statement of economic interests cover page · cover page . please type or print in ink. 700 . fair...

STATEMENT OF ECONOMIC INTERESTS Date Initial Filing ReceivedOfficial Use Only

COVER PAGE Please type or print in ink.

700 FAIR POLITICAL PRACTICES COMMISSION

CALIFORNIA FORM

A PUBLIC DOCUMENT Filed Date: 01/31/2019 05:32 PM

SAN: 011300005-STH-0005

NAME OF FILER (LAST) (FIRST) (MIDDLE)

Meng Yu

1. Office, Agency, or Court Agency Name (Do not use acronyms)

California Public Employees' Retirement System Division, Board, Department, District, if applicable Your Position

Executive Office (EXEO) Chief Investment Officer

► If filing for multiple positions, list below or on an attachment. (Do not use acronyms)

Agency: Position:

2. Jurisdiction of Office (Check at least one box)

State Judge or Court Commissioner (Statewide Jurisdiction)

Multi-County County of

City of Other

3. Type of Statement (Check at least one box)

Leaving Office: Date Left / / December 31, 2018. (Check one circle.)

Annual: The period covered is January 1, 2018, through

-or-The period covered is January 1, 2018, through the date ofThe period covered is / / , through leaving office. December 31, 2018. -or-

01 02 2019Assuming Office: Date assumed / / The period covered is / / , through the date of leaving office.

Candidate: Date of Election and office sought, if different than Part 1:

124. Schedule Summary (must complete) ► Total number of pages including this cover page: Schedules attached

Schedule A-1 - Investments – schedule attached Schedule A-2 - Investments – schedule attached Schedule B - Real Property – schedule attached

Schedule C - Income, Loans, & Business Positions – schedule attached Schedule D - Income – Gifts – schedule attached Schedule E - Income – Gifts – Travel Payments – schedule attached

-or- None - No reportable interests on any schedule

5. Verification MAILING ADDRESS STREET CITY STATE ZIP CODE (Business or Agency Address Recommended - Public Document)

400 Q Street Sacramento CA 95811 DAYTIME TELEPHONE NUMBER EMAIL ADDRESS

( )916 795-3198 [email protected]

I have used all reasonable diligence in preparing this statement. I have reviewed this statement and to the best of my knowledge the information contained herein and in any attached schedules is true and complete. I acknowledge this is a public document.

I certify under penalty of perjury under the laws of the State of California that the foregoing is true and correct.

01/31/2019 05:32 PM Electronic SubmissionDate Signed Signature (month, day, year) (File the originally signed paper statement with your filing official.)

FPPC Form 700 (2018/2019) FPPC Advice Email: [email protected]

FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov Page - 5

http://www.fppc.ca.gov

mailto:[email protected]


SCHEDULE A-1 Investments

Stocks, Bonds, and Other Interests (Ownership Interest is Less Than 10%)

Investments must be itemized. Do not attach brokerage or financial statements.


CALIFORNIA FORM

Name Yu Meng

IF APPLICABLE, LIST DATE:

/ / / / ACQUIRED DISPOSED

► NAME OF BUSINESS ENTITY

GENERAL DESCRIPTION OF THIS BUSINESS

FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000

NATURE OF INVESTMENT Stock Other

(Describe) Partnership Income Received of $0 - $499

Income Received of $500 or More (Report on Schedule C)

Agriculture Bank of China (ACGBY)

Commercial Banking Services





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Alcatel Lucent Sponsored Adr.

Mobile, Fixed, IP & Optics Technologies





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




American Water Works (AWK)

Provides water related services

►



NAME OF BUSINESS ENTITY


FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Bank of China (BACHY)

Retail Banking

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




BlackRock MuniYield CA Quality Fund (MCA)

Closed ended fixed income mutual fund

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Cesca Therapeutics Inc.

Stem Cell Technology (Previously Thermogenesis Corp)

Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




China Construction Bank (CICHY)

Commercial Bank





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




China Minsheng Banking (CMAKY)

Provides various financial products and services





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




China Mobile (CHL)

Investment holding company

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




China Petroleum & Chemical Corp (SNP)

Energy and Chemical Co.

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




China Telecom Corp (CHA)

Wireline and mobile telecommunications services

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




China Unicom HK ADR (CHU)

Cellular and fixed-line voice and related valueadded services.

Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




CMS Energy Corp (CMS)

Electricity and Gas





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Fidelity California Municipal Fund (FCFXX)

Municipal money market securities

Mutual Fund





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Fidelity Cash Reserves (FDRXX)

Investing in U.S. dollar-denominated money market securities of domestic and foreign issue

Mutual Fund

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




General Electric Company (GE)

Technology, Media & Financial Services

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Industrial & Comm. Bank of China Ltd. (IDCBY)

Commercial Banking Services

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




IPATH SP 500 VIX SHORT TERM (vxx)

ETN

ETN

Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




iShares FTSE China 25 Index Fund (FXI)

ETF

ETF





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




iShares MSCI Emerging Markets Index (EEM)

ETF

ETF





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




iShares MSCI Europe Financials ETF (EUFN)

ETF

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




iShares Select Dividend (DVY)

ETF

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Johnson & Johnson

Healthcare/Drug Manufacturer

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Lukoil Oil Co. (LUKOY)

Oil and gas Co.

Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Open Joint Stock Company Gazprom (OGZPY)

Energy Co.





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Petro China (PTR)

Oil and Gas Related Products





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




ProShares UltraShort Barclays 20+ Yr Treasury (TBT)

Treasury Bond

Bond

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Select Sector SPDR-Financial (XLF)

ETF

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Sonic Foundry

Develops Media Software

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




SPDR EURO STOXX 50 ETF (FEZ)

ETF

ETF

LSI Corp was a merger payout.Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




SPDR GOLD SHARES (GLD)

Gold exchange traded fund.

ETF





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




SPDR S&P Homebuilders (XHB)

Homebuilders

ETF





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Vicor Technologies, Inc.

Diagnostic Technologies

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




ARCC CAPITAL CORP. (ARCC)

Finance Company

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




BLACKSTONE GROUP (BX)

Finance Company

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




EQUINIX INC (EQIX)

Interconnection and data center

Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




CARLYLE GROUP (CG)

Investment banking





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




SPDR INDEX SHS FDS EURO STOXX 50 ETF (FEZ)

ETF

ETF





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




SPDR GOLD TR GOLD SHS (GLD)

Gold Exchange Trade Fund

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




ISHARE TRUST MSCI EMERGING MARKETS FUND (EEM)

ETF

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




ISHARES CHINA LARGE CAP ETF (FXI)

ETF

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




PETROCHINA CO ADS

Oil, Gas & Consumable fuels

Comments:







CALIFORNIA FORM

Name Yu Meng





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




CHINA PETROLEUM &CHEMICAL (SNP)

Oil, Gas &Consumable Fuels





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




REAL ESTATE SELECT SECTOR (XLRE)

ETF

ETF





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




WELLS FARGO Co (WFC)

Multinational Financial Services

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




VANECK VECTORS (OIH)

ETF

ETF

►





FAIR MARKET VALUE

$2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000




Comments:



SCHEDULE B Interests in Real Property

(Including Rental Income)


CALIFORNIA FORM

Name

Yu Meng



► ASSESSOR’S PARCEL NUMBER OR STREET ADDRESS

CITY

SOURCES OF RENTAL INCOME: If you own a 10% or greater interest, list the name of each tenant that is a single source of income of $10,000 or more.

NATURE OF INTEREST

Ownership/Deed of Trust Easement

Leasehold Yrs. remaining Other

FAIR MARKET VALUE $2,000 - $10,000 $10,001 - $100,000 $100,001 - $1,000,000 Over $1,000,000

IF RENTAL PROPERTY, GROSS INCOME RECEIVED

OVER $100,000

$500 - $1,000$0 - $499 $1,001 - $10,000

$10,001 - $100,000

None

1016 Natoma Street

San Francisco, CA

Steven Reder, Myles Downes, Greg Kaplowitz




CITY


NATURE OF INTEREST





OVER $100,000

$500 - $1,000$0 - $499 $1,001 - $10,000

$10,001 - $100,000

None

3460 Tice Creek Way

Sacramento, CA

Michael Armstrong

* You are not required to report loans from a commerciabusiness on terms available to members of the public loans received not in a lender’s regular course of busi

wine

l lending institution made in the lender’s regular course of thout regard to your official status. Personal loans and ss must be disclosed as follows:

INTEREST RATE TERM (Months/Years)

% None

HIGHEST BALANCE DURING REPORTING PERIOD

Guarantor, if applicable

OVER $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

NAME OF LENDER*

ADDRESS (Business Address Acceptable)

BUSINESS ACTIVITY, IF ANY, OF LENDER

NAME OF LENDER*




% None



OVER $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

Comments: FPPC Form 700 (2018/2019)

FPPC Advice Email: [email protected] FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov

Page - 11

SCHEDULE B Interests in Real Property

(Including Rental Income)


CALIFORNIA FORM

Name

Yu Meng




CITY


NATURE OF INTEREST





OVER $100,000

$500 - $1,000$0 - $499 $1,001 - $10,000

$10,001 - $100,000

None

4059 Innovator Drive

Sacramento, CA

Michael Clark




CITY


NATURE OF INTEREST





OVER $100,000

$500 - $1,000$0 - $499 $1,001 - $10,000

$10,001 - $100,000

None

6350 Grangers Dairy Drive

Sacramento, CA

* You are not required to report loans from a commerciabusiness on terms available to members of the public loans received not in a lender’s regular course of busi

wine

l lending institution made in the lender’s regular course of thout regard to your official status. Personal loans and ss must be disclosed as follows:


% None



OVER $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

NAME OF LENDER*



NAME OF LENDER*




% None



OVER $100,000

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000

Comments: FPPC Form 700 (2018/2019)

FPPC Advice Email: [email protected] FPPC Toll-Free Helpline: 866/275-3772 www.fppc.ca.gov

Page - 11

SCHEDULE C Income, Loans, & Business

Positions (Other than Gifts and Travel Payments)


CALIFORNIA FORM

Name

Yu Meng

► 1. INCOME RECEIVED ► 1. INCOME RECEIVED NAME OF SOERCE OF INCOME

SAFE (State Administration of Foreign Exchange) ADDRESS (Business Address Acceptable)

3/F PingAn Mansion, 23 Jinrong Street, Beijing BESINESS ACTIFITY, IF ANY, OF SOERCE

Employment YOER BESINESS POSITION

Deputy Chief Investment Officer

GROSS INCOME RECEIFED No Income - Business Position Only

$500 - $1,000 $1,001 - $10,000

$10,001 - $100,000 OFER $100,000

CONSIDERATION FOR WHICH INCOME WAS RECEIFED

Salary Spouse’s or registered domestic partner’s income (For self-employed use Schedule A-2.)

Partnership (Less than 10% ownership. For 10% or greater use Schedule A-2.)

Sale of

Loan repayment

Commission or

Other

(Real property, car, boat, etc.)

Rental Income, list each source of $10,000 or more

(Describe)

(Describe)

NAME OF SOERCE OF INCOME

SAIF (Shanghai Advanced Institute of Finance) ADDRESS (Business Address Acceptable)

211 Huaihai W Rd, JiaoTong DaXue, Shanghai BESINESS ACTIFITY, IF ANY, OF SOERCE

YOER BESINESS POSITION

Part-time Employment

Professor

GROSS INCOME RECEIFED

$500 - $1,000

$10,001 - $100,000

No Income - Business Position Only

OFER $100,000

$1,001 - $10,000

CONSIDERATION FOR WHICH INCOME WAS RECEIFED

Salary Spouse’s or registered domestic partner’s income (For self-employed use Schedule A-2.)

Partnership (Less than 10% ownership. For 10% or greater use Schedule A-2.)

Sale of (Real property, car, boat, etc.)

Loan repayment

Commission or Rental Income, list each source of $10,000 or more

(Describe)

Other (Describe)

► 2. LOANS RECEIVED OR OUTSTANDING DURING THE REPORTING PERIOD

* You are not required to report loans from a commercial lending institution, or any indebtedness created as part of a retail installment or credit card transaction, made in the lender’s regular course of business on terms available to members of the public without regard to your official status. Personal loans and loans received not in a lender’s regular course of business must be disclosed as follows:

NAME OF LENDER*


BESINESS ACTIFITY, IF ANY, OF LENDER

HIGHEST BALANCE DERING REPORTING PERIOD

$500 - $1,000

$1,001 - $10,000

$10,001 - $100,000

OFER $100,000


% None

SECERITY FOR LOAN

None Personal residence

Real Property Street address

City

Guarantor

Other (Describe)

Comments:



http://www.fppc.ca.gov


statement of economic interests cover page · cover page . please type or print in ink. 700 . fair...

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