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: I !! Submarine Base, Groton, Conn. REPORT NUMBER 500 STUDY OF AIR EMBOLISM AND EXTRA-ALVEOLAR ACCIDENTS ASSOCIATED WITH SUBMARINE ESCAPE TRAINING 1956 TO 1966 by LT Larry Van Genderen, MC, USN Bureau of Medicine and Surgery, Navy Department Research Work Unit MR005.04-0055.10 Released by: C. L. Waite, CAPT MC USN COMMANDING OFFICER p^. C AQr U. S. Naval Submarine Medical Center LLtAot 17 August 1967 D FOR PUBLIC DISTRIBUTION VJITED

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Page 1: Submarine Base, Groton, Conn. · PDF filewas first introduced are advanced, ... cd UJ RATIO a; o o cr CC H LL. ... School students, undergoing training for the

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Submarine Base, Groton, Conn. REPORT NUMBER 500

STUDY OF AIR EMBOLISM AND EXTRA-ALVEOLAR ACCIDENTS

ASSOCIATED WITH SUBMARINE ESCAPE TRAINING

1956 TO 1966

by

LT Larry Van Genderen, MC, USN

Bureau of Medicine and Surgery, Navy Department

Research Work Unit MR005.04-0055.10

Released by:

C. L. Waite, CAPT MC USN COMMANDING OFFICER p^. CAQr U. S. Naval Submarine Medical Center LLtAot

17 August 1967

D FOR PUBLIC DISTRIBUTION

VJITED

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STUDY OF AIR EMBOLISM AND EXTRA-ALVEOLAR ACCIDENTS

ASSOCIATED WITH SUBMARINE ESCAPE TRAINING

1956 TO 1966 by

LT Larry Van Genderen, MC, USN

SUBMARINE MEDICAL RESEARCH LABORATORY

U. S. NAVAL SUBMARINE MEDICAL CENTER REPORT NO. 500

Bureau of Medicine and Surgery, Navy Department

Research Work Unit MR005.04-0055.10

Reviewed bv:

Charles P. Gell, M.D., D.Sc. Chief Scientist, SubMedResLab

Jack L. Kmsey, CAPT , Director, SubMedResLab

USN

pprovec^ and Released by: /

Charles L. Waite CAPT MC USN

COMMANDING OFFICER

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SUMMARY PAGE

PROBLEM

To bring up to date a review of over-pressurization accidents occurring as a result of submarine escape training at the Escape Training Tank, at the Naval Submarine Base at Groton, Connecticut. The previous report reviewed all such accidents occurring during the period 1928-1957.

FINDINGS

Twenty-three such cases are presented, with discussion of the reasons. A synopsis of each accident case is presented in the Appendix and its relation to the total number of men trained by the various methods.

APPLICATION

The information presented in this report will be valuable to medical officers special- izing in submarine medicine and will contribute to increased safety and effectiveness in the submarine escape training procedures.

ADMINISTRATIVE INFORMATION This investigation was conducted as a part of Bureau of Medicine and Surgery

Work Unit MR005.04-0055—Pathological Physiology of Air Embolism and Decom- pression Sickness. The present report was approved for publication on 17 August 1967 and has been designated as Submarine Medical Center, Submarine Medical Research Laboratory Report No. 500. This report is No. 10 on the Work Unit shown above

PUBLISHED BY THE NAVAL SUBMARINE MEDICAL CENTER

This document has been approved for public release and sale; its distribution is unlimited.

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ABSTRACT

This report is an extension of Moses' study of casualties resulting from submarine escape training during the period 1928-1957. A total of 23 additional over-pressurization accidents are presented, along with discussion as to whether the increased accident rate following introduction of buoyant ascent runs is real or apparent.

Reason for the high accident rate with the Steinke Hood when this type of training was first introduced are advanced, and reasons are given for the occurrence of accidents in re-qualifiers as opposed to the student trainees. Some of the casualties are attributed to lung abnormalities leading to pulmonary air-trapping, which causes symptoms to de- velop after seemingly successful training runs.

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STUDY OF AIR EMBOLISM AND EXTRA-ALVEOLAR ACCIDENTS

ASSOCIATED WITH SUBMARINE ESCAPE TRAINING 1956 TO 1966

INTRODUCTION The intent of this report is to up-date

through December 1966 a review of over- pressurization accidents occurring as a result of submarine escape training at the Escape Training Tank, Naval Submarine Base New London, at Groton, Connecticut. Discussion will be primarily in regard to the production of air embolism and extra-alveolar air follow- ing the two methods of submarine escape currently being taught, buoyant ascent with free-breathing, and buoyant ascent using the Steinke Hood. Description of these two methods are given in another report (1).

BACKGROUND In 1957, Moses, in reviewing the incidence

of air embolism in all submarine escape train- ing, found -forty-four cases to have occurred from ^928^957^resulting in eight fatalities. In addition, during this time there were twenty-two cases involving the production of extra-alveolar air, for a total of sixty-six over-pressurization accidents. Incidence rec- ords for accidents were calculated by esti- mating that approximately 250,000 runs had been made at the two U. S. Navy and one Royal Navy Training Tank and are given in reference (2).

Of the 66 cases, thirty casualties, four of which resulted in fatalities, occurred at the New London training facility. All but two of those thirty occurred when using older escape techniques, the submarine escape apparatus

or "Momsen Lung" and free ascent. The in- terested reader is directed to the above refer- ence for a description of both techniques.

The remaining two air embolism cases oc- curred as a result of buoyant ascent training. This type of training was introduced in 1956, shortly before the writing of the first report. Since that report, an additional 17 over-pres- surization accidents have occurred, 12 as a result of buoyant ascent training and four as a result of free breathing, buoyant ascent training, which was introduced to Submarine presonnel in 1963. In addition, one case (in 1956) resulted from a free ascent.

The total number of cases of both air em- bolism and extra-alveolar air production, such as pneumothorax, pneumopericardium, medi- astinal, and subcutaneous emphysema, occur- ring with the various methods of escape are given in Table I.

RESULTS

In order to establish a complete record of the over-pressurization accidents connected with the two methods of escape currently being taught, the two cases of air embolism, including the one fatality, occurring- during the first year of buoyant ascent training and described in Moses' report are included in this report.

TABLE I. Over-Pressurization Casualties and Fatalities, Air Embolism and Extra-Alveolar

Air, Escape Training Tank, Naval Submarine Base New London, Groton, Connecticut

Total No. No. of Incidence No. of Dates Methods of Runs Casualties Rate Fatalities

1930-1957 Submarine Escape Appliance (Momsen Lung)

193,000 12 .006% 1

1947-1967 Free Ascent 17,500 17 .097% 2 1956-1966 Buoyant Ascent 132,000 15 .011% 1 1963-1966 Steinke Hood 47,000 7 .015% 0 1930-1966 All Types 389,500 51 .013% 4

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The air embolism incidence rate with the buoyant ascent method is .011% or approxi- mately one accident per 9,400 runs. The large majority of buoyant ascent accidents, eleven out of fourteen, have occurred in Submarine School students, undergoing training for the first time. The incidence appears to be in- creasing in recent years. From July 1964, through December 1966, six accidents, five air embolism and one extra-alveolar air, have occurred during 26,000 buoyant ascent runs. This is an incidence of .019% for air embo- lism accidents or one per approximately 5,200 runs, 1.8 times as frequent as the eleven year average. It should be noted that during this last two and one-half year period only initial- ly qualifying Submarine School students have been undergoing buoyant ascent training, as opposed to the previous years when the train- ing was given to both initial qualifiers and requalifiers.

This incidence rate then is for a group that is composed of only initial qualifiers. Because records were not kept showing the number of runs made by initial qualifiers and requalifi- ers during the years when both received only buoyant ascent training, it is not possible to determine an exact incidence rate for each group. Indirect figures from Submarine School matriculation indicate that the group of initial qualifiers has represented approxi- mately 40-60 % of the total over the years when initially qualifying students and requal- ifiers underwent buoyant ascent training. Be- cause the student qualifiers have sustained the large majority of accidents throughout the years, however, it would appear that the student accident incidence for buoyant ascent training is higher than for the requalifiers, and that in the past this incidence has been diluted when considered as a part of the over- all annual incidence. When a program change in 1965 removed requalifiers from training in buoyant ascent, this situation became more apparent. It would seem that the initial buoyant ascent training is a relatively haz- ardous procedure.

The incidence for all over-pressurization accidents resulting from the use of the Steinke Hood is .015% or one per 6,750 runs.

The incidence rate for embolism accidents with this method is .008% or one per 12,000 runs. These figures need amplification how- ever, due to changes in the method of use of the appliance.

The first two air embolism cases and the two extra-alveolar air cases occurred during the first full year of training, fiscal year 1964 during a time in which the candidates were instructed to say "OK-OK" on ascent. This was a term used to demonstrate to the in- structor in the water observing the ascent that the trainee was exhaling. During that twelve month period, the accident rate was in the area of one per 2,500 runs, consider- ably greater than with the use OJ. buoyant ascent method. In investigating the reasons, it was observed that in saying "OK," the glottis had to be closed in order to pronounce the explosive sound of "K." During that time interval intra-pulmonary pressure was not being reduced. The use of the phrase "HO-HO-HO" was then introduced, in the spring of 1964, allowing an open glottis throughout expiration.

Since that change, two cases of air embo- lism and one case of extra-alveolar air pro- duction have occurred in over 26,000 Steinke Hood runs, giving an air embolization rate of one per 18,000 runs and total over-pressur- ization accident rate of one per 12,000 runs. In comparison the air embolism rate for buoyant ascent training is one per 9,400 runs, with the overall accident rate at one per 8,800 runs.

Interestingly, all cases of air embolism and extra-alveolar air production following the use of the Steinke Hood have occurred in per- sons undergoing requalification. It should be noted that when training in this method was begun in September 1963, it was given only to requalifiers. Six months later, a selected small number of Submarine School students, principally line and medical officers, also be- gan to receive training. Since none of the runs made from September 1963 to April 1964 and only a very few of the runs made from April 1964 to April 1965 were per- formed by students, there was essentially no

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opportunity for accidents to occur in the ini- tially qualifying groups during the first two and one-half years of Steinke Hood training.

It has been only since the start of the fiscal year 1966 that free-breathing buoyant ascent training has been generally available to ini- tial qualifiers. (While enlisted student train- ing in this method began in April 1965, a subsequent Tank shutdown for overhaul pre- vented the start of Hood training for large numbers of students until July 1965). From that time until December 1966, approximate- ly 8,000 Hood runs have been made by initial qualifiers and 13,500 runs by requalifiers. It is apparent that there has been too few runs made by the initially qualifying group to make any statement regarding their accident rate.

Two factors lead one to feel that the Steinke Hood accident rate for initial quali- fiers will be lower under the present training method. At the present time initial qualifiers complete one free-breathing buoyant ascent run only after they have just completed two successful buoyant ascent runs. Requalifiers on the other hand make two hood runs and no buoyant ascent runs. Because of the fa- miliarity with the safety and ease of properly executed escape procedures acquired through the successful completion of two buoyant as- cent runs just prior to Steinke Hood insruc- tion, the probability of the development of panic and breath-holding by a trainee on this third run would be at a minimum, even though he is an initial qualifier. Of probably even greater importance is the fact that any pathological air trapping occurring in a trainee would likely have produced symptoms in one of the preceding buoyant ascent runs rather than in the Hood run.

The quality of an ascent does not appear to be the determining factor in the produc- tion of air embolism. Most of these accidents have occurred in what appeared to be satis- factorily performed runs. Of the accidents occurring in buoyant ascent runs, nine oc- curred in what were termed good runs by observers, while the other four occurred in unsatisfactory runs. Five of the Steinke Hood runs which produced accidents were

considered good, while two occurred during runs considered unsatisfactory.

Of even greater interest is the relationship between the results of pulmonary function studies and the quality of run made. These figures point to two unrelated problem areas; unsatisfactory runs, of course, but apparently even more important, air trapping not de- tected prior to training (3).

Pulmonary function studies have been per- formed on all trainees whose accidents oc- curred following Steinke Hood runs. It was learned that two of the three persons with normal studies had made unsatisfactory runs, while four of the five men who made satis- factory runs were shown to have either ab- normal or questionably abnormal pulmonary functions studies, see Table III.

Table III.

Results of Pulmonary Function Studies in Persons Injured During Steinke Hood Training.

Ascent Classi- Total Pulmonary Function Studies fication Cases Normal Abnormal

Satisfactory Unsatisfactory

Abnormalities found in the studies were generally either decreased timed vital capac- ities or elevated nitrogen washout clearances (indicating pulmonary expiratory obstructive problems). Due to the lack of pulmonary function studies on cases of individuals sus- taining over-pressurization accidents follow- ing buoyant ascent, a comparison cannot be made at this time.

There has been one fatality among the fif- teen accidents occurring at Groton, Connec- ticut, Escape Training Tank as a result of buoyant ascent training. It occurred in 1957 during the first year of buoyant ascent train- ing. The run appeared to be normal. There have been no deaths associated with the use of the Steinke Hood in training.

Description of the types of treatment given for air embolism, using either the standard Navy Recompression Treatment Tables 3 and

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4, or the new rapid recompression high-pres- sure oxygen approach, now known as Tables 5A and 6A, are the subject of another report (1).

SUMMARY Results of a study of over-pressurization

accidents occurring at the Escape Training Tank, Submarine Base, Groton, Connecticut, are reported. Discussion is presented as to whether the increased accident rate following buoyant ascent runs is real or apparent. Reasons for the high accident rate with the Steinke Hood when this training was first introduced and the reason for the occurrence of accidents only in requalifiers with the Steinke Hood are offered. Data indicating the accidents are the result of two different problems, (either improper runs, or pulmo- nary air-trapping) acting independently, are presented. A synopsis of each over-pressur- ization accident occurring during the period 1956-1966 is given in Appendix A.

REFERENCES 1. Van Genderen, L. and Waite, C. L., Rapid Re-

compression, High-Pressure Oxygen Breathing Approach in the Treatment of Traumatic Air Embolism, SubMedResLab (SubMedCen) Report, (in preparation).

2. Moses, H, Casualties in Submarine Escape Training, SubMedResLab (SubMedCen) Report No. 438, Oct 1964 (Qual. Thesis of 1957).

3. Liebow, Stark, Vogel, and Schaefer, Intrapulmo- nary Air Trapping in Submarine Escape Training Casualties, SubMedResLab (SubMedCen) Report No. 330, Feb 1960.

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Page 12: Submarine Base, Groton, Conn. · PDF filewas first introduced are advanced, ... cd UJ RATIO a; o o cr CC H LL. ... School students, undergoing training for the

UNCLASSIFIED Security Classification

DOCUMENT CONTROL DATA -R&D (Security classification of title, body of ahstrac t and indexing annotation mutt be entered when the overall report Is classified)

I ORIGINATING ACTIVITY fCorporate author)

U.S.Naval Submarine Medical Center, Submarine Medical Research Laboratory

2«. REPORT SECURITY CLASSIFICATION

UNCLASSIFIED 26 GROUP

3 REPORT TITLE

STUDY OF AIR EMBOLISM AND EXTRA-ALVEOLAR ACCIDENTS WITH SUBMARINE ESCAPE TRAINING

4 DESCRIPTIVE NOTES (Type of report and inclusive dates)

Interim 5 AUTHORISI (First name, middle initial, last name)

Larry Van Genderen

6 REPORT DA TE

17 August 1967 IB TOTAL NO OF PAGES 76 NO OF REFS

Ja CONTRACT OR GRANT NO

6 P ROJ EC T NO

MR005.04-0055.10

9a ORIGINATOR'S REPORT NUMBERIS»

SMRL Report No 500

9b OTHER REPORT NOISI (Any other numbers that may be assigned this report)

0 DISTRIBUTION STATEMENT

This document has been approved for public release and sale; its distribution is unlimited.

SUPPLEMENTARY NOTES 12 SPONSORING MIL! TAR Y ACTIVITY

U.S. Naval Submarine Medical Center Box 600, Naval Submarine Base Groton, Connecticut 06340

13 ABSTRACT

This report is an extension of Moses' study of casualcies resulting from submarine

escape training during the period 1928-1957 (SMRL Report No. 438). A total of 23 ad-

ditional over-pressurization accidents are presented, along with discussion as to whether

the increased accident rate following introduction of buoyant ascent runs is real or

apparent.

Reasons are advanced for the high accident rate with the Steinke Hood when this type

of training was first introduced, and reasons are given for the occurrence of accidents

in re-qualifiers as opposed to the student trainees. Some of the casualties are attributed

to lung abnormalities leading to pulmonary air-trapping, which causes symptoms to

develop after seemingly successful training runs.

DD,FNr„1473 (PAGE "

S/N 0 10 I-807-680 1

UNCLASSIFIED Security Classification

3ND PPSO 13152

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UNCLASSIFIED Security Classification

KEY WORDS ROLE WT

Air embolism in submarine escape training

Buoyant ascent in submarine escape training

Submarine escape training

Pulmonary air-trapping in submarine escape training

DD ,T.A473 <BAa<> (PAGE 2)

UNCLASSIFIED Security Classification