test validation 101 2012 nilg conference august 29: 2:45 p.m. - 3:45 p.m. presenters: dan biddle,...
TRANSCRIPT
Test Validation 1012012 NILG Conference
August 29: 2:45 p.m. - 3:45 p.m.
Presenters: Dan Biddle, Ph.D., and Heather Patchell, M.A.
Overview of Biddle Consulting Group, Inc.
Affirmative Action Plan (AAP) Consulting and
Fulfillment
• Thousands of AAPs developed each year• Audit and compliance assistance• AutoAAP™ Enterprise software
HR Assessments
• AutoGOJA™ online job analysis system• TVAP™ test validation & analysis program• CritiCall™ pre-employment testing for 911 operators• OPAC™ pre-employment testing for admin professionals• Video Situational Assessments (General and Nursing)
EEO Litigation Consulting /Expert Witness Services
• Over 200+ cases in EEO/AA (both plaintiff and defense)• Focus on disparate impact/validation cases
Compensation Analysis• Proactive and litigation/enforcement pay equity studies• COMPare™ compensation analysis software
Publications/Books• EEO Insight™: Leading EEO Compliance Journal• Adverse Impact (3rd ed.) / Compensation (1st ed.)
BCG Institute for Workforce Development
• 4,000+ members• Free webinars, EEO resources/tools
Nation-Wide Speaking and Training
• Regular speakers on the national speaking circuit
Biddle Consulting Group Institute for Workforce Development (BCGi)• BCGi Standard Membership (free)
– Online community– Monthly webinars on EEO compliance topics– EEO Insight Journal (e-copy)
• BCGi Platinum Membership – Fully interactive online community – Includes validation/compensation analysis books– EEO Tools including validation surveys and AI
calculator– EEO Insight Journal (e-copy and hardcopy)– Members only webinars, training and much more…
www.BCGinstitute.org
Your Presenters Today…
• Dan Biddle, Ph.D., CEO– Over 20 years experience in EEO/AA & Testing– Experience in over 100 cases– Author of Test Validation & Adverse Impact (3rd
ed.)– [email protected]
• Heather Patchell, M.A.– EEO/AA Consultant– Executive Director of BCGi– Masters I/O Psychology – [email protected]
Presentation Overview
• Our goal:– Review “high level” validation criteria for four
common assessment devices– Provide basic and practical steps for validating
each– Equip you with take-home tools for validation – Provide convincing evidence that validation
produces both qualified applicants and defensible PPTs
• The assessment devices we’ll be covering include:– Basic Qualification (BQ) screens– Physical Ability Tests– Interviews– Written Tests
• Review the “Test Validation Checklist” for validating each type of device
Adverse Impact: The Trigger for the Validation
Requirement
A Brief Review
Before looking at validation…when is validation required?
• Whenever your “PPT” exhibits adverse impact• Single Event: Adj-FET / Chi-Square p < .05• Multiple Event: Mantel-Haenszel / MEEP p
< .05• Particular PPT• Overall Selection Process
Pass Fail TotalsWomen 40 60 100Men 60 40 100
67%150%
2.25
Passing Odds of Women:Passing Odds of MenOdds Ratio
P = .006SD = 2.747
Adverse Impact in Context
“or”Diff. in Rates?
YES NO
Is the PPTValid?
YES NO
Alternative Employment
Practice?
NODefendant Prevails
YESPlaintiff Prevails
END
Plaintiff Prevails
Practice,Procedure,Test (PPT)
PlaintiffBurden
DefenseBurden
PlaintiffBurden
How selection processes are challenged . . .
1. The OFCCP (typically) uses overall adverse impact as a “red-flag” to identify where/when to investigate further.
2. If there is overall adverse impact, the OFCCP will investigate the PPTs in the selection process.
3. It is absolutely imperative that the employer have the data and the ability to analyze the individual steps in the overall process.
4. If the necessary data is not available to perform step analyses, the OFCCP can make an “adverse inference” . . . (i.e., they can infer impact because the employer did not collect the data they are required to collect).
**OFCCP Insight(s)**
A Brief Overview of Validation
Before Discussing Particular Type of PPTs, Let’s Review Validation in General• What is validity?
– Legally… “job related for the position in question and consistent with business necessity”
– Practically… in jury trials, the test must somehow rationally connect with the job
– With the OFCCP and other FEAs, it must comply with UGESP (see www.uniformguidelines.com)
– We’ll focus on just two validation methods:
o Content validationo Criterion-related validation
Guides Related To Validation Techniques
Validity
Joint Standards
Principles
(SIOP)
Uniform
Guidelines
Court Precedence
Key!!
Job Duties
Content Validation Process
Operationally defined KSAOs
Other KSAOs
Selection Devices
(e.g., applicationform, tests,interviews)
Content Valid!
Criterion-related Validity
Job Requireme
nts
Test Score
Job Performance
Criterion-Related Study
010203040506070
0 20 40 60 80 100
Test Score
Per
form
ance
Mea
sure
Score on some “Criteria” (e.g., job performance, days missed
work, etc.)
Score on a “Test”
Criterion-related Validity
Basic Qualification Screens & Validation Requirements
Validating Basic Qualification Screens
• What are BQs? Some examples…– “Must be able to lift and carry XX pounds for
YY feet”– College degree in XX field– Certificate in YY field
• Basic qualifications can:– Save the employer’s money and personnel
resources– Reduce the size of the applicant pool– Allow qualified applicants to rise to the top– Reduce the amount of time it takes to fill job
openings– Show applicants that the employer is serious
about job standards
Questions to ask about your BQs…• Is the BQ likely to:
– Save your employer’s money and personnel resources?
– Result in an actual benefit to the target positions?
– Have adverse impact?– Be perceived as a form of intentional
discrimination? – Survive an OFCCP Review as:
o Noncomparative?o Objective?o “Job relevant” and/or “job related and
consistent with business necessity”?
Before Launching the BQ, Ask:
• Is the BQ likely to:– Represent a true “minimum baseline”
needed for the first day on the job?– Be clearly understood by applicants?– Be uniformly applied to all applicants?– Discriminate (distinguish between
qualified and unqualified applicants)? – Allow an equal opportunity for all
applicants to demonstrate that they possess the required levels?
Two Really Important BQ Concepts!
Important Concept #2: “Validation” is a DIFFERENT STANDARD than the
“job relevant” BQ requirement in the IA Regulations
Validation sometimes requires a different development process than what might be used to set up “job relevant” BQs under the IA Regulations
Important Concept #1: If BQs have Adverse Impact, they Need to be “Validated”
Basic Qualification
Noncomp?Objective?
“Job Relevant”?
YES
Review Standard for BQs Depends on Whether they have Adverse Impact!
AND
STANDARD 1: Int. App. Regs
STANDARD 2: Title VII (e.g., Guidelines, 14C6)
• “That standard [the Title VII standard] is applicable as a defense where a disparate impact has already been proven” (p. 58957).
• By including the “relevant to performance of the particular position’’ standard in the final rule as a limitation on qualifications that could qualify as 'basic qualifications,' OFCCP intends to provide a reasonable limit on the nature of the qualifications used only to define recordkeeping obligations. OFCCP does not intend to define recordkeeping obligations through a presumption that every putative 'basic qualification' involves a disparate impact.
• Of course, once it is established that a criterion caused a disparate impact, the contractor has the burden of justifying that the criterion is job related and consistent with business necessity (p. 58957).
Clarification on the “Two Standards” Offered in the IA Regulations
What Review Standards Apply to BQs?
24
Solicit Race/Ethnicity & Gender from Job Seekers
1. Individual Submits
Expression of Interest
2. Contractor Considers
Individual for a Particular Position
3. Individual Possesses Basic
Qualifications
4. Individual Does NOT Self-Eliminate
Before Offer is Made
Individual is an Applicant
OFCCP’s Definition of an Internet Applicant
There are no record
retention obligations at
this stage
Records must be retained for all job seekers during the
following steps in the process.
Only job seekers who meet all 4 requirements will be analyzed in your Personnel Transactions and Adverse Impact Analyses
BQ Development & Validation Survey• Use this survey for validating BQs• Each row should contain incrementally higher levels
of the BQ• See Biddle (2010) Test Validation & Adverse Impact
book for details
Weight Handling BQs and Physical Ability Tests
• Common Weight Handling BQs:– Must be able to lift up to 50 pounds daily.– Must be able to lift/carry 20-30 pounds
routinely for a 8 hour shift.– May be required to carry, push, pull, drag or
hold up to 50 pounds.– Person must be in excellent physical condition;
be able to lift and carry 80 pounds; and be able to work under adverse conditions.
• Best Example:– Must be able to lift and carry 54 pound boxes
100-150 times/8-hour shift for 10-30 feet each carry.
A Worked Example… Establishing Defensible BQs for Weight Handling Requirements
When it Comes to Setting Weight Handling BQs for Your Job Postings . . .
Honest and qualified applicants may self-select out of your hiring process!
One Method for Developing Weight Handling BQs
• Step 1: Meet with management staff and create a list of the common items that are physically handled by incumbents.
• Step 2: Obtain weights for each item.
• Step 3: Survey job experts regarding:– the frequency with which they handle (i.e.,
push/pull, lift/carry, etc.) the items, and– how they handle the items (e.g., how far, how
long, etc.)
One Method for Developing Weight Handling BQs (cont.)• Step 4: Analyze the survey Data:
– Remove “outliers” (using 1.65 SD rule) and/or raters with low inter-rater reliability
– Establish “frequent” and “occasional” requirements for various physical activities (push/pull, lift/carry, and other physical requirements)
– Establish weight handling BQs for each position at a level where at least 70% of job experts agree (e.g., “70% of job experts surveyed agreed that they must be able to lift and carry at least 50 pounds 10 times a day or less”)
– Final BQ should include weight, how handled (lift, carry, push, pull, drag, rolled), and duration
• Questions:– Why establish the BQ weight using “at least 70% of job
experts agreed on a weight of X”– Doesn’t that set the weight cutoff too high?– Why not just use the average of their responses?
• Answers:– After removing outliers, the dataset should represent
opinions from the “normal range” of job experts– Using the 70% rule will help insure that at least the
majority of job applicants should be able to handle that weight
– The 70% rule “trims” the highest 30% of the ratings, insuring that the benchmark is set at a reasonable level
– Using the average could possibly set the weight requirement at a level that 50% of the job experts thought was too low
One Method for Developing Weight Handling BQs (cont.)
What about Jobs that have Rigorous and/or
Regular Weight Handling Requirements?• Use a physical ability test!
– Key Point: BQ screens are only self-reports!• Rigorous physical ability tests will
typically have adverse impact on women . . . therefore:– They must be validated! – Don’t rely on “abstract strength tests” or
“body measurement methods” without statistical validity!
– Sometimes it’s better to measure physical abilities using “work sample” tests
o This helps insure that applicants can perform the actual job, not just the “inferred” job requirements
o Applicant perception of fairness is the first trigger for lawsuits!
Validating Interviews
Interviews and the Courts
• The question is still sometimes asked… –“Are Interviews really tests”? –Yes, they are really tests
• Any Practice, Procedure, or Test (PPT) that separates two groups (e.g., men/women) based on two possible outcomes (e.g., pass/fail) is classified as a “test” under the Uniform Guidelines.
Interview Defensibility & Validity:Some General Characteristics…
Unstructured StructuredSingle Rater Multiple RatersGeneric “one size fits all” Job SpecificOpen Scoring/No Scoring BARS
Least Defensible Most Defensible
Unstructured Structured r= .11 - .18 .24 - .34
Low Validity High Validity
Litigation Involving Interviews
• Is there a connection between Interview type and success in court?
• Williamson et al. (1997). Employment interview on trial: Linking interview structure with litigation outcomes. Journal of Applied Psychology, 82 (6), 900-912.– Study involving 84 disparate treatment and 46
disparate impact cases where interviews were litigated
– 17 interview characteristics were evaluated (e.g., objective, subjective, standardized, etc.).
– Study resulted in clear findings that revealed the three primary ingredients for successful interview validity defense
Key Interview Defensibility Characteristics
• The Three Primary Factors Are…– Interview objectivity and job relatedness,
such as:o Objective and specified criteriao Trained interviewerso Validation evidence
– Standardized administration, including:o Scoring guidelineso Minimal rater discretion o Common questionso Consistency
– Multiple Interviewerso Implies a shared decision making processo Rater reliability
Interview Rating Systems
38
Rating scale: avoid 3-point; use 7- or 9-point
Benchmark answers
Compare responses to benchmarks
Consider more points for certain questions
Rating Errors
Halo/Horn Effect Leniency/Severity/Central
Tendency Contrast Effect Biases and Stereotyping Fatigue
39
Using a Panel of Assessors
Essential investment
Staff and stakeholder morale
Diverse perspectives
Increased defensibility
Shared responsibility in decision-
making
40
Validating Some Common Written Tests
Types of Written Tests
• Skill / Ability Tests– Can typically be content validated– Examples include:
o Matho Reading Comprehension o Language Arts
• Job Knowledge Tests– Almost always content validated– Examples include:
o Promotional movementso Licensure / Certification
• Cognitive Ability / Personality– Typically Require Criterion-Related Validity
Some Factors to Consider for Any Type of Written Test…
• Are we measuring KSAs that are needed on the first day of the job?
• If the test is based on content validity, are the KSAs operationally defined?
• Do we have a job analysis that can be linked to the test?
• What is the reliability of the test?• How will the scores be used?• Does our use of test scores exhibit
adverse impact?• If so, do we have a validation report that
addresses 15B (criterion) or 15C (content) of the Guidelines?– For commercially available tests, have we
conducted a local validation study, or a 7B transportability study?
“Using” Test Scores in a Valid/Defensible Manner
How You Plan To Use Your Test Is Critical!
• Pass/Fail Cutoffs:– “Normal Expectations of Acceptable Proficiency in the
Workplace” (Guidelines, 5H)– Modified Angoff (U.S. v. South Carolina, USSC)
• Banding:– Substantially Equally Qualified Applicants– Statistically Driven (use Std. Error of Difference)
• Ranking. For content validity: – Is there adequate score dispersion?– Does the test have high reliability? – Is the KSA performance differentiating?
• Weighted/combined with other tests– How are the weights related to the job– Do they come from the job analysis or SME ratings?
How Tests Can Be Used
Ranking assumes one applicant is reliably more qualified than the other
Banding considers the unreliability of the test battery and “ties” applicants
Pass/fail cutoffs treat all applicants as either “qualified” or “not qualified”
Weighting/combining test scores can be done using “compensatory” or using cutoff on each test then weighting results
Applicant Score
Tom 100Stacy 100Bob 100
Frank 100Julie 99
Rozanne 99Mark 98Luke 98Henry 97Paul 97Peter 96
Rebecca 96Alyssa 95
Matthew 94John 93
Annette 93Ray 92
Thomas 91Julissa 90
Characteristics of Pass/Fail Cut Scores
– NOT TYPICALLY DEFENSIBLE WHEN: o Using an arbitrary cutoff (e.g., 70%)o Using applicant scores to benchmark (e.g.,
setting cutoff scores at mean-SD of applicant scores)
– TYPICALLY DEFENSIBLE WHEN:o Consider “Normal expectations of acceptable
proficiency in the workplace” (Guidelines, 5H)o Usually requires SME-level data or ratingso Tied to job performance
– FACTORS TO CONSIDER:o Is the test supported by content validity
information or criterion-related information? o How critical are the KSAs measured?o Does the test measure “baseline” or
“differentiating” KSAs?o How would current incumbents perform on this
test?
Comparison Score Uses
Factor Ranking Banding Pass/Fail Cutoffs
Validation Requirements
High Moderate Low
Adverse Impact High Moderate Low
Defensibility Low High High
Litigation "Red Flag"
High Moderate Low
Utility High Moderate Low
Cost Low Moderate High
Applicant Flow Restrictive/Controllable
Moderate/Controllable
High
Development Time Low Moderate High
Reliability Requirements
High Moderate Low
# Item Requirements
High Moderate Low
Setting Validated Cutoff Scores Using the “Modified Angoff”
Method
1 2 3 4 5 6 7 8 9 101 100 80 60 100 90 100 70 50 100 50 80 21.082 80 90 50 50 50 80 50 60 90 100 70 20.003 60 90 100 90 60 60 70 90 50 80 75 17.164 100 70 80 100 100 80 90 50 50 80 80 18.865 80 50 80 50 80 70 50 70 70 80 68 13.176 70 50 70 60 100 50 50 80 50 100 68 19.897 100 60 70 60 100 60 60 70 60 80 72 16.198 50 70 80 80 60 50 70 50 50 70 63 12.529 70 90 70 80 90 50 50 50 50 80 68 16.87
10 80 90 50 100 90 70 80 70 70 60 76 15.06Mean 79 74 71 77 82 67 64 64 64 78 72 17.08
SD 17.29 16.47 15.24 20.58 18.74 16.36 14.30 14.30 18.38 15.49 16.71
Item NumberRater ID Mean SD
Test Validation Checklists
• Use these review checklists to determine the validity of your PPTs under the requirements of the Guidelines
QuestionsAnswers
Copyright © 2012 BCG, Inc. 51