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Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors and Brandy T. Oeser, MPH, UCLA -ISAP DRAFT 1

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Page 1: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Substance Use Disorder Treatment Pathway

Presented by: Sherry Daley, Public Policy Director, California Association of

Alcoholism and Drug Abuse Counselorsand

Brandy T. Oeser, MPH, UCLA -ISAP

DRAFT 1

Page 2: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Substance Use Disorder Treatment Pathway Overview

• Due to its history in the state of California and its impact on the use of ALL health related resources, addressing SUD treatment shortages is critical

Impact on primary care is high. SUD is ranked in the top five for clinically preventable burdens and return on investment in health care spending.

The level of health care services used by addicts before receiving treatment is more than double of non-addicts. Twelve months past intake, levels of service return to almost average for addicts.

There are severe shortages of SUD counselors statewide and in many geographic locations. There are an estimated 3.5 million persons with diagnosable substance use disorders in California. There are less than 20,000 alcoholism and drug abuse counselors currently certified by private credentialing bodies in California

Page 3: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Substance Use Disorder Treatment Pathway Overview

The ACA has made substance abuse treatment a priority.

The trend away from the profession has reached critical levels.

Studies show evidence that the quantity and quality of SUD counselors is lacking in California.

Because the SUD benefit is not generally available under current insurance plans, regional focus groups did not recognize its absence.

SUD counseling is a single diagnosis specialty. Career preparation can be impacted almost immediately. Quality and quantity can be improved greatly in a relatively short time period.

Current initiatives aimed at improving the number of counselors and their competency level are primarily addressed by less than five, small non-profit professional associations in California.

Barriers are easily identified and practical means to overcome them are available.

Page 4: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 4

Development of Health Career Pathway for California

Substance Use Disorder Treatment

Page 5: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

SUD Counseling Snapshot

• The Department of Alcohol and Drug Programs estimates that less than 20,000 persons are registered or certified as alcoholism and drug abuse counselors.

DRAFT 5

• SUD services are provided by certified counselors, therapists licensed by non-SUD boards, nurses, and physicians in a variety of modalities.

• Because there is no defined SUD profession in California, accurate statistics concerning the workforce are limited. The substance use disorder treatment workforce is undefined, lacks clear parameters and cuts across multiple licensed, certified, and unclassified professions.

Page 6: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Needs Response:

6

• The scope and scale of the workforce’s shortcomings remain unclear. Employment surveys and labor statistics used to draw broad conclusions about the workforce’s size and makeup often do not distinguish SUD workers from other behavioral health workers; State data only captures counselors who are certified; and data from recent workforce surveys are of limited utility because they either ask only superficial questions or have very low response rates.

• Perform a thorough and comprehensive SUD workforce needs assessment. This assessment should include a review of the current workforce’s ability to work within a primary care setting, as well as an assessment of the primary care setting’s ability to work with SUD specialty providers.

Page 7: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Snapshot Continued

• There are five certifying bodies and multiple licensing boards that confer some type of credential in the field. Education, training and testing requirements vary tremendously.

DRAFT 7

• There is a 50% turnover rate in frontline staff and directors yearly.

• The substance abuse sector faces critical workforce issues, which center on the lack of clear educational and career pathways for workers. This hampers recruitment and contributes to turnover, as many skilled workers leave the sector in the search of upward career mobility.

Page 8: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Snapshot Continued

• Members of the health care delivery system are frequently unaware of how to assess, refer or evaluate SUD treatment options. The benefit is not currently aligned to California’s health care provider network.

DRAFT 8

• Consumers, employers and potential professionals lack adequate means to distinguish competency when making decisions regarding patient care, employability or career development.

Page 9: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Future Need

• California employs significantly fewer SUD counselors per population than the national average (CA 2.01/p100,000, US 2.2/p100,000)

• Only 1 person in 10 persons who has a drug use disorder and 1 person in 20 who has an alcohol use disorder receive treatment for the condition. The workforce implications of these statistics are significant.

DRAFT 9

Page 10: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Future Need

• The 2008 Medicare Improvements for Patients and Providers Act (MIPPA), the 2008 Mental Health Parity and Addiction Equity Act (MHPAEA), and the 2009 Children’s Health Insurance Program Reauthorization Act (CHIPRA) have brought insurance coverage for substance use conditions in line with that offered for other chronic conditions by reducing co-payments and increasing benefits for SUD treatment.

• The 2010 Affordable Care Act (ACA) will expand Medicaid coverage to between 149,000 and 195,000 previously uninsured Californians who need SUD services access to health care (including SUD treatment)

• A significant number of Californians will be gaining access to SUD services in the near future, and the treatment they receive will be funded by health insurance rather than block grants or other siloed SUD treatment funds. It is anticipated that these shifts will require the SUD treatment workforce in California to grow by between 2,100 and 2,828 FTEs by 2019.

DRAFT 10

Page 11: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Major SUD Workforce Challenges

• Age: Average age of the SUD counselor is 48.• Diversity: Studies show that 70 to 90 percent of SUD counselors

are Caucasian. Among new entrants to the field, 70% are female.

• Populations: There are severe shortages for the treatment of children, youth and the elderly.

• Demand increases: Implementation of the Affordable Care Act will greatly increase the need for SUD counselors.

• Supply decreases: Due to budget reductions, facilities funded by Medicaid and via Proposition 36 (treatment alternative to incarceration) are closing at an alarming rate. Professionals at all levels are exiting the workforce at this time.

DRAFT 11

Page 12: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 12

Target Groups: • High School and Post Secondary

Students:• Community Colleges

• Adult Education Regional Occupational Programs

• Private Schools• Career Changers• Recovering persons• Licensed professionals

Target Groups: • High School and Post Secondary

Students:• Community Colleges

• Adult Education Regional Occupational Programs

• Private Schools• Career Changers• Recovering persons• Licensed professionals

Jeff Oxendine Copyright ©a

Pre-Training Health Professions Education Workforce

No pre training required for registration

Seek knowledge about the

certification process

Engage in higher level education:

PPS, university,

junior college

Begin job training at

the workplace

Complete certification

requirements

Seek continuing education

credits

Continue gaining

workplace knowledge

Career Pathway Coordination and Support Infrastructure

Five year registration

period prompts

exploration

Participate in volunteer

work or begin

seminar type

learning

Retention & Advancement

Older workforce makes advanced

education difficult

Work experience may not be

recognized for certification or

licensure

Low pay, inadequate

training, unsafe work

environments, lack of career advancement opportunities,

difficult working conditions

Five certifying bodies and

multiple licensing boards create

mass confusion.

Low self-esteem, family

dysfunction impact basic

education

SUD Counselor Workforce Pathway

New entrants learn in a hands on,

unstructured learning

environment

Workplace and “seminar type”

education is incongruent and may

not contribute to certification goals.

Cost and availability of core classes is

prohibitive

Certification and

testing fees are

prohibitive

Medi-Cal reimbursement rates

are low

Primary care not integrated

Page 13: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 13

Typical SUD Career Path

Page 14: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 14

Integrated Career Ladder:

Registered Alcohol Drug Counselor

Trainee

Clinical Supervisor of Alcohol/Drug Counselors

Certified Addiction Counselor

Certified Reciprocal Alcohol/Drug

Counselor

Licensed Advance Alcohol and Drug

Counselor

CCJP

CCPS

CCDP

WTS-E

SLS

CRPM

Page 15: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 15

Industry Skill Standards

• 155/270/MA levels of approved alcohol and drug formal education

• Supervised Practicum, including classroom participation (45 hours) and completion of 255 hours at an approved agency

• Pass written examination at each level• Signed Code of Ethics and Scope of Practice • 2,000 to 10,000 hours of experience depending on

level of certification or licensure

Page 16: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 16

Recommendations to Address Identified Barriers

Barrier RecommendationNo requirement for persons to obtain skill or education before becoming registered

Change counselor certification regulations to require an orientation course with ethics training. Require continuing education on a yearly basis to reach certification within five years.Work with DOE Career Pathways initiative to develop SUD career awareness.

Page 17: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 17

Recommendations to Address Identified Barriers

Barrier RecommendationWorkplace and “seminar type” education is incongruent, poorly organized and may not contribute to certification or licensure goals.

Create a central clearinghouse for approved education that relates to certification and licensureDirect financing for SUD education at the junior college and private postsecondary levels.

Page 18: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 18

Recommendations to Address Identified Barriers

Barrier RecommendationFive certification bodies with complex requirements make career planning difficult. Low cost alternatives that are incapable of creating competent counselors attract many students because they are “easy” and inexpensive. Education at this level is not accepted for licensure.

1. Unify certifying bodies into one state-sanctioned, credentialing body. Create licensure path that incorporates education, training and testing efforts of certification.2. State MUST recognize a uniform, career ladder (requires legislation or regulatory change).3. Create a platform for consumers, employers and individuals for recognizing professional competency in SUD counseling.

Page 19: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 19

Recommendations to Address Identified Barriers

Barrier RecommendationReimbursement remains low in both private and public payer systems.

1. Conduct a high level conference (perhaps Interim Committee) to bring exchange participants and SUD specialty providers together to discuss contracting barriers (background checks, etc.) and integration issues (charting, etc.)2. Create a mechanism for evaluating care given to Drug Medi-Cal patients vs. California Covered patients. Address any inequities (including reimbursement for providers)

Page 20: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 20

Recommendations to Address Identified Barriers

Most entry-level SUD professionals are older than the average student beginning a career. They generally are self-supporting and work fulltime, making advanced education difficult.

1. Develop education and outreach programs to advise potential counselors of the availability of student loans to assist with education and living expenses.2. Create loan forgiveness for counselors who commit to five years in the field, particularly in underserved communities.

Page 21: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 21

Recommendations to Address Identified Barriers

The majority of the SUD treatment workforce is White, female, and in their 40s or 50s. 63% of Californians receiving SUD treatment are male, and 57% of them are non-White (34% are Hispanic, 16% are Black). Almost 60% of individuals who need SUD services are under the age of 35. I important for clients to receive treatment from individuals who are of a similar age, gender, and racial/ethnic background.

1. There should be focused workforce recruitment and expansion efforts on adding more men, racial/ethnic minorities (particularly Hispanics and Blacks), and young individuals to California’s SUD workforce.2. Partner with the Alliance for Boys and Men of Color in CA to develop and implement a statewide strategy.

Page 22: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 22

Recommendations to Address Identified Barriers

Although less expensive than licensing, certification fees and examination costs can reach over $500. Scholarships and financial aid are not available for these costs.

1. Create loan programs and scholarships to cover certification and testing fees.2. Prepare colleges and universities for licensure level curriculum using other state’s programs as models.

Page 23: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 23

Recommendations to Address Identified Barriers

There is no coordination between licensure boards and certifying entities regarding approved work experience. Hours of experience are often not credited toward higher professional levels. No license is available in SUD counseling.

1. Prepare colleges and post secondary institutions for future licensing. 2. Create a pilot project to develop model curriculum and adopt uniform standards for workplace supervision that allow interns from multiple disciplines to receive credit toward licensure for SUD experience. 3. Develop a one-time grandparent for SUD specialties under existing licenses.

Page 24: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 24

Recommendations to Address Identified Barriers

Low salaries dramatically impact longevity in the field. 2006 survey results show that 67% of SUD counselors earn less than $35,000 annually. 20% in the field do not receive health care benefits as a part of their employment packages.

1. Develop education campaign aimed at employers and insurers which would demonstrate the comparative value of the SUD counselor, particularly given the new benefit mandated under the ACA.

Page 25: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 25

Recommendations to Address Identified Barriers

Workplace conditions and low pay discourage longevity. High patient/counselor ratios; conflicting demands from constituents (ie– program philosophy v. criminal justice demands, co-occurring treatment regimes v. rehabilitative approaches; high levels of documentation from multiple agencies; safety issues at the workplace are all common reasons for leaving the field.

1. Implement systematic recruitment and retention strategies at the state and local levels. 2. Develop model approaches to reduce “burn out” in the profession.

Page 26: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 26

Recommendations to Address Identified Barriers

• SUD workers receive particularly low salaries because SUD services are grossly undervalued by third-party payors

• One-half of SUD treatment staff earn less than $35,000 per year, and over one-fifth earn less than $25,000 per year. These salaries are not commensurate with the high levels of stress associated with SUD services or the skills required to deliver them well (a direct care worker in a 24-hour residential treatment facility earns less than an assistant manager at a Burger King)

1. Address the absence of licensure on the career ladder. 2. Economic incentives drive SUD professionals to become licensed elsewhere or find employment in another field.

Page 27: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 27

Recommendations to Address Identified Barriers

Because there is no license for this category, private practice settings where addiction can be treated in its earlier, less severe stages are not as available as they are in states with licensure for SUD counselors.

1. California must “grow” its private provider base. The public system of treating addiction is hopelessly underfunded and inadequate at protecting patients. 2.Pilot demonstration projects to assess early intervention and treatment are warranted to demonstrate the economic value of integrated, early treatment

Page 28: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 28

Recommendations to Address Identified Barriers

Because the SUD benefit has not been included to the degree that it will under the ACA, medical teams at all levels need basic education in screening and referral.

1. Launch an initiative to ensure that key members of the health workforce develop basic competencies in recognizing and referring SUD patients.2. Create a pilot project for primary care professionals for orientation and continuing training on SUD referral.

Page 29: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

DRAFT 29

Possible Demonstration and Data Collection Projects

• Need for capacity estimation for short and long term

• Need for demonstration project in severity/treatment efficacy

• Need for education consortium project• Need for retention and recruitment project• Need for healthcare workforce SUD education

demonstration project

Page 30: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

SUD Critical Shortage Response Plan

Plank One: Needs projection and preparedness. This would include, at a minimum, the following: a. A demographic study of the profession statewide

b. A review of current practice norms in California as compared to national norms for best practice

c. The expected need generated by the implementation of the Affordable Care Act (Medi-Cal expansion and Covered California) .

•Develop programs to widen the pool of potential counselors and to retain those who choose the profession.

DRAFT 30

Page 31: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Plank Two: Integrationa.Convene a Covered California SUD conference for the purpose of bringing Health Exchange participants together with SUD providers and professionals to discuss barriers to expansion including contract provisions, personnel integration, and basic screening and referral abilities.b.In coordination with certifying organizations, develop license-specific crossover plans to draw professionals from licensed and unlicensed fields where there is over capacity (ie psychology and school counseling) into the SUD profession via attainment of certification, NOT “cross training.”

DRAFT 31

SUD Critical Shortage Response Plan

Page 32: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Plank Three: create a single state entity. •Using the genetic counselor model of licensing at the Department of Public Health, confer licenses to those who hold master’s degrees or with advanced certifications.

•Using the certified nurse model at the Department of Public Health, confer certification and registration to those who have met the requirements for certification and registration.

DRAFT 32

SUD Critical Shortage Response Plan

Page 33: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Plank Four: Financial Incentives a. Certification fees reimbursedb. Reimbursement for coursework, including private postsecondary, online classes, junior college and university programs.c. Loan forgiveness for those with current masters degrees, as well as future masters degrees, on the condition that the applicant agrees to work in the field for five years.

DRAFT 33

SUD Critical Shortage Response Plan

Page 34: Substance Use Disorder Treatment Pathway Presented by: Sherry Daley, Public Policy Director, California Association of Alcoholism and Drug Abuse Counselors

Plank Five: Widen the Poola.Develop programs to widen the pool of potential counselors, especially from underserved areas. b.Address cultural and language barriers.c.Develop programs to retain those who choose the profession.

DRAFT 34

SUD Critical Shortage Response Plan