tank car safety design optimization to reduce hazardous

54
9/11/2009 1 Slide 1 ILLINOIS - RAILROAD ENGINEERING Tank Car Safety Design Optimization to Reduce Hazardous Materials Transportation Risk Hazardous Materials Transportation Risk M. Rapik Saat, Ph.D. The William W. Hay Railroad Engineering Seminar Series 11 September 2009

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Page 1: Tank Car Safety Design Optimization to Reduce Hazardous

9/11/2009

1

Slide 1ILLINOIS - RAILROAD ENGINEERING

Tank Car Safety Design Optimization to Reduce Hazardous Materials Transportation RiskHazardous Materials Transportation Risk

M. Rapik Saat, Ph.D.p ,The William W. Hay Railroad Engineering Seminar Series

11 September 2009

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Slide 2ILLINOIS - RAILROAD ENGINEERING

OutlineOutline

• Overview of hazardous materials transport risk by rail

• Background on vehicle structural design optimization & railroad hazardous material transportation

• A Two-Phase Tank Car Safety Design Optimization Processy g

• Generalized Bicriteria Model for Optimizing Railroad Tank Car Safety Design

Risk Based Tank Car Safety Design Optimization Model• Risk-Based Tank Car Safety Design Optimization Model

• Application of tank car safety design optimization to reduce the environmental risk

• Future research

• Summary

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Slide 3ILLINOIS - RAILROAD ENGINEERING

Influence diagram showing relationships offactors affecting hazardous materials transportation safety

Financialand

SafetyFinancial Impact

g p y

yImpacts

TrafficVolume

People, Safety

Accident Rate

Routing

Property, orEnvironment

TrackCondition

Safety Impact

Release I id t R t

Hazard Area

g Condition

Mileage

Incident Rate

Infrastructure

Product

Release Probability

Car DesignRelease Quantity

Car Design

Decision Node Uncertainty Node Deterministic Node Value/Objective Node

Quantity

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Slide 4ILLINOIS - RAILROAD ENGINEERING

Structural optimization in vehicle design

• Vehicle structural designs are subject to both performance requirements and cost constraints

• For aircraft and most other aerospace systems, conceptual design optimization has typically been based on achieving efficient aerodynamics while minimizing weight configuration subject to structural requirements

• With regard to automotive design, crashworthiness criteria to maximize vehicle structural integrity for occupant safety in the event of a crash has been

id d t th ith th bj ti t i i i i ib ti h hconsidered together with the objectives to minimize noise, vibration, harshness (NVH), and weight or other cost constraints

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Slide 5ILLINOIS - RAILROAD ENGINEERING

Tank car weight vs. capacity tradeoffMaximum Gross Rail Load (GRL) = Lading Capacity + Light (Empty Weight)

Sulfuric Acid

Density = 14 26 lbs /gallon

Maximum Gross Rail Load (GRL) = Lading Capacity + Light (Empty Weight)

Density = 14.26 lbs./gallonca. 13,000 gallon tank

AlcoholDensity = 6.58 lbs./gallonca 29 000 gallon tankca. 29,000 gallon tank

• Tank cars can be made safer by increasing tank thickness and adding various• Tank cars can be made safer by increasing tank thickness and adding various protective features, but these increase the weight and cost of the car and reduce its capacity and consequent transportation efficiency

• Formal consideration of this tradeoff between tank car safety and transportationFormal consideration of this tradeoff between tank car safety and transportation efficiency, and use of optimization techniques to address this tradeoff represent the first phase involved in tank car safety design optimization

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Slide 6ILLINOIS - RAILROAD ENGINEERING

Railroad hazardous materials transportation

• More than 70% of about 2 million annual rail shipments of hazardous materials inMore than 70% of about 2 million annual rail shipments of hazardous materials in the U.S. & Canada are transported in tank cars

• Actual hazard posed by these materials varies widely in terms of both the nature and magnitude of the hazardand magnitude of the hazard

• In order to allocate safety enhancement resources in the most efficient manner possible requires quantitative understanding of the consequent risks and benefits

Th d h f th t k f t d i ti i ti d l dd• The second phase of the tank car safety design optimization model addresses chemical-specific hazard and its consequent risks and benefits

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Slide 7ILLINOIS - RAILROAD ENGINEERING

Tank car safety design optimization model

• Phase 1: A Generalized Bicriteria Model for Optimizing Railroad Tank Car Safety Design

• Addresses the tradeoff between safety and transportation efficiencyy p y

• Phase 2: Risk-Based Tank Car Safety Design Optimization

• Accounts for chemical-specific hazard levels and the consequent benefits and costsbenefits and costs

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Slide 8ILLINOIS - RAILROAD ENGINEERING

A generalized bicriteria model for optimizing railroadA generalized bicriteria model for optimizing railroad tank car safety design

T id tif P t ti l t f t k d i b d th t d ff b t• To identify a Pareto-optimal set of tank car designs, based on the tradeoff between safety and transportation efficiency

• Consideration of Risk Reduction Options (RROs)

- tank car safety design features

• Use of a statistical model to estimate tank car safety performance

• Development of a tank car weight & capacity model• Development of a tank car weight & capacity model

• Enumeration of tank car weight and safety performance metric

• Identification of a set of Pareto-optimal solutions

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Slide 9ILLINOIS - RAILROAD ENGINEERING

Tank car risk reduction options (RROs)

• Principal approaches considered to enhance tank car safety design:– Thicker/stronger head and/or head shield– Thicker/stronger shell– Adding top fittings protection– Removing bottom fittings

• Stronger tank and better-protected fittings improve accident performance• Also increase weight and cost, thereby reduce transport efficiencyg , y p y• Thus there is a tradeoff between enhanced safety and transport efficiency

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Slide 10ILLINOIS - RAILROAD ENGINEERING

Estimating tank car safety performance• More than 40 thousand records of tank cars involved in accidents have been

recorded since 1970 in the RSI-AAR Tank Car Accident Database

• Resultant database provides a robust source of information for quantitative l i f t k f t d ianalysis of tank car safety design

• Treichel et al (2006) developed a logistic regression model to estimate tank car conditional probability of release

PRi|A = 0.533 e L(i) / (1 + eL(i))• The calculated regression equations for the four release sources are:

L(HEAD) = - 0.4492 - 1.1672 HST - 1.9863 HMT - 0.9240 INS - 0.4176 SHELF-0.4905 YARD

L(SHELL) 0 4425 0 6427 INS 4 1101 STS 1 5119 YARDL(SHELL) = 0.4425 - 0.6427 INS - 4.1101 STS - 1.5119 YARD

L(TOP FITTINGS) = - 1.0483 - 0.8354 PRESS - 0.8388 INS + 0.1809 SHELF - 0.3439 YARD

L(BOTTOM FITTINGS) = - 1.4399 - 0.3758 INS - 0.5789 SHELF - 1.4168 YARD

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Slide 11ILLINOIS - RAILROAD ENGINEERING

IlliTank: Tank car weight & capacity program

Cap + LW ≤ GRL

where:GRL = gross rail loadCap = tank car maximum lading capacity in lbsLW = tank car empty weight

= tank head and shell assembly + head shields + insulation + jacket + top fittings protection + bottom fittings + non-tank componentsnon tank components

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Slide 12ILLINOIS - RAILROAD ENGINEERING

IlliTank list of variables

Variable Description Input Range UnitMaximum Gross Rail Load Numeric Value, typically 263,000 lbsMaximum Gross Rail Load Numeric Value, typically 263,000 lbsProduct Density Numeric Value lbs/gallonTank Outage Numeric Value, typically 2 or 5 %Tank Inside Diameter Numeric Value in.Tank Head Thickness Numeric Value in.Tank Shell Thickness Numeric Value in.Ceramic Fiber Insulation Thickness Numeric Value in.Fiberglass Insulation Thickness Numeric Value inFiberglass Insulation Thickness Numeric Value in.Tank Jacket Constant None or Jacketed -Head Shield Constant None, Half-height or Full-height -Bottom Fittings Constant None or Equipped -Top Fittings Protection Constant None or Equipped -Additional Weight Increase/Reduction Numeric Value lbs

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Slide 13ILLINOIS - RAILROAD ENGINEERING

Enumeration of all tank car RROs The safety performance and weight for all possibleThe safety performance and weight for all possible

RRO combinations are enumerated

No…

No…

No…

No…Typical…Yes

Half-Height…Full-Height 1/16” increment

from 0.4375”

…Yes

Enhanced

Bottom Fittings Removal BFR

Top Fittings Protection TFP

to 1.5” 1/16” increment from 0.4375”

to 1.5”Jacket JKT

e o a

Head ShieldHHP/FHP Head Thickness

H Shell ThicknessS

Jacket JKT

2 x 3 x 2 x 3 x 18 x 18 = 11,664 combinations

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Slide 14ILLINOIS - RAILROAD ENGINEERING

Enumeration of the conditional probability of release• The conditional probability of release were enumerated with 1/16” incremental

head and shell thicknesses, up to 1.5”

Head Thickness (inch)

0.4375 0.5000 0.5625 0.6250 0.6875 . . .

0.4375

( )

0 3090 0 3051 0 3014 0 2981 0 29510.4375

0.5000

0 5625Shell

Thickness

0.3090 0.3051 0.3014 0.2981 0.2951

0.2981 0.2940 0.2901 0.2867 0.2835

0 2889 0 2846 0 2806 0 2770 0 27370.5625

0.6250

0 6875

Thickness (inch)

0.2889 0.2846 0.2806 0.2770 0.2737

0.2813 0.2769 0.2728 0.2690 0.2657

0.6875...

0.2751 0.2705 0.2663 0.2625 0.2590

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Slide 15ILLINOIS - RAILROAD ENGINEERING

Pareto optimization

• Once all possible RRO combinations have been considered, the decision space is searched for a set of Pareto optimal solutions, from which the final design will be chosen from

• A set of solutions is called Pareto optimal if there is no other feasible solution that would improve some objective function without causing asolution that would improve some objective function without causing a simultaneous decline in at least one other objective function

• This approach has its roots in mathematical consumer economics as considered by Pareto (1896)considered by Pareto (1896)

• Pareto optimization has been used extensively in vehicle safety and crashworthiness design problems (Kasprzak et al 1998, Andersson & Redhe 2003, Hamza & Saitou 2005, Lee et al 2006, Cristello & Kim 2007, Sinha 2007, Sinha et al 2007)

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Slide 16ILLINOIS - RAILROAD ENGINEERING

Stepwise algorithm used to identify the Pareto-optimal (non-dominated) solutionsPareto optimal (non dominated) solutions

lity

of

Baseline

l Pro

babi

ase,

PR

|A

ondi

tiona

Rel

e

Efficient Frontier

Weight, W

Co Efficient Frontier

1) Compute W, PR|A and ΔW for all RROi; set i = 0 (base case); 2) From RROi, find RRO with the smallest ΔW and lower PR|A than current PR|Ai

3) Insert solution RROi+1 that has the minimum PR|A among RRO identified in step 23) Insert solution RROi+1 that has the minimum PR|A among RRO identified in step 2 to the set of Pareto-optimal solutions, S

4) Repeat steps 2 and 3 for all feasible solutions

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Slide 17ILLINOIS - RAILROAD ENGINEERING

Trade-off between PR|A and tank car weightE t d ll ibl RRO bi ti d i l tiEnumerated all possible RRO combination design solutions

(263,000-lb maximum GRL for 20,000-gallon baseline tank car)

0.30

ease

, PR

|A Dominated Non-Dominated

0.20

abili

ty o

f Rel

0.10

tiona

l Pro

ba

0.00-20 0 20 40 60 80

Con

dit

20 0 20 40 60 80

% Change in Light Weight

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Slide 18ILLINOIS - RAILROAD ENGINEERING

Expected quantity lost• Account for source-specific conditional

probability of release and average release size0.125

0 08

0.12

0.16

Prob

abili

ty

leas

e

where:

= expected gallon capacity lost given a tank i d il d i id t

0.059 0.063

0.018

0.00

0.04

0.08

H d Sh ll T B tt

Con

ditio

nal

of R

el

car is derailed in an accident

Cap = tank car gallon capacity

= mutually-exclusive and collectively-

Head Shell Top Fittings

Bottom Fittings

62.2 61.780

e of

t (

%)

y yexhaustive conditional probability of release from source i given a tank car is derailed in an accident 20.1

44.2

20

40

60

age

Perc

enta

gC

apac

ity L

ost

Qi = average percent tank capacity lost from source i

i = tank head (H), tank shell (S), top fittings (T),

0Head Shell Top

FittingsBottom Fittings

Aver

aTa

nk C

bottom fittings (B), and multiple causes (M)(DOT-111 Non-Insulated Tank Car)

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Slide 19ILLINOIS - RAILROAD ENGINEERING

Trade-off between expected quantity lost and tank car weight

Enumerated all possible RRO combination design solutions (263,000-lb maximum GRL for 20,000-gallon baseline tank car)

3,000

lon)

Dominated Non-Dominated

2,000

ty L

ost (

Gal

l

1,000cted

Qua

ntit

0

Expe

c

-20 0 20 40 60 80

% Change in Light Weight

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Slide 20ILLINOIS - RAILROAD ENGINEERING

Identification of a compromise solution using the utopia point method

80

100

y Lo

st

utopia point method

60

80

nk C

apac

ity

40

enta

ge T

an

Compromise Solution

where:

N(x) = Euclidean distance

F( ) bj ti f ti t

0

20

Perc

e

Utopia PointMinimum distance

F(x) = objective functions vector

Foa,b = utopia point vector

x = feasible design space

Efficient Frontier

00 20 40 60 80 100

Percentage Increase in Light WeightPercentage Increase in Light Weight

References:Vincent, T.L. 1983, Game theory as a design tool. J. Mech. Transm. Autom. Des. 105, 165–170

Kämpke, T. 2007, The Reference Point Method in Primer Design, Methods in Molecular Biology, Yuryev, A., ed.

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Slide 21ILLINOIS - RAILROAD ENGINEERING

Examples of the applications of Phase I conceptual approach • Risk Analysis of Toxic Inhalation Hazard (TIH) Materials’ Transportation on U S• Risk Analysis of Toxic Inhalation Hazard (TIH) Materials Transportation on U.S.

Railroad Mainlines

• The utopia point method was used to select among the Pareto-optimal set of combinations to identify candidate designs for enhanced tank cars for TIHscombinations to identify candidate designs for enhanced tank cars for TIHs

• Safety and transportation efficiency were assumed equally weighted, in part because that is what the Association of American Railroads (AAR) specified, but largely because no explicit information on how to differentially assign thebut largely because no explicit information on how to differentially assign the preference level or weight on safety performance versus railcar capacity or cost was available

• Barkan C P L 2008 Improving the design of higher-capacity railway tank carsBarkan, C.P.L. 2008, Improving the design of higher capacity railway tank cars for hazardous materials transport: Optimizing the trade-off between weight and safety, Journal of hazardous materials, vol. 160, no. 1, pp. 122-134.

• A goal programming approach was used to identify the optimal safety designA goal programming approach was used to identify the optimal safety design combinations for higher GRL (total weight) tank cars for the AAR

• The industries had agreed a-priori that one third of the incremental weight would go toward enhanced safety and the remaining two thirds to extra g y gcapacity

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Slide 22ILLINOIS - RAILROAD ENGINEERING

Limitations in the Phase I approachLimitations in the Phase I approach

• The bicriteria tank car safety design optimization model enables identification of a specific, Pareto-optimal set that represents the most efficient combinations of tank car safety design options

• However, that model does not provide a means of determining what the optimal level of safety or performance is for any particular product

• The utopia point method or a goal programming formulation, can provide an objective approach to identify the optimal solution

• However the underlying assumption of equal preference in the utopia pointHowever, the underlying assumption of equal preference in the utopia point method, or a decision maker’s specification to allocate a specific weight increment for safety, leaves an element of subjectivity in the process of identifying the final decision for individual car designs

• Phase II of the tank car safety design optimization process gives an advancement to the work that has already been done by considering explicit chemical-specific hazard and the consequent benefits and costs to identify the

ti l l ti i th t t l hoptimal solution using the net present value approach

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Slide 23ILLINOIS - RAILROAD ENGINEERING

N t t l (NPV) l iNet present value (NPV) analysis

• Benefit and cost streams generally extend into the future from some decision point

• The NPV method accounts for the future benefits and costs and the• The NPV method accounts for the future benefits and costs, and the time value of money within a specific analysis period

• Provides an objective means for decision makers to compare the cost-effectiveness of different feasible alternatives

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Slide 24ILLINOIS - RAILROAD ENGINEERING

Fleet replacement schedule

• An important variable in the NPV analysis that determines how fast the full benefit and cost would be realized

• Immediate Replacement• Immediate Replacement• Chemicals with extremely high hazard may justify an immediate fleet replacement with

enhanced-design tank cars

With thi i th f ll b fit d t ld b d i di t l• With this scenario, the full benefit and cost would be accrued immediately

• Attrition-Based Replacement• Tank cars are replaced with enhanced designs at the end of their normal service life, p g

typically between 30 to 40 years

• With this scenario, the full benefit and cost are accrued proportionally over the life-span of a tank car

• Accelerated Replacement• 1/n of the fleet is replaced annually

• The benefit and cost would be accrued proportionally over the n-year period after whichThe benefit and cost would be accrued proportionally over the n year period after which the benefit and cost would be fully realized

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Slide 25ILLINOIS - RAILROAD ENGINEERING

Risk-based tank car safety design optimization• I develop a quantitative model that combines the bicriteria optimization method

with a benefit-cost approach based on maximizing the NPV

• Enables chemical-specific hazard and risk to be used with the NPV approach to objectively determine the optimal tank car safety design for each material

• The risk-based tank car safety design optimization concept will be illustrated by using idealized benefit and cost curves

• The first step involved is to define a set of Pareto-optimal solutions, then consider how chemicals with different hazard levels affect the optimality

4,000

2 000

3,000

uant

ity L

ost

on)

1,000

2,000

Expe

cted

Qu

(Gal

l

00 20 40 60 80

E

Percentage Change in Light Weight (%)

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Slide 26ILLINOIS - RAILROAD ENGINEERING

Risk analysis framework

• For a set of Pareto-optimal solutions identified, the accident-caused release risk can be p ,estimated as follows:

where:= accident-caused risk for transporting chemical j= accident-caused release rate for a tank car transporting chemical j

b bilit f l i i i t k l d it t t= probability of release size i given a tank car released its contentQi = average release quantity

= average percentage tank capacity lost for release size i × tank car capacityC h i l j lCj = chemical j release consequence

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Slide 27ILLINOIS - RAILROAD ENGINEERING

Risk per ton-mileRisk per ton mile

Assuming CL < CM <CH, where CM = 5 CL and CH = 10 CL

6

8

e (¢

)

4

per T

on-M

il

Chemical H

0

2

Ris

k p Chemical M

Chemical L

0 20 40 60 80Percentage Change in Light Weight (%)

• The higher the hazard level, the higher the risk for all weight increments

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Slide 28ILLINOIS - RAILROAD ENGINEERING

Estimating risk reduction or benefit

where:where:Benefitt = risk reduction or benefit at year t

= accident-caused risk when baseline tank car design is usedRR = accident-caused risk when enhanced tank car design is usedRR accident caused risk when enhanced tank car design is usedρt = proportion of total tank car fleet replaced at year t

= (t + 1)/θ if (t + 1) ≤ θ, else ρt = 1θ = phase in period based on tank car fleet replacement scheduleθ = phase-in period based on tank car fleet replacement schedule

• Net benefit over a certain present-value analysis period can be estimated as follows:

where:PVBenefit = present-value benefit or risk reductionBenefit pY = present-value analysis periodd = discount rate

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Slide 29ILLINOIS - RAILROAD ENGINEERING

Benefit per ton-mileBenefit per ton mile

Assuming CL < CM <CH, where CM = 5 CL and CH = 10 CL

8

10

Mile

(¢)

Chemical H

4

6

ft pe

r Ton

-

Chemical M

0

2

PV B

enef

Chemical L

0 20 40 60 80Percentage Change in Light Weight (%)

• At any specific weight increment the benefits are higher for chemicals with higher hazards

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Slide 30ILLINOIS - RAILROAD ENGINEERING

Estimating costs related to fleet replacementst at g costs e ated to eet ep ace e t

• Tank car replacement incurs incremental increases in both capital and operating costsand operating costs

• Capital includes tank car life-cycle cost, i.e. the cost of buying a new car, maintenance costs, salvage value and other expenses throughout the life span of a carthroughout the life-span of a car

• It must also account for the total number of tank cars required to replace a fleet, and the replacement schedule

• Operating cost accounts for the total number of shipments and the cost per trip

Total cost is the sum of capital and operating costs for any• Total cost is the sum of capital and operating costs for any particular design

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Slide 31ILLINOIS - RAILROAD ENGINEERING

Identifying minimum tank car fleet size

where:where:N = minimum total enhanced-design tank cars in a fleet

S = annual number of shipments with baseline tank cars

Cap = nominal gallon capacity of a baseline tank car

Cap’ = nominal gallon capacity of an enhanced-design tank car

T = tank car utilization rate (annual trips per car)T = tank car utilization rate (annual trips per car)

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Slide 32ILLINOIS - RAILROAD ENGINEERING

Tank car fleet replacement or pcapital cost estimation

where:PV present al e of total fleet replacement costPVFleet = present value of total fleet replacement cost LCTankCar = life-cycle cost of a tank carmt = total number of enhanced-design tank cars entering

the fleet in year t= N/θ

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Slide 33ILLINOIS - RAILROAD ENGINEERING

Operating cost estimationOperating cost estimation

hwhere:PVOpr = present value of total fleet operating cost

M = number of car milesM = number of car miles

COpr = operating cost per mile

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Slide 34ILLINOIS - RAILROAD ENGINEERING

Incremental cost estimationIncremental cost estimation

where:PVIncremental Cost = present value of total incremental cost PVFleet = present value of fleet replacement cost with

enhanced-design tank carsPVOpr = present value of operating cost with enhanced-design

tank cars= present value of fleet replacement cost with

baseline tank cars = present value of operating cost with baseline tank cars

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Slide 35ILLINOIS - RAILROAD ENGINEERING

Incremental present-value capital, operating & total costs per ton-mile

8

Incremental present value capital, operating & total costs per ton mile

Total6

8

Cos

t (¢

)

2

4

ncre

men

tal

r Ton

-Mile

Capital

0

2

0 20 40 60 80

PV In pe Operating

0 20 40 60 80

Percentage Change in Light Weight (%)

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Slide 36ILLINOIS - RAILROAD ENGINEERING

Cost effectiveness evaluation –PV benefits & costPV benefits & cost

7.5

9.0B

enef

it

Total Incremental

Chemical H Benefit

4.5

6.0

al C

ost &

Bn-

Mile

(¢) Incremental

Cost

Chemical MBenefit

1.5

3.0

Incr

emen

tape

r To

Chemical L Benefit

0.00 20 40 60 80PV

Percentage Change in Light Weight (%)

e e t

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Slide 37ILLINOIS - RAILROAD ENGINEERING

Cost effectiveness evaluation - NPV

4

6 (¢

) Ax

0

2

er T

on-M

ile Chemical H NPV

x

BxC

xDx

-2

00 20 40 60 80

NPV

pe

Chemical M NPV

x x

-6

-4

Percentage Change in Light Weight (%)

Chemical LNPV

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Slide 38ILLINOIS - RAILROAD ENGINEERING

Application of the risk-based tank car safety design optimization modeldesign optimization model

• Summarize a risk analysis of rail transportation y pinvolving a group of chemicals that pose hazard to the environment

• Use the risk analysis results to evaluate cost-effectiveness of tank car safety design enhancementsenhancements

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Slide 39ILLINOIS - RAILROAD ENGINEERING

Decision & risk analyses framework

Remote

0.1-4.9Environmental Cleanup Cost

Evacuation Cost

Train Delay Cost

0-5%

Clay

10

20

Rural

Suburban

5-9.9

10-19.9

20-39.9

BaselineDesign

Yes

0 5%

5-20%

Silt

Sand

20

50

100

Urban

High

E t l

40-59.9

60-99.9

AlternativeDesign

No 20-50%

50-80%

80-100%

200 Extremely High

≥ 100

Tank Car Design Alternatives

Accident-Caused Release

Release Quantity as Percentage

of Tank Car Capacity

Soil Type Depth toGroundwater,

(ft)

PopulationClass

Traffic Density Category (MGTM)

Decision Probability Consequences

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Slide 40ILLINOIS - RAILROAD ENGINEERING

Probability analysis• Accident-caused release rate metric was used to estimate the rate of a

l trelease event:

PR = PA x PR|A x M x Cap/Cap’hwhere:

PA = tank car derailment rate

P = tank car conditional probability of releasePR|A = tank car conditional probability of release

M = total number of car miles

Cap = nominal gallon capacity of a baseline tank carCap nominal gallon capacity of a baseline tank car

Cap’ = nominal gallon capacity of an alternate-design tank car

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Slide 41ILLINOIS - RAILROAD ENGINEERING

Accident-caused release rate summary

0 647Methanol

(The “probability” or frequency term in the risk definition)

0.1560.199

0.3650.647

Methyl MethacrylateVinyl Acetate

XylenesMethanol

0 0810.1030.119

0.152

C l hTolueneEthanolStyrene

y y

0 0380.0500.0720.081

BenzeneAcrylonitrile

Butyl AcrylatesCyclohexane

0.0260.0350.038

0 0 0 2 0 4 0 6 0 8

Ethyl AcrylateEthyl Acetate

Benzene

0.0 0.2 0.4 0.6 0.8Accident-Caused Release Rate

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Consequence analysis• Impacts to Soil and Groundwaterp

• Hazardous Materials Transportation Environmental Consequence Model (HMTECM) was used to estimate soil and groundwater cleanup cost

• Accounts for physicochemical properties, soil type and depth to groundwater

• Population Exposure

Soil Type

• US Emergency Response Guidebook (ERG) was used to determine hazard area

• Impact in terms of evacuation cost was estimated

• Train Delay• Estimate impact due to additional costs related to

locomotives, railcars, fuel and labor

Depth to Groundwater

• Accounts for traffic density to estimate total number of trains delayed

References:

Yoon H Werth C J Barkan C P L Schaeffer D J & Anand P 2009 "An environmental screening model

Population Density

Yoon, H., Werth, C.J., Barkan, C.P.L., Schaeffer, D.J. & Anand, P. 2009, An environmental screening model to assess the consequences to soil and groundwater from railroad-tank-car spills of light non-aqueous phase liquids", Journal of hazardous materials, vol. 165, no. 1-3, pp. 332-344.

Schafer, D.H. & Barkan, C.P.L. 2008, "A prediction model for broken rails and an analysis of their economic impact", Proceedings of the AREMA Annual Conference, Salt Lake City, UT.

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Total expected consequence costE t d Cl C t E ti C t T i D l C t

(The consequence term in the risk definition)• Expected Cleanup Cost + Evacuation Cost + Train Delay Cost

898,507907,833

1,069,5831,239,038

AcrylonitrileTolueneXylenes

Cyclohexane

815 172844,454882,007859,578898,507

BenzeneMethyl Methacrylate

Ethyl AcetateEthyl Acrylate

y

643,117775,925795,799815,172

Butyl AcrylatesStyrene

MethanolBenzene

559,041627,185

0 500,000 1,000,000 1,500,000

EthanolVinyl Acetate

Total Consequence Cost ($)

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Risk estimationA id t C d R l R t T t l E t d C C t• Accident-Caused Release Rate x Total Expected Consequence Cost

390,711515,051

XylenesMethanol

0.0420.048

XylenesCyclohexane

99,801118,081124,871131,756

CyclohexaneStyrene

Vinyl AcetateMethyl Methacrylate

0.0320.0330.0340.035

Methyl MethacrylateEthyl AcrylateEthyl Acetate

Toluene

45,16846,187

66,64193,545

AcrylonitrileButyl Acrylates

EthanolToluene

0 0200.0220.024

0.0310.032

BenzeneEthanol

Vinyl AcetateMethanol

Acrylonitrile

22,07530,74430,998

0 200,000 400,000 600,000

Ethyl AcrylateEthyl Acetate

Benzene

0.0160.0200.020

0.00 0.01 0.02 0.03 0.04 0.05 0.06

Butyl AcrylatesStyrene

Benzene

Annual Risk Risk per Ton-Mile

Annual Release Risk ($) Risk per Ton-Mile (¢)

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Considering tank car safety design enhancements

No

No…

No

H lf H i ht

No…

Enhanced

Typical…

Half-Height…Full-Height 1/16” increment

from 0.4375” to 1 5”

1/16” increment

…Yes

Enhanced

Top Fittings Protection TFP

Head Shield

to 1.5 1/16 increment from 0.4375”

to 1.5”Jacket JKT

HHP/FHP Head ThicknessH Shell Thickness

S

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Identifying Pareto-optimal solutions

5,000n)

3 000

4,000

ost (

Gal

lon

2,000

3,000

Qua

ntity

Lo

0

1,000

Expe

cted

Q

Cyclohexane (H)Acrylonitrile (M)

Butyl Acrylates (L)

0 20 40 60 80 100

E

% Change in Light Weight

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Estimating the benefit for Pareto-optimal solutions

0.20

0 12

0.16

-Mile

(¢) Cyclohexane (H)

Acrylonitrile (M)

0.08

0.12

fit p

er T

on-

0 00

0.04

Ben

ef Butyl Acrylates (L)

0.000 20 40 60 80

% Change in Light Weight

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Estimating the incremental cost for Pareto-optimal solutions

16e Acrylonitrile

Pareto-optimal solutions

10

12

14

er T

on-M

ileAcrylonitrile

6

8

10

tal C

ost p

e(¢

)

Cyclohexane

Butyl Acrylates

0

2

4

Incr

emen

Cyclohexane

00 20 40 60 80

% Change in Light Weight

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Estimating the NPV for Pareto-optimal solutions

00 20 40 60 80

-4

0 20 40 60 80ile

(¢)

Cyclohexane (H)

-8

per T

on-M

Acrylonitrile (M)

Butyl Acrylates (L)

-16

-12

NPV

16% Change in Light Weight

On the basis of the NPV, it is not cost justified to replace the fleets of any of the chemicals of interest with enhanced-design tank cars

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Minimum risk-cost multiplier to attain positive NPV solutionsNPV solutions

3234

BenzeneStyrene

2123

2630

32

Ethyl AcetateButyl Acrylates

Methyl MethacrylateEthanol

Benzene

18212121

Vinyl AcetateToluene

Ethyl AcrylateEthyl Acetate

89

1517

XylenesCyclohexane

MethanolAcrylonitrile

0 10 20 30 40

Risk-Cost Multiplier, μ

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Future researchFuture research• Addressing Constraints in Existing Work

• Considering Multiple Car Derailments and Multiple Car Releases• Considering Multiple-Car Derailments and Multiple-Car Releases

• Considering Varying Transportation Demand (i.e. shipments over 10-40 years)

• Improving Chemical-Specific GIS Route Creation Process

• Considering Other Decision Making Techniques

• Developing a More Detailed Uncertainty Analysis

• New Research Directions

• Evaluating Unconventional Tank Car Designs’ Performance

• Considering Multiple Hazards and Risk ImpactsConsidering Multiple Hazards and Risk Impacts

• Considering Transportation Security

• Considering Other Strategies to Reduce Hazardous Materials T t ti Ri kTransportation Risk

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Summaryy

• Tank car safety design optimization is presented in my dissertation as a two-phase processp

• The first phase addresses the tradeoff between safety and transportation efficiency by using Pareto optimization to identify the most efficient non-dominated design combinations of safety performance and weight

• The second phase involves incorporating chemical-specific hazard level and the consequent benefit and cost to determine the optimal level of protection for different hazardous materials

• My dissertation research provides decision tools and parametric models to assess hazardous materials transportation risk, identify optimal tank car safety design, and estimate potential risk reduction options and their associated benefit and cost

• The framework presented in this research is intended to assist industry and government policy makers to make better-informed decisions for safer transportation of hazardous materials

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Acknowledgements• RSI-AAR Railroad Tank Car Safety Project

• CN Graduate Research Fellowship

• Dow Chemical

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QUESTIONS?QUESTIONS?