Anton Zimmerling (Moscow State University for the Humanities)

meinmat@yahoo.com

http://antonzimmerling.wordpress.com

Slavic Clitic Systems and Word Order Typology

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Wackernagel, Word, ClusterC-systems. No obligatory cliticization of

different syntactic categories.W-systems. Obligatory cliticization of different

syntactic categories in the main clause. No grammaticalized verb-adjacency. Barrier Rules. Clitic climbing. Occasional V2 orders.

W+-systems. Strong 2P clitics, verbal forms in co-clitic positions. No climbing.

W*-systems. Disjoint placement of clitics of different categories prevail. Derived orders generated by Barrier Rules are reanalyzed as default configuration.

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Word order systems: SlavicC-systems: Codified Russian, Ukrainian,

Belorussian.W-systems: Serbian/Croatian/Bosnian,

Slovene, Czech, Slovak, Burgenland Croatian, Vojvodina Rusinski, Carpatian Ukrainian, Old Novgorod Russian.

W+-systems: Bulgarian & Macedonian.W*-systems: Old Church Slavonic, Polish,

Upper and Lower Sorbian.V-systems with VP-internal clitics:

Moliseslav (?).3

Non-syntactic features and cross-linguistic variation.Orientation towards a clitic host: strict

proclitics, universal clitics, strict enclitics.

Strict 2P enclitics: clitic excluded from clausal left edge. Serbian/Croatian/Bosnian, Bulgarian, ONR, Carpatian Ukrainian.

Universal clitics: clitics permitted at the clausal left edge. Macedonian, Slovene, Czech, Old Czech.

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Should the notion of 2P be eliminated from linguistic theory?Agbayani & Golston (2008) claim that Indo-

European connective markers which end up in clausal 2nd position (cf. Lat. =que, O.Greek =te) actually take clausal 1st position, since ‘purely fonetic (sic!) 2ndP conjunctions lie external to their right-hand conjuncts, and for clausal coordination, this means that the conjunction sits in an extra-sentential position’.

This approach cannot be extended to 2P pronouns and 2P clusters.

Agbayani & Golston deny the existence of clusters.

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Ditropic cliticsFunctionally, the clitic belongs together with Y,

yet it is attached morphologically to X. Embick and Noyer (1999: 291) have introduced the term ditropic clitic for this phenomenon.

(1) a. [X]=clitic [Y] b. [Y] clitic=[X] (2) Yagua (Payne & Payne 1990:365, ex. 373) sa-púúchiy Pauro rooriy-˝vmu-níí Anita 3sg.subj-lead Paul house-inside-3SG.OBJ Anita

‘Paul leads/carries Anita inside a/the house’

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Ditropic clitics in Kugu Nganhcara(3) Kugu Nganhcara (Smith & Johnson 2000:

400, ex. 62; 401, ex. 66), (Cysouw 2005). a. nhila pama-ng ngathu ku’a-thu waa 3sg.nom man-erg 1sg.dat dog-1SG.DAT

give ‘The man gave me a dog’b. waa-ngu give-3SG.DAT ‘Give [it] to him’Bound pronouns in K-N are co-verbal.

Syntactically, they are enclitic to whatever comes in preverbal position (3a).

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Ditropic clitics and the anti-Wackernagel positionIf the clausal-final position is filled by a category

of a given type (e.g. verb), while the preceding positions may be filled by different categories, this may eventually give rise to clitics attached to the 2nd position from the clausal right margin: Y – CL –V, cf. (Cysouw 2005).

Djinang, Djnga, Ritharrngu (Yolngu group): X PRON V, but a notable difference is when the clause consists of only a verb and a pronoun. In R. the reduced pronoun will follow the verb V PRON, while in Djinang it will precede it PRON V, see (Mushin and Simpson 2008).

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Clitic clusters: definitionA cluster or a ‘clitic group’ is a string of

deficient elements taking contact position in a rigid order. This parameter is known as ‘Ranking Rule’ or ‘Clitic Template’.

Ranking Rule predicts that any two clitics a and b belonging to cluster CL are linearized in one and just one order when they take contact position [CL …a, b…],

but it does not predict that elements a and b should necessarily take contact position when both of them are present in the same clause.

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Clitic clusters: illustrationWarlpiri (Pama-Nyungan).a. Pura-mi=nya=rna-ngku=lu nganimpa-rlu=ju?Follow-Pres=Int=1Pl.Ex.S.=2Sg.O 1Pl.Ex-Erg= Def‘Shall we follow you?’(Bound pronominal plus coreferential free pronoun).b. Ngjau=juku=ka=rna=ji darrka-nyi jinta-ngku=juku

1Sg=still=pres=1Sg.S = 1Sg. O. endanger-PRES one-ERG=still

‘I’ll just endanger myself only’(free pronoun and coreferential bound pronominal).

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Strict 2P enclitics and universal 2P/1P cliticsWarumungu (Mushin & Simpson 2008).1a. [arntti-nya manyingkkitayi-

nyjji]=ngin(i)=ajju walpunyu.That.Erg. small.Erg.=NGINI=11Sg.O hit‘That other little boy hit me’ (2P).b. wartarnp(a)=arni apina always=1Sg.S. was.walking‘I walked about all the time’ (2P)c. arni=ngini ngurr(u)=arnpa janykurrpakinyi. 1Sg=NGINI nose=still punched‘And I punched him right in the nose’ (1P)

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Constituency conditions2P clitics after the first spelled-out constituent are

widely attested in oral languages, cf. Yukulta (1).(1) [ngumpanta ngawu-Ø partangu-Ø]=thu=yingka

pa:ja ‘Your big dog bit me’

your+ABS dog-ABS big-ABS=me=PAST bite+IND Compare with a non 2P clitic =yi in Garrwa:(2) [bawanganja nanga-ngi] kirrijba=yi kingkarri older.brother 3SG-DAT climb=PAST up his older brother climbed up

Examples are from (Mushin 2004).

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Clitic bases and bound pronounsMudburra (McConvell 1996:304): pa as a 2P/1P clitic

(1) jalkaji pa=rna lap warnta ‘I will pick up a woomera’ woomera AUX=1sgS pick.up get.FUT

(2) #pa=rna lap warnta jalkaji

AUX=1SgS pick.up get.FUT woomera

Warlpiri (Mushin 2004): ka as a 2P/1P clitic.

(3) wangka-mi ka=rna=jana kurdu-kurdu-ku

talk-NONPAST PRES.AUX=1SG.S=3PLO child-child-DAT

‘I’m talking to the children” (in reply to ‘what are you doing?’)

(4) #ka=rna=jana wangka-mi

PRES.AUX=1sg.S=3plO talk-NONPAST

‘I am (going to) talk to them.’ (In reply to ‘You should/must talk to them’)

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Clusters: discussionNo language with a Ranking Rule completely

excludes disjoint placement of those clitics that make up clitic clusters in other configurations.

Clitic clusters do not exist as syntactic units, cf. (Bošković 2002)?

An alternative: splitting of clusters is a syntactic phenomenon: split placement of clitics does not contradict Ranking Rules if split configurations can be proven to be derived from configurations with contact positioning of clitics.

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Clusterization of cliticsSlavic languages: Object pronouns, auxiliaries,

particles.Other 2P languages: Subject pronouns, TAM

markers of different morphology, adverbs.Clausal 2P clitics are normally clusterizing, phrasal

2P clitics are normally non-clusterizing. This asymmetry is difficult to explain in non-syntactic terms.

Contact position of clitics in a cluster excludes insertion of non-clitic elements.

Clusterization seems to be a syntactic phenomenon specific for syntactic clitics and ‘weak forms’.

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Clusterization (2)Cross-linguistically, one and the same

material element can be used both as a clausal and phrasal clitic and be clusterizing in the first case and non-clusterizing in the second case. This is attested, e.g. in Ossetic and some Arawak languages.

No non-syntactic factors can explain why a 2P element is clusterizing in one case and non-clusterizing in the other case.

Clausal 2P clusterization is an issue of clausal syntactic configuration.

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Clitic TemplatesRanking Rules generate Clitic Templates,

where each clusterizing clitic/class of clitics takes a slot of its own, is assigned its ‘rank’ in terms of (Zaliznjak 2008).

Clitic Templates are grammaticalized strings of syntactic categories. They represent the most typical contact clitic orders.

Clitic Templates necessarily represent a functional hierarchy of clitic categories.

Clitic Templates necessarily represent a prosodic ordering of clitics.

Clitic Templates usually reflect different layers of cliticization.

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Diachronical principle of orderingIn 2P languages, 2P clusters *always*

represent clitics of different categories.The diachronical principle (more ‘old’ clitics

before more recent ones, the latter placed at edge positions in a cluster) can hold --

a) within the whole cluster; b) within a block of clitics representing

clitic categories of a given type (e.g., auxiliaries, object pronouns, particles).

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Pure weight principle: Cebwano a) The monosyllabic Object pronouns: ku, mu,

or ta.b) The monosyllabic Subject pronoun 2Sg. Ka.c) A specific set (of mostly monosyllabic)

particles, cf. na ‘already’.d) The monosyllabic Subject pronoun 2Sg. Kae) The other particles.f) The monosyllabic pronouns aside from Ka.g) The disyllabic pronouns. After (Billings & Konopasky 2002)

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Mixed weight principle: Tagalog1.a. Nakita [CliticP ko [Particles na] siya ] “I saw

him/her already”. Be.seen 1Sg.DO already 3Sg.Sub. b. Nakita [CliticP ka [Particle ba] nila?]

“Did they see you?”. Be.seen 2Sg.Sub. Question 3Pl.DO c. Nakita [CliticP mo [Particleyata] ako]

“Perhaps you saw me”. Be.seen 2Sg.DO perhaps 1Sg.S

After (Billings & Konopasky 2002)

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Split clitic systemsIf elements representing different

grammemes of the same category have been cliticized in different periods, the more recent clitics may

A) take a different slot and adjoin to the already existing string of clitics. This gives rise to split clitic systems.

B) Take the same slot (a rare but occasionally attested option).

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New clitics taking the existing slotCarpatian Ukrainian (Sinevir dialect), cf.

[Tolstaya 1999]V-CL: No ta kazali=boo=booli mami, ščo ωrodit’= u_t’a=s’a ωže xlopčišče.C-CL: Nije, kaže, ŭ sel’I nijakoγo zakona i

teper’, koj=boo=booli=s’a [malo l’udi] perederžala, ta može=boo=bolo bolo inak.

Ja na tebe γojkala šos’ tak nefajno, šoz’=bim=na_t’a=s’a svadžala…

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Clusterization and the placement of 2P particlesA) All fixed clitic particles are grouped in the left edge of

the cluster. An option typical for languages, where clitic particles are older than other 2P clitics.

B) Clitic particles take both the left and the right edge of the cluster. This option is typical for languages, which added new layers of clitics.

C) Deictic clitics take a central position in a cluster. This option is found in languages, where clitic-like pronouns lack some properties of standard clitics.

D) Pure weight principle: light 2P clitics precede heavy 2P clitics. Both particles and other clitics may be light or heavy.

E) Mixed weight principle: heavy and light 2P clitics take different slots, but all 2P particles get a uniform treatment. This option might indicate that 2P particles have been inserted into an already existing string of other 2P clitics.

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Barriers: definitional propertiesBarriers are syntactic categories that have

effect on the position of a single clitic/cluster. With single clitics, there are two options —

either a Barrier shifts the clitic n steps from the host category in a given direction or changes its orientation towards to the clitic host.

In 2P languages Barriers cannot change the orientation of clitics, since 2P clitics are generally excluded from clausal left edge due to Tobler-Mussafia’s law.

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Barriers: a parametric approachLanguages with Ranking Rule can be

parametrized depending on Barrier Rules they use.

Our account differs from Zaliznjak’s (2008)or Halpern’s (1996) theories of ‘skipping’, since we don’t claim that Barriers are necessarily extraclausal and located outside the actual domain where the clitics move.

‘Skipping’ accounts are falsified by Slavic data.

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Typology of BarriersIn 2P languages Barriers cannot change the

orientation of clitics, since 2P clitics are generally excluded from clausal left edge due to Tobler-Mussafia’s law. If one takes into account clusters, there are two options:

Barriers can be ‘blind’ or ‘indiscriminating’: in this case they move the whole clitic cluster n steps to the right.

Barriers can be ‘selective’, sensitive to a particular category of clitics: in this case, splitting of a cluster takes place.

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Typology of Barriers (2)Obligatory vs optional Barriers.Grammaticalized vs communicative Barriers.Cumulative (two or more Barriers count as a

single Barrier) vs undoing Barriers (the second Barrier blocks the effect of the first one).

Grammaticalized Barriers are particular lexical heads taking effect on the position of all or some clitics. Communicative Barriers are phrases with a particular communicative status. Both Grammaticalized and Communicative Barriers may be obligatory or optional, blind or selective.

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Complex constituents in 1P and Barrier rulesWarlpiri (Nash 1986): CCR (1) vs Barrier (2)(1) [Kurdu=ngku (1) wita=ngku] (2)] || ka (3)

maliki wajilipi=nyi [child= Erg. (1) ittle=Erg. (2)] || LINK=PRES. (3)

dog chase=not.pst‘A little boy is chasing a dog’ 2) {BARRIER BARRIER [Tumaji]} (1) ngaju(2) =ku=ju (3)

wiri ngawarra yali=ji too much (1) I (2)=DAT.=to me (3) big river

that=TOP ‘This big river is too dangerous for me’.  

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Barriers: feature combinationsOld Novgorod Russian are obligatory &

communicative & blind: this combination of features implies that they invariably shift all clitic clusters to the right from 2P and don’t split them.

Grammaticalized Barriers may well be selective & optional: this is characteristic of Macedonian negation ne, which is a Barrier for reflexive clitics.

Czech patterns with Old Novgorod Russian, but only in the subordinate clauses. In the main clauses, long initial groups are permitted.

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2P languagesIn 2P languages clusters take a fixed position to

clausal left edge — a fact that can be accounted for both in phonetic or in syntactic terms.

The boundaries of the class of clitics depend on which approach to defining clitics in UG is taken.

Prosodic clitics are elements, which cannot form a phonological word without combining with other words, cf. (Jakobson 1971), (Selkirk 1995).

Syntactic clitics are elements, which take syntactic positions that cannot be filled by non-clitic words, cf. (EuroClitics 1999), (Zimmerling 2002: 64).

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Phonetic and syntactic cliticsKing & Franks (2000) ascribe uniform phonetic

features to all clitics in a given language, while genuine prosodic theories take into account that clitics have different phonetic properties, e.g. may be stressed/ lack stress, bear a high tone/ a low tone etc.

Vassiliev-Dolobko’s law revised by Dybo (1975) predicts that non-clitic word forms from the enclinomena class give the accent over to a subclass of (+ High tone) clitics. In this case, stress fell on the right edge of the phonological word, i.e. on the last enclitic in the group. If no enclitics are present, stress fell on the leftmost proclitic in the group.

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Vassiliev-Dolobko’s LawOld Russian enclinomena gave the

accent over to a subclass of dominant clitics. Stress falls on the right on the last enclitic in the group. If no enclitics are present, stress falls on the leftmost proclitic in the group.

(1a) O.Rus. |и не на воз ж| “and not on the carriage THEN”(1b) O.Rus. |и не на воз| “AND not on the carriage”Non-dominant clitics do not take stress

from enclinomena.

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Phonetic vs Syntactic cliticsSLOVENE: auxiliaries, pronouns vs modal

verbs

Phonetic’ Slovene enclitics are unstressed but CAN be fronted.

Modal verbs morati, smeti, moči are stressed, but DO NOT leave clausal 2nd position and CANNOT be fronted.

In spite of the fact that Slov. morati is a strict 2P-enclitic, its 2P properties cannot be derived prosodically, since it is a stressed word.

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2P clitics and VP-internal cliticsIn the European/SAE perspective it has

become customary to compare Slavic word order systems with clitic clusters in clausal 2nd position with Romance-Balcanic word order systems with VP-internal clitics.

Bulgarian and Macedonian, two Slavic idioms which developed an adjacency constraint on the placement of clitics and verbal forms are viewed as an intermediate stage of syntactic evolution from 2P clitics to verb-adjacent clitics.

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2P languages on the world’s mapThere are about 70-100 2P languages which

have clitic clusters in clausal 2nd position. (2) Cav. A-ta-wa |=taa =yatse| affect-Pass-Perf = EMPH =1Dl.Abs. ‘We (me and my brother) got killed (lit.

affected)’.Most, but not all 2P languages allow for a

variation “clitics after the first phonological word ~ clitics after the first maximal projection

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A sample of 2P languages, IHittite, Luwian, Old Greek, Old Indian,

Old Persian, Avestan, Old Novgorod Russian.

Serbian/Croatian/Bosnian, Slovene, Czech, Slovak, Burgenland Croatian, Vojvodina Rusinsky, Carpatian Ukrainian.

Pashto, Ossetic (East Iranian).Old Norse, Middle Scandinavian.Bulgarian (South Slavic), Tagalog, Bikol,

Cebwano (Central Philippine).

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A sample of 2P languages, IIKabyle (Taqbaylit, Tamazight) Berber, Tuareg

Ahaggar (Afroasiatic).Lummi (Straight Salish).Makah, Ditidaht (Wakashan).Luiseño, Mayo (Uto-Aztec).Quiavini Zapotec (Otomangean).Warlpiri, Djaru,Warumungu (Pama-

Nyungan). Garrwa, Wanyi (Mirndi).Cavineña (Tacanan).

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Barriers and splitting of clusters (3)A [Barb ou koroleva]=esia muzha //

slyshal=lib o tomъ chestnomъ krestĕ?And from king’s = CL.2SgAux man //

hear=CL.Q about that worthy cross‘Haven’t you heard about this worthy

cross from the king’s man?’(4) Bulg. (1) | Книгата Barb [ще] | (2)=сиa

(3)=яa (4)|| прочел (5)=лиb (6) ?до утре Book-the (1)| Barb [FUT]| (2)=AUX-2Sg

(3)=AccFSg (4)|| read-Prf (5)=Cl.Q. (6) tomorrow

‘Will you read the book tomorrow?’

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TRIVIA (?)The Principle of Domain Shrinking with

clitic movement.

In a vast majority of cases a 2P clitic that leaves its cluster ends up in a contact pre- or postposition to a verbal form.

Domain expansion with clitic movement is not attested in 2P languages.

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Slavic verb-adjacent clitics revisitedThere is both diachronic and synchronic

evidence for that Bulgarian/Macedonian 2P clitics attracted the verb to the cofinite positions, but not vice versa.

An exact parallel is furnished by Central Philippine languages Tagalog, Cebwano and Bikol which developed a constraint on adjacent position of clitic clusters and verbal forms:

#XP-CL-V ~#V-CL, *#XP-[]-CL, *#XP-Cl-[]-V.

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Verb-adjacency and clitic ‘strengh’Languages of the Bulgarian/Central

Philippine type preserve clitics that don’t leave 2P; these languages lack clitic climbing from embedded clauses.

Languages of the standard 2P type (cf. Serbian/Croatian/Bosnian, Czech, Slovak, Old Novgorod Russian, Pashto, Warlpiri, Hittite) have Barrier Rules that move 2P clitics/clusters out from clausal 2P:

in a case of special interest, the vacant 2P is filled by moved verbal forms hosting 2P enclitic(s).

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HypothesisThere seems to be a correlation of clitic

climbing, Barrier Rules and Verb-Adjacency.Standard 2P languages lack constraints on

Verb-Adjacency, have Barrier Rules, 2P clitics can move out of clausal 2P and leave 2P for verbal forms. Such 2P clitics are ‘weak’.

Bulgarian/Central Philippine 2P clitics don’t move out from clausal 2P and don’t climb. They attract verbal forms to cofinite positions and remain in 2P = ‘strong 2P clitics’.

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AcknowledgementsAnton Zimmerling’s research on clitic

typology is supported by Russian Foundation for the Humanities, project RGNF 09-04-00297a ‘Typology of syntactic constraints’, whose support is most gratefully acknowledged.

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