotomy – and concludes that the legitimacy gained by local actors very much relies on the
traditions of Islam, rather than the successes of multiparty democracy (2018: 218-219). This is
highly relevant when examining Puntland and Somaliland since Islam is the undisputed major
religion and way of life for nearly all Somalis; and has lead both Somaliland and Puntland in a
direction where peacemakers arguably “have had to marry a more contractual-based legitimacy
with an affinity-based legitimacy in order to persuade some clans to accept state authority”
(Hancock & Mitchell 2018: 225).
Lastly, few scholars have offered such insightful observations into peace(s) amid armed conflict
as Nordstrom’s inspiring book Shadows of War (2004). Nordstrom signifies Somaliland as a
“curious inversion” where peace was attained despite the de facto state being engulfed in a
raging civil war. Adding to the critique against the liberal peace paradigm, Nordstrom identifies
that the international community for too long has “insist[ed] on speaking of “Somalia” as if it
were a state, and the battles of Mogadishu as battles for the control of Somalia” (Nordstrom
2004: 172), rather than recognising the particularities of a self-governing island of peace in the
north. Survival is argued to dictate the wants and needs of locals, rather than the amalgamation
with a former state apparatus – and if informal agents of peace manages to create sanctuaries
against violence, the “state” could become superfluous (2004: 172-173). This is an important
observation concerning Puntlanders and Somalilanders everyday milieu, since they would
presumably differ: one wants to rebuild a federalist state regime in Mogadishu, whereas the
other actively seeks to separate from federal Somali authority. In sum, Somaliland and Puntland
are under-explored cases vis-à-vis peacemaking during civil war and despite armed conflict.
The studies that have explored either cases’ peacemaking successes are yet to comprehensively
compare the two, and at the time of writing no ZoP framework has been applied on either
region. The theoretical approach this thesis adopts is far from a simple one, yet highly warranted
as both regions seem to uphold security measures and manages to create peace writ large (to
borrow Hancock’s (2017: 268) notion that peacebuilding initiatives should boost larger societal
benefits). Even in the face of terrorism, climate crises, and localised border contestations,
Puntland and Somaliland seemingly prevail in peacemaking in lieu of plunging back into civil
war.
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2. Zones of Peace theory and conceptual framework
“Peace is not a universal concept that can be transposed identically between different contexts of
conflict. Rather, unique forms of peace arise when the strategies, institutions and norms of
international, largely liberal-democratic peacebuilding interventions collide with the everyday
lives of local actors affected by conflict.” (Richmond & Mitchell 2012: 1)
The most widely used conceptualisation of peace resides within Galtung’s (1969) negative and
positive peace dichotomy. Negative peace becomes apparent in the realm where violence and/or
fear of violence is absent, namely in a protected sanctuary. Positive peace, on the other hand,
is true, lasting, and builds upon justice and fairness for all people within the spatial boundary.
Peace can thereby – more than the mere absence of war and conflict – either be personal and
direct or structural and indirect (see Galtung 1969: 183); and for the sake of conceptualising
ZoP, both the negative and the positive spectrum of peace is adhered to and accepted as
epistemologically feasible. Moreover, in the context of islands of peace amid armed conflicts,
the underlying assumption is that negative peace is initially sought after (e.g. immediate refuge
away from violence), but in due course the desired peace is stipulated as positive (e.g. structural
and collective safety-nets against violence, such as economic growth or strengthened individual
agency).
To reiterate this thesis purpose, and highlight why this undertaking is necessary, there is an
echoing lack of ZoP theory application in the context of African peace(s) amidst civil war; a
context which is warranted for closer examination. The theory of ZoP was formulated and has
been continuously developed in the context of mainly Colombia and the Philippines (Mitchell
& Allen Nan 1997; Mouly et al. 2015, 2016; Idler et al. 2015; Garcia 1997). Concerning other
regions (e.g. sub-Saharan Africa) where sites of sanctuaries remain understudied, scholars have
previously identified the need for a ZoP framework, but retain that they have:
“come across some information about efforts to establish peace zones, weapons free zones or
peace corridors in various African countries suffering from various types of intra-state conflicts
– for example in Sudan and South Sudan, in Somalia, and Nigeria – but details about these efforts
is difficult to discover.” (George Mason University 2017, emphasis added)
Moreover, Africa is quite often presented in a very dismal, ceaselessly warring, context: adding
fundamentally mismatched pieces to the grand puzzle of why peace. Johan Brosché and Kristine
Höglund devote their attention to causes of peace, rather than causes of war, in the cases of
Botswana, Malawi, and Zambia. Their project aims to offer an explanation to “why peace has
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prevailed in these three countries, despite being part of the world’s most volatile continent and
with their neighbours struck by conflict” (Brosché & Höglund 2017). Parallel to their grand
task, this study attempts to answer why peace has been attained in Somaliland and Puntland,
despite both regions’ adjacency to a long-standing failure of a state, via the framework of ZoP.
With the notable exceptions of Höglund’s and Brosché’s ongoing research project ‘Causes of
Peace’ (see Uppsala Universitet n.d.), and Allouche & Jackson (2019) who identifies six
distinct periods of ZoP in Côte d’Ivoire and Sierra Leone in West Africa, contemporary and
much needed literature on African ZoPs remain conspicuously absent – where the “logic of
non-violence during conflict is scarcely covered in the African academic literature” (2019: 71).
Moreover, seeing how the international community have not expressed particular interest or
lobbied for large-scale peacebuilding programmes on-site in Somaliland and Puntland (with
very few exceptions), an analyst may similar to Hancock urge for “one potential model for post-
conflict peacebuilding that has hitherto remained below the radar screens of many in the
international peacebuilding community – the local zone of peace” (2017: 260). Assuming that
most ZoPs are by and large characterized by non-combatants who formulate their own
peacebuilding agendas, claims on agency, and push-back against violence (Hancock 2017:
261), Somaliland and Puntland would at first glance fall neatly within the frames of ZoP. But I
digress, this is left for the upcoming analysis.
For analytical clarity, ZoPs are at the onset seeking negative peace but can presumably only
succeed in this endeavour if they strive for positive peace, where global and liberal values
collide and combine with local and traditional norms (cf. Björkdahl & Höglund 2013). The ZoP
framework does acknowledge the importance of agency and autonomy, but it also recognises
the importance of external intervention and patron interest; it emphasises the analytical limits
of territories and spatial boundaries but need not attribute this to a state-centric lens, necessarily
(Mitchell & Hancock 2007: 217-218). According to Richmond & Mitchell (2012: 1) unique
types of peace(s) – more often than not hybrid in nature – evolve when liberal and international
peacebuilding strategies mismatch and create friction with the local, or the everyday, in a
specific context. Highly relevant for this thesis exploration on localised forms of peace
(traditional in nature) are key concepts such as (attained or perceived) agency and unity utilised
by inhabitants residing within a peaceful sanctuary. Furthermore, Richmond & Mitchell’s query
“[h]ow are acceptance, co-optation, resistance and rejection expressed in peace processes?”
(2012: 2) presents itself as a viable question for this undertaking in order to nuance the
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‘everyday’. The above-mentioned interactions between the global-local (see Björkdahl &
Höglund 2013) may aptly be integrated in a deeper analytical node, by coupling encounters and
frictions, to examine what challenges a ZoP may encounter – wherein externally and internally
initiated peacebuilding processes and conflict resolutions may affect Somalilanders and
Puntlanders possibilities to seek or create shelter from violence, and more importantly preserve
the inviolability of their sanctuary.
Note that the concepts of liberal and hybrid peace are well cemented and illustrated in
contemporary literature in the field of peace- and conflict studies. This thesis does not, however,
embark on such a theoretical exercise. A rather substantial amount of studies has coupled
Somaliland’s and Puntland’s relative successes in security and peace with state-centred
theories, which I argue is too insubstantial for this thesis enterprise. Similarly, studies have
attempted to explain and investigate namely Somaliland’s peacebuilding processes by
approaching the analysis with a pseudo-hybrid lens (see Schwoebel 2007, 2018). Alas, as
warranted as Njeri’s (2019: 39) critique is – claiming that “Somaliland is marginally mentioned
within the discourse of hybridity” and where the author “posit this is a result of a state-centric
approach to peacebuilding” – I argue that a preferable approach would be that of ZoPs when
examining Somaliland and Puntland comparatively. In a sense, state-centric lenses and
approaches to peacebuilding have been numerous concerning Somaliland, and to some extent
on Puntland. However, the international community has endorsed few peacebuilding missions
in northern Somalia. Ditto, theoretical explanations conceptualising hybridity risks rendering
buzzwords; not sufficiently explaining Puntlanders and Somalilanders attained levels of peace
and simply avoids decoupling peace- and state building altogether (Balthasar 2015: 28-29). To
reiterate, a ZoP framework may result in a marginally different theoretical (and plausibly
empirical) understanding concerning the general question why peace when war, certainly so in
one of many understudied African contexts.
2.1. State (re-)building where there is no state
As previously mentioned, a number of studies have linked the relative successes of
peacebuilding in northern Somalia to local and traditional efforts at state building (see Duffield
2014). The correlation and intimate relationship between state building and peacebuilding has
largely been assumed as an unquestionable fact in the schools of the social sciences for quite
some time. A more nuanced understanding – beyond state ‘failures’ or ‘successes’ – why peace
occurs is arguably merited (see Brickhill 2010; Call 2008; Suri 2016; Haldén 2008; Njeri 2019).
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As Boege et al. highlights, “there is a need to develop alternative non-state-centric approaches
to governance, the control of violence, peacebuilding, and development” (2009: 14, emphasis
added). This critique is especially striking when investigating how local and traditional methods
may develop mechanisms of conflict resolution that does not warrant violence, consequently
avoiding relapse into war, without a formal state apparatus supporting the peace zone. Thus,
attempts at analysing such pockets of peace may favourably penetrate the veil of state-centred
analyses, and rather investigate the particularities and uniqueness of ZoPs (Campbell &
Peterson 2015: 340).
It is sensible, however, at this juncture to underscore and acknowledge the importance and
actual virtues of state building. The continuous aim of the international community, namely the
UN and AU, in bolstering intra-personal peace and reconciliation between competing Somali
clans and warlords is not without its merits. Assumedly, neither Somaliland nor Puntland could
ever have achieved such levels of security and peace (as to merit them ZoPs which this thesis
assesses) without robust – albeit fundamentally defragmented and localised – (in)formal
institutions absorbing the brunt of the burden which civil war applies (Zoppi 2015; Wiuff Moe
& Simojoki 2013). This thesis undertakes no such analytical task, as it has been done prior to
the onset of this study and scholars of social sciences and IR theorists will most likely continue
detangling the web of hybrid- and traditional forms of peace in par with state-centric approaches
in a similar fashion. It is here assumed that state-centred theories alone cannot explain
peacebuilding processes, nor fully promote it, as it merely engages with an international, or
state building, discourse rather than combining it with the local and informal. Besides, this
combination results, more often than not, in frictions between the global-local (Björkdahl &
Höglund 2013: 289) understandings on how to build lasting peace, i.e. the dichotomous
relationship between ‘top-down’ and ‘bottom-up’ (Richmond & Mitchell 2012: 4-5).
2.2. Zones of Peace amidst armed conflict
Zones of peace. Indubitably, these three words evoke optimism and hope in most. But what
exactly is a ZoP and what makes them safe? In its cradle the concept of ZoPs stems from
attempts at civilian resistance against armed violence, where local non-combatants intended to
create islands of sanctuary against armed violence within Filipino communities during the
turmoil of the 1980s (Hancock 2018: 28; Hancock 2015: 237). In a contemporary context,
where civil wars are more common than war between states, these peace zones are virtually
12
always created, implemented, and hopefully sustained in reference to an ongoing armed
conflict, as observed by Christopher Mitchell (2007):
“Being “fought over” in recent decades has been reason enough for local people to seek some
form of protection from violence by trying to construct a sanctuary. Being the targets of threats,
unwilling recruitment, ejection, and killing is a major spur to finding or creating a place where
whole communities are safe – even if only temporarily.” (Mitchell 2007: 3)
Inspirational for my analytical endeavour is Idler et al. (2015), where the authors compare
varying outcomes of peace initiatives in two Colombian communities, and subsequently
categorise eight factors into three sub-groups which they argue should be closely examined in
order to analyse a ZoP (2015: 2). Following Allouche & Jackson (2019: 74-77) analytical mode
– who operationalise their ZoP analysis on Sierra Leone and Côte d’Ivoire by Idler’s et al. three
groups – I shall examine what peace(s) my two cases represent, via the three dimensions
concerning the potential for, and continued existence of, ZoPs amid civil war:
1. The first concerns the characteristics of the internal resistance against outside violence, more
specifically this includes the structure and cohesions of Somalilanders and Puntlanders communities
within the peaceful zone. Informing this dimension are e.g. participation (in decision-making),
collective leadership, and internal cohesion vis-à-vis outside, external threats.
2. The second feature to be disentangled is the local’s relationship with armed actors, or the potential
violators of the sanctuary. This component is highly merited seeing how potential ‘spoilers’ to peace
may be related or well-known to the subjects of a peaceful zone. Informing this dimension is e.g. what
defines boundaries and trust in-between residents of a sanctuary, or what potential incentives there are
for both outsiders and locals to violate the safe haven.
3. Thirdly, the role of external actors, i.e. peacebuilders and external interveners who do not reside in the
sanctuary but impose agendas, for better or worse, upon the peaceful zone. This query is informed
mainly by external actors’ peacebuilding programmes, policies, or financial and humanitarian aid
objectives (patronage). Even more relevant concerning agency and autonomy: how locals interpret and
respond to these global-local interactions and encounters.
A noteworthy assumption is that ZoPs are specifically and territorially defined sanctuaries, both
empirical and theoretical (Hancock & Mitchell 2007, 2018; Hancock 2017). Sanctuaries are
difficult to establish during civil wars, whilst non-combatants struggle to escape or find
sanctuary in other geographical spaces – they may need to create one of their own. Bluntly, the
mere prerequisite for a sanctuary denotes that there is a great and valid need for it (Mitchell
2007: 15-16). Generalisations on sanctuaries, or ZoPs, as categories is somewhat problematic,
given the myriad of practices, organisations, and circumstantial specificities. Nevertheless,
13
going forward it should be emphasised that four varying, though interconnected, categories
need to be taken into consideration: (i) the type of sanctuary, (ii) the functions of the sanctuary,
(iii) the environment in which the sanctuary operates, and (iv) what form of protection the
sanctuary offers (Mitchell & Hancock 2007: 189). These categories will assist in deducing
whether or not my chosen cases can be defined as ZoPs.
A ZoP has one primary function: to protect those residing within it from outside violence, or
negative peace as per Galtung’s theorem. However, there are also secondary functions for any
ZoP: to promote economic development, evoke participation in societal functions, strengthen
inclusion, and to formulate and implement justice- and policy reforms (Mitchell & Hancock
2007: 192-193), more in par with Galtung’s concept of positive peace. It may at first seem
paradoxical, as sanctuaries are primarily established to provide protection to those inhabiting
the spatial area which it encompasses. Nevertheless, in order to fulfil its primary function of
negative peace, sanctuaries often seek to strengthen and improve societal, political, and
economic structures – allowing for peace writ large to take hold (see Hancock 2017: 268). In
other words, the strive for positive peace can become a means to an end in itself:
“it would be possible for particular ZoPs to be relatively unsuccessful at providing long-term
safety for their denizens but highly successful at banishing corruption, improving living
conditions, or developing a sense of unity, purpose, and shared identity.” (Mitchell & Hancock
2007: 194)
Notably, Mitchell & Hancock seek, in their widely cited book Zones of Peace (2007), to
distinguish what defines the efficiency of a ZoP, or what Mitchell frames as: “the search for
common factors that help to increase the chances of sanctuaries being effective in offering
protection to those within the spatial and other boundaries of some protected and (hopefully)
inviolable zone” (2007: 3). Additionally, the establishment of a ZoP – when defined by
territorial boundaries – may be one of the more valuable methods a community or society can
adopt when trying to mitigate or remove themselves from a conflict, rather than to resolve it
per se. Thus, protracted and complex armed conflicts are more often than not difficult to
manage long-term; whereas short-term solutions such as a temporary sanctuary can be enacted
fairly immediately (Hancock & Iyer 2007: 29-30), which in turn may provide long-term shelter.
Considering that ZoPs may either be locational – i.e. constructed to protect an area – or
personal, Mitchell (2007: 1) identifies that a zone of personal protection includes “priests or
other “holy” individuals, merchants and traders, doctors and other medical personnel, peasants,
14
women, and children”, ergo prominent persons, categories of people, or inviolable spaces
(hospitals, UN compounds, schools, religious buildings). As this thesis foci on macro units of
analysis, rather than micro, the personal category becomes irrelevant (though merited for other
studies). Rather, the locational or territorial zone of protection are of analytic interest. ZoPs are
often established and maintained within an ongoing violent conflict, or in a post-conflict setting.
The zones duration may be temporary or permanent, and functioning agents of preserving the
sanctuary may be local communities themselves, national and/or regional leadership, or even
international peacebuilders and/or experts (Saulich & Werthes 2020: 42).
Worth mentioning is that the creation of a ZoP can be both top-down, or externally generated,
or alternatively stem from a locally and collectively formulated need for a safe sanctuary
(Mitchell & Allen Nan 1997; Mouly et al. 2015). However, the literature is in accord that the
founding process, and subsequent survival, of a ZoP is far more likely to succeed if the
ownership and control over the process is bottom-up, rather than top-down (Hancock 2018: 28;
Allouche & Jackson 2019: 77; Saulich & Werthes 2020: 32). This is particularly interesting for
this study, considering the relative lack of international attention both Puntland and Somaliland
have received. Whilst recognising that external actors have “limits […] in local conflict
management and prevention” and acknowledging “the fact that local communities are not at the
mercy of external forces” (Saulich & Werthes 2020: 34), it remains prudent to assume that
external assistance, or patronage, is merited for analysis. Evidently, external and international
interventions – or lack thereof – is of import when examining any and all ZoP during armed
conflict and war. Militarised, humanitarian interventions may fortify agitation towards the
‘outsiders’ and embolden resistance, as was the case of UNSOM (see Duffey 2000; Kapteijns
2013). In essence, there may be several risks attached when external peacekeepers and -builders
seek to intervene in local ZoPs:
“neither peacekeeping nor even outright occupation can necessarily provide long-term security
for people living in conflict zones; even further, these external controls on violence often backfire,
cementing divisions between groups and fanning the flames of resistance.” (Hancock & Mitchell
2007: xiv)
On the other hand, external interventions – if appropriately implemented with a legitimate
mandate – may strengthen a local sanctuary’s inviolability (Mitchell 2007: 22; Mitchell &
Hancock 2007: 215-217). External attention to Somaliland and Puntland is arguably needed
then, for them to stand a chance at preserving their statuses as relatively peaceful regions:
15
“The initiatives in the north need to be supported. Such external support, however, needs to
recognize the sensitivity of the recovery process. […] For the time being, external assistance must
supplement rather than overwhelm the kinds of local grassroots initiatives that already exist.”
(Farah 2001:143)
The instinctual urge to dismiss the role of external actors – seeing how they have been more or
less absent since Somaliland’s and Puntland’s claims on secession and autonomy – should
therefore be halted in its tracks: patronage remains a viable analytical factor in order to evaluate
and compare these two cases. Incorporated in this thesis framework is Mitchell & Hancock’s
modelling on the effectiveness of outside patronage (Appendix 2, Figure 4). In addition, the
authors create a typology of sanctuaries to provide a simpler overview of how they may develop
and shift functions over time (Appendix 2, Figure 3). Considering inviolability, ZoPs require
non-interference from potential violators, i.e. the enemy, toward the sanctuary. Assuming that
interactions between the national-local are even conceivable, the varying functions of a
sanctuary can be categorised by analysing each case practices and procedures concerning how
they realize positive peace within the zone, in combination with their relationship to the national
(Mitchell & Hancock 2007: 196-197).
Noteworthy to reiterate: the local units of analysis are Somalilanders and Puntlanders – be they
elites, armed actors, or clients for protection against violence. The outsider refers to national
and/or regional neighbours, e.g. Somali clans and Jihadists. Thus, the relationship between the
ZoP, local ditto outside armed actors, and patrons become indicative for the ZoPs inviolability
and durability. In the introduction I assumed that outsiders may traverse across levels of
adherence, whereas the local or global stays within their realm of influence. This may come
across as an oversimplification, since both global as well as local actors can and so often do
fluctuate between what is to be considered local (communities in the peace zones) and what is
global (organisations or NGO offices). Yet, for the purpose of this comparison, Somalilanders
and Puntlanders relationship with the outsiders, i.e. other Somalis, neighbouring African
nations and UN peacebuilders, is what constitutes the local-outsider and local-global elements.
The categories of analytical enquiries from Allouche & Jackson (2019) simultaneously informs
both the inviolability and durability of a ZoP, albeit varying in size and scope. For example, the
role of external actors in a sanctuary cannot be fully comprehended without extracting some
information on how the sanctuary defies or cooperates with a national government. Nor would
it be possible to obtain any solid information regarding the stated purpose of a sanctuary without
coupling this to an “enemy” endangering the peace, or some other manifest threat to the zone.
16
2.3. The logics behind the creation, inviolability, and durability of a sanctuary
Irrefutably, the logics of a ZoP are to protect those residing within the zone against further or
renewed conflict. Seemingly, sanctuaries are often unable to protect their boundaries or
jurisdictions via the usage of force, but then how are ZoPs able to protect the denizens of a
sanctuary? Crudely, it comes down to the outsider, or armed actors, agendas and motives.
Mitchell & Hancock (2007: 203-204) conclude that armed actors may respect the integrity and
inviolability of a ZoP if the region adheres to two fundamentals: lacking incentives for violation
(i.e. few potential gains) and absence of perceivable threats (i.e. few potential risks). Outsiders
are, arguably, more likely to respect the inviolability of a sanctuary if the zone does not harbour
or support opponents to the armed actor; perceived as potential or future threats. If the sanctuary
is sheltering enemies or potentially high value targets (e.g. wealthy individuals, wounded
enemy combatants), and integrating them into the society where outsiders’ enemies, their
supporters, and neutral denizens mix – the risks for violation against the ZoPs inviolability and
integrity become more significant.
Furthermore, ZoPs does not exist within a vacuum: global actors and organisations play a
crucial role in examining apparent peace zones amid war, where the aforementioned global-
local interactions, or frictional encounters between external actors and Somalilanders and
Puntlanders are produced and/or reproduced. Depicted in Table 1, informed by Björkdahl &
Höglund (2013), are the frictional encounters and local’s response to the global-local
interactions which may occur – and these will be investigated to nuance the outcomes on
Somaliland’s and Puntland’s functions as peace zones. The local response toward global and
liberal values envisages how peace is created and primarily governed. The external impact on
Somaliland’s and Puntland’s visions of peace informs what outcomes these encounters have
had on the peace processes, at large. First, what (potential) external patrons promotes becomes
highly relevant: grassroot ownership and individual agency, or the elite’s narratives. Basically,
who sways influence over the continuation of the ZoP, and who are excluded? Second, the local
response toward potential frictions, which inadvertently affect the outcomes of peace processes,
may further dictate the external patron’s iteration at influencing the sanctuary – thus creating a
feedback loop (Björkdahl & Höglund 2013: 297-298). Noteworthy is that this feedback loop
may (re)create new realities within the sanctuary, and consequently stipulate new issues or
challenges for the zones’ inviolability and continued survival (2013: 296), making the frictions
between global proposals and local responses of value for the analysis on why peace has lasted.
17
Table 1. Global-local interaction in peacebuilding (Björkdahl & Höglund 2013: 297).
To summarize, there are ten interconnected criteria, or logics, which inform the potential
success or failure of a ZoP, i.e. informing the type and function of a sanctuary, environment
where it operates, and what protection it offers (Mitchell & Hancock 2007: 212-213, 218).
Notably, not every logic has to be fulfilled in order for a ZoP to occur and thrive - but needless
to say it alleviates and assist the regions’ inviolability and durability:
1. Levels of internal unity concerning the sanctuary’s purpose, and effectiveness of non-violent conflict
resolution mechanisms for dealing with divisions and disagreements within the sanctuary.
2. Scope and variation of development programmes beyond those projects involved in safe-guarding the
sanctuary from armed actors (positive peace as means to maintain negative peace).
3. Effectiveness of the leadership and width of preparations for the sanctuary’s continuation if violated.
4. Territorial and spatial demarcation and sets of boundaries.
5. Spatial remoteness from or adjacency to armed conflicts and civil strife.
6. Impartial and neutral conduct from the sanctuary toward outsiders.
7. Legal and/or ethical basis and motivation for the existence of the sanctuary.
8. Threats posed by the sanctuary against local armed actors or outsiders, and presence of valuable
resources, notables, or strategic properties that may incentivise violation.
9. External actors’ agenda in providing patronage, protection, or support to the sanctuary.
10. Levels of credible sanctions against violators of the sanctuary.
Hence a sanctuary can be (i) identified, (ii) compared against other zones, and additionally (iii)
evaluated based on its properties (inviolability and durability). In sum, this study will analyse
what defines Somaliland’s and Puntland’s peace processes internally, the regions relationship
with armed actors and outsiders, and to what extent these peace processes have been influenced
or devised by external actors. This approach allows for a focus on both the creation of the zones,
and additionally on the inviolability and durability of each peace zone. I define ZoPs – or
sanctuaries – analytically by four categories (Hancock & Mitchell 2007), and measure in
18
chapter 3.4 their inviolability and durability by cross-referencing Allouche & Jackson (2019)
and Björkdahl & Höglund (2013). To recap the research questions, the framework will be
utilised in order to (1) determine whether or not Somaliland and Puntland can be characterised
as ZoPs – how do they differ and what similarities do they share? And (2) conclude how both
regions have attained internal peace despite the Somali civil war – why have they remained
durable and inviolable safe-havens?
3. Comparative method and guidance of framework
This thesis is conducted as a qualitative and comparative analysis with a macro lens, informed
by a variety of material much due to the inaccessibility of first-hand sources and accounts on
site. The query whether or not Somaliland and Puntland can be described as ZoPs is interesting,
yet not unproblematic to assess without direct access to each region. The framework is,
however, formulated in such a way that a desk study is feasible through analysis of qualitative
secondary sources. Interviews, for example, may not necessarily be the best approach, as noted
by Höglund & Öberg (2011: 3): surveys and interviews are commonly used techniques for
information gathering, yet viable alternatives such as desk studies are readily available. As the
topic of interest for this thesis are sanctuaries and their logics, informing terms concerning the
theoretical and methodological approach requires rigid conceptualisation and operationalisation
– i.e. variables need to be defined and measurable – prior to the analysis (Höglund & Öberg
2011: 185).
Hence, this thesis adopts a theory-guided and comparative approach to decide whether or not
the regions may be defined as sanctuaries, and what their respective causes of peace potentially
are. Moreover, considering matters of ontology and epistemology, I assume that ZoPs are “an
external reality which exists independently of people's beliefs or understanding about it” (Snape
& Spencer 2003: 11). Thereby, peace zones may exist with or without third-party
acknowledgement and labelling, albeit that these factors assumedly influence the zones
inviolability and durability. Alternatively, as a ZoPs existence necessitates some levels of
legitimacy, they may aptly be considered constructed external realities: a sanctuary is, after all,
not a natural phenomenon but created. I assume that the analysis will provide this thesis with
intersubjective results, ergo if “several reports confirm a statement then it can be considered
true as a representation of a socially constructed reality” (Snape & Spencer 2003: 14).
Therefore, this theory-guided exercise may, primarily, shed some light on the application – or
efficiency – of ZoP theory on as mentioned earlier understudied African cases.
19
Prior to the methodological review of this paper, some key acknowledgments have to be made,
informed by Bhattacherjee (2012: 94-95), as this comparative case study sets out to: (i) explain
why and how Somaliland and Puntland have achieved peace where war rages; (ii) examine
multiple units of analysis, i.e. local, national, regional, and global actors in a macro perspective;
(iii) perform a multiple case analysis in order to enable comparison; (iv) the sites chosen for
this comparative case study are the Puntland and Somaliland regions, sharing as aforementioned
numerous similarities; and lastly (v) the material collected is extracted via secondary sources
including, but not limited to, previous research, reports, news articles, and policy papers – ergo
the technique of document analysis is partly applied.
3.1. Research design
Seeing how this is a theory-guided effort with a comparative disposition, the framework of ZoP
remains instructive for formulating a research design and delineate my field of inquiry. The
choice of cases allows for comparison within the cultural and state context of Somalia, where
pre-existing in-depth knowledge on Somaliland and Puntland is required of the researcher
(Höglund 2011: 117). The administrative units and armed actors for analysis are at times fluid,
which necessitates caution and analytical transparency on my part (see chapter 1.2).
Nonetheless, the scientific rigor required in peace- and conflict studies in general, and on
analytically complex cases specifically, is adhered to as envisaged in Table 2. Rihoux & Marx
(2013) seminal and informing work implies that potentially explanatory factors (cf. Table 2)
may produce an intriguing phenomenon, or in this thesis the outcome of sanctuary and peace
in the midst of civil war. This thesis also assumes that varying conditions, i.e. the logics of ZoP,
may result in the same outcome which needs to be explained, i.e. the inviolability and durability
of a sanctuary. Moreover, “depending on the context, a given condition may very well have a
different impact on the outcome” (Rihoux & Marx 2013: 168), indicating that if –
hypothetically – Puntland and Somaliland share similar conditions, the outcome of relative
peace is not necessarily causal but requires a more nuanced depiction on what their differences
and similarities are.
Thereby, the purpose of this comparative study is to conclude on whether or not Somaliland
and Puntland conform to the logics of ZoP, and subsequently answer why the regions have
maintained peace instead of receding into civil war. As Höglund (2011: 115) denotes: a
comparison between two entities may be sufficient for such an endeavour, at least for the single
researcher since the specific field of research require vast knowledge and understanding of the
20
local context. The observable phenomena further strengthen the choice of (only) comparing
two cases of peace amid conflict, as mentioned earlier: Puntland and Somaliland are two
extraordinary discrepancies in an otherwise conflict-ridden context. What is yet to be
satisfactory answered beyond state-centred explanations is the why. The research design for this
comparative study has three particular issues – beyond the conceptualisation of ZoP in the
previous chapter – that need to be addressed prior to the analytical effort: first the selection of
cases; second sorting through the material and decipher how it may answer my research
questions; and third the operationalisation to enable measurement of potential explanatory
factors (Höglund 2011: 116).
3.2. Case selection
In order to analyse and compare Puntland and Somaliland as peaceful phenomena – ostensibly
similar yet different – this thesis applies what Höglund (2011: 116) defines as an appropriate
frame of comparison. The frame entail, first, that various outcomes may be identified in each
case, whereas both peace zones have experienced (roughly) similar levels of violence prior to
the sanctuary’s creation. Secondly, case homogeneity must be met: both cases may be compared
because they share similarities in the procedures that allows protection and creates peace (2011:
116). Therefore, I attempt to discover linkages and connections between my two cases, further
strengthened by Ritchie et al. (2003: 248) who highlights that this is a common approach in
qualitative and comparative analyses – as linkages may occur between both highly similar ditto
fundamentally different cases. For my purpose, both the thematic, or otherwise observable,
similarities and differences are of interest. Notably, when addressing the issue of case selection,
I assume that a single case may be examined as numerous events, or what Levy (2008: 2) coins
“spatially and temporally bounded set of events”. The theoretical framework adheres to this
assumption, as it covers both clearly defined temporal and spatial limitations; the entirety of
Puntland’s and Somaliland’s strive toward internal and lasting peace will be analysed following
the Somali state collapse of 1991 where Somaliland and Puntland are acknowledged as two
Somali administrative entities roughly spatially equal.
Considering that this thesis is theory-guided, rather than inductive or hypothesis-generating, it
entails that the analysis becomes idiographic, with the “aim to explain and/or interpret a single
historical episode rather than to generalize beyond the data” (Levy 2008: 4). The idiographic
lens (1991-) thus becomes applicable regarding Puntland’s and Somaliland’s formation as
relative peaceful regions in adjacency to the continued civil war of Somalia in general.
21
However, caution should be raised concerning the potential generalisation of this thesis: there
are obvious difficulties in generalising vastly different realities on the ground and produce some
concrete statements considering the usage of ZoP theory, if not on sanctuaries differences and
similarities. Nevertheless, this comparative approach allows for in-depth insights on each case
simultaneously to some levels of generalisation (Rihoux & Marx 2013: 168), albeit more
theoretical than empirical per se.
To reiterate, Somaliland and Puntland are apt to be examined via this comparative approach,
rather than against other non-African geographical and cultural contexts. Somaliland and
Puntland have, albeit varying in scope, largely separated themselves from the rivalry clan
politics and violent conflicts of central- and southern Somalia. There are other examples of
secessionist elements and autonomous claims in other parts of the country, but these entities
have not realized their claims to the same extent as Somaliland and Puntland have – nor are
there equally substantial levels of peace and security in the remainder of Somalia. The
generalisation that may occur should therefore be framed in regard to the theory of ZoP, but
only in parts and with caution on empirical observations of ‘why peace’ elsewhere. In sum, a
potentially different approach, considering the usage of the ZoP framework, could have
incorporated a comparison between previously identified ZoPs – e.g. local Colombian or
Filipino communities – and one or both of the two chosen cases. Alas, this study does not
embark on such an investigative journey, as previously denoted: the choice of understanding
causes of peace rather than war is underexplored, certainly so concerning sanctuaries against
violence amidst civil war in a general African context. Furthermore, the two cases share
religious, linguistic, and cultural homogeneity as the populations are predominantly Somali
nationals (Ismail 2010; Samatar 2001; Prunier 1996) – making them ideal for comparison.
3.3. Material
The upcoming analysis revolves around a vast array of secondary source material, including
news articles; reports by NGOs and other organisations; Somaliland’s and Puntland’s
constitutions; and most extensively utilised previous research, published by peer-reviewed
scholars who have often conducted on-site studies in either region. Most sources are in
electronic print, with the exception of various books, which is a widely used form of empirics
gathering in peace research (Dulić 2011: 36). Furthermore, the usage of printed sources, albeit
secondary in nature, offers the analysist certain opportunities to perform triangulation on the
material, i.e. collecting information and verifying the results from several independent sources
22
(2011: 39). Alas, as marked out by Dulić (2011: 36-37), published information readily available
on the internet is not without its problems, even if it alleviates triangulation; the authenticity of
a source may be hard to verify. This is taken into consideration, as all sources besides prior
research (e.g. documents, reports, and news articles) are treated with caution considering data
veracity.
Dozens of peer-reviewed scholarly articles and books compose the majority of material that
will be analysed, but some examples of other utilised sources include Interpeace, Pillars of
Peace, Puntland Development Research Center (PDRC), UN accounts, International Crisis
Group (ICG) reports; agreements and negotiated settlements between Puntland, Somaliland,
and Somalia retrieved from UN databases; and news publications from Reuters, the British
Broadcasting Corporation (BBC), and the Combating Terrorism Center Sentinel (CTC). In
addition, concerning the reliability – or the replicability and preciseness of analysis – and
validity – or the accuracy of material being analysed – of this thesis, I acknowledge the fact that
a perfect measurement cannot be developed in full (Sundberg & Harbom 2011: 98-100). As
noted by Levy (2008: 12), if either compared case evidently are examples of ZoPs – and
subsequently follows the set of logics presumed – it would increase the confidence for ZoP
theory, however incrementally. I argue, furthermore, that the framework may sufficiently
balance between what is considered too ‘narrow’ or too ‘broad’ as it explicitly guides my effort
on what is of theoretical interest: the generated assumptions of theory-guiding studies allows
for some flexibility, as the framework guides the analysis rather than the empirics.
3.4. Measuring Zones of Peace underlying logics
In order to conclude if Somaliland and Puntland may be typified as ZoPs I will first determine
how to characterise them and second unearth their levels of inviolability and durability, where
the complete list of analytical questions is provided in Table 2. First, as previously mentioned
in the theory section, types of sanctuaries can either be locational or personal (see Appendix
2, Figure 3) but are for this study presumed locational. The usage of ZoP often indicate, as
previously mentioned, a geographical aspect of clear delineation (Mitchell 2007: 2), as per case
the two Somali regions offer. The locational, or spatial, type of sanctuary can be two-folded:
intra- or extra-societal. The intra-societal sanctuary is situated within clarified jurisdictional
and geographical boundaries, located in proximity to or amongst the threats (i.e. outsiders)
against those that reside within the ZoP. The extra-societal sanctuary is where geographical and
jurisdictional boundaries are clearly demarcated yet located at a distance from the threat against
23
those sheltered in the sanctuary (Mitchell & Hancock 2007: 190). Thereby, this thesis will
examine whether the two cases are examples of intra- or extra-locational ZoPs. Furthermore, if
they exhibit traits as intra-societal sanctuaries, the issue of longevity becomes relevant: is the
sanctuary (i) traditional, i.e. has the zone lasted a long period of time and offers protection to a
wide range of peoples; or is the zone (ii) constructed, created fairly recently and/or ad hoc to
meet specific threats aroused from immediate dangers and hazards, e.g. a nearby battle
(Mitchell & Hancock 2007: 191). Furthermore, who founded the sanctuary and how the peace
zone is legally or ethically motivated are indicative concerning how the ZoP may be perceived
by armed actors and outsiders residing without the sanctuary.
Second, the varying functions of a sanctuary need to be identified. Peace writ large, applied in
this thesis synonymously to positive peace, entails peace on a societal-level; contributing to
larger, collective, goals that involve each and every one residing within the sanctuary (Chigas
& Woodrow 2009; Hancock 2017). Connecting the functions of the sanctuary, Puntland’s and
Somaliland’s levels of attained negative peace – and more importantly strive toward peace writ
large, or positive peace – needs to be measured by extracting information concerning what
makes the regions distinctly peaceful in context of civil war. Enlightened by Abdi (2012: 60-
61), the zones levels of democratic participation and claims on monopoly of power informs the
over-arching collective vision of peace (i.e. goals which involve the entire zone to maintain
inviolability and durability). As noted in chapter 2.2, a ZoP cannot stay durable nor inviolable
without a strive towards positive peace, and to measure this I will investigate each zones’
commitments to community-based reconciliation efforts and non-conflictual settlements – both
factor’s indicative for the aim to keep a negative peace (Mitchell & Hancock 2007: 192-193).
Moreover, the leadership can be either collective or elitist, informative for the zones’ levels of
unity and cohesion and subsequently whether or not denizens abide by the formulated rules of
conduct for the ZoP. Additionally, ZoPs may combine efforts of local peacebuilding with
processes at the national level: indicative for this is whether or not there is mutual recognition
of legitimacy, and if there is a functioning relationship with the outsider (e.g. negotiations prior
to coercion). Concerning the local response to global values, as noted in chapter 2.3, Table 1,
where if the local response is compliance, the sanctuary is characterised by submission to
international agencies values and principles. If the response is adoption, the sanctuary willingly
adopts global values and functions in order to attain more positive peace. If adapted, the
sanctuary intertwines global norms with traditional values, e.g. hybrid governance. Co-opted
sanctuaries strategically soften their traditional principles in order to maintain patronage or
24
external protection. If the sanctuary resist or even reject global discourses on internal peace
processes, the zones will be highly characterised by exclusion of foreign, even national,
peacebuilders and their methods.
The third feature which requires closer inspection is the environment which sanctuaries
operate. This presents a conundrum: how do we conceptualise the environment, or context, of
a specific peace-zone? Classifying environments, when identifying a type of sanctuary, further
complicates generalisation on ZoPs as it has less to do with the sanctuary itself, and rather in
what situation the ZoP functions (Mitchell & Hancock 2007: 197). All, if not most, ZoPs are
either created in response to – or in prevention of – a context of civil war.
“Of all the environments within which it is difficult to establish and maintain any form of
sanctuary, that imposed by a civil war is perhaps the most difficult and offers the most problems
to the long-term maintenance of inviolability for the sanctuary and for the security of those inside
it.” (Mitchell 2007: 15, emphasis added)
One way in-which contexts can be analysed, on a macrolevel, is where the environment varies
over time: (i) before violence erupts, or conflict formation and escalation; (ii) during ongoing
violence, i.e. war, pre-negotiations, cease fires, and negotiations; and lastly (iii) after the
violence stops, or implementation of agreements, post-conflict processes, and hopefully long-
term peacebuilding (Mitchell & Hancock 2007: 198). Thus, the temporal position (short- or
long-term) of a ZoP is of import for the analysis when determining the likelihood of a
sanctuary’s durability; it essentially tracks changes over time (Hancock & Iyer 2007) and
feature obstacles against and opportunities for peace. To determine if a peaceful area amid war
can be characterised as a durable ZoP – withstanding shocks in a changing environment – one
should examine in which one out of five environments the sanctuary was created and continues
to exist in (Mitchell & Hancock 2007: 202):
➢ In a region stably and firmly under national or external control who constitute a threat to the locals.
➢ In a region stably and firmly under control of an outsider who tries to overthrow the local.
➢ In a region of contestation where several armed outsiders dispute over strategic and territorial control.
➢ In a region of contestation over strategic and territorial control where several (local) armed actors compete
with each other.
➢ In a region where one set of (local or outside) armed actors have lost control and a new set of (local or
outside) actors solidify control.
25
In the last two environments, sanctuaries hope to operate parallel with the armed actor in modus
vivendi, whereas the other three contexts will probably present other challenges for the
sanctuary as the ‘enemy’ is an outside force. However, frictionless relations with armed actors,
insiders or outsiders, is never assured – but ZoPs can be founded and even bolster under such
circumstances (Mitchell & Hancock 2007: 203). Even more vital for these queries are the levels
of patron influence over outsiders and ability to deter violation of a zone (see Appendix 2,
Figure 4) as noted by Mitchell & Hancock (2007: 217).
The fourth, and final, condition to analyse in order to categorise a peaceful region as a ZoP or
not is to detangle what form of protection the sanctuary offers. The inviolability of a sanctuary
is dependent on who or what is protected within its boundaries. As noted earlier in Chapter 2,
incentives or perceived threats within the peace zone may entice or merit outside violation. On
the other hand, the risk of violation depends not just on who resides within the zone, but also
on what they are doing and advocating whilst there. The perceived impartiality or stated
neutrality of a ZoP and those residing within its boundaries becomes vastly important to
examine, e.g. by nuancing what the sanctuary’s denizens can and cannot say or do. Whether or
not the residents, perhaps former combatants or vocal political opponents, acknowledge and
respect these requirements might differ in-between inhabitants: albeit refuge from violence has
been offered, former atrocities and old rivalries does not necessarily fade away, presumably so
not on the peripheries of war and calamity which serves as a reminder to the causes of war. As
contemplated by Mitchell & Hancock (2007: 204-205), the principles of abstention – things the
inhabitants will refrain from doing in order not to offend outsiders or armed actors – and
impartiality – equivalent and unbiased treatment of all outsiders (adversaries or not) and armed
actors – informs the levels of neutrality. These rules of the game may be discovered by
examining the regions’ declared norms, guidelines, and responsibilities targeting the residents
of the sanctuary. These are more often than not formulated in both acceptable and non-
acceptable behaviours on non-interference and renunciation of violence, and former conflictual
behaviour is often requested to be discontinued (2007: 208). Perhaps most aptly summarised:
“Protection is afforded through the existence of certain – usually accepted – norms or rules or
through the anticipation of various forms of sanction that would result from a violation of those
rules.” (Mitchell & Hancock 2007: 212)
Thereby, three factors should be examined in order to determine a sanctuary’s chances to offer
protection and maintain neutrality, factors regarding both external and internal actors: (i) the
26
existence of tangible sanctions against violators of the inviable zone (global-outside); (ii) the
existence of explicit and accepted rules about outsider’s behaviour towards the sanctuary
(outside-local); and (iii) the existence of rules concerning occupants behaviour both towards
others in the sanctuary and towards armed actors in the ZoPs environment (local-outside).
Moreover, the effectiveness of patronage and what influence patrons have over occupants’
prospects to remain safe and secure from harm informs the protection offered by a ZoP. Patrons
can, argued by Mitchell & Hancock (2007: 216-217) exercise varying degrees of effective
influence on the ZoPs inviolability by either strengthening ties between the sanctuary and
outsiders (e.g. global-local interactions), or by threatening with sanctions to induce severe
punishments on both outside and local violators of the sanctuary (see Appendix 2, Figure 4).
3.4.1. Answering the research questions on inviolability and durability
In order to analyse the internal characteristics of assumed ZoPs, their relationship with
outsiders, and the role of external actors, this study attempts to measure several parameters of
inviolability and durability – among them the elusive concept of agency. Hancock (2015: 242)
highlights that agency informs a ZoPs levels of cohesion and sense of participation in internal
decision-making processes – affecting, in a positive relationship, the likelihood for sanctuary
survival. The levels of agency a sanctuary’s denizens have will be extrapolated from the zone’s
characteristics and, perhaps even more telling, how the local responds and reacts to externally
formulated visions for the ZoPs peacemaking procedures (global-local interactions). Thereby,
a cluster of agencies can be identified which is usually defined by “a shared set of norms and
values” (Björkdahl & Höglund 2013: 298) – or what will here be examined as the guidelines
for conduct and behaviour toward outsiders and external actors. Furthermore, concerning the
zones durability, the framework will denote the context wherein the zone exists and
continuously has for the entirety of the period examined. Attempts by scholars to decipher why
peace in the midst of war should refrain from underestimating this crucial factor, as armed
conflict may continue uninterrupted (certainly in Somalia’s case) despite relative successes in
peacebuilding and non-conflict resolutions. To reiterate, Zones of Peace as sanctuaries are
created and maintained in response to outside violence and war.
Lastly, this study assumes 1) that what merits these zones existence as legitimate is formulated
within via the leadership and attained agency, or without by external actors who seek to offer
durable and inviolable protection to those in need. 2) whether or not outsiders recognize the
zone as a justifiable sanctuary is informative for the local-outside relationship(s). And 3) the
27
global-local encounters and frictions, however sparse they have arguably been in each case,
remain informing for the continued inviolability and durability of Puntland and Somaliland as
durable peace zones. To answer the first question, if Somaliland and Puntland can be
characterised as ZoPs and to categorise their similarities and differences, the framework will
be utilised to determine the type, functions, environment, and form of protection offered by
Puntland and Somaliland. In order to answer the second research question, why both regions’
maintain peace, the framework will guide the analysis of the material and identify to what extent
Somaliland and Puntland are inviolable and durable examples of peace and why both have
refrained from partaking in the Somali civil war. In conclusion, the theoretical framework and
queries which guide the upcoming analysis on the material is capsuled in Table 2 next. The
coupling of theoretical considerations into measurable queries are informed by Hancock &
Mitchell (2007); Allouche & Jackson (2019); and Björkdahl & Höglund (2013).
Table 2. Analytical inquiries informing the creation, inviolability, and durability of Puntland and Somaliland.
ZoP as a
sanctuary
Type of
sanctuary
Functions of
the sanctuary
Environment
where the
Form of
protection
Local
characteristics
Who was the zone
created for?
What is the stated
purpose?
How are
inhabitants
perceiving unity?
How does the
zone promote
peace writ large?
What are the
functions of the
zone’s leadership?
How is the zone
prepared to
continue if
violated?
When was the
peace zone
founded?
Who previously
controlled and
now controls the
region?
How is the zone
prepared to
sanction
violations?
What are the
guidelines, or code
of conduct, for the
peace zone?
Local-outside
relations
How is the peace
zone ethically or
legally motivated?
How are the peace
zones relations
with outsiders
defined?
Is there mutual
recognition and
negotiation among
all actors?
How is the zone
situated in relation
to armed conflict?
Is the zone
territorially
defined?
How is neutrality
expressed in the
zone?
What potential
threats or
incentives for
violation are
present?
Role of
external actors
Who founded the
zone?
What values,
norms, and
practices are
promoted by
global actors?
How does the
local respond to
these encounters?
How do patrons
exercise influence
over outsiders?
How is the
relationship
defined between
the peace zone and
patrons?
How does external
actors promote
strengthened ties
between the zone
and outsiders?
What external
sanctions are
signalled?
Sources: Hancock & Mitchell 2007; Allouche & Jackson 2019; Björkdahl & Höglund 2013.
28
4. Puntland and Somaliland as sanctuaries amid civil war
First and foremost, there are numerous clans and sub-clans in both Puntland and Somaliland,
least to say on the entirety of the Horn of Africa. Figure 2 below refers to the chosen clan
identification and configuration of this study, i.e. I do not dwell deeper on genealogy and clan
history than deemed necessary. At times, clan affiliations may come across as strikingly
complex. In order to remedy this, take note that the clanship of Harti and Darood pertains
namely to the Puntland State of Somalia – whereas Isaaq mainly adheres to the Republic of
Somaliland (Lewis 2008: 5). Caution is advised prior to the investigation, as in concert with
Hoehne (2015: 8): “Somalia, Somaliland, and Puntland are contested ideas, and the use of any
one of those names can evoke an emotional response among the people of those territories.” I
will not conclude on normative remarks concerning the regions’ clan affiliations or legitimacy;
I rather seek to investigate both regions as ZoPs and compare them via the guidance of the
theoretical considerations formerly discussed.
Figure 2. Main descendant clan families and groups in northern Somalia (Lewis 2008: 109; Hoehne 2015: 20).
The intricacies of Somali clanship do complicate the issue of where exactly the peace zone
delimits its responsibilities and for whom. The abovementioned clans are only part of a larger
constellation but facilitated in this study as the main political and armed clans of northern
Somalia (cf. Gundel 2009). In the upcoming section, a brief historical context is provided.
Thereafter the empirical review is compiled, where I in addition compare the findings of each
case. Lastly, the ZoP analysis is performed in chapter 5 prior to the conclusions and discussion.
Arabian Ancestry (Samaale)
Somalia
DaroodSomaliland and Puntland
Harti
Puntland and Somalia
Majeerteen
Puntland
Dhulbahante
Puntland and Somaliland
Warsangeli
Puntland and Somaliland
Irrir
Somaliland and Puntland
Dir
Somaliland
IsaaqSomaliland
Hawiye
Somalia
29
4.1. Conflict background for context
“The Somalis were as tough as nails. A legend told how when the warriors of a certain clan
discovered they had no enemies to fight, they divided up their ranks and killed each other for
sport.” (Hartley 2003, 187)
Albeit at times an arguably exaggerated narrative, former war correspondent Aidan Hartley
manages to depict the intricacies of the Somali civil war – a conflict that is still not resolved –
quite sufficiently. The civil war is deeply characterised by armed Somali clans’ rivalry, or in-
between the Samaale3 lineage, and furthered by African Union (AU) peacekeepers, the US so
called War on Terror, and Salafistic Jihadism. Seemingly, peacekeeping operations – Unified
Task Force (UNITAF) and African Union Mission in Somalia (AMISOM) – have struggled in
their missions to assist and install a democratically elected Somali federal government in the
capital Mogadishu ever since the complete state collapse of 1991, when former dictator Siyad
Barre was ousted. This is where the story ends for many observers who attempt to detangle the
highly intricate and hard-to-grasp realities on the potentials for peace in Somalia.4 However,
both Somaliland and Puntland in the northern parts appear as contrary examples of sustained
and prolific areas where clans and the average individual enjoy certain levels of human security
and safety. As noted earlier in this study, the two regions have managed to exceed expectations
from external observers, which suggests that there are lessons to be learned from northern
Somalia. Moving forward, some reminders are worth mentioning: both regions previously
participated in – and to some extent still contribute to – the civil war and armed conflicts
between parties in southern- and central Somalia. Additionally, Somaliland and Puntland are
engaged in a border dispute concerning the landlock territories of Sanaag, Sool, and Togdheer
(Appendix 1, Figure 1). Yet, non-violent conflict resolution and negotiations is widely used in
each region, both offering protection to their denizens from the civil war rather than
participating in it. An attempt at explaining both Somaliland and Puntland as potentially Zones
of Peace, wherein sanctuary is provided against the civil war, involves a macro analysis in
which the amassed micro units of analysis are compressed and compartmentalised into one –
e.g. Puntland, which is a Somali federal state ditto a sovereign unit of analysis.
3 In Somali tradition the oldest forefathers of most Somali clans with an Arabic lineage (Lewis 1999: 12). 4 For additional reading on the Somali civil war, see for example Ismail 2010; Samatar 2001; Prunier 1996;
Hussein 1992; Le Sage 2002; Elmi & Barise 2006; Loubser & Solomon 2014; Lederach 2011; Adebajo 2003;
Poole 2005; Menkhaus 2006/2007, 2016, 2018; Samuels 2007/2008; Marten 2006/2007.
30
4.2. Puntland
The Puntland State of Somalia, located in the northeast of Somalia and bordering Ethiopia to
the east, was liberated from the despot Barre’s forces in 1991 by the paramilitary organisation
Somali Salvation Democratic Front (SSDF) (Lewis 2008: 100). Puntland’s raison d'être is
mainly to provide security within its border, and to decentralise Mogadishu’s influence over
Somalia’s federal states (Gaas & Walls 2014; Mohamed & Mohamed 2015) in order to achieve
nation-wide peace and reconciliation between warring clans and groups.
4.2.1. Type of sanctuary in Puntland
Puntland claimed its autonomy mainly to consolidate independence for the Harti and Darood
clan confederation, of which Majeerteen is the main sub-clan. The peace zone also encompasses
the territories of Sool and Sanaag, inhabited by sub-clans Dhulbahante and Warsangeli but
contested by Somaliland (Marchal 2010: 10, 26). The creation of the zone attracted several sub-
clan affiliates of Harti and Darood, as the political base of Puntland – even prior to the federalist
claim of 1998 – rested upon ‘Harti solidarity’ (Hoehne 2015). In addition, parts of Dhulbahante
and Warsangeli sub-clans supported the Majeerteen in the war against Siyad Barre prior to the
Somali state collapse in 1991. Elements from the two sub-clans have on occasion sought to
distance themselves from the secessionist Republic of Somaliland, where the Isaaq clan reign
supreme, in order to fulfil the aims of a federal unified Somalia, more in par with Puntland’s
purpose (Hoehne 2015: 56). Thereby, the federal Somali state of Puntland was founded in 1998
explicitly for the benefits and usage of the ‘Puntland people’ and to assist their southern Somali
brethren (Gaas & Walls 2014), where a Puntland citizenship is attested from the district a
denizen resides in, i.e. within the defined borders stated by the charter (Puntland Constitution
2001: art 5.1). In sum, Majeerteen (Harti) is the largest clan federation, and comprise the
majority of residents within Puntland’s borders; whereas Dhulbahante and Warsangeli
majorities inhabit the contested regions of Sool and Sanaag (Battera 2003: 230).
One of the first reports on the formation of an autonomous administration in Puntland were
announced 24 July 1998 by Reuters, stating that “political and clan leaders in northeast Somalia
have elected a president in an attempt to form an administration” (Reuters News 1998). These
political clan leaders were Majeerteen, who dominated the SSDF – supplanted by Puntland
Security Force (PSF) in 2001, which exerts military control over the territories of contemporary
Puntland (Hoehne 2015: 19, 56). Puntland, primarily motivated as a clan confederation between
31
Harti and Darood wherein most if not all sub-clans acknowledge and support the Majeerteen
military and political legitimacy (see Marchal 2010), purposefully aim to unite former warring
clans under one administration. Internal discord and conflicts between the clans have
nonetheless occurred, substantially between Islamic militant groups and security forces (Battera
2003; Hammond 2013). Notably, the Puntland regional government strived to becoming a
Somali federal state early on after its establishment, announcing “that the state is precluded
from seceding from Somalia” (BBC 1998) which indicates that internal unity concerning the
zones legitimacy did not merely rest on Darood clans perception, but from external actors and
national Somalis as well. Puntland promotes its existence as legitimate by acting consort to
federal Somalia, thus the legal basis for existence becomes irrefutable (Dill 2012). The federal
state of Puntland will likely continue existing in its current form, as the Somali state exerts high
levels of autonomy and self-sufficiency.
4.2.2. Functions of Puntland peace
“Garowe is eager to attract the Dhulbahante and Warsangeeli [sic] as Harti brothers by granting
them a clan-balanced share in the government, and by adhering to the vision of a united (but
federal) Somalia.” (Hoehne 2006: 410)
The political and clan leadership of Puntland – based in the capital Garowe – is characterised
by Majeerteen political hegemony, receiving support from the Dhulbahante and Warsangeli
clans. The leadership is elitist and rests mainly on central clan figures with kinship to the
Darood/Harti lineage (Hagmann & Hoehne 2009). Puntland may therefore be considered an
autonomous, peaceful Somali zone where the leadership is relatively focused on clan leaders
and elders (aka Isimos, see Samantar 2009: 6). As has been accredited in the claim for autonomy
1998: Puntland exists as a sub-unit of (con)federal Somalia (Doornbos 2006: 188), yet
Majeerteen and clan leaders may – according to the Puntland Constitution (2001: art 2.4) –
exert independent control over the federal state in the name of national unification. The
leadership characteristics are thereby namely based on traditional elders and major clan leaders
authority, where steps towards democratisation has been underway for the entirety of
Puntland’s existence, but where the region has failed to incorporate thorough collective
leadership and where the elites’ legitimacy remains “shaky” at best (Dill 2012: 284). Ergo,
Puntland “at its initiation seemed to enjoy the support of a majority of the population”
(Doornbos 2006: 189) but has since its creation become “characterised by a lack of organized
pressure on the government and an absence of credible leadership and political maturity” (Ali
32
et al. 2015: 36), indicating that internal cohesion may be high whereas control over the region
is reserved for traditional elders and Majeerteen clan leaders. Seemingly, Puntland’s relations
with outsiders is influenced by the border contestation with Somaliland (Hoehne 2015; Lewis
2008) and with its active fight against al-Shabaab (ICG 2014). A relatively more constructive
and cooperative relationship can be identified toward south- and central Somalia, albeit not
without frictions as Puntlanders have, at times, perceived the FGS (formerly TNG/TFG) to limit
and undermine Puntland’s authority (Marchal 2010: 30; Johnson 2009: 51). Nonetheless,
numerous agreements have been struck between Mogadishu and Garowe, where both parties
aim to “strengthen the Unity and Sovereignty of the Somali State” and “should establish [a]
permanent working relationship” (Galkayo Agreement 2009: art. 1, 15). Hence, Puntland and
Mogadishu have not always seen eye-to-eye on issues pertaining administrative and territorial
claims on the borderlands between the two (Suri 2016: 57); but has nonetheless maintained the
modes of negotiations in lieu of conflict.
Puntland has previously pledged international donors and UN offices that the region would
transition from the clan-based and traditional system toward a multiparty democratic model
(Ali et al. 2015: 32-33). Yet, as “clan loyalty supersedes formal loyalties to government and to
other institutions”, the clan system “constitutes a significant handicap to moving ahead with
democratization in Puntland” (Ali et al. 2015: 33). Thus, Puntland seemingly co-opts external
norms and practices; values that are by and large formulated by UN institutions and significant
donor countries such as Ethiopia and the US (Leonard & Samantar 2011: 575). The global
agenda is branded by concerns in the face of potential political fallouts between Puntland and
Somaliland if the international community were to acknowledge Sool and Sanaag as either
Puntland’s or Somaliland’s jurisdiction (Johnson 2008). The response from Puntland, in turn,
emphasise that external actors do not fully understand Puntland’s purpose and goals: “the
international community wanted to help us [...] but in the face of the establishment of the
Puntland State, they refused to support us” (Johnson 2008: 44). The outcomes of these
interactions are tangible to this day, as Puntland does not receive sizeable external patronage
beside the sporadic Ethiopian support (Cannon & Rossiter 2017). Puntland authorities aim to
“ensure fair distribution of aid and assistance received in the name of Somalia” (Garowe
Agreement 2014: art 4), where southern- and central Somalia is argued as the place where
assistance is most needed. The federal state maintains that complete decentralisation will lead
to power-sharing between Mogadishu and Puntland (Gaas & Walls 2014) but remains evidently
quiet concerning power-sharing in-between Harti and Darood sub-clans within Puntland. The
33
dominant characteristics of Puntland as a peace zone are local and traditional, suggesting some
resistance toward at what is perceived as absent external assistance (Johnson & Smaker 2014:
13). The global-local encounters are characterised by both Puntland’s and external actors’
promotion of a unified Somali statehood, but where “the international community has treated
Puntland mainly as an asset for state reconstruction” (Dill 2012: 286).
Puntland’s mechanisms for non-violent conflict resolution is in practice completely built upon
the xeer system – a traditional, customary legal system that draws inspiration from mainly
Islamic Sharia law and Isimo authority. Modern judiciaries are uncommon and not always
utilised for conflict resolution between conflicting parties; the rural parts of Puntland does not
have courts but refers to xeer-models which more often than not provide justice via the means
of elder agreements and settlements (Lifos 2012: 7-8). Thereby, non-violent conflict resolution
mechanisms are utilised, yet rests on elites’ and clan leaders’ agenda, as observed in the Lifos
(2012: 7) report: “the administration of Puntland is weak and corrupt and the people turn
primarily to the clans for protection and redress.” Lastly, Puntland’s preparedness to continue
if violated remains rigid regarding its military abilities: al-Shabaab have a continuous presence
– especially in the contested borderlands – yet Puntland seems well-equipped to maintain
security and territorial integrity in and around its capital Garowe, and vital port towns such as
Berbera and Boosaaso (Salah & Taylor 1999: 9). In addition, southern- and central Somali
clans and armed actors have few – if any – incentives for violating the territory of Puntland.
Most likely, the main threat Puntland poses against outsiders is, again, connected to the border
contestation with neighbouring Somaliland: the uneasy security situation continues to breed
and enforce militant Jihadist who coordinate attacks against targets throughout the region (BBC
2019, 2020; Reuters News 2018).
4.2.3. Puntland’s environment
Puntland was founded following a conference 1998 held by traditional clan elders in the capital
of Garowe, specifically encompassing clans that shared a common ancestry in the region of
north-east Somalia, i.e. Garowe, Bari, and Galkayo (Reuters News 1998). Elders of Harti sub-
clans, ergo Majeerteen, led extensive talks with other clans and dubbed the new administrative
area ‘Puntland State of Somalia’. This was managed during a massive influx of Darood refugees
from collapsed Mogadishu, where the SSDF offered safety and secured control over the borders
of Puntland state during the ongoing civil war of southern- and central Somalia (Johnson 2008).
Thereby, Puntland’s security forces and military has retained control over the region ever since
34
its creation, but remain in active conflict against armed actors – e.g. al-Shabaab, pirates, and
secessionist warlords – which has deteriorated the security situation (Albrecht 2018: 224;
Anzalone 2018: 13; Hammond 2013: 190). Hence, Puntland – founded during an ongoing civil
war – exists in a region of contestation between local armed forces competing over strategic
and territorial control. Furthermore, the region is wedged in-between Somaliland and the
remainder of Somalia, abutting the civil war but participating in a territorial struggle, suggesting
spatial adjacency to conflict. Puntland does not define itself as an independent entity away from
Somalia, but rather as an autonomous part of Somalia – yet defines Puntland or the “Land of
Punt” in relation to Harti and Majeerteen unity (Bradbury & Healy 2010: 12).
The federal state has defined and internationally recognised demarcations toward Galmudug
federal state in the south; neighbouring Ethiopia to the south-west, and Somaliland to the north-
west (Appendix 1, Figure 2). Concerning global-local interactions, Puntlanders experience “a
major source of frustration […] that [external] aid coordination takes place in Nairobi, not
Somalia” (Salah & Taylor 1999: 5). Potential patron influence on Puntland’s internal peace
processes do not focus on recognition of independence, but rather on international recognition
of and assistance to a (what Puntlanders perceive as) legitimate Mogadishu government
(Johnson & Smaker 2014). Therefore, Puntland’s relationship with the global community is
largely characterised by the shared trait of recognising a Mogadishu government (Battera 2003:
227), and where global actors have in unison with Puntland authorities mainly invested in
security (Johnson & Smaker 2014; Suri 2016). Additionally, the patronage influence over
potential violators remain low in Puntland – namely because the zone has no patron per se.
Considering the close affiliation Puntland has to southern- and central Somalia, and aptly on its
unification, patrons influence – namely US, UN, the European Union (EU), and Ethiopia – may
be viewed as low: where the international community has, for long, sought to rebuild a central
Somali state which indeed Garowe acknowledges. On the other hand, patrons’ ability to sway
influence over potential violators of Puntland remain low, in such sense that pirates roam the
Gulf and al-Shabaab maintain a presence in Puntland and lingers as a credible threat to the
peace. Furthermore, “Al-Shabaab’s reemergence [sic] in Puntland […] comes after the rise of
a 200- to 300-man strong Islamic State-aligned faction” (Anzalone 2018: 13), indicating that a
growing threat of the Islamic State (IS) has grown parallel to al-Shabaab – although the group
still constitutes the more dire security concern to date as combined with the problems of clan
support toward piracy and illegal fishing (Dagne 2009; Rudloff & Weber 2011).
35
4.2.4. Protection offered by Puntland
“A solution to the security threat requires the Puntland government to institute reforms that would
make it more transparent and inclusive of all clans living within the region.” (ICG 2009: 1)
In Puntland, protection is largely offered via the clan system – ergo Puntland’s federal
government have been assigned the monopoly of violence – and early on the SSDF was the
main guarantor of protection against external threats (Ali et al. 2015: 16; Johnson & Smaker
2014: 13). Moreover, Puntland’s purpose is two-folded on a local and national scale regarding
security: protecting the local and expanding security functions within Puntland on the one hand,
and the protection of Harti/Majeerteen clan interests in Mogadishu on the other (Johnson &
Smaker 2014: 14). As an authority on security, the PFS relies on the intelligence work between
Puntland Intelligence Services (PIS) collaboration with US and Ethiopia in the War on Terror
(Marchal 2010: 35-36). Ethiopia and US may aptly be described as patrons of Puntland since
both states support Puntland security apparatus with financing and logistics in the conflict
against al-Shabaab. Nonetheless, beyond the occasional policy briefing from NGOs and UN
(see Johnson 2008, 2009; ICG 2009, 2018), patronage remains sparse in Puntland – especially
in the contested regions of Sool and Sanaag where neither Puntland nor Somaliland have
allocated resources to or promoted their respective claims internationally (Marchal 2010: 26).
The guidelines, or code of conduct, in Puntland, e.g. xeer rule of law as previously noted, rests
primarily on the coupling of peacebuilding and clan legitimacy. In other words, negotiations
and settlements, laws and taxation, and judiciary processes rely on intraclan-based cooperation
and mediation between Harti/Darood leaders and Isimos (Albrecht 2018; Samantar 2009). Thus,
the “rules of the game” are clearly set and abided by – considering that the region is ethnically
homogenous and peace processes community-driven (Johnson 2008: 55). On the other hand,
Puntland’s “civil leadership yields to the military power” and “the silence and impotence of the
civil leadership are even more striking” (Battera 2003: 231). Puntland was largely spared the
violence of civil war beginning the early 1990s, notwithstanding the armed conflict with al-
Itihaad al-Islamiya (AIAI), an Islamist armed group initially allied to the SSDF (see Ingiriis
2018b). Alas, neutrality has never been explicitly sought after in Puntland’s case, considering
that the grand purpose is to unify a federal Somalia including the secessionist state of
Somaliland (Hoehne 2009: 262).
36
There are few incentives for violating the territory of Puntland, the region relies mostly on trade
from agriculture and camel husbandry (Hoehne 2015), where the ports of Berbera and Boosaaso
may be economically and strategically enticing, namely for al-Shabaab and pirates (Anzalone
2018; Percy & Shortland 2013). Threats posed by Puntland are, arguably, the Harti/Darood-led
government’s claims on Sool and Sanaag, which Somaliland embrace in its self-declared state.
Puntland’s own ability to sanction potential violators of the zone, i.e. militant Jihadists, armed
actors from across the Sool and Sanaag borders, and pirates, are considerably low. Ethiopia as
a patron, on the other hand, signals higher capabilities to sanction armed actors who may
potentially threaten Puntland – maybe because of the threat al-Shabaab poses as the
organisation maintains “a strong foothold in [Puntland]” (Ingiriis 2018a: 523), indicating some
degree of Ethiopian influence on outsiders as Puntland remains inviolable. However, external
patronage and influence is deemed indirect and weak concerning patron ability to facilitate ties
between Puntland and outsiders: the majority of diplomacy, talks, and patronage goes directly
via Mogadishu, surpassing Garowe in the north-east. In addition, the influential AMISOM
operations against al-Shabaab are not conducted in Puntland, but solely in central- and south
Somalia (Keating & Abshir 2018: 7). Puntland faces some challenges to its durability as a
peaceful Somali federal state: weak institutional capacities, continued reliance on clannism,
limited resources, and border disputes (Ali et al. 2015: 64). However, the inviolability of
Puntland remains high and unchallenged in the parts which Puntlanders control.
In summary, the findings suggest that Puntland expresses forms of intra-societal protection
with locational (structural) qualities, as the sanctuary was created for the benefit of
Harti/Darood clans during the civil war. Puntland offers protection for the entirety of the region,
including the contested sub-territories Sool and Sanaag. The zone was initiated and is
maintained with traditional logics for peace; formulated by Puntlanders themselves.
Table 3. Summarized review of Puntland.
Puntland Characteristics and attributes
Type of sanctuary Locational and traditional; created by and for Harti/Darood; some
conflicts concerning the purpose of the zone; legal basis defined
Functions of sanctuary Clan-elite leadership; co-optation in global-local encounters; few
aspirations toward peace writ large; significant levels of recognition;
likely to survive if violated
Environment of sanctuary Founded during civil war; local’s control the zone; adjacent to
conflict; territorial demarcation based on clan affiliation; low levels
of global-local cooperation beside War on Terror; weak patron-
client relationship
Protection offered by sanctuary Low neutrality in conflicts; low ability to sanction; low/medium
effectiveness of outside patronage; low levels of threats presented
and few incentives for violation
37
4.3. Somaliland
The self-declared Republic of Somaliland, situated in-between Somalia, Ethiopia, and Djibouti,
was liberated from Barre’s forces in 1991 by the domestic Somali National Movement (SNM)
and attained nation-wide reconciliation between clans following several peace conferences in
1993 (Lewis 2008: 93). Somaliland’s raison d'être is principally to receive international
recognition as a sovereign, self-relying state; all-inclusive of its citizens in order to establish
peace and democratic progress (cf. Ministry of National Planning & Development 2011).
4.3.1. Type of sanctuary in Somaliland
“[T]he Somaliland nation is a family that has everything in common, such as religion, culture,
customs and language; and whose members are no different from each other and are ready to
build together a state in which everyone has equal status.” (Somaliland Constitution 2001:
preamble)
The Somaliland peace- and reconciliation processes were initiated for the benefit of national
Somalilanders, and “maintained by the will of the people who have the control over the
politicians” as noted by Hassan-Kayd et al. (2017: 11). The self-declared sovereign state owes
its independence due to the SNM – led by a majority of Isaaq elders and traditional clan leaders
– influential agenda in the 1991 Grand Conference of Northern Clans where the northern clans
withdrew from federal Somalia (Bradbury & Healy 2010: 11). Somaliland’s constitution
acknowledges that the republic could not have asserted itself as an independent state prior to
the “campaign led by the patriotic organisation, the SNM” ensuring that “[…] the nation can
enjoy a governmental system which meets its needs” (Somaliland Constitution 2001:
preamble). Thus, Somaliland was founded for the benefits of all northern clans – Dir, Darood,
Dhulbahante, Warsangeli etc. – whereas the initiative was led by SNM, primarily drawing
support and legitimacy from the populous Isaaq sub-clan (Hoehne 2015: 40-41; Kaplan 2008:
148). Sub-clans adhering to neighbouring territories, i.e. Sool, Sanaag, and partly Puntland,
remain divided considering whether or not they should support the secessionist claims of
Somaliland, or abide to a unified federal Somalia which would incorporate Somaliland in the
Somali state (Mohamed 2017). The internal cohesion of Somalilanders remain strong, albeit
that the zone has struggled with banditry, unruly armed clans, and warlordism during its initial
years of independence 1991-1993 (Farah & Lewis 1997). The solution adopted, beyond the sole
declaration of independence in 1991, came during the critical turning point of 1993s Conference
on National Reconciliation (Boroma Conference) wherein the committees of clan elders (aka
38
Guurti) agreed to cease in-fighting, by signing a peace charter, between the numerous northern
clans and aimed to create a democratic Somaliland republic. Thus, a Somaliland peace zone
was formed largely due to traditional and local mechanisms of reconciliation and cooperation,
where the Isaaq eased up on political and military supremacy (Lewis 2008: 93-95; Farah 2001;
Malito 2017: 295). Predominantly between 1991-1997 Somalilanders held – in stark contrast
to southern- and central Somalia’s frequent shortcomings – numerous and fruitful inter-clan
conferences “that promoted reconciliation, facilitated disarmament, and established political
and administrative structures” (Johnson 2009: 13) where “however fundamentally adversaries
disagreed with each other, they remained willing to talk when the opportunity was offered and
perceived as urgent” (Walls 2009: 387). Somaliland’s basis of existence is not legally defined
– yet uncontested externally beside FGS and Puntland opposition against the self-declared state
(see Mesfin 2009) and substantially ethically motivated (Eggers 2007; Huliaras 2002).
4.3.2. Functions of Somaliland peace
Somaliland’s strive toward positive peace – or societal progress – is linked to the aftermath of
the Boroma Conference. The leadership is hubristic, resting of traditional elders’ and clan
leaders’ legitimacy in parallel with democratically elected representatives, providing functions
of bicameral legislature (Lewis 2008: 94; Balthasar 2013: 218). Revenues from trade are,
especially from the port town of Berbera, distributed fairly even throughout Somaliland. An
issue that the elders were to solve, initially, concerned the access to grazing lands and routes of
trade – where the Guurti, or traditional elders, “personally supervised the return of land to those
who had been displaced during the war” (Lewis 2008: 95). The democratically elected, semi-
elitist leadership of Somaliland, however unanimous today, did exhibit some internal frictions
in the early 1990s: the SNM movement – which constituted the foremost source of legitimacy
– focused mainly on securing the territory of Somaliland prior to declaring independence,
creating tensions and discord within the ranks of SNM. Somali unification, akin to Puntland’s
ideals, was even included in the early manifesto of SNM (Hoehne 2015: 40-41).
Somaliland is yet to be recognised by the international community as a sovereign de jure nation-
state. The region does, however, enjoy some international donor support, including financial
aid from the UN, AU (Caplin 2009; Shillinger 2005; Pegg & Kolstø 2015), and EU (ICG 2015).
Seeing how the Isaaq still dominates Somaliland’s military, negotiations between clans within
the zone rests mainly on the reality that there are no other viable alternatives for non-Isaaq clans
in the region (Balthasar 2019: 462). Many Somalilanders consider themselves, furthermore, as
39
“one large ethnic clan, dividing into numerous sub-clans and families” (Samson 2015: 33).
Somaliland’s relations with outsiders may be characterised by internal clan cohesion within
Somaliland, which in turn, at times, exacerbates the tense relationship with neighbouring
Puntland as mainly the Darood sub-clans Dhulbahante and Warsangeli reside in the contested
territories, and are divided among themselves as to which realm they belong: federal Somalia
(Puntland), secessionist Somaliland, or independent from both, e.g. Khatumo state (Hoehne
2015; Lewis 2008; ICG 2009). Nevertheless, Somaliland exhibits relatively frictionless
relations with surrounding states – and the international community at large – than the self-
declared region does with its counter-parts FGS and Puntland.
Somaliland’s mechanisms for non-violent conflict resolution is, similar to Somali territories
elsewhere, largely based on a xeer system of customary committees, consisting of Guurtis. Not
uncommonly in rural parts is the implementation of mags: groups in which “members […] act
as guarantors of the good behaviour of fellow members on pain [sic] of having to share the
burden of compensation” (Walls 2009: 374). The mag – or blood payments – rests on traditional
sets of rules, where elders act as mediators in negotiations or settlements, and have the authority
to enact the agreed upon outcome, be it in favour or not for the collective (2009: 374-375).
Somaliland customary law is, in addition, on an institutional level intertwined with Sharia, and
the national rule of law “shall be grounded on and shall not be contrary to Islamic Sharia” and
“shall fulfil Sharia principles” (Somaliland Constitution 2001: art 5.2-3). Somaliland’s rule of
law governs the societal behaviour to a large extent, but “[a]lthough Islam plays a major role in
the lives of a socially conservative people, it is subordinate or complementary to clannism in
shaping their outlook” (Kaplan 2008: 145-146). Thereby, clan loyalty and hierarchies matter a
great deal, even if courts and a professional judiciary have gained relatively strong traction in
the zone – the status quo of Isaaq domination persists (ICG 2015) albeit with societal
legitimacy.
Somaliland’s ability to continue existing as a sheltered region against conflict is deemed strong,
principally because of Isaaq military power. Central- and south Somalia constitutes no apparent
threat to the Somaliland republic, certainly not for as long as Mogadishu lingers in a state of
civil war. The Somaliland peace is construed against the backdrop of turmoil in the south, an if
the “violence in Somalia ends, the political, economic, and ideational basis upon which
Somaliland is built will be overturned” (Phillips 2019: 687). The threat al-Shabaab constitutes
presents some security challenges for the government – where the Somaliland Armed Forces
40
have proven invaluable in the fight against the militant Islamic organisation (Horton 2019).
Additionally, as the Somaliland authorities exercise control over its main territories but not
entirely over the borderlands with Puntland, both al-Shabaab and IS considers the sub-regions
of Sool and Sanaag as “the soft underbelly of Somaliland” (Horton 2019: 23). In the
borderlands, the Somaliland government struggles to provide safety not only for its acclaimed
denizens, but for international personnel and NGOs as well. Global-local encounters are sparse
yet effectual where they occur: e.g. Ethiopia has long, similar to its relationship with Puntland,
influenced and in parts supported the sovereign Somaliland state – likely due to Ethiopia’s
access to the port of Berbera (Ingiriis 2018b: 2045), connecting the land-locked country to the
Gulf of Aden. Nevertheless, international attention is scarce, and the self-declared state have
no explicit external patrons (Pegg & Kolstø 2014: 193). Somaliland adopts liberal values via
the hybrid form of the bicameral system (Renders & Terlinden 2010: 730-731), yet rejects some
values as clannism remains important where ”[c]ollective rules are obeyed on the local level
due to numerous kinship structures related to blood” (Samson 2015: 34).
4.3.3. Somaliland’s environment
“[Somaliland] neither ‘inherited’ nor established boundaries protected by international law. From
the start, the desire to establish an independent, internationally recognized state required a
demonstration of (a) distinctness from the rest of Somalia and (b) unity and territorial control.”
(Renders & Terlinden 2010: 725)
The Republic of Somaliland was founded in May 1991 in Burco, following numerous clan
conferences, which resulted in a declaration of independence and a cessation of armed conflict
between northern clans who in the 1980s supported opposing sides in the civil war against Siyad
Barre (Hoehne 2015; Lewis 2008). Somaliland was formed in an ad hoc attempt to distance
itself from federal Somalia, which prior to the ousting of Barres despotic rule had subjugated
and persecuted the Isaaq clans throughout the 1980s – notably in 1988 when Barres forces
mercilessly shelled the now capital city of Hargeisa (see Kaplan 2008). Tensions between
Somalilanders and southern Somalis were apparent prior to Somaliland’s declaration of
independence, as Isaaqs’ had been politically and economically marginalised throughout the
period of Barres reign (Hersi 2018: 7; Ingiriis 2016: 239). Somaliland encompasses the
administrative regions set up by the British Protectorate prior to 19605, who mapped out the
5 Somaliland was prior to Somali independence in 1960 British Somaliland, see Lewis (2008: 33-36).
41
colonial borders. As Somalilanders gained independence from colonial rule 1960, they
incorporated into a unified Somali state – a union now shattered (Eggers 2007). Somalilanders,
starkly contesting Puntland’s claims on Sool and Sanaag, clearly demarcates the Somaliland
territory “between Latitude 8’ to 11’ 30’ north of the equator and Longitude 42’ 45 to 49’ East”
(Somaliland Constitution 2001: art 2.1), over-lapping the contested borderlands with Puntland
(see Appendix 1, Figure 1). Somaliland persists as a self-declared, de facto sovereign state in
highly conflictual surroundings: it covers some distance from central- and south Somalia, but
Puntland acts as a buffer zone and obstacle to Somaliland unification as both remain in a
territorial dispute on the border regions of Sool and Sanaag. Somaliland was furthermore
founded parallel to, if not before, the onset of civil war and complete state collapse in
Mogadishu, where the SNM exerted unhindered control of the region, militarily. The SNM did
not, however, enact a one-party system or military leadership, but evoked Guurtis traditional
power-sharing agreements and adhered to their decisions (Pegg & Kolstø 2015: 195). More
specifically framed in Somaliland’s constitution, adopted 2001 but building mainly on the
Boroma Conference: in the political system “it is unlawful for any political party to be based
on regionalism or clannism” (Somaliland Constitution 2001: art 9.3). Thereby, the major Isaaq
clan and affiliated sub-clans do exercise military control over the zone, yet political pluralism
and separation of power is imposed and utilised. Nonetheless, clan affiliation persists as the
major component of influence on Somaliland’s political system and peacebuilding procedures
– particularly regarding Somalilanders ability to govern those who govern:
“The Guurti has played a vital role in the democratization process by approving electoral laws,
mediating political stakeholders in times of crisis, and creating an enabling environment of peace
during elections. Tradition, therefore, has been indispensable to Somaliland’s post-war
democratization.” (Hersi 2015: 87, emphasis added)
Notably, Somaliland’s relationship with global and regional patrons and aid organisations is
characterised by the lack of recognition and an international focus on Mogadishu. The lack of
de jure acknowledgement seems, however, not to hinder progress towards a secure and peaceful
environment for Somaliland – but rather strengthen Somalilanders claim on legitimacy (Pegg
& Kolstø 2015: 201; Jhazbhay 2008: 200). For example, having its own national currency, an
increase in international assistance could risk “[undermining] the relationships of financial
accountability that have played such a large role in Somaliland’s success” (Eubank 2010: 21).
Thereby, the global-local relations are characterised by forms of compromises and concessions:
Somaliland, at times, resist values and norms that appear to oppose its sovereignty yet adopts
42
ideals that make the self-declared state a viable and dynamic partner in other regards (Tadesse
2017; Nyadera et al. 2019). Somaliland receives no explicit patronage, but Ethiopia, EU, and
UN bodies exhibits strong and direct relations with the unrecognised state, as it exceeds in
providing stability and security for its denizens – without external interference by neither the
UN nor the AU (cf. Nordstrom 2004: 171-173).
4.3.4. Protection offered by Somaliland
In many cases, sub-clans consider themselves ‘Somalilanders’ prior to Isaaq or Dhulbahante
specifically, indicating extensive internal cohesion and unanimity (Renders & Terlinden 2010).
Thus, Somalilanders do not expect to declare themselves impartial concerning whether or not
other Somali’s should be incorporated in their sovereign state, as noted in the constitution: any
Somali who on their father’s side is a descendent to a clan residing within the 1960 borders
shall attain a citizenship (Somaliland Constitution 2001: art 4.1). What strong cohesiveness the
many residing clans seemingly have, it remains noteworthy to remember that “Somaliland’s
integrity can be challenged and its claims to sovereignty undermined simple [sic] by the active
opposition of a single clan-particularly among the non-Issaq [sic] clans” (Bryden & Farah 2000:
30). The traditional peace processes are deemed to not have been impartial, but rather politically
contested where negotiations and conflict resolution mechanisms took place locally before
implemented nationally (Malito 2017: 292). After the Boroma talks the oft-praised Guurtis
became partisan toward the state – partly because of their mediatory role and constituting the
second chamber in the national parliament – and hence lost their acclaimed neutrality,
especially toward outsiders (Renders 2012: 140; Balthasar 2013: 230). Incentives for violation
of the region are deemed high, considering that both Puntland and Mogadishu strive for
complete national unification. Yet Somalilanders do not necessarily constitute a threat toward
outsiders, per se. Puntland authorities rather argue that the root to the dire security situation
between the regions lie in the fact that Somaliland has withdrawn from a federal solution (Gaas
& Walls 2014).
Particularly the US and Ethiopia have previously cooperated with what was formerly known as
Somaliland’s National Intelligence Service (NIS), consisting of formal and informal networks
throughout Somaliland in the fight against al-Shabaab (Horton 2019; Suri 2016). Alas, the
majority of external forces combatting Islamist militants have amassed in central- and southern
Somalia, specifically Mogadishu (cf. Bruton 2009), where the war on terror have had the
“consequence of polarising and radicalising [insurgents]” (Malito 2015: 1879) such as al-
43
Shabaab and IS, rather than weaken them; certainly in the northern borderlands where their
supporters remain evasive and constitute a threat to both Puntland and Somaliland (Hoehne
2015: 135). Seemingly, external (potential) patrons do not provide any particular measures of
potential sanctions against violators against the region – Somalilanders largely lack external
support and funds (Dill 2012: 291-292) but remain nonetheless resilient against the influences
of militant Islamism, extremism, and Jihadism (Jhazbhay 2008: 199; Bryden 2003: 35).
Ethiopia do maintain an unofficial yet highly visceral presence in Hargeisa, where “the
existence – officially or unofficially – of Somaliland has variously been supported and used by
Ethiopia since 1991 to further Ethiopian interests in the region” (Cannon & Rossiter 2017: 12).
Thus, Ethiopian national interests are influential on Somaliland’s relationship with its
neighbours – ranging from Djibouti to the north, Mogadishu in the south, and Puntland in-
between. To summarize, Somaliland’s inviolability remains significantly high and the zone’s
durability strong. Yet, the same logics that allowed for bottom-up reconciliation and non-
violent conflict resolution run the risk of exacerbating tensions from sub-clans in the
borderlands with Puntland. Clannism and its subsequent “segmentary lineage system” highlight
the “insurmountable incompatibility between traditional Somali/Islamic and Western political
and juridical systems” (Schwoebel 2018: 218-219).
Thus, Somaliland exhibits traits of locational and intra-societal protection of its denizens, as
the zone seceded from federal Somalia in order to become an independent state. The sanctuary
was formed prior to the civil war and claims the contested sub-territories Sool and Sanaag.
Moreover, the zone was constructed in situ and is maintained primarily by the Isaaq clan.
Table 4. Summarized review of Somaliland.
Somaliland Characteristics and attributes
Type of sanctuary Locational and ad hoc; created by SNM for northern clans; notable
levels of unanimity concerning the purpose of the zone; ethical basis
defined
Functions of sanctuary Largely collective leadership; co-opting global values; significant
strive towards peace writ large; no recognition; highly likely to
survive if violated
Environment of sanctuary Founded prior to civil war; local’s control the zone; peripheral to
conflict; territorial demarcation rests on colonial history; low levels
of global-local cooperation beside War on Terror; weak patron-
client relationship
Protection offered by sanctuary Clear abstention from civil war but active in border dispute; low
ability to sanction; partly effective external patronage, yet largely
absent; some incentives for violation and higher threat level toward
the remainder of Somalia
44
4.4. Comparison
“While Somaliland was established as a successor to the British Protectorate, Puntland emerged
as the administration for all Harti clans in the north-east. Somaliland, therefore, is based on a
territorial logic and Puntland on a genealogical logic.” (Hoehne 2015: 21)
Somaliland’s sovereign claims are principally engrained in the British Protectorate system –
where Somaliland was a under British rule and the rest of Somalia having been under Italian
colonial rule – integrated with fundamental clan structures of traditional governance,
peacebuilding, and conflict resolutions. Puntland, in contrast, impose that the Darood majorities
of north-eastern Somalia belong to the unified and federal Somalia, including Somaliland, thus
refraining from acknowledging the former colonial boundaries. Depicted later in Table 5 is a
visual summary on the comparison between Puntland and Somaliland as (potential) ZoPs,
where the findings indicate that Somaliland exhibits stronger internal unity along the lines of
sovereignty, managing local peace by seceding and avoiding a context of civil war. Puntland
offers protection via national unification, directing local peace processes in a larger context of
conflict. As will be disclosed, the two cases do not necessarily follow the same logics as
peaceful zones amidst war, but rather formulate their mission, or purpose, in contrast and
competition against their counter-parts – or in other words each other. The main difference
between the two peaceful zones resides in the fact Somalilanders motivates their claims on Sool
and Sanaag based on former colonial boundaries, whereas Puntland accentuate its legitimacy
over the borderlands as it being a part of the larger Somali state and closely affiliated clan-wise.
4.4.1. Similarities in characteristics, relationships, and role of patrons
Indubitably, the main similarity shared between Puntland and Somaliland as peaceful zones in
a conflictual context are the as aforementioned assumed cultural, ethical, linguistic, and
religious homogeneity (see Ismail 2010). Furthermore, a key aspect that connect the two zones
is unique for the Horn of Africa specifically: the threat of al-Shabaab and militant Islamists is
the first and foremost potential threat to peace in each region, and for as long as the zones’
squabble over territorial claims in Sool and Sanaag, the borderlands remain breeding grounds
for future uncertainties (Hoehne 2015) where “al-Shabaab is likely to seek control of
Somaliland and Puntland by military means” (Dagne 2009: 102). The legacy of the territorial
dispute between the two regions share similarities on both sides: it is perceived on both fronts
as a legacy of European colonialism prior to 1960 and of the Somali state collapse in 1991,
45
wherein Puntland partly mimicked Somaliland’s setup – albeit not claiming sovereignty – in
order to secure the peace (Hoehne 2009: 274). Additionally, both Puntland and Somaliland
advocate the crucial role traditional authority plays in successful peacebuilding and conflict
resolution (Pham 2011: 141-142). To some extent, both Hargeisa and Garowe rely heavily on
assistance and aid from NGOs (Johnson & Smaker 2014: 18) but remain self-sufficient entities
which are often over-looked by the international aid community (Eubank 2012; Beloff 2013).
Both zones draw inspiration from international discourse and strive toward participatory
democracy and seek societal changes in comparison to the rest of Somalia. Their peacebuilding
models and modes for conflict resolution are respectively formulated to ensure internal
cohesion and to promote non-violent co-existence (Balthasar 2019; Marchal 2010). Wherein
Puntland’s and Somaliland’s conflict resolution mechanisms – i.e. systems of customary xeer
and mag contracts – have provided certain levels of “justice and social cohesions”, it have
dualistically come into “conflict with both international human rights standards and Islamic
Sharia law” (Gundel 2006: iii). Thus, both regions share a key characteristic in such way that
neither region adopts global values and norms but co-opts and maintain traditional and local
values primarily.
In summary, Puntland and Somaliland share several similarities prior to their foundation, ditto
post-withdrawal from the civil war. Both majorities of clans (Darood and Isaaq) were targeted
by the despotic regime of Siyad Barre; the SSDF and SNM movements respectively liberated
the territories from outsiders and jointly advocated reconciliation in-between clans; peace has
been attained factually despite the unpredictable milieus; and traditional leaders and clannism
has played a crucial part in maintaining and securing the peace (Samantar 2009; Lewis 2008;
Hoehne 2015). Connecting back to Allouche & Jackson’s (2019) categories (page 12),
Puntland’s and Somaliland’s shared internal characteristics against outside violence are mainly
that both regions have clearly denoted and defined purposes for their existence: the civil war
which devastated both regions, albeit in varying capacities, cannot return and spoil the peace
which has been attained. Furthermore, their relationship with armed actors is characterised by
mistrust and continued aggression from both sides, i.e. both regions claim control over the
disputed territories and struggles against namely al-Shabaab. Lastly, the role of external actors
is, in both regions, non-significant as the international community – generally and with few
exceptions – have not intervened nor aided either region in their quests to reach internal peace
and stability. The one key external patron which have provided some assistance to both regions
is Ethiopia, who has financially and at times militarily supported both Somali regions, but
46
which remain impartial vis-à-vis the border dispute: “[t]hus Ethiopia is forced to support two
client entities which are in conflict with each other” (Mesfin 2009: 9).
4.4.2. Differences in characteristics, relationships, and role of patrons
“The major substantial difference between Puntland and Somaliland is linked to the principle of
the future annexation with or independence from the rest of Somalia.” (Samantar 2009: 10)
Supported by the findings, the main differences are that of belonging: Somalilanders largely
regard themselves as Somalilanders, whereas Puntlanders consider themselves Harti or Darood
rather than Puntlanders, per se (Johnson & Smaker 2014: 14; Hoehne 2009: 265). Culturally,
then, the entirety of Puntland is relatively more cohesive in regard to clan exclusivity and
genealogical logics of rule between the numerous Majeerteen and Darood allies (Jhazbhay
2009: 64). Somaliland does, moreover, exhibited some extra-societal qualities as the foundation
of the sovereign state – and successive security provided by SNM – allowed for Somali
expatriates to return to the region (Pham 2013: 30). Whereas Puntland was explicitly created
for Harti’s and Darood’s and retaining that the region was a crucial part of a future Somali
federation “[…] tied its destiny (through common clanship) to the dysfunctional wreck of
Somalia” (Lewis 2008: 107). Thereby, the two regions vary on the prospect of a future federal
Somali state, and has since their respective creations. One major difference between the two
regions foundation “was their relation [sic] with Somalia, and by implication with the
international community engaged in the Somali peace process” (Dill 2012: 289). Ergo,
Somaliland wants to be integrated into the global scene, but on completely different terms than
formulated by Puntland, Somalia, and the international community.
Concerning the differences in internal characteristics against outside violence, Somali piracy
becomes an apt indicator. Puntland have struggled in tackling the issues of piracy in the Gulf
of Aden (see Middleton 2008) – wherein some observers argue that Puntlanders rely financially
on piracy in their waters (Rudloff & Weber 2011; ICG 2009). Somaliland, on the other hand,
have imprisoned and focused on ending (implicated Puntland supported) piracy near its naval
territories (Reuters News 2008, 2011, 2012), actions which have resulted in further tensions
between the two zones. Additionally, each regions’ relationship with armed actors diverges as
Puntlanders recognise and cooperate with the central authority in Mogadishu, but
Somalilanders maintain an evasive stance toward the Somali government FGS. Moreover, in
Somaliland former enemy combatants reconciled with each other because of the successful
47
mediation via traditional elders (Ahmad 2012: 327-328), whereas Puntland have experienced
power struggles in-between Harti and Darood clans (Marchal 2010). Concerning the role of
external actors, Puntland have received, albeit incrementally, some more attention from the
international community concerning programmes aimed at improving security. Partly because
Puntland is a de jure part of central- and southern Somalia, where the UN has spent much more
time and resources, and partly because Puntland has legitimate security concerns considering
the presence of al-Shabaab and pirates in the area. Alas, the few interventions made by
international agencies in Puntland have “affected but did not fundamentally alter how security
as a whole is organised and enforced in the region” (Albrecht 2018: 230). In Somaliland’s case,
the role external actors play are as crucial trading partners where outsiders, desirably, recognise
the state. But, concerning the lack of international recognition, a “growing fatigue” has occurred
for Somalilanders: the issue of perceived stagnation “is reinforced by concern over the shortage
of territorial guarantees and protection that it can call upon as an unrecognized territory”
(Ibrahim & Terlinden 2010: 79). Arguably, Somaliland sovereignty is an issue most (potential)
patrons refrain from tackling head on, certainly EU and US who rather avoid the issue and refer
to the mandates of AU, Ethiopia, and Mogadishu (see Pegg & Kolstø 2015: 197-198).
Table 5. Summarised comparison between Puntland and Somaliland.
Underlying logics Puntland Somaliland Internal cohesion and purpose Clearly defined purpose, weaker
unity concerning its fulfilment.
Clearly defined purpose, stronger
unity concerning its fulfilment.
Conflict resolution mechanisms Weaker structures for non-
violent conflict resolutions.
Stronger structures for non-
violent conflict resolutions.
Effectiveness of leadership Effective but clan-focused
leadership structures, some
public support.
Effective and collective
leadership structures, strong
public support.
Territorial demarcation Distinctly defined and
recognised yet contested.
Distinctly defined yet contested
and largely unrecognised.
Presence in relation to conflict Spatial adjacency in relation to
territorial conflict and civil war.
Spatial remoteness from civil
war, adjacent to land dispute.
Code of conduct toward outsider Not abstaining conflicts with
outsiders, and no stated
neutrality towards militant
Islamists and Somalilanders.
Abstaining the civil war, but no
stated neutrality towards militant
Islamists and Puntlanders.
Motivation for existence Legal basis combined with
genealogical rationale, and
officially recognised
Ethical basis combined with
former colonial rationale, but not
officially recognised
Threats and/or incentives Few incentives or present threats
toward outsiders.
Some incentives or present
threats toward outsiders.
External patronage Very low external patronage and
external influence over outsiders.
Low external patronage, low
external influence over outsiders.
Sanctions against violators Few available sanctions
externally, some local capacities.
Few available sanctions
externally, more local capacities.
48
5. Analysis
Drawing upon the inquiries previously stated in Table 2, I will connect the findings to the four
categories which define and inform a ZoP inviolability and durability: (i) type of sanctuary,
informing inviolability; (ii) functions of the sanctuary, concerning durability; (iii) the
environment, also informing durability; and (iv) form of protection offered, affecting
inviolability. First, both Somaliland and Puntland exhibits forms of intra-societal protection
against outside violence – indicating that the regions are locational peace zones as assumed
earlier in chapter 3.4. Both zones have explicit visions of peace through local and traditional
means for reconciliation – abstaining from an historical despotic and authoritarian leadership
which led to the Somali civil war. The way forward is arguably decentralisation for Puntland,
and secession for Somaliland, according to the two regions clashing ambitions. The internal
unity is notably high, especially in Somaliland where “instead of mimicking a Western-style
top-down system of governance” the region “has been forced by its isolation to build a state
enmeshed in its surrounding society” (Kaplan 2008: 154-155). Puntland, on the other hand, is
cohesive concerning a unified Somali state (Johnson 2008) – but not necessarily unanimous on
who should unify Somalia (ICG 2009). Both zones’ underlying logics dwell in traditional and
local sets of values of conflict resolution and reconciliation processes – certainly in the case of
Somaliland where locals see their peacebuilding successes as something they “own”, rather
than “owe” the international community. Equally true in the case of Puntland, where
international attention has been scarce: the peace attained rests on clan loyalty and genealogical
unity, rather than externally formulated practices of grassroot inclusiveness in decision-making.
Neither Somaliland nor Puntland were created by external actors, and their respective processes
toward societal peace gained legitimacy because of the absence of foreign intervention (Ahmad
2012: 328). Somaliland exhibits higher levels of peace writ large than Puntland: mainly
because of the de facto state’s claims on democratic advances, more in par with a model of
bicameral democracy. However, Somaliland clearly defines that the number of political parties
in the republic “shall not exceed three” (Somaliland Constitution 2001: art 9.2), indicative for
a concentration of power in the hands of few political parties hence refuting multipartyism.
Second, the primary function of both zones is to secure the territorial integrity of each region.
Somaliland and Puntland underpin their claims on the contested borderlands of Sool and Sanaag
with internally formulated legitimacy, and are yet to reach some form of settlement, let alone
non-conflictual mode of negotiations. Puntland aspires toward more security and stability,
49
arguably because of the high concentration of militant Islamists within its area of influence.
Somaliland, in comparison, focuses on creating a prosperous democratic nation for all its
citizens – but maintain that in order to provide societal growth and advancements, the republic’s
sovereignty must not be challenged. Neither zone seem explicitly prepared for a violation of
their territories, on the other hand neither zone presents any tangible threats against, or
incentives for, violation by armed outsiders beyond the territorial dispute between themselves.
Namely al-Shabaab seeks to topple the Mogadishu based FGS and establish an Islamic emirate
in its stead; and has conducted terror attacks on both Puntland and Somaliland infrastructure
and civilians as part of the larger mission (see Harnisch 2010). Yet, neither zone presents a
threat per se for the Salafistic organisation but rather as obstacles toward the end-goal of
creating a zealous Sharia-based Somali caliphate. Incentives for violating, or more specifically
penetrating Hargeisa and Garowe, are regarded as relatively few for al-Shabaab.
Third, the environment in which both Somaliland and Puntland operate as peace zones is
principally a conflictual one: between each other, sporadically, and more commonly against
militant Jihadists. Both zones have relatively good ties, and cooperates where befittingly, with
global and external actors. Neither region have, however, enjoyed the full support – nor
acknowledgment in Somaliland’s case – by external actors’ such as the UN, US, or Ethiopia;
but rather co-opted and at times even rejected norms and values concerning their innate
processes toward peace (Johnson & Smaker 2014). First and foremost, the environments of
Somaliland and Puntland, as peaceful locales, is unquestionably branded by the border
contestation between the two. Despite recusing themselves from the civil war in the 1990s, “the
end of wars very rarely, if ever, marks a definitive break with past patterns of violence” (Berdal
2012: 309). Ergo, the border dispute between Somaliland and Puntland could be considered as
a continuation of politics in a clan-rooted tradition (Hoehne 2009: 266-268; Mesfin 2009: 10-
11; Hoehne 2006: 410). A potential resolution to the conflict may involve the Dhulbahante and
Warsangeli sub-clans choosing which region they belong to, themselves, whereas Puntlanders
“would like to see Somaliland stay with Somalia” (Gaas & Walls 2014: 5). The disputes between
Somaliland and Puntland can additionally be traced to the two regions vastly differing outlooks
on a unified Somalia (Schwoebel 2018: 213) which has allowed al-Shabaab to gain a foothold
in the ungoverned border regions. Thereby, some observable difficulties in the oft-praised
peacebuilding processes of Somaliland and Puntland arise, where elites narratives are frequently
contested against the peripheral clan-based movements, and localised conflicts over resources
and land in the border territories have a spill-over effect all the way up to Hargeisa and Garowe
50
authorities (Schwoebel 2018: 215-216). Perhaps federalism is not necessarily the right answer
for nation-wide peace in Somalia, let alone for the cessation of conflict between two otherwise
peaceful regions. It is difficult to foresee what actualised federal unity would entail for Puntland
and Somaliland respectively (Lewis 2008: 108; Schlee 2010: 166). A unified Somalia, including
Somaliland, would not necessarily strengthen each zones’ inviolability and durability but rather
jeopardise it. Moreover, and somewhat perplexing since both regions provide high levels of
safety, UN and international agencies primarily work outside of Puntland and Somaliland
(Almansa 2015) – suggestively adding to the disbelief in external actors’ ability to shape policies
and advance an external agenda.
Fourth, the protection offered by Somaliland and Puntland is provided namely for those
residing within each respective territory and away from the civil war which characterises
central- and southern Somalia. However diversely the two examples of Somali peace seek to
accomplish security and distance from the civil war, they have undoubtedly set out unique paths
for themselves to traverse. The rules of the game, or societal codes of conduct which functions
as guiding beacons for each zones’ residents, are largely incorporated in other key, societal
mechanisms – such as cooperation and talks with the business communities – enabling societal
inclusiveness and bottom-up participation in decision-making (Ibrahim & Terlinden 2010: 76;
Ali et al. 2015: 18), reaching beyond the oft-central grasp wielded by Guurtis or Isimos.
Concerning the two sub-clans Dhulbahante and Warsangeli, and their relationship with
Somaliland and Puntland respectively, the Warsangeli have succeeded to a larger extent in
conducting conflict-free negotiations and cooperation compared to the Dhulbahante (Hoehne
2015: 123). Some groups within the sub-clans acknowledge the legitimacy of secessionist
Somaliland, whereas others maintain that Somalia should be united, supporting Puntland’s
claims on Sool and Sanaag. There are – beyond the contested borderlands – few threats
presented against outsiders, nor are there tangible incentives for violation beside namely al-
Shabaab’s vision to unify the Horn of Africa into a caliphate. Al-Shabaab’s efforts are,
moreover, focused on central Somalia; the Jihadi organisation aims to contain Mogadishu and
enact Sharia rule of law, similar to the Islamic Courts Union (ICU)6 quest which evoked an
Ethiopian military intervention in 2006. Previous military interventions in Somalia, including
AMISOM and UNITAF, have left residues of conflict throughout the nation. Thus, Somaliland
6 For additional reading on the connection between ICU and al-Shabaab, see Boon-Kuo et al. (2015); Barnes &
Hassan (2007); Roque (2009); and Mwangi (2012).
51
and Puntland have been exempted from the most direct consequences of the civil war but have
been burdened by a continuing external pressure to function and uphold peace, preferably in
par with outsiders’ security interests (Albrecht 2018). Thereby, external (potential) patrons have
seemingly demoted and weakened Puntland’s and Somaliland’s ties with outsiders, rather than
strengthened and promoted them (cf. Appendix 2, Figure 4). Oddly enough, absent international
assistance has strengthened the internal legitimacy and claims on agency for Somalilanders and
Puntlanders – but a ceaseless call for stability from without the territories has arguably affected
the two zones’ ability to negotiate with national and international outsiders.
Lastly, in accordance with the theoretical framework, neutrality and abstention has an assumed
key role for ZoPs. Neither Somaliland nor Puntland expresses any form of explicit neutrality
toward armed actors, e.g. al-Shabaab or more importantly against each other. Skirmishes
between Puntland and Somaliland forces have occurred periodically throughout the last
decades. However, both zones maintain that they refrain from participating in the Somali civil
war, certainly Somalilanders who have no claims on territories southbound of Sool and Sanaag.
Puntland provides the FGS and Somali armed forces with information, and more actively with
fighters to the federal army (Robinson 2019: 217). Connecting back to the logics of ZoPs, can
Puntland and Somaliland be considered sanctuaries if they do not abstain warfare? The short
answer is yes: in par with Mitchell & Hancock’s (2007: 205) reasoning, “[…] it is difficult for
a sanctuary to withdraw completely from what is going on around it”. Neutrality does not
automatically mean that the zone cannot defend itself, nor protect its assets or interests. More
commonly for ZoPs elsewhere, there is an external patron who defends the interest and
inviolability of a sanctuary, but on the Horn of Africa there are no apparent, stronger states or
international agencies readily providing patronage (with the arguable exception of Ethiopia,
who occasionally supports both regions). Thus, traditional sets of values and mechanisms for
conflict resolution functions well, since in “Puntland and Somaliland there is relative calm, built
upon sub-clan agreements with each other, with the exception of the fighting in the border zone
between them” (Robinson 2019: 211). Plausibly, the reason behind the border contestation is
parallelly the strongest argument both can formulate for existing: legitimate claims over Sool
and Sanaag based on former British Protectorate in Somaliland’s case, and shared clan identity
and history for Puntland – neither argument can be easily dismissed (see Bradbury & Healy
2010). Returning to the framework (chapter 2.3), both regions do – in parts – adhere to Mitchell
& Hancock’s (2007) ten logics despite the ‘Puntland-Somaliland dispute’. Additionally, both
respond to global-local frictions by co-opting external values (cf. Björkdahl & Höglund 2013).
52
5.1. Impenetrable land(s) of lasting peace(s)
Lastly, both Puntland and Somaliland may be considered successful peace(s): Puntland can be
summarised as follows: it (1) comprises residents with some cohesive unity; (2) aspires toward
federal democracy; (3) has an effective – albeit elitist – recognised leadership; (4) defines clear
boundaries, based on clan affiliation, however contested; (5) is spatially adjacent to the civil
war; (6) does not define neutrality or impartial conduct; (7) has clear legal basis for existence;
(8) presents few incentives or threats toward outsiders; (9) have no substantial external patron;
and (10) has few measures to evoke sanctions if violated. The inviolability and durability of
Puntland remains rather robust and secure. First and foremost because the federal autonomous
state wields agency concerning what a future, peaceful, Somalia could be. Impartial treatment
and declared neutrality is lacking in the case of Puntland, where for example “[t]he PIS is very
powerful, acts with impunity, detains perceived state enemies – particularly Islamist militants
– and routinely tortures” (ICG 2009: 14), suggesting that Puntland mainly evoke security prior
to peace writ large or non-conflictual demeanours with potential violators – regardless whether
local or external. Puntland’s legitimacy rests on the undisputed role the zone has received as a
stable and exemplary Somali federal state: promoting Somali unification in accordance with
the international community’s aspirations for the failed state.
Somaliland is characterised as follows: it (1) consist of Somalilanders who adhere to national
unification albeit facilitated by clan supremacy; (2) aspires toward sovereignty and international
recognition; (3) has an effective and relatively collective leadership, however unrecognised; (4)
has defined yet contested boundaries based on former colonial borders; (5) is spatially remote
from the civil war; (6) evokes non-participation concerning the Somali civil war, yet battles
militant Islamists and sporadically Puntland; (7) claims ethical basis for existence; (8) exhibits
some incentives and threats toward outsiders; (9) has slight external patronage but ineffectual
influence over outsiders; and lastly (10) has some capabilities to evoke sanctions if violated.
The inviolability and durability of Somaliland is therefore considered high and permanent. The
self-declared state enjoys practical recognition as a peaceful and stable part of the Horn of
Africa, uncontested as a success by most. In addition, considering that Somaliland is socially
organised based on clans, it may have “helped render Somaliland significantly less vulnerable
to jihadist threats than much of the rest of Somalia” (Amble & Meleagrou-Hitchens 2014: 538).
Somaliland represents a rather unique case of peace amid war, as the region even relative to
Puntland has managed to maintain non-violent conflict resolutions between former enemies and
53
reconciled locals under one cause: secession. Seemingly, “Somaliland’s experience reveals the
coconstitution [sic] of war and peace with unusual clarity: the absence of war is sustained by
its presence” (Phillips 2019: 689). Nevertheless, caution is advised, as “Somaliland is by no
means a “finished product” within the larger context of reconciliation along the Somali coast”
(Jhazbhay 2009: 74). Somaliland’s peace seemingly depends on the continuation of conflict;
far from instructive for nation-wide peace as previous research suggests (Idler et al. 2015: 12).
6. Conclusions
“Given the nature of civil wars and their attendant violence, the establishment of a successful
sanctuary, peace territory, or peace community would appear a hopeless task [...] However, there
is clearly much variation in the success of efforts to maintain the inviolability of a sanctuary
during a civil war and in the durability of these initiatives.” (Mitchell 2007: 16)
At the onset of this study, I inquired whether or not Somaliland and Puntland could be classified
as ZoPs, or sanctuaries, amidst the Somali civil war. Furthermore, I contemplated if Hancock
& Mitchell’s seminal theoretical understanding on causes for peace could help explain why the
two Somali regions continuously enjoy peace and security in a remarkably violent and complex
conflict situation. Indubitably, both Puntland and Somaliland remain as prime examples of
durable and inviolable state-like entities – but are they examples of sanctuaries? Recalling the
questions which were formulated at the onset of this study, the answers are briefly summed up:
• Somaliland shows strong affirmation of peace writ large and may be considered as a ZoP. The region has
achieved notable peace amid a conflictual context and offers sanctuary for those who acknowledge
Somaliland’s claim as a sovereign state.
• Puntland show less encouragement of peace writ large but is nonetheless considered an ZoP. The region
has achieved relative security and peace, in spite of its adjacency toward civil war, and provide sanctuary
primarily for Harti and Darood (sub)clans.
o The main difference between the two self-sufficient peace entities draws attention toward their
respective intents and raison d'être: secession on the one hand, unification on the other.
• Somaliland have achieved lasting peace due to traditional and local mechanisms for reconciliation and non-
violent conflict resolutions. Somalilanders claim sovereignty and exhibits strong internal cohesion
concerning its territorial and political demarcations.
• Puntland have achieved local levels of societal peace and security, particularly relative to the remainder of
Somalia. The peacebuilding procedures rely on clan supremacy and coherency, where Puntland,
internationally recognised as an autonomous federal state, claims territory based on genealogical rationale.
o Notably, each zones’ inviolability and durability does not necessitate external involvement; global
and international interferences in northern Somalia rather risk undermining what peace there is.
54
6.1. Thriving in a conflictual context
The findings, and subsequent analysis, suggests that Somaliland and Puntland share key
characteristics of ZoPs, and that both may be considered as ZoPs amid civil war, as per the
theoretical framework. ZoPs are, as previously noted in the theory section, maintained in
relation to an ongoing armed conflict which amplifies their exceptionality. In this regard, both
regions meet the criterion of ZoP, reinforced by their unambiguously demarcated territorial
borders. Both regions exhibit a strive toward positive peace in order to maintain a negative
peace, but Somaliland seem to advance further in their endeavour. Both local leaderships,
however successful in managing and reconciling former enemies, is highly clan-dependent and
both regions delimit the potential for multipartyism and local capacities to self-governance (i.e.
Sool and Sanaag). Noteworthy, the initial successes of the SNM and SSDF in securing the
territories post-war had its peacemaking merits (Hesse 2010: 73; 77), but security arguably is,
as a standalone logic, insufficient to promote a “vision of peace writ large”. Patronage is scarce
and ineffectual considering patron’s potential to strengthen relations between the zones’ and
outsiders. Patrons’ relationship is, moreover, weak and indirect with both peace zones.
Nonetheless, as observed in contemporary ZoP research: the logic behind local sanctuaries refer
to their ability to reduce violence, in addition the “concept emphasises a distinctive element of
autonomous agency where locals use their capabilities to make decisions and to actively
influence the course of their joint action” (Saulich & Werthes 2020: 33). Concerning the border
contestation, both regions maintain an – what I would refer to as – uneasy understanding:
Somaliland solidify internal legitimacy in contrast to Puntland’s federalist aspirations for
Somalia; vice versa Puntland retain legitimacy when claiming national unification compared to
Somaliland’s goal of secession from Somalia. Moreover, neither region would, presumably,
remain inviolable and durable peace zones amid conflict if southern- and central Somalia
(emphasis Mogadishu) were not in a state of turmoil and incertitude.
Somaliland’s classification as a ZoP rests on the region’s aforementioned strive toward peace
writ large: e.g. a surge in women’s participation in conflict management, incessant non-violent
conflict management practices, and democratic elections and a rather tangible national currency
(i.e. local characteristics). The results indicate that the self-declared state have the ability to
enact a sanctuary against outside violence and threats, even if external patronage remains absent
and the local has no explicit neutral conduct toward armed outsiders. Somaliland’s armed forces
are aptly equipped and capable to protect the region and provide security – despite the presence
55
of potential spoilers to peace such as al-Shabaab and warlords. However, military hegemony
and Isaaq supremacy suggest that outsiders’ conditionalities go unanswered and indicate that
Somaliland have no plans on withdrawing their claim as a sovereign state. Lacking impartial
conduct toward outsiders, undefined neutrality toward armed actors, and low to none external
patronage could potentially contest the conclusion that Somaliland may be considered a peace
zone – but does on the other hand imply that the self-declared state has managed to secure
internal peace because of an amassed national pride and military control over its territories.
Puntland’s depiction as a ZoP relies on the precise opposite: non-secession and unification of
a federal Somali state. Quite admirably, the federal State of Puntland have asserted that national
unification and decentralisation down to sub-state level is the answer for achieving nation-wide
reconciliation. The political leadership, elitist and in the hands of the few, is indicative for the
peacebuilding processes Puntland has enacted: evidently durable, however uneasy at times in
its resolve. Outward recognition of Puntland’s legality is largely uncontested, endorsing Harti
and Darood clan leaders claim to power. The internal consensus concerning individualistic
leadership styles in Puntland – or in Somalia at large as was the case of Col. Yusuf Ahmed, a
founder of not only Puntland but the TFG in 2004 as well (see Lewis 2008; Johnson & Smaker
2014) – has been disputed in-between clans. Lacking impartial conduct towards outsiders,
undefined neutrality toward armed actors, very low levels of patronage, and divisions reflecting
the leadership may undermine Puntland’s character as a ZoP. However, Puntland’s factual hold
over its territory and influence over Mogadishu suggests that the federal state endure as an
inviolable and durable peace zone – notably because of Majeerteen clan dominion in traditional
peacebuilding conducted. Additionally, Puntland has been widely acknowledged as and retain
a status of the sole functioning Somali state – reinforcing Puntland as a ZoP seeing how external
actors have played no significant role but support Puntland’s aspirations of Somali unification.
6.2. Discussion on theory guidance and future research
In summary, peace has prevailed in both Somaliland and Puntland much due to the recollection
of what should not happen again. The despotic regime of Siyad Barre and misconduct of
UNSOM and UNITAF troops dwell deep in the shared Somali memory, and both self-serving
regions arguably formulate their peacebuilding processes in contrary to the causes of civil war
following the 1980s and 1990s. The two ZoPs share a grand goal of lasting and unchallenged
peace – but nonetheless varies on the trajectory: Somaliland seeks secession and independence,
whereas Puntland rather integrate closely with Somalia but emphasise autonomy and territorial
56
integrity. The two apparent peace zones, however not completely satisfactorily explained via
the theoretical framework, do adhere to most logics of sanctuary against conflict. The few
observed global-local encounters affirm what was previously noted: Puntland and Somaliland
have attained and more importantly maintains peaceful means for conflict resolution in lieu of
plunging back into the Somali civil war: plausibly because there are no international interests
nor agendas to alter the locals’ visions of peace. Solving the border contestation between the
two would, therefore, not necessarily solve the issues of Somali peace at large – but could rather
risk undermine the locally attained peace(s), respectively. A shared trait between Somaliland
and Puntland, regarding the local unanimity, connects both regions’ (perceived) claims on the
borderlands. Remove or fulfil eithers aspiration in Sool and Sanaag, and the international
community’s efforts will be understood as biased. At the time of writing, both cases seemingly
co-opt some global values and norms in regard to each zones’ ability to build a solid and lasting
foundation upon which their denizens may continue living in relative harmony and safety (i.e.
aspiring positive peace to sustain a negative peace). Concerning the aforementioned urge to
disconnect state building and peacebuilding in order to detangle the intricacies of Puntland and
Somaliland, and assist them in their aim toward peace, Andre Le Sage argued early (2002) that:
“International peace-building efforts must take into account the realities of non-state power that
now prevail in Somalia. Ten years after the collapse of the Siad [sic] Barre regime, Somali
political leaders and businessmen have institutionalised a new dynamic of social support,
political control and wealth accumulation that underpin local governance initiatives.” (Le Sage
2002: 133)
As mentioned earlier, the framework of ZoP may favourably be applied in order to nuance local
intricacies and peacebuilding processes – especially in a conflictual context. Alas, some key
assumptions proved irrelevant when comparing the two chosen cases for this study: neutrality
and impartial conduct of outsider armed forces are understood as guarantors of the inviolability
and durability of a peace zone (Mitchell 2007; Idler et al. 2015). Meanwhile, Somaliland and
Puntland exhibit no explicit, nor implicit it seems, concerns on how potential violators might
view and interact with them as peaceful phenomenon. This study complements the field of
research concerning Zones of Peace in such a way that the framework might be insufficient as
to explain why peace endures even when a civil war persists. The framework was highly
effectual when subtracting complex information meticulously, combining several elements into
a larger picture – yet the two analysed cases of peace(s) leave much for the imagination relating
to Hancock’s (2007) desired model of local ZoPs. The on-going (external) liberal peacebuilding
57
paradigm in south- and central Somalia could, potentially, take heed of what the role for
external actors ought to be, plausibly in accordance with previous research (see Lewis 2008;
Nordstrom 2004; Dini 2009): consultative and with minimum interference in order to
strengthen local agency and legitimacy. This normative remark should, nonetheless, be
interpreted cautiously – Somalia’s civil war have left a nation in shambles, and hundreds of
thousands if not millions of civilians have been affected throughout the last three decades. The
oft-criticised humanitarian-military missions have, indisputably, helped mitigate some of the
more dire consequences in northern Somalia where the peaceful zones have received some
international assistance and aid. Again, the framework of ZoP shed some light on key
characteristics within Somaliland and Puntland, but the theory’s applicability and explanatory
capabilities on the remainder of Somalia is uncertain, at least for the time being. If Puntland
and Somaliland are characterised as sanctuaries, what knowledge can be stated on other cases
of peace amid war elsewhere? Allouche & Jackson (2019: 86) suggest that African ZoPs are
less “institutionalised” and far more reliant on sole peacebuilding agents, whereas this study
suggest otherwise: Somaliland’s and Puntland’s peace(s) depend on societal agency, transferred
to a select few (e.g. Guurtis and Isimos) operating under the scrutiny of its denizens. Although
neither case fully abides by the logics of ZoP, both remain unchallenged and robust examples
of peace amidst a particularly complex armed conflict. The theoretical framework proved
somewhat insufficient to explain why both peace(s) seemingly rely on the continuation of civil
war in central- and south Somalia. Presumably, nation-wide peace would entail more prolific
local peacebuilding processes in northern Somalia, yet the results suggest that both Puntland’s
and Somaliland’s acclaimed successes in peacebuilding rests mainly on lacking international,
regional, and even national, attention towards these Zones of Peace.
58
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Appendix 1. Maps
Figure 1. Map of Somaliland and Puntland (University of Texas Libraries 2020).
Sanaag, Sool, and partly Togdheer are territories where both Puntland and Somaliland are in dispute over who has
the rightful and legitimate claim over the areas. Moreover, there have been localised attempts in each sub-region
to secede away from both Puntland and Somaliland, yet so far, the areas and their administrative capitals’
Ceerigaabo and Laascaanood are under de facto control by either Somaliland, Puntland, or both. (Mahmood 2019)
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Figure 2. Situational map including Somalia’s five federal member states (Sidorov 2020).
The South West State of Somalia (1) encompasses territory between Ethiopian Ogaden region to the north-west;
Jubaland in the south-west; Hirshabelle to the north-east; and the Somali Sea to the south-east.
Jubaland (2) is comprised of sub-regions bordering Kenya to the west and South West State of Somalia to the
east. Hirshabelle (3) encompasses two sub-regions between the South West State of Somalia and Galmudug to
the east. Galmudug (4) borders Puntland (5) to the north.
1
2
3
4
5
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Appendix 2. Figures Zones of Peace (2007)
Figure 3. Typology of sanctuary (Mitchell & Hancock 2007: 191)
Inviolability
Locational protection (a sanctuary) Personal protection
extra-societal intra-societal individuals categories communities
traditional constructed
in situ to enable return
Sanctuaries may be indirect (personal protection) or direct and structural (locational protection). Personal
protection involves with individuals, categories (of individuals), or single communities. Locational protection, or
a sanctuary as defined by the authors, encompass either extra-societal boundaries (beyond the ZoP) or intra-societal
boundaries (within the inviolable area). Intra-societal may either be traditional (locally created, or bottom-up) or
constructed in situ or temporary to enable return of residents (externally formed, or top-down).
Figure 4. Effectiveness of outside patronage (Mitchell & Hancock 2007: 217)
HIGH
WEAK AND STRONG AND
INDIRECT DIRECT
LOW
Where the ‘weak and indirect’ and ‘strong and direct’ axis identifies the weakness/strength of ties between local
organizers of the sanctuary and external patrons. And the ‘high’ and ‘low’ axis displays the degree of patron’s
influence on potentially threatening parties (available sanctions, dependencies, and vulnerabilities).