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THE HARTFORD | FINANCIAL & EXECUTIVE LIABILITY

STRATEGIC INVESTMENT ADVISERS (SIA) INSURANCE TEAM PROVIDING SPECIALIZED SOLUTIONS

THE HARTFORD ASSET MANAGEMENT CHOICE® POLICY

The SIA Insurance Team off ers coverage expertly and effi ciently, leveraging experience and technology capabilities for Registered Investment Advisers (RIAs) with Assets under Management (AUM) of up to $2.5 billion. Specialized coverage and solutions include: • Blended policy for Professional Lines• Cost of Corrections Extension (Trade Error)• Dedicated Chief Compliance Offi cer Sub-Limit• Regulatory Compliance Coverage (Mock Audit)• Auto Renewal (AR) for up to 3 years – Updated Policy

Enhancement Endorsement added automatically at AR• Same day policy issuance typically available• Specialized underwriters for RIAs with AUM over $2.5 billion

FINANCIAL INSTITUTIONS FIDELITY

Off ering two important Financial Institutions Fidelity bonds: 1. Financial Institutions Bond (FIB) for Investment Firms -

First-party coverage to help protect the assets of registered investment advisers and their clients

• Employee Theft, Computer and Fund Transfer Fraud are included in the bond

• Social Engineering (“Cyber Transfer Fraud”) available by rider • Auto Renewal for up to 3 years2. Fiduciary Bonds for Employee Retirement Income Security

Act (ERISA) compliance coverage to protect client assets • Two-year policy periods available

Best In Class Coverage

The Hartford o� ers fi ve comprehensive coverage

solutions to protect against

key liability exposures that

investment advisers may face.

30+ years of experience protecting

investment advisers

Experienced Team of dedicated underwriters and claims professionals

The Buck’s Got Your Back®

This document outlines in general terms the coverages that may be afforded under a policy from The Hartford. All policies must be examined carefully to determine suitability for your needs and to identify any exclusions, limitations or any other terms and conditions that may specifically affect coverage. In the event of a conflict, the terms and conditions of the policy prevail. All coverages described in this document may be offered by one or more of the property and casualty insurance company subsidiaries of The Hartford Financial Services Group, Inc. Coverage may not be available in all states or to all businesses. Possession of these materials by a licensed insurance producer does not mean that such producer is an authorized agent of The Hartford. To ascertain such information, please contact your state Department of Insurance or The Hartford at 1-888-203-3823. All information and representations herein are as of January 2020. In Texas, the insurance is underwritten by Twin City Fire Insurance Company.The Hartford® is The Hartford Financial Services Group, Inc. and its subsidiaries, including Hartford Fire Insurance Company. Its headquarters is in Hartford, CT.19-GS-228107 © January 2020 The Hartford

Learn more about insurance solutions for investment advisers. Visit TheHartford.com/fs

BUSINESS TRAVEL ACCIDENT (BTA)

BTA helps your clients fulfill the obligation to protect their employees’ safety when traveling on company business, whether it’s a local trip, interstate or out of the country. BTA is:

• Fully customizable to suit the unique needs of any client’s business

• Optional: industry-specific, pre-underwritten plans for clients looking to maximize efficiency and affordability

CYBERCHOICE FIRST RESPONSE POLICYSM

Evolving cyber threats make it difficult to understand cyber exposures, or to recognize risks resulting from inadequate cyber coverage.

The Hartford can help with our CyberChoice First Response Policy, which:

• Takes the complexity out of navigating the world of cyber

• Provides an all-in-one solution to help protect businesses before, during and after a cyber attack

• Offers 24/7 incident response services for policyholders

BUSINESS OWNER’S POLICY (BOP)

For your small business clients, our Spectrum® Business Owner’s Policy is the BOP to Beat®. It features these coverages:• Commercial property• General liability • Business income

• Plus a broad range of optional coverages to help deliver a tailored solution

Also available:• Workers’ compensation • Business auto coverage

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