stewart dalzell financial disclosure report for 2010

8/3/2019 Stewart Dalzell Financial Disclosure Report for 2010

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FINANCIAL DISCLOSURE REPORTFOR CALENDAR YEAR 201 0

Report Required by the Ethicsin Government Act of 1978(5 U.S.C. app. 101-111)

1. Person R eport ing ( last name, f i rst , middle in i t ia l )Da Iz e l l , S t e wa r t

4 . T i t l e ( A r t i c le 1 1 1 j u d g e s i n d i c a t e a c t i v e o r s e n i o r s ta tus;magistra te judges indicate full- or part-t ime)A r t ic le I I I Judge - A c t ive

7 . C h a m b e r s o r O f f i c e A d d r e s s15613 U.S . Cou r thou s e60 1 Ma rk e t S t re e tP h i lade lph ia , P A 19 106

! 2 . Court or Org aniza t ionU.S . Dis t r i c t Cour t

5a. Report Type (check appropriate type)i[---] N om ination, D a te[] Initial [] Annual [] Final

I 5b. [] Amended Report! 8 . O n t h e b a s i s o f t h e i n f o r m a t i o n c o n t a i n e d i n t h i s R e p o r t a n d a n ymodifications pertaining thereto, i t i s , i n m y o p i n i o n , i n c o m p l i a n c ew i t h a p p l i c a b l e l a w s a n d r e g u l a l io n s .

3. Date of Report05/04/2011

6 . R e p o r t i n g P e r i o d0 1 / 0 1 / 2 0 1 0

to12/31/2010

Reviesving Off ice r D a t e

I M P O R T A N T N O T E S : The instructions accompanying this form must be followed. Complete all parts,checking the NONE box for each part where you have no reportable information Sign on last page.

I . P O S I T I O N S . ~ R e p o , ~ i n g individual only; seepp. 9-13 of filing instructions.) [~ NONE (No reportable positions.)

PO S IT IO NI. Se c re t a ry o f the Ve s t ry2.3.4.5.

N A M E O F O R G A N I Z A T I O N / E N T I T YS a i n t M a r k s C h u r c h , P h i l a d e l p h i a , P A

I I . A G R E E M E N T S . ~ R e p o n i n g i n d i v i d u a l o n l y ; s e , p p . 1 4 - t 6 of filing instruction~)~ (No reportable agreements.)O N E

D A T E PARTIES AND TERMS


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FINANCIAL DISCLOSURE REPORTPage 2 o f 9

N a m e o f P e r s o n R e p o r t in gDalzeil, Stewart

I I I. N O N - I N V E S T M E N T I N C O M E . t R e p o , ~ i n g i nd iv idual andspouse; seepp. 17-24 of filing instructions.)A. Filers N o n - l n v e s t m e n t I n c o m e~] NO N E ( N o reportable non-investment income.)

D A T E S O U R C E A N D T Y P E

2.

3.

4.

Date of Report05/04/20 ! !

INCOME(yours, not spouses)

B . S p o u s e s N o n - I n v e s t m e n t I n c o m e - If you were married during anyportion of the reportingyear, complete this section.(Dollar amount n ot required except for honoraria.)

N O N E (No reportable non-investment income.)

1 . 2 0 1 02.3.4.

DATE SOURCE AND TYPE- T e a c h i n g Fe e s

I V . R E I M B U R S E M E N T S - transportatiorl, Iodglng, food, entertainment.(Includes those to @ ouse and dependent children; see pp. 25-27 of filing instructions.)

[~ N O N E (No reportable reimbursements.)

2.

3.4.5.

SOURCE DATES LOCATION PURPOSE ITEMS PAID OR PROVIDED


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FINANCIAL DISCLOSURE REPORTPage 3 of 9

N a m e o f P e r s o n R e p o r t i n gDaizell, Stewart

Date of Rel3or t05/04/201 I

V . G I F T S . a n c t u d e s th o s e t o s p o u s e a n d d e p e n d e n t children; see p p . 2 8 - 3 1 of fillng instructions.)N O N E (No reportable gifts.)

S O U R C E D E SC R I P T I O NI.2.3.4.5.

V A L U E

V I . L I A B I L I T I E S . a n d u d e s t h o s e o f s p o u s e a n d dependent children; see pp. 32-33 of fding instructions.)N O N E (No reportable liabilities.)

C R E D 1 T O R D E S C RI PT I O NI.2.3.4.5.

VALUECODE


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N a m e o f P e r so n R e p o r t i n gDalzell , Stewart

Date of Report05/04/2011

V I I . I N V E S T M E N T S a n d T R U S T S - income, value, transactions(includes those of spouse and d e p e n d e n t children; seepp. 34-60 of filing instructions.)~-~ N O N E (No reportable income, assets, or transactions.)

A. B. C.D e s c r i p t i o n o f A s s e t s I n c o m e d u r i n g G r o s s v a l u e a t e n d( in c lu d in g t ru s t a s s e ts ) ~e p o r tin g p e rio d o f r e p o r t i n g p e r i o d

(l) (2) (l) (2)Place "(X)" after each asset A m o u n t Type (e.g., Value V a l u e

exempt from prior disclosure C o d e I d iv .. r e n t , C o d e 2 M e th o d(A-H) o r in t. ) ( J -P ) C o d e 3

( Q - W )1 , C a p e C o d F i v e C e n t S a v in g s A Interes t J T2. Bear, Steams/JP Morgan Fed. Fund A I n t e r e s t J T3. PNC Ban k A Interest J T4. RMAJSmith Barney Tax Free Fund A Dividend J T5. BRE Properties, Inc. B Dividend K T6. Van gaurd PA Tax Free Money Fund A Dividend J T7. Prime Fund-Cash Reserve Trust A Dividend J T8. Pepsico A Dividend K T9. Merck & Co. B Dividend K TI0 . Cisco System Notes A I n t e r e s t K T11 . General Electric Capital Notes A I n t e r e s t K T1 2 . Pfizer, Inc. A Dividend J T13 . Bank Am erica Notes A I n t e r e s t J T14. General Electric Cap. Notes A I n t e r e s t K T1 5 . Exxon Mobi l A Dividend J T1 6 . SEI Daily Incom e Trust A Dividend J T1 7 . Waste M anagemen t A Dividend K T

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

(1 ) (2) (3) (4)Type (e.g, , D a t e V a l u e G a i nbuy, sell , mm/ dd/ yy C o d e 2 C o d e I

( 5 )Identity of

b u y e r / s e l l e r(J-P) (A-H)e de mpt ion) (if private

transaction)

I . I n c o m e G a i n C o d e s : A =$1.000 or less B = $1 .0 01 - $2 ,500 C = $ 2,501 - $ 5,000 D =$5,001 $15,000(See C o lum ns B I an d D 4 ) F =$ 50 ,0 01 - $10 0,00 0 G =$ 10 0,001 - $1 ,000 ,0 00 HI = $ t.0 0 0,0 0 1 - $ 5 ,00 0 ,0 0 0 H2 = M o re th an $ 5,000 ,0 00

2 . V a lue C od e s J = $ 15.00 0 or Its s K =$15,001 - $ 50 ,000 L = $ 5 0 , 0 0 1 $ 1 0 0 , 0 0 0 M =$100.001 - $250,000( Se e C olu mn s C I a nd D3 ) N = $2 50 .0 01 - $ 50 0,0 00 O = $ 50 0,0 01 - $ 1.0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 .0 00 P2 =$5,000,001 - $25,000,000P 3 ~$25,000 .001 - $ 50.0 00,000 P 4 -M o re tha n $ 50,0 00 ,00 03. Value Method Codes Q =Appraisal R =Cost (Real Esta te Only) S = A s s e s s me n t T =C ash Mar ke t( S ee C o l um n C 2 ) U = B o o k V a l u e V = O t h e r W =Est imated

E =$15.001 - $50,000


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Name of Person ReportingDalzell , Stewar t


V I I . I N V E S T M E N T S a n d T R U S T S - i , , .o m e , v , t u e , ,, ~ , s u c a o , s a ~ a u a e s , ~ , o ~ e o / s r o u . , e u ~ a d e r e , a ~ n , , ~ a ~ n ; ~ ~ . 3 4 - ~ 0 o f f i l i n g instructions:)~ N O N E (No reportable income, assets, or transactions.)

A. B. C. D.Descript ion of Assets Incom e during Gross va lue at end Tr a ns a ct i ons du r ing r e por t i ng pe r iod(including trust assets) report ing period of report ing period

(1) (2) (1) (2) (I ) (2) (3)Place "(X)" af ter each asset A m o u n t Type (e .g. , V a lue V alue Type (e .g. , Da te Valuee xe mpt f r om pr ior di s c los u r e Code I div., rent, Code 2 Me th od buy, sell, mm/ ddlyy C o d e 2( A - H ) o r i n t . ) ( J - P ) C o d e 3 redempt ion)( Q - W )

18 . Chevron B Dividend L T19. Johnson & Johnson A Dividend K T20 . General M ills A Dividend J T B uy 05/28/1021 , SandRidge Energy None J T B uy 08 / 30 /1022 . Seneca Foods None K T B uy 03/0911023 . I n t e l A Dividend K T

1 2 4 o AT&T A Dividend K T B uy 10/21/10(addl )25 . McDona lds Corp . A Dividend K T26 . Powershares ETF A Dividend J T B uy 10/21/10

(addl )27 . Dominion Resources B Dividend K T28 . Natl Rural Utility Notes A I n t e r e s t J T29 . Diageo PLC. A Dividend J T Sold ,05/11/10(part)30 . Chu bb Corp . A Div idend J T3 I. W in dstre am B Dividend K T3 2. Van guard Total Bond ETF A I n t e r e s t K T B uy 106/231103 3 . Co~oco Phillips A Dividend K T3 4. lnt l Business Machines A Dividend K T

JJ

K

(4 ) (~ )Gain Iden tity o f

Code 1 buyer / se l ler(A-H) (if pr ivate

transaction)

b u y o n N Y S Eb u y o n N Y S Ebuy on N A S D A Q

b u y o n N Y S E

buy on N A S D A Q

part ial sale on NYSE

buy on N A S D A Q

I . I n c o me Ga i n C o d e s : A = $1.000 o r less B = $ 1.00 1 - $2 ,50 0 C = $ 2,50 1 - $ 5 ,00 0 D = $5 ,00 1 - $1 5,00 0(See Columns B l a nd D,I) F = $ 50.001 - $ 100,000 G = $100,001 - $1 ,000,000 H 1 = $ t ,0 00 ,0 01 - $ 5, 00 0, 00 ~ H 2 = M or e t ha n $ 5 ,0 00 ,0 002. Value Codes J = $ 1 5 . 0 0 0 o r l o s s K = $15,001 o $50,000 L =$50,001 - $ 100,000 M =$ | 00,001 o $250,000( S ee C o l um n s C I an d D3 ) N =$250.001 - $500,000 O = $5 00 .0 0I - $ 1,0 00 ,0 00 P I = $1 ,0 00 ,0 01 - $ 5,0 00 ,0 00 P2 =$5,000,001 - $25,000,000P3 =$25.000.001 - $50 ,000 .000 P4 ~More than $50,000.0003 . Va l ue M et h ~. C ~l c s Q =Appraisal R = COSl (Real Estate Only) S =A ssessm en t T =C ash Mar ke t( S ee C o l um n C 2 ) U = B o o k V a l u e V =Ot h e r W = E s t ima t e d

E =$1 5 , 001 - $5 0. 000


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N a m e o f P e r s o n Repor t ingDalzell, Stewart


VII. INVESTMENTS and TRUSTS - i , c o m e . , , , a , , e . t , , , ,, , ,, e t i o , ,, a , , ,l , ,, ~ , , , n o , ,, o : , ~ , o , , s , , o , , a a : ~ , , , ,~ , o , , c ~ , i ~ , . ,, e , ,; , e e r t ~ 3 4 - 6 o o . tN O N E (No reportable income, assets, or transactions.)

D e s c r i p ti o n o f A s s e t s Income during( i n c l u d i n g t r u s t a s s e t s ) reporting periodO) (~)P l a c e " ( X ) " a f t e r e a c h a s s e t A m o u n t T y p e ( e . g .,e x e m p t f r o m p r i o r d is c l o s u re C o d e 1 div , rent ,( A - H ) or int.)

3 5 B a n k N e w Y o r k N o t e s A Interes t36 . F e d . H o m e L o a n B a n k B o n d s A Interes t37 . F e d e r a l F a rm C r e d i t B a n k N o t e s A Interes t38 , Kor ea E lec t r i c P ower Cor p . N o n e39 , South wes te r n B e l l Te l . B onds A Interes t40 . Fa i r f a x F i na nc i a l Ho l d i ngs A D i v i d e n d41 . H e l m e r i c h & P a y n e A D i v i d e n d42 . Hender son Glob a l Equ i ty A D i v i d e n d

43, P l u m C r e e k T i m b e r A D i v i d e n d44 . B P P I c A D i v i d e n d45. FFC B B on d s A Interes t46. FHLB Bon ds A Interes t47 . D o w C h e m i c a lN o t e s A Interes t48 . 3 M C o . A D i v i d e n d49 . A utomat ic Da ta P r oces s ing A D i v i d e n d50 . D uP o n t A D i v i d e n d

51 . Nat iona l F ue l Gas A D i v i d e n d

G r o s s v a l u e a t e n do f r e p o r t i n g p e r i o d(l) (2)Value Value

C o d e 2 M e t ho d( J - P ) C o d e 3( Q - W )

K TJ T

J TK T

J TJ T

J TJ TJ TJ T

J T

Transactions during reporting period( l) (2) (3)T y p e ( e . g ., D a t e Valueb u y , s e l l , m m / d d / y y C o d e 2redempt ion) ( J - P )

Redeemed I0/15/10, KB uy 04 /20 /10 JB uy 04/20/10 JSo l d 03/12110 K

So l d 09/30/10 K

S o ld 0 5/1 1 /1 0 JR e d e e m e d 06/09 /10 KR e d e e m e d 0 6 / 2 1 / 1 0 K

Sold 09/21/10 J(part)

(4 )G a i nCode

( A - H )

A , full call

(5 )Identity ofbuyer/seller(if private

t ransact ion)

b u y o n m a r k e tb u y o n m a r k e t

D s a le o n N Y S E

B s a le o n N Y S E

A s e ll A D R s o n N Y S EA ful l ca l lA ful l ca l l

A partial sale on NYSE

I . Income Gain Codes: A =$1.000 or less B =$1.001 - $2 .500 C = $2 .50 1 - $ 5.0 00 D =$5 .001 - $ 15,000I See Columns B I and D4) F =$ 50,001 - $ 100.000 G = $ 1 0 0 , 0 0 t - $ 1 .000.000 H I =$1,000.001 * $ 5 ,000.000 H2 =More than $5,000,0002. Valuc Codes J =$15.000 or less K = $15.001 - $50,000 L =$ 50.001 - $ 100,000 M =$ 100,00 l - $2 50,000(Se e C o l u n ms C I and D3) N =$250,001 - $500.000 O =$500,001 - $1 .000.000 P1 =$1,000,001 - $5.000,000 P2 =$5,000,001 - $25,0D0,000

P3 =$25.000.001 - $50.000.000 P4 =More than $50.000.0003. Value Method Codes Q = A p p r a i s al R =Cost (Real Esta te Only) S = A s s e s s me n t T =C ash Mar ke t(See Colutuo. C2) U =Book V;duc V =Ot h e r W = E s t i ma te d

E =$15,001 - $ 50.000


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Name of Person ReportingDalzell , Stewar t

Date of Report0 5 / 0 4 /2 0 1 l

V I I . I N V E S T M E N T S a n d T R U S T S - i n c o m e , va lu e , transactions (Includes those of spouse and dependent children; seepp. 34-60 of filing instructions.)~ N O N E (No reportable income, assets, or transactions.)

52 .

53 .54 .

55 .56 .57 .58 .59 .60 .61 .

A. B. C.Descript ion of Assets Income dur ing Gross value at end

(including trust assets) report ing period of r e por t i ng pe r iod(1) (2) (1) (2)

P la ce "(X )" a fter e a ch asse t Am o unt Type (e .g., V a lue V a luee xe mpt f r om pr ior di s c los u r e Code I d iv, ren t, Co de 2 Me th od(A-H) o r i n t . ) (J-P) C o d e 3( Q-W)

T r a n s a c t i o n s d u r i n g r e p o r t i n g p e r i o d

O) (2) (3)Type (e .g ., D a te V a l u e

buy, se ll, m m/d d/yy C o d e 2re de m ption) (J-P )

Goldman Sachs Group Notes A I n t e r e s t Matured 06/I 5/10 JiShares Barclays Agg. Bond Fund

Kraft Foods

Emerson Elec . Co.

Caterpillar Financial Notes

DuPont

National Fuel Ga s

Chesapeake Energy

Simon Properties Group

Van guard Short-Term Corp. Bond Fund

A Dividend

A Dividend KA Dividend K

TT

S o ld 0 4/0 9 /1 0B uy 0 9/30 /10( add l )

JJ

I n t e r e s t K R e d e e m e d 12/15/10 J(part )A Dividend J

A Dividend JA Dividend KA Dividend JA I n t e r e s t J

T

T

T

T

T

B uy 01 /04/10 K

B uy 0 7/28 /10

( 4 ) (5 )G a i n Identity of

C o d e 1 b u y e r / s e l l e r( A - H ) (if private

t r a n s a c t i o n )

A maturedse ll on market

buy addl on N Y S E

A partial call

buy on N Y S E

buy on N A S D A Q

I . Income Gain Codes: A =$1.000 or less B =$ 1,001 - $2 ,500 C = $2 ,50 1 - $ 5 ,0 0 0 D = $5 ,0 01 - $ 1 5.0 0 0(Se e C o l u mn s B I a n d D 4 ) F =$ 50,001 - $100 .0 00 G = $ I0 0.0 01 - $ 1 ,000,000 H I =$ 1,0 00 ,~ 01 - $ 5,0 00 ,0 00 H 2 =M o re th an $ 5,0 00 ,0 00

2 . V alue C o de s J = $ 15 .00 0 or les s K =$15.001 o $50,000 L =$50,001 - $ |00,0DO M = $ 1 0 0 . 0 0 1 - $ 2 50 , 0 0 0(Se e C o l u mn s C I a n d D 3) N =$250.001 - $500.000 O =$500 .0 01 - $1 ,0 00,000 P I = $1 ,0 00 ,0 01 - $5,0 00,0 00 P 2 = $5 ,00 0,00 1 . $2 5,00 0,0 00P3 = $25.000,001 - $50,000.000 P 4 = M ore th an $ 50 ,00 0,00 03. Value Method Codes Q =Appraisal R = Cost (Real Esla le Only) S =A ssessm en t T = C a s h M a r k e t

IS ee C o l um n C 2 ) U = B o o k V a l u e V = Oth er W = Est i m a t ed

E =$1 5 , 001 -$5 0. 000


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N a m e o f Pe rs on R e por t ingD a l z e l l , S t e w a r t

D a l e o f R e p o r l05/04/2011

VIII. ADDITIONAL INFORMATION OR EXPLANATIONS.


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N a m e o f P e r s o n R e p o r t i ngDalzeil, Stewart

Date of Report05/04 /2011

IX. CERTIFICATION.l c e r t if y t h a t a l l in f o r m a t i o n g i v e n a b o v e ( i n c l u d i n g i n f o r m a t i o n p e r t a i n i n g t o m y s p o u s e a n d m i n o r o r d e p e n d e n t c h i l d r e n , i f a n y ) i sa c c u r a t e , tr u e , a n d c o m p l e t e t o t h e b e s t o f m y k n o w l e d g e a n d b e l i e f , a n d t h a t a n y i n f o r m a t i o n n o t r e p o r t e d w a s w i t h h e ld b e c a u s e i t m e t a p p l i c a b l e s t a tu t o r y

p r o v i s i o n s p e r m i t ti n g n o n - d i s c l o s u r e .1 f u r t h e r c e r ti f y th a t e a r n e d i n c o m e f r o m o u t s i d e e m p l o y m e n t a n d h o n o r a r i a a n d t h e a c c e p t a n c e o f g i f t s w h i c h h a v e b e e n r e p o r t e d a r e i nc o m p l i a n c e w i t h t h e p r o v i s io n s o f 5 U . S .C . a p p . 5 0 1 e t . s e q ., 5 U o S . C . 7 3 5 3 , a n d J u d i c i a l C o n f e r e n c e r e g u l a t io n s .

Signature: S /Stewart Dalze l l

N O T E : A N Y I N D I V I D U A L W H O K N O W I N G L Y A N D W I L F U L L Y F A L S IF I ES O R F A L L S T O F I LE T H IS R E P O R T M A Y B E S U B J E C T T O C I V I LA N D C R I M I N A L S A N C T I O N S ( 5 U . S . C . a p p . 1 0 4 )

Committee on Financial DisclosureAdministrative Office of the United States CourtsSuite 2-301One Columbus Circle, N.E.Washington, D.C. 20544

stewart dalzell financial disclosure report for 2010

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