small powers and the strategic balance in east asia - philippines and south china sea

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  • 7/25/2019 Small Powers and the Strategic Balance in East Asia - Philippines and South China Sea

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    SPARKR

    the key link between IDEAS and ACTION

    stratbase.com.ph

    August 2015

    QuarterlyPublicationof theADRInstitute

    THE STRATEGIC

    BALANCEIN EAST ASIA ANDTHE SMALL POWERS:

    THE CASE OFTHE PHILIPPINES IN

    THE FACE OF THE

    SOUTH CHINA SEADISPUTE

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    The South China Sea is a semi-enclosed sea surrounded by China and several small and militarily

    weak Southeast Asian powers such as the Philippines, Vietnam, Malaysia, and Brunei. For almost

    three decades, these littoral states have been involved in a chronic competition as each one

    seeks to extend its sovereignty and jurisdictional claims over more than a hundred islets, reefs,

    and rocks and their surrounding waters. The dispute became dormant in the late 1990s and the

    early 21st century after China and the Association of Southeast Asian Nations (ASEAN)

    signed the 2002 Declaration on the Conduct of Parties in the South China Sea.

    THE STRATEGIC BALANCE IN EAST ASIA AND THE SMALL POWERS:

    THE CASE OFTHE PHILIPPINES

    IN THE FACE OF THE SOUTH CHINA SEA DISPUTE1

    Image credit: abc.net.au

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    Tension arising from this maritime row,

    however, increased again in 2009 when

    China discarded its tactic of delaying the

    resolution of the dispute and asserted

    instead its sovereignty over the contestedwaters. Chinese leaders feel condent

    that with their countrys new

    political and economic clout and the

    strong Peoples Liberation Army (PLA),

    China can boldly advance its core inter-

    ests in the maritime domain. This thrust

    is reected by Chinas insistence on the

    Air Defense Identication Zone (ADIZ)

    in the East China Sea, the conduct of

    live-re exercises by the Peoples Libera-

    tion Army Navy (PLAN), and the PeoplesLiberation Army Air Force (PLAAF) in the

    West Pacic, and the hard-line response

    of PLAN and other maritime law enforce-

    ment agencies during several confronta-

    tions with Philippine and Vietnamese

    civilian ships in the South China Sea.2

    Early on, this maritime dispute caught

    the attention of the U.S., which is trying

    to maintain its naval primacy in East Asia

    despite Chinas emergence as an eco-nomic and military power. In 2011, the

    Obama Administration announced the

    U.S. strategic rebalancing to the Asia-

    Pacic region. Interestingly, Japan has

    also become interested in the dispute. As

    Chinas geostrategic rival and the U.S. key

    ally in East Asia, Japan is bent on playing

    a balancing role in the dispute by help-

    ing other claimant states build up their

    respective naval capabilities. The growing

    involvement of the U.S. and Japan in theSouth China Sea dispute has generated

    a strategic balance in the region. Con-

    sequently, many International Relations

    scholars and analysts have elevated the

    South China Sea dispute from a simple

    territorial row to a high-level geopolitical

    concern since the disputed area is aImage credit: bloomberg.com

    Image credit: bloomberg.com

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    04 SPARK3RD QUARTER 2015

    CONTENTS

    CHINAS REALPOLITIK APPROACHSince the mid-1990s, China has developed anarsenal of conventional yet inexpensive and highlyprecise armed ballistic and cruise missiles aimedat virtually every U.S. airbase and portin the Western Pacic.

    THE STRATEGIC REBALANCINGAND CHANGING U.S DEFENSEDuring the ASEAN Regional Forum in Hanoi on 20

    July 2010, the then U.S. Secretary of State HillaryClinton, stated that it is vital to American intereststhat the freedom of navigation, open access to

    Asias maritime commons, and the littoral statesrespect for international maritime law inthe South China Sea are respected.

    THE STRATEGIC BALANCE INTHE SOUTH CHINA SEAChina claims almost 80% of the South China Sea.

    However, it cannot exercise complete territorial con-trol over the Spratlys and their surrounding watersas some land features are occupied by the otherclaimant states and, more signicantly, because ofthe growing involvement of the U.S. and Japan inthe maritime dispute.

    BUILDING UP A CREDIBLEDEFENSE POSTURE

    Although determined to shift the AFPs focus from

    internal security to territorial defense, the AquinoAdministration is constrained by insufcientnancial resources even with its modestdefense acquisition goals.

    FACILITATING THE U.S STRATEGICREBALANCING TO ASIA

    An important factor behind the Aquino Administra-tions balancing policy on China is the reconguredPhilippine-U.S. security relationship.

    FOSTERING A STRATEGICPARTNERSHIP WITH JAPAN

    Aside from strengthening its alliance with the U.S,the Philippines also fosters its strategic partnershipwith Japan, Chinas main rival in East Asia.

    ON THE COVERFrom Center of Strategic and InternationalStudies (CSIS), a sattellite image showingChinese vessels building an articial Island

    at Mischief Reef in the disputed seas.

    FEATURES

    Professor Renato Cruz De Castro. Ph.D.(Ph.D.2001, USC)

    Renato Cruz De Castro is a full professorin the International Studies Department,De La Salle University, Manila, and theholder of the Charles Lui Chi KeungProfessorial Chair in China Studies. Heis currently a member of the Board ofTrustees of the ADR Institute. He was theU.S. State Department ASEAN ResearchFellow from the Philippines and was based

    Arizona State University in 2009. Heearned his Ph.D. from the Government andInternational Studies Department of theUniversity of South Carolina as a FulbrightScholar in 2001. He obtained his BA andtwo masters degrees from the University ofthe Philippines. His research interests arePhilippine-U.S. security relations, Philip-pine defense and foreign policies, U.S.defense and foreign policies in East Asia,and International politics of East Asia.

    ABOUT THE AUTHOR

    AUGUST 2015 VOLUME 8 ISSUE 3

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    dangerous ground or a future of conict.3As a future of con-

    ict, the South China Sea becomes an arena where states with

    powerful navies will jockey for strategic and diplomatic

    positions with their warships in the high seas, pursue their

    conicting claims for natural resources, and strive for

    supremacy in the Western Pacic.4

    Trapped in this potentially dangerous strategic balance in East

    Asia are the small claimant statesthe Philippines, Vietnam,

    Brunei Darusallam, and Malaysia. Two of them, the Philippines

    and Vietnam, nd themselves in a classic security dilemma in

    which the actions by Chinathe most powerful claimant states

    in the disputeis viewed as extremely threatening by the other

    claimants.5 They fear that China might seize some of the dis-

    puted islands in the South China Sea given the potential energy

    reserves of these maritime territories, and their importance in

    maritime trade and as sea lanes of communication (SLOC)6.

    Confronted by Chinas preponderant economic and military

    power, the two Southeast Asian states had no other recourse but

    to pursue a regional balance of power where the U.S. remains a

    resident Pacic power and a major 21st century strategic player.

    Such policy squarely puts these two small powers in the middle

    of a strategic stand-off between China and the U.S. with Japan,

    which can ignite a major systemic conict in the 21st century.

    Using the Philippines as a case study, this paper examines how a

    small power responds and adjusts to a uid and potentially

    dangerous strategic balance generated by mistrust, suspicion,

    and rivalry between China and the U.S.-Japan tandem over a

    maritime dispute. It raises this main question: How does the

    Philippines adjust to this balance of power situation created by

    the involvement of these three major naval powers in the South

    China Sea dispute? It also explores these corollary questions:

    1) What major developments led to the emergence of this uid

    strategic balance of power in East Asia? 2) How do the three

    naval powers pursue their respective strategic interests in the

    dispute? 3) What are the characteristics of this strategic balan-

    cing by the three naval powers in East Asia? 4) How does the

    Philippines view this uid and potentially dangerous

    strategic balance of power in the region?

    Chinas Realpolitik Approach

    Since the mid-1990s, China has

    developed an arsenal of conventional

    yet inexpensive and highly precise

    armed ballistic and cruise missiles

    aimed at virtually every U.S. airbase and

    port in the Western Pacic. These weap-

    ons are also designed to sink enemy

    surface vessels (including U.S. aircraft

    carriers) operating hundreds of miles

    off Chinas coastal areas.7

    Chinese planners believe that their

    missile, with anti-access/area denial

    (A2/AD) capabilities, can adequately

    prevent the U.S. Navy from intervening

    or provoking a confrontation with the

    China in the region.8Thus, the U.S. has

    reasons to believe that the PLAN has

    been developing strategies and weapon

    systems that can disrupt American

    naval/air operations or slow down the

    deployment of its air and naval forces to

    the theater of operations.9

    With a booming economy and a

    formidable navy, China no longer fo-

    cuses on pre-empting possible U.S.

    intervention in a Taiwan Straits crisis

    but on denying the U.S. Navy access to

    the East China Sea and South China

    Sea or in inside the rst island chain.

    China has had an annual double-digit

    increase in defense spending since

    2006. Consequently, in the past few

    years, the PLAN has acquired a growing

    eet of Russian-made diesel-electric

    Kilo-class submarines and Sovremme-

    ny-class destroyers, along with several

    types of indigenously-built destroyers,

    maritime

    dispute

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    frigates, and nuclear-powered attack subma-

    rines. The PLAN has also upgraded its opera-

    tional capabilities across the waters sur-

    rounding Taiwan and has deployed two new

    classes of ballistic and attack submarines.Moving beyond its strategic preoccupation on

    the Taiwan Straits, Chinas naval forces can

    generate regional tension by challenging the

    claims of its small neighboring states, and in

    the long run, to change the strategic pattern

    of the maritime commons of East Asia and

    West Pacic from where the U.S. Navy can be

    eased out. Interestingly, Chinese media com-

    mentators have repeatedly emphasized the

    signicance of Chinas blue water navy and

    the exigency of protecting its territorialclaims in the South China Sea.

    With its naval prowess, China has become

    more assertive in the South China Sea. In

    March 2009, Chinese naval and shing

    vessels harassed the U.S.S. Impeccable

    which was openly conducting surveying

    operations in the South China Sea. The following year, China warned the U.S. to

    respect its extensive maritime claims. In March 2010, Chinese ofcials told two

    visiting U.S. State Department senior ofcials that China would not tolerate any

    American interference in the South China Sea, which is now part of the coun-

    trys core interests of sovereignty on par with Taiwan and Tibet.10

    Recently,the Chinese government increased its defense budget by 13% to boost the

    PLANs capability to accomplish a range of military functions including

    winning local wars under information age conditions.

    Judging from its recent behavior, Chinas aggressive pursuit of its territorial

    claim over the South China Sea has increased in tandem with the expansion of

    its navy and maritime services.11It conducts regular naval exercises that utilize

    modern surface combatants and even submarines.12 These activities reect

    Chinas intention to unilaterally and militarily resolve the maritime issue, aunt

    its naval capabilities, and impress upon the other claimant states its

    de facto ownership of the disputed territories.13

    In the long run, Chinas navalcapabilities will be directed not only to expand its maritime domain but to deny

    foreign naviesespecially that of the U.S.access to the East China and South

    China Seas. In time, it will be capable of depriving the U.S. 7th Fleets access to

    the Western Pacic inside of the so-called rst island chain.14

    In mid-2012, China engaged the Philippines in a tense two-month stand-off in

    Scarborough Shoal using civilian government ships and shing vessels

    CHINAS NAVAL CAPABILITIES WILL BE DIRECTED NOT ONLY TOEXPAND ITS MARITIME DOMAIN BUT TO DENY FOREIGNNAVIESESPECIALLY THAT OF THE U.S.ACCESS TO THEEAST CHINA AND SOUTH CHINA SEAS.

    Image credit: abc.net.au

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    supported by the PLAN. During the stale-

    mate, China stood its ground and insisted on

    its authority and control over the contested

    territory and its related resources and rights.

    A few days after Chinese and Filipino civilianvessels withdrew from the contested shoal,

    thus ending the impasse, China deployed its

    growing military and paramilitary forces in the

    South China Sea. It took certain measures

    to advance its right to exploit marine and oil

    resources rights; strengthened its administra-

    tive control over the disputed land features;

    and ignored the harsh criticism of the U.S.,

    Japan and other states.15

    In July 2012, China created a new admin-istrative unit for the 1,100 Chinese citizens

    living in the island groups of the Spratlys, the

    Paracels, and the Maccleseld Bank. In addi-

    tion, the Central Military Commission, Chinas

    most powerful military body, approved the

    stationing of PLA personnel to guard these

    islands. These actions were designed to rein-

    force Chinas territorial claim over the South

    China Sea. No less than the president of the

    National Institute of South China Sea Stud-

    ies based in Hainan Island admitted that thegoal of the strategic move is to allow Beijing

    to exercise sovereignty over all land features

    inside the South China Sea including more

    than 40 islands now illegally occupied by

    Vietnam, the Philippines, and Malaysia.16

    The Strategic Rebalancing andChanging U.S. Defense Strategy

    During the ASEAN Regional Forum in Hanoi

    on 20 July 2010, the then U.S. Secretary of

    State Hillary Clinton, stated that it is vital

    to American interests that the freedom of

    navigation, open access to Asias maritime

    commons, and the littoral states respect

    for international maritime law in the South

    China Sea are respected. She mentioned U.S

    preparedness to facilitate multilateral

    negotiations to settle the dispute over the

    islands. In November 2011, the Obama Administration announced a strategic

    pivot to the Asia-Pacic region. Accordingly, this refocusing of American

    strategic attention to the Asia-Pacic is to ensure that the U.S. will play a larger

    and long-term role in reshaping the region and its future. The main gambit

    is buttressed by U.S. diplomatic strategy of constraining China with a stick.This strategy does not involve Cold War- style containment of China, which is

    deemed simplistic and wrong, but rather to make China acknowledge

    Americas strength, determination, and strategy.17Its ultimate goal is to shape

    the norms and rules of the Asia-Pacic region and to ensure that international

    law and norms be respected, that commerce and freedom of navigation are

    not impeded, that emerging powers build trust with their neighbors, and that

    disagreements are resolved peacefully without threats of coercion.18

    In June 2012, then Defense Secretary Leon Panetta detailed Americas strate-

    gic rebalancing to the Asia-Pacic during the Shangri-La Dialogue in Singapore.

    He revealed that the U.S. Navy will have shifted its maritime assets such that60% will be in the Pacic by 2020. This strategic maneuver involves the deploy-

    ment of six aircraft carriers, a majority of the navys cruisers, destroyers, and

    littoral ships designed to operate closely offshore.19 It also needs to move into

    position highly advanced war materiel such as the F-22 Raptor ghter jets, Vir-

    ginia Class fast attack submarines, lightly armed but fast Littoral Combat Ships

    (LCS), and a new class of destroyers labeled DDG-1000; improved precision-

    guided weapons; and new electronic warfare communication systems. Former

    Secretary Panetta added that the U.S. military is also developing new weapon

    systems such as an aerial-refueling tanker, a bomber, and an aircraft for anti-

    submarine warfare to provide American forces with the freedom of maneuver

    in areas where their access and freedom of action may be threatened.20

    The global restructuring of U.S. naval and air assets to the Pacic will give teeth

    to the Pentagons 2010 Air/Sea Battle Doctrine (later renamed Joint Concept

    for Access and Maneuver in the Global Commons). The doctrine projects that in

    the unthinkable case of a war with China, the U.S. armed forces will use joint ai

    and naval forces to override or deter Chinas anti-access system within the rst

    island chain.21Similarly, it envisions U.S. air and naval units attacking

    Chinese surveillance and integrated air defense systems, followed by a

    weighted campaign to bomb Chinese land-based ballistic and anti-ship missile

    systems to seize and sustain the initiative in air, sea, space, and cyber

    domains.22As an operational concept, the doctrine proposes the development

    of a new generation of naval and air weapon systems, as well as the deeper

    military commitments from American allies along East Asias coasts-Japan,

    the Philippines, South Korea, and Australia-all of whom are close to the South

    China Sea.23 More recently, a new and evolving U.S. strategy even

    presupposes neutralizing Chinas capability to control the air and sea around

    the rst island chain. It requires the U.S. to integrate allied battle networks and

    strengthen allied capabilities by deploying American ground troops as well as

    air and naval forces along the rst island chain to deny the PLAN the sea

    control it needs to mount offensive operations against these islands.24

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    Extending the Sino-JapaneseRivalry into Southeast Asia

    Since the mid-1990s, Japan has

    closely monitored the PLANs build-

    up and sporadic aunting of its

    naval prowess.25 There are two other

    reasons why the South China Sea

    dispute worries Japan. First, if China

    succeeds in intimidating the small

    littoral Southeast Asian states, it could

    use the same gambit in the East China

    Sea where Japan has staked a claim

    to the Senkaku Islands.26 Second,

    Chinas control of the South China

    Sea and the East China Sea is part of

    the strategy of depriving the U.S. Navy

    access to Chinas surrounding waters,

    and giving the PLAN easier ingress

    to the Western Pacic outside of the

    rst island chain.27 If the U.S. Navy is

    driven out of the western part of the

    Pacic, the PLAN can easily dominate

    the South China Sea because even

    the combined navies of the Southeast

    Asian claimant states cannot match

    Chinese naval prowess.28Simply, Tokyo

    preempts Beijings calculation that

    if Chinese belligerence can end the

    South China Sea dispute, then it can

    similarly resolve the rivalry with Japan

    over the Senkaku Islands in the East

    China Sea.

    More recently, Prime Minister Shinzo

    Abe is pushing for the reinterpretation

    of Article 9 (the Peace Clause) of the

    1947 Japanese Constitution to

    enable the Self-Defense Forces (SDF)

    to exercise the right of collective

    self-defense. A loose interpretation of

    this vague provision will allow the SDF

    to come to the aid of Japans security

    partners that are under armed attack

    by a third party. Japans modern and

    relatively large Maritime Self-Defense

    Force (MSDF), a eet of six Aegis

    combat system-equipped destroyers

    with 39 guided missile destroyers and

    16 conventional submarines, can ll

    the strategic gap in the South China

    Sea. The MSDF can be supported by

    the Air Self-Defense Force (ASDF),

    which expanded its opreational reach

    by developing a mid-air refueling

    capacity and acqui-ring of the Boe-

    ing KC-767 tanker. The International

    Institute for Strategic Studies observes

    that Japans National Defense Program

    Guidelines for 2011-2015 contain

    reform measures enabling the SDF to

    respond to the shifting power structure

    in East Asia.29Thus, Japan can

    strategically confront Chinas

    assertiveness in the South China Sea

    and assume an active role in the

    U.S.-Japan security alliance.

    Image credit: washingtontimes.com

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    states are using this lull to build-up

    their respective military capabilities

    for any eventuality.

    As a case in point, China has inten-

    tionally delayed the resolution of

    the dispute to fortify its control of

    the contested areas and dissuade

    the other states from pursuing their

    claims.32This rules out any possibility

    of compromise. As a counter-measure,

    the Philippines and Vietnam adopt

    a balancing strategy that draws the

    U.S. and Japan into the fray. Interest-

    ingly, these external maritime powers

    are anxious to curtail Chinas growing

    strategic clout in East Asia. At present,

    China nds itself trapped in its own

    security dilemma as it faces increas-

    ing American and Japanese naval

    presence and pressure in the South

    China Sea. Despite almost decades

    of restructuring and modernization,

    the Chinese leadership is not yet

    entirely condent that its untried (and

    inexperienced) armed forces can win

    wars under high technology conditions

    when confronted with the U.S. Navy

    supported by Japans MSDF.33The In-

    ternational Institute for Strategic Stud-

    ies observes that despite the PLAs

    ambition for a blue-water navy, China

    has yet to put in place all the assets

    necessary to form an effective carrier

    task group for blue-water capability.34

    If the balance of power works against

    its interests, however, China might use

    force on any of the claimant states

    who have cemented their security ties

    with the U.S. and Japan. Nonetheless,

    such maneuvering by China will surely

    invite possible intervention by these

    two maritime powers, especially if

    Chinese forces will make the strategic

    push against American (and Japa-

    The Strategic Balance in theSouth China Sea

    China claims almost 80% of the South

    China Sea. However, it cannot exercise

    complete territorial control over the

    Spratlys and their surrounding waters

    as some land features are occupied by

    the other claimant states and, more

    signicantly, because of the growing

    involvement of the U.S. and Japan

    in the maritime dispute. The U.S. is

    troubled by Chinas bullying behavior

    towards the small claimant states. By

    all appearances, it assumes that any

    Chinese use of force against the Viet-

    nam and the Philippines (a formal trea-

    ty ally of the U.S.) challenges American

    military supremacy and diplomatic in-

    uence in East Asia. Meanwhile, Japan,

    pressured by China over the Senkaku

    Islands dispute, has become involved

    in the South China Sea dispute as well.

    The stable but fragile security situation

    can be described as an old-fashioned

    strategic balancing of an emergent

    regional power by two small powers

    that depend on other external major

    maritime powers to maintain a precari-

    ous status quo in the South China Sea

    for the foreseeable future.30

    Thus far, this balance of power system

    in the South China Sea has averted

    an armed conict among the claim-

    ant states, prompting Professor David

    Scott to quip that the benets of

    such balancing may become apparent

    because balancing is itself a stabilizing

    process.31 However, the balance of

    power situation has two major aws.

    One, it generates a very uid situation

    wherein any error or miscalculation

    by any claimant state may trigger an

    armed confrontation that may escalate

    or drag the other maritime powers into

    a major systemic war. Two, while the

    balance of power system can stabilize

    the situation, it has simply failed to

    resolve the dispute, creating a tense

    and protracted impasse. The claimant

    nese) naval presence in the rst island

    chain. In effect, the current balance of

    power system could signify the prover-

    bial calm before the storm.

    Chinas use of force against any of the

    small claimant states could trigger this

    storm. For example, Chinas armed

    hostile actions against the Philip-

    pines, an American treaty ally, might

    push the U.S. to make difcult adjust-

    ments to its policies in situations in

    which its less-than-vital interests are

    at stake. They could also push the

    U.S. to reevaluate the strategic risk

    posed by Chinas ever growing power

    and military capabilities.35On the one

    hand, failing to respond to Chinas use

    of force against a treaty ally will under-

    mine the credibility of Washingtons

    security guarantees to all its Asian

    allies. Unless the U.S. backs its secu-

    rity guarantee with the use of force,

    its regional allies may grow fearful of

    being abandoned, lose the will to chal-

    lenge China, and eventually succumb

    to appeasement. On the other hand,

    anticipating an expected American in-

    tervention, Chinese strategic planners

    may be tempted to test their growing

    A2/AD capabilities intended to prevent

    the U.S. Navy from triggering a naval

    confrontation in the region. Worse,

    the Chinese military leaders might

    convince themselves that if the U.S.

    is to intervene, the PLA could cripple

    American conventional naval forces in

    the Western Pacic.

    Balancing ChinasMaritime Expansion

    Historically, the Philippines had

    primarily focused its strategic attention

    and efforts on containing domestic

    AS A FUTURE OF CONFLICT, THE SOUTH CHINA SEA BECOMES ANARENA WHERE STATES WITH POWERFUL NAVIES WILL JOCKEY FORSTRATEGIC AND DIPLOMATIC POSITIONS WITH THEIR WARSHIPS INTHE HIGH SEAS, PURSUE THEIR CONFLICTING CLAIMS FOR NATURALRESOURCES, AND STRIVE FOR SUPREMACY IN THE WESTERN PACIFIC.

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    insurgencies generated by economic inequality and the lack of national cohesion.

    Since 1946, the Philippines national security concerns have been rooted in

    conicts and in the identity of the nation-state, especially over regime legitimacy,

    social justice, and socio-economic inequality, all of which continue to create

    tension between state and society.36This resulted in the primacy of land-based

    security threat, subordinating maritime security to internal security concerns and

    counter-insurgency operations. This condition was reinforced by the absence of

    any visible external threats emanating from the Philippines maritime domain

    and the reliance on the U.S. for the countrys external defense requirements.37

    This changed in the rst decade of the 21st century with Chinas emergence as a

    naval power in East Asia and the election of President Benigno Aquino III

    as the president of the Philippines in May 2010.

    On March 2, 2011, two Chinese patrol boats harassed a survey ship

    commissioned by the Philippine Department of Energy (DOE) to conduct oil explo-

    ration activities in Reed Bank (now called Recto Bank). The Reed Bank lies 150kilometers east of the Spratly Islands and 250 kilometers west of the Philippine

    island of Palawan. Stunned by this maritime encounter within the Philippines

    EEZ, the Aquino Administration led a protest before the Chinese embassy in

    Manila. A Department of Foreign Affairs spokesperson commented that the

    Philippines is (simply) seeking an explanation for the incident. Brushing aside

    the Philippine complaint, a Chinese embassy ofcial insisted that China has

    indisputable sovereignty over what China calls the Nansha Islands and their

    adjacent territory. Beijing then went on to demand that Manila rst seek Chinese

    permission before it could conduct oil exploration activities even within the

    Philippines EEZ. Furthermore, China badgered the Philippines and other claim-

    ant states into recognizing Chinas sovereign claim over the South China Sea.38

    Its heavy-handed attitude and arrogant pronouncements against the Philippines

    and Vietnam in the rst half of 2011 escalated the territorial dispute. By then,

    President Aquino unmistakably saw that the Philippines is on a direct collision

    course with China vis--vis the South China Sea issue.

    With these incidents, the Aquino Administration hastened to develop the AFPs

    territorial defense capabilities. In October 2011, Philippine Defense Secretary

    Voltaire Gazmin released the Defense Planning Guidance (2013-2018)

    document restructuring the AFP to a lean but fully capable armed forces to

    confront the challenges to the countrys territorial integrity and maritime security.

    The Philippines immediate territorial defense goal is to establish a modest butcomprehensive border protection program anchored on the surveillance,

    deterrence, and border patrol capabilities of the Philippine Air Force (PAF), the

    Philippine Navy (PN), and the Philippine Coast Guard (PCG). This monitoring and

    modest force projection capability stretches from the countrys territorial wa-

    ters to its contiguous and exclusive economic zone (EEZ).39The long-term goal,

    according to the 2011 AFPs Strategic Intent, is to develop the force structure

    and capabilities crucial to maintain a credible deterrent posture against foreign

    intrusion or external aggression, and other illegal activities while

    allowing free navigation to prosper.40

    The most recent defense planning guidance

    states: That the defense of the countrys

    territorial integrity and sovereignty, speci-

    cally in the West Philippine Sea, poses [as]

    the most foremost security challenge

    Hence, the primary end goal of the depart-

    ment is to develop a minimum credible

    posture for territorial defense and maritime

    security.41This requires the AFP developing

    the following capabilities:42 1) an effective

    force present in the area that exhibits the

    competence to defend the territory; and 2)

    greater surveillance and monitoring capabil-

    ities to further secure the Philippine islands

    and prevent unoccupied islands/reefs from

    being occupied by other claimants.

    Building Up a CredibleDefense Posture

    Although determined to shift the AFPs

    focus from internal security to territorial

    defense, the Aquino Administration is con-

    strained by insufcient nancial resources

    even with its modest defense acquisition

    goals. The current territorial defense build-up is a very expensive undertaking be-

    cause, in many cases, the AFP has to start

    from scratch. For example, the Philippine

    air defense capability is nil because the PAF

    is practically a helicopter air force without

    any ghter planes. It has only one operation

    al radar with a very limited coverage area.43

    The PAF needs to develop or acquire radars

    hangars, forward operating bases,

    maintenance capabilities, as well as com-

    mand and control facilities. The PN plansto acquire two state-of-the-art frigates which

    require communications and weapons

    systems and mission-essential devices such

    as day/night electronic navigational gad-

    gets, communication suites, safety-of-life-at-

    sea equipment, propulsion and seamanship

    and ship-handling gears, and corresponding

    logistic support packages.

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    3RD QUARTER 2015SPARK 11

    The nancial constraints on the Aquino

    Administrations modernization program are

    apparent in its efforts to acquire big-ticket

    items for the PAF and the PN. On Novem-

    ber 2011, President Aquino announced the

    PAFs projected purchase of two squadrons

    of second-hand F-16C/D planes through the

    U.S. Excess Defense Articles (EDA).44This ac-

    quisition, however, might cause tremendousnancial strain on the AFP which is still ac-

    tively engaged in internal security operations.

    In fact, relative to the AFPs Oplan Bayanihan

    (Operational Plan Community Spirit), the

    PAF continues to carry out these counter-

    insurgency/counter-terrorism functions: 1)

    intelligence-surveillance-reconnaissance

    (ISR); 2) precision attacks to minimize

    collateral damages in its ground support

    operations; and 3) education and information

    dissemination campaigns to win the peopleshearts and minds.

    On May 2012, President Aquino hinted that

    the PAF might acquire brand-new lead-in jet

    trainers that could be converted into ghter

    planes by modifying their airframe.45In an

    interview, he admitted that the government

    found it too expensive to buy, let alone

    maintain, second-hand fourth-generation jet

    ghters which only had ve serviceable years. A sound alternative, he said,

    was to buy cheaper new ghter aircraft from the United Kingdom,

    France, Italy, or South Korea.

    In 2012, the Philippine government started negotiations for the procurement

    of 12 Korean F/A-50 Golden Eagles from Korean Aerospace Industries (KAI).

    The F/A-50s design was largely patterned after the U.S Lockheed Martin F-16

    Fighting Falcons. Both ghter planes have similar features: a single engine

    and the same speed, size, cost, and range of possible weapons system. These12 F/A 50 interceptors could secure the Philippines air-space and

    simultaneously serve as trainer planes to develop the PAF pilots air command

    maneuvering (ACM)skills.46During his two-day state visit in South Korea on

    17-18 October 2013, President Aquino announced that both governments were

    nalizing the deal worth Php18.9 billion (estimated US$450 million).

    On March 2014, after nearly two years of difcult and tedious negotiations, the

    Philippines nally signed a contract with KAI for the purchase of ghter planes

    for the PAF. Guaranteed by the state-owned Korea Trade-Investment

    Promotion Agency (KOTRA), the contracts commit KAI to deliver the ghter

    planes to the PAF in the next 38 months. With air-to-air mid-distance attackand night-ghting capabilities, the 12 F/A-50 Fighting Eagles would act as

    interim jet ghters while the PAF waits for more funding and the proper training

    needed for the purchase of fourth-generation multi-role combat interceptors.47

    This was the PAFs rst such acquisition since the Philippines bought 25 F-8

    Crusader ghter-bombers from the U.S. in 1979 to supplement its squadrons of

    pre-Vietnam War F-5 ghter planes. It was an important milestone for the PAF,

    which had no operational ghter planes since the retirement of its two aging

    squadrons of Northrop F-5s in 2005. This was also the AFPs rst major

    acquisition since its planned force modernization in the early 1990s.

    Image credit: abc.net.au

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    12 SPARK3RD QUARTER 2015

    The Aquino Administration is also bank-rolling the PNs

    Desired Force Mixan acquisition program aimed to give

    the PN some limited anti-air/anti-submarine capabilities.

    Since 2012, the PN has been pushing for the purchase of

    the aforementioned frigates for territorial defense, internal

    security operations, naval interdiction, humanita-

    rian assistance, and disaster response. These vessels will

    be equipped with air-to-air, anti-ship and anti-submarine

    weapons and sensors for extended and extensive patrolling

    and surveillance of the countrys vast maritime territory.

    Initially, the defense department was mulling over buying

    two decommissioned Italian Maestrale frigates which have

    credible missile and anti-submarine capabilities. However,

    the defense department decided against the purchase

    after evaluation studies found out that operating these se-

    cond-hand vessels would be more costly in the long run.48

    At present, the government is looking at the offers from

    South Korea and Spain to supply two brand new frigates.

    However, the project has been on hold for the last two

    years because the PN is in quandary whether it will acquire

    cheaper second-hand ships or the more expensive newly

    constructed vessels. In the end, however, the nal

    decision depends on the exigent need for the frigates and,

    more essentially, on the availability of public funds for the

    acquisition of these ships. As one ranking defense ofcial

    notes, only vessels that will provide the country a credible

    defense posture and (more importantly) affordablecost will be selected.49

    In building up the countrys territorial defense capabilities,

    the Aquino Administration sinks its teeth into challeng-

    ing Chinas expansive claims in the South China Sea as it

    encroaches on the countrys EEZ. However, bogged down

    by insufcient resources and its slow pace, the AFPs

    modernization would hardly deter the PLAN in the South

    China Sea given the latters procurement of large surface

    combatants and submarines since the advent of the 21st

    century.50

    Even if the Philippine government provides theAFP the funds for its shopping list of planes, surface

    combatants and submarines, the strategic imbalance

    between the Philippines and China cannot be rectied in

    the foreseeable future. Fortunately for the country, two

    external powers are interested in fostering a security

    partnership with the Philippines in the face of

    Chinas maritime expansion in the South

    Chinathe U.S. and Japan.

    Facilitating the U.S. StrategicRebalancing to Asia

    An important factor behind the Aquino

    Administrations balancing policy on

    China is the recongured Philippine-U.S. security relationship. The U.S.

    regularly extends technical and military

    assistance to the AFP to maintain the

    Filipino-American security partner-

    ship. The most recent U.S. assistance

    included the transfer of two former U.S

    Coast Guard Hamilton- class cutters to

    the Philippine Navy through the Foreign

    Military Sales credit.51Aware of its

    military inadequacies vis--vis China,

    however, Manila has asked for anunequivocal U.S. commitment to Philip-

    pine defense and security as provided

    for in the 1951 Mutual Defense Treaty,

    specically American naval/air

    support in the Spratlys.

    Philippine ofcials rationalized that an

    armed attack on Philippine metropoli-

    tan territory and forces anywhere in

    the Pacic, including the South China

    Sea, should trigger an automatic U.S.armed response. The American posi-

    tion regarding this matter, however, is

    ambiguous for two reasons:52On the

    one hand, the U.S. tries to address

    legitimate Philippine concerns about

    the absence of a clear guarantee of

    military support in case of an armed

    confrontation in the South China Sea;

    on the other hand, the U.S. avoids

    giving an explicit and broad statement

    of a security guarantee that could

    encourage the Philippines to behave

    provocatively against China, whether

    based on its expansive interpretation

    of its sovereignty over the islands it

    controls in the South China Sea to a

    mistaken assumption about the

    prospect of an automatic American

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    3RD QUARTER 2015SPARK 13

    armed response in case of an outbreak of hostility in the disputed waters.

    Fortunately for the Philippines, an increasing number of U.S. policymakers are

    starting to share the Philippines view that the archipelago is a strategic

    bellwether of Chinas maritime expansion in the West Pacic and at the same

    time, the natural barrier to check Chinas expansionism.53Hence, the U.S. must

    help the Philippines develop its own military naval capabilities to counter Chinas

    efforts to project power in the Asia-Pacic.54The 2012 Scarborough Shoal

    stand-off and later, Chinas occupation of the shoal made it urgent for Manila to

    negotiate the Framework Agreement on Increased Rotational Presence (IRP)

    with Washington. The agreement facilitates the deployment of American troops

    and equipment on a rotational basis, thus skirting the controversial issue of re-

    establishing U.S. bases in the country. Curiously, the negotiation was conducted

    against the backdrop of recurring tension between the Philippines and China

    over the South China Sea. With its small and weak naval force and an almost

    non-existent air force, the Philippine military is heavily dependent on the

    U.S for technical assistance in joint military training, humanitarianmissions, and disaster response operations.

    On 28 April 2014, Philippine Defense Secretary Gazmin and U.S. Ambassador

    to the Philippines Philip Goldberg signed the Enhanced Defense Cooperation

    Agreement (EDCA) a few hours before President Barack Obama arrived in Manila

    for his rst state visit. Actually, EDCA is not a new security pact; it is merely an

    updated implementation of the 1951 Mutual Defense Treaty.55 This executive

    agreement provides the framework by which the Philippines and the U.S. can

    develop their individual and collective defense capabilities. Such a task can be

    accomplished through the rotational deployment of American forces in Philippine

    bases.56

    Although the EDCA allows American forces to utilize AFP-owned-and-controlled facilities, the Philippine base commander has unhampered access to

    these locations. Likewise, American built-or-improved infrastructure inside these

    installations can be used by the AFP. Furthermore, any construction and other

    activities within in the Philippine bases require the consent of the host country

    through the Mutual Defense Board and Security Engagement Board.

    On a strategic level, the EDCA undercuts Chinas A2/AD Strategy in Southeast

    Asia even without the U.S. establishing any permanent base in the region.

    Through the EDCA, U.S. forces are afforded two innovative access arrangements

    in the Philippines, namely:57 1) forward operating sites-expandable warm military

    facilities with limited U.S. military support presence; and 2) cooperative securitylocations-facilities with little or no permanent American presence and are main-

    tained by the host nation. The plan involves bringing American

    tactical units-personnel and their equipment to allied bases in East Asia to plan

    and exercise contingency missions for a crisis or conict situation.58These are

    less expensive, less visible and less vulnerable access arrangements that offer

    greater strategic and operational for the United States exibility. They are less

    likely to create local political problems and are expected to promote long-term

    security cooperation between the U.S. and the Philippines.

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    14 SPARK3RD QUARTER 2015

    Fostering a StrategicPartnership with Japan

    Aside from strengthening its alliance with the U.S, the

    Philippines also fosters its strategic partnership with Japan,

    Chinas main rival in East Asia. On July 2012, then Japa-

    nese Defense Minister Satoshi Morimoto and his Filipinocounterpart, Secretary Gazmin, inked a bilateral agreement

    on maritime security.59 This agreement features high-level

    dialogues between defense ofcials and reciprocal visits

    by the MSDF chief-of-staff and the PN ag commander. A

    few days later, Philippine Foreign Affairs Secretary Albert

    Del Rosario announced that Tokyo was likely to provide the

    PCG with ten 40-meter boats as part of Japans ODA to the

    Philippines by the end of the year.60Newspapers also re-

    ported a grant of two additional bigger vessels considered

    for transfer to the Philippine government.

    On January 2013, Foreign Minister Fumio Kishida

    announced Japans technical assistance to the PCG

    through the provision of essential communications equip-

    ment for maritime safety.61On 27 June 2013, Japanese

    Defense Minister Itsunori Onodera and Secretary Gazmin

    conrmed the continuous exchanges of information aimed

    at strengthening Philippine-Japan defense relations and on

    working together to make U.S. strategic rebalancing a rea-

    lity in Asia.62Secretary Gazmin also raised the possibility

    of allowing the Japanese MSDF access to the former

    American military bases in the Philippines if Tokyo isinterested in negotiating and signing an

    access agreement with Manila.63

    The Philippines and Japan have conducted high-level meet-

    ings and consultations to solidify their security cooperation

    in the face of Chinas military assertiveness. On December

    2013, President Aquino discussed with Prime Minister

    Shintaro Abe in Tokyo Chinas establishment of an Air

    Defense Identication Zone (ADIZ) in the East China Sea.64

    President Aquino was worried that China might extend the

    zone into the South China Sea, adversely affecting Philip-pine security. Prime Minister Abe assured President Aquino

    that Japan would not tolerate Chinas attempt to change

    the status quo in the region by force and that it intended to

    cooperate with the Philippines to ensure that the freedom

    of ight and navigation is respected.65To help build up the

    PCGs capability, Prime Minister Abe approved a yen-based

    soft loan to nance the Philippines acquisition of ten

    40-meter long multi-purpose patrol boats from Japan.

    On June 2014, President Aquino again

    met Prime Minister Abe in Tokyo to dis-

    cuss ways to further Philippine-Japan

    security relations.66

    Tackled in particu-lar are areas of possible cooperation

    to enhance the recently forged Phil-

    ippines-Japan Strategic Partnership.67President Aquino followed up the

    PCGs request for ten patrol boats to

    be acquired by the Philippines through

    a US$184 million soft loan from the

    Japan International Cooperation

    Agency.68Prime Minister Abe assured

    President Aquino that three of the ves-

    sels would be delivered in 2015; whilethe remaining seven would be ready

    for delivery in 2016. The PCG needs

    the patrol boats to secure the waters

    around the seven islands claimed

    and occupied by the Philippines in the

    Spratlys. The boats will also moni-

    tor any foreign naval presence in the

    several reefs and shoals near the parts

    of the countrys Exclusive Economic

    Zone (EEZ) currently occupied by Chi-

    nese forces. For the PCGs maritimedomain awareness operations, Japan

    promised to provide VSAR and Inmar-

    sat communication systems.

    In his recent visit to Japan in early June

    2015, President Aquino and Prime

    Minister Abe signed a joint declara-

    tion on A Strengthened Strategic

    Partnership for Advancing the Shared

    Principles and Partnership and Goals

    for Peace, Security, and Growth in theRegion and Beyond. The communi-

    qu commits Japan to the following:

    1) enhancing the capacity of the PCG;

    2) cooperating with the Philippines

    on maritime security specically on

    maritime domain awareness, and 3)

    raising the prospects for the transfer

    of Japanese defense equipment and

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    technology to the Philippines.69In a press brieng, President Aquino announced the forth -

    coming negotiation on the Status of Forces Agreement (SOFA) that would allow SDF access

    to Philippine military bases. He disclosed that a Philippine-Japan SOFA is possible since

    both countries have boosted their security relationship signicantly over the past few years.The SDFs use of Philippine bases, on a limited and rotational basis, will be useful to Japan

    as it actively pursues a policy of Pro-Active Contribution to Peace in East Asia. With

    refueling and basing facilities in the Philippines, units of the ASDF and MSDF can

    conduct joint patrols with their American counterparts for a longer period of

    time and over a larger area of the South China Sea.

    Conclusion

    Since 2009, China has taken an aggressive approach in pursuing its expansive maritime

    claim in the South China Sea. Initially, it used a delaying tactic in the resolution of thedispute while it consolidated its claims over disputed maritime territories and deterred

    small claimant states from strengthening their own claims. Eventually, the U.S. and Japan

    displayed their interests in the dispute and have since projected their naval prowess in East

    Asia. These two naval powers have also extended military assistance to the small claimant

    states in the South China Sea dispute-the Philippines and Vietnam. This, in turn, has raised

    the possibility of a major naval confrontation between an emergent power and two major

    naval powers in the South China Sea. These developments have created a potentially

    volatile balance of power situation in the South China Sea. So far, this balance of

    power has prevented an armed conict among the claimant states.

    The Philippines is taking advantage of this strategic impasse to build up a credible defensecapability to back its deant act of standing up to Chinas maritime expansion in the South

    China Sea. It has also strengthened its security ties with the U.S. and Japan to maintain

    the balance of power situation for the time being. However, given the slow pace and the

    limited funding for its arms modernization program, the Philippines foresees that this stra-

    tegic stand-off among the major powers will continue way into the third decade of the 21st

    century. Nevertheless, such a view may overlook the possibility that this strategic stand-off

    might be the proverbial calm before the storm. If this storm suddenly breaks out on the

    countrys maritime horizon, the Philippines might nd itself in the same situation as it was

    in the late 1941militarily ill-equipped, utterly defenseless, and totally

    unprepared for the tempests destructive onslaught.

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    1 This artic le is a shorter version of a paper

    that was presented in the panel on Military Balance

    and Regional Order Fifth Annual CSIS South China

    Sea Conference, Center for Strategic and International

    Studies (CSIS), 21 July 2015, Washington, D.C.

    2 National Institute for Defense Studies,

    NIDS China Security Report 2014 (Tokyo, Japan: Na-

    tional Institute for Defense Studies, 2015). p. 3.

    3 See Carlyle A. Thayer, Chinas New Wave

    of Aggressive Assertiveness in the South China Sea,

    International Journal of China Studies 2, 3 (December

    2011). pp. 555-583. Fravel M. Taylor, Chinas Strategy

    in the South China Sea, Contemporary Southeast Asia

    33.3 (December 2011): 292-319. http://search/pro-

    quest.com/docview/921618988?accountid=28547;

    Huai-Feng Ren and Fu-Kuo-Liu, Transitional Security

    Pattern in the South China Sea and the Involvement

    of External Parties, Issues and Studies 49, 2 (June

    2013). pp. 103-145; Leszek Buszynski, The South Chi-na Sea Maritime Dispute: Legality, Power, and Conflict

    Prevention, Asian Journal of Peacebuilding 1.1. (2013).

    pp. 39-63; http://search.proquest.com/docview/1501

    429784?accountid=28547; and David Scott, Conflict

    Irresolution in the South China Sea Asian Survey 56,

    6 (November/December 2012). pp. 1019-1042.

    4 See Robert Kaplan, The South China Sea is

    the Future of Conflict, Foreign Policy 188 (September/

    October 2011): 76-88. http://search.proquest.com/do

    cview/888030576?accountid=28547

    5 Taylor, op. cit. p. 296.

    6 Michael A. Glony, Getting Beyond Taiwan?

    Chinese Foreign Policy and PLA Modernization, Stra-tegic Forum No. 261 (January 2011). p. 4.

    7 Aaron L. Friedberg, Buckling Beijing: An

    Alternative U.S. China Policy, Foreign Policy (Septem-

    ber/October 2012). 91, 5. P. 53.

    8 Ibid. p. 53.

    9 Roger Cliff, Mark Burles, Michael S. Chase,

    Derek Eaton, and Kevin L. Pollpeter, Entering the

    Dragons Lair: Chinese Anti-Access Strategies and their

    Implications for the United States (Santa Monica, CA:

    Rand Corporation, 2007). p. xvii.

    10 Edward Wong, China Asserts Role as a

    Naval Power, International Herald Tribune (23 April2010). pp. 1and 4.

    11 Peter Dutton, Three Disputes and Three

    Objectives: China and the South China Sea, Naval War

    College Review (Autumn 2011) 54, 4. p. 6.

    1 2 For details on Chinas Training Exercises in

    its surrounding waters see National Institute for De-

    fense Studies, NIDS China Security Report (Tokyo: Na-

    tional Institute for Defense Studies, 2011) . pp. 14-21.

    13 See The International Institute for Strate-

    gic Studies, The Military Balance 2011: The Annual As-

    sessment of Global Military Capabilities and Defence

    Economics (London: The International Institute fo

    Strategic Studies, 2011). p. 196.

    14

    Yoichi Kato, Chinas Naval Expansion inthe Western Pacific, Global Asia 5, 4 (Winter 2010). p

    19.

    15 Robert Sutter and Chin-hao Huang

    China-Southeast Asia Relations: Beijing Shifts to the

    Positive, Downplays Disputes, Comparative Con

    nection: A Triannual E-Journal on East Asian Bilatera

    Relations (January 2014). p. 1. http://csis.orga/files/

    publication/1303qchina_seasia.pdf

    16 Jane Perlez, Stand-off Over South China

    Sea Shoal Eases: Beijing and Manila Pull their ships

    from Area, but the Dispute is not settle, Internationa

    Herald Tribune (19 June 2012). p. 4. http://search.pro

    quest.com/docview/1020884288/1386FC0C1134

    17 Mark Landler, How Obama Switched to

    Tougher Line with China, International Herald Tribun

    (21 September 2012). pp. 1-1.

    1 8 Mark E. Manyin et al Pivot to the Pacific?

    The Obama Administrations Rebalancing toward

    Asia, Congressional Research Service (Washington

    D.C.: Congressional Research Service, 28 March 2012)

    p. 1.

    1 9 Jane Perlez, U.S. Gives Explanation fo

    its Pivot to Asia, International Herald Tribune (4

    June 2012). p. 1. http://search.proquest.com/doc

    view/1018261286/13818EF8BE5C...

    20 David S. Cloud, Panetta Out to ReassureAllies Defense Chief Says U.S. Commitment, Asian

    Pivot Real, South Florida-Sun-Sentinel (2 June 2012)

    p. 1 http://search.proquest.com/docview/101814753

    5/13818EF8BE5C...

    21 Sheldon W. Simon, Conflict and Diploma

    cy in the South China Sea: The View from Washing

    ton, Asian Survey 52, 6 (November/December 2012)

    p. 1012.

    22 .X. Hammes and D. Hooker, Americas Ulti

    mate Strategy in a Clash with China, National Interest

    (June 10, 2014). p.1. http://nationalinterest.org/fea

    ture/americas-ultimate-strategy-clash-china-10633

    23 Sheldon W. Simon, Conflict and Diplomacy in the South China Sea: The View from Washing

    ton, Asian Survey 52, 6 (November/December 2012)

    p. 1012.

    24 Andrew F. Krepinevich, Jr., How to Dete

    China: The Case of Archipelagic Defense, Foreign Af

    fairs 94, 2. (March/April 2015). pp. 78-86.

    25 National Institute of Defense Studies, NIDS

    China Report 2011 (Tokyo: National Institute of De

    fense Studies, 2011). p. 17.

    26 Ian Storey, Japan Steps Up to the South

    16 SPARK3RD QUARTER 2015

    endnotes

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    China Sea Plate: Tokyo is Confronting Beijing and In-

    creasing Defense Ties with ASEAN Members to Pro-

    tect Maritime Trade, Wall Street Journal (09 July 2012).

    p. 1. http://search.proquest.com/docview.102413288

    4/131979D7E21C...

    27 Yoichi Kato, Chinas Naval Expansion in the

    Western Pacific, Global Asia (Winter 2010) 5, 4. p. 19.

    28 National Institute for Defense Studies, op.

    cit. p. 26.

    29 The International Institute for Strategic

    Studies, The Military Balance 2012: The Annual As-

    sessment of Global Military Capabilities and Defence

    Economics (London: The International Institute for

    Strategic Studies, 2012).p. 212.

    30 Scott, op. cit. p. 1041.

    31

    Scott, op. cit. p. 1042.

    32 Taylor, op. cit. p. p. 12.

    33 Ren and Liu, op. cit. p. 7.

    34 The International Institute for Strategic

    Studies, The Military Balance 2012: The Annual As-

    sessment of Global Military Capabilities and Defence

    Economics (London: The International Institute for

    Strategic Studies, 2012). p. 213.

    35 Charles Glaser, Will Chinas Rise Lead to

    War? Why Realism Does not Mean Pessimism, Foreign

    Affairs 90, 2 (March/April 2011). p. 91.

    36

    Noel M. Morada and Christopher Collier,The Philippines: State versus Society, in Asian Secu-

    rity Practice: Material and Ideational Influences (Ed)

    Muthiah Alagappa (Stanford, California: Stanford Uni-

    versity Press, 2001).p. 550.

    37 Ronnie Gil L. Gavan, Organized National

    Engagement (ONE) at Sea: Optimizing the States Op-

    tion for Maritime Security, Digest 19, 1 (First Quarter

    2012).p. 10.

    38 China Wants Philippines to Seek Permis-

    sion before Spratlys Oil Search, BBC Monitoring Asia-

    Pacific (10 June 2011). p. 1. http://proquest.umi.com/

    pqdweb?index=281&did=2370661661&Sr...

    39 National Security Council, National Secu-rity Policy 2011-2016 (Quezon City: National Security

    Council, April 2011). p. 39.

    40 Office of the Deputy Chief-of-Staff, Armed

    Forces of the Philippines: Strategic Intent (Quezon

    City: Camp Aguinaldo, 2011). p. 27.

    41 Secretary of the Department of Defense,

    Defense: Planning Guidance 2016-2021 (Quezon City:

    Department of Defense March 2015).p. 4.

    42 Ibid. p. 4.

    43 For an interesting discussion on the dis-

    mal state of the PAF see Galileo Gerard R. Kintanar,

    Developing an Air Power Culturethe Missing Di-

    mension, Digest: Strategic and Special Studies (3rd

    Quarter 2012). pp. 35-48.

    44 Jon Grevatt, Philippines to Hasten Recre-

    ation of Dedicated Combat Wing with Ex-USAF F-16

    Purchase, Jane Defense Industry 29, 1 (January 1,

    2012). p. 1. http://search.proquest.com/docview/91

    0358069/1367C416F31C55.

    45 Aurea Calica, Aquino: Government Can

    Now Afford to Buy New Fighter Jets, The Philippine

    Star (17 May 2012). p. 2.

    46 Asia News Monitor, Philippines: F/A-50s

    to Boost Countrys Capability to Defend Territory,

    Asia News Monitor (21 October 2013) p.1. http://

    search.proquest.com/docview/1443037151?accoun

    tid=28547

    47 BBC Monitoring Asia-Pacific, South Ko-

    rea, Philippines Sign Agreement on Export of Fighter

    Aircraft, BBC Monitoring Asia-Pacific (28 March 2014).

    p. 1 http://search.proquest.com/docview/15107033

    22?accountid=28547

    48 Asia News Monitor, Philippines: DND

    Eyes Acquisition of Two Brand New Frigates, Asia

    News Monitor (15 August 2013). p. 1. http://search.

    proquest.com/docview/1420301565?account

    id=28547

    49 Asia News Monitor, Only Best, Afford-

    able Naval Ships will be Acquired for the Philippines,

    Asia News Monitor (09 January 2013). p. 1. http://search/proquest.com/docview/1267135710?accoun

    tid=28547

    50 Richard A. Bitzinger, Recent Develop-

    ments in Naval and Maritime Modernization in the

    Asia-Pacific: Implication for Regional Security, The

    Chinese Navy: Expanding Capabilities, Evolving

    Roles (Washington D.C: National Defense University,

    2011). p. 24.

    51 GMA News Philippine Navy to Acquire

    Largest Ship in Inventory, GMA News (23 January

    2011). p. 1. http://www.gmanews.tv/print/211298

    52 See Sheena Chestnuts Greitens, The U.S.

    Alliance with the Philippines: Challenges and Oppor-tunities, U.S. Alliances and Partnership at the Center

    of Global Power (Eds) Ashley J. Tellis, Abraham M.

    Denmark, and Greg Chaffin (Seattle and Washington,

    D.C.: The National Bureau of Asian Research, 2014). p.

    144.

    53 Ibid. p. 128.

    54 Ibid. p. 128.

    55 Philippine News Agency, New Defense

    Agreement Enhances Philippine, U.S. Alliance on Se-

    curity ChallengesDND Chief, The Philippines News

    Agency (28 April 2014). p. 1. http://search.proquest

    com/docview/1519443096?accountid=28547

    56 Jim Garamone, U.S.-Philippine Pact Ex

    pands Defense Cooperation, Targeted News Service(28 April 2014). P. 1 http://search.proquest.com/docv

    ew/1519453450/17CC0F621D4441CBPQ/55?accoun

    id=...

    57 For details regarding this new forms ac

    cess arrangements see Robert Harkavy, Thinking

    about Basing, Naval War College Review 58. 3 (Sum

    mer 2005). pp. 12-42.

    58 Ibid. p. 1

    59 Janes Country Risk Daily Report, Japan

    and Philippines Sign Defense Pact, Janes Country Ris

    Daily Report (4 July 2012) 19, 134. p. 1. http://search

    proquest.com/docview/102349/13A38763AF488...

    60 Jerry E. Esplanada, Philippines, Japan to

    Enhance Maritime Security Ties, Philippine Daily In

    quirer (9 July 2012). p. 1 http://globalnation.inquirer

    net/43508/philippines-japan-to-enhance...

    61 Asia News Monitor, Philippine/Japan

    Philippines, Japan Agree to Enhance Cooperation in

    Maritime Security, Asia News Monitor (14 January

    2013). p. 1. http://search.proquest.com/docview/126

    9104724?accountid=28547

    62 BBC Monitoring Asia-Pacific, Philip

    pines, Japan Agree to Strengthen Defense Ties, BBC

    Monitoring Asia-Pacific (27 June 2013). p. 2. http://

    search.proquest.com/docview/137173115?accoun

    id=28547

    63 Ibid. p. 2.

    64 Jiji Press English News Service, Japan, Phil

    ippines to Cooperate on Chinas Air Defense Zone, Jij

    Press English News Service (13 December 2013). p. 1

    http://search.proquest.com/docview/1467745056?

    65 Ibid. p. 1.

    66 Gulf News, Aquino and Abe Discuss Mari

    time Disputes, Gulf News (25 June 2014).p. 1. http:/

    search.proquest.com/docview/1539577105?accoun

    id=28547

    67 Ibid.p. 1.

    68 Ibid. p. 1.

    69 Japan-Philippines Joint Declaration: A

    Strengthen Partnership for Advancing the Shared

    Principles and Goals of Peace, Security, and Growth

    in the Region and Beyond (Tokyo: Ministry of Foreig

    Affairs, 4 June 2015).

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