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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 1

    GEOTECHNICAL

    &

    GEOENVIRONMENTAL

    ENGINEERING

    CIVL 4121

    Part 2:

    Soil CompactionMartin Fahey

    School of Civil and Resource Engineering

    CIVL 4121: Compaction: 2

    What is Soil Compaction?

    Compaction is the densification of soils by the application of

    mechanical energy to reduce air void spaces in the three

    phase soil model

    it reduces the air content, but not the water content

    cant compact saturated soil (almost always true)

    Compaction refers to the mechanical bashing together of

    unsaturated soil to form a denser soil

    Do not confuse soil compaction with consolidation (long term

    reduction of void ratio of a given soil).

    Consolidation refers to slow squeezing out water from a saturated

    soil, by application of a static load

    Principal difference:

    Compaction is direct & immediate

    Consolidation is a time-dependent process

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 3

    Where/when is Compaction Used

    Any time soil is used as a construction material, it is

    compacted to improve its engineering properties:

    compaction of sand pad for house foundations

    compaction of soil/gravel/crushed rock/asphalt in road construction

    compaction of soil in earth dams

    compaction of soil behind retaining walls

    compaction of soil backfill in trenches

    In this unit, compaction will be referred to in:

    pavement construction

    dam construction

    construction of clay liners for waste storage areas

    construction of tailings dams

    ground improvement

    CIVL 4121: Compaction: 4

    What does compaction achieve

    At most basic level, compaction increases the dry unit weight

    For soil containing (clayey) fines, well-compacted soil has

    high negative pore pressures (suctions)

    high effective stress, even when at ground surface

    high strength

    Good compaction results in:

    higher stiffness (less compressible = less settlement)

    higher strength = higher bearing capacity

    reduced permeability (more later...)

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 5

    Type of Soil and Compaction Equipment

    The desired level of compaction is best achieved by matchingthe soil type and the compaction method. Other factors mustbe considered as well, such as compaction specifications and

    job site conditions

    Clayey soils:

    At the water content required for construction, clayey soil tends to bein the form of semi-dry hard clods

    These need to be broken up (kneaded) to force the soil into a denserpacking (otherwise the compacted soil will still consist of clods withlarge voids between them)

    The kneading action of a sheepsfoot roller (combined with

    vibration) is the best means of doing thisGranular soils: The particles require a shaking or vibratory

    action to move them; vibrating rollers (or vibratory platecompactors for small scale) are usually the best choice

    CIVL 4121: Compaction: 6

    Types of Compaction

    There are four types of compaction effort on soil or asphalt:

    Pressure alone (from the weight of the roller)

    Vibration (+ pressure)

    Kneading working the soil to break up lumps

    Impact

    Wide variety of field compaction equipment, so correct

    choice of equipment (or mix of equipment) is vital forachieving the required result at the best possible cost (=usually in the minimum possible time)

    Smooth-wheeled steel drum rollers

    Pneumatic tyred rollers

    Sheepsfoot rollers

    Impact rollers

    Vibrating rollers

    Hand-operated vibrating plate and rammer compactors

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 7

    Smooth-Wheeled Steel Drum Rollers

    Self-propelled or towed steel rollers ranging from 2 - 20

    tonnes

    Suitable for: well-graded sands and gravels; silts and clays of

    low plasticity

    Unsuitable for: uniform sands; silty sands; soft clays

    CIVL 4121: Compaction: 8

    Pneumatic-tyred Rollers

    Usually a container on two axles, with rubber-tyred wheels.

    Wheels aligned to give a full-width rolled track.

    Dead load (water) is added to give masses of 12-40 tonnes.

    Suitable for: most coarse and fine soils.

    Unsuitable for: very soft clay; highly variable soils.

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 9

    Sheepsfoot Roller ('tamping roller' ; pad-foot roller)

    Self propelled or towed units, with drum fitted with

    projecting club-shaped feet high contact stress,

    kneading action (and sometimes vibrating as well)

    Mass range from 5-8 tonnes

    Suitable for: fine grained soils; sands and gravels, with

    >20% fines; good for breaking down soil clods

    Unsuitable for: very coarse soils; uniform gravels

    CIVL 4121: Compaction: 10

    Impact Roller

    Compaction by static pressure, combined with the impact of

    the 5-sided roller

    Higher impact energy breaks up soil clods, achieving better

    compaction (like a sheeps-foot roller in some ways)

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 11

    Impact Roller,

    Mandurah area

    Effective to 2-4 m depth

    (?) in Perth

    Three-sided version

    CIVL 4121: Compaction: 12

    Vibrating Drum Roller

    Vibratory compactor: Fitting a vibrating mechanism to a

    drum (or sheepsfoot) roller can increase its efficiency for

    many soils. It also levels and smoothens any rutting that may

    have been caused by tyre-roller.

    Sheepsfoot roller may also have vibration mechanism

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 13

    Vibration Mechanisms

    Same direction of rotation

    gives forward-backward

    vibration (as well as

    vertical) discomfort to

    operator? Counter-rotating masses

    vertical vibration only

    Vibrating mechanisms consist of internal rotating eccentric

    masses typically rotating at up to 30 Hz

    CIVL 4121: Compaction: 14

    Plate and Rammer Compactors

    Vibrating plate compactors

    used for smaller confined areas

    common in house construction in Perth sand

    Rammer compactors used for backfilling (trenches)

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 15

    Factors Affecting Field Compaction (Soils)

    Soil type: Grain size distribution, shape of the particles,

    specific, gravity, quantity of clay in the soil

    Water content (CRUCIAL)!

    Compaction Effort: Controlled by the type of the equipment,

    thickness of the lift, and properties of the soil or mix.

    Layer (Lift) thickness: For soil, the thinner the layer is the

    better compaction, but more costly.

    Number of passes of the equipment and its speed: For soil,

    more passes lead to better compaction results

    Mix properties: Aggregate gradation, surface texture, and

    angularity of the particle surfaces.

    Environmental Effects (for asphalt): Air temperature,

    humidity, wind, temperature of the surface under the mix

    CIVL 4121: Compaction: 16

    LABORATORY COMPACTION

    Aim of laboratory compaction:

    Simulate field procedures, aid in

    the control of placement

    conditions.

    Two common types of test:

    Standard compaction test, steel

    rammer dropped on loose soilplaced in a mold

    Modified compaction test

    similar, but heavier rammer, and

    more layers used

    AS 1289 5.1.1 & 5.2.1 1993

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 17

    Standard (or Proctor) Compaction

    Mould is 105 mm diam. x 115.5 mm high (1 litre) & removable collar

    Hammer is 2.7 kg, drop height 300 mm

    Soil placed in mould in 3 layers, each compacted using 25 blows

    Total energy delivered = 596 kN.m/m3

    Layers judged so that at the end of compaction, soil is just above the top

    of the lower mould

    Remove collar

    Strike off excess

    Weigh mould

    determine wet density

    get water content get dry density

    Repeat at different water contents

    Plot dry density versus water content

    CIVL 4121: Compaction: 18

    Modified Compaction

    Standard compaction test too light to represent modern

    field compaction equipment (Standard test is from 1930s)

    Modified compaction test uses:

    heavier hammer (4.9 kg)

    greater drop height (450 mm)

    same mould (1 litre)

    5 layers

    25 blows per layer

    Energy = 2703 kN.m/m3

    Standard = 596 kN.m/m3

    4.5 times more energy

    Otherwise, procedure is the

    sameVarious hammers

    Automatic compaction machine

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 19

    Maximum Possible Compaction

    Compaction involvesdriving out the air

    Curves showsmaximum possible dryunit weight for givenwater content fordegree of saturation(Sr) = 100%, 95%,90% and 85%

    These represent

    maximum possibledensity for zero airvoids (ZAV), and airvoids (A) of 5%, 10%and 15%

    1

    1.2

    1.4

    1.6

    1.8

    2

    2.2

    2.4

    2.6

    0 5 10 15 20

    Water Content w (%)

    DryDensity

    d

    (t/m3)

    Sr = 1

    Sr = 0.95

    Sr = 0.9Sr = 0.85

    For G s = 2.65

    ( )( ) sssr srd G.wA1GA1

    G.wS

    GS

    +=+=

    CIVL 4121: Compaction: 20

    Actual Compaction Curve (Example)

    For a given compactionenergy, curve achievedshows:

    a maximum dry densityd max (MDD) correspondingto an optimum moisturecontent (OMC)

    near saturation on the wetside of OMC(Sr = 95% in this case)

    low degrees of saturation onthe dry side of OMC

    (dry unit weight d ratherthan dry density d can beplotted)

    1.4

    1.5

    1.6

    1.7

    1.8

    1.9

    2

    5 10 15 20

    Water Content w (%)

    DryDensity

    d

    (t/m3)

    For Gs = 2.65

    Air voids (%) 15 10 5 0

    ZAV

    MDD = 1.87 t/m3

    O

    MC=14.4%

    Optimum Moisture Content (OMC): The moisture content at which the

    maximum possible dry density is achievedfor a particular compaction energy

    or compaction method

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 21

    Reasons for the Shape of the Curve

    On the dry side of OMC, clayey soil shows high suction, hard

    strong lumps, difficult to break down = difficult to compact

    Increasing the water content reduces the suction, softens the

    lumps, lubricates the grains = easier to compact

    As water content increases, higher dry densities result, until

    we start approaching full saturation (say at Sr = 90-95 %)

    Now nearly impossible to drive out the last of the air

    further increase in water content results in reduced dry

    density (curve follows down parallel to the maximum

    possible density curve the Zero Air Voids curve) (Note, values of MDD and OMC depend on the compaction

    energy they are not unique soil properties)

    For sand, suction at low water contents also prevents

    compaction (but not if completely dry)

    CIVL 4121: Compaction: 22

    Cohesionless soil (clean sand)

    Cohesionless soils d max achieved either completely dry, orcompletely saturated

    at low water content, grains held together by suction (water at grain

    contacts only)

    this prevents compaction

    Laboratory test for d max for sand requires fully saturatedsample, and involves vibration saturated sand in mould

    weight on top (=5 kPa)

    vibrate for certain time

    measure d max

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 23

    MDD and OMC depend on input energy

    As compaction energy increases, MDD (d max) increases andOMC reduces (curves constrained by ZAV line: parallel to

    ZAV line)

    Modified

    Standard

    CIVL 4121: Compaction: 24

    Compaction affects soil structure

    Soil tends to be more flocculated on the dry side; more

    dispersed on the wet side

    A: flocculated; C: dispersed

    More compactive effort tends to disperse the soil

    E more dispersed than A

    It is these different structures,

    in conjunction with the different

    dry densities, that give different

    properties at different points

    on the compaction diagram

    Soil structure as defined here

    is referred to as soil fabric

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 25

    Compaction and Permeability

    Lowest permeability for clayeysoils compacted wet of OMC

    Where permeability (rather thanstiffness or strength) isimportant, could be best tocompact wet of OMC

    More likely to undergo shrinkageif allowed to dry = crackingpossible, leading to grossreduction in overall permeability

    Balance between lowpermeability and avoidance ofshrinkage cracking is aprimary concern in dam (core)construction, and in clay linersfor waste disposal areas

    CIVL 4121: Compaction: 26

    Suctions

    Compacted clay samples shownegative pore pressure (suction)

    depends on type of compaction &moulding water content

    one of the contributing factors to soilstrength and stiffness (suction =effective stress = strength)

    will see later that keeping water awayfrom compacted subgrade is importantfactor in life of pavement

    Amount of total shrinkage oncomplete drying varies withmoulding water content and type ofcompaction

    has implications for cracking of damcores and clay liners for waste storageareas

    1 psi ~7 kPa

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 27

    Range of OMC & MDD for various soils

    Different soils show different

    compaction curves, even for

    the same compaction energy

    Slight changes in soil from a

    borrow area can change the

    compaction characteristics

    Frequent checking of the

    compaction curve essential, to

    ensure that the correct target

    values are being used

    CIVL 4121: Compaction: 28

    Shear strength of compacted samples

    For same compaction energy, dry samples are much stronger

    than wet samples, even though dry density may be less

    Dry samples more brittle

    if deformation crackingWet samples ductile

    may be an advantage

    can tolerate movement

    integrity of dam cores, liners

    MF

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    Slide 28

    MF1 Martin Fahey, 6/07/2006

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 29

    Achieving the desired outcome

    In many cases (e.g. road construction), aim is to get densest possible state

    aim for high % of Modified MDD, and close to OMC (e.g. +0 2%)

    In other cases, aim might be to have lowest permeability

    compact wet of OMC, perhaps accepting lower density

    BUT

    soil compacted wet of OMC may undergo excessive shrinkage if allowed to

    dry (cracking of dam cores, clay liners

    high overall permeability, even if intact permeability is low soil compacted very dry of OMC is strong, but brittle

    soil compacted wet of OMC is ductile can accommodate larger

    deformations without cracking

    Crucial to consider not just properties as compacted, but potentialchanges in properties with time due to exposure to drying, water, etc.

    CHOOSING THE CORRECT COMPACTION STRATEGY

    REQUIRES CAREFUL CONSIDERATION OF ALL THESE ISSUES

    CIVL 4121: Compaction: 30

    Drying Back

    Common technique used in road construction in WA

    Compact at close to OMC, to close to MDD

    Leave exposed to drying

    for a period (weeks)

    reduces water content,

    but not density

    may even increase density

    achieves much stiffer,

    much stronger result

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 31

    Suitability of

    Soils to

    Compaction

    Relative Desirability for Various Uses(1=best; 14=least desirability)

    Rolled EarthFill Dams

    CanalSections

    Foundations Roadways

    GroupSymbol

    * if gravelly** erosion critical*** volume change critical

    - not appropriate for thistype of use

    Soil Type

    GWWell-graded gravels, gravel/sand mixes, little or no fines

    - - 1 1 - - 1 1 1 3

    GPPoorly-graded gravels, gravel/mixtures, little or no fines

    - - 2 2 - - 3 3 3 -

    GMSilty gravels, poorly-gradedgravel/sand/silt mixtures

    2 4 - 4 4 1 4 4 9 5

    GCClay-like gravels, poorlygraded gravel/sand/claymixtures

    1 1 - 3 1 2 6 5 5 1

    SWWell-graded sands, gravellysands, little or no fines

    - - 3* 6 - - 2 2 2 4

    SPPoorly-graded sands, gravellysands, little or no fines

    - - 4* 7* - - 5 6 4 -

    SMSilty sands, poorly-gradedsand/ silt mixtures

    4 5 - 8* 5** 3 7 6 10 6

    SCClay-like sands, poorly-graded sand/clay mixtures

    3 2 - 5 2 4 8 7 6 2

    ML

    Inorganic silts and very finesands, rock flour, silty or clay-like fine sands with slightplasticity

    6 6 - - 6** 6 9 10 11 -

    CL

    Inorganic clays of low tomediumplasticity, gravelly clays,sandyclays, silty clays, lean clays

    5 3 - 9 3 5 10 9 7 7

    OLOrganic silts and organic silt-clays of low plasticity

    8 8 - - 7** 7 11 11 12 -

    MNOrganic silts, micaceous ordiatomaceous fine sandy orsilty soils, elastic silts

    9 9 - - - 8 12 12 13 -

    CHInorganic clays of highplasticity, fat clays

    7 7 - 10 8** 9 13 13 8 -

    OHOrganic clays of medium highplasticity

    10 10 - - - 10 14 14 14 -

    CIVL 4121: Compaction: 32

    1.4

    1.5

    1.6

    1.7

    1.8

    1.9

    2

    5 10 15 20

    Water Content w (%)

    DryDen

    sity

    d

    (t/m3)

    For Gs = 2.65

    ZAV

    95% MDD

    OMC + 1%OMC - 1%

    MDD

    OMC

    Meets specification

    Control/Monitoring of Field Compaction

    Field compaction is normallyspecified in terms of themaximum dry density obtainedfrom the laboratory

    Example: Must achieve 95% ofMDD, and OMC 1%

    In the diagram, tests fallinginto yellow zone meet these two

    requirements often, only minimum density

    ratio specified (e.g. 95%MDD)

    Adequate compaction requirescompaction in layers (generally

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 33

    Sand Replacement Method Find sand loose density (lab.) - min Known weight of sand in bottle

    Calibrate how much left after opening

    cone on level surface (A)

    Dig hole collect, weigh and dry the soil

    removed (B)

    Fill hole with sand weigh what is left in

    bottle (C)

    Slow (costly), accurate

    A

    B

    C

    CIVL 4121: Compaction: 34

    Coring

    Drive coring tube into ground surface using special hammer

    and protective collar

    Dig out the coring tube, trim the ends, weigh the contents

    Obtain water content

    work out the dry density

    Used also for obtaining samples fordetermining the in situ CBR value

    (California Bearing Ratio)

    discuss later in the pavements section

    100 mm

    130mm

    Driving collar (dolly)

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 35

    Nuclear Density Meter

    Measures absorption of radiation (function of density)

    Fast, accurate (after calibration)

    Most common method in WA

    CIVL 4121: Compaction: 36

    Control of Field CompactionField Density Testing Method

    Sand ConeBalloon Dens

    meterShelby Tube Nuclear Gauge

    Advantages* Large sample* Accurate

    * Large sample* Direct readingobtained* Open graded material

    * Fast* Deep sample* Under pipe haunches

    * Fast* Easy to redo* More tests (statisticalreliability)

    Disadvantages

    * Many steps* Large area required* Slow* Halt Equipment* Tempting to accept flukes

    * Slow* Balloon breakage* Awkward

    * Small Sample* No gravel* Sample not alwaysretained

    * No sample* Radiation* Moisture suspect* Encourages amateurs

    Errors

    * Void under plate* Sand bulking* Sand compacted* Soil pumping

    * Surface not level* Soil pumping* Void under plate

    * Overdrive* Rocks in path* Plastic soil

    * Miscalibrated* Rocks in path* Surface prep required* Backscatter

    Cost * Low * Moderate * Low * High

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    Geotechnical & Geoenvironmental Engineering CIVL4121 Part 2: Soil Compaction

    CIVL 4121: Compaction: 37

    Perth Sand Penetrometer

    Developed at UWA (Glick & Clegg)

    from Scala Penetrometer- similar but has cone at the

    tip (used for CBR testing see later in pavements)

    Widely used in Perth for compaction control in sand

    house sand pads (every two-bit contractor has one)

    backfilling of trenches

    N = number of blows for penetration from 150 mm to

    450 mm (penetration of 300 mm)

    Correlations between N and percentage MDD (Glick

    and Clegg, UWA)

    for house pads, typically N 7 or 8 Can fit extension rods (up to 3 m) -much abused test

    overburden stress increases the N value without any

    increase in density

    therefore, N = 8 at 3 m depth indicates a much lower

    density than N = 8 at surface

    6 kg sliding mass,

    drop onto anvil

    600 mm free

    drop height

    Count

    number of

    blows (N)

    for 300 mm

    penetration

    Ignore first

    150 mm of

    penetration

    Fixed anvil

    Top stop

    16 mm diameter bar

    50 mm graduations

    CIVL 4121: Compaction: 38

    Intelligent Compaction

    Based on vibrating drum roller being equipped with

    accelerometers, to measure the ground response to

    the vibrations. Not yet widely used in Australia, but

    will be much more so in the future.

    The principle is that the accelerations measured in

    the drum depend on the ground stiffness (if you drop

    something onto soft ground, the (negative)

    acceleration is much lower than if you drop the same

    object onto hard ground). As the ground stiffness

    increases with ongoing compaction, the acceleration

    response changes. By automatically logging the

    ground response, and mapping this onto a 2-D plan ofthe ground surface, soft spots can be readily

    identified. So, even as a simple indicator of where to

    concentrate the compaction effort, the system would

    be useful.

    The systems in use in Europe go further. The ground

    response is used to change the vibration mode of the

    drum to improve compaction efficiency, and to

    indicate where compaction effort should be

    concentrated.

    At UWA in the early 1980s, Dr Baden Clegg (since deceased) invented the CLEGG IMPACT HAMMER. This is simply a

    modified compaction hammer, equipped with an accelerometer. The hammer is dropped onto the ground surface from a given

    height, and the acceleration measured. The CLEGG IMPACT VALUE is an indication of ground stiffness, and hence an

    indirect indication of the degree of compaction.

    From the Bomag Brochure