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Spectrum Management and
Cognitive RadioAlessandro Guidotti
Tutor: Prof. Giovanni Emanuele Corazza, University of Bologna, DEIS
Co-Tutor: Ing. Guido Riva, Fondazione Ugo Bordoni
The spectrum scarcity problem
• The ever increasing spectrum demand for new wireless
communication systems cannot be satisfied anymore,
thus leading to an overall “spectrum scarcity” perception
The Command &
Control static spectrum
allocation method is
completely ineffective
• Possible solutions:
– Releasing frequency bands thanks to novel and more efficient
transmission techniques (e.g. DVB-T)
– Allowing smart devices to dynamically access licensed bands
Research activity
• The digital switch-over process is releasing some very valuable bands that can
be reallocated to other services
– WRC-07 allocated the 790-862 MHz band to mobile services starting from June
2015, and allowed EU countries to utilize this allocation before 2015 subject to
technical coordination with neighbouring countries
• New interference issues:
– Co-channel interference between neighbouring countries/regions, one of them using
this band for mobile service and the other one for broadcast television
– Adjacent channel interference within a given territory
DVB-T
470 MHz
Mobile
& DVB-T
790 MHz 862 MHz
Research activity
• White Space: “part of the spectrum available for radiocommunication
application at a given time in a given geographical area on a non-interfering /
non-protected basis with regard to other services with a higher priority” [CEPT]
• CR: “a radio in which communications systems are aware of their environment
and internal state and can make decisions about their operating behaviour
based on that information and predefined objectives” [IEEE]
• Several technological challenges must be overcomeSpectrum Sensing
Spectrum Management
Spectrum Mobility
DVB-T
470 MHz
Mobile
& DVB-T
790 MHz 862 MHz
Research activity
• CEPT SE43 “Technical and operational requirements for the possible
operation of cognitive radio systems in the „White Space‟ of the frequency
band 470-790 MHz”
– Hidden Node Problem
– Amount of spectrum potentially available as White Space
– Geolocation Database
• Collaboration with CREAT-NET, NET&SERV Dept., Trento:
– Cooperative and distributed energy detection
– Cognitive Satellite Terrestrial Radios (54-862 MHz & 3.1-10.6 GHz bands)
DVB-T
470 MHz
Mobile
& DVB-T
790 MHz 862 MHz
Hidden Node Problem
1path
2path
3path
• Path1: rooftop mounted DTT receiver in LOS
condition with respect to the DTT TX
• Path2: CR attempting to detect the DTT
signal at street level, shielded by the
surrounding buildings
• Path3: the CR could erroneously conclude
that the specific DTT channel is available and
hence it might cause harmful interference to
the DTT receiver
• Hidden Node Margin: difference between filed strengths received at the location of
the CR and the DTT receiving antenna
• Methodology 1: Ray Tracing simulations performed in several environments and
validated against measurements
• Methodology 2: analytical study based on Recommendation ITU-R P.1546
Gsha
CR
med
DTT
med EEHNM )50,50()50,50( )()(
Hidden Node Problem
UK Ofcom
results
90% of test
points
95% of test
points
99% of test
points
Densely
Urban
18.5 dB 22.4 dB 29.2 dB
Urban 28.1 dB 30.2 dB 32.5 dB
Rural 14.9 dB 15.6 dB 16.6 dB
•M.Barbiroli, C.Carciofi, A.Guidotti, D.Guiducci, “Evaluation and analysis of the Hidden Node Margin for Cognitive Radio
System operation in a real scenario,” submitted to EuCAP2011
•Italian Contribution to SE43, “Calculation of the Hidden Node Margin in a real Italian Scenario”, August 2010
4km2 area with
1765 test points
Simulation Parameters – M1:
• Frequency = 690 MHz
• Bandwidth = 8 MHz
• ERP TV = 81.11 dBm
• Distance = 3.4 – 4.7 km
SE43 single-device sensing threshold range: [-91,-165] dBm
HNM for DTT Service Protection
Urban environment
+24.7=44.46 dB
Cooperative Energy Detection
• The energy detector performs the detection of the signal by comparing
the energy of the received signal with a predefined threshold
• Single-device energy detector is extremely simple from a computational
point of view, but the performance are highly susceptible to noise and
fast/slow fading
• Possible solution: let several devices cooperate among them in order to
increase the detection performance
Pre-filter A/D (1/N)*ΣN| |2>
<X+
)(ts
)(tn )(th
)(tx iE
1
0
H
H
Cooperative Energy Detection
Fusion
Center
DTT
Transmitter
• Cooperative spectrum sensing with p-
out-of-L rule: if at least p CRs among
the L cooperating devices detect the
primary signal, then the fusion center
concludes that the channel is
occupied
• Simulations are performed on AWGN,
Rayleigh and Lognormal channels
• Performance evaluation: Prob{H0|H0} vs Prob{H1|H1}
Cooperative Energy Detection
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 10
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Probability of Correct Secondary User Authorization
Pro
ba
bilit
y o
f C
orr
ec
t P
rim
ary
Us
er
De
tec
tio
n
Theoretical ROC [L=6 - SNR=-3 dB - N=2]
p=1
p=2
p=3
p=4
p=5
p=6
Single-Device
• W.Zhang (ICC‟2008) computed the
optimal value of p
– When Pd and Pf have the same
order, popt≈L/2
– When Pf<<Pd, popt≈1 (OR rule)
– When Pf>>Pd, popt≈L (AND rule)
Cooperative Energy Detection
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 10
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Probability of Correct Secondary User Authorization
Pro
ba
bilit
y o
f C
orr
ec
t P
rim
ary
Us
er
De
tec
tio
n
Theoretical ROC [L=6 - SNR=-3 dB - N=2]
p=1
p=2
p=3
p=4
p=5
p=6
Single-Device
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 10
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Probability of Correct Secondary User Authorization
Pro
ba
bili
ty o
f C
orr
ec
t P
rim
ary
Us
er
De
tec
tio
n
ROC on Lognormal Channel [L=6 - SNR=-3 dB - N=2]
Single-Device
p=1
p=3
p=6
• W.Zhang (ICC‟2008) computed the
optimal value of p
– When Pd and Pf have the same
order, popt≈L/2
– When Pf<<Pd, popt≈1 (OR rule)
– When Pf>>Pd, popt≈L (AND rule)
• There is a significant gain obtained thanks to cooperation among CRs
• With higher values of L the performance improve, but the gain is less evident for
increasing L
• The problem is the traffic overhead due to the sensing report to the Fusion Center (higher
for large values of L, of course)
• A possible solution could be an hybrid cooperative/distributed architecture (under study)
0 0.1 0.2 0.3 0.4 0.5 0.6 0.7 0.8 0.9 10
0.1
0.2
0.3
0.4
0.5
0.6
0.7
0.8
0.9
1
Probability of Correct Secondary User Authorization
Pro
ba
bilit
y o
f C
orr
ec
t P
rim
ary
Us
er
De
tec
tio
n
ROC on Rayleigh Channel [L=6 - SNR=-3 dB - N=2]
Single-Device
p=1
p=3
p=6
Cognitive Satellite Terrestrial Radios
• The future satellite ground terminals need to
integrate and coexist with the spectrally
crowded terrestrial wireless systems
• The cognitive functionalities are proposed for
satellite uplink and terrestrial transmissions
• The satellite downlink cannot adopt such
capabilities due to many practical limitations in
the controlling satellite transmissions
Cognitive Satellite Terrestrial Radios
• The future satellite ground terminals need to
integrate and coexist with the spectrally
crowded terrestrial wireless systems
• The cognitive functionalities are proposed for
satellite uplink and terrestrial transmissions
• The satellite downlink cannot adopt such
capabilities due to many practical limitations in
the controlling satellite transmissions
• Application
– Satellite-802.22 for WRAN (54-862 MHz)
– Satellite-UWB for PANs (3.1-10.6 GHz)
Cognitive Satellite Terrestrial Radios
• The future satellite ground terminals need to
integrate and coexist with the spectrally
crowded terrestrial wireless systems
• The cognitive functionalities are proposed for
satellite uplink and terrestrial transmissions
• The satellite downlink cannot adopt such
capabilities due to many practical limitations in
the controlling satellite transmissions
• Application
– Satellite-802.22 for WRAN (54-862 MHz)
– Satellite-UWB for PANs (3.1-10.6 GHz)
• 3D-spatial domain frequency reuse: since the
satellite is seen under a high elevation angle
(depending on the latitude), proper design of
the antenna radiation pattern can allow to
reduce mutual interference
Cognitive Satellite Terrestrial Radios
• Simulations were performed with an energy detection sensing
• Due to the directional gain pattern of the parabolic antenna, the Terrestrial Transmitter
detection performance becomes worse when reduces
• For the same reason, the detection performance becomes worse for increasing values of
θ
• On the one hand, the TT detection becomes harder for increasing θ or decreasing , but
on the other hand in such cases the directional antennas interfere less with the TT
•S.Kandeepan, L.De Nardis, M.-G. Di Benedetto, A.Guidotti, G.E.Corazza, “Cognitive Satellite Terrestrial
Radios,” to appear in GLOBECOM2010
LTE / DVB-T interference
• The digital switch-over process is releasing some very valuable bands that can be
reallocated to other services
– WRC-07 allocated the 790-862 MHz band to mobile services starting from June 2015, and
allowed EU countries to utilize this allocation before 2015 subject to technical coordination
with neighbouring countries
• We performed a study of the co-channel interference problem, proposing a
methodology to take into account the mutual interference between a LTE mobile
network and a DVB-T system• Monte Carlo simulations (100 iterations)
– Aggregated interference from 42 LTE BSs
towards 200 Yagi receiving antennas
– Interference from a DVB-T transmitter towards
42 LTE BSs (uplink)
• Performance evaluation
– DVB-T: an acceptable guard distance was
defined as the distance between the two
networks such that <1% of performance
degradation is obtained
– LTE: uplink average throughput reduction
•A.Guidotti, D.Guiducci, M.Barbiroli, C.Carciofi, P.Grazioso, “Coexistence and mutual interference between
mobile and broadcasting systems,” submitted to VTC Spring 2011
LTE / DVB-T interference
• Please note that Link Adaptation behaviour was taken into account
• The effect of the 42 BSs has been evaluated for several distances between the DVB-
T coverage area edge and the mobile area center
• The guard distances are the distance such that the DVB-T system suffers less than
1% of coverage degradation
• Deploying the LTE system at the computed guard distance, the effect of the DVB-T
transmitter on this network has thus been evaluated
LTE / DVB-T interference
• There might be situations where more interest is focused on the protection of the
mobile service
• The proposed performance parameter to be evaluated is the reduction in the
throughput provided to the users
• Having defined the maximum acceptable throughput reduction (e.g. 10%), the DVB-T
system parameters that guarantee the protection of the mobile service can be easily
identified
Further work
• The dependence of the Hidden Node Margin values on the
geometrical properties of the scenario (e.g. street orientation and
width) is currently under study
• The performance of the Cooperative Energy Detection is being
evaluated in correlated lognormal channels, as well as the
implementation of the hybrid cooperative/distributed architecture
• The analysis of adjacent channel interference between mobile and
broadcasting services still has to be analyzed
• Analytical characterization of the interference originated by a CR
network on a primary network will be analyzed using stochastic
geometry (6 months visit at SUPELEC, Paris)
Bibliography• M.Barbiroli, C.Carciofi, A.Guidotti, D.Guiducci, “Evaluation and analysis of the
Hidden Node Margin for Cognitive Radio System operation in a real scenario,”
submitted to EuCAP2011
• Italian Contribution to SE43, “Calculation of the Hidden Node Margin in a real
Italian Scenario”, August 2010
• Italian Contribution to SE43, “Estimate of the amount of spectrum available as
White Space in north west of Italy”, January 2010
• S.Kandeepan, L.De Nardis, M.-G. Di Benedetto, A.Guidotti, G.E.Corazza,
“Cognitive Satellite Terrestrial Radios,” to appear in GLOBECOM2010
• A.Guidotti, D.Guiducci, M.Barbiroli, C.Carciofi, P.Grazioso, “Coexistence and
mutual interference between mobile and broadcasting systems,” submitted to
VTC Spring 2011
• Italian Contribution to SE43, “Translation of the information provided to the
geolocation database into elements of authorization to the WSD,” SE43, August
2010
• Italian Contribution to CPG PT-D, “WRC-12 – AI 1.17 – Broadcasting vs mobile:
theoretical analysis of mutual interference”
THANK YOU!