Created and Illustrated by SAI Global

THE COMPLIANCE COLORING BOOK YOUR ETHICAL ESCAPE FROM STRESS AND BURNOUT

BRIBERY AND CORRUPTION

CONTENTS

Introduction 3Anti-briberyandAnti-corruption 5Anti-moneyLaundering 7CorporateCulture 9CarefulCommunications 11ConflictsofInterest 13CorporateSocialResponsibility 15EmploymentandWorkplaceIssues 17Exports,Imports,andTradeCompliance 19FinancialIntegrity 21HealthcareCompliance 23InformationSecurity 25PrivacyandDataProtection 27RespectintheWorkplace 29ComplianceOfficerDay 31

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Welcome to the Compliance Coloring Book, your ethical escape from stress, frustration, email, and burnout.

You may be wondering why we created this for our community and what a coloring book has in common with ethics and compliance. Let us help you fill in the blanks.

In this book, you’ll find different pictures and scenarios. You can complete them in any order, wherever you are, and use as many different colors as you’d like. There aren’t any rules, but the one guiding principle is that you color within the lines.

In the world of ethics and compliance, we are collectively responsible for helping employees make the right decisions. These decisions are made by unique people experiencing different scenarios, and there is no telling when they may happen and what they may look like. When the line between right and wrong or ethical and unethical isn’t clear, it’s up to us to help them stay within the lines.

But staying within the lines and doing the right thing doesn’t have to be boring. It can be fun, and colorful, and only take a few minutes to make an impact. So, the next time you feel stressed, turn to a fresh page and have some fun. We’ve included blank pages within the book so you can capture any ideas that come to you while coloring. We hope this self-care resource brings some joy and creativity to your day.

Sincerely,

The SAI Global Team

INTRODUCTION

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BRIBERY AND CORRUPTION

5

ANTI-MONEY LAUNDERING

6

CORPORATE CULTURE

7

CAREFUL COMMUNICATIONS

8

CONFLICTS OF INTEREST

9

CORPORATE SOCIAL RESPONSIBILITY

10

EMPLOYMENT AND WORKPLACE ISSUES

11

EXPORTS, IMPORTS, AND TRADE COMPLIANCE

12

FINANCIAL INTEGRITY

13

HEALTHCARE COMPLIANCE

14

INFORMATION SECURITY

15

PRIVACY AND DATA PROTECTION

16

RESPECT IN THE WORKPLACE

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National Compliance Officer Day is every year on September 26th. We created this annual event in 2016 to recognize the important work compliance officers do, shine the spotlight on your profession’s dedication to doing the right thing, and remind the compliance community how important self-care, mindfulness, and wellness can be in high pressure jobs. It’s not easy to fight risk and shape the culture of an organization, so while you may not have superpowers, each and every one of you is a superhero.

Be sure to follow @SAIGlobal and the #ComplianceOfficerDay hashtag on Twitter and LinkedIn for updates on how we’ll celebrate Compliance Officer Day in 2017 and what you can do to participate. Share your coloring book creations on social media with the #ComplianceColoringBook hashtag.

COMPLIANCE OFFICER DAY

For more information about SAI Global, visit www.saiglobal.com

ABOUT SAI GLOBAL

At SAI Global, we make Intelligent Risk possible by helping organizations proactively manage risk to achieve business excellence, growth, sustainability and ultimately, create trust.

Our integrated risk management solutions are a combination of world-class tech platforms, services and advisory capabilities that operate across the entire lifecycle allowing businesses to focus on opportunities presented by uncertainty.

Together, these tools and knowledge enable customers to develop a holistic, integrated view of risk. In Australia, we are also a leading provider of settlement related services; company, personal and property information.

SAI Global Limited’s head office is located in Sydney, Australia. We employ more than 2,000 people across 29 countries and 51 locations across Europe, the Middle East, Africa, the Americas, Asia and the Pacific.

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