steven m colloton financial disclosure report for 2009

8/3/2019 Steven M Colloton Financial Disclosure Report for 2009

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,~ o t0 FINANCIAL DISCLOSURE REPORTRo. 1/20/0 FOR CALENDAR YEAR 2009I. Person Rtrporl |ng (last nam e, first, middle initial) Z. Court or OrgmnlzltlonCollotoa, Steven M. U S CI. of Appeals-~h Cir~ui~ 0 5 . , 0 7 . Q 0 1 1 1

4. Tille (Article Ill judges ,ndicate active or senior shatus; 5*. Reporl "l ypr (the* kmagistra~ judges indicate ~11- or parl-timc)

7. Chambers ~)r Office Address 8. On Ihe b~sis of the Inform~llon onl~lnedmod~fic~ll~n~ pcrl~lnlng lhtreto. I~ Is. In m) opinion, In cumpli~nc~I l0 E. Court Avenue, Suite 461 ~lth ~ppl~c~hle I~w ~ and regulallnns.

Des Moines, IA 50309-2053Reviewing Officer .... D~I~ ........

I M P O R T A N T N O T E S : The instructions accompanying thi.* form m u.st be followed Complete all part.s,checMng the NONE box for each part where.t,ou have no reportable information. Sign on Iost page.

I. POSITIONS. Reporting---I N ON E (No reportable positions.)

POSIT1ON N AM E O F O R G AN IZ AT IO N /E N I IT YI. Trustee James Mad*son Memorial Fellowship Foundation

4. - c - . : ~

~ N ONE (No reportable agreements.)~ pARTIES AND TERMS


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FINANCIAL DISCLOSURE ILEPORT [ ~ .... t P,.,,. ~,,,tn~ , , . , , .Page 2 of 7[ CoUn,n.. s,~,,~,, ~.

III. NON-IN~STM ENT INCOM E. rn.~o,..~i.a~a..~.a.~ .... : . ,. ~ . ~ z . 2 ~A. Filers Non-Inveslmcnl Income~ N O N E ~ o reportable non-investment income.)

D A T E SQURCE AND TYPE1 .2 .3.4.

B . S p o u s e s N o n - ! n v e s t m e n { ! n c o m e - ~f j.o. .,ere married during ~ . ~ porti , ,n of the rcp , ,r ting ) ear , COml~h t th i~ .~ecti,,n.(Ooltar a m o u n t not required except for honoraria)

NONE (No reportable non-investment income.)DATE SOURCE AND TYpg

I.

2.3.

4.

I V . R E I M B U R S E M E N T S - ,~..,~o~,.tio.. toagi.g, zooa ........ i ....,(Includes those to spouse and dependent cl, ildren," .~e~ pp 25-27 of filing m~;ruction~ )

~ NONE (No reportable reimburse,nents)~ ~ LOCATION PURPOSE ITEMS PAID OR PROVI DED

I. T he Fir st A m en dm en t C en te r Fe b. 1 9-21 Nashville. ~ Moot oua competition Travel. meals, hotelat Vanderbih U niversity2. U niversi~ of Al~ama Apr. 7-8 T~caloosa, AL Moot cou~ com pet it ion T rav el, m eals, h otel3. Boston College Apr. 21-23 Boston, MA Moot court competition Travel. meals, hotel4. Yale UniversiW May 3-5 New ttaven. CT Moot coua compelition Travel, meals, hotel5.


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FINANCIAL DISCLOSURE REPO RTPage 3 of 7

N O N E (No reportable

1.2.3.4.

5.

V I. LIABILITIES. a,d.a,,N O N E (]go reportable l iabil i t ies.)

CREDITOR DE$CRIITIQN VAI.UE (TQDEI.2.3.4.5.


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Page 4 of 7 c o ~ n ~ f o n , S t e s , i~ n M .

NONE (No reportable income, assets, or transactions.)

D e s c r i p t io n o f A ~ e t s ~ I n c o m e d u n n g G r o s s v a l u e ~ 1 e n d(including t~st as~ls) r e p o r t i n g p e r i o d o f r e p o r t i n gP l a c e " ( X ) " a f t e r e a c h ~ s c ~ A moum [ Type (eg . , V a l ~ c V a l u e T y p ee x e m p t f r o m p r i o r ~ s c l o s u r c Co de I [ d i v , r e n t , C o d e 2 M c ~ h t ~ d b u y , ~ c l l , m m / d ~ y y(A-II) [ ..... t) (IP, Codc3 redemption,

I. MidWesiOne - Accounts B Iniereft M ]"2. Vanguard Prime Money N~arkel Ftmd A Dividend K T3 . Vangt~rd Inie~ediate Term T~x- Exempt A Dividend K TMu~i Bond Fund

i 4 . Vanguard Long-Te~ Tax- Exempt Fund A Dividend K T Investor Shares. ~ 5 . Vanguard Ext Market Index Fund Investor A Dividend K TShares6. Vanguard 5~ Index Fund Investor Shares B Dividend L T7. Vanguard To~al International Slock Index A Dividcnd K TFund8. V~ngu~rd ln te~ediate- l e~ A Dividend J T B uy 12/21/09 JInvestment-G~de Fund9. Vanguard Shoa-Te~ Investment-G~de A Dividend J T B uy 1 2 1 2 1 / 0 9 JFund10 Vanguard Inflation-Protected Securities A Divideud J T B uy 12/21/09 JFundI. U NI, St. Bd. Of Regents Do~ Rev Bonds, A Interest J T3.375%, Due 7 q / 2 0 1 0

12 . ~fidWestOne Financial Gronp Inc. - A Dividend JCommon Slock13 . Nalionwide Life Insurance Compzn~-Whole A Dividend J ULife Policy

14 . C0ralville 1A, Pbl Imp Gen Ob Bond, 5.375 A Interest J%, Due 6 /I /20231 5 . C0ralville IA. Pbl Imp Gen Ob Bond, 5.375 A Interest J T%, Due 6/1~20121 6 . W est Des Moines IA, Pbl Imp Gen Ob B ond A Interest J T17 . U 0f IA, Rec F~cs Rev Bond, 4.1%, Due. A Interest J T7 / 1 2 0 1 9


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FINANCIAL DISCLOSURE R EPORT [ ~ .... t p . . . . . .Page 5 of 7[ Co~o,nn, S,e,,~n

VII. INVE STMENTS and TRUSTS - i ........ ~t.~ , , . . . . . . . i , , . ., , c t . c t ~ a ~ s t h . . . .. .N O N E (No reportable income, assets, or trott.sactions )

A . " ...... 11~ " C"De~fiption of As~ts~

I n c o m e d u r i n g ( . ; r o s s v n l . c a t e n d "D~nsaction~(including ~t ~ts) r e p o r t i n g p e r i o d o f r e p o r t i n g. . . . . (2) (2 )P l a c e " ( X ) " a f t e r ~ c h asscl ~Amounl / T.~c (e.g., V a l u e V M u c ] y p c ( c . ~ , [ ) a t ee x e m p t f ~ m p r i o r d i s c lo s u r c ~ Code I ] d i ~ . r e n t . C o d e ~ M cl h t , d buy.

18 . O of IA, Rec Facs Rev Bond, 4.5%, Due. A I n t e r e s ~ J r7 / 1 1 2 0 2 7~9 U of IA, Rev Acad Bldg Bond, 4.%, Due - A Interest J T, 7 1 1 1 2 0 1 7~ 2 0 Stale Univ IA U niv Rev Bond. 4%, Due - A Interest K l7/1/2018

2 1 . Principal Bank- Account B I n ~ e t e x t M T2 2 . FN~O Direct . Account B Interest L T2 3 . HSBC - A ccount B Interest I.

2 4 . College Savings Iowa 529 Plan A Dividend K T2 5 . Federated Insti~tionai Tr H i Yield Bond A Dividend J T B uy 1/24/09Fund2 6 . Fede~ted Morlgage Fund A ~ividend 1 T B uy 1 2 , , 2 1 / 0 92 7 . Federated Total Relum Govt Bond Fund A Dividend J T Bu y 1 2 / 2 1 ~ 0 92 8 . IA SU I Bond, 3.6%, Due 7/1/2019 A Interest J T 8u~ 11/24/092 9 . U niv IA Hosp & Clinics Bond, 6.125%. Due A Interest K T B uy 01/08/099/2 /2028


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FINANCIAL DISCLOSURE REPORTPage 6 of 7VIII. ADDITIONAL INFORMATION OR EXPLANATIONS. a.~,,o,o~ . . . . . , /~o~,,, ,~


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Page 7 of 7 C o , o , . m , s ~ e , . n ~ l. , s , n T , , . , o u ~ ~IX. CERTIFICATION.

I cerlify that all information given above (including information pertaining tn my s~ouse and I~linor or dependent children, If an~) Isaccurate, true, and complete tn the best of my knowledge and belief, and thai an,, Informalhm not rprovisions permitting non-disclosure. ~ . cporlcd was ~llhhcld because l! mr! appllc~hlt. 5{atutorv

I further certify that earned income from outside cmploymen! anti booorarin and the acceptance of I?,lfls which have been reporlcd arc Incompliance with the provisions of 5 II.S.C. app. 501 el. seq., 5 U.,N.C. 7353, ~nd Jndlrlal Conference rcgula,i,n~.

Signatur

NOTE: AN~" INDIVIDUAL WtlO KNOWINGLY AND WILFULL~ FAI.SIFIES OR FALLS TO FlI,E Tills R E P O R T ~,IA BE SUBJECT TO CI VII.AND CRhMINAL SANCTIONS (5 LI.S.C. app.

F IL I N G I N S T R U C T I ON SMail signed original and 3 addit ional copies ~o:

Comm ittee on Financial DisclosureAdm inistrative Office of the 1Jnited S~ates Cot,r~sSuite 2-301One Columbus Circ le , N.E.W ashington, D.C. 205,14

steven m colloton financial disclosure report for 2009

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